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STATEMENT SHOWING SHAREHOLDING PATTERN IN CLAUSE ...

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(1)(a) <strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> <strong>PATTERN</strong> <strong>IN</strong> <strong>CLAUSE</strong>-35<br />

NAME OF THE COMPANY: RAMKRISHNA FORG<strong>IN</strong>GS LIMITED<br />

SCRIP CODE: 532527 Name of the Scrip: RKFORGE<br />

Class of Security:<br />

QUARTER ENDED:<br />

Partly paid-up shares<br />

EQUITY<br />

'31/12/2010<br />

No. of partly paid-up shares<br />

As a % of total no. of<br />

partly paid-up shares<br />

As a % of total no. of shares of<br />

the Company.<br />

Held by promoter/promoter group 0 0 0<br />

Held by Public 0 0 0<br />

Total: 0 0 0<br />

Outstanding convertible securities:<br />

No. of outstanding<br />

securities<br />

As a % of total no. of<br />

outstanding convertible<br />

securities.<br />

As a % of total no. of shares of<br />

the Company assuming full<br />

conversion of the convertible<br />

securities<br />

Held by promoter/promoter group 0 0 0<br />

Held by Public 0 0 0<br />

Total: 0 0 0<br />

Warrants:<br />

No. of warrants<br />

As a % of total no. of<br />

warrants<br />

As a % of total no. of shares of<br />

the Company, assuming full<br />

conversion of warrants<br />

Held by promoter/promoter group 2900000 74.36 55.36<br />

Held by Public 1000000 25.64 44.64<br />

Total: 3900000 100 100<br />

Total paid-up capital of the<br />

Company, assuming full<br />

conversion of warrants and<br />

convertible securities 20328540 100.00<br />

<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> <strong>PATTERN</strong> <strong>IN</strong> <strong>CLAUSE</strong>-35<br />

SCRIP CODE: RKFORGE QUARTER ENDED: 31/12/2010<br />

TOTAL <strong>SHAREHOLD<strong>IN</strong>G</strong> AS<br />

A % OF TOTAL NO OF<br />

SHARES<br />

SHARES PLEDGE OR<br />

OTHERWISE<br />

ENCUMBERED<br />

CATEGORY<br />

CODE CATEGORY OF SHAREHOLDER<br />

NO OF<br />

SHAREHOLDERS<br />

TOTAL<br />

NUMBER<br />

OF<br />

SHARES<br />

NO OF SHARES<br />

HELD <strong>IN</strong><br />

DEMATERIALIZED<br />

FORM<br />

AS a<br />

PERCENTAGE<br />

of (A+B)<br />

As a<br />

PERCENTAGE<br />

of (A+B+C)<br />

NUMBER<br />

OF<br />

SHARES<br />

AS a<br />

PERCENTAGE<br />

(I) (II) (III) (IV) (V) (VI) (VII) (VIII)<br />

PROMOTER AND PROMOTER<br />

(A) GROUP<br />

(IX)=(VIII)/<br />

(IV)*100


(1) <strong>IN</strong>DIAN<br />

(a) Individual /HUF 7 2E+06 1584640 9.65 9.65 0 0.00<br />

Central Government/State<br />

(b) Government(s) 0 0 0 0.00 0.00 0 0.00<br />

(c) Bodies Corporate 2 6E+06 6160586 37.50 37.50 0 0.00<br />

(d) Financial Institutions / Banks 0 0 0 0.00 0.00 0 0.00<br />

(e) Others 1 608467 608467 3.70 3.70 0 0.00<br />

MAHABIR PRASAD JALAN<br />

(TRUSTEE)<br />

Sub-Total A(1) : 10 8E+06 8353693 50.85 50.85 0 0.00<br />

(2) FOREIGN<br />

(a)<br />

Individuals (NRIs/Foreign<br />

Individuals) 0 0 0 0.00 0.00 0 0.00<br />

(b) Bodies Corporate 0 0 0 0.00 0.00 0 0.00<br />

(c) Institutions 0 0 0 0.00 0.00 0 0.00<br />

(d) Others 0 0 0 0.00 0.00 0 0.00<br />

Sub-Total A(2) : 0 0 0 0.00 0.00 0 0.00<br />

Total A=A(1)+A(2) 10 8E+06 8353693 50.85 50.85 0 0.00<br />

(B)<br />

PUBLIC <strong>SHAREHOLD<strong>IN</strong>G</strong><br />

(1) <strong>IN</strong>STITUTIONS<br />

(a) Mutual Funds /UTI 2 4E+06 3608894 21.97 21.97 0 0.00<br />

(b) Financial Institutions /Banks 0 0 0 0.00 0.00 0 0.00<br />

Central Government / State<br />

(c) Government(s) 0 0 0 0.00 0.00 0 0.00<br />

(d) Venture Capital Funds 0 0 0 0.00 0.00 0 0.00<br />

(e) Insurance Companies 0 0 0 0.00 0.00 0 0.00<br />

(f) Foreign Institutional Investors 1 252828 252828 1.54 1.54 0 0.00<br />

Foreign Venture Capital<br />

(g) Investors 0 0 0 0.00 0.00 0 0.00<br />

(h) Others 0 0 0 0.00 0.00 0 0.00<br />

Sub-Total B(1) : 3 4E+06 3861722 23.51 23.51 0 0.00<br />

(2) NON-<strong>IN</strong>STITUTIONS<br />

(a) Bodies Corporate 218 2E+06 1639866 9.98 9.98 0 0.00<br />

(b) Individuals<br />

(c)<br />

(i) Individuals holding nominal<br />

share capital upto Rs.1 lakh 3277 1E+06 1075660 6.58 6.58 0 0.00<br />

(ii) Individuals holding nominal<br />

share capital in excess of Rs.1<br />

lakh 18 1E+06 1449515 8.82 8.82 0 0.00<br />

Others<br />

NON RESIDENT<br />

<strong>IN</strong>DIANS 21 19186 19186 0.12 0.12 0 0.00<br />

CLEAR<strong>IN</strong>G<br />

MEMBERS 11 23760 23760 0.14 0.14 0 0.00


Sub-Total B(2) : 3545 4E+06 4207987 25.65 25.65 0 0.00<br />

Total B=B(1)+B(2) : 3548 8E+06 8069709 49.15 49.15 0 0.00<br />

Total (A+B) : 3558 2E+07 1.6E+07 100.00 100.00 0 0.00<br />

(C)<br />

Shares held by custodians,<br />

against which<br />

Depository Receipts have been<br />

issued<br />

(1) Promoter and Promoter Group 0 0 0 0.00 0.00 0 0.00<br />

(2) Public 0 0 0 0.00 0.00 0 0.00<br />

GRAND TOTAL (A+B+C) : 3558 2E+07 1.6E+07 100.00 0.00 0 0.00<br />

(I)(b)<br />

<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> OF PERSONS BELONG<strong>IN</strong>G TO "PROMOTER GROUP"<br />

SLNO NAME OF THE SHAREHOLDER<br />

TOTAL SHARES HELD<br />

SHARES PLEDGED OR OTHERWISE<br />

ENCUMBERED<br />

TOTAL<br />

SHARES<br />

AS a % OF<br />

GRAND TOTAL<br />

(A)+(B)+(C)<br />

PLEDGE<br />

SHARES<br />

AS a<br />

PERCENTAGE<br />

AS a % OF<br />

GRAND<br />

TOTAL<br />

(I) (II) (III) (IV) (V) (VI)=(V)/(III)*100 (VII)<br />

1 RIDDHI PORTFOLIO PRIVATE LTD 6E+06 36.89 0 0.00 0.00<br />

2 MAHABIR PRASAD JALAN (TRUSTEE) 608467 3.70 0 0.00 0.00<br />

3 MAHABIR PRASAD JALAN 451000 2.75 0 0.00 0.00<br />

4 RASHMI JALAN 418750 2.55 0 0.00 0.00<br />

5 NARESH JALAN 285750 1.74 0 0.00 0.00<br />

6 NARESH JALAN 268750 1.64 0 0.00 0.00<br />

7 MAHABIR PRASAD JALAN 120000 0.73 0 0.00 0.00<br />

8 EASTERN CREDIT CAPITAL LIMITED 100000 0.61 0 0.00 0.00<br />

9 PAWAN KUMAR KEDIA 35250 0.21 0 0.00 0.00<br />

10 PAWAN KUMAR KEDIA 5140 0.03 0 0.00 0.00<br />

TOTAL : 8E+06 50.85 0 0.00 0.00<br />

(I)(c) <strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> <strong>SHAREHOLD<strong>IN</strong>G</strong> OF PERSONS BELONG<strong>IN</strong>G TO "PUBLIC GROUP" HOLD<strong>IN</strong>G ><br />

1% OF THE TOTAL NUMBER OF SHARES<br />

SLNO NAME OF THE SHAREHOLDER NO OF SHARES PERCENTAGE


1<br />

2<br />

UNIT TRUST OF <strong>IN</strong>DIA <strong>IN</strong>VESTMENT ADVISORY SERVICES LTD-<br />

A/C ASCENT <strong>IN</strong>DIA FUND 2213000 13.47<br />

RELIANCE CAPITAL TRUSTEE CO. LTD. - A/C RELIANCE TAX SAVER<br />

(ELSS) FUND 1395894 8.50<br />

3 LATA BHANSHALI 1000000 6.09<br />

4 AKG F<strong>IN</strong>VEST LTD 392300 2.39<br />

5 CITIGROUP GLOBAL MARKETS MAURITIUS PRIVATE LIMITED 252828 1.54<br />

6 CHARTERED F<strong>IN</strong>ANCE AND LEAS<strong>IN</strong>G LIMITED 251033 1.53<br />

7 UNO METALS LTD 169000 1.03<br />

TOTAL : 5674055 34.54<br />

(I)(d)<br />

<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> DETAILS OF LOCKED-<strong>IN</strong> SHARES"<br />

SLNO NAME OF THE SHAREHOLDER CAT. CODE NO OF SHARES PERCENTAGE<br />

1 LATA BHANSHALI PUB 1000000 6.09<br />

2 EASTERN CREDIT CAPITAL LIMITED PBC 100000 0.61<br />

TOTAL : 1100000 6.70<br />

(II)(a)<br />

<strong>STATEMENT</strong> <strong>SHOW<strong>IN</strong>G</strong> DETAILS OF DEPOSITORY RECEIPTS (DRS)<br />

Sr.No.<br />

Type of outstanding DR<br />

(ADRs,GDRs,SDRs,etc.)<br />

Nil<br />

Number of outstanding<br />

DRs<br />

Number of shares<br />

underlying<br />

outstanding DRs<br />

Shares underlying<br />

outstanding DRs as a<br />

percentage of total number of<br />

shares {i.e., Grand Total<br />

(A)+(B)+(C) indicated in<br />

Statement at Para(I)(a) above}<br />

TOTAL : 0 0 0<br />

(II)(b)<br />

Statement showing Holding of Depository Receipts (DRs), where underlying shares held by<br />

"Promoter/Promoter group" are in excess of 1% of the total number shares.


Sr.No. Name of the DR Holder<br />

Nil<br />

Number of shares<br />

Type of outstanding DR underlying<br />

(ADRs,GDRs,SDRs,etc.) outstanding DRs<br />

Shares underlying<br />

outstanding DRs as a<br />

percentage of total number of<br />

shares {i.e., Grand Total<br />

(A)+(B)+(C) indicated in<br />

Statement at para(I)(a) above}<br />

TOTAL : 0 0

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