STATEMENT SHOWING SHAREHOLDING PATTERN IN CLAUSE ...
STATEMENT SHOWING SHAREHOLDING PATTERN IN CLAUSE ...
STATEMENT SHOWING SHAREHOLDING PATTERN IN CLAUSE ...
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(1)(a) <strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> <strong>PATTERN</strong> <strong>IN</strong> <strong>CLAUSE</strong>-35<br />
NAME OF THE COMPANY: RAMKRISHNA FORG<strong>IN</strong>GS LIMITED<br />
SCRIP CODE: 532527 Name of the Scrip: RKFORGE<br />
Class of Security:<br />
QUARTER ENDED:<br />
Partly paid-up shares<br />
EQUITY<br />
'31/12/2010<br />
No. of partly paid-up shares<br />
As a % of total no. of<br />
partly paid-up shares<br />
As a % of total no. of shares of<br />
the Company.<br />
Held by promoter/promoter group 0 0 0<br />
Held by Public 0 0 0<br />
Total: 0 0 0<br />
Outstanding convertible securities:<br />
No. of outstanding<br />
securities<br />
As a % of total no. of<br />
outstanding convertible<br />
securities.<br />
As a % of total no. of shares of<br />
the Company assuming full<br />
conversion of the convertible<br />
securities<br />
Held by promoter/promoter group 0 0 0<br />
Held by Public 0 0 0<br />
Total: 0 0 0<br />
Warrants:<br />
No. of warrants<br />
As a % of total no. of<br />
warrants<br />
As a % of total no. of shares of<br />
the Company, assuming full<br />
conversion of warrants<br />
Held by promoter/promoter group 2900000 74.36 55.36<br />
Held by Public 1000000 25.64 44.64<br />
Total: 3900000 100 100<br />
Total paid-up capital of the<br />
Company, assuming full<br />
conversion of warrants and<br />
convertible securities 20328540 100.00<br />
<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> <strong>PATTERN</strong> <strong>IN</strong> <strong>CLAUSE</strong>-35<br />
SCRIP CODE: RKFORGE QUARTER ENDED: 31/12/2010<br />
TOTAL <strong>SHAREHOLD<strong>IN</strong>G</strong> AS<br />
A % OF TOTAL NO OF<br />
SHARES<br />
SHARES PLEDGE OR<br />
OTHERWISE<br />
ENCUMBERED<br />
CATEGORY<br />
CODE CATEGORY OF SHAREHOLDER<br />
NO OF<br />
SHAREHOLDERS<br />
TOTAL<br />
NUMBER<br />
OF<br />
SHARES<br />
NO OF SHARES<br />
HELD <strong>IN</strong><br />
DEMATERIALIZED<br />
FORM<br />
AS a<br />
PERCENTAGE<br />
of (A+B)<br />
As a<br />
PERCENTAGE<br />
of (A+B+C)<br />
NUMBER<br />
OF<br />
SHARES<br />
AS a<br />
PERCENTAGE<br />
(I) (II) (III) (IV) (V) (VI) (VII) (VIII)<br />
PROMOTER AND PROMOTER<br />
(A) GROUP<br />
(IX)=(VIII)/<br />
(IV)*100
(1) <strong>IN</strong>DIAN<br />
(a) Individual /HUF 7 2E+06 1584640 9.65 9.65 0 0.00<br />
Central Government/State<br />
(b) Government(s) 0 0 0 0.00 0.00 0 0.00<br />
(c) Bodies Corporate 2 6E+06 6160586 37.50 37.50 0 0.00<br />
(d) Financial Institutions / Banks 0 0 0 0.00 0.00 0 0.00<br />
(e) Others 1 608467 608467 3.70 3.70 0 0.00<br />
MAHABIR PRASAD JALAN<br />
(TRUSTEE)<br />
Sub-Total A(1) : 10 8E+06 8353693 50.85 50.85 0 0.00<br />
(2) FOREIGN<br />
(a)<br />
Individuals (NRIs/Foreign<br />
Individuals) 0 0 0 0.00 0.00 0 0.00<br />
(b) Bodies Corporate 0 0 0 0.00 0.00 0 0.00<br />
(c) Institutions 0 0 0 0.00 0.00 0 0.00<br />
(d) Others 0 0 0 0.00 0.00 0 0.00<br />
Sub-Total A(2) : 0 0 0 0.00 0.00 0 0.00<br />
Total A=A(1)+A(2) 10 8E+06 8353693 50.85 50.85 0 0.00<br />
(B)<br />
PUBLIC <strong>SHAREHOLD<strong>IN</strong>G</strong><br />
(1) <strong>IN</strong>STITUTIONS<br />
(a) Mutual Funds /UTI 2 4E+06 3608894 21.97 21.97 0 0.00<br />
(b) Financial Institutions /Banks 0 0 0 0.00 0.00 0 0.00<br />
Central Government / State<br />
(c) Government(s) 0 0 0 0.00 0.00 0 0.00<br />
(d) Venture Capital Funds 0 0 0 0.00 0.00 0 0.00<br />
(e) Insurance Companies 0 0 0 0.00 0.00 0 0.00<br />
(f) Foreign Institutional Investors 1 252828 252828 1.54 1.54 0 0.00<br />
Foreign Venture Capital<br />
(g) Investors 0 0 0 0.00 0.00 0 0.00<br />
(h) Others 0 0 0 0.00 0.00 0 0.00<br />
Sub-Total B(1) : 3 4E+06 3861722 23.51 23.51 0 0.00<br />
(2) NON-<strong>IN</strong>STITUTIONS<br />
(a) Bodies Corporate 218 2E+06 1639866 9.98 9.98 0 0.00<br />
(b) Individuals<br />
(c)<br />
(i) Individuals holding nominal<br />
share capital upto Rs.1 lakh 3277 1E+06 1075660 6.58 6.58 0 0.00<br />
(ii) Individuals holding nominal<br />
share capital in excess of Rs.1<br />
lakh 18 1E+06 1449515 8.82 8.82 0 0.00<br />
Others<br />
NON RESIDENT<br />
<strong>IN</strong>DIANS 21 19186 19186 0.12 0.12 0 0.00<br />
CLEAR<strong>IN</strong>G<br />
MEMBERS 11 23760 23760 0.14 0.14 0 0.00
Sub-Total B(2) : 3545 4E+06 4207987 25.65 25.65 0 0.00<br />
Total B=B(1)+B(2) : 3548 8E+06 8069709 49.15 49.15 0 0.00<br />
Total (A+B) : 3558 2E+07 1.6E+07 100.00 100.00 0 0.00<br />
(C)<br />
Shares held by custodians,<br />
against which<br />
Depository Receipts have been<br />
issued<br />
(1) Promoter and Promoter Group 0 0 0 0.00 0.00 0 0.00<br />
(2) Public 0 0 0 0.00 0.00 0 0.00<br />
GRAND TOTAL (A+B+C) : 3558 2E+07 1.6E+07 100.00 0.00 0 0.00<br />
(I)(b)<br />
<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> OF PERSONS BELONG<strong>IN</strong>G TO "PROMOTER GROUP"<br />
SLNO NAME OF THE SHAREHOLDER<br />
TOTAL SHARES HELD<br />
SHARES PLEDGED OR OTHERWISE<br />
ENCUMBERED<br />
TOTAL<br />
SHARES<br />
AS a % OF<br />
GRAND TOTAL<br />
(A)+(B)+(C)<br />
PLEDGE<br />
SHARES<br />
AS a<br />
PERCENTAGE<br />
AS a % OF<br />
GRAND<br />
TOTAL<br />
(I) (II) (III) (IV) (V) (VI)=(V)/(III)*100 (VII)<br />
1 RIDDHI PORTFOLIO PRIVATE LTD 6E+06 36.89 0 0.00 0.00<br />
2 MAHABIR PRASAD JALAN (TRUSTEE) 608467 3.70 0 0.00 0.00<br />
3 MAHABIR PRASAD JALAN 451000 2.75 0 0.00 0.00<br />
4 RASHMI JALAN 418750 2.55 0 0.00 0.00<br />
5 NARESH JALAN 285750 1.74 0 0.00 0.00<br />
6 NARESH JALAN 268750 1.64 0 0.00 0.00<br />
7 MAHABIR PRASAD JALAN 120000 0.73 0 0.00 0.00<br />
8 EASTERN CREDIT CAPITAL LIMITED 100000 0.61 0 0.00 0.00<br />
9 PAWAN KUMAR KEDIA 35250 0.21 0 0.00 0.00<br />
10 PAWAN KUMAR KEDIA 5140 0.03 0 0.00 0.00<br />
TOTAL : 8E+06 50.85 0 0.00 0.00<br />
(I)(c) <strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> OF PERSONS BELONG<strong>IN</strong>G TO "PUBLIC GROUP" HOLD<strong>IN</strong>G ><br />
1% OF THE TOTAL NUMBER OF SHARES<br />
SLNO NAME OF THE SHAREHOLDER NO OF SHARES PERCENTAGE
1<br />
2<br />
UNIT TRUST OF <strong>IN</strong>DIA <strong>IN</strong>VESTMENT ADVISORY SERVICES LTD-<br />
A/C ASCENT <strong>IN</strong>DIA FUND 2213000 13.47<br />
RELIANCE CAPITAL TRUSTEE CO. LTD. - A/C RELIANCE TAX SAVER<br />
(ELSS) FUND 1395894 8.50<br />
3 LATA BHANSHALI 1000000 6.09<br />
4 AKG F<strong>IN</strong>VEST LTD 392300 2.39<br />
5 CITIGROUP GLOBAL MARKETS MAURITIUS PRIVATE LIMITED 252828 1.54<br />
6 CHARTERED F<strong>IN</strong>ANCE AND LEAS<strong>IN</strong>G LIMITED 251033 1.53<br />
7 UNO METALS LTD 169000 1.03<br />
TOTAL : 5674055 34.54<br />
(I)(d)<br />
<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> DETAILS OF LOCKED-<strong>IN</strong> SHARES"<br />
SLNO NAME OF THE SHAREHOLDER CAT. CODE NO OF SHARES PERCENTAGE<br />
1 LATA BHANSHALI PUB 1000000 6.09<br />
2 EASTERN CREDIT CAPITAL LIMITED PBC 100000 0.61<br />
TOTAL : 1100000 6.70<br />
(II)(a)<br />
<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> DETAILS OF DEPOSITORY RECEIPTS (DRS)<br />
Sr.No.<br />
Type of outstanding DR<br />
(ADRs,GDRs,SDRs,etc.)<br />
Nil<br />
Number of outstanding<br />
DRs<br />
Number of shares<br />
underlying<br />
outstanding DRs<br />
Shares underlying<br />
outstanding DRs as a<br />
percentage of total number of<br />
shares {i.e., Grand Total<br />
(A)+(B)+(C) indicated in<br />
Statement at Para(I)(a) above}<br />
TOTAL : 0 0 0<br />
(II)(b)<br />
Statement showing Holding of Depository Receipts (DRs), where underlying shares held by<br />
"Promoter/Promoter group" are in excess of 1% of the total number shares.
Sr.No. Name of the DR Holder<br />
Nil<br />
Number of shares<br />
Type of outstanding DR underlying<br />
(ADRs,GDRs,SDRs,etc.) outstanding DRs<br />
Shares underlying<br />
outstanding DRs as a<br />
percentage of total number of<br />
shares {i.e., Grand Total<br />
(A)+(B)+(C) indicated in<br />
Statement at para(I)(a) above}<br />
TOTAL : 0 0