(and Valid) Judgments - Louisiana State Bar Association
(and Valid) Judgments - Louisiana State Bar Association
(and Valid) Judgments - Louisiana State Bar Association
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Drafting Lucid, Unmistakable<br />
(<strong>and</strong> <strong>Valid</strong>) <strong>Judgments</strong><br />
A lawyer who graduated in the 1950s told<br />
me that his joy at winning his first case<br />
turned to bewilderment when the judge<br />
directed him to prepare a judgment. He<br />
had not been taught to draft judgments<br />
in law school, he was a solo practitioner<br />
with no mentor, <strong>and</strong> listservs to share<br />
information <strong>and</strong> forms did not exist.<br />
Today many law schools teach litigation<br />
drafting in advanced legal writing<br />
or trial advocacy courses <strong>and</strong> lawyers<br />
share forms through listservs <strong>and</strong> other<br />
forums. The myriad recent cases testing<br />
the sufficiency of judgments, however,<br />
reveal that many lawyers are still bewildered<br />
when it comes to proper drafting.<br />
Basic Requirements for a<br />
<strong>Valid</strong> Judgment<br />
The <strong>Louisiana</strong> Code of Civil Procedure<br />
gives little guidance as to the contents of<br />
a valid judgment. Article 1918 provides<br />
By Gail S. Stephenson<br />
that the “judgment shall be identified as<br />
such by appropriate language.” Because<br />
a proper final judgment is essential for<br />
determining whether an appellate court<br />
has jurisdiction, 1 <strong>Louisiana</strong> courts have<br />
had many opportunities to determine<br />
what constitutes “appropriate language.”<br />
Courts have stated that judgments must<br />
contain “lucid unmistakable language” 2<br />
<strong>and</strong> be “precise, definite, certain.” 3 At a<br />
minimum, the judgment should include<br />
(1) the names of the prevailing party, (2)<br />
the name of the non-prevailing party, (3)<br />
the relief that has been granted or denied,<br />
(4) the procedural device by which the<br />
judgment was obtained, <strong>and</strong> (5) decretal<br />
language. 4 If any of these requirements<br />
are missing, the appellate court may rem<strong>and</strong><br />
the judgment to the trial court or<br />
dismiss the appeal because it has no appellate<br />
jurisdiction.<br />
A judgment is the determination of the<br />
rights of the parties in an action. 5 It is im-<br />
portant to know whose rights have been<br />
determined. Thus, the actual names of<br />
the prevailing <strong>and</strong> non-prevailing parties<br />
should be given in the judgment, rather<br />
than just their procedural capacities or<br />
descriptions, e.g., in favor of John Deaux<br />
(not “plaintiff”) <strong>and</strong> against Big Logging<br />
Company <strong>and</strong> ABC Insurance Company<br />
(not “defendants” or “employer <strong>and</strong> insurer”).<br />
A plaintiff may escape a fatal flaw<br />
in a suit with one defendant if the judgment<br />
casts only “defendant,” but the failure<br />
to name the particular defendant cast<br />
in a case with multiple defendants renders<br />
the judgment invalid. 6<br />
Even with only one plaintiff <strong>and</strong> one<br />
defendant, the best practice is to specifically<br />
name those parties. One seeking to<br />
enforce the judgment should be able to do<br />
so simply from the language of the judgment,<br />
without referring to other documents<br />
in the record. In one case, the court<br />
declared a judgment invalid because it<br />
<strong>Louisiana</strong> <strong>Bar</strong> Journal Vol. 56, No. 3 181
did not name the parties <strong>and</strong> referred to<br />
the defendant in a workers’ compensation<br />
case only as “Employer.” 7<br />
Another essential element of a valid<br />
judgment is that the parties named in the<br />
judgment were actually sued. This might<br />
seem obvious, but sometimes entities act<br />
like parties to the suit, even though they<br />
are not. For example, even if an insurer<br />
provided a defense for a defendant, it<br />
cannot be cast in judgment if it was never<br />
formally made a party to the lawsuit. 8<br />
Similarly, the receiver for an insolvent<br />
insurer cannot be cast in judgment if it is<br />
not named as a defendant. 9 A judgment<br />
against a party who was not sued is an absolute<br />
nullity. 10<br />
Likewise, a judgment rendered for or<br />
against a party who is not alive when the<br />
judgment is signed is an absolute nullity,<br />
even if the party was alive when the judgment<br />
was orally rendered. 11 If a party dies<br />
when a lawsuit is pending, his legal successor<br />
may have himself substituted in<br />
the deceased party’s stead. 12 If he fails to<br />
do so, any subsequent judgment is an absolute<br />
nullity, whether the decedent won<br />
or lost. 13<br />
Decretal language is essential if the<br />
court is dismissing a case. The judgment<br />
should not simply state that a defendant’s<br />
motion is granted; it must decree that the<br />
case is dismissed. 14 The decree should<br />
also state whether the dismissal is with or<br />
without prejudice, as dismissals without<br />
prejudice have no res judicata effect. 15<br />
A final absolute requirement of a valid<br />
judgment is that it be signed “by the<br />
judge.” 16 This requirement is not a drafting<br />
issue but is included in this article because<br />
even a perfectly drafted judgment<br />
will be invalid if signed by the wrong person.<br />
Problems arise most often following<br />
elections. Only the judge who heard a case<br />
or his legally elected successor can sign a<br />
judgment. Thus, if a judge is elevated to<br />
a higher court while a case is under advisement,<br />
he cannot sign the judgment;<br />
his successor must read the transcript <strong>and</strong><br />
render a decision. 17<br />
This rule also prohibits another judge<br />
from the same court from signing a judgment<br />
as a matter of convenience. 18 Failure<br />
to have the judgment signed by the proper<br />
judge is a fatal defect. Although the statute<br />
<strong>and</strong> code article specifically refer to<br />
182 October / November 2008<br />
the “trial judge,” the 1st Circuit has held<br />
that the same principles apply to workers’<br />
compensation judges. 19<br />
Precatory Rules for Proper<br />
<strong>Judgments</strong><br />
In addition to the absolute requirements<br />
for a valid judgment, <strong>Louisiana</strong><br />
law contains numerous provisions that<br />
are considered precatory. These rules set<br />
forth what should be in a judgment, but<br />
the judgment is not absolutely null if the<br />
rules are not followed.<br />
Recent amendments to <strong>Louisiana</strong><br />
Code of Civil Procedure article 1922 require<br />
that the judgment debtor’s date of<br />
birth <strong>and</strong> last four digits of the Social Security<br />
number, if known, be included in a<br />
money judgment. This information more<br />
clearly identifies the judgment debtor <strong>and</strong><br />
eliminates the need to write letters of distinguishment<br />
(commonly known as “not<br />
him letters”). 20 Article 1922 explicitly<br />
states, however, that failure to comply<br />
will not invalidate the judgment.<br />
<strong>Judgments</strong> that affect title to immovable<br />
property must describe the affected<br />
immovable property with particularity. 21<br />
The failure to do so does not invalidate the<br />
judgment; appellate courts may amend the<br />
judgment to correct this omission. 22 This<br />
requirement does not apply to judgments<br />
of possession in succession proceedings.<br />
Some actions to which it does apply are<br />
mortgage foreclosure suits 23 <strong>and</strong> suits involving<br />
mineral leases. 24<br />
When suits are consolidated for trial<br />
but not all plaintiffs sue all defendants,<br />
a single judgment is improper. 25 In Louviere<br />
v. Louviere, where six suits were<br />
tried together, the 1st Circuit held that a<br />
single judgment was improper because<br />
some defendants were not sued by all<br />
plaintiffs <strong>and</strong> some defendants had settled<br />
with some plaintiffs before trial. The court<br />
found that this error could be corrected on<br />
appeal. However, when two suits involving<br />
the same parties are consolidated <strong>and</strong><br />
tried together, one judgment for both suits<br />
will suffice. 26<br />
In suits against the state, state agencies<br />
or political subdivisions, court costs<br />
must be expressed in a dollar amount in<br />
the judgment. 27 Failure to do so will not<br />
invalidate the judgment, but it may make<br />
it difficult to get the Legislature to appropriate<br />
payment for those costs. 28<br />
Do not forget to include interest in the<br />
judgment. <strong>Louisiana</strong> Code of Civil Procedure<br />
article 1921 states that “the court<br />
shall award interest in the judgment as<br />
prayed for or as provided by law.” In tort<br />
actions, interest from date of judicial dem<strong>and</strong><br />
attaches automatically, even if not<br />
included in the judgment. 29 But for all<br />
other actions, interest is not due if not so<br />
provided in the judgment. 30 If interest is<br />
omitted from the judgment, however, the<br />
omission may be corrected by the court<br />
on appeal. 31<br />
Remember that not all interest is payable<br />
from date of judicial dem<strong>and</strong>. For<br />
example, interest on a judgment for an
equalizing payment in a partition is due<br />
from the date of partition, 32 <strong>and</strong> interest<br />
for breach of contract is due from date of<br />
breach. 33 The <strong>Louisiana</strong> Supreme Court<br />
has described the decisions regarding<br />
the award of interest as “numerous <strong>and</strong><br />
inconsistent,” 34 <strong>and</strong> it is not the purpose<br />
of this article to detail the varying times<br />
at which interest may attach. Suffice it<br />
to say that the wise judgment drafter in a<br />
non-delictual action will ensure that interest<br />
is included in the judgment <strong>and</strong> that<br />
interest attaches at the appropriate time.<br />
Judges sometimes ask lawyers to draft<br />
proposed reasons for judgment. Code of<br />
Civil Procedure article 1918 provides that<br />
when reasons are assigned, they “shall<br />
be set out in an opinion separate from the<br />
judgment.” If there are only reasons <strong>and</strong><br />
no separate judgment, appeal delays do not<br />
begin to run. 35 If there is a disparity between<br />
the written reasons <strong>and</strong> the judgment, the<br />
judgment is definitive. 36 And the judge may<br />
change his mind between giving written<br />
reasons <strong>and</strong> signing the judgment. 37<br />
Also keep in mind that it does not<br />
pay to take shortcuts. For example, a final<br />
judgment was not created when a<br />
trial judge wrote “Denied” across a rule<br />
to show cause order on a motion for new<br />
trial. 38 Having the judge sign a copy of the<br />
minutes was equally ineffective. 39<br />
Some Final Advice<br />
Use the proper terminology for your<br />
judgments. Motions are granted or denied;<br />
exceptions are sustained or overruled.<br />
When in doubt, don’t leave it out. It is<br />
better to err on the side of caution. Too<br />
much information will not invalidate a<br />
judgment, but too little may. 40<br />
Finally, exercise professionalism <strong>and</strong><br />
courtesy by complying with Rule 9.5 of<br />
the Rules for <strong>Louisiana</strong> District Courts. 41<br />
The rule requires that a judgment presented<br />
for the court’s signature after the<br />
judgment is orally rendered contain the<br />
typewritten name of the judge, be circulated<br />
to counsel for all other parties <strong>and</strong> to<br />
unrepresented parties at least three working<br />
days before presentation to the court,<br />
<strong>and</strong> be accompanied by a certificate stating<br />
the date of delivery of the proposed<br />
judgment to the other parties <strong>and</strong> whether<br />
any opposition was received. 42<br />
FOOTNOTES<br />
1. La. C.C.P. art. 2083.<br />
2. S. St. Lumber Co. v. Dickerson, 106 So.2d<br />
513, 515 (La. 1958).<br />
3. Russo v. Fid. & Deposit Co., 56 So. 506<br />
(1911); Laird v. St. Tammany Parish Safe Harbor,<br />
02-0045 (La. App. 1 Cir. 12/20/02), 836 So.2d 364,<br />
365.<br />
4. Johnson v. Mt. Pilgrim Baptist Church, 05-<br />
0337 (La. App. 1 Cir. 3/24/06), 934 So.2d 66; Carter<br />
v. Williamson Eye Ctr., 01-2016 (La. App. 1 Cir.<br />
11/27/02), 837 So.2d 43, 44; Scott v. <strong>State</strong>, 525<br />
So.2d 689, 691 (La. App. 1 Cir. 1988), writ denied,<br />
558 So.2d 1128 (La. 1990).<br />
5. La. C.C.P. art. 1841.<br />
6. Reaux v. City of New Orleans, 01-1585 (La.<br />
App. 4 Cir. 3/20/02), 815 So.2d 191, 194, writ denied,<br />
02-1068 (La. 6/14/02), 817 So.2d 1158; Scott,<br />
525 So.2d at 691; Borg-Warner Acceptance Corp. v.<br />
Whitlow Truck Ctr., 508 So.2d 857, 859 (La. App.<br />
5 Cir. 1987).<br />
7. Laird v. St. Tammany Parish Safe Harbor, 836<br />
So.2d at 365.<br />
8. Rogers v. Custom Built Garage, 01-0356 (La.<br />
App. 1 Cir. 3/28/02), 814 So.2d 693, 696.<br />
9. Krueger v. Tabor, 546 So.2d 1317, 1319 (La.<br />
App. 3 Cir. 1989).<br />
10. Id.<br />
11. Smith v. Burden Constr. Co., 379 So.2d 1133,<br />
1134 (La. App. 2 Cir. 1979).<br />
12. La. C.C.P. art. 801.<br />
13. Manuel v. New York Life Ins. & Annuity<br />
Corp., 01-0735 (La. App. 5 Cir. 11/27/01), 803 So.2d<br />
210, 211; Akyar v. Lee, 99-0806 (La. App. 5 Cir.<br />
1/25/00), 751 So.2d 411, 412, writ denied, 00-0616<br />
(La. 4/20/00), 760 So.2d 348.<br />
14. Johnson, 934 So.2d at 67.<br />
15. La. C.C.P. arts. 1673 <strong>and</strong> 1844.<br />
16. La. C.C.P. art. 1911.<br />
17. Darensbourg v. Great Atl. & Pac. Tea Co.,<br />
94-0761 (La. App. 1 Cir. 11/9/95), 665 So.2d 35.<br />
18. La. Paving Co. v. St. Charles Parish Pub.<br />
Sch., 593 So.2d 892 (La. App. 5 Cir. 1992); Ledoux<br />
v. S. Farm Bureau Cas. Ins. Co., 337 So.2d 906 (La.<br />
App. 3 Cir. 1976).<br />
19. Employers’ Nat’l Ins. Co. v. Workers’ Comp.<br />
Second Injury Bd., 95-1756 (La. App. 1 Cir. 4/4/96),<br />
672 So.2d 309, 312.<br />
20. When a search of the mortgage records<br />
reveals a judgment against John Smith, the John<br />
Smiths who are not the judgment debtor may have<br />
problems with their credit reports <strong>and</strong> property titles.<br />
The plaintiff attorney of record is then asked to write<br />
a letter explaining that the John Smith named in the<br />
judgment is not the John Smith who is seeking credit<br />
or trying to sell property.<br />
21. La. C.C.P. 1919.<br />
22. Fields v. Etheridge, 487 So.2d 551, 552 (La.<br />
App. 4 Cir. 1986).<br />
23. LeBleu v. McGuire, 189 So.2d 319 (La. App.<br />
3 Cir. 1966).<br />
24. Emery v. Succ. of Martel, 10 So.2d 267, 269<br />
(La. App. Orl. Cir. 1942).<br />
25. Louviere v. Louviere, 01-0089 (La. App. 1<br />
Cir. 6/5/02), 839 So.2d 57, 75, writs denied, 02-1877<br />
(La. 10/25/02), 827 So. 2d 1150.<br />
26. Vascocu v. Woodward, 35 La. Ann. 555 (La.<br />
1883).<br />
27. La. R.S. 13:5112(A).<br />
28. <strong>Judgments</strong> against the state are payable only<br />
by specific appropriation by the <strong>Louisiana</strong> Legislature.<br />
La. R.S. 13:5109.<br />
29. La. R.S. 13:4203; LeBlanc v. New Amsterdam<br />
Cas. Co., 13 So.2d 245 (La. 1943); Younce v.<br />
Pac. Gulf Marine, Inc., 07-0421 (La. App. 5 Cir.<br />
1/22/08), 977 So.2d 117, 133, writ denied, 08-0416<br />
(La. 4/18/08), 978 So.2d 352.<br />
30. Spalitta v. Silvey, 526 So.2d 471, 473 n.2<br />
(La. App. 1 Cir.), writ denied, 532 So.2d 115 (La.<br />
1988); Davis v. LeBlanc, 149 So.2d 252, 253 (La.<br />
App. 3 Cir. 1963).<br />
31. Preis v. Preis, 95-0352 (La. App. 3 Cir.<br />
12/6/95), 664 So.2d 860, 862, writ denied, 95-3096<br />
(La. 2/28/96), 668 So.2d 368.<br />
32. Preis, 664 So.2d at 862.<br />
33. Mariner’s Vill. M<strong>and</strong>eville, Inc. v. Fama,<br />
Inc., 95-1867 (La. App. 4 Cir. 3/14/96), 671 So.2d<br />
1015, 1022, writ denied, 96-0944 (La. 5/17/96), 673<br />
So.2d 615.<br />
34. Trans-Global Alloy Ltd. v. First Nat’l Bank,<br />
583 So.2d 443 (La. 1991).<br />
35. Fisher v. Rollins, 91 So.2d 28 (La. 1956);<br />
Succ. of Velasquez-Bain, 471 So.2d 731, 751 (La.<br />
App. 4 Cir.), writ denied, 476 So.2d 354 (La. 1985).<br />
36. Thurman v. Thurman, 521 So.2d 579, 581<br />
(La. App. 1 Cir. 1988).<br />
37. Bordelon v. Dauzat, 389 So.2d 820 (La. App.<br />
3 Cir. 1980).<br />
38. <strong>State</strong> v. L<strong>and</strong>ry, 07-1013 (La. App. 3 Cir.<br />
9/19/07), 966 So.2d 690.<br />
39. Ex parte Nicholls, 4 Rob. 52 (La. 1843);<br />
<strong>State</strong> v. McDonald, 17 La. 485 (1841).<br />
40. Hinchman v. Int’l Bhd. of Elec Workers, 292<br />
So.2d 717 (La. 1974).<br />
41. In Moss v. Moss, 05-0455 (La. App. 3 Cir.<br />
11/2/05), 916 So.2d 455, 458, without reference to<br />
Rule 9.5, the court stated that professionalism <strong>and</strong><br />
courtesy (but no rule that it knew of) required presentation<br />
of the proposed judgment to opposing counsel,<br />
<strong>and</strong> that the trial court did not err in assuming these<br />
expectations had been followed.<br />
42. The <strong>Louisiana</strong> Supreme Court has proposed<br />
an amendment to Rule 9.5 that would prohibit placing<br />
the judge’s signature line on “a separate part<br />
apart from the body of the judgment or order” <strong>and</strong><br />
would require the pleading title <strong>and</strong> docket number<br />
to appear on the same page as the judge’s signature.<br />
See www.lasc.org/rules/dist.ct/Proposed_District_<br />
Court_Amendments_06_17_08.pdf. The comment<br />
period on this amendment expired July 31, 2008.<br />
Gail S. Stephenson is the<br />
director of legal analysis<br />
<strong>and</strong> writing <strong>and</strong> an<br />
assistant professor of<br />
law at Southern University<br />
Law Center. She<br />
is a 1984 graduate of<br />
<strong>Louisiana</strong> <strong>State</strong> University<br />
Paul M. Hebert Law<br />
Center, where she was<br />
Order of the Coif <strong>and</strong> a<br />
member of the <strong>Louisiana</strong> Law Review. (2747<br />
Purvis Dr., Baton Rouge, LA 70809-1922)<br />
<strong>Louisiana</strong> <strong>Bar</strong> Journal Vol. 56, No. 3 183