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Paris, 2008<br />

COMPUTING<br />

WITH<br />

NEURAL ENSEMBLES<br />

Miguel Nicolelis<br />

1 Center for Neuroengineering,<br />

Duke University, Durham, USA<br />

2 Edmond and Lily Safra International<br />

Instituteof Neuroscience of Natal,<br />

Natal, Brazil<br />

nicoleli@neuro.duke.edu<br />

1


Donald O. Hebb<br />

1949: The Organization of Behavior<br />

“…the cell assembly .[is] a diffus<br />

structure comprising [brain] cells<br />

In the cortex and diencephalon,<br />

capable of acting briefly as a<br />

closed system, delivering<br />

facilitation to other such<br />

systems..”


DEFINING THE PRINCIPLES OF<br />

NEURAL ENSEMBLE PHYSIOLOGY<br />

n What is the minimal neural ensemble size<br />

required to sustain a given behavior?<br />

n How does its membership vary from<br />

moment to moment?<br />

n What factors influence its dynamics?<br />

n Can different ensembles produce the<br />

same behavior?<br />

n Can the same ensemble yield multiple<br />

outputs?


John Lillie: an early attempt<br />

625 macroelectrodes<br />

Implanted in a Rhesus monkey<br />

“Carving Brain Activity”


HIGH DENSITY MICROWIRE ARRAYS


Implanting mice


Movable Microwire Array for<br />

Cortical and Subcortical Recodings


PROBING A NEURAL SYSTEM:<br />

THE NEW WAY<br />

CHRONIC IMPLANTS<br />

MULTIPLE<br />

ELECTRODES<br />

MULTIPLE SITES


NEURAL ENSEMBLE DATA ANALYSIS STRATEGY


� SOMATOSENSORY<br />

� MOTOR<br />

� GUSTATORY<br />

� LIMBIC<br />

Mouse = 30-70 neurons<br />

Rat = 100-200 neurons<br />

NEURAL SYSTEMS INVESTIGATED<br />

IN DIFFERENT SPECIES<br />

� SOMATOSENSORY<br />

� MOTOR<br />

Owl Monkey = 100-200 neurons<br />

Rhesus Monkey = 300-500 neurons<br />

� MOTOR<br />

(acute recordings)<br />

Human = 50 neurons


EXPERIMENTAL MODEL:<br />

THE RAT TRIGEMINAL SOMATOSENSORY SYSTEM


Single Trial, Aperture Width<br />

Discrimination<br />

Narrow Aperture Wide Aperture


THE MAP<br />

layer IV


THE RAT TRIGEMINAL<br />

SOMATOSENSORY SYSTEM AND ITS<br />

MAPS<br />

C2<br />

The Classical Model


Simultaneous, Multi-site, Neural Ensemble Recordings


SIMULTANEOUS, MULTI-SITE<br />

NEURAL ENSEMBLE RECORDINGS<br />

Nicolelis et. al., Science 1995


DISTRIBUTED PROCESSING OF TACTILE INFORMATION<br />

IN THE RAT SI CORTEX


SPATIOTEMPORAL RECEPTIVE FIELDS OF SI NEURONS<br />

Ghazanfar and Nicolelis, Cerebral Cortex, 1999.


DYNAMIC RECEPTIVE FIELDS:<br />

MAIN FEATURES<br />

� CORTICAL AND SUBCORTICAL (SI and VPM).<br />

�OBSERVED IN THE SOMATOSENSORY, VISUAL,<br />

AUDITORY, AND TASTE SYSTEMS.<br />

�FORMED BY THE ASYNCHRONOUS CONVERGENCE<br />

OF BOTH FEEDFOWARD AND FEEDBACK PATHWAYS.<br />

�BOTH SPATIAL AND TEMPORAL DOMAINS ARE<br />

SHAPED BY EARLY SENSORY EXPERIENCE.<br />

�PROVIDE THE POTENTIAL FOR IMMEDIATE PLASTIC<br />

REORGANIZATION FOLLOWING PERIPHERAL INJURY.<br />

Nicolelis et. al. Science, 1995.<br />

Ghazanfar and Nicolelis. Cerebral Cortex, 2001.


Active<br />

Exploration<br />

Quiet<br />

Waking<br />

LFPs and behavioral states<br />

<strong>Whisker</strong> <strong>Twitching</strong><br />

(Mu rhythm)<br />

Slow wave<br />

sleep<br />

Paradoxical<br />

/REM sleep


Power<br />

Spectrum<br />

Density<br />

Ratio1:<br />

0-20 Hz<br />

————<br />

0-55 Hz<br />

Ratio2:<br />

0-4 Hz<br />

————<br />

0-10 Hz<br />

Frequency (0-55Hz)<br />

Power<br />

ratio<br />

Frequency (0-55Hz)<br />

Power<br />

ratio<br />

Frequency (0-10Hz)<br />

0.9<br />

0.8<br />

0.7<br />

0.6<br />

0.5<br />

0.6<br />

0.5<br />

0.4<br />

4<br />

sec<br />

1 sec step<br />

Cortical LFP (100 sec, 500Hz sampling)<br />

Blue: raw power ratio<br />

Red: smoothed with Hanning(20) window


PC1 from<br />

Ratio1 of<br />

all LFPs<br />

from Cx,<br />

Th, Hipp,<br />

CPu<br />

PC1 calculated<br />

from Ratio2 of<br />

all LFPs<br />

THE “GREAT ATTRACTOR”


<strong>Whisker</strong> <strong>Twitching</strong><br />

During REM<br />

<strong>Whisker</strong> <strong>Twitching</strong><br />

During μ Rhythm<br />

THE GREAT ATTRACTOR<br />

AND ITS BEHAVIORS<br />

Slow Wave<br />

Sleep<br />

Whisking


THE GREAT ATTRACTOR DEPICTS ALL MAJOR<br />

RAT BEHAVIORAL STATES<br />

Mu<br />

Intermediate<br />

Sleep<br />

REM<br />

Active<br />

SWS<br />

Quiet<br />

Intermediate Sleep<br />

REM Sleep<br />

Slow Wave Sleep<br />

Quiet Awake<br />

Active Awake<br />

Mu State


2DMaps-3


THE GREAT ATTRACTOR CAN BE USED TO<br />

QUANTIFY TRAJECTORIES BETWEEN THE<br />

MAJOR BEHAVIORAL STATES<br />

Mu<br />

Intermediate<br />

Sleep<br />

REM<br />

Active<br />

SWS<br />

Quiet<br />

Intermediate Sleep<br />

REM Sleep<br />

Slow Wave Sleep<br />

Quiet Awake<br />

Active Awake<br />

Mu State


S1<br />

Figure S1.<br />

Diagrams of spontaneous transitions between behavioral states for 120 hours of a rat’s life, determined by the classical classification approach<br />

combining the observation of the overt behavior and analysis of LFP spectral features (Timo-Iaria et al., 1970; Winson, 1974; Fanselow and<br />

Nicolelis, 1999). Each state is represented by a circle, with area proportional to the amount of time spent in that state (% indicated in italic).<br />

Arrows indicate transitions from one state to another. Non-italicized numbers represent the relative occurrence probability of specific transitions.<br />

In agreement with previous studies, we found that rats spent ~60% of the day (light period) sleeping, and ~60% of the night (dark period) awake.<br />

Some state transitions are highly prevalent (e.g. AE↔QW, QW↔SWS, QW↔WT, SWS→REM and REM→QW), while others are either very<br />

rare (SWS→AE, REM→AE and WT→AE) or absent (SWS→WT and AE→REM). REM episodes are nearly always terminated by QW.


WT<br />

IS<br />

The Hypno-map<br />

REM<br />

SWS<br />

QW


TransitionsLength


Transitions


Figure 3. The topography of the two-dimensional state-spaces is consistent across animals. (A) Scatter plots of the 2-D state-space<br />

(conventions as in Fig. 2A). For all animals, 48 hours of recording are displayed; to avoid graphic saturation, only 20% of the data points were<br />

evenly sampled and plotted. (B) Density plots, calculated from the scatter plots, show the conserved cluster topography and the relative<br />

abundance of various states (see also Fig. 1D). (C) Speed plots representing the average velocity of spontaneous trajectories within the 2-D state-<br />

space. Stationarity (low speed) can be observed within the three main clusters, while a maximum speed is reached during transitions from one<br />

cluster to another, i.e. between brain states.


Pooled Coherence (S1, VPM, Hippocampus, Striatum)


6<br />

Figure 6. Pooled coherence, a single measure to address the dynamic of global brain states. 3-D state-space in four rats derived from to<br />

the two amplitude ratios (X and Y axes), and the additional average pooled coherence between 7-55 Hz (Z- axis). The use of pooled<br />

coherence as a single measure of the coupling between forebrain areas captured state-dependent patterns and further improved the<br />

separation between states. Notice that the WT cluster can be easily identified.


CONCLUSIONS – PART I<br />

� A large scale dynamic structure can be identified by combining simultaneously<br />

recorded LFP activity in the SI cortex, VPM thalamus, hippocampus, and striatum.<br />

� Different regions of this dynamic structure correspond to distinct behavioral<br />

states and transitions between states.<br />

� Transitions between states are characterized by the occurrence of transient<br />

periods of high coherence between cortical, thalamic, hippocampal, and striatal<br />

LPF activity. By combining the duration, level of pooled coherence, and phase of<br />

these brief periods of high coherence one may identify the behavioral state the<br />

animal was departured from and the likely state the animal will attain.


Behavioral States Investigated<br />

Quiet:<br />

no movement<br />

Active:<br />

Body movement not involving<br />

whiskers<br />

Whisking:<br />

large-amplitude exploratory<br />

whisker movements<br />

<strong>Whisker</strong> <strong>Twitching</strong>:<br />

small-amplitude, rhythmic<br />

whisker movements


STIMULATION AND<br />

RECORDING<br />

METHODS<br />

MICROWIRES<br />

VPM<br />

SI<br />

SURGICAL<br />

SUTURE<br />

CUFF ELECTRODE<br />

TEFLON-COATED<br />

WIRES<br />

PLATINUM<br />

BANDS<br />

SYLGARD<br />

1 mm<br />

Fanselow and Nicolelis. J. Neurosci. 1999


RESPONSES TO ELECTRICAL NERVE CUFF STMULATION<br />

VS. MANUAL WHISKER DEFLECTION<br />

SINGLE UNIT<br />

MULTI-UNIT<br />

CLUSTER<br />

80<br />

40<br />

0<br />

80<br />

40<br />

NERVE CUFF<br />

STIMULATION<br />

MANUAL WHISKER<br />

DEFLECTION<br />

0<br />

-50 0 50 -50 0 50 ms


SPIKES/SEC<br />

200<br />

100<br />

0<br />

200<br />

100<br />

0<br />

BEHAVIORAL MODIFICATION OF TACTILE RESPONSES<br />

IN SINGLE UNITS<br />

VPM THALAMUS<br />

SI CORTEX<br />

QUIET ACTIVE WHISKING WHISKER<br />

TWITCHING


BEHAVIORAL MODIFICATION OF TACTILE RESPONSES<br />

IN SINGLE UNITS<br />

100<br />

INTEGRATED<br />

MAXIMUM<br />

RESPONSE MAGNITUDE<br />

50<br />

0<br />

100<br />

50<br />

0<br />

VPM THALAMUS SI CORTEX<br />

*<br />

*<br />

Q A W WT Q A W WT<br />

*<br />

*<br />

*<br />

*


QUIET<br />

ACTIVE<br />

WHISKING<br />

WHISKER<br />

TWITCHING<br />

MODULATION OF POST-STIMULUS INHIBITION<br />

BY BEHAVIORAL STATE<br />

40<br />

20<br />

0<br />

40<br />

20<br />

0<br />

40<br />

20<br />

0<br />

40<br />

20<br />

0<br />

VPM THALAMUS SI CORTEX<br />

0 50 100 150 200 0 50 100 150 200<br />

MSEC<br />

SPIKES/SEC


MAXIMUM<br />

MAGNITUDE<br />

INTEGRATED<br />

RESPONSE<br />

150<br />

100<br />

50<br />

0<br />

150<br />

100<br />

50<br />

0<br />

BEHAVIORAL MODULATION OF RESPONSES TO<br />

PAIRED STIMULI IN RAT SI CORTEX<br />

QUIET ACTIVE WHISKING<br />

1st 50 100 150 200 1st 50 100 150 200 1st 50 100 150 200<br />

2nd stimulus<br />

ISI IN MSEC


BURST FIRING IN VPM THALAMUS<br />

quiet whisker twitching<br />

Fanselow et. al. PNAS, 2001


TONIC AND BURSTING MODES<br />

(Jahansen and Llinas 1984, McCormick 1992, Sherman and Guillery 1996)


SI<br />

SI<br />

VPM<br />

VPM<br />

Field potential recordings<br />

during the whisker twitching<br />

behavior<br />

SI<br />

SI<br />

VPM<br />

VPM


High Sensitivity Correlated with <strong>Whisker</strong> Movements<br />

Fanselow<br />

et al. 2001<br />

Nicolelis<br />

et al. 1995<br />

Facilitated detection of novel or faint stimuli during bursting mode: Guido and Weyand 1995


7-12Hz Oscillations (μ rhythm) tend to spread<br />

from the SI cortex to the VPM thalamus


SI<br />

VPM<br />

SI Inactivation Abolishes VPM bursting during <strong>Whisker</strong> <strong>Twitching</strong><br />

SI INTACT<br />

SI BLOCKED<br />

SI INTACT<br />

SI BLOCKED


CONCLUSIONS PART II<br />

� THE PHYSIOLOGICAL PROPERTIES OF BOTH THALAMIC<br />

AND CORTICAL NEURONS ARE DETERMINED BY THE<br />

ANIMAL’S BEHAVIORAL STATE.<br />

� WE PROPOSE THAT BOTH CELLULAR PROPERTIES AND CIRCUIT<br />

INTERACTIONS IN THE RAT THALAMOCORTICAL LOOP SHIFT IN PARALLEL<br />

WITH CHANGES IN THE ANIMAL’S EXPLORATORY STRATEGY.<br />

� IN THIS MODEL, DURING QUIET AND WHISKER TWITCHING STATES, THE<br />

PHYSIOLOGICAL PROPERTIES OF THE THALAMOCORTICAL ARE<br />

OPTIMIZED FOR DETECTION OF NOVEL OR SMALL TACTILE STIMULI.<br />

� CONVERSELY, DURING WHISKING, THALAMIC AND CORTICAL NEURONS<br />

BECOME OPTIMIZED TO PROCESS INFORMATION DERIVED FROM FAST<br />

SEQUENCES OF MULTI-WHISKER STIMULI, WHICH UNDERLIE THE ANIMAL’S<br />

ABILITY TO DISCRIMINATE MULTIPLE TACTILE ATTRIBUTES OF AN OBJECT.


TACTILE DISCRIMINATION TASK


TACTILE DISCRIMINATION OF THE APERTURE WIDTH<br />

REQUIRES MULTIPLE WHISKERS


TASK COMPLETION REQUIRES THE SI CORTEX


BEHAVIORAL PERFORMANCE OVER TIME


Chronic Recordings in Multiple Cortical Layers<br />

RAT<br />

“BARREL”<br />

SI<br />

CORTEX<br />

Layer II/III<br />

Layer IV<br />

Layer V


NEURAL ENSEMBLE DATA ANALYSIS STRATEGY


Active Vs. Passive Discrimination


SI NEURONS HAVE BILATERAL<br />

RECEPTIVE FIELDS<br />

Shuler, Krupa, and Nicolelis. J. Neurosci. 2001.


CONCLUSIONS – PART III<br />

• Tactile cortical responses during active exploration of objects are very<br />

distinct from those observed in anesthetized or even immobilized rats.<br />

• Inhibition may play an important role in the representation of bilateral<br />

tactile stimuli during active whisker discrimination.<br />

• Different types of inhibition patterns are seen in the rat S1 cortex. Different<br />

layers exhibit a predominance of distinct patterns of inhibition.<br />

• Callosal interactions may account for some of the inhibition observed<br />

during integration of bilateral whisker stimuli.<br />

• Other afferents may contribute to other types of inhibitory effects (long-<br />

inhibition) that account for sensory gating of tactile signals during active<br />

whisker exploration


ROBUST TACTILE<br />

RESPONSES<br />

IN THE RAT<br />

DORSAL<br />

HIPPOCAMPUS<br />

Pereira at. al., PNAS 2007


MUSCIMOL INJECTION<br />

S1<br />

MUSCIMOL INJECTION<br />

VPM THALAMUS<br />

MUSCIMOL INJECTION<br />

S1<br />

TACTILE REPONSES IN THE RAT<br />

DORSAL HIPPOCAMPUS<br />

DEPEND ON SOMATOSENSORY<br />

LEMNISCAL PATHWAY<br />

MUSCIMOL INJECTIONS<br />

S1 AND VPM


Pereira at. al., PNAS 2007<br />

Perforant


Pereira at. al., PNAS 2007<br />

active


HIPPOCAMPAL ENSEMBLE ACTIVITY<br />

PREDICTS OUTCOME OF<br />

TACTILE DISCRIMINATION TASK<br />

Pereira at. al., PNAS 2007<br />

• Differences on neuronal<br />

ensemble activity as a<br />

function of task<br />

performance<br />

• Learning Vector<br />

Quantization (LVQ) –<br />

non-parametric statistical<br />

pattern recognition.<br />

• Implemented on an<br />

Artificial Neural Network<br />

• M. Laubach, J. Wessberg, M. A. Nicolelis,<br />

Nature 405, 567 (2000).


COLLABORATORS<br />

DUKE UNIVERSITY<br />

DEPT. NEUROBIOLOGY<br />

• DAVID KRUPA, Ph.D.<br />

• MICHAEL WIEST, Ph.D.<br />

• SIDARTA RIBEIRO, Ph.D.<br />

• DAMIEN GERVASONI, Ph.D.<br />

• SHIH-CHIEH LIN<br />

• ANTONIO PEREIRA<br />

• GARY LEHEW


COLLABORATORS<br />

DUKE UNIVERSITY<br />

DEPT. NEUROBIOLOGY<br />

• David Krupa, Ph.D.<br />

• Erika Fanselow, Ph.D.<br />

• Marshall Shuler, Ph.D.<br />

• Sidarta Ribeiro, Ph.D.<br />

• Damien Gervasoni, Ph.D.<br />

• Janaina Pantoja<br />

• Gary Lehew<br />

• Laura Oliveira, M.D.

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