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Ethics and Clinical Practice Guided by the Family Health Care ...

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IMPLEMENTING THE FAMILY HEALTH CARE DECISIONS ACT<br />

What follows are some ethical principles <strong>and</strong> precepts<br />

that can be used to guide physicians <strong>and</strong> o<strong>the</strong>r<br />

health care professionals as <strong>the</strong>y care for patients at <strong>the</strong><br />

end of life. These ethical discussions are based upon <strong>the</strong><br />

legal st<strong>and</strong>ards set forth in <strong>the</strong> FHCDA. It is our hope<br />

that <strong>the</strong>se principles will help physicians <strong>and</strong> o<strong>the</strong>r<br />

health care providers to link <strong>the</strong> law with good clinical<br />

practice.<br />

1. The <strong>Family</strong> <strong>Health</strong> <strong>Care</strong> Decisions Act [FHCDA] Is<br />

a Platform for Clinicians <strong>and</strong> Medical <strong>Care</strong> Teams<br />

to Provide Better <strong>Care</strong> for Patients <strong>by</strong> Respecting<br />

Their Values <strong>and</strong> Supporting Their <strong>Family</strong><br />

Members <strong>and</strong> Loved Ones<br />

1.1 The FHCDA empowers family members <strong>and</strong><br />

o<strong>the</strong>rs close to <strong>the</strong> patients, who know <strong>the</strong><br />

patient’s values, to make medical decisions<br />

when incapacity intervenes.<br />

The FHCDA recognizes <strong>the</strong> stark <strong>and</strong> well-documented<br />

reality that patients, <strong>by</strong> design or <strong>by</strong> inadvertence,<br />

often fail to designate a health care proxy or to<br />

leave explicit directions about <strong>the</strong>ir wishes for medical<br />

care if <strong>the</strong>y become incapacitated. Responding to this<br />

fact, <strong>the</strong> act enables family members <strong>and</strong> o<strong>the</strong>rs close<br />

to <strong>the</strong> patients to make medical decisions in accordance<br />

with <strong>the</strong> patient’s wishes. If <strong>the</strong> patient’s explicit wishes<br />

are not known, <strong>the</strong> FHCDA directs <strong>the</strong> surrogate to make<br />

decisions in accordance with <strong>the</strong> patient’s values <strong>and</strong><br />

past patterns of behavior including <strong>the</strong> patient’s religious<br />

<strong>and</strong> moral beliefs. 2 The surrogate has all <strong>the</strong> powers an<br />

individual patient would have to make his or her own<br />

medical decisions, including <strong>the</strong> decision (under most<br />

circumstances) to withhold or withdraw life-sustaining<br />

treatment. 3<br />

1.2 The FHCDA empowers surrogates [family<br />

members, loved ones <strong>and</strong> domestic partners]<br />

but, <strong>by</strong> implication, imposes enhanced<br />

obligations on physicians to communicate<br />

sympa<strong>the</strong>tically <strong>and</strong> effectively, to evaluate<br />

medical data <strong>and</strong> state <strong>the</strong> prognosis honestly,<br />

<strong>and</strong> to be truly open to <strong>the</strong> discussion of patient<br />

values even when <strong>the</strong>se may conflict with<br />

medical culture.<br />

Physicians must:<br />

• Utilize “shared decision making” with <strong>the</strong><br />

surrogate;<br />

• Discuss medical condition <strong>and</strong> prognosis clearly,<br />

honestly <strong>and</strong> humanely;<br />

• Recognize that family members <strong>and</strong> loved ones<br />

may be overwhelmed <strong>by</strong> feelings of responsibility<br />

<strong>and</strong> uncertainty;<br />

• Underst<strong>and</strong> that surrogate fears <strong>and</strong> family dynamics<br />

may act as barriers to clear consideration of<br />

options;<br />

• Be aware that central to supporting surrogate decision<br />

makers is reminding <strong>the</strong>m that <strong>the</strong>y are making<br />

decisions to <strong>the</strong> best of <strong>the</strong>ir ability in accordance<br />

with <strong>the</strong> patient’s wishes. This perspective<br />

requires framing questions to <strong>the</strong> surrogate in terms<br />

of what <strong>the</strong> surrogate believes <strong>the</strong> patient would<br />

want or not want done, ra<strong>the</strong>r than merely asking<br />

<strong>the</strong> surrogate what to do.<br />

1.3 Surrogates, legally appointed under <strong>the</strong><br />

FHCDA, have thrust upon <strong>the</strong>m <strong>the</strong> awesome<br />

responsibility of deciding for o<strong>the</strong>rs <strong>and</strong> require<br />

communication, compassion <strong>and</strong> support from<br />

<strong>the</strong> care team to carry out <strong>the</strong>ir responsibilities.<br />

The fact that many surrogates will be appointed <strong>by</strong><br />

<strong>the</strong> law ra<strong>the</strong>r than selected <strong>by</strong> <strong>the</strong>ir loved one dem<strong>and</strong>s<br />

that <strong>the</strong>y be informed, supported <strong>and</strong> protected as <strong>the</strong>y<br />

confront this arduous duty of deciding for o<strong>the</strong>rs. The law<br />

also requires such communication. 4 For many surrogates,<br />

<strong>the</strong> process will pose extraordinary <strong>and</strong> unfamiliar burdens.<br />

Medical care providers daily confront decisions that<br />

may result in pain, suffering, <strong>and</strong> even death for a patient.<br />

They do so because, in <strong>the</strong>ir judgment, <strong>the</strong> route chosen<br />

offers <strong>the</strong> best hope for <strong>the</strong> patient’s return to a prior state<br />

of robust health <strong>and</strong> functioning. The burden of care <strong>and</strong><br />

<strong>the</strong> pain <strong>and</strong> suffering that may accompany <strong>the</strong> interventions<br />

are morally justified <strong>by</strong> <strong>the</strong> expectation of benefit.<br />

This is <strong>the</strong> calculus that providers <strong>and</strong> patients make<br />

toge<strong>the</strong>r during <strong>the</strong> process of informed consent nested in<br />

a structure of shared decision making.<br />

Legally appointed surrogates must be brought, as<br />

<strong>the</strong> patient would be, through this thicket of issues <strong>and</strong><br />

considerations that comprise medical decision making.<br />

They must be helped to identify <strong>the</strong> values of <strong>the</strong> patient<br />

as <strong>the</strong> basis for <strong>the</strong> choice, <strong>and</strong> when that search fails, be<br />

helped to underst<strong>and</strong> what is in <strong>the</strong> best interest of <strong>the</strong><br />

patient. The notion that what is best for <strong>the</strong> patient may<br />

be to provide comfort care <strong>and</strong> not to contest <strong>the</strong> process<br />

of dying will pose a cognitive <strong>and</strong> emotional chasm for<br />

some surrogates. Discussion of <strong>the</strong> prognosis in light<br />

of <strong>the</strong> patient’s patterns of life <strong>and</strong> personal values <strong>and</strong><br />

a focus on palliative care may help to vault this divide<br />

between <strong>the</strong> underst<strong>and</strong>ings of <strong>the</strong> team <strong>and</strong> <strong>the</strong> position<br />

of <strong>the</strong> surrogate.<br />

76 NYSBA <strong>Health</strong> Law Journal | Spring 2011 | Vol. 16 | No. 1

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