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(and Valid) Judgments - Louisiana State Bar Association

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Drafting Lucid, Unmistakable<br />

(<strong>and</strong> <strong>Valid</strong>) <strong>Judgments</strong><br />

A lawyer who graduated in the 1950s told<br />

me that his joy at winning his first case<br />

turned to bewilderment when the judge<br />

directed him to prepare a judgment. He<br />

had not been taught to draft judgments<br />

in law school, he was a solo practitioner<br />

with no mentor, <strong>and</strong> listservs to share<br />

information <strong>and</strong> forms did not exist.<br />

Today many law schools teach litigation<br />

drafting in advanced legal writing<br />

or trial advocacy courses <strong>and</strong> lawyers<br />

share forms through listservs <strong>and</strong> other<br />

forums. The myriad recent cases testing<br />

the sufficiency of judgments, however,<br />

reveal that many lawyers are still bewildered<br />

when it comes to proper drafting.<br />

Basic Requirements for a<br />

<strong>Valid</strong> Judgment<br />

The <strong>Louisiana</strong> Code of Civil Procedure<br />

gives little guidance as to the contents of<br />

a valid judgment. Article 1918 provides<br />

By Gail S. Stephenson<br />

that the “judgment shall be identified as<br />

such by appropriate language.” Because<br />

a proper final judgment is essential for<br />

determining whether an appellate court<br />

has jurisdiction, 1 <strong>Louisiana</strong> courts have<br />

had many opportunities to determine<br />

what constitutes “appropriate language.”<br />

Courts have stated that judgments must<br />

contain “lucid unmistakable language” 2<br />

<strong>and</strong> be “precise, definite, certain.” 3 At a<br />

minimum, the judgment should include<br />

(1) the names of the prevailing party, (2)<br />

the name of the non-prevailing party, (3)<br />

the relief that has been granted or denied,<br />

(4) the procedural device by which the<br />

judgment was obtained, <strong>and</strong> (5) decretal<br />

language. 4 If any of these requirements<br />

are missing, the appellate court may rem<strong>and</strong><br />

the judgment to the trial court or<br />

dismiss the appeal because it has no appellate<br />

jurisdiction.<br />

A judgment is the determination of the<br />

rights of the parties in an action. 5 It is im-<br />

portant to know whose rights have been<br />

determined. Thus, the actual names of<br />

the prevailing <strong>and</strong> non-prevailing parties<br />

should be given in the judgment, rather<br />

than just their procedural capacities or<br />

descriptions, e.g., in favor of John Deaux<br />

(not “plaintiff”) <strong>and</strong> against Big Logging<br />

Company <strong>and</strong> ABC Insurance Company<br />

(not “defendants” or “employer <strong>and</strong> insurer”).<br />

A plaintiff may escape a fatal flaw<br />

in a suit with one defendant if the judgment<br />

casts only “defendant,” but the failure<br />

to name the particular defendant cast<br />

in a case with multiple defendants renders<br />

the judgment invalid. 6<br />

Even with only one plaintiff <strong>and</strong> one<br />

defendant, the best practice is to specifically<br />

name those parties. One seeking to<br />

enforce the judgment should be able to do<br />

so simply from the language of the judgment,<br />

without referring to other documents<br />

in the record. In one case, the court<br />

declared a judgment invalid because it<br />

<strong>Louisiana</strong> <strong>Bar</strong> Journal Vol. 56, No. 3 181


did not name the parties <strong>and</strong> referred to<br />

the defendant in a workers’ compensation<br />

case only as “Employer.” 7<br />

Another essential element of a valid<br />

judgment is that the parties named in the<br />

judgment were actually sued. This might<br />

seem obvious, but sometimes entities act<br />

like parties to the suit, even though they<br />

are not. For example, even if an insurer<br />

provided a defense for a defendant, it<br />

cannot be cast in judgment if it was never<br />

formally made a party to the lawsuit. 8<br />

Similarly, the receiver for an insolvent<br />

insurer cannot be cast in judgment if it is<br />

not named as a defendant. 9 A judgment<br />

against a party who was not sued is an absolute<br />

nullity. 10<br />

Likewise, a judgment rendered for or<br />

against a party who is not alive when the<br />

judgment is signed is an absolute nullity,<br />

even if the party was alive when the judgment<br />

was orally rendered. 11 If a party dies<br />

when a lawsuit is pending, his legal successor<br />

may have himself substituted in<br />

the deceased party’s stead. 12 If he fails to<br />

do so, any subsequent judgment is an absolute<br />

nullity, whether the decedent won<br />

or lost. 13<br />

Decretal language is essential if the<br />

court is dismissing a case. The judgment<br />

should not simply state that a defendant’s<br />

motion is granted; it must decree that the<br />

case is dismissed. 14 The decree should<br />

also state whether the dismissal is with or<br />

without prejudice, as dismissals without<br />

prejudice have no res judicata effect. 15<br />

A final absolute requirement of a valid<br />

judgment is that it be signed “by the<br />

judge.” 16 This requirement is not a drafting<br />

issue but is included in this article because<br />

even a perfectly drafted judgment<br />

will be invalid if signed by the wrong person.<br />

Problems arise most often following<br />

elections. Only the judge who heard a case<br />

or his legally elected successor can sign a<br />

judgment. Thus, if a judge is elevated to<br />

a higher court while a case is under advisement,<br />

he cannot sign the judgment;<br />

his successor must read the transcript <strong>and</strong><br />

render a decision. 17<br />

This rule also prohibits another judge<br />

from the same court from signing a judgment<br />

as a matter of convenience. 18 Failure<br />

to have the judgment signed by the proper<br />

judge is a fatal defect. Although the statute<br />

<strong>and</strong> code article specifically refer to<br />

182 October / November 2008<br />

the “trial judge,” the 1st Circuit has held<br />

that the same principles apply to workers’<br />

compensation judges. 19<br />

Precatory Rules for Proper<br />

<strong>Judgments</strong><br />

In addition to the absolute requirements<br />

for a valid judgment, <strong>Louisiana</strong><br />

law contains numerous provisions that<br />

are considered precatory. These rules set<br />

forth what should be in a judgment, but<br />

the judgment is not absolutely null if the<br />

rules are not followed.<br />

Recent amendments to <strong>Louisiana</strong><br />

Code of Civil Procedure article 1922 require<br />

that the judgment debtor’s date of<br />

birth <strong>and</strong> last four digits of the Social Security<br />

number, if known, be included in a<br />

money judgment. This information more<br />

clearly identifies the judgment debtor <strong>and</strong><br />

eliminates the need to write letters of distinguishment<br />

(commonly known as “not<br />

him letters”). 20 Article 1922 explicitly<br />

states, however, that failure to comply<br />

will not invalidate the judgment.<br />

<strong>Judgments</strong> that affect title to immovable<br />

property must describe the affected<br />

immovable property with particularity. 21<br />

The failure to do so does not invalidate the<br />

judgment; appellate courts may amend the<br />

judgment to correct this omission. 22 This<br />

requirement does not apply to judgments<br />

of possession in succession proceedings.<br />

Some actions to which it does apply are<br />

mortgage foreclosure suits 23 <strong>and</strong> suits involving<br />

mineral leases. 24<br />

When suits are consolidated for trial<br />

but not all plaintiffs sue all defendants,<br />

a single judgment is improper. 25 In Louviere<br />

v. Louviere, where six suits were<br />

tried together, the 1st Circuit held that a<br />

single judgment was improper because<br />

some defendants were not sued by all<br />

plaintiffs <strong>and</strong> some defendants had settled<br />

with some plaintiffs before trial. The court<br />

found that this error could be corrected on<br />

appeal. However, when two suits involving<br />

the same parties are consolidated <strong>and</strong><br />

tried together, one judgment for both suits<br />

will suffice. 26<br />

In suits against the state, state agencies<br />

or political subdivisions, court costs<br />

must be expressed in a dollar amount in<br />

the judgment. 27 Failure to do so will not<br />

invalidate the judgment, but it may make<br />

it difficult to get the Legislature to appropriate<br />

payment for those costs. 28<br />

Do not forget to include interest in the<br />

judgment. <strong>Louisiana</strong> Code of Civil Procedure<br />

article 1921 states that “the court<br />

shall award interest in the judgment as<br />

prayed for or as provided by law.” In tort<br />

actions, interest from date of judicial dem<strong>and</strong><br />

attaches automatically, even if not<br />

included in the judgment. 29 But for all<br />

other actions, interest is not due if not so<br />

provided in the judgment. 30 If interest is<br />

omitted from the judgment, however, the<br />

omission may be corrected by the court<br />

on appeal. 31<br />

Remember that not all interest is payable<br />

from date of judicial dem<strong>and</strong>. For<br />

example, interest on a judgment for an


equalizing payment in a partition is due<br />

from the date of partition, 32 <strong>and</strong> interest<br />

for breach of contract is due from date of<br />

breach. 33 The <strong>Louisiana</strong> Supreme Court<br />

has described the decisions regarding<br />

the award of interest as “numerous <strong>and</strong><br />

inconsistent,” 34 <strong>and</strong> it is not the purpose<br />

of this article to detail the varying times<br />

at which interest may attach. Suffice it<br />

to say that the wise judgment drafter in a<br />

non-delictual action will ensure that interest<br />

is included in the judgment <strong>and</strong> that<br />

interest attaches at the appropriate time.<br />

Judges sometimes ask lawyers to draft<br />

proposed reasons for judgment. Code of<br />

Civil Procedure article 1918 provides that<br />

when reasons are assigned, they “shall<br />

be set out in an opinion separate from the<br />

judgment.” If there are only reasons <strong>and</strong><br />

no separate judgment, appeal delays do not<br />

begin to run. 35 If there is a disparity between<br />

the written reasons <strong>and</strong> the judgment, the<br />

judgment is definitive. 36 And the judge may<br />

change his mind between giving written<br />

reasons <strong>and</strong> signing the judgment. 37<br />

Also keep in mind that it does not<br />

pay to take shortcuts. For example, a final<br />

judgment was not created when a<br />

trial judge wrote “Denied” across a rule<br />

to show cause order on a motion for new<br />

trial. 38 Having the judge sign a copy of the<br />

minutes was equally ineffective. 39<br />

Some Final Advice<br />

Use the proper terminology for your<br />

judgments. Motions are granted or denied;<br />

exceptions are sustained or overruled.<br />

When in doubt, don’t leave it out. It is<br />

better to err on the side of caution. Too<br />

much information will not invalidate a<br />

judgment, but too little may. 40<br />

Finally, exercise professionalism <strong>and</strong><br />

courtesy by complying with Rule 9.5 of<br />

the Rules for <strong>Louisiana</strong> District Courts. 41<br />

The rule requires that a judgment presented<br />

for the court’s signature after the<br />

judgment is orally rendered contain the<br />

typewritten name of the judge, be circulated<br />

to counsel for all other parties <strong>and</strong> to<br />

unrepresented parties at least three working<br />

days before presentation to the court,<br />

<strong>and</strong> be accompanied by a certificate stating<br />

the date of delivery of the proposed<br />

judgment to the other parties <strong>and</strong> whether<br />

any opposition was received. 42<br />

FOOTNOTES<br />

1. La. C.C.P. art. 2083.<br />

2. S. St. Lumber Co. v. Dickerson, 106 So.2d<br />

513, 515 (La. 1958).<br />

3. Russo v. Fid. & Deposit Co., 56 So. 506<br />

(1911); Laird v. St. Tammany Parish Safe Harbor,<br />

02-0045 (La. App. 1 Cir. 12/20/02), 836 So.2d 364,<br />

365.<br />

4. Johnson v. Mt. Pilgrim Baptist Church, 05-<br />

0337 (La. App. 1 Cir. 3/24/06), 934 So.2d 66; Carter<br />

v. Williamson Eye Ctr., 01-2016 (La. App. 1 Cir.<br />

11/27/02), 837 So.2d 43, 44; Scott v. <strong>State</strong>, 525<br />

So.2d 689, 691 (La. App. 1 Cir. 1988), writ denied,<br />

558 So.2d 1128 (La. 1990).<br />

5. La. C.C.P. art. 1841.<br />

6. Reaux v. City of New Orleans, 01-1585 (La.<br />

App. 4 Cir. 3/20/02), 815 So.2d 191, 194, writ denied,<br />

02-1068 (La. 6/14/02), 817 So.2d 1158; Scott,<br />

525 So.2d at 691; Borg-Warner Acceptance Corp. v.<br />

Whitlow Truck Ctr., 508 So.2d 857, 859 (La. App.<br />

5 Cir. 1987).<br />

7. Laird v. St. Tammany Parish Safe Harbor, 836<br />

So.2d at 365.<br />

8. Rogers v. Custom Built Garage, 01-0356 (La.<br />

App. 1 Cir. 3/28/02), 814 So.2d 693, 696.<br />

9. Krueger v. Tabor, 546 So.2d 1317, 1319 (La.<br />

App. 3 Cir. 1989).<br />

10. Id.<br />

11. Smith v. Burden Constr. Co., 379 So.2d 1133,<br />

1134 (La. App. 2 Cir. 1979).<br />

12. La. C.C.P. art. 801.<br />

13. Manuel v. New York Life Ins. & Annuity<br />

Corp., 01-0735 (La. App. 5 Cir. 11/27/01), 803 So.2d<br />

210, 211; Akyar v. Lee, 99-0806 (La. App. 5 Cir.<br />

1/25/00), 751 So.2d 411, 412, writ denied, 00-0616<br />

(La. 4/20/00), 760 So.2d 348.<br />

14. Johnson, 934 So.2d at 67.<br />

15. La. C.C.P. arts. 1673 <strong>and</strong> 1844.<br />

16. La. C.C.P. art. 1911.<br />

17. Darensbourg v. Great Atl. & Pac. Tea Co.,<br />

94-0761 (La. App. 1 Cir. 11/9/95), 665 So.2d 35.<br />

18. La. Paving Co. v. St. Charles Parish Pub.<br />

Sch., 593 So.2d 892 (La. App. 5 Cir. 1992); Ledoux<br />

v. S. Farm Bureau Cas. Ins. Co., 337 So.2d 906 (La.<br />

App. 3 Cir. 1976).<br />

19. Employers’ Nat’l Ins. Co. v. Workers’ Comp.<br />

Second Injury Bd., 95-1756 (La. App. 1 Cir. 4/4/96),<br />

672 So.2d 309, 312.<br />

20. When a search of the mortgage records<br />

reveals a judgment against John Smith, the John<br />

Smiths who are not the judgment debtor may have<br />

problems with their credit reports <strong>and</strong> property titles.<br />

The plaintiff attorney of record is then asked to write<br />

a letter explaining that the John Smith named in the<br />

judgment is not the John Smith who is seeking credit<br />

or trying to sell property.<br />

21. La. C.C.P. 1919.<br />

22. Fields v. Etheridge, 487 So.2d 551, 552 (La.<br />

App. 4 Cir. 1986).<br />

23. LeBleu v. McGuire, 189 So.2d 319 (La. App.<br />

3 Cir. 1966).<br />

24. Emery v. Succ. of Martel, 10 So.2d 267, 269<br />

(La. App. Orl. Cir. 1942).<br />

25. Louviere v. Louviere, 01-0089 (La. App. 1<br />

Cir. 6/5/02), 839 So.2d 57, 75, writs denied, 02-1877<br />

(La. 10/25/02), 827 So. 2d 1150.<br />

26. Vascocu v. Woodward, 35 La. Ann. 555 (La.<br />

1883).<br />

27. La. R.S. 13:5112(A).<br />

28. <strong>Judgments</strong> against the state are payable only<br />

by specific appropriation by the <strong>Louisiana</strong> Legislature.<br />

La. R.S. 13:5109.<br />

29. La. R.S. 13:4203; LeBlanc v. New Amsterdam<br />

Cas. Co., 13 So.2d 245 (La. 1943); Younce v.<br />

Pac. Gulf Marine, Inc., 07-0421 (La. App. 5 Cir.<br />

1/22/08), 977 So.2d 117, 133, writ denied, 08-0416<br />

(La. 4/18/08), 978 So.2d 352.<br />

30. Spalitta v. Silvey, 526 So.2d 471, 473 n.2<br />

(La. App. 1 Cir.), writ denied, 532 So.2d 115 (La.<br />

1988); Davis v. LeBlanc, 149 So.2d 252, 253 (La.<br />

App. 3 Cir. 1963).<br />

31. Preis v. Preis, 95-0352 (La. App. 3 Cir.<br />

12/6/95), 664 So.2d 860, 862, writ denied, 95-3096<br />

(La. 2/28/96), 668 So.2d 368.<br />

32. Preis, 664 So.2d at 862.<br />

33. Mariner’s Vill. M<strong>and</strong>eville, Inc. v. Fama,<br />

Inc., 95-1867 (La. App. 4 Cir. 3/14/96), 671 So.2d<br />

1015, 1022, writ denied, 96-0944 (La. 5/17/96), 673<br />

So.2d 615.<br />

34. Trans-Global Alloy Ltd. v. First Nat’l Bank,<br />

583 So.2d 443 (La. 1991).<br />

35. Fisher v. Rollins, 91 So.2d 28 (La. 1956);<br />

Succ. of Velasquez-Bain, 471 So.2d 731, 751 (La.<br />

App. 4 Cir.), writ denied, 476 So.2d 354 (La. 1985).<br />

36. Thurman v. Thurman, 521 So.2d 579, 581<br />

(La. App. 1 Cir. 1988).<br />

37. Bordelon v. Dauzat, 389 So.2d 820 (La. App.<br />

3 Cir. 1980).<br />

38. <strong>State</strong> v. L<strong>and</strong>ry, 07-1013 (La. App. 3 Cir.<br />

9/19/07), 966 So.2d 690.<br />

39. Ex parte Nicholls, 4 Rob. 52 (La. 1843);<br />

<strong>State</strong> v. McDonald, 17 La. 485 (1841).<br />

40. Hinchman v. Int’l Bhd. of Elec Workers, 292<br />

So.2d 717 (La. 1974).<br />

41. In Moss v. Moss, 05-0455 (La. App. 3 Cir.<br />

11/2/05), 916 So.2d 455, 458, without reference to<br />

Rule 9.5, the court stated that professionalism <strong>and</strong><br />

courtesy (but no rule that it knew of) required presentation<br />

of the proposed judgment to opposing counsel,<br />

<strong>and</strong> that the trial court did not err in assuming these<br />

expectations had been followed.<br />

42. The <strong>Louisiana</strong> Supreme Court has proposed<br />

an amendment to Rule 9.5 that would prohibit placing<br />

the judge’s signature line on “a separate part<br />

apart from the body of the judgment or order” <strong>and</strong><br />

would require the pleading title <strong>and</strong> docket number<br />

to appear on the same page as the judge’s signature.<br />

See www.lasc.org/rules/dist.ct/Proposed_District_<br />

Court_Amendments_06_17_08.pdf. The comment<br />

period on this amendment expired July 31, 2008.<br />

Gail S. Stephenson is the<br />

director of legal analysis<br />

<strong>and</strong> writing <strong>and</strong> an<br />

assistant professor of<br />

law at Southern University<br />

Law Center. She<br />

is a 1984 graduate of<br />

<strong>Louisiana</strong> <strong>State</strong> University<br />

Paul M. Hebert Law<br />

Center, where she was<br />

Order of the Coif <strong>and</strong> a<br />

member of the <strong>Louisiana</strong> Law Review. (2747<br />

Purvis Dr., Baton Rouge, LA 70809-1922)<br />

<strong>Louisiana</strong> <strong>Bar</strong> Journal Vol. 56, No. 3 183

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