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<strong>Conservation</strong> of Sulawesi’s Two Endemic Chelonians,<br />

Leucocephalon yuwonoi and Indotestudo forstenii;<br />

An Investigation into In-Situ and Ex-Situ <strong>Conservation</strong> Concerns:<br />

A Thesis<br />

Presented to the Department of Environmental Studies<br />

Antioch University New England<br />

In Partial Fulfillment<br />

of the Requirements for the Degree of<br />

Masters of Science<br />

By <strong>Ian</strong> E. <strong>Ives</strong><br />

January 2006


© 2006<br />

All Rights Reserved


TABLE OF CONTENTS<br />

Page<br />

LIST OF TABLES………………………………………………………………………..ii<br />

LIST OF FIGURES…………………………………………………………………….…ii<br />

LIST OF APPENDICES………………………………………………………………….iv<br />

ACKNOWLEDGMENTS………………………………………………………………...v<br />

ABSTRACT…………………………………………………………………………….viii<br />

PREFACE: An Overview of the Taxonomic and <strong>Conservation</strong> Status of Indotestudo<br />

forstenii and Leucocephalon yuwonoi……………………………………1<br />

CHAPTER 1: Field Notes on the Current Distribution and Trade of Two Endemic<br />

Chelonians from Sulawesi Indonesia: Leucocephalon yuwonoi and<br />

Indotestudo forstenii……………………………………………………..10<br />

Introduction………………………………………………………………10<br />

Methods and Study Sites…………………………………………………13<br />

Results for Leucocephalon yuwonoi……………………………………..15<br />

Results for Indotestudo forstenii…………………………………………20<br />

Discussion………………………………………………………………..24<br />

CHAPTER 2: Population Dynamics and Phenotypic Differences in Indotestudo<br />

Forstenii: Are Phenotypic differences between populations indicative<br />

of distinct lineages………………………………………………………28<br />

Introduction………………………………………………………………28<br />

Methods…………………………………………………………………..31<br />

Results……………………………………………………………………33<br />

Discussion………………………………………………………………..34<br />

CHAPTER 3: Is Lack of Reproductive Success by Captive Leucocephalon yuwonoi<br />

Caused by Stress………………………………………………………..40<br />

Introduction………………………………………………………………40<br />

Methods………………………………………………………………… .46<br />

Results……………………………………………………………………49<br />

Discussion………………………………………………………………..52<br />

LITERATURE CITED…………………………………………………………………..61<br />

TABLES…………………………………………………………………………………70<br />

FIGURES………………………………………………………………………………...77<br />

APPENDECES…………………………………………………………………………..88<br />

i


LIST OF TABLES<br />

1. Morphometric comparisons between the Palu and long term captive<br />

Leucocephalon yuwonoi groups……………………………………………………70<br />

2. Morphometric data from captive Indotesdtudo forstenii in holding in<br />

Palu, Sulawesi……………………………………………………………………….71<br />

Page<br />

3. Localities for Indotestudo forstenii with and without a nuchal scute,<br />

suggesting two distinct populations (northern and southern) with<br />

distinguishing phenotypes…………………………………………………………...72<br />

4. Comparison of carapace length and mass measurements between<br />

I. forstenii with and without nuchal scutes…………………………………………..73<br />

5. Uncorrected (“p”) distance matrix for samples of Indotestudo forstenii<br />

from an assurance colony (<strong>Turtle</strong> Bank, Massachusetts) in the U.S……………… 74<br />

6. Baseline plasma corticosterone concentrations in long term captive<br />

male and female L. yuwonoi…………………………………………………………75<br />

7. Repeated measures MANOVA comparison of CORT levels in longterm<br />

captive female Leucocephalon yuwonoi held in two housing<br />

arrangements, solitary and 3-animal groupings……………………………………...76<br />

ii


LIST OF FIGURES<br />

1. Net export of live I. forstenii from Indonesia between 1985 – 2004………………..77<br />

2. Map of Central Sulawesi, Indonesia showing reported capture<br />

locations of L. yuwonoi mentioned in text. …………………………………………78<br />

3. Map of Central Sulawesi, Indonesia showing localities mentioned in<br />

Text………………………………………………………………………………….79<br />

4. Comparison of nuchal types in Indotestudo forstenii……………………………….80<br />

5. Map of Sulawesi, Indonesia showing areas of endemism as described<br />

by Evens (2003)……………………………………………………………………..81<br />

6. Areas in Sulawesi with different mean annual rainfall……………………………...82<br />

Page<br />

7. Experimental design. Baseline CORT samples were taken on 3<br />

separate occasions (gray blocks) evenly distributed over the course<br />

of a 41-day period……………………………………………………………...…….83<br />

8. Time required to obtain blood samples from long-term captive L. yuwonoi………...84<br />

9. Time required to obtain blood samples from L. yuwonoi as a function<br />

of time of day……………………………………………………………...…………85<br />

10. Least squares mean differences in CORT levels during three sampling<br />

periods between captive female Leucocephalon yuwonoi held in groups<br />

of 3 (G) and alone (A)………………………………………………………………86<br />

11. Differences in CORT levels for females and males between three<br />

Periods during the species active daytime period; A = pre dawn,<br />

B = daytime, and C = after dark…………………………………………………….87<br />

iii


LIST OF APPENDICES<br />

Page<br />

A. Map of Indonesia including Sulawesi……………………………………………….88<br />

B. Palu Valley and surrounding foothills……………………………………………….89<br />

iv


ACKNOWLEDGMENTS<br />

I would like to thank my thesis advisor, Jonathan Atwood, for his thoughtful<br />

support, dedication to my work and guidance throughout this process. Jon’s insistence<br />

that I stick with this relatively esoteric topic rather than one directly related to my<br />

eventual career was insightful, in that it gave me the opportunity to explore unique once<br />

in a lifetime journeys and experiences. The members of my committee, Charlie Innis,<br />

Mike Penko and Phillip Spinks were of great assistance in carrying out and completing<br />

this study. Charlie Innis volunteered his expertise in clinical techniques, specifically<br />

blood collection, and withstood long and tedious sampling bouts at unlikely hours of the<br />

day. Mike Penko generously provided me access to an absolutely astonishing collection<br />

of Asia’s most endangered chelonians and provided me with the necessary infrastructure<br />

and tools to do this work. He also contributed housing for me during long stretches of<br />

data collection. Phiilip Spinks introduced me to the complexities of phylogenetics,<br />

conducted the genetic work for Chapter 2 and contributed directly to the methods and<br />

results sections of that chapter.<br />

Thanks to Brad Shaffer at UC Davis for agreeing to conduct the genetic work for<br />

this study, Penn State University Core Endocrinology lab for carrying out immunoassays<br />

and methods section for chapter 3, the American Museum of Natural History for<br />

supplying me with historical locality information in a very timely and hassle free manner<br />

and Alison Robbins for procuring veterinary supplies for me. Woody <strong>Ives</strong> generously<br />

provided me with the funds to tackle this endeavor and Peter Erskine both funded my<br />

travels to and accompanied me on my trip to Indonesia. Bill McCord was greatly<br />

supportive in the early stages of this study and provided me with invaluable personal<br />

v


communications. Cris Hagan, Margaret Kinnaird and Robbert Lee provided me with a<br />

variety of invaluable information for my trip to Indonesia. I am thankful to those in<br />

Indonesia who graciously contributed to this work and offered hospitality during my<br />

travels, including Aslan, Danny G, Faudin Taula, Fitra Rinawati and Nurlin Djuni.<br />

I would like to acknowledge the late Dr. Barbara Bonner for her inspirational<br />

lifetime achievements in chelonian therapeutics and for introducing me to Asia’s amazing<br />

chelonians. Her trust in me and endless guidance will never be forgotten.<br />

Lastly, I would like to thank my wife Viola and son Alan, who were immensely<br />

loving, patient and understanding while I was locked behind the living room glass door<br />

during the winter of 2005/2006. Viola contributed to this work in so many ways, both<br />

directly and indirectly, and for this I am very grateful.<br />

vi


Wild-caught adult Leucocephalon yuwonoi awaiting shipment at a commercial<br />

holding compound in Palu Indonesia.<br />

When the well is dry, we know the worth of water.<br />

-- Benjamin Franklin<br />

vii


ABSTRACT<br />

The Sulawesi forest turtle, Leucocephalon yuwonoi and the forstens tortoise,<br />

Indotestudo forstenii represent the only two endemic chelonians from Sulawesi<br />

Indonesia. Both are poorly understood and rapidly declining in numbers throughout their<br />

ranges due to overexploitation for pet, live food, and medicinal purposes. I conducted a<br />

preliminary in-situ investigation of the current distribution and trade of the two species,<br />

investigated population dynamics and phenotypic differences in I. forstenii, and analyzed<br />

baseline levels of the stress hormone corticosterone in a large group of captive L.<br />

yuwonoi. My in-situ investigation provided evidence for previously undocumented<br />

populations for both species in Sulawesi and the surrounding islands, that, if confirmed,<br />

significantly increase the species’ known distribution. Trade of L. yuwonoi over the last<br />

three years appears to have changed little. Anecdotal information obtained from<br />

interviews with hunters suggests that there has not been significant changes in yield per<br />

hunt over the last 3 years. Similarly, large exporters are not finding it necessary to pay<br />

higher prices for individuals caught, as would be expected with a decline in supply.<br />

Comparisons of I. forstenii populations from the north of Sulawesi with those from the<br />

south revealed differences in mass, MCL and the presence of a nuchal scute. To<br />

determine if these phenotypic differences are diagnostic for mtDNA lineages in the<br />

species, an examination of cytb Mitochondrial DNA (mtDNA) sequences in two groups<br />

of wild caught captive I. forstenii, one group with and one without the nuchal scute was<br />

performed. Results showed that the nuchal differences do not correspond to mtDNA<br />

lineages. I therefore suggest that the differences in size are the result of environmental<br />

factors. Corticosterone (CORT) levels in a long-term captive group of L. yuwonoi were<br />

viii


high relative to other reptiles, showed no detectable increase during the first 5 ½ minutes<br />

after capture, were higher in males than in females and were lower in females housed in<br />

groups of 3 than in females housed alone. Future research is required to better understand<br />

the cause and biological significance of the high CORT levels detected in both sexes of<br />

this collection. L. yuwonoi collections experiencing reproductive success, as well as<br />

those experiencing reproductive failure should have CORT assays conducted in order to<br />

determine if stress is a contributing factor to the lack of reproductive success in captivity.<br />

This work provides much needed baseline information for future studies involving range<br />

and distribution of the two species, population studies of I. forstenii, and reproductive<br />

biology of L. yuwonoi.<br />

ix


PREFACE<br />

AN OVERVIEW OF THE TAXONOMIC AND CONSERVATION STATUS OF<br />

INDOTESTUDO FORSTENII AND LEUCOCEPHALON YUWONOI<br />

Sulawesi is the largest island in the biogeographic area known as Wallacea, a<br />

region in the Indonesian Archipelago lying between the islands of Borneo to the west and<br />

New Guinea to the east. Sulawesi’s biota is highly distinctive and has extremely high<br />

levels of endemism. Sulawesi’s reptile endemism in particular is high, with 26% of its<br />

117 reptile species found nowhere else on earth (Whitten et al., 1987). In all of<br />

Indonesia, only Irian Jaya has more endemic reptiles than Sulawesi.<br />

Two mysterious and highly endangered chelonians, the Sulawesi Forest <strong>Turtle</strong>,<br />

Leucocephalon yuwonoi and the Forsten’s Tortoise, Indotestudo forstenii represent the<br />

only two endemic chelonians from Sulawesi. Although the two species are members of<br />

different families, they have many similarities with regard to their phylogenetic and<br />

conservation status. Both have undergone changes in taxonomic standing which has<br />

increased their conservation concern, and both are poorly understood and rapidly<br />

declining in numbers throughout their ranges. As with most of Asia’s chelonians, L.<br />

yuwonoi and I. forstenii are highly sought after for pet, live food, and medicinal purposes.<br />

L. yuwonoi belongs to the Geoemydidae (Bataguridae), a large and widespread<br />

family of turtles that has undergone many phylogenetic studies and is currently in<br />

taxonomic flux (Spinks et al., 2004). Much of this flux can be attributed to the poor<br />

understanding of the family overall. Fifty six of the 68 species within the family<br />

Geoemydidae inhabit ranges within Asia, a region of the world with little financial<br />

1


esources for conservation of wildlife, many remote and hard to reach habitats, and a<br />

great appetite for turtles and turtle products.<br />

The first formal description of L. yuwonoi was published in 1995 (McCord et al.,<br />

1995), which through cladistic analysis based on morphology placed the species in the<br />

genus Geoemyda. Subsequent taxonomic revisions were made by Fritz and Obst (1996),<br />

and again by McCord et al. (2000). This last revision involved extensive phylogenetic<br />

analysis of gene sequence variation within turtles of the genus Geoemyda. The analysis<br />

revealed Geoemyda as being polyphyletic, and recommended that yuwonoi be considered<br />

to represent a new monotypic genus. Leucocephalon, derived from Greek leukos,<br />

meaning white, and kephale, meaning head was then chosen as the taxonomic designation<br />

for the species, reflecting the sexually dimorphic head coloration of the species (McCord<br />

et al., 2000).<br />

I. forstenii is a member of the Testudinidae, a monophyletic family of tortoises<br />

distributed throughout Africa, Asia and to a lesser degree the Americas and Europe (Ernst<br />

and Barbour, 1998; Spinks et al., 2004). I. forstenii is currently recognized as one of<br />

three species of the genus Indotestudo, the others being I. elongata and I. travancorica.<br />

Yet this has not been the case until recently. I. forstenii was initially described in 1840 as<br />

Testudo forstenii from Halmahera Island in Eastern Indonesia (Schlegel and Müller,<br />

1840). The subgenus Indotestudo was recognized in the late 1920’s (Lindholm, 1929), an<br />

approach that was followed later by Williams (1952) and Loveridge and Williams (1957).<br />

Bour (1980) elevated the subgenus to a full genus, hence Indotestudo forstenii.<br />

Hoogmod and Crumly (1984) conducted morphological examinations of the three species<br />

and surmised that I. forstenii could not be distinguished from I. travencorica, and<br />

2


suggested that all Indonesian populations of I. forstenii were introduced from India. They<br />

ultimately concluded that both species should be synonymized under I. forstenii.<br />

McCord et al. (1995) challenged the assumption that I. forstenii was introduced to<br />

Indonesia, noting zoogeographical correlates with the Geoemydids. Iverson et al. (2001)<br />

conducted a phylogenetic study based on mtDNA sequence variation in all three species<br />

of Indotestudo, and concluded that populations of I. forstenii from Indonesia were not<br />

introduced from India; thus I. elongata, I. forstenii and I. travencorica should be treated<br />

as separate and full species.<br />

The taxonomic revisions that have occurred within L. yuwonoi and I. forstenii<br />

present several conservation implications. Being taxonomically distinct endows a species<br />

with a certain amount of conservation priority, and both species share this feature. In the<br />

case of L. yuwonoi, the recently revised monotypic designation placed the species as the<br />

sole member of the genus, thus setting it apart from the Geoemydids it was once<br />

considered to be related to. For I. forstenii, receiving nominal species status meant a<br />

division of one previously assumed species (I. forstenii) into two separate species (I.<br />

forstenii and I. travencorica). This move is not just a simple adjustment of nomenclature<br />

but also reflects a change in Indotestudo biogeography, population dynamics and rarity.<br />

Through this revision, the whole of I. forstenii’s known populations are now restricted to<br />

the two islands of Sulawesi and Halmahera.<br />

The distinctiveness of the two species is apparent not only at the taxonomic level,<br />

but possibly at a more overriding ecological level. As far as distribution is concerned, I.<br />

forstenii represents the only tortoise east of Wallace’s line, and L. yuwonoi is one of only<br />

two Geoemydids east of the line (Iverson, 1992). Both species may be distinct in terms<br />

3


of their natural history and role in the ecosystem, yet due to the paucity of quantitative<br />

field studies on either, the full extent of their distinctiveness remains unknown.<br />

The status of Sulawesi’s two endemic chelonians in the wild, by all available<br />

measurements, is dire. The 2001 World <strong>Conservation</strong> Union (IUCN) Red List categorizes<br />

L. yuwonoi as critically endangered, with a known or inferred population decline of 80%<br />

within the last three generations, a similar future decline over the same time period, and a<br />

total, declining wild population numbering less than 250 adults (IUCN 2005). I. forstenii<br />

has been listed by the IUCN as Endangered, with a known or inferred population decline<br />

of 70% within the last three generations and a known or inferred future decline of 50%<br />

over the same time period (IUCN, 2004). These inferred population and population<br />

decline estimates presented by the IUCN are derived primarily from export statistics and<br />

documented occurrences of the two species in the live animal food and pet trade. Because<br />

knowledge of these species’ current distribution, population trends and habitat<br />

availability is incomplete, their true overall population size is uncertain.<br />

The primary reason for both species’ decline is overcollection for the live animal<br />

food and pet trade, both domestically and internationally. With respect to the live animal<br />

food trade, China’s transformation to capitalism and subsequent economic boom, as well<br />

as the growth of mainland Southeast <strong>Asian</strong> economies, has greatly increased the demand<br />

for live food and animal-derived medicinal products (Compton, 2000). The number of L.<br />

yuwonoi seen in Chinese food markets in the late 1990’s reflects this increasing demand.<br />

L. yuwonoi sightings in a few of China’s largest markets increased from only a few<br />

specimens in the early 1990’s to 2000-3000 animals in 1998, then dropped dramatically<br />

to around 100 animals in 1999 (IUCN TFTSG & ATTWG, 2000). No observation of the<br />

4


species in Chinese markets has been documented since 1999 ( W. McCord, pers. comm.).<br />

Because demand has not changed, it can be assumed that the disappearance of L. yuwonoi<br />

in the Chinese markets is due to minimal supply. Furthermore the sharp decline in L.<br />

yuwonoi numbers from one year to the next suggests a dramatic decreased in the wild<br />

population due to overcollection rather than from habitat loss, which, while certainly a<br />

contributing factor, results in a slower decline of population numbers (CITES, 2000).<br />

Overcollection has contributed to I. forstenii population decline as well, yet in<br />

contrast to L. yuwonoi, documented export of this species has been directed mainly to<br />

Europe, Japan and the United States, where it has been exploited in the pet trade<br />

(Compton, 2000). I. forstenii has been included in The Council on International Trade in<br />

Endangered Species (CITES) Appendix II list since 1975 and therefore has a long export<br />

record. CITES data show numbers of live exports from Indonesia fluctuating greatly<br />

between 1985 and 2004 (Figure 1). Export numbers peaked three times over this 20-year<br />

period (1989, 1993 and 1996) with subsequent drops in 1990 and 1994. In 1997 the<br />

export number was similar to 1996, then dropped to a relatively constant level from 1998<br />

- 2003. In 2004 the export number bottomed out at 6 individuals. Most of the betweenyear<br />

variability in this data is due to fluctuating export quotas. For example, in 1997, the<br />

quota was 900 individuals, thus allowing for the large number of turtles to be exported.<br />

In 1998 the export quota was lowered to 475 and in 2002 lowered again to 400 (UNEP-<br />

WCMC, 2005). Because demand has been consistently high over this span of time,<br />

export numbers followed the mandated quotas consistently whenever the supply allowed.<br />

This data indicates a cyclical trend in the number of I. forstenii legally exported since<br />

1985. Unfortunately, actual trade patterns cannot be quantified due to the unknown<br />

5


volume of illegal export and domestic utilization. Furthermore, an accurate<br />

determination of the extant population based on this information, alone, is impossible,<br />

thus emphasizing the urgent need for data on wild populations.<br />

The life history traits of turtles, which have evolved to increase lifetime<br />

reproductive success under conditions not influenced by humans, place severe pressures<br />

on the ability of populations to respond to human-induced population decline such as<br />

over-harvesting of juveniles and adults (Congdon, 1993). Limited reproductive<br />

observations suggest that females of both species may produce clutches 3 times a year,<br />

with clutch sizes consisting of 3 (I. forstenii) or 2 (L. yuwonoi) eggs (C. Innis, pers.<br />

comm.; Highfield, 1996; pers. obs.). The low annual reproductive outputs of these two<br />

species coupled with assumed (yet undocumented) low nest and juvenile survivorship<br />

place them at a high risk for extirpation when human-caused population decline is<br />

introduced. At present, the continued harvest of all age classes of both L. yuwonoi and I.<br />

forstenii, as seen through export data and documented human use, has likely reduced the<br />

ability of populations of either species to respond and recover. Add the restricted range<br />

of both species, and the vulnerability to other threats increases exponentially.<br />

While not the primary threat to either species, deforestation, human settlement, and<br />

agricultural conversion of natural habitat are also factors (Samedi & Iskandar 2000).<br />

Forest fires, in particular, appear to be a real threat to I. forstenii, in part due to the<br />

species’ tolerance of arid habitats. Populations in the arid Palu Valley of Central<br />

Sulawesi are likely effected by fires, and in Northern Sulawesi, dry season wildfires have<br />

been specifically implicated as a source of mortality in I. forstenii (Platt et al., 2001). In<br />

Central Sulawesi, where the largest documented populations of both species occur,<br />

6


conversion of habitat into agriculture has progressed at an alarming rate; 22% of this<br />

province’s forest cover was lost between 1985 and 1997 (Holmes 2000). Because both<br />

species have been documented in secondary forest habitats, it is unlikely that they are<br />

dependent on pristine habitat for their survival. Continued habitat alteration though, will<br />

certainly have detrimental effects on populations of both species due to increased soil<br />

erosion, and altered water quality and stream flow patterns.<br />

<strong>Conservation</strong> strategies have been implemented by the international community in<br />

response to the unprecedented loss of chelonians in Indonesia and throughout Asia, and<br />

include actions for conservation of Sulawesi’s two endemic chelonians. The phrase “the<br />

<strong>Asian</strong> <strong>Turtle</strong> Crisis” was coined after unanimous international agreement on the scale of<br />

the problem. While identifying the problem, the moniker also serves to galvanize and<br />

motivate the chelonian conservation community. The <strong>Turtle</strong> Survival Alliance (TSA), a<br />

joint working group of the IUCN/SSC has initiated “A Global Action Plan for<br />

<strong>Conservation</strong> of Tortoises and Freshwater <strong>Turtle</strong>s”, a long-term initiative designed to<br />

stem the decline of chelonians throughout the world, but particularly in Asia. Because<br />

Asia holds such a large proportion of the world’s chelonian species, as well as some of<br />

the most threatened species, this region has been given the highest conservation priority<br />

by the TSA. While L. yuwonoi and I. Forstenii are considered among the most<br />

threatened chelonians in Asia and are included in the Action Plan, conservation efforts<br />

specifically directed towards either species have, until recently, been limited to<br />

identification of threats, classification of status, animal acquisition and management<br />

strategy planning.<br />

7


One of the conservation strategies undertaken by the TSA involves establishment<br />

of “assurance colonies”, which are assemblages of wild-caught individuals that are held<br />

in captivity for the purpose of maintaining genetic viability through sustainable captive<br />

management programs. These colonies are primarily reserved for the most critically<br />

endangered species, such as L. yuwonoi and I. forstenii. Today there are some 140 L.<br />

yuwonoi and 74 I. forstenii in assurance colonies managed by the Taxon Management<br />

Group (TMG) of the TSA ( B. Zeigler, pers. comm.; C. Innis, pers. comm.). TMG<br />

members include zoos, private breeders, veterinarians, and other qualified individuals.<br />

Their objective is to develop in situ and ex situ management techniques and conduct<br />

research that contributes to the explicit goal of preventing extinction of the world’s<br />

threatened chelonians.<br />

International help notwithstanding, The Indonesian Government’s role in the<br />

conservation of its native flora and fauna will ultimately determine the fate of Sulawesi’s<br />

chelonians. While The Council on International Trade in Endangered Species (CITES)<br />

grants both species protection under Appendix II (CITES, 2000), the Indonesian<br />

government does not legally protect either species. Instead, the government manages the<br />

species as a fisheries resource through the Fisheries Department (Department Kelautan<br />

dan Perikanan - DKP). The Indonesian Government acceded to CITES in 1978, and<br />

therefore uses the listing as grounds for setting annual catch quotas based on the<br />

Indonesian Institute of Science’s (Lembago Ilmu Pengetahuan Indonesia - LIPI)<br />

recommendations.<br />

There are many shortcomings in the established laws that lead to confusion and<br />

mistakes in enforcement. Three major issues include questionable methods for<br />

8


establishing quotas, inability of government officials to identify many species and<br />

thereby effectively administer their quotas and law enforcement (Samedi & Iskandar,<br />

2000; Shepherd and Ibarrondo, 2005). Recent research conducted by TRAFFIC has<br />

drawn attention to an often ignored Indonesia law that requires any transport and<br />

distribution of animal species, whether they be protected or not, to be carried out under a<br />

license and permit (Shepherd and Ibarrondo, 2005). TRAFFIC determined there to be no<br />

such permits held by traders of the endangered Roti Island snake-necked turtle,<br />

Chelodina mccordi, and thus all export of the species since 1980 has not been in<br />

accordance with Indonesian national laws. Given the lack of environmental law<br />

enforcement in Sulawesi, I would suggest that much of the trade and export of L.<br />

yuwonoi and I. forstenii is also being conducted without license and permit.<br />

In order for the Indonesian Government to place a species on its protected list,<br />

proposals must be presented by the Indonesian Institute of Science. Unfortunately, there<br />

has been little population level analysis conducted for either species, and documented<br />

descriptions of life history, distribution, status and population trends in the wild is<br />

severely lacking. Without this information, proposals in favor of granting protection to<br />

the species cannot be made to the Indonesian Government (D.T. Iskandar, pers. comm.).<br />

Therefore, it is the responsibility of the scientific community to gather and present<br />

quantitative data that can shed light on the biology of these two species and promote a<br />

concerted effort by the Indonesian Government to conserve sustainable populations.<br />

9


CHAPTER 1<br />

Field Notes on the Current Distribution and Trade of Two Endemic Chelonians<br />

from Sulawesi Indonesia, Leucocephalon yuwonoi and Indotestudo forsteniiI<br />

Introduction<br />

Biological and conservation assessment of Sulawesi’s two endemic chelonians,<br />

Leucocephalon yuwonoi and Indotestudo forstenii, has historically received scant<br />

attention compared to Sulawesi’s other endemic taxon. This is in part due to the inherent<br />

difficulties of locating a small number of widely dispersed animals within isolated<br />

tropical locations but mainly due to the lack of knowledge of reptiles in general. Much of<br />

the initial work conducted with regard to these species has been taxonomic (relying on<br />

only a few museum specimens). Recent genetic investigations (Iverson, et al., 2001;<br />

McCord, Iverson, Spinks & Shaffer, 2000; Spinks et al., 2004) have helped resolve<br />

phylogenetic relationships within the two species, and in doing so have revealed their true<br />

taxonomic distinctiveness. An ancillary result of genetic findings though has been the<br />

exposure of additional conservation implications not only for these two species but for<br />

other endangered species worldwide. For example, these revisions make I. forstenii the<br />

only tortoise east of Wallace’s line and L. yuwonoi as one of only two Geoemydids east<br />

of the line (Iverson, 1992, McCord, et al., 1995). The genetic investigation described in<br />

Chapter 2 of this thesis into phenotypic differences of I. forstenii has demonstrated that<br />

morphological differences within a species does not necessarily represent genetic<br />

diversity of the magnitude needed to designate a new subspecies or separate species.<br />

10


Therefore, genetic re-examinations may condense or eliminate the number of true<br />

subspecies within a genus, thus redefining the biogeographical state of a species.<br />

To date, only partial knowledge of the distribution of Sulawesi’s two endemic<br />

chelonians exists. The known distribution of L. yuwonoi extends from Gorontalo in North<br />

Sulawesi south to Palu and east to Poso in Central Sulawesi (Platt et al., 2001; Hagan and<br />

Ching, 2005; McCord, 2004; McCord, Iverson & Boeadi, et al. 1995). Two field surveys<br />

focusing on L. yuwonoi documented the occurrence of the species in Cape Santigi as well<br />

as at a local collector’s house outside of Tinombo village in Central Sulawesi (Platt et al.,<br />

2001; Hagan and Ching, 2005). I. forstenii is known to exist on the islands of Halmahera<br />

and Sulawesi, yet specific locality information exists only for Sulawesi (Hoogmoed and<br />

Crumly, 1984; Iverson, 1992, Platt et al., 2001). The documented range of I. forstenii in<br />

Sulawesi is localized and significantly restricted. Known localities exist at Mnt.<br />

Boliahutu and around Buol in North Sulawesi and Santigi in Central Sulawesi<br />

(Hoogmoed and Crumly, 1984; Iverson, 1992, Platt et al., 2001). Additionally, a<br />

population was discovered in the Morowali Reserve in Central Sulawesi (Groombridge,<br />

1982). Because the geological history of the island is very complex and uncertain, the<br />

evolution of the two species’ distribution is unknown. It is unclear whether Sulawesi was<br />

a single landmass that was subsequently fragmented then recently reunited (a vicariance<br />

hypothesis) or whether it was an archipilago that was recently uplifted and united (a<br />

dispersal hypothesis) (Whitten, 1987). Whatever the current distribution of both species<br />

is, it can be attributed to the islands unique geologic history, each species ecological<br />

capacities, routs of dispersal over time, demography, effective population size and time<br />

(Evans, et al., 2003).<br />

11


Preliminary reports along with my own personal observations suggest that the<br />

distributions of both species are parceled within Sulawesi and surrounding islands (Platt,<br />

Lee & Klemens, 2001; Hagan and Ching, 2005; B. McCord, pers. Comm.; F. Taula, pers.<br />

Comm.; K. Tepedelen). While I. forstenii populations are likely allopatric (assuming the<br />

documented Halmahera Island population still exists), only limited anecdotal evidence<br />

gathered during this study suggests that L. yuwonoi populations are also allopatric (due to<br />

a report of a population on Peleng island). Because the full extents of I. forstenii’s and L.<br />

yuwonoi’s distributions are not clearly known, their status in the wild is uncertain. The<br />

lack of information about these species creates a significant challenge to their<br />

conservation, and confounds effective establishment of management plans (Groombridge,<br />

1982; Hoogmoed and Crumly, 1984; Iverson, 1992, Platt et al., 2001).<br />

While estimates of population decline have been formulated though CITES trade<br />

data, and reports of the species’ occurrence in the marketplace, only two preliminary field<br />

reports document the species’ habitat, life histories, distribution and threats (Platt, Lee &<br />

Klemens, 2001; Hagan and Ching, 2005). No quantitative population studies have been<br />

conducted for either species. Until results from such a study are forthcoming, further<br />

estimates of population size can be determined through ongoing monitoring of collection<br />

and trade of the species within Sulawesi. This report therefore builds upon the<br />

foundation of knowledge established by the afore mentioned field studies and is intended<br />

to serve as a preliminary investigation towards further work by the author.<br />

12


Methods and Study Site<br />

From 19-27 February 2005 I conducted a preliminary field investigation of the<br />

current distribution and trade status of the Sulawesi forest turtle, L. yuwonoi and the<br />

forstens tortoise, I. forstenii. Morphological data was gathered from specimens at a<br />

commercial holding facility in Palu Central Sulawesi where wild caught turtles are kept<br />

in holding for local and international distribution into the pet and food markets. Species<br />

distribution information was gathered through interviews in the Palu Valley of Central<br />

Sulawesi, as well as the Palolo, and Kulawi Valleys adjacent to Lore Lindu National<br />

Park, also in Central Sulawesi. Additionally, a habitat survey was conducted to<br />

determine the presence of L. yuwonoi in Lore Lindu National Park.<br />

The Palu holding facility was currently holding 53 L. yuwonoi, and 42 I. forstenii.<br />

The facility is owned and operated by a turtle trader who has been in the business for<br />

over 20 years. The captive L. yuwonoi were housed communally in an outdoor cement<br />

enclosure measuring 3.5 m x 2 m, The enclosure was partially covered and filled with<br />

several centimeters of water. <strong>Turtle</strong>s were fed sporadically with scraps of vegetables<br />

from the kitchen. The I. forstenii were housed in a 2 m x 2 m enclosure filled with<br />

several potted plants, presumably provided for shade. Food was provided occasionally in<br />

the form of scraps from a nearby kitchen.<br />

I spoke with over 100 people between February 19-27 in villages in the Palu<br />

valley and along the north and west borders of the park. My interviews were an attempt<br />

to gather anecdotal information regarding the existence of L. yuwonoi and I. forstenii<br />

populations in the region. For each person I spoke with, photographs of L. yuwonoi were<br />

presented. Additionally, photographs of the other known extant chelonians of Sulawesi<br />

13


were shown for clarification. Three questions were asked to each individual I met, all<br />

intended to determine how familiar people in this region were with the two species.<br />

Additionally, I interviewed people in order to ascertain the location of local turtle hunters<br />

that could show me captured turtles and take me to known habitats. Lastly, I visited The<br />

Nature Conservancy’s Palu office in order to obtain maps of the region and logistical<br />

information.<br />

Anecdotal information suggests that populations of L. yuwonoi may exist in Lore<br />

Lindu National Park, a 231,000 ha World Heritage Site. Confirmation of L. yuwonoi<br />

populations in the park would be significant, as it would be the first documented<br />

occurrence of the species in a protected area. In an effort to document the presence of L.<br />

yuwonoi in the park, a habitat survey was conducted near the village of Kulawi, Central<br />

Sulawesi on the border of Lore Lindu National Park. I surveyed an unnamed creek on<br />

the western boundary of Lore Lindu National Park in the village of Kulawi at<br />

coordinates: 01º 26’ S, 119º 59 E (Figure 2, flag #1). The village lies along one of many<br />

small rift valleys collectively known as the Kulawi valley. Due to tectonic movement<br />

along this valley, frequent small landslides occur throughout the area, especially in<br />

deforested areas and along roads. The village is at an elevation of approximately 600m<br />

and is within the elevation range of the lowland forest zone (Whitten et al., 1987). Both<br />

young secondary forest as well as primary forest surrounded the village. Land-use<br />

activities in the area include agricultural production and small scale harvesting of timber<br />

and non-timber forest products. Annual rainfall for the region varies between 2000 –<br />

3000 mm, and northern monsunal rains occurred daily during the study period. The<br />

survey area encompassed a 5 km stretch of the creek between 1900 and 2430 hours on a<br />

14


day in which no significant rainfall had occurred (all previous attempts to survey the<br />

creek after significant rainfall proved impossible – due to heavy silting of the water).<br />

Results<br />

▪Leucocephalon yuwonoi<br />

Morphological data was taken from all 53 L. yuwonoi at the Palu holding facility.<br />

Midline carapace length, maximum width (±0.1mm) and weight (kg) were recorded. Age<br />

classes recognized in this study were juvenile and adult. Juveniles were differentiated<br />

from adults based on the absence of secondary sexual characteristics. Several immature<br />

turtles were classified as adults when these characteristics were clearly present. One<br />

immature turtle though, with a midline carapace length of 133.4 was classified as a<br />

juvenile due to the absence of a chin stripe, plastral concavity or discernable tail<br />

characteristics. There were no hatchlings in the collection. Juvenile-to-adult age class<br />

ratio was 1.0:7.8, while the female-to-male sex ratio was 1.0:2.1. Several individuals of<br />

both sexes were very old, as their plastra were worn almost entirely smooth. One old<br />

female was missing claws on every foot, and appeared to be in poor health. One very old<br />

male had a tether hole drilled into his carapace and was quite emaciated.<br />

The overall condition of the group appeared to be good. Morphometric data for<br />

this group and a long term captive group are compared in Table 1. Comparisons of<br />

health index’s (turtles weight divided by length) for both males and females from this<br />

group and a long-term captive group in the U.S. revealed significant differences in males<br />

but not in females. The health index from the U.S. males was significantly higher (equals<br />

15


healthier) than that of Palu males (t-test: t = 3.090, P = 0.003), while females from both<br />

groups showed no significant difference (t-test: t = 1.376, P = 0.184).<br />

Each female at the holding facility was palpated for the presence of shelled eggs.<br />

The presence of an egg could be felt in 20% of the females or 3 of the 15 females<br />

examined. Remnants of at least one egg were clearly observed in the enclosure. It was<br />

unclear whether there was a successful hatching from the egg(s). No sexual aggression<br />

was observed between males, yet one male was seen mounting a female and attempting<br />

to copulate. He then noticed the observer and dismounted.<br />

The owner of the facility, the primary L. yuwonoi dealer in Sulawesi, was<br />

interviewed in order to gain information regarding trends in utilization and trade of this<br />

species. Although anecdotal, this information contributes to the sparse information<br />

currently available for species population ranges and demographics. The 53 individuals<br />

observed had reportedly been captured within the last month. Although coordinates<br />

representing the precise capture locations of each turtle could not be obtained, several<br />

locations were identified as collection sites. These sites included; Santigi (298 km north<br />

of Palu, Ongka (approximately 285 km north of Palu), the village of Bankit<br />

(approximately 295 km north of Palu), Tate (approximately 85 km north of Palu), and<br />

Tompe (approximately 80 km north of Palu), all on the Minahasa Peninsula, in Central<br />

Sulawesi (Figure 2). L. yuwonoi were also reportedly captured around the village of<br />

Balantak on the westernmost tip of Central Sulawesi and on Peleng Island in the Banggai<br />

Island chain South East of Luwuk, Central Sulawesi (Figure 2). If L. yuwonoi accounts<br />

can be confirmed around Balantak or on the Banggai Islands, this would significantly<br />

increase the species’ known distribution, and represent a new population. Moreover, the<br />

16


presence of L. yuwonoi on an isolated island could have important management<br />

implications considering the possibility of genetic isolation.<br />

The dealer identified several villages from which certain age groups were<br />

collected. Many of the adult males from the current collection were captured in Ongka<br />

and Santigi, while the juveniles were taken from Tompe near km marker 89. Adult L.<br />

yuwonoi of both sexes were reportedly captured in Peleng Island. Additionally, the<br />

dealer stated that many of turtles captured on the Minahasa Peninsula were found within<br />

a few kilometers of the coast. The presence of L. yuwonoi in close proximity to the coast<br />

is consistent with locality accounts from previous field reports (see Platt et. al., 2001;<br />

Hagan and Ching, 2005).<br />

According to the dealer, approximately 50 L. yuwonoi arrive at his facility per<br />

month. In the past the dealer himself would drive long distances to retrieve turtles from<br />

the towns in which they were captured, yet in the last few years, the dealer reports having<br />

the turtles delivered to Palu by the hunters themselves. According to this dealer, local<br />

hunters are paid 35,000 Rupiah (~$3.50 USD in February of 2005) for each adult L.<br />

yuwonoi of either sex. He claims that this amount has not changed in recent years.<br />

Subsequently, the dealer then receives 150,000 Rupiah (~$15.00 USD) per adult from an<br />

international reptile exporter in Jakarta. Hagen and Ching (2002) reported the same Palu<br />

dealer paying hunters 40,000 Rupiah per adult and in return receiving 150,000 Rupiah<br />

from the same exporter in February of 2002. Based on these figures, it can be assumed<br />

that collectors have not realized significant changes in yield per hunt over the last 3 years.<br />

Similarly, large exporters are not finding it necessary to pay higher prices for individuals<br />

caught, as would be expected with a decline in supply.<br />

17


<strong>Turtle</strong>s brought to the facility above and beyond the annual quota are sold locally,<br />

according to the dealer. With a reported 50 L. yuwonoi arriving at the facility per month,<br />

many more turtles are being taken from the wild than IUCN estimates. More<br />

investigation is necessary to determine the accuracy of this account, as well as the extent<br />

of domestic use of L. yuwonoi.<br />

My interviews of some 100 local villagers from the Palu, Kulawi and Palolo<br />

Valley’s of Central Sulawesi revealed a surprising result. While there was certainly a fair<br />

amount of information lost in translation, the overall conclusion can be drawn that people<br />

in these valleys are unfamiliar with L. yuwonoi. For each person I spoke with,<br />

photographs of L. yuwonoi were presented. Additionally, photographs of the other<br />

known extant chelonians of Sulawesi were shown for clarification. Three questions were<br />

asked to each individual I met; have you ever seen a kura kura doun (vernacular name for<br />

L. yuwonoi), do you know of someone who has turtles, and have you ever eaten turtles<br />

Surprisingly, “no” was usually the answer to all of these questions. The vast majority of<br />

persons interviewed had never seen a L. yuwonoi, and had never eaten turtles. However,<br />

many persons said they knew of people who either had turtles or ate turtles regularly.<br />

I also met and spoke with several staff members from the Nature Conservancy’s<br />

Palu office in order to gather logistical support for my trip into Lore Lindu National Park<br />

and to confirm reports of L. yuwonoi in the park. Interestingly, staff members I spoke<br />

with had no personal accounts of the species in general, and were unaware of<br />

observations of the species in the park.<br />

I was taken to a creek on the western boundary of Lore Lindu National Park by a<br />

local rattan collector, who reported seeing “small turtles” while on harvesting trips into<br />

18


Lore Lindu. The creek was similar physiographically to tributary creeks where L.<br />

yuwonoi had been found during studies in 1998 and 2002 (Platt et al., 2001, Hagan and<br />

Ching, 2005). The creek met microhabitat criteria one might expect in a creek supporting<br />

L. yuwonoi, namely, cool, clear and fast flowing water, pools, steep terrain and dense<br />

foliage at the understory level. While much of the creek was surrounded by secondary<br />

forest and various plantations, there were no clearings in the canopy and the landscape<br />

was completely undeveloped. This habitat is similar to previously documented L.<br />

yuwonoi localities in the Minahasa Peninsula of Sulawesi (Platt et al., 2001, Hagan and<br />

Ching, 2005). This location was ultimately chosen as the study site in part because it met<br />

the criteria of known L. yuwonoi habitat, but primarily because reports indicated that<br />

there was a likelihood of finding the species there.<br />

The survey was conducted on a 5 km stretch of the creek between 1900 and 2430<br />

hours on a day in which no significant rainfall had occurred (all previous attempts to<br />

survey the creek after significant rainfall proved impossible – due to heavy silting of the<br />

water). The creek’s channel varied in width from approximately 4 m to less that 1 meter<br />

depending on the slope of the adjacent hillside. Pools encountered varied in depth from<br />

over 1 meter to less than 15 cm. The average water temperature (taken from 6 points<br />

along the stream) was 24.1° C, while air temperature varied from a high of 27.5° C at<br />

1900 hours to a low of 26.6° C at 2330 hours. Numerous fig trees, Ficus sp., were<br />

identified along the stretch of creek surveyed. Mites and leaches were found along the<br />

creek's edge and on surrounding debris. Several Bufo celebensis and an undetermined<br />

species of skink were also seen in the creek, yet no L. yuwonoi could be found.<br />

Furthermore, I did not obtain any concrete evidence suggesting the presence of L.<br />

19


yuwonoi populations in the Palolo, Palu or Kulawi valleys, nor Lore Lindu National Park<br />

itself.<br />

I can report the presence of another chelonian whose existence is assumed but<br />

undocumented in Sulawesi, the soft-shell turtle Amyda cartilaginea. I was brought to the<br />

home of a Chinese family in the village of Palolo, Donggala County, Central Sulawesi<br />

(Figure 3, flag #1). Several skeletal remains of soft-shell turtles were scattered around<br />

their yard. The wife, a mother of four children, prepared dishes out of turtle meat once a<br />

week. Their oldest son would trap soft-shell turtles in a nearby pond and local turtle<br />

hunters would sell I. Forstenii to them, but they had never seen or eaten a L. yuwonoi.<br />

The family provided a picture of a soft-shell taken at the nearby pond that has since been<br />

confirmed as Amyda cartilaginea. I visited several other homes with turtles during my<br />

time in Lore Lindu, and in all instances, the turtles I encountered were either I. forstenii,<br />

or the ubiquitous Malayan box turtle, Cuora amboinensis.<br />

▪Indotestudo forstenii<br />

The afore mentioned commercial holding facility in Palu was also the temporary<br />

home for 42 I. forstenii. Morphological data was taken from all 42 I. Forstenii at the<br />

facility (Table 2). Age classes recognized in this study were juvenile and adult.<br />

Juveniles were differentiated from adults based on the absence of secondary sexual<br />

characteristics including plastral concavity, carapace width and discernable tail<br />

characteristics. A total of 10 immature turtles were classified as adults, as such<br />

characteristics were clearly present. There were no hatchlings in the collection.<br />

Juvenile-to-adult age class ratio was 1.0:6.0, while the female-to-male sex class ratio was<br />

20


1.0:3.0. This relatively large male-biased sex ratio may be attributed to females of the<br />

species being more sedentary and less likely to be caught roaming out in the open. Mean<br />

midline carapace length for males was larger than that of females. Several large males<br />

were recorded including five with midline carapace lengths (MCL) exceeding 240mm.<br />

Additionally, 6 juveniles estimated at between two and six years of age were recorded,<br />

the smallest measuring 71mm MCL (Table 2).<br />

The condition of the 42 individuals held in captivity at the Palu holding facility<br />

was good. Comparisons of health index’s for both males and females from the Palu<br />

group and a the long-term captive group revealed no significant differences (t-test: t =<br />

1.859, P = 0.092 males; t = 0.171, P = 0.865 females). A rudimentary examination was<br />

performed on 10 tortoises to note the appearance of ulcerative lesions of the mouth. This<br />

condition, observed in many exported I. forstenii, is believed to be caused by a herpes<br />

virus, although this has not been proven (C. Innis, pers. comm.). Additionally, tortoises<br />

were examined for obvious fluid discharge around the mouth. Lesions similar to ones<br />

found in the mouths of a group of 38 long term captive adults in the U.S. were apparent<br />

on 3 of the 10 individuals examined, while none displayed any apparent fluid discharge.<br />

The appearance of lesions on individuals that had been in captivity for only a few weeks<br />

suggests that the pathological condition exists in certain wild populations of I. forstenii.<br />

If this is true, then the high incidence of this condition in captive I. forstenii could be<br />

attributed in part to transmission of the disease from individuals of affected populations<br />

to those from unaffected populations during export.<br />

Each female was palpated for the presence of shelled eggs. The presence of eggs<br />

could be felt in 1 of the 9 females at the facility. The gravid female, reportedly from the<br />

21


Minahasa Peninsula, measured 226.5 mm in midline carapace length, 150.2 mm in<br />

maximum carapace width, and weighed 1.5 kilograms. No sexual aggression or<br />

reproductive behavior was observed from the group.<br />

From February 19-27, 2005 I investigated reports of a localized I. forstenii<br />

population in the hills to the east of the Palu Valley. I spoke with over 50 people in the<br />

Palu and Kulawi Valleys in an effort to find local turtle hunters that could show me I.<br />

forstenii catches and take me to known habitats. Generally, locals in this region were<br />

unfamiliar with the species, yet there were a few exceptions. On a lead from a local<br />

fisherman, I stopped at a turtle hunter’s house in Bora Village (Figure 3, flag #2) at<br />

kilometer marker 25 on the main road from Palu to Gimpu. The man had in his<br />

possession two I. forstenii and reported catching the species on a regular basis, 5<br />

kilometers from his house in the hills east of the Palu Valley. <strong>Turtle</strong>s were captured<br />

through the use of a hunting dog. On the hunt, the dog reportedly relies on its sense of<br />

sight as well as its sense of smell. Once the dog has discovered a turtle, the hunter will<br />

scour the area for additional individuals, often discovering nests in the immediate<br />

vicinity. This hunter claimed that he did not train his dog for this endeavor, but rather<br />

relied on this dog’s mother to teach it the art of “turtling”.<br />

Another turtle hunter who’s house was located two Kilometers south of Bora<br />

Village in Watunonju Village (Figure 3, flag #5), also used a dog. He reportedly catches<br />

I. forstenii for a local Chinese cook who served turtles in his restaurant. On Saturday’s,<br />

the cook would come to the hunters house and pay 15,000 Rupiah (~$1.50 USD) for each<br />

turtle caught. The hunter claimed to consistently produce at least one turtle per week for<br />

22


the cook. On the day I visited, the hunter had one small I. forstenii that he had caught 10<br />

kilometers from his house in the Hills east of the Palu Valley.<br />

I was taken to I. forstenii habitat in the foothills on the eastern edge of the Palu<br />

Valley. These hills represent a climatic transition zone between the hot and dry Palu<br />

valley and the cooler humid mountains of Lore Lindu National Park to the south east.<br />

This particular region is considered slightly seasonal for rainfall and receives between<br />

1,500 – 2,000 mm of rain annually depending on location (Whitten, 1987). This<br />

uncharacteristically dry region (for Indonesia) is also a highly disturbed area, with<br />

heavily eroded soils. Many drought tolerant plants exist including Acacia farnesiana and<br />

the gum tree Eucalyptus deglupta, known to locals as leda (Whitten, 1987; The Nature<br />

Conservancy, 2001). There are many introduced plant species including the prickly pear<br />

cactus Opuntia nigricans, the shrub Kalanchoe pinnata, and the tamarind Tamarindus<br />

indica (Whitten, 1987).<br />

In villages along the western border of Lore Lindu National Park, I encountered<br />

two captive I. forstenii. I was shown a male I. forstenii found near a stream on the border<br />

of Lore Lindu National Park in Kulawi (km marker 71 south of Palu). The capture<br />

location was 5m upstream from the main road in a plot of land cleared for a mixed cocoa,<br />

banana and palm plantation (Figure 3, flag #3). The coordinates of the capture location<br />

are: 01º26’S, 119º59’E. This turtle was reportedly eaten two days after being shown to<br />

me. In the village of Lempelero, (km marker 98 south of Palu) I was shown a male I.<br />

forstenii serving as a family pet. The family had kept the turtle tethered to a tree for the<br />

last 5 months. The turtle was reportedly found on the bank of a stream in the village at<br />

coordinates: 01°39’S, 120°02’E (Figure 3, flag #4).<br />

23


These reports represent the first documented accounts of I. forstenii populations in<br />

this region of Central Sulawesi. Although there is no confirmation from this study of I.<br />

forstenii populations inside the boundaries of Lore Lindu National Park, the reports of<br />

individuals found within 1 km of the boundary suggests a strong likelihood of their<br />

occurrence. If indeed confirmation can be made, a thorough demographic study should<br />

be conducted to determine the extent of this population.<br />

Discussion<br />

While drawing conclusions about the overall population size of both species based on the<br />

information gathered from the encountered specimens is difficult, some preliminary<br />

observations can be made. First, numbers of both species reportedly captured and<br />

brought to the Palu holding facility in one month in 2002 and again in one month in 2005,<br />

suggest that actual island wide population numbers greatly surpass official IUCN and<br />

CITES estimates (Hagan and chin, 2005; pers. obs.). Second, there appears to be a<br />

relatively robust demand for these species locally, because all turtles caught above the<br />

annual export quota are sold (Taula, pers. com.). Third, the reported capture localities for<br />

both species suggests very dispersed yet fragmented populations.<br />

Field studies are urgently needed to determine the extent of local consumption,<br />

confirm capture localities, investigate population demographics and to determine the true<br />

status of the species’ in the wild. While information obtained from my interviews was<br />

important and a good starting point, it is limited in its scientific value. Locals were very<br />

eager to give an affirmative answer to my questions as a way of showing interest and<br />

24


knowledge of their natural history. Additionally, spending time with a foreigner was a<br />

pleasant diversion from every day life, regardless of the necessity.<br />

As far as I. forstenii is concerned, information from this study suggests there are<br />

still enough individuals in the hills surrounding the Palu Valley to make hunting for them<br />

profitable to those engaged in the trade. Some hunters I spoke with are supplementing<br />

their primary income by hunting. Therefore their catch-per- unit effort must be<br />

reasonably high to justify continued hunting, especially with such little compensation.<br />

My information suggests that if collection could be eliminated, domestic consumption<br />

reduced, and enforcement of international trade strengthened, I. forstenii populations<br />

might be able to thrive in the Kulawi Valley and the hills to the east of the Palu Valley<br />

under present habitat conditions.<br />

Establishing whether or not populations of L. yuwonoi or I. forstenii exist in Lore<br />

Lindu National Park or other protected areas in Sulawesi is critical. If populations of<br />

either species are shown to exist there they would most certainly benefit from a greater<br />

level of protection than those outside the park, due to Sulawesi’s very high rate of<br />

deforestation. From 1985 to 1997, Central Sulawesi (the province where Lore Lindu<br />

National Park is situated) has lost approximately 959,100 hectares (72%) of its forests<br />

(World Bank, 2001). Due to transmigration schemes, more and more people are living in<br />

close proximity to the park. In many cases, agriculture crops and plantations have sprung<br />

up illegally inside park boundaries. Poachers, rattan collectors, hunters and others<br />

relying on forest products for their livelihood, move largely unimpeded throughout the<br />

park due to lack of enforcement (F. Rinawati, pers. com.). The demand for additional<br />

land by transmigrants has jeopardized protected areas. In early 2000, the government<br />

25


chose to turn over roughly 2,000 hectares of land inside the park to locals for plantations<br />

(Indonesian Observer, 2000). These human activities have threatened the integrity of<br />

Lore Lindu National Park and jeopardized the government’s credibility for establishing<br />

truly protected areas in Sulawesi.<br />

Documenting the existence of endangered species in Lore Lindu is one of many<br />

ways to increase enforcement and promote the park as a refuge for the islands natural<br />

treasures. Recently, the Indonesian government has taken the initiative to actively<br />

manage another National Park, Bunaken National Marine Park. Through participation<br />

from all those who have a stake in the park, the government has promoted wise resource<br />

use while preventing overexploitation. With enough attention focussed on Lore Lindu’s<br />

threatened biodiversity and overall ecological value, the government may be convinced to<br />

do the same for it as well.<br />

There is no question that the ongoing systematic collection of Sulawesi’s two<br />

endemic chelonians is reducing the viability of wild populations IUCN TFTSG &<br />

ATTWG, 2000; Platt et al., 2001). The degree to which deforestation and habitat<br />

fragmentation compromises I. forstenii and L. yuwonoi populations is unclear though.<br />

Lowland forests in Sulawesi, areas in which both species are known to inhabit, have been<br />

disappearing for decades. As of 1997, only a small fraction of Lowland Plains forest<br />

(0.2%) remains forested (Holmes, 2002). Despite this dramatic loss of forests and<br />

amongst continuous pressures from overcollection, populations of both species persist,<br />

albeit at an unknown level (Platt et al., 2001; Hagan and Chin, 2005; Hagan pers.<br />

comm.). With this in mind, it seams possible that the elimination of hunting pressures<br />

alone could reverse population declines significantly.<br />

26


Successful conservation of Sulawesi’s two endemic chelonians requires a<br />

community-based approach to their management by involving local people in protected<br />

area management decisions, promoting income sources that do not jeopardize endangered<br />

species and emphasizing an end to collection for the live animal food and pet trade.<br />

Curtailing overcollection pressures would greatly diminish the rate of population decline<br />

by removing the most severe cause of the species’ decline.<br />

27


CHAPTER 2<br />

Morphological and Genetic Variation in Indotestudo forstenii: Evidence of Distinct<br />

Lineages<br />

Introduction<br />

Because conservation of Asia’s endangered chelonians often requires captive<br />

breeding and reintroductions, it is critical to determine the genetic variation both within<br />

and between populations and then define how this variation is geographically structured.<br />

In doing so, managers of captive specimens can maintain the genetic constitution of<br />

populations, and effectively pursue in situ and ex situ conservation actions that will<br />

maintain the genetic viability of the species of concern.<br />

Since the mid 1990’s, molecular systematic analyses have resulted in various<br />

taxonomic revisions of many groups of <strong>Asian</strong> chelonians (Honda et al., 2002a, 2002b;<br />

Spinks et al., 2004; Stuart and Parham, 2004; Guicking et al., 2002). The primary goal in<br />

determining phylogenetic relationships is to construct monophyletic groups which<br />

include all the descendants of the most recent common ancestor and deconstruct those<br />

groups that are paraphyletic (groups that contain some but not all of the descendants of<br />

the most recent ancestor) or polypheletic (groups that include species that have been<br />

incorrectly assigned to a group due to evolutionary convergence). Based on our current<br />

understanding, the Testudinidae, which includes I. forstenii, is thought to be<br />

monophyletic (Shaffer et al. 1997; Spinks et al., 2004).<br />

Despite the apparent resolution of the Testudinids at the interspecific level, there<br />

has been some ambiguity at the intraspecific level. This ambiguity concerns the<br />

28


morphologic and genetic variation within I. forstenii. Phenotypic differences in this<br />

species exist in the nuchal (cervical) scute, which may be present or absent, and<br />

individual differences in size between nuchal types (Hoogmoed and Crumly, 1984;<br />

Iverson, et al., 2001; Platt et al., 2001; C. Hagan, pers. comm.; Figure 4). In a study of<br />

phylogenetic relationships within the genus Indotestudo, Iverson, et al. (2001) described<br />

variation among the mitochondrial cytochrome b gene (cytb) of two captive I. forstenii<br />

specimens, one with and one without a nuchal scute. The very low variation that was<br />

detected was considered to be mainly an artifact of sampling, and the possibility of<br />

separate lineages within the species was not ruled out.<br />

Our understanding of phenotypic or morphological variation is beginning to come<br />

into focus for some <strong>Asian</strong> chelonian species i.e. Cuora (Stuart and Parham 2004; Iverson<br />

and McCord 1992), and Cyclemys and Mauremys (Fritz et al., 1997 and Iverson and<br />

McCord 1997, 1994, respectively). Such variation is often a result of vicariance, in<br />

which a species’ distribution is broken by a geographic barrier, thereby allowing<br />

subsequent differentiation of the resultant allopatric groups. Whether the level of<br />

differentiation is of the magnitude necessary to designate subspecies or separate species<br />

is often the central question being asked by taxonomists.<br />

Increasingly, the type of data used in molecular studies is dependent on the<br />

phylogenetic groups being examined and the specific questions being asked (Lamb and<br />

Lydeard, 1994; Sanderson and Shaffer, 2002). The use of cytb markers for determining<br />

genetic divergence among <strong>Asian</strong> chelonians is widespread, and is largely a result of its<br />

reliability and utility (Shaffer et al., 1997; Engstrom et al. 2002; Spinks et al. 2004). The<br />

accumulation of cytb data, also allows researchers to make standardized comparisons<br />

29


among different taxa, and enables various phylogenetic or biogeographic hypotheses to<br />

be tested using a common marker.<br />

Empirical field data, as well as anecdotal evidence, suggests that I. forstenii<br />

populations are patchily distributed throughout the western part of both Northern and<br />

Central Sulawesi (Hoogmoed and Crumly, 1984; Iverson, 1992; Platt et al., 2001; Samedi<br />

and Iskandar. 2000). Although no fossil records are available, and only a few localities<br />

of recent occurrence are known, information gathered in this study suggests that I.<br />

forstenii may have undergone vicariance, a common mode of evolution in Sulawesi’s<br />

flora and fauna (Evens et al., 2003; Whitten, 1987). The extent of vicariance and<br />

resultant species diversification in Sulawesi is comparable to that of the Caribbean,<br />

Hawaiian and Philippine Islands (Evens, et al., 2003). However, it is unclear whether<br />

Sulawesi was once a single landmass that was subsequently fragmented and then recently<br />

reunited (a vicariance model), or whether it was historically an archipelago that has been<br />

recently united through uplift (a colonization model) (Evens et al., 2003; Whitten, 1987).<br />

In either case, this fragmentation could have disrupted a once continuous distribution and<br />

may have caused I. forstenii to become allopatrically distributed throughout the island.<br />

Determining whether variability in the nuchal scute of I. forstenii actually<br />

distinguishes populations requires a thorough biogeographic survey with numerous<br />

samples from known localities throughout the range of the species. While outside the<br />

scope of this thesis, examining genetic differences among phenotypically distinct<br />

individuals is not. Accumulated evidence from molecular genetics studies has<br />

demonstrated the need for genetic analysis along with morphological analysis in order to<br />

accurately classify chelonian taxa. For example, genetic studies of the alligator snapping<br />

30


turtle, Chelydra serpentina (Roman et al., 1999) and ridley sea turtles, Lepidochelys<br />

olivacea, (Bowen et al., 1998) have demonstrated that an apparent lack of phenotypic<br />

variation within a species does not necessarily reflect a lack of genetic diversity.<br />

In this study, we collected morphometric measurements and generated nucleotide<br />

sequence data from the cytb gene from I. forstenii with and without nuchal scutes and<br />

asked whether readily observed phenotypic differences are indicative of distinct<br />

mitochondrial lineages.<br />

Methods<br />

▪Determinations from the Field<br />

Evidence suggesting phenotypic variability in wild populations of I. forstenii was<br />

derived from information gathered from my fieldwork in the Palu Valley of Central<br />

Sulawesi in February 2005. Reports I obtained from local turtle hunters, and a turtle<br />

dealer in the Palu Valley, indicated that individuals captured in the north on the Minahasa<br />

Peninsula do not have nuchal scutes, while individuals captured in the south in the Palu<br />

Valley and other neighboring valleys have a nuchal scute (Figure 4). Although I lacked<br />

resources to collect wild specimens from populations in the north of the island, I worked<br />

to substantiate these claims by examining specimens captured in the south and reviewing<br />

specimen material collected on the Minahasa Peninsula in 1872, 1896, and 1999.<br />

I also assessed whether turtles with the two nuchal types also differ in size, by<br />

comparing means of midline carapace length (MCL) and mass for I. forstenii of both<br />

nuchal types. Analyses were performed by sex (males, n = 39; females, n = 32), using<br />

JMP-IN 5.1 statistical software (Sall et al., 2005), with α = 0.05. Depending on<br />

31


distributions of the measurement data, I used either a t-test or a Wilcoxon signed-ranks<br />

test. Of the 39 males, 25 were from a commercial holding facility in Palu and 14 were<br />

from a large captive assurance colony located at the <strong>Turtle</strong> Bank, a non-profit<br />

conservation facility located in Massachusetts. Of the 32 females, nine were from the<br />

holding facility and 23 from the assurance colony. All measurements were straight-line<br />

measurements to the nearest 0.1 mm and all weights were in grams.<br />

▪Sampling Techniques<br />

<strong>Turtle</strong>s used for genetic analysis were members of the captive assurance colony at<br />

the <strong>Turtle</strong> Bank. All individuals were wild caught and were brought to the United States,<br />

either through confiscation by U.S. customs officials or through legal purchases from a<br />

licensed reptile exporter between 1997 and 2001. Twelve adult I. forstenii including six<br />

with nuchal scutes and six without were sampled for genetic analyses. One ml of whole<br />

blood was drawn from the subcarapacial vein of each turtle using a 23 gauge, 1”<br />

heparinized needles. The blood collection technique was modified from that of<br />

Hernandez-Divers et al. (2002). The subcarapacial vein was chosen because of the large<br />

volume obtainable from this site and for its accessibility, regardless of the position of the<br />

turtle’s head. Blood was preserved in a lysis buffer composed of 100mM Tris (pH 8),<br />

100mM EDTA, 10mM NaCl and 1% SDS. Samples were shipped to the University of<br />

California at Davis and stored at -20 0 C until analysis.<br />

▪Genetic Analysis<br />

Mitochondrial DNA (mtDNA) sequence variation was examined in two groups of<br />

wild caught captive I. forstenii (n=12), one group with and one without the nuchal scute.<br />

32


Our nucleotide sequence data set consisted of up ≈ 1100 base pairs (bp) of the<br />

mitochondrial cytochrome b (cytb) gene for all 12 individuals. Genomic DNA was<br />

obtained from the blood via proteinase K digestion followed by a salt extraction protocol<br />

(Sambrook and Russell 2001). For the sequences generated here, we used the cytb<br />

primers and PCR protocol from Spinks et al. (2004). Gene products were sequenced on<br />

ABI 3100 automated sequencers in the UC Davis Division of Biological Sciences DNA<br />

sequencing facility. Cytochrome b sequences were aligned within individual turtles using<br />

SeQed (Applied Biosystems) and converted into amino acid sequences using MacClade<br />

4.06 (Maddison and Maddison 2003). Alignments across taxa were made by eye in<br />

PAUP* V4.0b10 (Swofford, 2001). No insertions or deletions were detected and all<br />

nucleotide sequences translated into amino acid sequences. Pairwise uncorrected "P"<br />

genetic distances were calculated using PAUP*4.0b10 (Swofford, 2001), and are shown<br />

in Table 3. Sequences generated from this study will be deposited in GenBank.<br />

Results<br />

▪Field Data<br />

Five of the six I. forstenii museum specimens with locality data were examined to<br />

determine the presence or absence of a nuchal scute (Table 3). One specimen was on<br />

loan and unavailable for examination. Each specimen was reportedly captured on the<br />

Minahasa Peninsula, and all lacked a nuchal scute. While one field survey reported a<br />

population of I. forstenii outside the Minahasa Peninsula (Groombridge, 1982), no<br />

locality data were available. I observed 23 I. forstenii with nuchal scutes and 19<br />

individuals without the scute while visiting a commercial turtle holding facility in Palu.<br />

33


The owner of the facility, and long time collector of I. forstenii in the region, stated that<br />

only individuals south of Palu have a nuchal scute, although this could not be confirmed.<br />

Locality data could be confirmed for two of the five individuals I encountered in the Palu<br />

and Kulawi Valleys (Table 3).<br />

Mean comparisons of nuchal types revealed significant differences for both mass<br />

and MCL in both sex’s. <strong>Turtle</strong>s lacking nuchal scutes were longer in MCL than those<br />

with nuchal scutes (P = 0.003, males; P = 0.018, females). Additionally, turtles lacking<br />

nuchal scutes were heavier than those with nuchal scutes (P = 0.003, males; P = 0.024,<br />

females; Table 4).<br />

▪Genetic Analysis<br />

We generated up to 1113 base pairs (bp) of cytb for 12 individuals. We recovered<br />

very low levels of sequence variation within this group (Maximum uncorrected "P"<br />

sequence divergence = 0.2%, Table 5), and found no correlation between cytb divergence<br />

and presence or absence of the nuchal scute. For example, tortoises I1 and I8, which lack<br />

nuchal scutes, were not divergent from I9 and I16 both of which have nuchal scutes, at<br />

least with this marker (Table 5).<br />

Discussion<br />

The results of our cytb Mitochondrial DNA (mtDNA) sequence data revealed that<br />

individual I. forstenii with and without the nuchal scute had nearly identical cytb<br />

haplotypes, suggesting that nuchal differences do not reflect mtDNA lineages. The<br />

maximum uncorrected "P" sequence divergence of 0.2% in this sample strongly suggests<br />

34


that presence or absence of the nuchal scute is not correlated with mtDNA divergence.<br />

Yet because cytb is merely one informative locus among a limitless number of possible<br />

loci, it should not be exclusively relied upon to assess the possible existence of multiple<br />

lineages. There is a chance of finding genetic differences between the two nuchal types<br />

using a different gene, specifically nuclear DNA. Nuclear DNA’s utility for<br />

phylogeographic and population genetics studies has been documented (Zhang and<br />

Hewitt, 2003; Ballard and Whitlock, 2004) and was recently applied to the molecular<br />

analysis of Emys marmorata in order to examine the nuclear gene aspects of this species’<br />

evolutionary history (Spinks and Shaffer, 2005). Yet recent studies have shown that it is<br />

difficult to find informative nuclear gene sequences within chelonians, so the use of this<br />

marker may be limited. We plan on using nuclear DNA (nDNA) as a complimentary<br />

source of data for this analysis. The nuclear markers would help us to determine if the<br />

pattern from the mtDNA analysis were the result of mtDNA introgression. It is possible<br />

that two divergent types of I. forstenii exist, each corresponding to the presence or<br />

absence of the nuchal scute, yet subsequent contact between these types resulted in a few<br />

nearly identical mtDNA haplotype becoming fixed within both types. If this were the<br />

case, then the nDNA could unveil the hidden differences.<br />

While nuclear genes can be used in determining intraspecific variation, mtDNA<br />

are utilized more often. It appears that in turtles, the rate of nucleotide sequence evolution<br />

in nDNA is far slower than that of mtDNA, thus reducing its usefulness in evaluating<br />

intraspecific divergences (Zhang and Hewitt, 2003). Additionally, mtDNA is still the<br />

preferred loci for phylogenetic analysis due to its reliability, utility and high incidence of<br />

success in these types of analyses (Shaffer et al., 1997). Nonetheless, it is still important<br />

35


to realize that further technical developments in this field such as multi-locus single<br />

nucleotide polymorphism (SNP) analyses might change our view of population<br />

substructure within this species.<br />

The intraspecific phylogeny of I. forstenii is a mystery, particularly at the<br />

phylogeographic level. Similarly, hypotheses explaining the geological and<br />

palegeographical history of Sulawesi have only recently gained wide acceptance (Wilson<br />

and Moss, 1998). Current evidence suggests that geologic events on Sulawesi caused<br />

range fragmentation of the islands’ flora and fauna, whereby the biodiversity of unrelated<br />

taxa with different life histories were compartmentalized (Evens, et al, 2003). Though<br />

there are certainly many intertwined factors that have affected the diversity of organisms<br />

on Sulawesi, Evens (2003) identified seven concordant “areas of endemism” in which<br />

different taxa share the same distributions (Figure 5). Taxa found in these areas of<br />

endemism likely diverged as a result of vicariance events (Whitten, 1987). The most<br />

famous example of allopatry on Sulawesi is that of the island’s macaques (Macaca sp.),<br />

whereby the putative division of a once continuous distribution isolated multiple<br />

populations which then diverged into multiple subspecies (Bynum et al., 1997; Evens et<br />

al., 1999; Evens et al., 2001).<br />

Despite the finding that nuchal differences do not apparently correspond to<br />

mtDNA lineages, my morphometric results support the existence of two morphologically<br />

distinct populations of I. forstenii. This variability has three possible explanations based<br />

on established geologic hypotheses: a vicariance scenario, a dispersal scenario and habitat<br />

variation scenario. A vicariance event could have created two present populations<br />

concordant with the Northwest and West central areas of endemism described by Evens,<br />

36


one encompassing the Minahasa Peninsula and one from Palu south (Figure 5). Given<br />

the narrowness of the southern extent of the Minahasa Peninsula, this section of land<br />

could have acted as a barrier for dispersal, dividing the once contiguous distribution<br />

roughly in half.<br />

Alternatively, the regional variation within the species could also be a result of<br />

dispersal. In this scenario, two distinct populations occurring on once isolated islands<br />

within an archipelago could have dispersed and established sympatry following the<br />

unification of the archipelago as a result of uplifting. Genetic drift, and founder effects,<br />

both of which are more significant in small populations, could have affected the<br />

population genetics within this species at present. Founder effects, in particular, could<br />

explain the limited genetic variation observed in the mtDNA of I. forstenii. Despite an<br />

incomplete understanding of Sulawesi’s complex paleogeographic evolution, each of<br />

these hypothesis need to be tested. To make further progress on this issue, wild<br />

specimens from each of these two proposed populations will need to be genetically<br />

tested.<br />

Another explanation for the apparent differences in morphology between<br />

populations involves climate variability between the Minahasa Peninsula and the Palu<br />

Valley. While temperatures throughout most of I. forstenii’s known range are relatively<br />

constant, there is marked variation in rainfall. The hills adjacent to the Palu Valley,<br />

where I documented the species presence, receive < 2,000 mm of rain annually (Whitten,<br />

1987), while many of the localities on the Minahasa Peninsula where the species has been<br />

recorded receive > 2,500 mm ( Figure 6). Limited resources as a result of a dryer climate<br />

could result in reduced growth rates and smaller body size of tortoises in and around the<br />

37


Palu Valley. This effect has been hypothesized for other turtle species, including Emys<br />

orbicularis (Fritz and Schulze, 2003) and Testudo weissingeri (Bringsoe et al., 2001;<br />

Fritz et al., 2005 in press). T. weissingeri, a dwarf population of T. marginata restricted<br />

to the Manai Peninsula of Greece was recently designated a nominal species primarily do<br />

to size and color differences to that of T. marginata. Subsequent use of mitochondrial<br />

and nuclear genomic markers by Fritz et al. (2005) determined that T. weissingeri was not<br />

a distinct evolutionary lineage. The reduced size of T. weissingeri was suggested to be a<br />

result of suboptimal environmental conditions. A thorough survey of wild I. forstenii<br />

populations could reveal additional variation in the species population demographics,<br />

habitat utilization and natural history.<br />

In summary, the phenotypic variation of I. forstenii, while not demonstrative of<br />

mtDNA clades, does indicate a level of diversity within the species range and may<br />

represent varied selection in different habitats as a result of environmental factors or<br />

genetic bottlenecking. Our genetic results support recent findings by Fritz and<br />

colleagues’ (2005) that phenotypic variability in Testudines, whatever its origin, is not<br />

necessarily diagnostic of mitochondrial genetic variability. We stress the use of<br />

“mitochondrial” here, because we realize that this is but one loci. Additional power<br />

though the use of nDNA and gene frequencies will allow us to make stronger inferences<br />

about the geneology of I. forstenii, and may yet reveal further differences. None the less,<br />

it is becoming increasingly clear that one must take into account traditional morphology –<br />

based systematics, offering well-accepted methodology as well as molecular systematics,<br />

offering new rapidly evolving methods in the classification of <strong>Asian</strong> chelonians. The<br />

traditional approach, depends on the phenotype and behavior of the organism, and is<br />

38


more likely to use morphological differences as grounds for classification or revisions of<br />

taxa, while the molecular systematic approach will rely on the genotype or gene<br />

frequencies. As efforts to determine the phylogeography of Asia’s endangered<br />

chelonians continues, it is critical to use an inclusive approach, whereby cladistics backed<br />

by molecular sytematics are used in conjunction with morphological methods of<br />

classification.<br />

Due to the continued harvest of this species from the wild and the urgent need for<br />

protection, immediate conservation focus should be placed on determining the species<br />

distribution. A concerted effort by Indonesian and international organizations to protect<br />

and effectively manage the remaining hotspots for biological diversity within Sulawesi’s<br />

West Central and Northwest areas of endemism, would be an important starting point.<br />

Subsequently, efforts to protect the genetic variation of I. forstenii throughout the entire<br />

range of the species can commence.<br />

39


CHAPTER 3<br />

Is Lack of Reproductive Success by Captive Leucocephalon yuwonoi Caused by<br />

Stress<br />

Introduction<br />

One of the primary goals of those working to combat the <strong>Asian</strong> <strong>Turtle</strong> Crisis has<br />

been to successfully manage and re-introduce into the wild large numbers of healthy,<br />

reproductively active turtles. This is achieved through establishment of “assurance<br />

colonies”, assemblages of wild caught individuals held in captivity for purposes of<br />

maintaining genetic viability though sustainable captive management programs.<br />

Effectiveness of these efforts obviously depends, among other things, on the ability to<br />

establish successful breeding programs.<br />

The TSA has created a TMG for L. yuwonoi, and a Captive Management Plan<br />

(TMP) has been drafted. At this early stage in development of the TMP, accumulation of<br />

baseline data concerning all aspects of L. yuwonoi’s reproductive biology and life history<br />

is of great importance. This information will help inform decisions concerning<br />

husbandry, breeding trials, incubation techniques, neonate rearing, genetic management<br />

of collections, and health issues, all factors that are critical to successful ex-situ<br />

management and reintroduction.<br />

Little is known about the reproductive biology of L. yuwonoi, and there is no<br />

published information on the species’ reproduction in the wild, growth rates,<br />

developmental morphology or age of sexual maturity. For unknown reasons the species<br />

does not reproduce well in captivity; to date, there has been only one successful hatching<br />

40


from a TMG captive breeding trial, and it occurred without any manipulation or even<br />

knowledge by the keeper (C. Innis, pers. comm.). Several theories might explain this low<br />

hatching success, yet determining the cause or combination of causes has proven difficult<br />

due to the numerous variables associated with captive management and the successful<br />

development of chelonian embryos. Innis (2003) hypothesized that embryos may be<br />

killed while in the oviduct during a turtle’s transportation from Asia to captivity. Gravid<br />

females that have been administered oxitocin to induce laying of eggs carried in transport<br />

have produced highly calcified eggs that have ultimately proved unviable (pers. obs.).<br />

Embryo mortality in these cases could be due to prolonged retention in the oviduct during<br />

the long holding and shipping process, or to direct impacts on the embryo related to the<br />

stress of shipment (B. Bonner, pers. comm.).<br />

Various poorly-understood aspects of the captive breeding environments could be<br />

responsible for the low reproductive success by long-term captives of L. yuwonoi. Such<br />

“stressors”, defined by Guillette et al. (1995) as “any external forces applied to animals<br />

that threaten their homeostasis” could include improper housing conditions, poor diet,<br />

inappropriate temperatures, or disturbance by humans. Again following Guillette et al.’s<br />

(1995) definitions, stressors elicit “stress responses”, which refer to “the combination of<br />

responses mounted by an animal toward such a stressor that involve increased activity of<br />

the adrenal gland”. In particular, adrenal secretions that are produced in response to<br />

stress include the glucocorticoids cortisol (in fish and mammals) and corticosterone (in<br />

birds, amphibians and reptiles) (Greenberg and Wingfield, 1987). These hormones play<br />

central roles in maintaining the animal’s homeostasis (Axelrod and Reisine, 1984).<br />

41


Assessment of corticosterone levels has recently become a standard technique for<br />

evaluating stress in birds, amphibians and reptiles. However, this method requires some<br />

knowledge of baseline levels of corticosterone for a species; such “unstressed titers”<br />

provide background values to which data collected under the influence of various<br />

stressors may be compared.<br />

Unfortunately, knowledge of how corticosterone levels vary, in the absence of<br />

any stressors, is limited for virtually all taxa. Baseline concentrations of corticosterone<br />

may fluctuate in response to numerous environmental factors, including temperature,<br />

humidity, food intake and habitat quality (Kitayski et al., 1999; Romero, 2002).<br />

Corticosterone levels also vary according to circadian rhythms (Breuner et al., 1999;<br />

Joseph and Meier, 1973; Lauber et al., 1987; Weinert et al., 1994). In studies of captive<br />

American alligators, Alligator mississippiensis (Lance and Lauren, 1984), three diurnal<br />

lizards (Chan and Callard, 1972; Dauphin-Villemant and Xavier, 1987; Summers and<br />

Norman, 1988), and green sea turtles, Chelonia mydas (Jessop et al., 2002), maximum<br />

corticosterone levels all coincided with the animals’ daily active periods. I am unaware<br />

of any documented information on rhythms in captive freshwater turtles.<br />

Research on various vertebrate taxa indicate there is an approximately 2 minute<br />

time lag between presentation of a stressful stimulus and appearance of measurable levels<br />

of corticosterone in an animal’s blood (Romero, 2002; Romero and Reed, 2005). By<br />

attempting to draw blood samples as soon as possible after capture, most investigators<br />

assume that such corticosterone levels represent baseline values (“unstressed titers”).<br />

Baseline corticosterone concentrations among reptile species is highly variable, ranging<br />

42


from 0.36 – 1.08 ng/ml in American alligators, 0.55- 2.0 ng/ml in sea turtles, and 80- 150<br />

ng/ml in several squamates (Tyrrell and Cree 1998).<br />

Stress, as indicated by elevated corticosterone levels, has been shown in reptiles<br />

to adversely influence food intake, metabolism of essential nutrients, and growth<br />

(Guillette, et al., 1995). Selye (1936, 1937) early described three anatomical and<br />

physiological responses to stressors including alarm, resistance and exhaustion. In the<br />

alarm stage, there is an acute, short-term response; if the stress becomes chronic, the<br />

animal enters the resistance stage, which may be characterized by an inhibition of<br />

gonadal development and function (Greenberg and Wingfield 1987; Rivier, et al., 1986;<br />

Sapolski, 1986).<br />

In captive female American alligators increased levels of corticosterone correlate<br />

with lower nesting success (Elsey et al., 1990) and in the lizard Anolis carolinensis,<br />

stressful laboratory conditions inhibit reproduction (Jones et al., 1983). Guillette et al.<br />

(1995) showed that stressors can delay or preclude oviposition or parturition, and<br />

suggested that elevated levels of progesterone and corticosterone are critical components<br />

in egg retention in reptiles.<br />

Few studies have investigated whether reptiles held in long-term captivity exhibit<br />

chronic stress as evidenced by elevated corticosterone levels. Elsey et al. (1991) showed<br />

that corticosterone were elevated in long-term captive alligators, thus suggesting that the<br />

animals were suffering from chronic stress. In contrast, Tyrrell and Cree (1994)<br />

concluded that tuataras Sphenodon punctatus held in long-term captivity were not<br />

suffering from chronic stress; while corticosterone levels in captive juvenile females were<br />

higher than those of their wild counterparts during the non-breeding season, these long-<br />

43


term captive females showed lower levels of corticosterone than recently-captured<br />

individuals that had been held in cloth bags for 3 hours.<br />

Studies examining effects of stress on chelonians have been limited to<br />

descriptions of corticosterone concentrations in wild individuals that have been acutely<br />

stressed by capture and handling. Two recent investigations found that changes in<br />

corticosterone levels associated with capture and handling followed a typical reptilian<br />

pattern, with low concentrations at “time-0”, followed by a dramatic increase with<br />

subsequent blood sampling, and, finally, a decline at a critical point in time (Cash, et al.,<br />

1997; Gregory, et al., 1996).<br />

Two studies of free-living chelonians have used different methods for estimating<br />

actual unstressed titers. In their study of red-eared sliders, Trachemys scripta elegans,<br />

Cash et al. (1997) found no relationship between initial corticosterone levels and<br />

handling time, and concluded that unstressed titers could be obtained from samples<br />

drawn within 10 minutes of capture. Greggory et al. (1996) reasoned, somewhat<br />

circularly, that since the levels of corticosterone they observed in loggerhead sea turtles,<br />

Caretta caretta, were among the lowest reported by several comparable studies, these<br />

values must therefore reflect an unstressed condition in the animals.<br />

Because of the complex suite of variables that may potentially influence<br />

corticosterone levels, conclusively determining what effect stress may have on L.<br />

yuwonoi’s ability to reproduce in captivity is beyond the scope of this study.<br />

Nonetheless, this work provides important information concerning basal corticosterone<br />

levels observed in the species under captive conditions; I also examine daily fluctuations<br />

in corticosterone levels during the species’ diurnal active period. Because herpetological<br />

44


medicine is still in its infancy, and because turtles in assurance colonies often require<br />

blood collection for diagnostic purposes, any information that can increase the safety and<br />

effectiveness of this invasive procedure is of great importance. Consequently, I also<br />

report information regarding the effects of time of day, sex, and size of turtle on the time<br />

required to successfully obtain blood samples, and describe an effective location for<br />

venipuncture.<br />

Behavioral observations of captive yuwonoi in this study suggest that individuals<br />

may be sensitive to various stressors. Individuals of both sexes are acutely aware of their<br />

surroundings, and appear visually attuned to movements both within and outside their<br />

cages. Long-term captives, especially males, assume defensive postures and hiss when<br />

closely approached by humans, and resist handling by flailing their legs, biting, and<br />

defecating profusely. Here I provide a preliminary evaluation of yuwonoi’s sensitivity to<br />

stress by comparing whether animals housed in captivity exhibit different levels of<br />

corticosterone under differing social conditions.<br />

All of this information will lay a foundation for future research and management<br />

efforts specifically directed toward this endangered species. More broadly, these data<br />

also add to the growing body of basic information needed to facilitate comparative<br />

studies of stress in other turtles, and reptiles in general.<br />

45


Methods<br />

▪Study <strong>Turtle</strong>s<br />

The L. yuwonoi used for this study were captive turtles held as an assurance<br />

colony at the <strong>Turtle</strong> Bank in Upton, Massachusetts. All turtles have been present at this<br />

location for a minimum of 3 years, and represent a significant proportion of the world’s<br />

healthy, acclimated, captive L. yuwonoi. All individuals were adults, as determined by<br />

morphological characteristics. Sex was determined through observation of primary and<br />

secondary sex characteristics, which are easily discernable in this species (McCord et al.,<br />

1995; McCord et al., 2000).<br />

All animals were kept in their respective enclosures and room locations for at<br />

least 11 months prior to the study. Females were housed either individually or in groups<br />

of three; all males were housed individually due to aggressive interactions when kept<br />

together. Enclosures for males and 3-animal groups of females measured 153 cm x 92<br />

cm; enclosures for solitary females measured 40 cm x 60 cm. Newspaper lined each<br />

enclosure, and water was provided ad libitum. <strong>Turtle</strong>s were fed a complete diet of<br />

tortoise chow (Mazuri/ PMI), supplemented with mixed fruits and vegetables, once a<br />

week; during the course of this study, feeding occurred three days prior to sampling.<br />

All turtles were exposed to consistent photoperiod (12L:12:D light cycle), diet,<br />

and temperature (approximately 27° C) for at least 3 months prior to, and throughout, the<br />

study period. These environmental conditions approximate the climate of L. yuwonoi’s<br />

known range.<br />

46


▪Sampling Procedure<br />

Every effort was made to ensure that blood samples reflected baseline levels of<br />

corticosterone for L. yuwonoi’s typical existence at this facility. No unusual activities<br />

were conducted in, or around, the holding areas on sampling days. Otherwise, daily<br />

keeper routines, including cleaning, enclosure manipulations and periodic handling for<br />

health checks were followed as usual.<br />

One sample for each turtle (n=39) was collected during each of 3 time periods<br />

(06:00-09:00, 12:30-15:30, and 19:00-22:00 h) within the species’ active daylight period,<br />

for a total of 117 samples. This schedule was designed to incorporate blood samples<br />

from lights-out periods both in the morning and evening (Figure 7). Three sample groups<br />

(13 individually-housed females, 13 group-housed females, and 13 individually-housed<br />

males) were used to compare corticosterone levels between the sexes and, for females,<br />

between two housing arrangements (alone vs. grouped). Ample time was provided to<br />

allow the animals to recover from stress of the previous sampling, as sampling of the<br />

active period was evenly distributed over the course of 41 days. It is generally accepted<br />

that 36 hours is required for CORT levels to return to basal levels following a stressful<br />

event (Romero and Remage-Healey, 2000). While collecting samples during lights-off<br />

periods (20:00 – 08:00 hrs), care was taken to avoid exposing the turtles to lights prior to<br />

blood collection.<br />

Blood samples were collected from the subcarapacial vein using either 25 gauge,<br />

5/8" or 23 gauge, 1” heparinized needles, depending on the turtle’s size. The blood<br />

collection technique was modified from that of Hernandez-Divers et al. (2002). The<br />

subcarapacial vein was chosen because of the speed with which blood can be drawn, the<br />

47


large volume obtainable, and accessibility of this site regardless of the position of the<br />

turtle’s head. Approximately 1 ml of blood was collected in Microtainer tubes with<br />

lithium heparin and plasma separator (Becton Dickinson Co.). Samples were centrifuged<br />

for 5 min within 15 min of collection, and the resulting plasma frozen at –15° C until<br />

shipment on dry ice to the Core Endocrine Lab at Pennsylvania State University for<br />

processing.<br />

All turtles were measured and weighed after samples were collected.<br />

Measurements were taken of midline carapace length, maximum width and maximum<br />

height with electronic calipers (±0.1 mm); weights were obtained from a digital balance<br />

(±0.1 kg).<br />

▪Sample Processing and Analysis<br />

Corticosterone levels were measured in plasma using a competitive solid-phase<br />

radioimmunoassay method (Soldberg et al., 2001), in which corticosterone-specific<br />

antibodies are immobilized to the wall of polypropylene tubes. 125I radiolabeled<br />

corticosterone (ICN Pharmaceuticals, Costa Mesa, California) competes with<br />

corticosterone in the sample, standard or control for binding to the corticosterone<br />

antibody. Separation of free corticosterone from the antibody bound fraction is<br />

accomplished by decanting. The tubes are then counted in a gamma counter and the<br />

amount of corticosterone present in the sample is determined from a calibration curve<br />

ranging from 10 - 2000 ng/ml using logit transformation of B/Bo. Samples which fell<br />

below the lower range of this curve were represented in this analyses as concentrations of<br />

5 ng/ml (the mean of 0 and 5). Intra-assay precision of this RIA at a concentration of 45<br />

48


ng/ml averaged 4.4%, while inter-assay precision at a concentration of 48 ng/ml was<br />

5.7%. No appreciable cross reactivity of the corticosterone antibody was seen with<br />

cortisol, progesterone or deoxycortisol.<br />

▪Data Analysis<br />

All statistical tests were implemented with JMP IN (version 5.1) software (Sall et<br />

al., 2001), using a significance level of α = 0.05. Results are reported as mean ± SE.<br />

Times required to obtain blood draws were log 10 -transformed to improve normality of<br />

distribution, as were corticosterone levels. Univariate linear regression was used to<br />

evaluate time required to draw blood as a function of time of day, both within and among<br />

each of the three sampling periods. The relationship between the likelihood of obtaining<br />

lymph during the blood draw and turtle size was examined with logistic regression.<br />

Repeated measures MANOVA was used to assess whether corticosterone levels differed<br />

between (a) males and solitary females and, (b) females housed as 3-animal groups or<br />

solitarily. In each MANOVA, time required to obtain the blood draw, and the associated<br />

interaction terms with sex or housing arrangement, were included as covariates.<br />

Results<br />

▪Sampling Procedure<br />

There were no significant differences between the sexes in the time required to<br />

draw blood during each of the three collection periods (Wilcoxon rank sum: morning: Z =<br />

0.939, P = 0.348; mid-day: Z = -1.221, P =0.222; evening: Z = 0.581, P = 0.561).<br />

49


Consequently, I pooled data from the sexes in all subsequent analyses of sampling<br />

procedure.<br />

The mean time required to draw blood across all sampling periods was 114.64 ±<br />

5.48 seconds (n=117), or approximately 1 minute 55 seconds (Figure 8). There was no<br />

relationship between time required to draw blood and time of day during the morning<br />

(linear regression: F = 3.02, P = 0.091) or evening periods (F = 0.10, P = 0.754); during<br />

the mid-day sampling period, time required to obtain blood declined slightly from 12:00<br />

– 15:00 h (F = 4.54, P = 0.040). Blood draws were obtained most quickly (92.5 ± 4.43<br />

sec) during the evening sampling period, and most slowly (138.41 ± <strong>12.</strong>23 sec) during<br />

the morning (Figure 9). Lymph was more common in blood samples collected from<br />

smaller turtles than those taken from larger turtles (logistic regression; x² = 0.048, P =<br />

0.035).<br />

▪Basal Corticosterone<br />

A single individual required an exceptionally long time period (7 min 15 sec)<br />

before a blood draw could successfully be obtained; because the corticosterone value<br />

from this sample was the highest recorded in this study (17.4 ng/ml), I excluded this<br />

record from the following analyses. There was no significant effect of time after capture<br />

on baseline corticosterone levels in either sex when values from the three time periods<br />

and, for females, housing status, were pooled (males; F 1, 37 = 0.39, P = 0.539; females;<br />

F 1,76 =3.09, P = 0.083).<br />

Baseline corticosterone concentrations were compared between males and<br />

females in each of the three time slots (Table 6). There was a significant difference in<br />

50


corticosterone levels between males and grouped females in each of the three time slots<br />

(Wilcoxon rank sum: Z = 2.937, P = 0.003 morning; Z = 3.024, P = 0.002 afternoon; Z =<br />

3.102, P = 0.001 evening. Conversely, corticosterone levels did not differ significantly<br />

between males and females kept in individual enclosures (MANOVA, F 1,23 = 0.097, P =<br />

0.150). Mean concentration of basal corticosterone in males (n=38, all housed<br />

individually) was 11.24 (± 0.52) ng/ml, with values ranging from 5.0 (assigned here to<br />

represent values less that the lowest detectable value available to this assay) - 16.3<br />

ng/ml. Mean concentration of basal corticosterone in females kept in individual<br />

enclosures (n=39) was 9.56 (± 0.56) ng/ml, with values ranging from 5.0 – 14.9 ng/ml.<br />

Corticosterone levels in females housed in groups of 3 individuals were<br />

significantly lower than in individually-housed females (P = 0.002; Table 7). There was<br />

no relationship between corticosterone levels and the time required to draw the blood<br />

samples (P = 0.433), or with the interaction term between housing type and time required<br />

for blood draw (P = 0.767). Differences between the two housing arrangements were least<br />

pronounced during the mid-day sampling period (Figure 10). Mean corticosterone<br />

concentration in 3-individual groups (n=13 across all time periods) was 6.64 (± 0.43)<br />

ng/ml, with values ranging from 5.0 – <strong>12.</strong>0 ng/ml; females kept alone (n=13) showed<br />

mean corticosterone values of 9.56 (± 0.56) ng/ml, with values ranging from 5.0 – 14.9<br />

ng/ml.<br />

There was a difference in CORT levels for females between the pre-dawn (6:30-<br />

8:00), daytime (8:00-20:00), and after dark periods (20:00-22:00) during the species<br />

active daytime period (Kruskal –Wallace: r² = 8.674, P = 0.013) and a Tukey Kramer<br />

HSD revealed that CORT levels from the pre-dawn period were significantly different<br />

51


from both the daytime and after dark periods. Conversely, there was no difference in<br />

CORT levels for males between the three periods (Kruskal –Wallace: r² = 3.646, P =<br />

0.164: Figure 11).<br />

52


Discussion<br />

▪Sampling Procedure<br />

Because turtles in assurance colonies often require blood collection for<br />

therapeutics and rehabilitation, information that can increase the safety and effectiveness<br />

of blood collection is of great value. Poorly executed blood collections in which forceful<br />

restraint of the animal results in undo stress can have detrimental effects on the animal.<br />

Likewise, collection sites ill suited for the animal can result in excessive collection times,<br />

contamination with lymph, and hematomas. Therefore clinical techniques that increase<br />

the ease with which blood is drawn can increase the safety and efficiency of the<br />

procedure. In this study, safety and efficiency are of particular importance. The value of<br />

the turtles, from conservation, ethical and monetary standpoints requires great care in<br />

assuring the safety of the animals. Efficiency was critical in this study in order to<br />

minimize the effect the procedure had on corticosterone, but also necessary in terms of<br />

adhering to the experimental design schedule.<br />

Lack of a significant difference between the sexes in the time required to draw<br />

blood indicates that there are no anatomical or physiological differences between the<br />

sexes that would affect the amount of time required to complete this procedure. These<br />

results suggest that, despite the substantial difference in size between the sexes, the<br />

length and position of the needle at the collection point can be the same for both sexes.<br />

The mean draw time of 1 minute 55 seconds for all samples taken from both sexes<br />

virtually assures that the average corticosterone levels I obtained were indicative of<br />

baseline levels for this captive group, and not a reflection of stress resulting from the<br />

blood draw procedure. Blood drawn within 2-3 min has been assumed to reflect pre-stress<br />

53


aseline CORT concentrations for most vertebrate species studied thus far (Romero,<br />

2002; Romero and Reed, 2005). In reptiles, however, a window of as much as 10 min<br />

may exist before increases in corticosterone are detectable (see review by Tyrrell and<br />

Cree, 1998). Thus there is a high likelihood that even samples which required draw times<br />

of up to 5.5 min in this study are representative of baseline corticosterone levels. This is<br />

an important determination, given the relatively high corticosterone levels obtained from<br />

these turtles, and is critical first step in assessing whether or not L. yuwonoi suffers from<br />

chronic stress in captivity.<br />

There was a significant relationship between the time required to draw blood and<br />

time of day, with draw times highest in the morning and decreasing during each<br />

subsequent sample period. In this analysis, blood draw times over 2 minutes 56 seconds<br />

were excluded in order to avoid the potential effect of outliers, which might suggest a<br />

pattern where none exists. While a relationship was found, there was substantial<br />

variability in the time required to draw blood, reflected by low (0.105) r² value. Human<br />

performance can vary with procedures such as this that require a steady hand and<br />

prolonged concentration for long periods of time, and it is possible that the investigator<br />

executed blood draws more quickly in the evening than earlier in the day. Also, basking,<br />

coupled with greater activity levels, would increase the temperature of the turtles<br />

throughout the day, thus increasing blood perfusion and blood pressure allowing faster<br />

collection as the day progressed. This could very well explain the disproportionately<br />

high morning draw times of males whose larger surface areas require a longer time to<br />

reach a given temperature.<br />

54


Because the large sample size necessitated an experimental design in which 3<br />

hours were needed to draw blood within each time slot, there was a possibility of<br />

obtaining a relationship between time required to draw blood and time of day within each<br />

of the three periods. However, the test results show that this was not the case, suggesting<br />

that the rate of change in blood perfusion and/or blood pressure is slow within the turtle’s<br />

active daylight period.<br />

Lymph was more common in blood samples collected from smaller turtles than<br />

those taken from larger turtles. Although this fact may not have any biological<br />

significance, it was relevant to the study, as lymph was a possible contaminant of the<br />

blood samples.<br />

▪Basal Corticosterone<br />

The assurance colony of L. yuwonoi examined in this study has higher baseline<br />

corticosterone levels than many other reptiles (captive and wild) that have been studied to<br />

date. Mean corticosterone levels across all time periods were 11.38 ng/ml (males) and<br />

8.09 ng/ml (females). In comparison, multiple studies of captive alligators obtained<br />

mean values no higher than 1.08 ng/ml, levels of captive green sea turtles peaked at<br />

approximately 0.7 ng/ml, captive male desert tortoises, Gopherus agassizii, showed<br />

levels no higher than 6.48 ng/ml, and captive tuataras had mean levels of 4.65 ng/ml<br />

(Elsey, et al., 1989, Tyrrell and Cree, 1994; Jessop et al., 2002; Lance et al., 2001).<br />

Wild-captured red-eared sliders showed mean levels of 3.5 ng/ml, and loggerhead sea<br />

turtles had mean levels of 0.55 ng/ml (Gregory et al., 1996; Cash et al., 1997). While<br />

comparisons between studies must be made with caution due to the living status of the<br />

55


animals tested (wild vs captive) and varied radioimmunoassay techniques utilized, it<br />

appears that the baseline corticosterone levels from this study are an order of magnitude<br />

greater than those of many other reptiles, including other chelonians, and therefore should<br />

be considered high. The values obtained in this study will now have to be compared to<br />

values of both baseline and stressed levels of wild L. yuwonoi before any conclusions can<br />

be made regarding the effect these elevated levels may have on this collection or on the<br />

reproductive biology of the species.<br />

L. yuwonoi showed no significant increase in corticosterone levels within the first<br />

5 min 30 sec of capture. Similarly, red-eared sliders showed no significant increase in<br />

corticosterone levels within the first 10 min of capture (Cash et al., 1997) and the lizard<br />

Sceloporus cyanogenys showed no change within the first 3 min of capture (Manzo et al.,<br />

1994). In contrast, corticosterone levels in the tree lizard, Urosaurus ornatus,<br />

significantly increased within the first 10 min of capture and likely showed some increase<br />

in half that time (Moore et al., 1991). These results demonstrate the variability in<br />

secretion rates of corticosterone levels within reptilian species, and suggest that L.<br />

yuwonoi has a moderate rate of corticosterone levels secretion compared to other reptiles.<br />

Furthermore, the lack of a significant increase in corticosterone within 5 min 30 sec of<br />

capture is consistent with my contention that these are truly baseline values for the<br />

species, rather than values resulting from the stress of the blood draw procedure.<br />

The significantly higher corticosterone levels in males than in females in this<br />

study lends support to the observation that male L. yuwonoi are more prone to stress in<br />

response to the presence of humans and other stimuli in captivity than females. In<br />

captive desert tortoises and American alligators, males also had significantly higher<br />

56


corticosterone levels than females, although no explanation was provided as to why<br />

(Elsey, et al., 1990; Lance et al., 2001). The elevated corticosterone levels in male L.<br />

yuwonoi could also reflect higher metabolism and energy demands than that of females,<br />

under a captive environment. Field tests will need to be undertaken in order to determine<br />

if corticosterone levels observed in captivity are analogous to those of wild individuals.<br />

Interestingly, females that were individually housed had significantly higher<br />

corticosterone levels than females maintained in groups of 3 animals, but not<br />

significantly lower than the individually housed males. These results suggest that<br />

housing females of this species in groups decreases overall stress. One explanation could<br />

be that individuals housed together habituate one another to movements, sounds and<br />

other stimuli that may cause alarm to individually-housed turtles, thus decreasing their<br />

level of stress. Similarly, there may be an element of sociality that somehow reduces<br />

stress in a grouped environment. This finding is significant in that it provides evidence<br />

that housing females together is preferable to housing them individually. This finding<br />

may be of particular relevance to assurance colonies, in which facility space is often at a<br />

premium. Interestingly, tests of the effects of group housing on stress in the highly social<br />

American alligator, showed that, at least with juveniles, high density housing resulted in<br />

chronically elevated corticosterone levels (c. 13 ng/ml) that was three times that observed<br />

under low density conditions (Lance and Lauren, 1984). Consequently, grouping female<br />

L. yuwonoi may only be advantageous up to a certain number of individuals; more study<br />

is needed.<br />

Gregory, et al. (1996) found that large variability in corticosterone levels can exist<br />

within treatment groups, and such was the case in this study. For example, one female<br />

57


whose blood was collected in 1 min 22 sec had a corticosterone value of 13.0 ng/ml,<br />

while another female whose blood collection took 3 min 21 sec had a value of 10.6<br />

ng/ml. Males showed even greater variability; one male produced a corticosterone<br />

reading of 14.1 ng/ml within 1 min of capture, while another produced a reading of 10.3<br />

ng/ml from a collection that took 5 min. This variability could result from any number<br />

of factors not considered in this study, including genetic differences, previous<br />

experiences with stressful stimuli, or overall health.<br />

Identifying the exact point in the daily cycle that corticosterone peaks was not<br />

possible in this study because no sampling was conducted between 22:00 - 6:00 h. Yet<br />

by comparing blood that was collected during the pre-dawn hours (before lights came on<br />

in the morning) to blood collected during daylight and after dark, it was possible to see if<br />

there were significant differences in corticosterone levels between dark and light periods.<br />

For females, corticosterone levels in the pre-dawn hours were significantly different to<br />

both the daytime and after dark periods. In males, although there was a decrease in<br />

corticosterone from the pre-dawn to the after dark periods, there was no statistically<br />

significant difference between the periods. This could well have been due to a small<br />

sample size for this comparison. The result for females though parrellells the findings of<br />

Breuner which show that levels of corticosterone in mammals and birds have a “preactive<br />

peak” just before daylight, followed by a drop in levels from that point forth<br />

(Breuner et al., 1999). So while a pre-active peak in corticosterone can not be proven<br />

here, the results are highly suggestive of a similar 24 hour corticosterone profile in L.<br />

yuwonoi.<br />

58


Males and female L. yuwonoi pooled together showed a fluctuation in baseline<br />

corticosterone during the active daytime period (between 8:00 and 20:00 hrs) whereby<br />

corticosterone levels peaked in the morning and dropped as the day progressed. When<br />

sex’s were examined separately, females showed this profile while males did not.<br />

Furthermore, when females were separated by housing status, only the grouped females<br />

showed this profile. Not all reptiles show daily fluctuations in baseline corticosterone.<br />

Within chelonians, the green sea turtle displayed fluctuations yet both the loggerhead sea<br />

turtle and the red-eared slider did not (Gregory et al., 1996; Cash et al., 1997; Jessop et<br />

al., 2002). In other reptilians, marine iguanas (Amblyrhynchus cristatus), American<br />

alligators, desert iguanas, green anoles and viviparous lizards show corticosterone<br />

fluctuations while the tuatara does not (Chan and Callard, 1972, Lance and Lauren, 1984;<br />

Dauphin-Villemant and Xavier 1987; Summers and Norman, 1988; Tyrrell and Cree,<br />

1998, Woodley et al., 2003). For those species showing daily fluctuations in<br />

corticosterone, the highest levels are during the animals active period when energy and<br />

metabolic demands are at their greatest. L. yuwonoi’s high corticosterone values<br />

exhibited during their active daylight period seams to correspond with this type of profile.<br />

While these findings beg for comparison, certain factors reduce their comparability<br />

including but not limited to living status (wild vs captive), feeding regimes, sampling<br />

time and temperature, all variables that influence corticosterone levels. Therefore<br />

comparisons should be made with caution.<br />

In summary, corticosterone levels in this captive group of L. yuwonoi were<br />

relatively high compared with many other reptiles, showed no obvious increase within<br />

the first 5.5 min after capture, were higher in males than in females, were lower in<br />

59


grouped females than in females housed alone, peaked in the morning and dropped as the<br />

day progressed, and were significantly different in the pre-dawn hours than in the<br />

daylight and after dark hours. The paucity of data on the relationship between<br />

corticosterone and stress in captive chelonians has made interpreting these results a<br />

challenge. Future research is required to better understand both the cause and biological<br />

significance of the high corticosterone levels detected in this assurance colony. There<br />

may well be a threshold value of corticosterone which must be exceeded before<br />

detrimental effects on reproduction occur. L. yuwonoi collections experiencing<br />

reproductive success, as well as those experiencing reproductive failure should have<br />

corticosterone assays conducted. In doing so, this threshold may be determined.<br />

60


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Bowen, B.W., Clark, A.M., Abreu-Grobois, F.A., Chaves, A., Reichart, H.A., & Ferl,<br />

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69


TABLES<br />

Measurement Mean ± 1 SD (range) n<br />

Palu Group - females Body Mass (kg) 1.2 ± 0.423 (0.600–1.8) 15<br />

Midline Carapace Length (mm) 185.6 ± 23.4 (142.2–210.0) 15<br />

Palu Group – males Body Mass (kg) 1.8 ± 0.342 (1.0–2.45) 15<br />

Midline Carapace Length (mm) 231.3 ± 16.5 (180.0–250.0) 15<br />

U.S Group – females Body Mass (kg) 1.2 ± 0.344 (0.483-1.6) 15<br />

Midline Carapace Length (mm) 193.4 ± 19.2 (152.8-218.0) 15<br />

U.S Group – males Body Mass (kg) 2.0 ± 0.678 (0.435-2.7) 15<br />

Midline Carapace Length (mm) 240.9 ± 33.8 (143.0-271.9) 15<br />

Table 1. Morphometric comparisons between the Palu and long term captive Leucocephalon yuwonoi groups.<br />

70


Measurement Mean ± 1 SD (range) n % of total<br />

Males Body mass (kg) 1.1± 0.510 (0.400-2.250) 27 64.2<br />

Midline carapace length (mm) 197.8 ± 35.2 (134.2-260.8) 27<br />

Maximum carapace width (mm) 136.6 ± 22.1 (100.4-177.0) 27<br />

Females Body mass (kg) 0.916 ± 0.464 (0.300-1.6) 9 21.4<br />

Midline carapace length (mm) 177.0 ± 39.9 (115.4-227.0) 9<br />

Maximum carapace width (mm) 126.4 ± 20.1 (94.3-151.7) 9<br />

Juveniles Body mass (kg) 0.191 ± 0.091 (0.100-0.350) 6 14.2<br />

Midline carapace length (mm) 90.4 ± 18.6 (71.0-116.4) 6<br />

Maximum carapace width (mm) 80.1± 9.4 (69.3-90.5) 6<br />

Table 2. Morphometric data from captive Indotesdtudo forstenii in holding in Palu, Sulawesi.<br />

71


Museum Specimens<br />

Museum number Date Location Nuchal Present<br />

R-145099¹ 1999 Cape Santigi, Sulawesi No<br />

R-145100¹ 1999 Cape Santigi, Sulawesi No<br />

R-145101¹ 1999 Cape Santigi, Sulawesi No<br />

1872.4.6.116² 1872 Boliahoeta, Celebes No<br />

1896.<strong>12.</strong>9.1² 1896 Buol, North Celebes No<br />

USNM 52973³* 1915 Boliahoeta, Celebes did not examine<br />

In situ Specimens†<br />

Location Coordinates Nuchal scute (Y or N)<br />

Kulawi, Sulawesi 01º26’S, 119º59’E Yes<br />

Lempelero, Sulawesi 01°39’S, 120°02’E Yes<br />

Table 3. Localities for Indotestudo forstenii with and without a nuchal scute, suggesting two distinct populations (northern and<br />

southern) with distinguishing phenotypes. Museum specimens were collected on the Minahasa Peninsula, and in situ specimens were<br />

observed in the Kulawi Valley by the author. ¹ - American Museum of Natural History, NY, ² - The Natural History Museum,<br />

London, ³ - National Museum of Natural History, Washington D.C.<br />

* - Specimen on loan and unavailable for examination.<br />

† - Coordinates for in situ specimens represent second hand reports.<br />

72


Measurement Sex Nuchal scute absent¹ Nuchal scute present¹ t² P<br />

Carapace length M 214.6, 27.0 (164.6-260.8), n= 19 190.1, 21.6 (145.2-235.2), n=20 3.14 0.003<br />

Carapace length F 208.3, <strong>12.</strong>8 (189.7-227.3), n=17 186.5, 33.4 (115.4-223.2) n=15 2.489 0.018<br />

Mass M 1362.6, 449.3 (682-2250) n= 19 942.2, 229.9 (600-1374) n= 20 2.593 (Z test) 0.003<br />

Mass F 1253.05, 197.2 (980-1650) n= 17 1003.9, 378.3 (300-1615) n= 15 2.376 0.024<br />

Table 4. Comparison of carapace length and mass measurements between I. forstenii with and without nuchal scutes. Total sample of<br />

71 turtles was comprised of individuals from a commercial holding facility in Palu, Sulawesi and an assurance colony in the U.S.<br />

¹ Mean, standard deviation (minimum – maximum), sample size.<br />

² t-test or Wilcoxon rank-sum test.<br />

73


Nuchal<br />

Pairwise uncorrected "P" genetic distance<br />

Scute Taxon I1 I2 I4 I5 I8 I9 I11 I15 I16 I19 I20<br />

absent I1 -<br />

absent I2 0.002 -<br />

present I4 0 0.001 -<br />

present I5 0 0.002 0 -<br />

absent I8 0 0.002 0 0 -<br />

present I9 0 0.001 0 0 0 -<br />

absent I11 0.002 0 0.001 0.002 0.002 0.001 -<br />

absent I15 0.001 0.001 0 0.001 0.001 0 0.001 -<br />

present I16 0 0.001 0 0 0 0 0.001 0 -<br />

absent I19 0.001 0 0.001 0.001 0.001 0.001 0 0.001 0.001 -<br />

present I20 0.001 0 0.001 0.001 0.001 0.001 0 0.001 0.001 0 -<br />

present I21 0 0.001 0 0 0 0 0.001 0 0 0.001 0.001<br />

Table 5. Uncorrected (“p”) distance matrix for samples of Indotestudo forstenii from an assurance colony (<strong>Turtle</strong> Bank,<br />

Massachusetts) in the U.S.<br />

74


Sample period Males Females grouped Females alone<br />

Morning (6:00 – 9:30) <strong>12.</strong>15 ± 0.85 7.61 ± 0.82 10.66 ± 0.97<br />

n 12 13 13<br />

Afternoon (12:30-15:00) 11.76 ± 0.95 6.86 ± 0.81 8.78 ± 1.06<br />

n 13 13 13<br />

Evening (19:00 – 22:30) 9.81 ± 0.97 5.42 ± 0.43 9.23 ± 0.83<br />

n 13 13 13<br />

Mean Total: 11.24 ± 0.52 6.63 ± 0.42 9.55 ± 0.55<br />

Table 6. Baseline plasma corticosterone concentrations (mean ± SE; ng/ml) in long<br />

term captive male and female L. yuwonoi.<br />

75


Test Value Exact F NumDF DenDF Prob>F<br />

Intercept 9.17 201.72 1 22


FIGURES<br />

1400<br />

1200<br />

1000<br />

800<br />

600<br />

400<br />

200<br />

0<br />

1985<br />

1987<br />

1989<br />

1991<br />

# turtles exported<br />

1993<br />

1995<br />

1997<br />

1999<br />

2001<br />

2003<br />

Year<br />

Figure 1. Net export of live I. forstenii from Indonesia between 1985 - 2004 (from<br />

CITES/United Nations Environment Program World <strong>Conservation</strong> Monitoring Center<br />

data).<br />

77


Bankit<br />

#<br />

Ongka<br />

# #<br />

Santigi Gorontalo<br />

Tate<br />

Tompe<br />

#<br />

#<br />

Palu<br />

Poso<br />

#<br />

Balantak<br />

Gimpu<br />

1<br />

#<br />

%<br />

Peleng<br />

Lore Lindu National Park<br />

Figure 2. Map of Central Sulawesi, Indonesia showing reported capture locations of L. yuwonoi mentioned in text. Number<br />

corresponds to location of habitat survey conducted on western boundary of Lore Lindu National Park.<br />

78


$<br />

r<br />

%<br />

Gorontalo<br />

#<br />

#<br />

2<br />

5<br />

3<br />

#<br />

Palu<br />

1<br />

#<br />

#<br />

#<br />

Poso<br />

Morowali Reserve<br />

Gimpu<br />

4<br />

# Lore Lindu National Park<br />

Figure 3. Map of Central Sulawesi, Indonesia showing localities mentioned in text. Numbers correspond to A.<br />

cartilaginea and I. forstenii localities. Symbols correspond to documented localities of wild I. forstenii.<br />

79


Figure 4. Comparison of nuchal types in Indotestudo forstenii. Evidence from this study suggests that populations of<br />

this species from the Minahasa Peninsula lack nuchals scutes and are larger (left), while those form the Palu Valley to<br />

the south have nuchals and are smaller (right). Further in-situ populations surveys are required to confirm this<br />

hypothesis.<br />

80


Northwest<br />

Northeast<br />

North Central<br />

East Central<br />

West Central<br />

Southeast<br />

Southwest<br />

Figure 5. Map of Sulawesi, Indonesia showing areas of endemism as<br />

described by Evens (2003).<br />

81


Figure 6. Areas in Sulawesi with different mean annual rainfall. Figure<br />

taken from Whitten, et al., 1987.<br />

82


Lights on<br />

1:00<br />

2:00<br />

3:00<br />

4:00<br />

5:00<br />

6:00<br />

7:00<br />

8:00<br />

9:00<br />

10:00<br />

11:00<br />

12:00<br />

13:00<br />

14:00<br />

15:00<br />

16:00<br />

17:00<br />

18:00<br />

19:00<br />

20:00<br />

21:00<br />

22:00<br />

23:00<br />

0:00<br />

1:30<br />

2:30<br />

3:30<br />

4:30<br />

5:30<br />

6:30<br />

7:30<br />

8:30<br />

9:30<br />

10:30<br />

11:30<br />

12:30<br />

13:30<br />

14:30<br />

15:30<br />

16:30<br />

17:30<br />

18:30<br />

19:30<br />

20:30<br />

21:30<br />

22:30<br />

23:30<br />

Fig. 7. Experimental design. Baseline CORT samples were taken on 3 separate occasions<br />

(gray blocks) evenly distributed over the course of a 41-day period. 3.5 hr intervals<br />

separated the sample periods.<br />

83


80<br />

# of Individuals<br />

60<br />

40<br />

20<br />

0<br />

30 90 150 210 270 330 450<br />

Midpoint Time Req'd (sec)<br />

Figure 8. Time required to obtain blood samples from long-term captive L. yuwonoi<br />

(n=117).<br />

84


log10(Time Req'd, sec)<br />

2.6<br />

2.4<br />

2.2<br />

2.0<br />

1.8<br />

800 1200 1600 2000<br />

Time at Completion<br />

Figure 9. Time required to obtain blood samples from L. yuwonoi as a function of time<br />

of day. F= 15.34, P = 0.0002; r 2 = 0.<strong>12.</strong><br />

85


12<br />

Housing Status<br />

( LS Means)<br />

10<br />

8<br />

6<br />

4<br />

A<br />

G<br />

600 1230 1900<br />

Time Period<br />

Figure 10. Least squares mean differences in CORT levels during three sampling periods<br />

between captive female Leucocephalon yuwonoi held in groups of 3 (G) and alone (A).<br />

86


15<br />

18<br />

CORT Level (ng/ml) females<br />

14<br />

13<br />

12<br />

11<br />

10<br />

9<br />

8<br />

7<br />

6<br />

5<br />

CORT Level (ng/ml) males<br />

16<br />

15<br />

13<br />

11<br />

9<br />

7<br />

6<br />

4<br />

A B C<br />

4<br />

A B C<br />

Daylight period<br />

Daylight period<br />

A)<br />

B)<br />

Figure 11. Differences in CORT levels for females and males between three periods<br />

during the species active daytime period; A = pre dawn, B = daytime, and C = after dark.<br />

(A) Females showed a significant difference in CORT levels between the three periods, P<br />

= 0.013. Additionally, period A was significantly different from periods B and C at α<br />

0.05. (B) Males did not show a significant difference though, P = 0.165. Width of mean<br />

diamonds is in relation to sample size. Dashes represent Std Dev. Grey line represents<br />

grand mean.<br />

87


Appendice A. Map of Indonesia including Sulawesi (below arrow).<br />

88


Appendice B. Palu Valley and surrounding foothills.<br />

89

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