Alison Frank Imperial Trieste: Local Culture and Global Commerce ...
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<strong>Alison</strong> <strong>Frank</strong><br />
<strong>Imperial</strong> <strong>Trieste</strong>: <strong>Local</strong> <strong>Culture</strong> <strong>and</strong> <strong>Global</strong> <strong>Commerce</strong> in the Eastern Mediterranean<br />
Annenberg Colloquium, University of Pennsylvania, 3 April 2008<br />
This paper is in DRAFT form.<br />
Please do not cite or circulate beyond participants in the Annenberg Colloquium!<br />
On April 27 th , 1907, James Joyce gave a lecture hosted by the Università Popolare, or<br />
“People’s University” in <strong>Trieste</strong>. 1 The lecture was entitled “Irel<strong>and</strong>, Isl<strong>and</strong> of Saints <strong>and</strong> Sages,”<br />
<strong>and</strong> Joyce delivered it in Italian, a language in which he was fluent. Whether he knew it or not,<br />
however, Joyce was not really delivering a lecture on Irel<strong>and</strong>. Or, to be more precise, his<br />
audience was not listening to a lecture on Irel<strong>and</strong>. Instead, what they thought they heard was a<br />
lecture on <strong>Trieste</strong>, on Italy, <strong>and</strong> on the impending moral victory of irredentism.<br />
That there was no regular university in <strong>Trieste</strong> was a source of continual friction between<br />
young Italian-speakers in the city <strong>and</strong> the imperial government in Vienna – for <strong>Trieste</strong>, which is<br />
now the northeasternmost coastal city in Italy, was a Habsburg port from the 14 th century until<br />
1918. 2 The People’s University, which hosted Joyce’s lecture, had been founded in December<br />
1899 by a group of irredentists including the Italian nationalist historian Attilio Tamaro. In<br />
Tamaro’s own words, their goal was to “stir things up, to make <strong>Trieste</strong>’s problems known, to<br />
feed continuously anti-Austrian feelings.” 3 Tamaro believed firmly that Austria was intent on<br />
altering <strong>Trieste</strong>’s fundamentally Italian character. To do this, Tamaro alleged, the imperial<br />
authorities “deliberately dumped Slavs on Italian soil with a view to denationalizing it.” Nothing<br />
1 The Università Popolare was more akin to an adult education center than a research university. It hosted concerts,<br />
lectures, <strong>and</strong> weekly lessons that were open to the public.<br />
2 Habsburg control was briefly interrupted in 1797, 1805-1806, <strong>and</strong>, most significantly, from 1809 to 1813, when it became part<br />
of Napoleon’s “Illyric Kingdom.”<br />
3 Cary, quoting Tamaro, p. 98. James Joyce arrived in <strong>Trieste</strong> in 1904, at the young age of 22, <strong>and</strong> left, reluctantly,<br />
in 1920, aged 38. While there, he earned his keep by offering English lessons, through Berlitz or privately. On the<br />
side, he wrote Dubliners, A Portrait of the Artist as a Young Man, <strong>and</strong> Exiles <strong>and</strong> completed a large portion of<br />
Ulysses. But he was also a self-appointed informal consul of Irel<strong>and</strong> in Europe, <strong>and</strong> from <strong>Trieste</strong>, <strong>and</strong> through his<br />
lectures, sought to “give voice to Irish feelings, thoughts <strong>and</strong> aspirations, <strong>and</strong> explain Irel<strong>and</strong> to the world.”<br />
McCourt, 115. By comparing Engl<strong>and</strong>’s relationship with Irel<strong>and</strong> to Austria’s with Hungary or <strong>Trieste</strong> – both of<br />
which enjoyed a degree of home rule that Irish nationalists could only dream of – Joyce was not blindly supporting<br />
Irish nationalism, but rather attempting to “place Irish nationalism in a European context.” McCourt, 121.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 2/38<br />
threatened to destroy “the civil <strong>and</strong> national character of the city,” Tamaro argued, more than the<br />
presence of what he called “scheming <strong>and</strong> lawless Germans, Illyrians, Greeks, <strong>and</strong> Jews.” 4<br />
Nothing could save <strong>Trieste</strong>, he concluded, but the strengthening of Italian nationalist sentiment.<br />
With this goal in mind, Tamaro asked the financially-strapped Joyce, his private English tutor, to<br />
deliver a lecture on Joyce’s native Irel<strong>and</strong>. When, on that April evening 100 years ago, Joyce<br />
explained that Irel<strong>and</strong> insisted “on developing its own culture as ‘the dem<strong>and</strong> of a very old nation<br />
to renew under new forms the glories of a past civilization,’” 5 his audience recognized this<br />
statement as an allegorical allusion to the resurrection of a new Kingdom of Italy that would<br />
inherit all the glories of ancient Rome – a resurrection that had begun with the creation of the<br />
new Italian nation-state in 1861, but that would not be complete, in the minds of Italian<br />
irredentists, until <strong>Trieste</strong> <strong>and</strong> Southern Tyrol, or Trentino, had been ‘redeemed.’ When Joyce<br />
announced that “when a victorious country tyrannizes over another, it cannot logically take it<br />
amiss if the other reacts,” <strong>and</strong> then, later, that “revolution is not made from human breath,” his<br />
audience rose to its feet with thunderous applause. 6<br />
The sentiments that moved Joyce’s audience to their feet are those that have made <strong>Trieste</strong><br />
famous, <strong>and</strong> embodied in this anecdote are elements of all three of those parts of <strong>Trieste</strong>’s history<br />
that have earned it the most popular <strong>and</strong> scholarly attention. First, <strong>Trieste</strong> was a small literary<br />
center, home to Joyce from 1904 to 1920, but also to Italo Svevo, Scipio Slataper, <strong>and</strong> Umberto<br />
Saba. Second, it was one of two focal points of Italian irredentist attention at the turn of the<br />
twentieth century (the other being Trentino/Alto Adige/Southern Tyrol). 7<br />
Third, its rightful<br />
4 Quotation from Tamaro, L’Adriatico – Golfo d’Italia: L’italianità di <strong>Trieste</strong> (Milan: Fratelli Treves, 1915), 148.<br />
5 Cary, with quotation from Joyce, p. 98.<br />
6 James Joyce, “Irel<strong>and</strong>: Isl<strong>and</strong> of Saints <strong>and</strong> Sages,” in James Joyce, Occasional, Critical <strong>and</strong> Political Writings<br />
(Oxford: Oxford University Press, 2000), 116 <strong>and</strong> 126. Translated from the Italian by Conor Deane.<br />
7 For an original approach to underst<strong>and</strong>ing the so-called language frontier in Trentino/Alto Adige/Southern Tyrol,<br />
see Pieter Judson, Guardians of the Nation (Cambridge, MA: Harvard University Press, 2007).
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 3/38<br />
designation as either an Italian or Slovenian city became a matter of international dispute –<br />
briefly following the First World War, <strong>and</strong> then with more ferocity after the Second World War. 8<br />
<strong>Trieste</strong> was actually an independent state, or Free Territory, governed by American <strong>and</strong> British<br />
military contingents from 1945 to 1954.<br />
<strong>Trieste</strong>’s story, then, offers exactly the kind of transnational history at which Central<br />
Europeanists excel. It has all of our key ingredients: fractured empires, so-called ethnic mixing,<br />
the rise of nationalism <strong>and</strong> socialism, boundary disputes – <strong>and</strong> their pernicious byproducts,<br />
antisemitism, war, <strong>and</strong> ethnic cleansing. Not surprisingly, historians of central Europe have<br />
become very adept at confronting nationalism head-on. Over the past few decades, scholars with<br />
a wide range of geographic specializations, including historians, sociologists, <strong>and</strong> political<br />
scientists, have exposed the ways in which communities are imagined, national identities are<br />
constructed, <strong>and</strong> traditions are invented. This marked a major shift in the way central European<br />
history was written. Rather than focusing on timeless, primordial struggles between different<br />
nations locked in bloodthirsty conflicts over resources, language rights, soil, <strong>and</strong> the very<br />
existence of their respective communities, a series of studies in the 1980s <strong>and</strong> 1990s traced the<br />
creation of Czechs <strong>and</strong> Germans out of Budweisers, <strong>and</strong> Poles <strong>and</strong> Ukrainians out of peasants. 9<br />
8 For the history of this later period, see: Glenda Sluga, The problem of <strong>Trieste</strong> <strong>and</strong> the Italo-Yugoslav border:<br />
difference, identity <strong>and</strong> sovereignty in twentieth-century Europe (Albany: State University of New York, 2001);<br />
Bogdan C. Novak, <strong>Trieste</strong> 1941-1954: The Ethnic, Political, <strong>and</strong> Ideological Struggle (Chicago: University of<br />
Chicago Press, 1970); Jean Baptiste Duroselle, Le Conflît de <strong>Trieste</strong>, 1943-1954 (Brussels: Éditions de L’Institut de<br />
Sociologie de L’Université Libre de Bruxelles [1966]); R. Rabel, Between East <strong>and</strong> West: <strong>Trieste</strong>, the United States<br />
<strong>and</strong> the Cold War, 1941-1954 (Durham: Duke University Press, 1988); Giampaolo Valdevit, La questione di <strong>Trieste</strong><br />
1941-1954: politica internazionale e contesto locale (Milan: F. Angeli, 1986); Giampaolo Valdevit, <strong>Trieste</strong>: storia<br />
di una periferia insicura ([Milano]: B. Mondadori, 2004); Diego De Castro, Il problema di <strong>Trieste</strong>: genesi e sviluppi<br />
della questione giuliana in relazione agli avvenimenti internazionali (Bologna: Capelli, 1952).<br />
9 While a comprehensive listing of this revisionist literature is impossible, some of the most notable works include:<br />
Jeremy King, Budweisers into Czechs <strong>and</strong> Germans: A <strong>Local</strong> History of Bohemian Politics, 1848-1948 (Princeton:<br />
Princeton University Press, 2002); Gary Cohen, The Politics of Ethnic Survival: Germans in Prague, 1861-1914, 2d<br />
edition (West Lafayette, IN: Purdue University Press, 2006); Andrei Markovits <strong>and</strong> <strong>Frank</strong> Sysyn, Nationbuilding<br />
<strong>and</strong> the Politics of Nationalism: Essays on Austrian Galicia (Cambridge, MA: Harvard University Press, 1982);<br />
Keely Stauter-Halsted, The Nation in the Village: The Genesis of Peasant National Identity in Austrian Pol<strong>and</strong>,<br />
1848-1914 (Ithaca, NY: Cornell University Press, 2001).
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 4/38<br />
More recently still, other historians have investigated the extent to which the national identities<br />
that took shape in the eighteenth <strong>and</strong> nineteenth centuries also took precedence over other<br />
competing identities, the extent to which they were monolithic, <strong>and</strong> the extent to which they<br />
were universally compelling. Pieter Judson has argued that the great energy <strong>and</strong> enthusiasm with<br />
which nationalists made their case – in pulpits, newspapers, town councils, <strong>and</strong> provincial diets –<br />
was itself a reflection of their frustration that their message was not sinking in – that is, that more<br />
central <strong>and</strong> eastern Europeans than any nationalist would like to admit were actually indifferent<br />
to nation. 10<br />
Such studies have encouraged us to refuse to categorize people into discrete <strong>and</strong><br />
internally homogeneous national groups. I would add that it is equally important to keep this<br />
lesson in mind when we do not explicitly take up this question as the object of study. Central<br />
European history now needs studies that move beyond describing the contingent development of<br />
nationalism to applying what we have learned from such analyses to other types of questions.<br />
After all, asking how Mazurians became Poles, or how Tyrolians became Germans, or how many<br />
Bohemians really thought they were Czech, need not reify a timeless concept of the nation – but<br />
it does leave the nation at the center of our analysis. The burgeoning fields of transnational,<br />
international, <strong>and</strong> entangled history (histoire croisée) suggest that, broadly speaking, the study of<br />
history can no longer accept the nationalist worldview as the rationale for the way we organize<br />
our historical inquiries. To apply this notion to the field of central <strong>and</strong> eastern European history<br />
does not require denying the seminal importance of nationalism as an inspirational <strong>and</strong><br />
mobilizing force in the nineteenth <strong>and</strong> twentieth centuries, but it does require that we move<br />
beyond nationalist categories of analysis.<br />
10 Judson, Guardians of the Nation; Tara Zahra, Kidnapped Souls: National Indifference <strong>and</strong> the Battle for Children<br />
in the Bohemian L<strong>and</strong>s, 1900-1948 (Ithaca, NY: Cornell University Press, 2008).
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 5/38<br />
In applying what we have learned from decades of excellent scholarship that has<br />
challenged the model of unidirectional progress from poorly delineated ethnic groups to clearly<br />
established nations <strong>and</strong> internationally recognized nation-states, we need not ab<strong>and</strong>on the notion<br />
of heterogeneity. After all, a plethora of nationally, linguistically, <strong>and</strong> religiously defined groups<br />
was not the only feature that made central Europe a region characterized by diversity. Central<br />
Europe was not only home to the dozens of so-called nationalities that continue to garner so<br />
much attention today – it was also home to a diversity of l<strong>and</strong>scapes, of natural resources, of<br />
climates – <strong>and</strong>, hence of economies. Its constituent states, provinces, <strong>and</strong> municipalities had<br />
different sets of political privileges <strong>and</strong> therefore different sets of political goals. Their social<br />
structures <strong>and</strong> mores varied. And from region to region – but also within regions themselves –<br />
there was great variation in definitions of what it meant to be wealthy, <strong>and</strong> what made l<strong>and</strong><br />
valuable.<br />
One of the empire’s most unique regions, both geographically <strong>and</strong> economically, was its<br />
segment of coastline along the northern Adriatic – the province known as the Littoral, with its<br />
capital city of <strong>Trieste</strong>. It was, with Dalmatia, the only part of Austria that enjoyed a<br />
Mediterranean climate. Moreover, the Littoral’s economy was dependent upon commerce <strong>and</strong><br />
financial services, rather than agriculture, animal husb<strong>and</strong>ry, or even industry. 11 <strong>Trieste</strong>,<br />
11<br />
There was, of course, substantial local industry in <strong>Trieste</strong> <strong>and</strong> its environs, much of it focused on the food, textile,<br />
<strong>and</strong> chemical industries. Prominent local industrial activities included shipbuilding; pasta-making, brewing, fish<br />
conservation, jute production, extraction of vegetable oils, cotton textiles, <strong>and</strong> mineral oil refining. As will be<br />
discussed below, <strong>Trieste</strong> was also a major insurance center. For information on families asscoiated with these<br />
ventures, see Anna Millo, L’Elite del Potere a <strong>Trieste</strong>: Una Biografia collettiva, 1891-1928 (Milan: Franco Angeli,<br />
1989), 24. Although Dalmatia was less developed <strong>and</strong> lacked a major shipping capital such as <strong>Trieste</strong>, both<br />
provinces shared in common an economic elite that was mercantile <strong>and</strong> Italophone. Barbara Jelavich, The<br />
Establishment of the Balkan National States, 1804-1920 (Seattle: University of Washington Press, 1977. In 1910,<br />
Josip Smodlaka, who represented the district of Split in the Austrian Reichsrat (Lower House in Parliament) in<br />
Vienna, blamed the Austrian government for Dalmatia’s underdevelopment. Outraged that his proposals for<br />
developing hydroelectric power in Dalmatia had been ignored, he dem<strong>and</strong>ed investment in his province in the<br />
language of colonial engagement: “Have you an Austrian Cecil Rhodes, a Cromer, a Curzon If you have, or even<br />
men of lesser caliber, then send them to Dalmatia.” Quoted in Larry Wolff, Venice <strong>and</strong> the Slavs: The Discovery of<br />
Dalmatia in the Age of Enlightenment (Stanford, CA: Stanford University Press, 2001), 341.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 6/38<br />
however, has been more frequently celebrated for a different type of peculiarity. Since the turn<br />
of the twentieth century, according to historian Glenda Sluga, “ways of knowing <strong>Trieste</strong> <strong>and</strong> its<br />
population, <strong>and</strong> the ways in which that population could know itself, have been couched in<br />
narratives that unwaveringly reiterate the antithetical differences between an East/Balkan Europe<br />
<strong>and</strong> the West, <strong>and</strong> constitute the East as the West’s lesser ‘other.’” 12<br />
On the most immediate<br />
level, Italy represents the West <strong>and</strong> Slovenia or Yugoslavia represents the East, <strong>and</strong> the city’s<br />
story becomes one of conflict between its Italian-speaking urban bourgeoisie <strong>and</strong> the Slovenianspeaking<br />
peasants in the surrounding rural communities. More broadly, Ernest Gellner named<br />
<strong>Trieste</strong> part of the line that divided the healthy, civic nationalism of Western Europe from the<br />
pathologically violent ethno-nationalism of Eastern Europe; <strong>and</strong> Winston Churchill used <strong>Trieste</strong><br />
to mark the southern hinge from which the Iron Curtain hung. The history of <strong>Trieste</strong>, then, has<br />
been used to exemplify two slightly different but still compatible arguments in favor of eastern<br />
European peculiarity. The first frames <strong>Trieste</strong> as ‘typically Eastern’ because it was part of the<br />
backward Austrian Empire. The second frames it as a border city between the West <strong>and</strong> the East<br />
– torn between a civilized, Western, Italian-speaking urban bourgeoisie <strong>and</strong> the purportedly<br />
ethno-nationalist, Eastern, Slovenian-speaking peasants in the surrounding rural communities.<br />
There is, however, another context for the history of <strong>Trieste</strong> that moves us beyond<br />
national <strong>and</strong> even civilizational differences. <strong>Trieste</strong>, the Habsburgs’ urbs fidelissima, or most<br />
loyal city, was also its most important port from 1815, until the Empire’s dissolution in 1918. 13<br />
12 Sluga, <strong>Trieste</strong>, 5.<br />
13 Venice had been <strong>Trieste</strong>’s strongest rival in the northern Adriatic in the eighteenth century (<strong>and</strong> had<br />
unquestionably eclipsed it in the early modern period). Two years prior to declaring <strong>Trieste</strong> a free port in 1719,<br />
Emperor Karl VI had directed an announcement of ‘Free Trade’ in the Adriatic to the Republic of Venice as a<br />
warning that any attacks on Triestine ships would be treated as attacks on his own territory. (The declaration of<br />
<strong>Trieste</strong>’s Free Port status is therefore often mistakenly dated to the 2 June 1717 ‘free trade’ decree rather than to the<br />
18 March 1719 decree that specifically addressed <strong>Trieste</strong>’s free port status.) N[atalis] Ebner von Ebenthall, Maria<br />
Theresia und die H<strong>and</strong>elsmarine (<strong>Trieste</strong>: Buchdrückerei der Österreich-Ungarishen Lloyd, 1888), 1. Larry Wolff<br />
has suggested that the “abrupt political annihilation” of the Venetian Republic at the h<strong>and</strong>s of Napoleon in 1797,
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 7/38<br />
St<strong>and</strong>ing on <strong>Trieste</strong>’s Piazza Gr<strong>and</strong>e in 1900, one was (<strong>and</strong> still is) surrounded on three sides by<br />
buildings designed by the same architects who created the imposing l<strong>and</strong>marks along Vienna’s<br />
famed Ringstraße. 14<br />
On the fourth side, however, an unobstructed view of the sea invited<br />
onlookers to think outward – south to Mediterranean Africa, East through the Suez Canal, or<br />
West beyond Gibraltar to the New World. This unfettered access beyond continental Europe<br />
created in <strong>Trieste</strong> a cosmopolitan culture that was mobile, work-oriented, <strong>and</strong> self-consciously<br />
international. Its situation at the border of Habsburg Europe <strong>and</strong> at the center of Austrian<br />
overseas commerce made it particularly open to the newest trends in modern consumerism, labor<br />
relations, mobility, <strong>and</strong> tourism.<br />
Joyce’s lecture was hosted by the Università Popolare, but it took place in a building<br />
which had served as the city’s stock exchange from its completion in 1805 until 1844. By<br />
Joyce’s time, the stock exchange itself had moved to the Palazzo Tergesteo, but the Borsa<br />
Vecchia, or old stock exchange, continued to house the Triestine Chamber of <strong>Commerce</strong>. 15<br />
While delivering his lecture, Joyce had stood below an expansive fresco that covered the ceiling<br />
of the building’s main auditorium <strong>and</strong> that depicted “Charles VI granting <strong>Trieste</strong> its port<br />
franchise.” This visual image reminds us that <strong>Trieste</strong>’s status as a commercial port was<br />
fundamental to its existence, character, self-importance, global significance, <strong>and</strong> reputation. This<br />
came on the heels of “epidemic, economic, <strong>and</strong> discursive crises” that already plagued the “Adriatic Empire.” Wolff,<br />
Venice <strong>and</strong> the Slavs, 276. After the Treaty of Campoformio in 1797, Venice’s commercial decline was irreversible.<br />
Fulvio Babudieri, “Maritime <strong>Commerce</strong> of the Habsburg Empire: The Port of <strong>Trieste</strong>, 1789-1913,” in Southeast<br />
European Maritime <strong>Commerce</strong> <strong>and</strong> Naval Policies from the Mid-Eighteenth Century to 1914, vol. XXIII of War <strong>and</strong><br />
Society in East Central Europe, Apostolos Vacalopoulos, Constantinos Svolopoulos, <strong>and</strong> Béla Király, eds. (New<br />
York: Columbia University Press, 1988), 227. In the aftermath of the revolutions of 1848, <strong>Trieste</strong> was rewarded with<br />
the title urbs fidelissima because of its loyalty to the Habsburg house, whereas Austria’s faith in Venice was<br />
irretrievably lost.<br />
14 Johann Heinrich von Ferstel <strong>and</strong> Theophil Hansen were both commissioned to design buildings for the Austrian<br />
Lloyd in <strong>Trieste</strong>.<br />
15<br />
The Palazzo Tergesteo, or Tergesteum, was located directly on the harbor: “An immense new edifice,<br />
undistinguished by any remarkable external architecture, is situated on a triangular public space, near the port...<br />
Here, at one o’clock, you meet every commercial man in <strong>Trieste</strong>.” Andrew Archibald Paton, Researches on the<br />
Danube <strong>and</strong> the Adriatic; or Contributions to the Modern History of Hungary <strong>and</strong> Transylvania, Dalmatia <strong>and</strong><br />
Croatia, Servia <strong>and</strong> Bulgaria (Leipzig: Brockhaus, 1861), 412.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 8/38<br />
was the city whose bourgeois values were immortalized by Stendhal, who was briefly French<br />
consul in <strong>Trieste</strong> from 1830 to 1831: “In <strong>Trieste</strong>,” he wrote to Madame O’Reilly in 1831, “when<br />
a murder is committed it is because of theft <strong>and</strong> not out of jealousy.” 16<br />
Focusing on the city’s<br />
port status does not deny the importance of irredentism or multilingualism. Nor does it disregard<br />
the importance of nationalism where it swelled the hearts <strong>and</strong> moved the feet of people in the<br />
past. It does, however, not only challenge the reification of nationalism explicitly, but also<br />
undermine that reification implicitly by calling forth different categories of analysis <strong>and</strong><br />
communities of interest. <strong>Trieste</strong> stood at the intersection of Austria’s continental <strong>and</strong> global<br />
colonial aspirations. It served as an outlet for its industrial production, <strong>and</strong> as the point of entry<br />
for both the raw materials its factories required <strong>and</strong> the consumer goods that its fifty million<br />
inhabitants grew to view as staples. 17<br />
Linguistically, <strong>Trieste</strong> was located not only at the<br />
intersection of Slavic <strong>and</strong> Italian, but also, only just a bit separated from the coastline, German<br />
<strong>and</strong> Hungarian language groups. Geographically, it marked the point where the Mediterranean<br />
met the central European continent, wedged between the rocky Alpine Karst <strong>and</strong> the sea. (This<br />
made for particularly lovely views, as Stendhal noted in the first extant private letter he posted<br />
16 Letter No. 946, to Madame [Marie-Anne] O’Reilly, <strong>Trieste</strong>, 21 January 1831, in Stendhal [Marie-Henry Beyle],<br />
Correspondance vol. 2, 1821-1834 (Paris: Éditions Gallimard, 1967), 223. Stendhal was a persona non grata in<br />
Austria thanks to his enthusiastic service in the Napoleonic army <strong>and</strong> his suspect political views. He was stopped at<br />
the Austrian border en route to <strong>Trieste</strong> to take up the position of French Consul; only the intervention of France’s<br />
chargé d’affaires in Vienna made it possible for him to complete his trip on 25 November 1830. Nevertheless, on 4<br />
December 1830, Austria publicized its refusal to accredit his position, <strong>and</strong> on 31 March 1831 he left <strong>Trieste</strong> for a<br />
post in Civitavecchia (Rome). “Tableau Chronologique,” Correspondance, xvi.<br />
17 In 1903, Austro-Hungarian articles exported to South Africa included: brooms, beer, sheet metal goods, synthetic<br />
flowers, brushes, “chinese” silver (an alloy), brads, enamel tableware, boxes, felt hats, gloves, men’s ready-made<br />
clothing, fabric for men’s clothing, hops, cable wires, composition cork blocks, bone glue, lanterns, electric lamps,<br />
linens (ordinary <strong>and</strong> fine), malt, bodices, mineral water, furniture made of bent wood, musical instruments, paper,<br />
shoes, leather soles, soap, underwear, wagons, <strong>and</strong> sugar. Typescript of Julius Pisko’s report from H.M.S. Zenta,<br />
from Cape Town, 4 March 1903, “Bericht über die Geschäftslage in Südafrika.” HHStA, MdA, AR, F. 4 –<br />
Staatskanzlei und Ministerium des Äußern; Personalia, Box 262: Pisko Julius. Major “colonial goods” included<br />
coffee, sugar, tropical fruits, wine, oils, cotton, iron, wood. Horst Friedrich Mayer <strong>and</strong> Dieter Winkler, In allen<br />
Häfen war Österreich: die österreichisch-ungarische H<strong>and</strong>elsmarine (Vienna: Edition S, Verlag der<br />
österreichischen Staatsdruckerei, 1987), 31.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 9/38<br />
from <strong>Trieste</strong>: “Sea <strong>and</strong> hills magnificent.” 18 ) Because of its underlying economic function, it<br />
occupied the center of the web of commercial traffic that defined much of Austria-Hungary’s<br />
interaction with the non-European world.<br />
To underst<strong>and</strong> the development of <strong>Trieste</strong> in the long nineteenth century, therefore,<br />
requires examining it not only in its Habsburg context, but also within the context of the Adriatic<br />
<strong>and</strong> Mediterranean Seas <strong>and</strong>, more broadly, the struggle of European economies to secure<br />
increasing benefits from global markets. To view it from only one perspective – as a Habsburg<br />
city, as a port city, as an Italian city in spe – would be to overlook fundamental elements to any<br />
explanation of its successes <strong>and</strong> failures. <strong>Trieste</strong> was the point at which the two different aspects<br />
of the Habsburgs’ imperial project met – the continental Empire with expansionist aspirations in<br />
southeastern Europe on the one h<strong>and</strong>, <strong>and</strong> the European “Great Power” with a right or even<br />
obligation to assert its influence through commercial relations with non-European peoples. 19<br />
As one of the sixteen Austrian provinces in the western ‘half’ of Austria-Hungary’s vast<br />
l<strong>and</strong> empire, <strong>Trieste</strong> affected <strong>and</strong> was affected by the interplay of municipal rights <strong>and</strong> imperial<br />
privileges that constituted the relationship between the imperial center of Vienna <strong>and</strong> its diverse<br />
holdings. 20<br />
Unlike other acquisitions made by force or marriage, the Habsburgs had gained<br />
<strong>Trieste</strong> by invitation in 1382. 21<br />
<strong>Trieste</strong> had been ‘Austrian’ since the 14 th century; its<br />
18 Letter No. 923, to Adolphe de Mareste, <strong>Trieste</strong>, 12 December 1830, in Stendhal, Correspondance, 199.<br />
19 For more on Austria-Hungary’s colonial adventures <strong>and</strong> misadventures, see Walter Sauer, ed., K.u.k. kolonial:<br />
Habsburgermonarchie und europäische Herrschaft in Afrika (Vienna: Böhlau, 2002).<br />
20 According to Gary Cohen, “a growing part of the work of government after the 1860s went on in councils <strong>and</strong><br />
agencies of the individual crown l<strong>and</strong>s <strong>and</strong> communes, which enjoyed considerable legal <strong>and</strong> practical political<br />
autonomy. That autonomy made possible an increasingly intensive engagement of provincial <strong>and</strong> local political <strong>and</strong><br />
economic interests in the formation <strong>and</strong> implementation of public policy.” Gary Cohen, “Our Laws, Our Taxes, Our<br />
Schools <strong>and</strong> Our Administration: Everyday Notions of Citizenship in <strong>Imperial</strong> Austria,” paper presented at<br />
“Internationalizing the History of Central Europe” Conference, Harvard University (Cambridge, MA), May 2007, p.<br />
13. For more on this theme, see Gary B. Cohen, "Neither Absolutism nor Anarchy: New Narratives on Society <strong>and</strong><br />
Government in Late <strong>Imperial</strong> Austria," Austrian History Yearbook 29, nr. 1 (1998): 37-61.<br />
21 Horst F. Mayer <strong>and</strong> Dieter Winkler, Als die Adria österreichisch war: Österreich-Ungarns Seemacht (Vienna:<br />
Edition S, 1987), 10. The dominance of Venice in the early modern period was so great that it was able to prevent
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 10/38<br />
transformation into a major Mediterranean port was catalyzed by Maria Theresia’s reforms in the<br />
eighteenth century. Over the course of the eighteenth <strong>and</strong> nineteenth centuries, <strong>Trieste</strong> derived<br />
considerable benefit from its membership in the club of “Kingdoms <strong>and</strong> Provinces Represented<br />
in the Reichsrat.” 22<br />
Some of these were tangible: <strong>Trieste</strong> enjoyed free port status from 1719 to<br />
1891, government subsidies in the form of grants given to individual companies, tax breaks, <strong>and</strong><br />
other financial support. 23 There were, however, other, less tangible costs <strong>and</strong> benefits to Austro-<br />
Hungarian rule, which it is impossible to quantify. For instance, how does one measure the<br />
absence of a local university against the availability of stipends to study in Vienna The stress of<br />
nationalist tension against the personal enrichment offered by multilinguistic or multireligious<br />
relationships The irritation of zealous censors’ regular confiscations of newspapers against the<br />
pride of visiting an imperial Adriatic Exhibition Answering these questions helps us underst<strong>and</strong><br />
just how ‘Habsburg’ this Adriatic port was, <strong>and</strong> what that meant for local culture, social<br />
relations, <strong>and</strong> commercial development.<br />
Austrian officials – in particular those assigned to overseas consulates – were well aware<br />
of the potential commercial advantages of their Empire’s location – not only in the middle of the<br />
continent, as the common phrase “Habsburg Central Europe” suggests, but also on its<br />
Mediterranean coastline. One of <strong>Trieste</strong>’s leading citizens, the merchant, shipowner,<br />
philanthropist, <strong>and</strong> patron of the arts, Pasquale Revoltella, urged the entire monarchy to exp<strong>and</strong><br />
the horizons of the mind to match the viewpoint from <strong>Trieste</strong>: “If we escape from the narrow<br />
ships flying any flag other than the Venetian from sailing in the Adriatic. Mayer <strong>and</strong> Winkler, In allen Häfen war<br />
Österreich, 16.<br />
22 After the Austrian Empire became the Austro-Hungarian Empire in 1867, the eastern half was called Hungary <strong>and</strong><br />
the western half was called “the Kingdoms <strong>and</strong> Provinces Represented in the Reichsrat.” For more on the<br />
nomenclature of Austria-Hungary, see Erich Zöllner, “Perioden der österreichischen Geschichte und W<strong>and</strong>lungen<br />
des Österreich-Begriffes bis zum Ende der Habsburgermonarchie,” in Die Habsburgermonarchie 1848-1918, vol.<br />
III, Die Völker des Reiches, eds. Adam W<strong>and</strong>ruszka <strong>and</strong> Peter Urbanitsch, part 1 (Vienna: Verlag der<br />
Österreichischen Akademie der Wissenschaften, 1980), 1-32.<br />
23 For a detailed discussion of measures taken by Maria Theresia to raise <strong>Trieste</strong>’s status, see Ebner von Ebenthall,<br />
23-85.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 11/38<br />
circles into which Austrian traffic is now banished,” he predicted in 1863, “a wide, boundless<br />
horizon opens itself up – a world lies before us, which has until now only been known in<br />
Austrian schoolrooms <strong>and</strong> scholars’ studies – a world full of the liveliest activity, the playground<br />
of all other civilized peoples – where the spirit of commerce daily celebrates unheard-of<br />
triumphs.” 24<br />
In a pamphlet he published on Austria’s participation in global commerce,<br />
Revoltella in essence suggested that the monarchy should transform itself from a continental<br />
power to a global power – escaping the confines of central Europe, <strong>and</strong> spilling out onto the open<br />
seas. Revoltella’s own palazzo, which was constructed with the purpose of serving as a museum<br />
after his death, had been completed in 1858. St<strong>and</strong>ing on the Piazza Giuseppina (today Piazza<br />
Venezia), it comm<strong>and</strong>ed a view of the <strong>Trieste</strong> harbor <strong>and</strong> the boundless horizon that Revoltella<br />
found so inspirational. 25<br />
Revoltella had good cause to be optimistic in the early 1860s. That decade represented, in<br />
many ways, the apex of <strong>Trieste</strong>’s potential to serve as Austria-Hungary’s gateway to a strong<br />
position in international commerce. The recent completion of the Südbahn, or Southern<br />
Railway, in 1857, had brought Vienna closer to that Triestine view of the sea <strong>and</strong> its horizons<br />
than it ever had been before. The port’s largest shipping company completed construction of its<br />
new ‘Arsenal,’ or shipyard, in 1861 <strong>and</strong> received a lucrative postal contract in 1865. In the years<br />
immediately following Revoltella’s observations, his dreams seemed on the verge of realization:<br />
any lingering Venetian competition was permanently removed by Austria’s loss of Veneto <strong>and</strong><br />
the Serenissima itself in 1866. The empire had been reorganized into Austrian <strong>and</strong> Hungarian<br />
halves in 1867, at the same time that reconstruction (<strong>and</strong> substantial enlargement) of the <strong>Trieste</strong><br />
24 Pasquale Revoltella, Oesterreichs Betheiligung am Welth<strong>and</strong>el. Betrachtungen und Vorschläge (<strong>Trieste</strong>: H. F.<br />
Münster’sche Buchh<strong>and</strong>lung, 1864). Revoltella completed his manuscript in November 1863 <strong>and</strong> distributed it to<br />
friends <strong>and</strong> colleagues in the Austrian government before publishing it in <strong>Trieste</strong> in 1864.<br />
25 Fulvio Caputo, “La Residenza di Città: Il Palazzo,” in Pasquale Revoltella, 1795-1869: Sogno e consapevolezza<br />
del cosmpolitismo triestino, ed. (<strong>Trieste</strong>: ), 315.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 12/38<br />
harbor began. Most importantly, the opening of the Suez Canal was celebrated with much pomp,<br />
<strong>and</strong> Austro-Hungarian participation, in 1869. With the canal’s completion, Austria-Hungary<br />
seemed poised to profit from <strong>Trieste</strong>’s position on a direct line between Alex<strong>and</strong>ria <strong>and</strong> London.<br />
This was the moment of great promise that <strong>Trieste</strong>’s elites recognized as having been<br />
made possible not in spite of, but because of Habsburg patronage. 26 Thanks to the imperial<br />
connection, <strong>Trieste</strong>’s hinterl<strong>and</strong> was a vast territory of 50 million souls, whose consumer needs<br />
could be satisfied by goods collected from all over the world <strong>and</strong> gathered in <strong>Trieste</strong>, just as the<br />
product of their labor was sent to <strong>Trieste</strong> <strong>and</strong> then distributed across the seas. 27<br />
At the heart of<br />
<strong>Trieste</strong>’s success stood a company whose raison d’être was so closely linked to the city’s that it<br />
is nearly impossible to tell the story of one without telling the story of the other: the Austrian<br />
Lloyd (Lloyd Austriaco / Österreichischer Lloyd). 28<br />
The Austrian Lloyd exemplified the optimism <strong>and</strong> frustration involved in envisaging the<br />
Habsburg monarchy as a global commercial power. Like its English eponym, the Austrian Lloyd<br />
emerged from the connection of shipping, information, <strong>and</strong> insurance. In the nineteenth century,<br />
thanks to London’s Lloyd, the name imparted thoughts of security, knowledge, speed, reliability,<br />
26 Following the First World War, Italian historians, chief among them Attilio Tamaro, argued that <strong>Trieste</strong>’s success<br />
was entirely attributable to geography <strong>and</strong> not at all to Habsburg intervention. To get a sense of Tamaro’s attempts<br />
to balance sober scholarship with an impassioned defense of Italy’s claims to the eastern shores of the Adriatic, see<br />
W.E. Lunt’s review of La Venetie Julienne et la Dalmatie: Histoire de la nation italienne sur ses frontieres<br />
orientales. 3 vols. Geographical Review 11, no. 1 (January 1921): 153-154. A few lone voices were prepared to<br />
credit Karl VI, Maria Theresa, <strong>and</strong> their successors with building up <strong>Trieste</strong> as an Adriatic port. The prolific<br />
historian of <strong>Trieste</strong>, Fulvio Babudieri, has done much to defend Austrian policy more recently, arguing, for example,<br />
that “Although the port of <strong>Trieste</strong> owed its development to its proximity to Central Europe, it must be admitted that<br />
the intervention of higher interests was necessary to turn it into a great maritime commercial center.” Babudieri,<br />
“Maritime <strong>Commerce</strong>,” 222.<br />
27 Fulvio Babudieri, Industrie, commerci e navigazione a <strong>Trieste</strong> e nella Regione Giulia dall’inizio del settecento ai<br />
primi anni del novecento (Milan: Dott. A. Giuffrè Editore, 1982), 177.<br />
28 The Austrian Lloyd became the Austro-Hungarian Lloyd (Lloyd Austro-Ungarico, Österreich-Ungarischer Lloyd)<br />
in 1872, but returned to its ‘Austrian-only’ status in 1891 when the Kingdom of Hungary refused to continue to<br />
subsidize the Lloyd. Instead, Hungary tried to build up its own shipping company, Adria, based out of<br />
Fiume/Rijeka. To minimize direct competition, Adria <strong>and</strong> Lloyd agreed to divide the world into spheres of<br />
influence: Lloyd kept East Asian routes, Adria got South American routes (with the exception of Brazil, which they<br />
shared). Passenger traffic to North American was taken over by a third company, Austro Americana Società di<br />
Navigazione Schenker Cosulich & Co. Bachinger, “Verkehrswesen,” 314.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 13/38<br />
<strong>and</strong> impartiality. It was used by dozens of firms that had no legitimate connection to Lloyd’s<br />
insurance market in London’s Royal Exchange – firms that ranged in type from steamship<br />
companies (such as the Austrian Lloyd) <strong>and</strong> insurance companies (such as Lloyd Adriatico) to<br />
newspapers <strong>and</strong> trade journals. The nominal network created by the ubiquity of the name<br />
“Lloyd” is one manifestation of <strong>Trieste</strong>’s participation in a pan-European awakening to the<br />
prerequisites for successful international commerce.<br />
The original Lloyd’s started out in London as a Lombard Street coffee-house in the last<br />
quarter of the seventeenth century. What better place for businessmen to gather, discuss<br />
common interests, receive mail, <strong>and</strong> share news than a public coffee house – <strong>and</strong> what better<br />
place for a coffee house than Lombard Street, the capital’s center for banking <strong>and</strong> moneylending<br />
What set Lloyd’s Coffee House apart was not the quality of its brew, but rather the<br />
quality of the news its customers could provide one another. To secure his shop’s reputation as a<br />
purveyor of useful information, Mr. Edward Lloyd took the bold step of committing the news<br />
circulating around his coffee-shop to paper as Lloyd’s News, a single-leaf newsletter that<br />
appeared three times a week from 1696 to 1697. Lloyd’s News brought the latest available<br />
commercial <strong>and</strong> shipping news from ports in southwestern Engl<strong>and</strong>, along the Channel – in<br />
particular, Plymouth, Yarmouth, Falmouth, <strong>and</strong> Portsmouth, <strong>and</strong> featured news, when it could be<br />
had, from Irel<strong>and</strong> <strong>and</strong> even the continent. 29<br />
Unfortunately for Lloyd, however, he did not have<br />
access to enough shipping news to cover both sides of his sheet, <strong>and</strong> his method of filling empty<br />
spaces with whatever miscellany his printer could gather together gave the paper an uneven<br />
quality. According to one of Lloyd’s biographers, this habit guaranteed that the paper could not<br />
keep up with rival newspapers which, though not specifically dedicated to shipping news, were<br />
29 Frederick Martin, The History of Lloyd’s <strong>and</strong> of Marine Insurance in Great Britain (London: Macmillan <strong>and</strong> Co.,<br />
1876), 63-64, 66-74; D.E.W. Gibb, Lloyd’s of London: A Study in Individualism (London: Macmillan & Co., 1957),<br />
1-16. Lloyd moved his coffeehouse from the original location on Tower Street to Lombard Street in 1691 (Gibb, 6).
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 14/38<br />
run by professional gazetteers. 30<br />
Having run afoul of the authorities by publishing ostensibly<br />
political news, Lloyd voluntarily ceased publication of his unprofitable paper. Three decades<br />
later, after Edward Lloyd’s death in 1731, the idea was picked up by his successors as Lloyd’s<br />
List. By 1738, when Lloyd’s List was first published, the proprietors of Lloyd’s Coffeehouse had<br />
access to seaborne information so fast <strong>and</strong> reliable that they were able to share war news with the<br />
Prime Minister before he received it himself. 31<br />
At Lloyd’s, marine underwriters could get, in the<br />
words of one of its many historians, “the best available news service about the world’s shipping,<br />
messages from the Admiralty <strong>and</strong> from every British port, gossip brought by homeward-bound<br />
skippers from every part of the world in which they might be interested, <strong>and</strong> reports of casualties<br />
at the moment when they first reached London. … The attractions were all considerable, but the<br />
greatest of the three was the news service. It was on that rock that Lloyd’s was built.” 32<br />
This<br />
connection between shipping, insurance, <strong>and</strong> information proved to become one of Lloyd’s<br />
greatest contributions to nineteenth century commercial culture.<br />
What began as an informal gathering-place moonlighting as an information service<br />
became, over the course of the eighteenth century, Great Britain’s single most important market<br />
for maritime insurance. In 1769, a group of underwriters in the habit of gathering at Lloyd’s left<br />
the coffee-house because of a gambling sc<strong>and</strong>al that had tainted the original institution. After a<br />
few years spent in unsuitable locations, they finally settled in the Royal Exchange in 1774. In<br />
the process, the New Lloyd’s Coffee-House also decided to form a society, “held together by<br />
fixed rules, under which none but persons of good repute could be admitted.” 33<br />
Under the<br />
30 Gibb, 8.<br />
31 Gibb, 35; Martin, 108.<br />
32 Gibb, 38.<br />
33 Martin, 119. The gambling that the underwriters found so distasteful involved placing bets on the remaining<br />
lifespan of prominent personages who had fallen ill. There was great concern that news of such a policy placed on<br />
one’s life could adversely affect the health of an invalid, <strong>and</strong> that participating in such schemes amounted to little<br />
more than abetting murder. Gibb, 46.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 15/38<br />
leadership of John Julius Angerstein, <strong>and</strong> buoyed by the importance of marine insurance during<br />
the Seven Years’, American Revolutionary, <strong>and</strong> Napoleonic wars, Lloyd’s became the most<br />
important market for marine insurance in London, Great Britain, <strong>and</strong> the world by 1815. And it<br />
continued to publish Lloyd’s List.<br />
It did not take long before the name “Lloyd” came to refer not to one specific company,<br />
but rather to a wide range of enterprises dedicated to news, insurance, or shipping in different<br />
capacities. The Austrian Lloyd was only one of many organizations to capitalize on the<br />
associations between the name <strong>and</strong> reliability, speed, <strong>and</strong> accuracy. In the nineteenth century,<br />
literally dozens of newspapers – most, but not all, of them dedicated to commercial <strong>and</strong> maritime<br />
news – were established in imitation of Lloyd’s List – perhaps without ever having heard of<br />
Edward Lloyd. These included Agramer Lloyd, Lloyd anversais, Bukowinaer Lloyd, Lloyd<br />
bordelais, Česky Lloyd, Lloyd cettois, Le Lloyd français, Lloyd havrais, Lloyd industriel et<br />
économique, Kredit-Lloyd, Mährisch-Schlesischer Lloyd, Lloyd nantais, Der ostasiatische Lloyd,<br />
Lloyd parisien, Lloyd rouennais, Lloyd Zeitung, Pester Lloyd, Polnischer Lloyd, Pražský Lloyd,<br />
Rumänischer Lloyd, Ungarischer Lloyd, Wiener Lloyd, <strong>and</strong>, last but most ambitious, Lloyd<br />
universel. Likewise, it was Lloyd’s List, its successful imitators, <strong>and</strong> the maritime information<br />
that they supplied, rather than Lloyd’s insurance market (although the two were clearly linked),<br />
that inspired Giovanni Guglielmo Sartorio to suggest the name Il Lloyd Austriaco for the new<br />
organization he <strong>and</strong> a group of other merchants <strong>and</strong> insurance underwriters founded in 1833 for<br />
the purpose of gathering commercial <strong>and</strong> maritime information. 34<br />
The new organization, he<br />
noted in his memoir, was originally intended to be “the central point for all maritime news items<br />
34 Giovanni Guglielmo Sartorio, Memorie: Pagine Scelte ed. by G. Stuparich (<strong>Trieste</strong>: Edizioni dello Zibaldone,<br />
1951), 76-77. Sartorio specifically mentions seeing the Lloyd parisien on the table when the idea of using the name<br />
Lloyd came to him.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 16/38<br />
relevant to insurance underwriters, shipowners, <strong>and</strong> everyone interested in the sea.” 35<br />
His cofounder,<br />
Karl Ludwig Freiherr von Bruck, was likewise attracted by the eminent example of<br />
Lloyd’s of London. 36<br />
When the Austrian Lloyd was founded in the 1830s, <strong>Trieste</strong> was a major shipping center<br />
– the port of entry of almost all Egyptian cotton reaching Europe. 37 Henry Muhlenberg, Minister<br />
Plenipotentiary of the United States in Vienna, wrote to Secretary of State John Forsyth in 1839<br />
describing the port:<br />
<strong>Trieste</strong> itself is a beautiful <strong>and</strong> for the greater part a new city – <strong>and</strong>, as in new<br />
cities generally, there is much activity <strong>and</strong> business. Its harbor is excellent with a<br />
sufficient depth of water for almost any vessel. It contains 50,000 inhabitants<br />
mostly engaged in commerce which is said to be lucrative <strong>and</strong> rapidly increasing.<br />
Its imports amount to 50 millions of Florins <strong>and</strong> its exports to 40 millions. … Its<br />
trade is principally with the Levant, Engl<strong>and</strong>, Brasil, North America, Egypt <strong>and</strong><br />
Naples, <strong>and</strong> promises in some years to become a place of very considerable<br />
importance. 38<br />
Muhlenberg’s impression of busy activity is backed up by registries of shipping traffic that show<br />
that 4392 ships left <strong>Trieste</strong>’s docks in 1832 alone. What exactly happened to those ships once<br />
they left the sight line of the <strong>Trieste</strong> harbor was often very difficult to determine. The Austrian<br />
Lloyd’s “Trade <strong>and</strong> Sea Reports” department was founded in 1833 as an information <strong>and</strong><br />
insurance service – but what better way to control the flow of information than to secure imperial<br />
postal contracts To do that, or course, would require ships of one’s own. A second, “Steam<br />
Navigation,” branch of the Austrian Lloyd was founded in 1836 to focus on transport of<br />
35 “Questo in origine non doveva essere che il punto centrale di tutte le notizie maritime per norma degli<br />
assicuratori.” Sartorio, Memorie, 76.<br />
36 Richard Charmatz, Minister Freiherr von Bruck, der Vorkämpfer Mitteleuropas (Hirzel: Leipzig, 1916), 12.<br />
Pasquale Revoltella was also one of the co-founders of Lloyd.<br />
37 As early as 1780, the port of <strong>Trieste</strong> registered 10,000 ships moving in <strong>and</strong> out carrying 82,000 gross registered<br />
tons of goods. Fulvio Babudieri, “Maritime <strong>Commerce</strong>,” 224.<br />
38 Henry Muhlenberg (Minister Plenipotentiary in Vienna) to John Forsyth, Vienna, November 8, 1839, National<br />
Archives, Records of the Department of State, Despatches from U.S. Ministers to Austria (Microfilm No. T-157,<br />
Roll 1), Vol. 1. Cited in Ronald E. Coons, Steamships, statesmen, <strong>and</strong> bureaucrats: Austrian policy towards the<br />
Steam Navigation Company of the Austrian Lloyd, 1836-1848 (Wiesbaden: Steiner, 1975), 3.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 17/38<br />
passengers <strong>and</strong> mail via steamship. The third <strong>and</strong> final department was dedicated to publishing<br />
<strong>and</strong> supporting the arts. 39<br />
Within a decade, the Austrian Lloyd had established <strong>Trieste</strong> as one of the ten largest ports<br />
in the world, <strong>and</strong> was affectionately dubbed a “modern queen of the Adria” <strong>and</strong> “one of the first<br />
emporia on the Mediterranean.” 40<br />
The company’s wide-ranging correspondents provided<br />
enough news to publish German <strong>and</strong> Italian editions three times a week. One contemporary<br />
proponent of the firm alleged that the papers were “esteemed on the continent the most<br />
influential organs of political economy, commerce <strong>and</strong> navigation, <strong>and</strong> are distinguished by a<br />
strenuous advocacy of sound free-trade principles.” Lloyd also hosted a reading room with over<br />
200 periodicals, meeting rooms for merchants <strong>and</strong> shippers, <strong>and</strong> an insurance office; its printing<br />
office employed fifteen Stanhope presses <strong>and</strong> three large steam presses; its steam navigation<br />
division had secured a postal contract that made it exempt from taxes, <strong>and</strong> it had accumulated a<br />
capital of £300,000 by 1847. 41<br />
By the 1850s, the Austrian Lloyd was renowned enough to<br />
inspire the name of a new company that would later prove one of its greatest rivals: the<br />
Norddeutscher Lloyd (North German Lloyd). 42<br />
A series of ‘accidental’ rammings of Lloyd steamers by French warships in the 1830s <strong>and</strong><br />
1840s, caused a minor diplomatic problem, <strong>and</strong> lent credence to claims made by historians of the<br />
39 “La stamperia e società artistica.” Sartorio, Memorie, 77.<br />
40 “Queen of the Adria,” The Overl<strong>and</strong> Mail <strong>and</strong> the Austrian Lloyd’s (London: G. Mann, 1847), 5. “First emporia,”<br />
Paton, Researches on the Danube, 411.<br />
41 Overl<strong>and</strong> Mail, 5. This booklet was written to make the case for sending British mail to India across the European<br />
continent to <strong>Trieste</strong>, <strong>and</strong> from there via the steamships of the Austrian Lloyd on to Alex<strong>and</strong>ria. The promotional<br />
nature of the booklet depended upon promoting Lloyd as a reliable company.<br />
42 “If [Hermann Henrich Meier, the founder of Norddeutscher Lloyd] did not simply baptize it “German Lloyd,” it<br />
was only because there was already in <strong>Trieste</strong> the renowned Austrian Lloyd, which, incidentally, had served the<br />
founders of HAPAG as their model.” Susanne Wiborg <strong>and</strong> Klaus Wiborg, Unser Feld ist die Welt: 150 Jahre<br />
Hapag-Lloyd (Hamburg: Hapag-Lloyd AG, 1997), 30.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 18/38<br />
company that the Austrian Lloyd’s success attracted the envy of Naples <strong>and</strong> France. 43<br />
Lloyd’s<br />
competitors’ alarm that it was quickly becoming the largest steamship company in the<br />
Mediterranean was justified. A series of experimental trips made in the 1840s showed that the<br />
British India mail could be delivered from Alex<strong>and</strong>ria to London more quickly by sailing first to<br />
<strong>Trieste</strong> <strong>and</strong> then taking the train across the continent than either by steamship through Gibraltar<br />
or via Marseille. 44<br />
This, combined with the loss of the German mails, which were redirected via<br />
<strong>Trieste</strong> instead of Marseille, gave the former a feeling of momentum <strong>and</strong> the latter cause for<br />
disquiet. 45<br />
After all, Alex<strong>and</strong>ria was separated from Marseille by 200 miles more than from<br />
<strong>Trieste</strong>, which made it more suitable for passenger traffic, since “the passage from Alex<strong>and</strong>ria to<br />
C<strong>and</strong>ia [lasts] only fifty hours, after which a charming coast remains constantly in view; <strong>and</strong><br />
moreover eight different roads can be taken from <strong>Trieste</strong> to London, leading through the most<br />
important towns <strong>and</strong> the most beautiful districts of the continent; while from Marseille travelers<br />
can only go to Paris.” 46 The British diplomat Andrew Archibald Paton, whom the British<br />
ambassador to Vienna appointed in 1846 to report upon Austria’s Adriatic ports, pointed out that<br />
“no sea can lie better for the Indian line than the Adriatic; since a straight line drawn from<br />
Alex<strong>and</strong>ria to London would pass through the Gulf of <strong>Trieste</strong>” <strong>and</strong> agreed that “even in pacific<br />
times, I think that the Triestine, or Venetian, is the more attractive route, from the variety of<br />
interesting cities that lie on the way of the traveler.” 47<br />
Triestine merchants <strong>and</strong> Austrian<br />
43 Max Smolensky, Die Stellung und Bedeutung des Österreichischen Lloyd, der Austro Americana und der freien<br />
Schiffahrt im Außenh<strong>and</strong>el Österreichs (Zürich: Buchdruckerei Züricher Post, 1916), 18.<br />
44 The sea route (from Alex<strong>and</strong>ria to Malta, Gibraltar, <strong>and</strong> Southampton) took 364 hours <strong>and</strong> cost a passenger 27<br />
pounds 10 shillings. The route via Marseille (through Lyons, Paris, Boulogne <strong>and</strong> Dover) took 278 hours <strong>and</strong> cost a<br />
second class passenger 19 pounds 16 shillings. The route via <strong>Trieste</strong> (through Venice, Milan, Chur, Zurich, Basel,<br />
Mannheim, Mainz, Cologne, Ostend, <strong>and</strong> Dover) took 266 hours <strong>and</strong> cost a second-class passenger 17 pounds 16<br />
shillings. Overl<strong>and</strong> Mail, 17-18.<br />
45 Overl<strong>and</strong> Mail, 14.<br />
46 Overl<strong>and</strong> Mail, 17.<br />
47 Paton, Researches, 413.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 19/38<br />
ministerial officials anticipated that these advantages would only increase with the completion of<br />
the Suez Canal.<br />
Thanks to the prescient vision of one of the founders of the Austrian Lloyd, Baron Karl<br />
Ludwig von Bruck, <strong>and</strong> the engineering expertise of the Tyrolian Luigi (Alois) Negrelli, Austria<br />
played a major role in the planning for the Suez Canal. Its role dramatically diminished only<br />
after the diplomatic <strong>and</strong> domestic crises precipitated by the Crimean War <strong>and</strong> the humiliating<br />
war of 1859 (against France <strong>and</strong> Piedmont) – ironically, at the very moment when construction<br />
of the long-awaited canal was finally set to begin. Nevertheless, with the completion of the canal<br />
ten years later, Austria seemed poised to profit from <strong>Trieste</strong>’s position on a direct line between<br />
Alex<strong>and</strong>ria <strong>and</strong> London.<br />
As Revoltella’s manifesto on global commerce shows, the steady march of progress<br />
towards ever-greater prosperity seemed unstoppable in the 1860s, at least to <strong>Trieste</strong>’s<br />
commercial elites. They could point to <strong>Trieste</strong>’s cultural <strong>and</strong> commercial development as it<br />
proceeded h<strong>and</strong> in h<strong>and</strong>: between 1840 <strong>and</strong> 1857, <strong>Trieste</strong> saw the construction of the Teatro<br />
Gr<strong>and</strong>e, the Palazzo Carciotti, the Hôtel de la Ville, the Borsa (Stock Exchange), the Tergesteo,<br />
<strong>and</strong> the Chiesa di Sant’Antonio Nuovo as well as the Cantiere di San Marco, Lloyd’s Arsenal,<br />
<strong>and</strong> the Stabilimento Tecnico Triestino. 48<br />
But for all of Revoltella’s urging <strong>and</strong> for all of the<br />
Foreign Ministry’s concern about securing power <strong>and</strong> prestige in the Mediterranean, <strong>Trieste</strong><br />
never did unseat Genoa <strong>and</strong> Marseilles – let alone Bremen <strong>and</strong> Rotterdam. Of course, <strong>Trieste</strong> did<br />
grow steadily in the last half century prior to the First World War -- both in population <strong>and</strong> in<br />
trade. By the time <strong>Trieste</strong>’s connections with Switzerl<strong>and</strong>, southern Germany, <strong>and</strong> western<br />
Europe were further enhanced by the opening of the Tauern railway in 1909, the traffic of goods<br />
between Vienna <strong>and</strong> <strong>Trieste</strong> had increased by 1200% (import) <strong>and</strong> 1350% (export) from<br />
48 Giani Stuparich, introduction to Sartorio, Memorie, ix.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 20/38<br />
1857/1859 to 1900/1909. Hamburg-based shipping companies had good reason to be alarmed –<br />
after all, from <strong>Trieste</strong>, the ports of Egypt, Albania, the Ottoman Empire, Tunisia, <strong>and</strong> Morocco<br />
could be reached easily – <strong>and</strong> south German industrial centers in Bavaria <strong>and</strong> Swabia were closer<br />
to <strong>Trieste</strong> than to Hamburg by rail. 49<br />
Ultimately, however, Hamburg <strong>and</strong> Bremen grew even<br />
more. Although the value of <strong>Trieste</strong>’s total trade grew by 150% in the first decade of the<br />
twentieth century, from 712.6 million crowns in 1900 to 1,801.6 million crowns in 1913,<br />
Hamburg’s growth in the same period was almost ten times as great. 50<br />
To explain <strong>Trieste</strong>’s failure to live up to the great promise it showed in the 1860s,<br />
historians have pointed to the state of the Austro-Hungarian economy <strong>and</strong> its industrial<br />
production, the physical challenges of transporting goods overl<strong>and</strong> to <strong>and</strong> from <strong>Trieste</strong> across the<br />
rocky Karst <strong>and</strong> the Julian Alpine range that separated the coast from major industrial centers,<br />
<strong>and</strong> an unfavorable economic cycle for Mediterranean shipping, among other factors. But for<br />
contemporaries, one explanatory factor was favored above all others. Those consular officials<br />
who believed in an Austrian form of Manifest Destiny, who thought that a ‘modern’ Austria<br />
would be an Austria with flourishing trade with East <strong>and</strong> South Asia, South America, <strong>and</strong> Africa,<br />
had little difficulty identifying the ‘weakest link’ in Austrian commerce: the Austrian Lloyd.<br />
Several generations of consular officials in East Asia <strong>and</strong> Africa complained passionately,<br />
vociferously, <strong>and</strong> repeatedly about the deplorable condition of international shipping under the<br />
49 Heinrich Weber, Der Verkehrskampf Hamburg-Triest. Seine historische Entwicklung und jetzige Form<br />
(Inaugural-Dissertation zur Erlangung der Doktorwürde der Hohen Philosophischen Fakultät der Ruprecht-Karls-<br />
Universität zu Heidelberg. Beerfelden, 1930), 41-42. After the reorganization of the monarchy into two halves in<br />
1867, Hungary started to build up its own Adriatic port of Fiume/Rijeka. Consequently, goods shipping to or from<br />
Hungary were included in the first set of figures, but not in the second – since they no longer went to or from<br />
<strong>Trieste</strong>. The growth of the port’s traffic was enough to compensate for the loss of Hungarian products, as these<br />
statistics show – but it would be more remarkable still were it not for the politically-motivated expansion of<br />
Fiume/Rijeka.<br />
50 Giuseppe Lo Giudice, <strong>Trieste</strong>, L’Austria ed il Canale di Suez (Catania: Università degli studi, 1979), 228.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 21/38<br />
Austrian flag. 51<br />
Service on the Austrian Lloyd, they contended, was so unreliable, slow, <strong>and</strong><br />
irregular that Austrian companies relying on their own national shipping company for import or<br />
export were at a serious disadvantage. In report after report, consuls bemoaned cases in which<br />
import/export company contracts required that shipping be entrusted to “any company other than<br />
the Austrian Lloyd.” 52<br />
The state-subsidized shipping giant, its critics contended, steadfastly refused to compete<br />
in earnest for East Asian or North African markets, <strong>and</strong> its protectors at the Ministry of<br />
<strong>Commerce</strong> seemed completely inured to consular officials’ pleas for closer imitation of the<br />
German <strong>and</strong> British model. Not only were consular officials sympathetic to local businessmen’s<br />
complaints about the challenges of doing business, they were positively mystified by the<br />
Ministry of <strong>Commerce</strong>’s tolerance of what they perceived to be an obvious abuse of generous<br />
state subsidies. Although other large national shipping companies, like Norddeutscher Lloyd,<br />
received government subsidies only in exchange for promises of rapid <strong>and</strong> regular service, the<br />
aging <strong>and</strong> even the degeneration of the Austrian Lloyd’s fleet was tolerated. The Austrian<br />
Lloyd’s reticence to exp<strong>and</strong> its service in East Asia <strong>and</strong> North Africa was based on brief<br />
excursions into these markets that did not prove immediately profitable. <strong>Local</strong> consuls pleaded<br />
for more regular <strong>and</strong> more reliable service to their ports, promising tremendous <strong>and</strong> growing<br />
markets for Austria-Hungary if its merchants could only become established. 53<br />
Lloyd argued<br />
51 The conclusions that follow are based upon commercial reports (h<strong>and</strong>elspolitische Berichte) from consulates in<br />
Yokohama, Hong Kong, Shanghai, Bombay, Tunis, Cape Town, <strong>and</strong> Tangier. Haus-, Hof- und Staatsarchiv<br />
(HHStA), Ministerium des Äußern (MdA), Administrative Registratur (AR), F 4, 8, 38, 68 <strong>and</strong> 95.<br />
52 Among dozens of examples: Report from Consul Julius Pisko to MdA, Shanghai, 28 May 1900, with copy of<br />
excerpts from a letter from Herren Carlowitz & Co., Hong Kong, to Herren Carlowitz & Co., Hamburg, HHStA<br />
MdA AR F68/2; also report from Vice-Consul Max Kutschera to MdA, Hong Kong, 1 Feb 1899, HHStA MdÄ, AR<br />
F68/1.<br />
53<br />
Vice Consul Baron Ramberg wrote a series of reports between September <strong>and</strong> December in which he soberly, but<br />
emphatically, outlined the importance of increasing contact between <strong>Trieste</strong> <strong>and</strong> Port Elizabeth, but also of lowering<br />
railroad freight rates between Austria-Hungary’s industrial centers <strong>and</strong> <strong>Trieste</strong>. Z. 66017/1902 from Ramberg in<br />
Cape Town to MdA (6 Sept. 1902), Z78283 pr 25 XI 1902, note from Ramberg, Cape Town to MdA (5 Nov. 1902),
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 22/38<br />
that its service met current needs – but consular officials <strong>and</strong> the overseas business communities<br />
that they represented (in addition to disputing even that claim) countered that exp<strong>and</strong>ed shipping<br />
opportunities had to precede, not follow, exp<strong>and</strong>ed commercial relations. 54<br />
While echoing<br />
liberal critics of protectionism who argued that government subsidies lulled Austrian Lloyd into<br />
laziness <strong>and</strong> a “lack of initiative,” consuls also suggested that those very subsidies should serve<br />
as the government’s excuse to insist upon reform. 55 Case after case of embarrassing delays, theft<br />
or damage of goods, interruptions of service, <strong>and</strong> other problems were forwarded by the Ministry<br />
of Foreign Affairs to the Ministry of <strong>Commerce</strong> – in each case soliciting little more than excuses<br />
<strong>and</strong> justifications proffered by the Ministry of <strong>Commerce</strong> on behalf of the Austrian Lloyd.<br />
The Ministry of <strong>Commerce</strong> might have had many motives for defending the Austrian<br />
Lloyd. As an Austrian, rather than Austro-Hungarian, ministry, it was inclined to protect an<br />
Austrian company against potential Hungarian threats posed by the Austrian Lloyd’s competitor,<br />
Adria, <strong>and</strong> by extension, <strong>Trieste</strong>’s competitor, Fiume (Rijeka). There were deep ties in personnel<br />
between the Ministry of <strong>Commerce</strong> <strong>and</strong> the Austrian Lloyd’s board. This may have led<br />
ministerial officials to share a perspective on the costs <strong>and</strong> benefits of expansion with Lloyd’s<br />
executive board that the consular officials did not underst<strong>and</strong>.<br />
note from MdA to HM (29 Dec. 1902), Z 79750/9 pr 1 Dec 1902, letter from Ramberg in Cape Town (12 Nov 1902<br />
to MdA), all in HHStA, MdA, AR, F68: Schiffahrt – Lloyd, Box 1: Allgemein, 1899-1902.<br />
54<br />
The Hungarian steamship line, ‘Adria,’ was accused of a similarly conservative approach. For example, the<br />
service it introduced to Morocco in 1902 was cancelled after only a few months during the “most unfavorable<br />
season of the year.” Report from Leopold Count Koziebrodzki, Tangier (13 Feb. 1907) to MdÄ. HHStA, MdA, AR,<br />
F 95: Schiffahrt Adria, Akt 1: Generalia 1901-1915: Agentien, Beschwerden, Fahrbegünstigungen, Tarife, Varia,<br />
Verkehrslinien.<br />
55 “Mangel an Initiative,” from Vice-Consul Maximilian Kutschera’s report Nr. 405, Hong Kong, 6 November<br />
1899. HHStA, MdA, AR, F68/1. For a contemporary criticism, see Royal Meeker, History of Shipping Subsidies.<br />
Publications of the American Economic Association, Series 3, Vol. 6, No. 3. (New York, 1905), 119. Meeker<br />
argues that the Austrian Lloyd had “no incentive for improvement” because of subsidies <strong>and</strong> “governmental favors”<br />
that nullified the effects of domestic <strong>and</strong> foreign competition. Nachum Gross asserted that “it is not surprising that<br />
Austria-Hungary’s tonnage [through the Suez Canal] is the smallest of the six greatest European powers” due to “the<br />
geographical position of the monarchy <strong>and</strong> its protectionist policies.” Nachum Gross, “Die Stellung der<br />
Habsburgermonarchie in der Weltwirtschaft,” in Die Habsburgermonarchie 1848-1918, Vol. I, Die Wirtschaftliche<br />
Entwicklung, ed. Alois Brusatti (Vienna: Verlag der Österreichischen Akademie der Wissenschaften, 1973), 21.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 23/38<br />
Measured against the German model of commerce, or, for that matter, our contemporary<br />
underst<strong>and</strong>ing of what drives globalization, the Austrian Lloyd appeared conservative, lacking in<br />
initiative, or even backward. But <strong>Trieste</strong> belonged to a different context than did Hamburg or<br />
other North Atlantic ports. Indeed, it was only one of many Eastern Mediterranean ports<br />
balancing between prosperity <strong>and</strong> obsolescence in the late imperial period. Traffic in people<br />
(including perennial problems with stowaways), as well as traffic in goods <strong>and</strong> ideas, not to<br />
mention competition with one another, tied these ports’ fates together. 56<br />
This Mediterranean<br />
connection invites comparisons between <strong>Trieste</strong> <strong>and</strong> other second-order Mediterranean ports as<br />
they struggled to compete with the likes of Marseille <strong>and</strong> Genoa. Like Salonica, <strong>Trieste</strong> was<br />
transformed by the advent of steam in the middle of the “hurried [nineteenth] century.” 57<br />
The<br />
“power <strong>and</strong> the reliability” of the steamship, along with its sheer speed, radically altered the<br />
accessibility of seaside towns formerly remote from the European mainstream. 58 It took more<br />
than a fleet of steamships to navigate between age-old Mediterranean concerns <strong>and</strong> the new<br />
problems of global commercial networks created by technological advance.<br />
<strong>Trieste</strong> was neither part of the dominant western European commercial networks, nor was<br />
it perceived to be as ‘oriental’ as vicinal ports belonging to the Ottoman Empire. 59<br />
The British<br />
diplomat, Andrew Archibald Paton, noted that “the traveller here feels himself no longer in a<br />
provincial atmosphere, but in one of the great centres of political action <strong>and</strong> commercial<br />
56 For typical complaints about stowaways traveling from Alex<strong>and</strong>ria to <strong>Trieste</strong>, see AST LT AP Busta 6 (1865)<br />
folder 1/12.8 (Lloyd).<br />
57 The quotation comes from an 1881 guidebook written by E. Isambert, cited in Mark Mazower, Salonica, City of<br />
Ghosts: Christians, Muslims <strong>and</strong> Jews, 1430-1950 (New York, Knopf, 2005), 176.<br />
58 Max Maria von Weber, as cited in David Blackbourn, The Conquest of Nature: Water, L<strong>and</strong>scape <strong>and</strong> the Making<br />
of Modern Germany (London: Jonathan Cape, 2006), 156.<br />
59 Stendhal noted in 1830 that in <strong>Trieste</strong>, “one feels the proximity of Turkey” (on sent le voisinage de la Turquie) in<br />
the persons of men visiting the port not only visually, thanks to their attire (wide pants, h<strong>and</strong>some caps), <strong>and</strong><br />
culturally (“amiable half-savages”), but also sensually (“their boats stink of rotten oil” [“leurs barques senttent<br />
diablement l’huile pourrie”]. Letter No. 928 to Adolphe de Mareste, <strong>Trieste</strong>, 26 December 1830, in Stendhal,<br />
Correspondance, 202-203.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 24/38<br />
transaction,” <strong>and</strong>, in a formula intended to distinguish <strong>Trieste</strong> from one of the most ubiquitous<br />
tropes about the East, added “of all the ports I have seen, <strong>Trieste</strong> is the cleanest.” 60<br />
But even as<br />
he notes “our vicinity to Italy” <strong>and</strong> “the vicinity to the l<strong>and</strong>s broad <strong>and</strong> wide that stretch from the<br />
Alps to the Baltic,” Paton is struck by the diversity of “commercial men” who collected in<br />
<strong>Trieste</strong>’s port. “Those dark-complexioned men with mustachios, full of gesticulation, are Greeks<br />
striking a bargain; for this nation is in great force in <strong>Trieste</strong>, <strong>and</strong> exercises a great influence. The<br />
German of the north is seen, with his round face, his blue eyes, <strong>and</strong> fair hair; <strong>and</strong> the Italian, with<br />
his regular features, glossy black hair, <strong>and</strong> pale complexion. Nor are the darker hues awanting;<br />
for a b<strong>and</strong> of Arab sailors is seen entering, who look with surprise at a <strong>Frank</strong> bazaar.” 61<br />
Lying<br />
somewhere between Arabia <strong>and</strong> Greece on the one h<strong>and</strong>, <strong>and</strong> Italy <strong>and</strong> Germany on the other,<br />
<strong>Trieste</strong> was “the tangent of Italian, German, <strong>and</strong> Slaavic [sic].” 62<br />
But <strong>Trieste</strong> was also a gateway between west <strong>and</strong> east of a different sort than Churchill<br />
had in mind. This element to <strong>Trieste</strong>’s liminal nature is nicely captured in two passages from<br />
Mark Mazower’s Salonica. On the one h<strong>and</strong>, Mazower credits <strong>Trieste</strong> with a critical role in<br />
opening Salonica to traffic: “As the Austrian Lloyd Company, the Ottoman Steam Navigation<br />
Company <strong>and</strong> the French Messageries Maritimes established weekly steamer services linking<br />
Salonica to Istanbul <strong>and</strong> the Adriatic, the slow transformation of its prospects began.” On the<br />
other h<strong>and</strong>, that <strong>Trieste</strong> did not garner the respect of other western ports is clear from the<br />
apparent tone of surprise with which Mazower notes, in his words, “In the event, Izmir,<br />
Alex<strong>and</strong>ria <strong>and</strong> even <strong>Trieste</strong> outstripped the Macedonian port.” 63<br />
60 Andrew Archibald Paton, Researches on the Danube <strong>and</strong> the Adriatic; or Contributions to the modern history of<br />
Hungary <strong>and</strong> Translvania, Dalmatia <strong>and</strong> Croatia, Servia <strong>and</strong> Bulgaria (Leipzig: Brockhaus, 1861), 410.<br />
61 Ibid, 411-412.<br />
62 Ibid, 411.<br />
63 Mazower, Salonica, 211 <strong>and</strong> 217.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 25/38<br />
Like many European ports, <strong>Trieste</strong>’s liminal quality was not only symbolic or<br />
geographic, but also functional. <strong>Trieste</strong> did not only benefit from domestic migratory traffic; it<br />
was also a stopping point for Europeans looking for work farther a field. In 1913 alone, more<br />
than 52,000 emigrants used <strong>Trieste</strong> as their port of departure on their way to the Americas. 38<br />
percent of them came from the Russian Empire. 64 Their health – in particular, the danger that<br />
they might carry infectious diseases out of notorious ‘cholera hot spots’ (Choleraherden) – was a<br />
perennial source of concern – one that fit into narratives of Eastern European ‘disease’ more<br />
broadly. 65<br />
That this problem had, simultaneously, a local <strong>and</strong> an international dimension is<br />
demonstrated by the story of the Argentine health inspector assigned to <strong>Trieste</strong>, Dr. Philipp<br />
Justo. Justo arrived in <strong>Trieste</strong> in December of 1908, <strong>and</strong>, according to the office of the Viceroy<br />
of <strong>Trieste</strong>, examined passengers destined for Buenos Aires to predict whether or not emigrants<br />
would be allowed to disembark once they reached Argentina. The Triestine viceroy’s office <strong>and</strong><br />
the Ministry of the Interior greeted his appointment coolly. The first problem was that Justo<br />
confessed privately that he had been instructed by the Argentine government that Russian Jews<br />
were considered “troublesome immigrants,” <strong>and</strong> that he should focus his attention on potential<br />
health problems within that community. The second, perhaps greater worry, was that <strong>Trieste</strong><br />
would become responsible for the support of those invalids who were refused passage due to<br />
infectious disease. Justo became a persona non grata in <strong>Trieste</strong> at the very same time his<br />
colleagues were expelled from Hamburg <strong>and</strong> Bremen in the fall of 1910. 66<br />
The logistical<br />
challenge of managing emigration was one of many features that <strong>Trieste</strong> shared with other major<br />
European ports.<br />
64 Babudieri, Industrie, 159.<br />
65 Paul Weindling, Epidemics <strong>and</strong> Genocide in Eastern Europe, 1890-1945 (Oxford: Oxford University Press,<br />
2000).<br />
66 Correspondence between the Ministry of the Interior <strong>and</strong> the Statthalterei Präsidium in <strong>Trieste</strong>, April 1909 until<br />
September 1910. AST, LT AP, Busta 339 (1909), 16. Consolati.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 26/38<br />
<strong>Trieste</strong> was perhaps the most cosmopolitan city in a multinational empire, <strong>and</strong>,<br />
consequently, it was, in its linguistic diversity, social structure, <strong>and</strong> economic underpinnings,<br />
also a very typical Mediterranean port. <strong>Trieste</strong>’s diverse population may seem to reflect its<br />
belonging to an overtly supranational empire. But it was also at the heart of its economic growth<br />
in a way that was far from unusual in Mediterranean ports. In order to attract merchants to the<br />
newly designated free port, Maria Theresa offered economic <strong>and</strong> social advantages including<br />
imperial patents, immunities, commercial privileges, <strong>and</strong> religious self-government that drew<br />
immigrants from across Europe. 67 Its leading citizens included Catholics, Jews, Protestants, <strong>and</strong><br />
Orthodox Christians who migrated from Illyria, Engl<strong>and</strong>, Denmark, Switzerl<strong>and</strong>, the German<br />
states, <strong>and</strong> the Kingdom of Italy, as well as Armenian, Turkish, <strong>and</strong> Greek regions of the<br />
Ottoman Empire, <strong>and</strong> all the many regions of the Austrian Empire itself, including Bohemia,<br />
Croatia, <strong>and</strong> Hungary. The gr<strong>and</strong> bourgeois mercantile families who dominated Triestine society<br />
had surnames that were sometimes, but not always, suggestive – the Brunners came from<br />
Vorarlberg, the Alboris from Dalmatia, the Afendulis from Athens, the Chaudoux from<br />
Switzerl<strong>and</strong>, the Glanstättens from northern Germany, the Economos, who were Jewish, from<br />
Ottoman Turkey – but the Cosulich <strong>and</strong> Tripcovich families were proud Italians. Moreover, the<br />
diversity of other mercantile families’ origins was not communicated by their surnames, which<br />
were frequently Italianized, or their language of daily use, which – in the nineteenth century, if<br />
67 Cristina Benussi, “Dentro <strong>Trieste</strong>: un po’ di storia,” in Dentro <strong>Trieste</strong>: Ebrei, Greci, Sloveni, Serbi, Croati,<br />
Protestanti, Armeni, ed. by Cristina Benussi, Giancarlo Lancellotti, Claudio H. Martelli, Patrizia Vascotto (<strong>Trieste</strong>:<br />
Hammerle, 2006), 6. Although <strong>Trieste</strong> was a particularly attractive destination for foreign merchants <strong>and</strong><br />
entrepreneurs, it should be noted that all of Austria offered a certain appeal to ambitious entrepreneurs from<br />
elsewhere in central <strong>and</strong> western Europe. In particular, immigrants with “technical know-how” came to Austria to<br />
fulfil “colonializing tasks” such as introducing new forms of industrial technology. Josef Mentschl, “Das<br />
österreichische Unternehmertum,” in Die Habsburgermonarchie 1848-1918, Vol. I, Die Wirtschaftliche<br />
Entwicklung, ed. Alois Brusatti (Vienna: Verlag der Österreichischen Akademie der Wissenschaften, 1973), 255.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 27/38<br />
not earlier, was always Italian. 68<br />
Rather, it was revealed by their citizenship – Greek, Eyptian,<br />
Ottoman, German, Swiss, which often remained unchanged even after several generations of<br />
residency in <strong>Trieste</strong>. And why change it In <strong>Trieste</strong>, resident foreign nationals were permitted to<br />
vote in municipal <strong>and</strong> provincial elections. According to legislation established to promote<br />
immigration to the free port, neither a resident’s commercial activity nor his participation in<br />
public life would be adversely affected by foreign citizenship. Citizenship, like religion, was left<br />
entirely to the discretion of the individual. 69<br />
Under the old estate-based voting system, it had<br />
seemed only natural that the men who could vote should be the men who ran the city’s<br />
mercantile enterprises <strong>and</strong> were most directly invested in its prosperity. In a cosmopolitan port<br />
city, it had seemed equally natural that some of these men might have been born abroad. As, for<br />
that matter, were a significant number of the laborers they employed.<br />
<strong>Trieste</strong>’s cosmopolitan labor force was shaped by streams of immigration from within<br />
<strong>and</strong> without the empire. Gazing at the Arsenal, or shipyards of the Austrian Lloyd, Emilio<br />
Brentani, the protagonist of Italo Svevo’s second novel, Senilità, calls <strong>Trieste</strong> ‘the city of<br />
labor.’ 70<br />
Indeed, from the city’s richest patrons, most of whom were merchants rather than<br />
l<strong>and</strong>ed magnates, to its poorest, the profits of <strong>and</strong> search for work were at the center of public<br />
activity. Immigrants from the Kingdom of Italy streamed into the city in search of work in its<br />
many shipyards, much to the chagrin of the 3 rd Corps Comm<strong>and</strong> in Graz, which saw in every<br />
68<br />
For intelligent speculation about the linguistic habits of local peasants in the eighteenth century, see Cathie<br />
Carmichael, “Locating <strong>Trieste</strong> in the Eighteenth <strong>and</strong> Nineteenth Centuries,” in Mediterranean Ethnological Summer<br />
School Vol. I (Ljubljana: Knjižnica Glasnika Slovenskega etnološkega društva), 11-21. For brief accounts of the<br />
experiences of each of <strong>Trieste</strong>’s minority populations (Jews, Greeks, Slovenes, Croats, Protestants, Armenians), see<br />
Cristina Benussi, Giancarlo Lancellotti, Claudio H. Martelli, Patrizia Vascotto, eds., Dentro <strong>Trieste</strong>: Ebrei, Greci,<br />
Sloveni, Serbi, Croati, Protestanti, Armeni (<strong>Trieste</strong>: Hammerle, 2006).<br />
69 Anna Millo, L’Elite del Potere a <strong>Trieste</strong>: Una Biografia collettiva, 1891-1928 (Milan: Franco Angeli, 1989), 32.<br />
70 Italo Svevo [Ettore Schmitz], Ein Mann wird älter trans. Piero Rismondo (Berlin: Verlag Klaus Wagenbach,<br />
2000), 85-86. Or, in English, As a Man Grows Older, transl. by Beryl de Zoete (New York: New York Review<br />
Books, 2001), 48.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 28/38<br />
Italian worker a potential spy. 71<br />
This perspective must have been the source of great frustration,<br />
since regnicolli, or citizens of the Kingdom of Italy, made up 12.5 percent of <strong>Trieste</strong>’s<br />
population. 72<br />
Temporary workers from the Karst (most of them Slovenian-speaking), young Hungarian<br />
<strong>and</strong> German-speaking Naval cadets, <strong>and</strong> aspiring sea captains from every province of the Empire<br />
joined Istrian, Dalmatian, <strong>and</strong> Italian job seekers, western European consuls, traders, language<br />
teachers, <strong>and</strong> tourists, <strong>and</strong> Habsburg subjects who longed for the coastline’s open vistas.<br />
Enormous migration made <strong>Trieste</strong> a multilinguistic city even by Austrian st<strong>and</strong>ards, <strong>and</strong><br />
accounted for its remarkable population growth. According to the 1880 census, of the city’s<br />
120,000 legally registered inhabitants, 83,000 were Italian speakers, 26,000 spoke Slovenian or<br />
Croatian, 6,000 spoke German, 1,000 spoke Greek, 2,000 spoke other official languages of the<br />
monarchy. 73<br />
In 1910, <strong>Trieste</strong> had 191,000 registered inhabitants – marking a population increase<br />
of sixty percent in only 30 years. In contrast, Austria’s entire population grew by only 28% over<br />
the same period 74 Migration created a fluxuating labor population <strong>and</strong> a sense of demographic<br />
dynamism in <strong>Trieste</strong>. This clearly had an impact on tensions between nationalists claiming to<br />
represent the Italian-speaking urban community <strong>and</strong> nationalists claiming to represent a growing<br />
71 See, for example, K.u.k. 3. Korpskomm<strong>and</strong>o, Graz, 31 Mar 1909, to Statthalterei Präsidium in <strong>Trieste</strong>, RE:<br />
“Eliminierung ital. Arbeiter.” Archivio di Stato di <strong>Trieste</strong> (AST), Luogotenenza (LT) Atti Presidiali (AP) 1906-<br />
1918, Busta 338 (1909), 10. Polizia di stato e pubblica sicurezza; or K.u.k. Generalstabschef des 3. Korps, Graz, to<br />
Statthalter, 6 October 1908, RE: “Lloydagent Martinolich mit Funktionen eines kgl. ital. Konsularagenten betraut.”<br />
AST LT AP 1906-1918, Busta 330 (1908),16. Consolati, Pr 915 – 08.<br />
72 Population statistic from Alfred Alex<strong>and</strong>er, The Hanging of Wilhelm Oberdank (London: London Magazine<br />
Editions, 1977), 14. The last decades of the nineteenth <strong>and</strong> first of the twentieth centuries were the “outst<strong>and</strong>ing<br />
years of Italian emigration.” Luigi de Rosa, “The economy <strong>and</strong> the national question in Italy,” in Economic Change<br />
<strong>and</strong> the National Question in Twentieth-Century Europe, ed. by Alice Teichova, Herbert Matis, <strong>and</strong> Jaroslav Pátek<br />
(Cambridge: Cambridge University Press, 2000), 177, citing Commissariato generale dell’emigrazione, Annuario<br />
statistico della emigrazione italiana dal 1876 al 1925 con notizie sull’emigrazione negli anni 1869-1875 (Rome,<br />
1926), 6ff.<br />
73 Alex<strong>and</strong>er, 14.<br />
74 Calculated using data in Emil Brix, Die Umgangssprachen in Altöstereich zwischen Agitation und Assimilation:<br />
die Sprachenstatistik in den zisleithanischen Volkszählungen 1880 bis 1910 (Vienna, Cologne <strong>and</strong> Graz: Böhlau,<br />
1982), 436 <strong>and</strong> 442.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 29/38<br />
<strong>and</strong> chronically undercounted Slovenian-speaking population. Nevertheless, increasing tension<br />
was neither inevitable nor universal. This was a mutable population – but while its linguistic <strong>and</strong><br />
religious diversity seemed to some Italian nationalists to diminish its cohesion, for others it<br />
constituted the city’s fundamental character, <strong>and</strong> lay at the heart of a sense of community built<br />
upon pluralism.<br />
If, then, <strong>Trieste</strong> can illuminate Habsburg domestic politics <strong>and</strong> foreign commercial<br />
policy, it can also do more. It also clarifies the relationships <strong>and</strong> challenges that emerged in the<br />
second half of the nineteenth century in one of Europe’s oldest imperial spaces – the<br />
Mediterranean – when new lines of migratory <strong>and</strong> commercial traffic across the Atlantic, Pacific,<br />
<strong>and</strong> Indian Oceans posed such a critical challenge to its importance. These challenges were<br />
raced by all European economies, <strong>and</strong> by innumerable merchants <strong>and</strong> investors on all sides of the<br />
venerable Middle Sea.<br />
For all that it shared with other ports, though, in one respect <strong>Trieste</strong> was entirely unique.<br />
It was, after all, the only major port in Austria <strong>and</strong> bore responsibility for representing the<br />
accumulated prestige of seven centuries of Habsburg <strong>Imperial</strong> glory. Its possession of <strong>Trieste</strong>,<br />
<strong>and</strong>, more broadly, its physical geography (on the Mediterranean) colored Austria-Hungary’s<br />
vision of its rightful place among the great ‘civilized’ powers of Europe. Austria-Hungary<br />
boasted Europe’s sixth-largest navy <strong>and</strong> its seventh-largest steam-powered merchant marine on<br />
the eve of the First World War, which placed it in a reasonable position globally, but also meant<br />
it was unable to dominate the Mediterranean. 75<br />
Nevertheless, the Ministry of Foreign Affairs’<br />
75 The ten largest (measured in gross tonnage) steam-driven merchant marines in Europe were (in order) Great<br />
Britain, Germany, France, Norway, Netherl<strong>and</strong>s, Italy, Austria-Hungary, Sweden, Spain, Russia. Alfred Escher,<br />
Triest und seine Aufgaben im Rahmen der österreichischen Volkswirtschaft (Vienna: Manz, 1917), 35. The largest<br />
navies were Great Britain; Germany; France; Italy; Russia; Austria-Hungary. Lawrence Sondhaus, The Naval Policy<br />
of Austria-Hungary, 1867-1918: Navalism, Industrial Development, <strong>and</strong> the Politics of Dualism (West Lafayette:<br />
Purdue University Press, 1994), 188.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 30/38<br />
interest in Africa, the Levant, South America, <strong>and</strong> East Asia – <strong>and</strong> its consular officials’ sense of<br />
entitlement, even, to a share of those markets – are a useful reminder that the scramble for<br />
overseas influence was not restricted to those powers that actually succeeded in acquiring<br />
colonies abroad. Austria-Hungary’s foreign ministry as well as its business community<br />
perceived the empire to be an important competitor in the battle for economic power in the<br />
Mediterranean, <strong>and</strong> beyond. The significance of that competition went beyond profits, according<br />
to Revoltella, who argued that “one can measure the wealth <strong>and</strong> cultural status of a people by the<br />
condition <strong>and</strong> use of those connections that exist between its own centers of production <strong>and</strong><br />
consumption <strong>and</strong> foreign ones.” 76 This contest for power not only took the form of occasional<br />
military confrontations between Germany, Great Britain, Italy, <strong>and</strong> France, but also was waged<br />
using the scores of ships that carried consuls, businessmen, shipping agents, tourists, migrant<br />
laborers, emigrants, journalists, manufactured goods, <strong>and</strong> raw materials across the Mediterranean<br />
in all directions. 77<br />
Its participation in international commerce, <strong>and</strong> its perception of that<br />
commerce as competitive, shed new light on the question of whether the Austro-Hungarian<br />
Empire truly deserves to be called an empire. It is certainly fair to describe the monarchy as “an<br />
imperial great power without colonies, so not a colonial power in the real sense.” 78<br />
Austrian<br />
scholars have argued that Austria-Hungary tried to minimize its colonial pretensions by<br />
describing itself as a “soft” or “selfless” power with a maternal responsibility to care for<br />
76 Revoltella, Oesterreichs Betheiligung, 8.<br />
77 The Ottoman navy requisitioned several Austro-Hungarian mercantile ships during the Balkan War of 1912-1913<br />
– but Austria-Hungary was itself rarely involved in naval conflicts after its victories against Italy in Custoza <strong>and</strong><br />
Lissa in 1866. Nevertheless, the results of confrontations like the First <strong>and</strong> Second Moroccan Crises or the Italo-<br />
Turkish War of 1912 showed the importance of military strength in securing influence – if not territorial sovereignty<br />
– in the region. For the Austro-Hungarian navy’s participation in the Balkan war (<strong>and</strong> the fate of its mercantile<br />
ships), see Haus-, Hof-, und Staatsarchiv (HHStA), Ministerium des Äußern (MdA), Administrative Registratur<br />
(AR), F 36. Schiffswesen, Krieg, K. 31: Balkankrieg 1912/1913, folder 10: Schiffahrtsangelegenheiten, 10/1:<br />
Beschlagnahme der Zurani-Dampfer “Buena” u. Liqeni” durch die türk. Militärverwaltung von Skutari, später durch<br />
Montenegro.<br />
78 Ursula Prutsch, “Habsburg postcolonial,” in Johannes Feichtinger, Ursula Prutsch, <strong>and</strong> Moritz Csáky, eds.,<br />
Habsburg postcolonial (Innsbruck, Vienna, Munich, Bolzano: StudienVerlag, 2003), 36.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 31/38<br />
neighboring peoples in southeastern Europe. Emil Tietze, the president of the “Geographischen<br />
Gesellschaft” or Geographical Society, claimed “the Austrian traveler has, as a rule, no other<br />
primum mobile than the love of research itself.” 79 These claims notwithst<strong>and</strong>ing, Austria-<br />
Hungary’s failure to secure extra-European colonies was just that – a failure, <strong>and</strong> not an “anticolonial”<br />
policy. Austria-Hungary, while not a “colonial state” (Kolonialstaat), was also “not an<br />
anti-colonial power.” From 1780 to 1914, the monarchy made seven concrete attempts to gain<br />
territorial sovereignty outside of Europe, two of which were briefly successful. 80<br />
What has long been commonplace in British history – that informal empires can be as<br />
significant as formal colonial relationships – has received less attention in the case of secondorder<br />
European ‘great powers’ like Austria-Hungary. 81<br />
For Austria-Hungary, though, ‘informal<br />
empire’ was an overt proxy for, rather than an extension of, legal sovereignty. Ludwig von<br />
Callenberg, the ambassador to the Kingdom of Morocco, warned that a complete reorganization<br />
of Austro-Hungarian shipping connections to Morocco would be necessary in order to prevent<br />
the utter collapse of trade between the countries: “We run the risk that our local trade will lose<br />
even its last positions in the near future. If we act soon, we can easily save them; once they are<br />
lost, however, it will cost us twice the effort to reconquer lost territory later.” 82 It is not the<br />
statistical significance of trade with Morocco that makes Callenberg’s concern interesting, but<br />
79 Prutsch, 36. See, for example, Sauer, ed., K.u.k. kolonial. Tietze quotation: Walter Sauer, “Jenseits der<br />
‘Entdeckungsgeschichte’: Forschungsergebnisse und Perspektiven,” in K.u.k. kolonial: Habsburgermonarchie und<br />
europäische Herrschaft in Afrika, ed. by Walter Sauer (Vienna: Böhlau, 2002). 7.<br />
80<br />
Unsuccessful: Suqutra [off the coast of Somalia, belongs to Yemen] 1857/58, Nicobar Isl<strong>and</strong>s [in the Bay of<br />
Bengal] 1858, Solomon Isl<strong>and</strong>s 1895/96, Western Sahara 1899, Southeastern Anatolia 1913. Successful: 1777-<br />
1781, trade stations established (as part of Austrian East Indian Company) in Mozambique’s Delagoa Bay <strong>and</strong><br />
Nicobar Isl<strong>and</strong>s; 1901-1914: 6 square kilometer section of Tientsin in China occupied by AH army. Walter Sauer,<br />
“Schwarz-Gelb in Afrika. Habsburgermonarchie und koloniale Frage,” in K. u. k. kolonial, 17.<br />
81 See, for example, the lively debate launched by John Gallagher <strong>and</strong> Ronald Robinson, ‘The <strong>Imperial</strong>ism of Free<br />
Trade,” The Economic History Review 6, No. 1 (1953): 1-15.<br />
82<br />
“Wir laufen Gefahr, daß unser hiesiger H<strong>and</strong>el in nächster Zeit auch seine letzten Positionen verliert. Bei einem<br />
baldigen Eingreifen würden sie sich leicht retten lassen; sind sie dagegen einmal verloren, so wird es später doppelte<br />
Mühe kosten, das verlorene Terrain wieder zu erobern.” Note from Ludwig von Callenberg, Tanger, 20 Juni 1909,<br />
to MdÄ, Betreff: Klagen über den “Adria”-Dienst. Neuregelung des österreichisch-ungarischen Schiffahrtsdienstes<br />
nach Marokko. HHStA, MdA, AR, F 95: Schiffahrt Adria, Akt 1: Generalia 1901-1915.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 32/38<br />
rather his choice of metaphor (the reconquest of lost territory) – which is itself a telling reflection<br />
on the perceived <strong>and</strong> real connections between military strength <strong>and</strong> economic expansion. How<br />
could the great <strong>and</strong> noble tradition of a dynasty of emperors reaching back into the thirteenth<br />
century be reconciled with Austria-Hungary’s real military inferiority on the continent<br />
Pasquale Revoltella, in a memor<strong>and</strong>um intended to spur the monarchy on to greater ambitions in<br />
global commerce, argued that it was nothing short of sc<strong>and</strong>alous to have such modest mercantile<br />
aspirations: “It will remain a puzzle to coming generations that the powerful Danube Empire,<br />
while it took on a primary role in Europe <strong>and</strong> claims a distinguished place thanks to its<br />
institutions <strong>and</strong> its progress in all branches of cultural development, with an ambitious, active<br />
population of 36 million, in possession of a seacoast <strong>and</strong> all of the material means necessary to<br />
create extensive commercial connections, in a time when commerce reshaped the non-European<br />
world, stood by, as if on purpose, outside of the greatest currents of traffic.” 83<br />
It is impossible to draw an impermeable line between trade <strong>and</strong> strategic issues here.<br />
Certainly the eastern Mediterranean was a critical region for the Monarchy’s military security,<br />
geopolitical position, economic development, <strong>and</strong> even prestige. 84 For example, although trade<br />
with the Montenegro could hardly be considered a buttress of the Austro-Hungarian economy,<br />
the “competing imperialism of Austria-Hungary <strong>and</strong> Italy” made the protection of even<br />
insignificant commercial privileges <strong>and</strong> prerogatives with the tiny kingdom a matter of great<br />
concern. 85<br />
83 Revoltella, Oesterreichs Betheiligung, 16.<br />
84 According to Nachum Gross, “The monarchy made a great effort in its foreign policy objectives to earn <strong>and</strong><br />
maintain a position in Mediterranean shipping, due to the prestige associated with it.” Gross, “Stellung der<br />
Habsburgermonarchie,” 21. The segregation of economics <strong>and</strong> politics would have been even more difficult for<br />
nineteenth-century economists, whose university training (generally in the Faculty of Law) contributed to a “fixation<br />
on political issues.” Thomas McCraw, Prophet of Innovation: Joseph Schumpeter <strong>and</strong> Creative Destruction<br />
(Cambridge, MA <strong>and</strong> London: Belknap Press, 2007), 41.<br />
85 Ugo Cova, “Österreich(-Ungarn) und Italien,” in Die Habsburgermonarchie 1848-1918, Vol. 6, Part 1, Die<br />
Habsburgermonarchie im System der internationalen Beziehungen (Vienna: Österreichischen Akademie der
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 33/38<br />
Commercial competition was not entirely directed towards foreign powers: Austria <strong>and</strong><br />
Hungary were often one another’s most distressing rivals. To recreate Austria-Hungary’s<br />
position as an informal imperial power requires stepping outside municipal borders to consider a<br />
larger swath of the empire’s Adriatic coastline, including <strong>Trieste</strong>’s sister cities Fiume/Rijeka <strong>and</strong><br />
Pula/Pola. After the division of the monarchy into Austrian <strong>and</strong> Hungarian ‘halves’ in 1867,<br />
<strong>Trieste</strong> was, strictly speaking, only an Austrian city. The main port for the Kingdom of Hungary<br />
was Fiume/Rijeka – smaller, younger, but with equal pretension. Austria <strong>and</strong> Hungary wrangled<br />
over tax rates, subsidies, quotas, <strong>and</strong> other means of state-sponsored favor of one port city over<br />
the other. Both halves shared, however, responsibility for the imperial navy, stationed in the<br />
Croatian town of Pula/Pola. Here, too, tensions between Croatian- <strong>and</strong> Italian-speaking<br />
nationalists have overshadowed their common cause – to represent the monarchy in all its<br />
gr<strong>and</strong>eur in the Adriatic, the Mediterranean, <strong>and</strong> beyond. The ties – in personnel, matériel, <strong>and</strong><br />
training – between the navy, the merchant marine, the consular corps, <strong>and</strong> various scientific <strong>and</strong><br />
exploratory missions emphasized the interdependence of these three cities. Following the<br />
discovery by “a rather obscure merchant, A[rnold] Szél by name,” that “there was in Africa a<br />
country named Abyssinia with which the Monarch had neither official nor commercial<br />
relations,” preparations were quickly made to remedy this absence that demonstrated the<br />
constant need for cooperation between the navy, the Foreign Office, <strong>and</strong> Austrian commercial<br />
Wissenschaften, 1989), 678. For a contemporary view of Austria-Hungary <strong>and</strong> Italy’s rivalry in the Balkans, see<br />
Leopold von Chlumecký, Österreich-Ungarn und Italien. Das westbalkanische Problem und Italiens Kampf um die<br />
Vorherrschaft in der Adria, 2d ed (Leipzig <strong>and</strong> Vienna: Franz Deuticke, 1907). Chlumecký argued that Austria-<br />
Hungary would have to be proactive to protect its position: “Einstens der überwiegende und im Norden des L<strong>and</strong>es<br />
[Albania] von keiner Seite bestrittene, sah der österreichisch-ungarische Einfluß neben sich Zoll um Zoll den<br />
italienischen emporwachsen” (p. 220). For an argument in favor of Italy’s imperial expansion from the Italian<br />
perspective, see G. Prezzolini, “Come fare l’espansionismo,” Il Regno 30 (1904) as well as articles in Il Regno 14<br />
(1904), 11-12.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 34/38<br />
interests. 86<br />
Members of the diplomatic mission that was to establish relations with Menelik<br />
included not only the naval comm<strong>and</strong>er of the H.M.S. Panther, Ludwig Ritter von Höhnel, <strong>and</strong><br />
the Austro-Hungarian vice consul at Port Said, several members of prominent aristocratic<br />
families (“to add glamour,” as Höhnel put it), a representative of the Ministry of <strong>Commerce</strong>,<br />
twelve sailors, <strong>and</strong> one hornist. 87<br />
A year or two earlier, an Austrian company, Vulkan<br />
Werkstätte, had already managed to provide the Emperor Menelik with non-functioning coining<br />
equipment (ein Münzprägestock). It was therefore critically important, as a show of goodwill<br />
<strong>and</strong> as a sign of the potential benefits of commercial relations with Austria-Hungary, to repair the<br />
plant’s machinery. Neither Vulkan Werkstätte, nor the Foreign Ministry, however, was willing<br />
to bear the cost of sending a firm specialist on the mission, so an engineer from the Panther was<br />
sent to Vienna <strong>and</strong> trained in the appropriate repairs. Rumor of the Panther’s mission, which the<br />
Admiralty <strong>and</strong> the Foreign Ministry were supposed to keep secret, was enough to lead<br />
representatives of the Museum of Natural History <strong>and</strong> other scientific institutions to send along<br />
requests for “collections of every description, including living animals <strong>and</strong> plants,” – a request<br />
that Höhnel found “completely accorded with my own inclinations.” Although Höhnel was<br />
irritated by the potpourri of important personages he was required to host during the mission, he<br />
never questioned the blending of military, diplomatic, commercial, <strong>and</strong> scientific goals. 88<br />
A<br />
survey of correspondence between the Ministry of Foreign Affairs in Vienna <strong>and</strong> members of the<br />
consular corps stationed in Southeastern Europe, Asia, Africa, <strong>and</strong> South America is enough to<br />
prove that these gentlemen, too, viewed Austria-Hungary’s military, diplomatic, <strong>and</strong> commercial<br />
position as inextricably linked.<br />
86 Ludwig Ritter von Höhnel, Mein Leben zur See, auf Forschungsreisen und bei Hofe. Erinnerungen eines<br />
österreichischen Seeoffiziers (1857-1909) (Berlin: Reimar Hobbing, 1926), 239.<br />
87 Ibid, 242.<br />
88 Ibid, 243.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 35/38<br />
The strategic <strong>and</strong> commercial importance of the Eastern Mediterranean is easy to<br />
overlook in an age when the Scramble for Africa <strong>and</strong>, for that matter, for Asia, was so much<br />
more dramatic. Bismarck famously commented to Eugen Wolff in 1888, “Your map of Africa is<br />
very nice, but my map of Africa is in Europe. Here is Russia, <strong>and</strong> here is France, <strong>and</strong> we are in<br />
the middle; that is my map of Africa.” 89 This quotation is a perennial favorite in discussions of<br />
German foreign policy. Did Bismarck, as Niall Ferguson (<strong>and</strong> before him, AJP Taylor) have<br />
argued, mean that Africa could be used “as an opportunity to sow dissension between Britain <strong>and</strong><br />
France” 90 Or did he, as I am inclined to believe, mean that Germany should concentrate its<br />
strategic energy on the continent, securing economic domination in eastern Europe In either<br />
event, Bismarck’s attitude may hint at Austria-Hungary’s approach to influence (even ‘informal<br />
empire’) within the eastern Mediterranean. Even if Bismarck did not speak for Austria, a<br />
country for which he had nothing but scorn, his vision of powerful European states choosing to<br />
extend their significance within the continent was appropriate to the circumstances in which<br />
Austria-Hungary found itself at the turn of the twentieth century. Gaining or maintaining<br />
influence without provoking resistance required a kind of delicacy at which the Austro-<br />
Hungarian foreign office seemed to excel. Consular reports from southeastern Europe <strong>and</strong> the<br />
Levant showcase their sense of familiarity with the region, <strong>and</strong> suggest that, in their own minds,<br />
consuls expected that familiarity brought with it certain entitlements to influence. In exchange<br />
for that influence, they were prepared to display a heightened sensitivity to outward displays of<br />
89 “Ihre Karte von Afrika ist ja sehr schön, aber meine Karte von Afrika liegt in Europa. Hier liegt Rußl<strong>and</strong>, und<br />
hier liegt <strong>Frank</strong>reich, und wir sind in der Mitte; das ist meine Karte von Afrika.”<br />
90 Niall Ferguson, Empire: The Rise <strong>and</strong> Demise of the British World Order <strong>and</strong> the Lessons for <strong>Global</strong> Power (New<br />
York: Basic Books, 2003), 196. AJP Taylor refers to the same quotation: The Struggle for Mastery in Europe, 1848-<br />
1918 (Oxford: Oxford University Press, 1954), 294.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 36/38<br />
respect for foreign sovereignty. 91<br />
Nevertheless, when Germany shifted to a colonial policy<br />
focused on acquiring territory in Africa, Austria-Hungary could not follow.<br />
The Habsburg experience of pre-war global commerce, or ‘Welth<strong>and</strong>el,’ serves as a<br />
useful corrective to accounts of international commercial networks that tend to be teleological in<br />
their emphasis on steady progress towards a twenty-first century model of globalization.<br />
According to that perspective, Austria ‘lagged behind’ Germany <strong>and</strong> Great Britain. Austro-<br />
Hungarian consular reports from Asia <strong>and</strong> North Africa suggest that several important<br />
representatives of Austria-Hungary’s Ministry of Foreign Affairs were highly resentful of<br />
Germany’s greater commercial stature. The treatment, at the institutional level, of Germany as<br />
an ally rather than as a competitor was the source of significant anxiety within the consular<br />
corps. This can be seen in the products of a typical example of cooperation between the Austro-<br />
Hungarian military <strong>and</strong> consular service: the cruise of the naval vessel, SMS Zenta, to nearly<br />
every Austro-Hungarian consular post located in a port. Over the course of 1903 <strong>and</strong> 1904, both<br />
Vice Consul Julius Pisko, who was assigned to the ship, <strong>and</strong> the ship’s captain, von Boeckmann,<br />
prepared book-length reports on the conditions of the consulates they visited. Among the many<br />
concerns that von Boeckmann expressed was his strong disapproval of the Austro-Hungarian<br />
Ministry of Foreign Affairs’ predilection for entrusting German businessmen with consular<br />
duties as Honorarkonsuln. Captain von Boeckmann complained to the Foreign Minister that<br />
“The allocation of the post of honorary consul to German professional merchants must be termed<br />
nothing short of harmful to our state <strong>and</strong> trade policy interests in many cases, since [those<br />
German merchants] are, unfortunately, all too often tempted by their own patriotism to exploit<br />
their position as imperial royal honorary consuls to the blatant disadvantage of our citizens in the<br />
91 The storied career of Maximilian Kutschera is particularly illustrative of the delicacy required. HHStA, MdA, AR<br />
F. 4 – Staatskanzlei und Ministerium des Äußern; Personalia, Karton 184 (Kutschera, Maximilian).
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 37/38<br />
interest of the powerfully emerging German commerce.” 92<br />
Pointing out that Austria-Hungary’s<br />
participation in global commerce was dwarfed by Germany’s fits all too well with conventional<br />
wisdom about the differences between the German Empire <strong>and</strong> what Bismarck once referred to<br />
as “That Slavic-Romanian half-breed state on the Danube, whoring with pope & emperor.” 93<br />
But if we look at <strong>Trieste</strong>’s immense growth in the second half of the nineteenth century <strong>and</strong> first<br />
decade of the twentieth, Hamburg’s supremacy seems anything but pre-ordained.<br />
Studying <strong>Trieste</strong> in its local, regional, <strong>and</strong> international contexts suggests that even in the<br />
age of empires there was no universal trajectory towards the acquisition of distant colonies, <strong>and</strong><br />
that an older Mediterranean world did not disappear just because broader connections were<br />
opening up across the Atlantic <strong>and</strong> Pacific. While trade within the Mediterranean may not have<br />
been able to compete with transatlantic trade in volume or value, taking the familiar seascape of<br />
the Mediterranean into account is an important part of underst<strong>and</strong>ing how older networks of<br />
commerce <strong>and</strong> exchange were transformed in this period. <strong>Trieste</strong> <strong>and</strong> other European ports were<br />
part of more powerful European economies that wrote the rules of global economic interaction –<br />
but not all Europeans benefited equally from the military <strong>and</strong> economic strength of the West.<br />
Nor can geographic determinism survive this kind of analysis unscathed. The claim that the<br />
Habsburg Monarchy’s merchant shipping remained underdeveloped because of what one<br />
Habsburg historian has called the absence of “fundamental structural preconditions” is not<br />
92 Report prepared by Captain von Boeckmann of the SMS ‘Zenta,’ Triest, 2 October 1903, to the Ministry of<br />
Foreign Affairs. HHStA, MdA, AR, F4/262, Personalia, Pisko: “Als unseren staatlichen und h<strong>and</strong>elspolitischen<br />
Interessen in vielen Fällen geradezu abträglich muss die Besetzung von k.u.k. Honorar-Konsularämtern durch<br />
deutsche Berufskaufleute bezeichnet werden, da selbe durch ihren eigenen Patriotismus leider nur zu häufig dazu<br />
verleitet werden, ihre Stellung als k.u.k. Honorarkonsuln zum offenkundigen Nachteile unserer Staatsangehörigen<br />
im Interesse des mächtig aufstrebenden deutschen H<strong>and</strong>els auszubeuten.”<br />
93 Bismarck quotation from James Sheehan, German History, 1770-1866 (Oxford: Oxford University Press, 1989),<br />
865.
<strong>Frank</strong>, <strong>Imperial</strong> <strong>Trieste</strong> 38/38<br />
entirely convincing. 94 <strong>Trieste</strong>’s so-called “isolation” from the Austrian interior was ended no<br />
later than 1857, with the completion of the Southern Railway. Nor can geography alone explain<br />
why Austria-Hungary’s share of tonnage shipped through the Suez Canal dropped from 4% in<br />
1870/1878 to 3.3% in 1904/1907 while Germany’s rose from none to 15.5% in the same period –<br />
or why Italy’s share declined even more sharply than Austria-Hungary’s (from 4% to 1.5%). 95<br />
<strong>Trieste</strong>’s position appeared disadvantageous when measured by the distance from the Atlantic,<br />
but advantageous when seen in the proximity of the Suez Canal – an advantage that went<br />
unexploited because of strategic <strong>and</strong> domestic political considerations more than because of<br />
geography. Placing <strong>Trieste</strong> within both its Mediterranean <strong>and</strong> its Habsburg contexts, examining<br />
its demonstrated prosperity against its unrealized potential, viewing both of these in the global<br />
framework of shifting commercial <strong>and</strong> strategic networks, <strong>and</strong> historicizing the cultural <strong>and</strong><br />
political logic <strong>and</strong> debates underpinning economic “rationality,” enhances our underst<strong>and</strong>ing of<br />
the late imperial world. And it helps us do justice to a city whose multilingual nature was not a<br />
function of some peculiarly eastern ethnic mixing, but rather a reflection of its function as an<br />
emporium for a European empire with a population larger than all of South America. Before<br />
<strong>Trieste</strong> was woven into the Iron Curtain, it was a city of commerce <strong>and</strong> communication, of labor<br />
<strong>and</strong> literature, of commitment to an imperial past <strong>and</strong> longing for an international future.<br />
94 Karl Bachinger, “Das Verkehrswesen,” in Die Habsburgermonarchie 1848-1918, Vol. I, Die Wirtschaftliche<br />
Entwicklung, ed. Alois Brusatti (Vienna: Verlag der Österreichischen Akademie der Wissenschaften, 1973), 312-<br />
313.<br />
95 Gross, “Stellung der Habsburgermonarchie,” 21.