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Situation Awareness: Review of Mica Endsley's 1995 Articles on ...

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SA: REVIEW OF ENDSLEY ARTICLES 401<br />

Workload reducti<strong>on</strong><br />

a<br />

<str<strong>on</strong>g>Situati<strong>on</strong></str<strong>on</strong>g> awareness<br />

Desirable<br />

Property<br />

b<br />

c<br />

Level <str<strong>on</strong>g>of</str<strong>on</strong>g> automati<strong>on</strong><br />

Figure 1. Three examples <str<strong>on</strong>g>of</str<strong>on</strong>g> two hypothetical functi<strong>on</strong>s representing the reducti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> workload, as well as the level <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

situati<strong>on</strong> awareness (SA), as the level <str<strong>on</strong>g>of</str<strong>on</strong>g> automati<strong>on</strong> is increased. For both variables, high values <strong>on</strong> the y-axis represent<br />

good system properties. (a) Both functi<strong>on</strong>s are linear. (b) One functi<strong>on</strong> is geometrically (or exp<strong>on</strong>entially) changing.<br />

(c) One functi<strong>on</strong> is logarithmically changing. The text describes the implicati<strong>on</strong>s for each case for assessing the<br />

optimal level <str<strong>on</strong>g>of</str<strong>on</strong>g> automati<strong>on</strong>.<br />

The nature <str<strong>on</strong>g>of</str<strong>on</strong>g> these two functi<strong>on</strong>s is clearly an<br />

empirical questi<strong>on</strong>, and Endsley and Kiris (<str<strong>on</strong>g>1995</str<strong>on</strong>g>)<br />

appear to have been the first to systematically address<br />

this issue, in the c<strong>on</strong>text <str<strong>on</strong>g>of</str<strong>on</strong>g> an in-vehicle decisi<strong>on</strong><br />

support system for navigati<strong>on</strong>. Their data<br />

in that study appeared to establish a n<strong>on</strong>linearity<br />

in Level 2 SA and hence pointed to an intermediate<br />

LOA as optimal. Their data, however, were<br />

not overly clear-cut and so provided an instigati<strong>on</strong><br />

for further research <strong>on</strong> this all-important topic. Here<br />

again, subsequent studies by Kaber and Endsley<br />

(1997, 2003; Endsley & Kaber, 1999), addressing<br />

the same c<strong>on</strong>ceptual issue, in the c<strong>on</strong>text <str<strong>on</strong>g>of</str<strong>on</strong>g> different<br />

tasks, have revealed <strong>on</strong>ly partially satisfactory<br />

answers, generally favoring intermediate<br />

levels <str<strong>on</strong>g>of</str<strong>on</strong>g> automati<strong>on</strong> as optimizing the trade-<str<strong>on</strong>g>of</str<strong>on</strong>g>f<br />

(and hence suggesting the n<strong>on</strong>linearities <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>on</strong>e or<br />

both functi<strong>on</strong>s as in Figure 1c) but also revealing<br />

that the behaviors <str<strong>on</strong>g>of</str<strong>on</strong>g> the individual functi<strong>on</strong>s are<br />

not always c<strong>on</strong>sistent from <strong>on</strong>e applicati<strong>on</strong> to<br />

another (e.g., where there are changes vs. c<strong>on</strong>stancies<br />

between adjacent levels <str<strong>on</strong>g>of</str<strong>on</strong>g> automati<strong>on</strong>).<br />

Thus, although this important design issue has not<br />

been clearly resolved by the existing research, the<br />

work has established a clear “paradigm” in complex<br />

system research – and <strong>on</strong>e expressed at a sufficiently<br />

generic level as to be applicable in areas<br />

such as health care, highway driving, flying, and<br />

process c<strong>on</strong>trol.<br />

CRITICISMS OF SITUATION AWARENESS<br />

Criticisms <str<strong>on</strong>g>of</str<strong>on</strong>g> the SA c<strong>on</strong>cept can be c<strong>on</strong>ceptually<br />

distinguished as bel<strong>on</strong>ging to two categories.<br />

In the first <str<strong>on</strong>g>of</str<strong>on</strong>g> these are criticisms, or at least complementary<br />

views to Endsley’s approach, that nevertheless<br />

have embraced the c<strong>on</strong>cept <str<strong>on</strong>g>of</str<strong>on</strong>g> situati<strong>on</strong><br />

awareness. Key am<strong>on</strong>g these is the focus <strong>on</strong> differences<br />

in measurement discussed earlier (e.g.,<br />

SPAM; Durso, Raws<strong>on</strong>, & Girotto, 2007) and<br />

whether more naturalistic techniques such as implicit<br />

measures <str<strong>on</strong>g>of</str<strong>on</strong>g> SAare more appropriate. Also,<br />

as noted earlier, the distincti<strong>on</strong>s between SA and<br />

l<strong>on</strong>g-term memory remain fuzzy, in part because<br />

SA can be applied to c<strong>on</strong>structs, such as weather,<br />

that may change over relatively l<strong>on</strong>g time c<strong>on</strong>stants<br />

(hours and days). In the sec<strong>on</strong>d category<br />

are those who questi<strong>on</strong> the very validity and viability<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> the SAc<strong>on</strong>struct altogether (e.g., Dekker<br />

& Hollnagel, 2004; Dekker & Woods, 2002) as<br />

providing an unnecessary c<strong>on</strong>struct above already<br />

existing elements such as attenti<strong>on</strong>. To this, <strong>on</strong>e<br />

can speak to the increased use <str<strong>on</strong>g>of</str<strong>on</strong>g> the c<strong>on</strong>struct in<br />

both theory and applicati<strong>on</strong>s as testim<strong>on</strong>y to its<br />

viability, as well as note that such str<strong>on</strong>g criticism<br />

is also an index <str<strong>on</strong>g>of</str<strong>on</strong>g> the value <str<strong>on</strong>g>of</str<strong>on</strong>g> the SA c<strong>on</strong>cept to<br />

human factors science. This, as any science, will<br />

advance <strong>on</strong>ly through vigorous debate, and both<br />

critics and advocates <str<strong>on</strong>g>of</str<strong>on</strong>g> SA have c<strong>on</strong>tinued to

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