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States rethink 'adult time for adult crime' - the Youth Advocacy Division

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<strong>States</strong> <strong>rethink</strong> <strong>'<strong>adult</strong></strong> <strong>time</strong> <strong>for</strong> <strong>adult</strong> <strong>crime'</strong><br />

By Stephanie Chen, CNN<br />

January 15, 2010 7:37 a.m. EST<br />

This month, Connecticut raised from 16 to 17 <strong>the</strong> age <strong>for</strong> juveniles to be automatically<br />

prosecuted in <strong>adult</strong> court.<br />

STORY HIGHLIGHTS<br />

• 16-year-olds who commit crimes in Connecticut no longer automatically treated as <strong>adult</strong>s<br />

• Illinois also stopped sending 17-year-olds who commit misdemeanors to <strong>adult</strong> court<br />

• Sentencing experts say sending juveniles to <strong>the</strong> <strong>adult</strong> system is becoming less popular<br />

• Juveniles sent to <strong>the</strong> <strong>adult</strong> system face criminal records and lack of education<br />

(CNN) -- A year ago, Maydellyn Lamourt watched her 16-year-old son's dreams fall apart.<br />

The outgoing sophomore who enjoyed playing sports was charged and sentenced as an <strong>adult</strong> in<br />

Connecticut <strong>for</strong> third-degree assault.<br />

The crime: He and a friend stole a pack of gum from ano<strong>the</strong>r teen.<br />

Because he entered <strong>the</strong> <strong>adult</strong> penal system, <strong>the</strong> teen's prospects of joining <strong>the</strong> Marines are dim.<br />

His troubles have landed him in an alternative high school.<br />

If Lamourt's son had committed <strong>the</strong> crime this month, his situation would be different. His record<br />

would have been sealed in <strong>the</strong> juvenile system.<br />

Earlier this month, Connecticut raised from 16 to 17 <strong>the</strong> age at which a juvenile is automatically<br />

prosecuted as an <strong>adult</strong>. The change comes at a <strong>time</strong> when <strong>the</strong> "<strong>adult</strong> <strong>time</strong> <strong>for</strong> <strong>adult</strong> crime"<br />

mentality is being re-examined in several states and challenged in <strong>the</strong> U.S. Supreme Court.<br />

Connecticut child advocates say <strong>the</strong> juvenile system is better suited <strong>for</strong> teens because it offers<br />

more access to rehabilitative programs, schooling, community-based programming and


supervision from juvenile probation officers. In felony cases, judges can still decide on a caseby-case<br />

basis whe<strong>the</strong>r to transfer juveniles younger than 17 to <strong>the</strong> <strong>adult</strong> system.<br />

"I was devastated that my son would be in corrections with grown men," said Lamourt. Her son<br />

spent a month at a <strong>adult</strong> facility that housed juveniles and young <strong>adult</strong>s.<br />

"He feels like from here on down, everything will go downhill," she said.<br />

RELATED TOPICS<br />

U.S. map: Juveniles tried as <strong>adult</strong>s<br />

• Juvenile Justice<br />

• Crime<br />

• Criminal Sentencing and Punishment<br />

This year, <strong>the</strong> Supreme Court will consider whe<strong>the</strong>r juvenile offenses merit <strong>adult</strong> punishment.<br />

The justices could decide whe<strong>the</strong>r juveniles can be sentenced to life without parole <strong>for</strong> crimes<br />

o<strong>the</strong>r than murder. One case involves a Florida inmate, who was convicted of rape at <strong>the</strong> age of<br />

13 and given a sentence of life without parole.<br />

Juvenile courts have always had <strong>the</strong> ability to transfer teens and children to <strong>the</strong> <strong>adult</strong> system, but<br />

a spike in youth crime during <strong>the</strong> 1980s and 1990s prompted states to implement mandatory<br />

sentencing policies <strong>for</strong> certain crimes and lower <strong>the</strong> age at which a child can be sentenced to<br />

<strong>adult</strong> court.<br />

Until this year, Connecticut was one of three states, along with New York and North Carolina, to<br />

automatically place teen offenders 16 and older in <strong>the</strong> <strong>adult</strong> system. Ten o<strong>the</strong>r states<br />

automatically transfer juveniles 17 and older to <strong>the</strong> <strong>adult</strong> system -- including South Carolina,<br />

Georgia and Texas.<br />

The decision to raise <strong>the</strong> age of <strong>adult</strong> court jurisdiction in Connecticut was spurred by <strong>the</strong> 2005<br />

suicide of David Burgos. Burgos, a lanky 17-year-old known to family <strong>for</strong> his sense of humor,<br />

suffered from mental illness when he was charged and sentenced as an <strong>adult</strong> <strong>for</strong> violating<br />

probation.<br />

Burgo hung himself with a sheet in his cell at Manson <strong>Youth</strong> Institution, a corrections facility<br />

that also houses offenders between 18 and 21. His suicide galvanized Connecticut lawmakers to<br />

raise <strong>the</strong> age in which a juvenile can be moved into <strong>adult</strong> corrections system.


"When you teach someone to swim, you don't just throw <strong>the</strong>m in <strong>the</strong> deep end and hope <strong>the</strong>y do<br />

great," said Abby Anderson, executive director of <strong>the</strong> Connecticut Juvenile Justice Alliance, <strong>the</strong><br />

nonprofit agency that spearheaded <strong>the</strong> campaign to change <strong>the</strong> law.<br />

When you teach someone to swim, you don't just throw <strong>the</strong>m in <strong>the</strong> deep end and hope <strong>the</strong>y do<br />

great.<br />

--Abby Anderson, executive director, Connecticut Juvenile Justice Alliance<br />

Originally, Connecticut child advocates pushed legislation that raised <strong>the</strong> age to 18, but budget<br />

cuts <strong>for</strong>ced <strong>the</strong> state to raise <strong>the</strong> age to 17.<br />

The policy shift in Connecticut, a state that once sent <strong>the</strong> highest number of juveniles to <strong>the</strong> <strong>adult</strong><br />

system, is catching on in o<strong>the</strong>r states. This month, Illinois stopped sending 17-year-olds who<br />

commit misdemeanors to <strong>the</strong> <strong>adult</strong> system. Instead, <strong>the</strong> offenders are sent to <strong>the</strong> juvenile system<br />

where drug treatment and counseling are often required.<br />

In North Carolina, ano<strong>the</strong>r state where <strong>the</strong> criminal justice system automatically views 16-yearolds<br />

as <strong>adult</strong>s, a bill was introduced last spring to raise <strong>the</strong> age a teen can be charged as an <strong>adult</strong><br />

to 18. That measure in <strong>the</strong> bill was rejected, but lawmakers established a task <strong>for</strong>ce to study <strong>the</strong><br />

proposal with a deadline of 2011.<br />

Meanwhile, lobbying ef<strong>for</strong>ts to raise <strong>the</strong> age continue in o<strong>the</strong>r states. In Georgia and Wisconsin,<br />

where a 17-year-old is considered an <strong>adult</strong>, lawmakers and juvenile advocates have been<br />

working toward change <strong>for</strong> <strong>the</strong> past year.<br />

A precise number of how many children are tried in <strong>adult</strong> court is difficult to ascertain because<br />

states keep records differently, but some experts estimate about a quarter of juveniles are<br />

prosecuted in <strong>the</strong> <strong>adult</strong> court system.<br />

On a single day in 2008, more than 7,700 children younger than 18 were held in <strong>adult</strong> local jails<br />

and 3,600 in <strong>adult</strong> state prisons, according to a 2009 University of Texas-Austin report.<br />

The juvenile system is based on a rehabilitative approach, compared to <strong>the</strong> punitive <strong>adult</strong> system,<br />

child advocates point out. They argue that <strong>the</strong> <strong>adult</strong> system teaches juveniles to become <strong>adult</strong><br />

criminals, which places <strong>the</strong> community at risk.<br />

While some states are questioning <strong>the</strong>ir juvenile sentencing policies, sentencing experts say<br />

raising <strong>the</strong> ages or eliminating mandatory sentences remains politically risky. Much of what<br />

states decide to do with <strong>the</strong>ir juvenile policies may depend upon Connecticut's outcome.<br />

Jeffrey Fagan, a Columbia University law professor who has studied juvenile crime, said he<br />

thinks re<strong>for</strong>m will come in stages, such as Illinois' new law, which addresses juveniles<br />

committing misdemeanors but not o<strong>the</strong>r crimes.<br />

The teenage brain is like a car with a good accelerator but a weak brake.<br />

--Professor Laurence Steinberg, Temple University


"It's easier to sell to <strong>the</strong> public and implement," Fagan said.<br />

The policy changes in Connecticut occurred largely because of a growing body of brain research<br />

distinguishing <strong>the</strong> adolescent and <strong>adult</strong> minds. In 2005, <strong>the</strong> Supreme Court cited differences in<br />

<strong>the</strong> adolescent and <strong>adult</strong> brains as a reason <strong>for</strong> abolishing <strong>the</strong> death penalty <strong>for</strong> juveniles.<br />

Up until <strong>the</strong> last decade, scientific research on <strong>the</strong> adolescent brain was largely nonexistent. Led<br />

by professor Laurence Steinberg of Temple University and o<strong>the</strong>rs in <strong>the</strong> psychology field, <strong>the</strong>ir<br />

research explained why juveniles lack control and understanding of long-term consequence and<br />

are more susceptible to peer pressure.<br />

"The teenage brain is like a car with a good accelerator but a weak brake," Steinberg wrote.<br />

"With powerful impulses under poor control, <strong>the</strong> likely result is a crash."<br />

Critics argue that sending juveniles to <strong>the</strong> <strong>adult</strong> system can deter o<strong>the</strong>r teens. They point out that<br />

juvenile crime has declined in recent years.<br />

Maydellyn Lamourt says she warned her son about <strong>the</strong> dangers of a life of crime, citing mistakes<br />

she had made. Lamourt spent eight months in prison after being convicted of larceny and drug<br />

possession in 2004.<br />

Like her son, <strong>the</strong> mo<strong>the</strong>r knows firsthand <strong>the</strong> consequences of having a criminal record.<br />

"It follows you <strong>for</strong> life," she said.


New York Times<br />

March 11, 2007<br />

The Brain on <strong>the</strong> Stand<br />

By JEFFREY ROSEN<br />

I. Mr. Weinstein’s Cyst When historians of <strong>the</strong> future try to identify <strong>the</strong> moment<br />

that neuroscience began to trans<strong>for</strong>m <strong>the</strong> American legal system, <strong>the</strong>y may point<br />

to a little-noticed case from <strong>the</strong> early 1990s. The case involved Herbert<br />

Weinstein, a 65-year-old ad executive who was charged with strangling his wife,<br />

Barbara, to death and <strong>the</strong>n, in an ef<strong>for</strong>t to make <strong>the</strong> murder look like a suicide,<br />

throwing her body out <strong>the</strong> window of <strong>the</strong>ir 12th-floor apartment on East 72nd<br />

Street in Manhattan. Be<strong>for</strong>e <strong>the</strong> trial began, Weinstein’s lawyer suggested that his<br />

client should not be held responsible <strong>for</strong> his actions because of a mental defect —<br />

namely, an abnormal cyst nestled in his arachnoid membrane, which surrounds<br />

<strong>the</strong> brain like a spider web.<br />

The implications of <strong>the</strong> claim were considerable. American law holds people<br />

criminally responsible unless <strong>the</strong>y act under duress (with a gun pointed at <strong>the</strong><br />

head, <strong>for</strong> example) or if <strong>the</strong>y suffer from a serious defect in rationality — like not<br />

being able to tell right from wrong. But if you suffer from such a serious defect,<br />

<strong>the</strong> law generally doesn’t care why — whe<strong>the</strong>r it’s an unhappy childhood or an<br />

arachnoid cyst or both. To suggest that criminals could be excused because <strong>the</strong>ir<br />

brains made <strong>the</strong>m do it seems to imply that anyone whose brain isn’t functioning<br />

properly could be absolved of responsibility. But should judges and juries really<br />

be in <strong>the</strong> business of defining <strong>the</strong> normal or properly working brain And since all<br />

behavior is caused by our brains, wouldn’t this mean all behavior could<br />

potentially be excused<br />

The prosecution at first tried to argue that evidence of Weinstein’s arachnoid cyst<br />

shouldn’t be admitted in court. One of <strong>the</strong> government’s witnesses, a <strong>for</strong>ensic<br />

psychologist named Daniel Martell, testified that brain-scanning technologies<br />

were new and untested, and <strong>the</strong>ir implications weren’t yet widely accepted by <strong>the</strong><br />

scientific community. Ultimately, on Oct. 8, 1992, Judge Richard Carru<strong>the</strong>rs<br />

issued a Solomonic ruling: Weinstein’s lawyers could tell <strong>the</strong> jury that brain scans<br />

had identified an arachnoid cyst, but <strong>the</strong>y couldn’t tell jurors that arachnoid cysts<br />

were associated with violence. Even so, <strong>the</strong> prosecution team seemed to fear that


simply exhibiting images of Weinstein’s brain in court would sway <strong>the</strong> jury.<br />

Eleven days later, on <strong>the</strong> morning of jury selection, <strong>the</strong>y agreed to let Weinstein<br />

plead guilty in exchange <strong>for</strong> a reduced charge of manslaughter.<br />

After <strong>the</strong> Weinstein case, Daniel Martell found himself in so much demand to<br />

testify as a expert witness that he started a consulting business called Forensic<br />

Neuroscience. Hired by defense teams and prosecutors alike, he has testified over<br />

<strong>the</strong> past 15 years in several hundred criminal and civil cases. In those cases,<br />

neuroscientific evidence has been admitted to show everything from head trauma<br />

to <strong>the</strong> tendency of violent video games to make children behave aggressively. But<br />

Martell told me that it’s in death-penalty litigation that neuroscience evidence is<br />

having its most revolutionary effect. “Some sort of organic brain defense has<br />

become de rigueur in any sort of capital defense,” he said. Lawyers routinely<br />

order scans of convicted defendants’ brains and argue that a neurological<br />

impairment prevented <strong>the</strong>m from controlling <strong>the</strong>mselves. The prosecution<br />

counters that <strong>the</strong> evidence shouldn’t be admitted, but under <strong>the</strong> relaxed<br />

standards <strong>for</strong> mitigating evidence during capital sentencing, it usually is. Indeed,<br />

a Florida court has held that <strong>the</strong> failure to admit neuroscience evidence during<br />

capital sentencing is grounds <strong>for</strong> a reversal. Martell remains skeptical about <strong>the</strong><br />

worth of <strong>the</strong> brain scans, but he observes that <strong>the</strong>y’ve “revolutionized <strong>the</strong> law.”<br />

The extent of that revolution is hotly debated, but <strong>the</strong> influence of what some call<br />

neurolaw is clearly growing. Neuroscientific evidence has persuaded jurors to<br />

sentence defendants to life imprisonment ra<strong>the</strong>r than to death; courts have also<br />

admitted brain-imaging evidence during criminal trials to support claims that<br />

defendants like John W. Hinckley Jr., who tried to assassinate President Reagan,<br />

are insane. Carter Snead, a law professor at Notre Dame, drafted a staff working<br />

paper on <strong>the</strong> impact of neuroscientific evidence in criminal law <strong>for</strong> President<br />

Bush’s Council on Bioethics. The report concludes that neuroimaging evidence is<br />

of mixed reliability but “<strong>the</strong> large number of cases in which such evidence is<br />

presented is striking.” That number will no doubt increase substantially.<br />

Proponents of neurolaw say that neuroscientific evidence will have a large impact<br />

not only on questions of guilt and punishment but also on <strong>the</strong> detection of lies<br />

and hidden bias, and on <strong>the</strong> prediction of future criminal behavior. At <strong>the</strong> same<br />

<strong>time</strong>, skeptics fear that <strong>the</strong> use of brain-scanning technology as a kind of super


mind-reading device will threaten our privacy and mental freedom, leading some<br />

to call <strong>for</strong> <strong>the</strong> legal system to respond with a new concept of “cognitive liberty.”<br />

One of <strong>the</strong> most enthusiastic proponents of neurolaw is Owen Jones, a professor<br />

of law and biology at Vanderbilt. Jones (who happens to have been one of my<br />

law-school classmates) has joined a group of prominent neuroscientists and law<br />

professors who have applied <strong>for</strong> a large MacArthur Foundation grant; <strong>the</strong>y hope<br />

to study a wide range of neurolaw questions, like: Do sexual offenders and violent<br />

teenagers show unusual patterns of brain activity Is it possible to capture brain<br />

images of chronic neck pain when someone claims to have suffered whiplash In<br />

<strong>the</strong> mean<strong>time</strong>, Jones is turning Vanderbilt into a kind of Los Alamos <strong>for</strong><br />

neurolaw. The university has just opened a $27 million neuroimaging center and<br />

has poached leading neuroscientists from around <strong>the</strong> world; soon, Jones hopes to<br />

enroll students in <strong>the</strong> nation’s first program in law and neuroscience. “It’s<br />

breathlessly exciting,” he says. “This is <strong>the</strong> new frontier in law and science —<br />

we’re peering into <strong>the</strong> black box to see how <strong>the</strong> brain is actually working, that<br />

hidden place in <strong>the</strong> dark quiet, where we have our private thoughts and private<br />

reactions — and <strong>the</strong> law will inevitably have to decide how to deal with this new<br />

technology.”<br />

II. A Visit to Vanderbilt Owen Jones is a disciplined and quietly intense man, and<br />

his enthusiasm <strong>for</strong> <strong>the</strong> trans<strong>for</strong>mative power of neuroscience is infectious. With<br />

René Marois, a neuroscientist in <strong>the</strong> psychology department, Jones has begun a<br />

study of how <strong>the</strong> human brain reacts when asked to impose various punishments.<br />

In<strong>for</strong>mally, <strong>the</strong>y call <strong>the</strong> experiment Harm and Punishment — and <strong>the</strong>y offered to<br />

make me one of <strong>the</strong>ir first subjects.<br />

We met in Jones’s pristine office, which is decorated with a human skull and<br />

calipers, like those that phrenologists once used to measure <strong>the</strong> human head; his<br />

fa<strong>the</strong>r is a dentist, and his grandfa<strong>the</strong>r was an electrical engineer who collected<br />

tools. We walked over to Vanderbilt’s Institute of Imaging Science, which,<br />

although still surrounded by scaffolding, was as impressive as Jones had<br />

promised. The basement contains one of <strong>the</strong> few 7-tesla magnetic-resonanceimaging<br />

scanners in <strong>the</strong> world. For Harm and Punishment, Jones and Marois use<br />

a less powerful 3 tesla, which is <strong>the</strong> typical research M.R.I.


We <strong>the</strong>n made our way to <strong>the</strong> scanner. After removing all metal objects —<br />

including a belt and a stray dry-cleaning tag with a staple — I put on earphones<br />

and a helmet that was shaped like a birdcage to hold my head in place. The lab<br />

assistant turned off <strong>the</strong> lights and left <strong>the</strong> room; I lay down on <strong>the</strong> gurney and,<br />

clutching a panic button, was inserted into <strong>the</strong> magnet. All was dark except <strong>for</strong> a<br />

screen flashing hypo<strong>the</strong>tical crime scenarios, like this one: “John, who lives at<br />

home with his fa<strong>the</strong>r, decides to kill him <strong>for</strong> <strong>the</strong> insurance money. After<br />

convincing his fa<strong>the</strong>r to help with some electrical work in <strong>the</strong> attic, John arranges<br />

<strong>for</strong> him to be electrocuted. His fa<strong>the</strong>r survives <strong>the</strong> electrocution, but he is<br />

hospitalized <strong>for</strong> three days with injuries caused by <strong>the</strong> electrical shock.” I was told<br />

to press buttons indicating <strong>the</strong> appropriate level of punishment, from 0 to 9, as<br />

<strong>the</strong> magnet recorded my brain activity.<br />

After I spent 45 minutes trying not to move an eyebrow while assigning<br />

punishments to dozens of sordid imaginary criminals, Marois told me through<br />

<strong>the</strong> intercom to try ano<strong>the</strong>r experiment: namely, to think of familiar faces and<br />

places in sequence, without telling him whe<strong>the</strong>r I was starting with faces or<br />

places. I thought of my living room, my wife, my parents’ apartment and my twin<br />

sons, trying all <strong>the</strong> while to avoid improper thoughts <strong>for</strong> fear <strong>the</strong>y would be<br />

discovered. Then <strong>the</strong> experiments were over, and I stumbled out of <strong>the</strong> magnet.<br />

The next morning, Owen Jones and I reported to René Marois’s laboratory <strong>for</strong><br />

<strong>the</strong> results. Marois’s graduate students, who had been up late analyzing my brain,<br />

were smiling broadly. Because I had moved so little in <strong>the</strong> machine, <strong>the</strong>y<br />

explained, my brain activity was easy to read. “Your head movement was<br />

incredibly low, and you were <strong>the</strong> harshest punisher we’ve had,” Josh Buckholtz,<br />

one of <strong>the</strong> grad students, said with a happy laugh. “You were a researcher’s dream<br />

come true!” Buckholtz tapped <strong>the</strong> keyboard, and a high-resolution 3-D image of<br />

my brain appeared on <strong>the</strong> screen in vivid colors. Tiny dots flickered back and<br />

<strong>for</strong>th, showing my eyes moving as <strong>the</strong>y read <strong>the</strong> lurid criminal scenarios.<br />

Although I was only <strong>the</strong> fifth subject to be put in <strong>the</strong> scanner, Marois emphasized<br />

that my punishment ratings were higher than average. In one case, I assigned a 7<br />

where <strong>the</strong> average punishment was 4. “You were focusing on <strong>the</strong> intent, and <strong>the</strong><br />

o<strong>the</strong>rs focused on <strong>the</strong> harm,” Buckholtz said reassuringly.


Marois explained that he and Jones wanted to study <strong>the</strong> interactions among <strong>the</strong><br />

emotion-generating regions of <strong>the</strong> brain, like <strong>the</strong> amygdala, and <strong>the</strong> prefrontal<br />

regions responsible <strong>for</strong> reason. “It is also possible that <strong>the</strong> prefrontal cortex is<br />

critical <strong>for</strong> attributing punishment, making <strong>the</strong> essential decision about what<br />

kind of punishment to assign,” he suggested. Marois stressed that in order to<br />

study that possibility, more subjects would have to be put into <strong>the</strong> magnet. But if<br />

<strong>the</strong> prefrontal cortex does turn out to be critical <strong>for</strong> selecting among<br />

punishments, Jones added, it could be highly relevant <strong>for</strong> lawyers selecting a jury.<br />

For example, he suggested, lawyers might even select jurors <strong>for</strong> different cases<br />

based on <strong>the</strong>ir different brain-activity patterns. In a complex insider-trading case,<br />

<strong>for</strong> example, perhaps <strong>the</strong> defense would “like to have a juror making decisions on<br />

maximum deliberation and minimum emotion”; in a government entrapment<br />

case, emotional reactions might be more appropriate.<br />

We <strong>the</strong>n turned to <strong>the</strong> results of <strong>the</strong> second experiment, in which I had been<br />

asked to alternate between thinking of faces and places without disclosing <strong>the</strong><br />

order. “We think we can guess what you were thinking about, even though you<br />

didn’t tell us <strong>the</strong> order you started with,” Marois said proudly. “We think you<br />

started with places and we will prove to you that it wasn’t just luck.” Marois<br />

showed me a picture of my parahippocampus, <strong>the</strong> area of <strong>the</strong> brain that responds<br />

strongly to places and <strong>the</strong> recognition of scenes. “It’s lighting up like Christmas<br />

on all cylinders,” Marois said. “It worked beautifully, even though we haven’t<br />

tried this be<strong>for</strong>e here.”<br />

He <strong>the</strong>n showed a picture of <strong>the</strong> fusi<strong>for</strong>m area, which is responsible <strong>for</strong> facial<br />

recognition. It, too, lighted up every <strong>time</strong> I thought of a face. “This is a potentially<br />

very serious legal implication,” Jones broke in, since <strong>the</strong> technology allows us to<br />

tell what people are thinking about even if <strong>the</strong>y deny it. He pointed to a series of<br />

practical applications. Because subconscious memories of faces and places may<br />

be more reliable than conscious memories, witness lineups could be trans<strong>for</strong>med.<br />

A child who claimed to have been victimized by a stranger, moreover, could be<br />

shown pictures of <strong>the</strong> faces of suspects to see which one lighted up <strong>the</strong> facerecognition<br />

area in ways suggesting familiarity.<br />

Jones and Marois talked excitedly about <strong>the</strong> implications of <strong>the</strong>ir experiments <strong>for</strong><br />

<strong>the</strong> legal system. If <strong>the</strong>y discovered a significant gap between people’s hard-wired


sense of how severely certain crimes should be punished and <strong>the</strong> actual<br />

punishments assigned by law, federal sentencing guidelines might be revised, on<br />

<strong>the</strong> principle that <strong>the</strong> law shouldn’t diverge too far from deeply shared beliefs.<br />

Experiments might help to develop a deeper understanding of <strong>the</strong> criminal brain,<br />

or of <strong>the</strong> typical brain predisposed to criminal activity.<br />

III. The End of Responsibility Indeed, as <strong>the</strong> use of functional M.R.I. results<br />

becomes increasingly common in courtrooms, judges and juries may be asked to<br />

draw new and some<strong>time</strong>s troubling lines between “normal” and “abnormal”<br />

brains. Ruben Gur, a professor of psychology at <strong>the</strong> University of Pennsylvania<br />

School of Medicine, specializes in doing just that. Gur began his expert-witness<br />

career in <strong>the</strong> mid-1990s when a colleague asked him to help in <strong>the</strong> trial of a<br />

convicted serial killer in Florida named Bobby Joe Long. Known as <strong>the</strong><br />

“classified-ad rapist,” because he would respond to classified ads placed by<br />

women offering to sell household items, <strong>the</strong>n rape and kill <strong>the</strong>m, Long was<br />

sentenced to death after he committed at least nine murders in Tampa. Gur was<br />

called as a national expert in positron-emission tomography, or PET scans, in<br />

which patients are injected with a solution containing radioactive markers that<br />

illuminate <strong>the</strong>ir brain activity. After examining Long’s PET scans, Gur testified<br />

that a motorcycle accident that had left Long in a coma had also severely<br />

damaged his amygdala. It was after emerging from <strong>the</strong> coma that Long<br />

committed his first rape.<br />

“I didn’t have <strong>the</strong> sense that my testimony had a profound impact,” Gur told me<br />

recently — Long is still filing appeals — but he has testified at more than 20<br />

capital cases since <strong>the</strong>n. He wrote a widely circulated affidavit arguing that<br />

adolescents are not as capable of controlling <strong>the</strong>ir impulses as <strong>adult</strong>s because <strong>the</strong><br />

development of neurons in <strong>the</strong> prefrontal cortex isn’t complete until <strong>the</strong> early<br />

20s. Based on that affidavit, Gur was asked to contribute to <strong>the</strong> preparation of<br />

one of <strong>the</strong> briefs filed by neuroscientists and o<strong>the</strong>rs in Roper v. Simmons, <strong>the</strong><br />

landmark case in which a divided Supreme Court struck down <strong>the</strong> death penalty<br />

<strong>for</strong> offenders who committed crimes when <strong>the</strong>y were under <strong>the</strong> age of 18.<br />

The leading neurolaw brief in <strong>the</strong> case, filed by <strong>the</strong> American Medical Association<br />

and o<strong>the</strong>r groups, argued that because “adolescent brains are not fully developed”<br />

in <strong>the</strong> prefrontal regions, adolescents are less able than <strong>adult</strong>s to control <strong>the</strong>ir


impulses and should not be held fully accountable “<strong>for</strong> <strong>the</strong> immaturity of <strong>the</strong>ir<br />

neural anatomy.” In his majority decision, Justice Anthony Kennedy declared<br />

that “as any parent knows and as <strong>the</strong> scientific and sociological studies” cited in<br />

<strong>the</strong> briefs “tend to confirm, ‘[a] lack of maturity and an underdeveloped sense of<br />

responsibility are found in youth more often than in <strong>adult</strong>s.’ ” Although Kennedy<br />

did not cite <strong>the</strong> neuroscience evidence specifically, his indirect reference to <strong>the</strong><br />

scientific studies in <strong>the</strong> briefs led some supporters and critics to view <strong>the</strong> decision<br />

as <strong>the</strong> Brown v. Board of Education of neurolaw.<br />

One important question raised by <strong>the</strong> Roper case was <strong>the</strong> question of where to<br />

draw <strong>the</strong> line in considering neuroscience evidence as a legal mitigation or<br />

excuse. Should courts be in <strong>the</strong> business of deciding when to mitigate someone’s<br />

criminal responsibility because his brain functions improperly, whe<strong>the</strong>r because<br />

of age, in-born defects or trauma As we learn more about criminals’ brains, will<br />

we have to redefine our most basic ideas of justice<br />

Two of <strong>the</strong> most ardent supporters of <strong>the</strong> claim that neuroscience requires <strong>the</strong><br />

redefinition of guilt and punishment are Joshua D. Greene, an assistant professor<br />

of psychology at Harvard, and Jonathan D. Cohen, a professor of psychology who<br />

directs <strong>the</strong> neuroscience program at Princeton. Greene got Cohen interested in<br />

<strong>the</strong> legal implications of neuroscience, and toge<strong>the</strong>r <strong>the</strong>y conducted a series of<br />

experiments exploring how people’s brains react to moral dilemmas involving life<br />

and death. In particular, <strong>the</strong>y wanted to test people’s responses in <strong>the</strong> f.M.R.I.<br />

scanner to variations of <strong>the</strong> famous trolley problem, which philosophers have<br />

been arguing about <strong>for</strong> decades.<br />

The trolley problem goes something like this: Imagine a train heading toward five<br />

people who are going to die if you don’t do anything. If you hit a switch, <strong>the</strong> train<br />

veers onto a side track and kills ano<strong>the</strong>r person. Most people confronted with this<br />

scenario say it’s O.K. to hit <strong>the</strong> switch. By contrast, imagine that you’re standing<br />

on a footbridge that spans <strong>the</strong> train tracks, and <strong>the</strong> only way you can save <strong>the</strong> five<br />

people is to push an obese man standing next to you off <strong>the</strong> footbridge so that his<br />

body stops <strong>the</strong> train. Under <strong>the</strong>se circumstances, most people say it’s not O.K. to<br />

kill one person to save five.


“I wondered why people have such clear intuitions,” Greene told me, “and <strong>the</strong><br />

core idea was to confront people with <strong>the</strong>se two cases in <strong>the</strong> scanner and see if we<br />

got more of an emotional response in one case and reasoned response in <strong>the</strong><br />

o<strong>the</strong>r.” As it turns out, that’s precisely what happened: Greene and Cohen found<br />

that <strong>the</strong> brain region associated with deliberate problem solving and self-control,<br />

<strong>the</strong> dorsolateral prefrontal cortex, was especially active when subjects confronted<br />

<strong>the</strong> first trolley hypo<strong>the</strong>tical, in which most of <strong>the</strong>m made a utilitarian judgment<br />

about how to save <strong>the</strong> greatest number of lives. By contrast, emotional centers in<br />

<strong>the</strong> brain were more active when subjects confronted <strong>the</strong> second trolley<br />

hypo<strong>the</strong>tical, in which <strong>the</strong>y tended to recoil at <strong>the</strong> idea of personally harming an<br />

individual, even under such wrenching circumstances. “This suggests that moral<br />

judgment is not a single thing; it’s intuitive emotional responses and <strong>the</strong>n<br />

cognitive responses that are duking it out,” Greene said.<br />

“To a neuroscientist, you are your brain; nothing causes your behavior o<strong>the</strong>r than<br />

<strong>the</strong> operations of your brain,” Greene says. “If that’s right, it radically changes <strong>the</strong><br />

way we think about <strong>the</strong> law. The official line in <strong>the</strong> law is all that matters is<br />

whe<strong>the</strong>r you’re rational, but you can have someone who is totally rational but<br />

whose strings are being pulled by something beyond his control.” In o<strong>the</strong>r words,<br />

even someone who has <strong>the</strong> illusion of making a free and rational choice between<br />

soup and salad may be deluding himself, since <strong>the</strong> choice of salad over soup is<br />

ultimately predestined by <strong>for</strong>ces hard-wired in his brain. Greene insists that this<br />

insight means that <strong>the</strong> criminal-justice system should abandon <strong>the</strong> idea of<br />

retribution — <strong>the</strong> idea that bad people should be punished because <strong>the</strong>y have<br />

freely chosen to act immorally — which has been <strong>the</strong> focus of American criminal<br />

law since <strong>the</strong> 1970s, when rehabilitation went out of fashion. Instead, Greene<br />

says, <strong>the</strong> law should focus on deterring future harms. In some cases, he supposes,<br />

this might mean lighter punishments. “If it’s really true that we don’t get any<br />

prevention bang from our punishment buck when we punish that person, <strong>the</strong>n<br />

it’s not worth punishing that person,” he says. (On <strong>the</strong> o<strong>the</strong>r hand, Carter Snead,<br />

<strong>the</strong> Notre Dame scholar, maintains that capital defendants who are not<br />

considered fully blameworthy under current rules could be executed more readily<br />

under a system that focused on preventing future harms.)<br />

O<strong>the</strong>rs agree with Greene and Cohen that <strong>the</strong> legal system should be radically<br />

refocused on deterrence ra<strong>the</strong>r than on retribution. Since <strong>the</strong> celebrated


M’Naughten case in 1843, involving a paranoid British assassin, English and<br />

American courts have recognized an insanity defense only <strong>for</strong> those who are<br />

unable to appreciate <strong>the</strong> difference between right and wrong. (This is consistent<br />

with <strong>the</strong> idea that only rational people can be held criminally responsible <strong>for</strong> <strong>the</strong>ir<br />

actions.) According to some neuroscientists, that rule makes no sense in light of<br />

recent brain-imaging studies. “You can have a horrendously damaged brain<br />

where someone knows <strong>the</strong> difference between right and wrong but none<strong>the</strong>less<br />

can’t control <strong>the</strong>ir behavior,” says Robert Sapolsky, a neurobiologist at Stan<strong>for</strong>d.<br />

“At that point, you’re dealing with a broken machine, and concepts like<br />

punishment and evil and sin become utterly irrelevant. Does that mean <strong>the</strong><br />

person should be dumped back on <strong>the</strong> street Absolutely not. You have a car with<br />

<strong>the</strong> brakes not working, and it shouldn’t be allowed to be near anyone it can<br />

hurt.”<br />

Even as <strong>the</strong>se debates continue, some skeptics contend that both <strong>the</strong> hopes and<br />

fears attached to neurolaw are overblown. “There’s nothing new about <strong>the</strong><br />

neuroscience ideas of responsibility; it’s just ano<strong>the</strong>r material, causal explanation<br />

of human behavior,” says Stephen J. Morse, professor of law and psychiatry at<br />

<strong>the</strong> University of Pennsylvania. “How is this different than <strong>the</strong> Chicago school of<br />

sociology,” which tried to explain human behavior in terms of environment and<br />

social structures “How is it different from genetic explanations or psychological<br />

explanations The only thing different about neuroscience is that we have prettier<br />

pictures and it appears more scientific.”<br />

Morse insists that “brains do not commit crimes; people commit crimes” — a<br />

conclusion he suggests has been ignored by advocates who, “infected and<br />

inflamed by stunning advances in our understanding of <strong>the</strong> brain . . . all too often<br />

make moral and legal claims that <strong>the</strong> new neuroscience . . . cannot sustain.” He<br />

calls this “brain overclaim syndrome” and cites as an example <strong>the</strong> neuroscience<br />

briefs filed in <strong>the</strong> Supreme Court case Roper v. Simmons to question <strong>the</strong> juvenile<br />

death penalty. “What did <strong>the</strong> neuroscience add” he asks. If adolescent brains<br />

caused all adolescent behavior, “we would expect <strong>the</strong> rates of homicide to be <strong>the</strong><br />

same <strong>for</strong> 16- and 17-year-olds everywhere in <strong>the</strong> world — <strong>the</strong>ir brains are alike —<br />

but in fact, <strong>the</strong> homicide rates of Danish and Finnish youths are very different<br />

than American youths.” Morse agrees that our brains bring about our behavior —<br />

“I’m a thoroughgoing materialist, who believes that all mental and behavioral


activity is <strong>the</strong> causal product of physical events in <strong>the</strong> brain” — but he disagrees<br />

that <strong>the</strong> law should excuse certain kinds of criminal conduct as a result. “It’s a<br />

total non sequitur,” he says. “So what if <strong>the</strong>re’s biological causation Causation<br />

can’t be an excuse <strong>for</strong> someone who believes that responsibility is possible. Since<br />

all behavior is caused, this would mean all behavior has to be excused.” Morse<br />

cites <strong>the</strong> case of Charles Whitman, a man who, in 1966, killed his wife and his<br />

mo<strong>the</strong>r, <strong>the</strong>n climbed up a tower at <strong>the</strong> University of Texas and shot and killed 13<br />

more people be<strong>for</strong>e being shot by police officers. Whitman was discovered after<br />

an autopsy to have a tumor that was putting pressure on his amygdala. “Even if<br />

his amygdala made him more angry and volatile, since when are anger and<br />

volatility excusing conditions” Morse asks. “Some people are angry because <strong>the</strong>y<br />

had bad mommies and daddies and o<strong>the</strong>rs because <strong>the</strong>ir amygdalas are mucked<br />

up. The question is: When should anger be an excusing condition”<br />

Still, Morse concedes that <strong>the</strong>re are circumstances under which new discoveries<br />

from neuroscience could challenge <strong>the</strong> legal system at its core. “Suppose<br />

neuroscience could reveal that reason actually plays no role in determining<br />

human behavior,” he suggests tantalizingly. “Suppose I could show you that your<br />

intentions and your reasons <strong>for</strong> your actions are post hoc rationalizations that<br />

somehow your brain generates to explain to you what your brain has already<br />

done” without your conscious participation. If neuroscience could reveal us to be<br />

automatons in this respect, Morse is prepared to agree with Greene and Cohen<br />

that criminal law would have to abandon its current ideas about responsibility<br />

and seek o<strong>the</strong>r ways of protecting society.<br />

Some scientists are already pushing in this direction. In a series of famous<br />

experiments in <strong>the</strong> 1970s and ’80s, Benjamin Libet measured people’s brain<br />

activity while telling <strong>the</strong>m to move <strong>the</strong>ir fingers whenever <strong>the</strong>y felt like it. Libet<br />

detected brain activity suggesting a readiness to move <strong>the</strong> finger half a second<br />

be<strong>for</strong>e <strong>the</strong> actual movement and about 400 milliseconds be<strong>for</strong>e people became<br />

aware of <strong>the</strong>ir conscious intention to move <strong>the</strong>ir finger. Libet argued that this<br />

leaves 100 milliseconds <strong>for</strong> <strong>the</strong> conscious self to veto <strong>the</strong> brain’s unconscious<br />

decision, or to give way to it — suggesting, in <strong>the</strong> words of <strong>the</strong> neuroscientist<br />

Vilayanur S. Ramachandran, that we have not free will but “free won’t.”


Morse is not convinced that <strong>the</strong> Libet experiments reveal us to be helpless<br />

automatons. But he does think that <strong>the</strong> study of our decision-making powers<br />

could bear some fruit <strong>for</strong> <strong>the</strong> law. “I’m interested,” he says, “in people who suffer<br />

from drug addictions, psychopaths and people who have intermittent explosive<br />

disorder — that’s people who have no general rationality problem o<strong>the</strong>r than <strong>the</strong>y<br />

just go off.” In o<strong>the</strong>r words, Morse wants to identify <strong>the</strong> neural triggers that make<br />

people go postal. “Suppose we could show that <strong>the</strong> higher deliberative centers in<br />

<strong>the</strong> brain seem to be disabled in <strong>the</strong>se cases,” he says. “If <strong>the</strong>se are people who<br />

cannot control episodes of gross irrationality, we’ve learned something that might<br />

be relevant to <strong>the</strong> legal ascription of responsibility.” That doesn’t mean <strong>the</strong>y<br />

would be let off <strong>the</strong> hook, he emphasizes: “You could give people a prison<br />

sentence and an opportunity to get fixed.”<br />

IV. Putting <strong>the</strong> Unconscious on Trial If debates over criminal responsibility long<br />

predate <strong>the</strong> f.M.R.I., so do debates over <strong>the</strong> use of lie-detection technology.<br />

What’s new is <strong>the</strong> prospect that lie detectors in <strong>the</strong> courtroom will become much<br />

more accurate, and correspondingly more intrusive. There are, at <strong>the</strong> moment,<br />

two lie-detection technologies that rely on neuroimaging, although <strong>the</strong> value and<br />

accuracy of both are sharply contested. The first, developed by Lawrence Farwell<br />

in <strong>the</strong> 1980s, is known as “brain fingerprinting.” Subjects put on an electrodefilled<br />

helmet that measures a brain wave called p300, which, according to<br />

Farwell, changes its frequency when people recognize images, pictures, sights and<br />

smells. After showing a suspect pictures of familiar places and measuring his<br />

p300 activation patterns, government officials could, at least in <strong>the</strong>ory, show a<br />

suspect pictures of places he may or may not have seen be<strong>for</strong>e — a Qaeda training<br />

camp, <strong>for</strong> example, or a crime scene — and compare <strong>the</strong> activation patterns. (By<br />

detecting not only lies but also honest cases of <strong>for</strong>getfulness, <strong>the</strong> technology could<br />

expand our very idea of lie detection.)<br />

The second lie-detection technology uses f.M.R.I. machines to compare <strong>the</strong> brain<br />

activity of liars and truth tellers. It is based on a test called Guilty Knowledge,<br />

developed by Daniel Langleben at <strong>the</strong> University of Pennsylvania in 2001.<br />

Langleben gave subjects a playing card be<strong>for</strong>e <strong>the</strong>y entered <strong>the</strong> magnet and told<br />

<strong>the</strong>m to answer no to a series of questions, including whe<strong>the</strong>r <strong>the</strong>y had <strong>the</strong> card in<br />

question. Langleben and his colleagues found that certain areas of <strong>the</strong> brain<br />

lighted up when people lied.


Two companies, No Lie MRI and Cephos, are now competing to refine f.M.R.I.<br />

lie-detection technology so that it can be admitted in court and commercially<br />

marketed. I talked to Steven Laken, <strong>the</strong> president of Cephos, which plans to begin<br />

selling its products this year. “We have two to three people who call every single<br />

week,” he told me. “They’re in legal proceedings throughout <strong>the</strong> world, and<br />

<strong>the</strong>y’re looking to bolster <strong>the</strong>ir credibility.” Laken said <strong>the</strong> technology could have<br />

“tremendous applications” in civil and criminal cases. On <strong>the</strong> government side,<br />

he said, <strong>the</strong> technology could replace highly inaccurate polygraphs in screening<br />

<strong>for</strong> security clearances, as well as in trying to identify suspected terrorists’ native<br />

languages and close associates. “In lab studies, we’ve been in <strong>the</strong> 80- to 90-<br />

percent-accuracy range,” Laken says. This is similar to <strong>the</strong> accuracy rate <strong>for</strong><br />

polygraphs, which are not considered sufficiently reliable to be allowed in most<br />

legal cases. Laken says he hopes to reach <strong>the</strong> 90-percent- to 95-percent-accuracy<br />

range — which should be high enough to satisfy <strong>the</strong> Supreme Court’s standards<br />

<strong>for</strong> <strong>the</strong> admission of scientific evidence. Judy Illes, director of Neuroethics at <strong>the</strong><br />

Stan<strong>for</strong>d Center <strong>for</strong> Biomedical Ethics, says, “I would predict that within five<br />

years, we will have technology that is sufficiently reliable at getting at <strong>the</strong> binary<br />

question of whe<strong>the</strong>r someone is lying that it may be utilized in certain legal<br />

settings.”<br />

If and when lie-detection f.M.R.I.’s are admitted in court, <strong>the</strong>y will raise vexing<br />

questions of self-incrimination and privacy. Hank Greely, a law professor and<br />

head of <strong>the</strong> Stan<strong>for</strong>d Center <strong>for</strong> Law and <strong>the</strong> Biosciences, notes that prosecution<br />

and defense witnesses might have <strong>the</strong>ir credibility questioned if <strong>the</strong>y refused to<br />

take a lie-detection f.M.R.I., as might parties and witnesses in civil cases. Unless<br />

courts found <strong>the</strong> tests to be shocking invasions of privacy, like stomach pumps,<br />

witnesses could even be compelled to have <strong>the</strong>ir brains scanned. And equally<br />

vexing legal questions might arise as neuroimaging technologies move beyond<br />

telling whe<strong>the</strong>r or not someone is lying and begin to identify <strong>the</strong> actual content of<br />

memories. Michael Gazzaniga, a professor of psychology at <strong>the</strong> University of<br />

Cali<strong>for</strong>nia, Santa Barbara, and author of “The Ethical Brain,” notes that within 10<br />

years, neuroscientists may be able to show that <strong>the</strong>re are neurological differences<br />

when people testify about <strong>the</strong>ir own previous acts and when <strong>the</strong>y testify to<br />

something <strong>the</strong>y saw. “If you kill someone, you have a procedural memory of that,<br />

whereas if I’m standing and watch you kill somebody, that’s an episodic memory<br />

that uses a different part of <strong>the</strong> brain,” he told me. Even if witnesses don’t have


<strong>the</strong>ir brains scanned, neuroscience may lead judges and jurors to conclude that<br />

certain kinds of memories are more reliable than o<strong>the</strong>rs because of <strong>the</strong> area of <strong>the</strong><br />

brain in which <strong>the</strong>y are processed. Fur<strong>the</strong>r into <strong>the</strong> future, and closer to science<br />

fiction, lies <strong>the</strong> possibility of memory downloading. “One could even, just barely,<br />

imagine a technology that might be able to ‘read out’ <strong>the</strong> witness’s memories,<br />

intercepted as neuronal firings, and translate it directly into voice, text or <strong>the</strong><br />

equivalent of a movie,” Hank Greely writes.<br />

Greely acknowledges that lie-detection and memory-retrieval technologies like<br />

this could pose a serious challenge to our freedom of thought, which is now<br />

defended largely by <strong>the</strong> First Amendment protections <strong>for</strong> freedom of expression.<br />

“Freedom of thought has always been buttressed by <strong>the</strong> reality that you could<br />

only tell what someone thought based on <strong>the</strong>ir behavior,” he told me. “This<br />

technology holds out <strong>the</strong> possibility of looking through <strong>the</strong> skull and seeing<br />

what’s really happening, seeing <strong>the</strong> thoughts <strong>the</strong>mselves.” According to Greely,<br />

this may challenge <strong>the</strong> principle that we should be held accountable <strong>for</strong> what we<br />

do, not what we think. “It opens up <strong>for</strong> <strong>the</strong> first <strong>time</strong> <strong>the</strong> possibility of punishing<br />

people <strong>for</strong> <strong>the</strong>ir thoughts ra<strong>the</strong>r than <strong>the</strong>ir actions,” he says. “One reason thought<br />

has been free in <strong>the</strong> harshest dictatorships is that dictators haven’t been able to<br />

detect it.” He adds, “Now <strong>the</strong>y may be able to, putting greater pressure on legal<br />

constraints against government interference with freedom of thought.”<br />

In <strong>the</strong> future, neuroscience could also revolutionize <strong>the</strong> way jurors are selected.<br />

Steven Laken, <strong>the</strong> president of Cephos, says that jury consultants might seek to<br />

put prospective jurors in f.M.R.I.’s. “You could give videotapes of <strong>the</strong> lawyers and<br />

witnesses to people when <strong>the</strong>y’re in <strong>the</strong> magnet and see what parts of <strong>the</strong>ir brains<br />

light up,” he says. A situation like this would raise vexing questions about jurors’<br />

prejudices — and what makes <strong>for</strong> a fair trial. Recent experiments have suggested<br />

that people who believe <strong>the</strong>mselves to be free of bias may harbor plenty of it all<br />

<strong>the</strong> same.<br />

The experiments, conducted by Elizabeth Phelps, who teaches psychology at New<br />

York University, combine brain scans with a behavioral test known as <strong>the</strong><br />

Implicit Association Test, or I.A.T., as well as physiological tests of <strong>the</strong> startle<br />

reflex. The I.A.T. flashes pictures of black and white faces at you and asks you to<br />

associate various adjectives with <strong>the</strong> faces. Repeated tests have shown that white


subjects take longer to respond when <strong>the</strong>y’re asked to associate black faces with<br />

positive adjectives and white faces with negative adjectives than vice versa, and<br />

this is said to be an implicit measure of unconscious racism. Phelps and her<br />

colleagues added neurological evidence to this insight by scanning <strong>the</strong> brains and<br />

testing <strong>the</strong> startle reflexes of white undergraduates at Yale be<strong>for</strong>e <strong>the</strong>y took <strong>the</strong><br />

I.A.T. She found that <strong>the</strong> subjects who showed <strong>the</strong> most unconscious bias on <strong>the</strong><br />

I.A.T. also had <strong>the</strong> highest activation in <strong>the</strong>ir amygdalas — a center of threat<br />

perception — when unfamiliar black faces were flashed at <strong>the</strong>m in <strong>the</strong> scanner. By<br />

contrast, when subjects were shown pictures of familiar black and white figures<br />

— like Denzel Washington, Martin Lu<strong>the</strong>r King Jr. and Conan O’Brien — <strong>the</strong>re<br />

was no jump in amygdala activity.<br />

The legal implications of <strong>the</strong> new experiments involving bias and neuroscience<br />

are hotly disputed. Mahzarin R. Banaji, a psychology professor at Harvard who<br />

helped to pioneer <strong>the</strong> I.A.T., has argued that <strong>the</strong>re may be a big gap between <strong>the</strong><br />

concept of intentional bias embedded in law and <strong>the</strong> reality of unconscious<br />

racism revealed by science. When <strong>the</strong> gap is “substantial,” she and <strong>the</strong> U.C.L.A.<br />

law professor Jerry Kang have argued, “<strong>the</strong> law should be changed to comport<br />

with science” — relaxing, <strong>for</strong> example, <strong>the</strong> current focus on intentional<br />

discrimination and trying to root out unconscious bias in <strong>the</strong> workplace with<br />

“structural interventions,” which critics say may be tantamount to racial quotas.<br />

One legal scholar has cited Phelps’s work to argue <strong>for</strong> <strong>the</strong> elimination of<br />

peremptory challenges to prospective jurors — if most whites are unconsciously<br />

racist, <strong>the</strong> argument goes, <strong>the</strong>n any decision to strike a black juror must be<br />

infected with racism. Much to her displeasure, Phelps’s work has been cited by a<br />

journalist to suggest that a white cop who accidentally shot a black teenager on a<br />

Brooklyn rooftop in 2004 must have been responding to a hard-wired fear of<br />

unfamiliar black faces — a version of <strong>the</strong> amygdala made me do it.<br />

Phelps herself says it’s “crazy” to link her work to cops who shoot on <strong>the</strong> job and<br />

insists that it is too early to use her research in <strong>the</strong> courtroom. “Part of my<br />

discom<strong>for</strong>t is that we haven’t linked what we see in <strong>the</strong> amygdala or any o<strong>the</strong>r<br />

region of <strong>the</strong> brain with an activity outside <strong>the</strong> magnet that we would call racism,”<br />

she told me. “We have no evidence whatsoever that activity in <strong>the</strong> brain is more<br />

predictive of things we care about in <strong>the</strong> courtroom than <strong>the</strong> behaviors<br />

<strong>the</strong>mselves that we correlate with brain function.” In o<strong>the</strong>r words, just because


you have a biased reaction to a photograph doesn’t mean you’ll act on those<br />

biases in <strong>the</strong> workplace. Phelps is also concerned that jurors might be unduly<br />

influenced by attention-grabbing pictures of brain scans. “Frank Keil, a<br />

psychologist at Yale, has done research suggesting that when you have a picture<br />

of a mechanism, you have a tendency to overestimate how much you understand<br />

<strong>the</strong> mechanism,” she told me. Defense lawyers confirm this phenomenon. “Here<br />

was this nice color image we could enlarge, that <strong>the</strong> medical expert could point<br />

to,” Christopher Plourd, a San Diego criminal defense lawyer, told The Los<br />

Angeles Times in <strong>the</strong> early 1990s. “It documented that this guy had a rotten spot<br />

in his brain. The jury glommed onto that.”<br />

O<strong>the</strong>r scholars are even sharper critics of ef<strong>for</strong>ts to use scientific experiments<br />

about unconscious bias to trans<strong>for</strong>m <strong>the</strong> law. “I regard that as an extraordinary<br />

claim that you could screen potential jurors or judges <strong>for</strong> bias; it’s mindboggling,”<br />

I was told by Philip Tetlock, professor at <strong>the</strong> Haas School of Business<br />

at <strong>the</strong> University of Cali<strong>for</strong>nia at Berkley. Tetlock has argued that split-second<br />

associations between images of African-Americans and negative adjectives may<br />

reflect “simple awareness of <strong>the</strong> social reality” that “some groups are more<br />

disadvantaged than o<strong>the</strong>rs.” He has also written that, according to psychologists,<br />

“<strong>the</strong>re is virtually no published research showing a systematic link between racist<br />

attitudes, overt or subconscious, and real-world discrimination.” (A few studies<br />

show, Tetlock acknowledges, that openly biased white people some<strong>time</strong>s sit<br />

closer to whites than blacks in experiments that simulate job hiring and<br />

promotion.) “A light bulb going off in your brain means nothing unless it’s<br />

correlated with a particular output, and <strong>the</strong> brain-scan stuff, heaven help us, we<br />

have barely linked that with anything,” agrees Tetlock’s co-author, Amy Wax of<br />

<strong>the</strong> University of Pennsylvania Law School. “The claim that homeless people light<br />

up your amygdala more and your frontal cortex less and we can infer that you will<br />

systematically dehumanize homeless people — that’s piffle.”<br />

V. Are You Responsible <strong>for</strong> What You Might Do The attempt to link unconscious<br />

bias to actual acts of discrimination may be dubious. But are <strong>the</strong>re o<strong>the</strong>r ways to<br />

look inside <strong>the</strong> brain and make predictions about an individual’s future behavior<br />

And if so, should those discoveries be employed to make us safer Ef<strong>for</strong>ts to use<br />

science to predict criminal behavior have a disreputable history. In <strong>the</strong> 19th<br />

century, <strong>the</strong> Italian criminologist Cesare Lombroso championed a <strong>the</strong>ory of


“biological criminality,” which held that criminals could be identified by physical<br />

characteristics, like large jaws or bushy eyebrows. Never<strong>the</strong>less, neuroscientists<br />

are trying to find <strong>the</strong> factors in <strong>the</strong> brain associated with violence. PET scans of<br />

convicted murderers were first studied in <strong>the</strong> late 1980s by Adrian Raine, a<br />

professor of psychology at <strong>the</strong> University of Sou<strong>the</strong>rn Cali<strong>for</strong>nia; he found that<br />

<strong>the</strong>ir prefrontal cortexes, areas associated with inhibition, had reduced glucose<br />

metabolism and suggested that this might be responsible <strong>for</strong> <strong>the</strong>ir violent<br />

behavior. In a later study, Raine found that subjects who received a diagnosis of<br />

antisocial personality disorder, which correlates with violent behavior, had 11<br />

percent less gray matter in <strong>the</strong>ir prefrontal cortexes than control groups of<br />

healthy subjects and substance abusers. His current research uses f.M.R.I.’s to<br />

study moral decision-making in psychopaths.<br />

Neuroscience, it seems, points two ways: it can absolve individuals of<br />

responsibility <strong>for</strong> acts <strong>the</strong>y’ve committed, but it can also place individuals in<br />

jeopardy <strong>for</strong> acts <strong>the</strong>y haven’t committed — but might someday. “This opens up a<br />

Pandora’s box in civilized society that I’m willing to fight against,” says Helen S.<br />

Mayberg, a professor of psychiatry, behavioral sciences and neurology at Emory<br />

University School of Medicine, who has testified against <strong>the</strong> admission of<br />

neuroscience evidence in criminal trials. “If you believe at <strong>the</strong> <strong>time</strong> of trial that<br />

<strong>the</strong> picture in<strong>for</strong>ms us about what <strong>the</strong>y were like at <strong>the</strong> <strong>time</strong> of <strong>the</strong> crime, <strong>the</strong>n <strong>the</strong><br />

picture moves <strong>for</strong>ward. You need to be prepared <strong>for</strong>: ‘This spot is a sign of future<br />

dangerousness,’ when someone is up <strong>for</strong> parole. They have a scan, <strong>the</strong> spot is<br />

<strong>the</strong>re, so <strong>the</strong>y don’t get out. It’s carved in your brain.”<br />

O<strong>the</strong>r scholars see little wrong with using brain scans to predict violent<br />

tendencies and sexual predilections — as long as <strong>the</strong> scans are used within limits.<br />

“It’s not necessarily <strong>the</strong> case that if predictions work, you would say take that guy<br />

off <strong>the</strong> street and throw away <strong>the</strong> key,” says Hank Greely, <strong>the</strong> Stan<strong>for</strong>d law<br />

professor. “You could require counseling, surveillance, G.P.S. transmitters or<br />

warning <strong>the</strong> neighbors. None of <strong>the</strong>se are necessarily benign, but <strong>the</strong>y beat <strong>the</strong><br />

heck out of preventative detention.” Greely has little doubt that predictive<br />

technologies will be enlisted in <strong>the</strong> war on terror — perhaps in radical ways.<br />

“Even with today’s knowledge, I think we can tell whe<strong>the</strong>r someone has a strong<br />

emotional reaction to seeing things, and I can certainly imagine a friend-versusfoe<br />

scanner. If you put everyone who reacts badly to an American flag in a


concentration camp or Guantánamo, that would be bad, but in an occupation<br />

situation, to mark someone down <strong>for</strong> fur<strong>the</strong>r surveillance, that might be<br />

appropriate.”<br />

Paul Root Wolpe, who teaches social psychiatry and psychiatric ethics at <strong>the</strong><br />

University of Pennsylvania School of Medicine, says he anticipates that<br />

neuroscience predictions will move beyond <strong>the</strong> courtroom and will be used to<br />

make predictions about citizens in all walks of life.<br />

“Will we use brain imaging to track kids in school because we’ve discovered that<br />

certain brain function or morphology suggests aptitude” he asks. “I work <strong>for</strong><br />

NASA, and imagine how helpful it might be <strong>for</strong> NASA if it could scan your brain<br />

to discover whe<strong>the</strong>r you have a good enough spatial sense to be a pilot.” Wolpe<br />

says that brain imaging might eventually be used to decide if someone is a worthy<br />

foster or adoptive parent — a history of major depression and cocaine abuse can<br />

leave telltale signs on <strong>the</strong> brain, <strong>for</strong> example, and future studies might find parts<br />

of <strong>the</strong> brain that correspond to nurturing and caring.<br />

The idea of holding people accountable <strong>for</strong> <strong>the</strong>ir predispositions ra<strong>the</strong>r than <strong>the</strong>ir<br />

actions poses a challenge to one of <strong>the</strong> central principles of Anglo-American<br />

jurisprudence: namely, that people are responsible <strong>for</strong> <strong>the</strong>ir behavior, not <strong>the</strong>ir<br />

proclivities — <strong>for</strong> what <strong>the</strong>y do, not what <strong>the</strong>y think. “We’re going to have to make<br />

a decision about <strong>the</strong> skull as a privacy domain,” Wolpe says. Indeed, Wolpe<br />

serves on <strong>the</strong> board of an organization called <strong>the</strong> Center <strong>for</strong> Cognitive Liberty and<br />

Ethics, a group of neuroscientists, legal scholars and privacy advocates<br />

“dedicated to protecting and advancing freedom of thought in <strong>the</strong> modern world<br />

of accelerating neurotechnologies.”<br />

There may be similar “cognitive liberty” battles over ef<strong>for</strong>ts to repair or enhance<br />

broken brains. A remarkable technique called transcranial magnetic stimulation,<br />

<strong>for</strong> example, has been used to stimulate or inhibit specific regions of <strong>the</strong> brain. It<br />

can temporarily alter how we think and feel. Using T.M.S., Ernst Fehr and Daria<br />

Knoch of <strong>the</strong> University of Zurich temporarily disrupted each side of <strong>the</strong><br />

dorsolateral prefrontal cortex in test subjects. They asked <strong>the</strong>ir subjects to<br />

participate in an experiment that economists call <strong>the</strong> ultimatum game. One<br />

person is given $20 and told to divide it with a partner. If <strong>the</strong> partner rejects <strong>the</strong>


proposed amount as too low, nei<strong>the</strong>r person gets any money. Subjects whose<br />

prefrontal cortexes were functioning properly tended to reject offers of $4 or less:<br />

<strong>the</strong>y would ra<strong>the</strong>r get no money than accept an offer that struck <strong>the</strong>m as insulting<br />

and unfair. But subjects whose right prefrontal cortexes were suppressed by<br />

T.M.S. tended to accept <strong>the</strong> $4 offer. Although <strong>the</strong> offer still struck <strong>the</strong>m as<br />

insulting, <strong>the</strong>y were able to suppress <strong>the</strong>ir indignation and to pursue <strong>the</strong> selfishly<br />

rational conclusion that a low offer is better than nothing.<br />

Some neuroscientists believe that T.M.S. may be used in <strong>the</strong> future to en<strong>for</strong>ce a<br />

vision of <strong>the</strong>rapeutic justice, based on <strong>the</strong> idea that defective brains can be cured.<br />

“Maybe somewhere down <strong>the</strong> line, a badly damaged brain would be viewed as<br />

something that can heal, like a broken leg that needs to be repaired,” <strong>the</strong><br />

neurobiologist Robert Sapolsky says, although he acknowledges that defining<br />

what counts as a normal brain is politically and scientifically fraught. Indeed,<br />

ef<strong>for</strong>ts to identify normal and abnormal brains have been responsible <strong>for</strong> some of<br />

<strong>the</strong> darkest movements in <strong>the</strong> history of science and technology, from phrenology<br />

to eugenics. “How far are we willing to go to use neurotechnology to change<br />

people’s brains we consider disordered” Wolpe asks. “We might find a part of<br />

<strong>the</strong> brain that seems to be malfunctioning, like a discrete part of <strong>the</strong> brain<br />

operative in violent or sexually predatory behavior, and <strong>the</strong>n turn off or inhibit<br />

that behavior using transcranial magnetic stimulation.” Even behaviors in <strong>the</strong><br />

normal range might be fine-tuned by T.M.S.: jurors, <strong>for</strong> example, could be made<br />

more emotional or more deliberative with magnetic interventions. Mark George,<br />

an adviser to <strong>the</strong> Cephos company and also director of <strong>the</strong> Medical University of<br />

South Carolina Center <strong>for</strong> Advanced Imaging Research, has submitted a patent<br />

application <strong>for</strong> a T.M.S. procedure that supposedly suppresses <strong>the</strong> area of <strong>the</strong><br />

brain involved in lying and makes a person less capable of not telling <strong>the</strong> truth.<br />

As <strong>the</strong> new technologies proliferate, even <strong>the</strong> neurolaw experts <strong>the</strong>mselves have<br />

only begun to think about <strong>the</strong> questions that lie ahead. Can <strong>the</strong> police get a search<br />

warrant <strong>for</strong> someone’s brain Should <strong>the</strong> Fourth Amendment protect our minds<br />

in <strong>the</strong> same way that it protects our houses Can courts order tests of suspects’<br />

memories to determine whe<strong>the</strong>r <strong>the</strong>y are gang members or police in<strong>for</strong>mers, or<br />

would this violate <strong>the</strong> Fifth Amendment’s ban on compulsory self-incrimination<br />

Would punishing people <strong>for</strong> <strong>the</strong>ir thoughts ra<strong>the</strong>r than <strong>for</strong> <strong>the</strong>ir actions violate<br />

<strong>the</strong> Eighth Amendment’s ban on cruel and unusual punishment However


astonishing our machines may become, <strong>the</strong>y cannot tell us how to answer <strong>the</strong>se<br />

perplexing questions. We must instead look to our own powers of reasoning and<br />

intuition, relatively primitive as <strong>the</strong>y may be. As Stephen Morse puts it,<br />

neuroscience itself can never identify <strong>the</strong> mysterious point at which people<br />

should be excused from responsibility <strong>for</strong> <strong>the</strong>ir actions because <strong>the</strong>y are not able,<br />

in some sense, to control <strong>the</strong>mselves. That question, he suggests, is “moral and<br />

ultimately legal,” and it must be answered not in laboratories but in courtrooms<br />

and legislatures. In o<strong>the</strong>r words, we must answer it ourselves.<br />

Jeffrey Rosen, a frequent contributor, is <strong>the</strong> author most recently of “The<br />

Supreme Court: The Personalities and Rivalries That Defined America.”


Brain science offers insight to teen crime : Special Reports : Albuquerque Tribune<br />

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Brain science offers insight to teen crime<br />

By Joline Gutierrez Krueger (Contact)<br />

Friday, December 8, 2006<br />

Should Michael Brown have<br />

been given such a harsh <strong>adult</strong><br />

sentence <strong>for</strong> his role in <strong>the</strong><br />

deaths of his grandparents<br />

Yes<br />

No<br />

See <strong>the</strong> results without voting ».<br />

Smart Box<br />

Thinking like a teen<br />

Scientists and members of <strong>the</strong><br />

juvenile justice system are giving<br />

greater thought to whe<strong>the</strong>r<br />

differences between <strong>the</strong> brain of an<br />

adolescent and that of an <strong>adult</strong><br />

should have different implications<br />

<strong>for</strong> each in <strong>the</strong> criminal justice<br />

system.<br />

Amygdala: The brain's emotional<br />

center, which controls anger, fear,<br />

recklessness, among o<strong>the</strong>r<br />

reactions. In teens, <strong>the</strong> activity<br />

here is in high gear. In <strong>adult</strong>s, it's<br />

tempered by a more developed<br />

frontal lobe.<br />

Frontal lobe: The brain's executive<br />

center, which includes <strong>the</strong><br />

prefrontal cortex, responsible <strong>for</strong><br />

anticipating consequences,<br />

http://www.abqtrib.com/news/2006/dec/08/brain-science-offers-insight-teen-crime/ (1 of 6)12/15/2006 2:32:28 PM<br />

What was<br />

Michael Brown<br />

thinking<br />

Jurors pondered<br />

that nearly 12<br />

years ago be<strong>for</strong>e<br />

deciding on <strong>the</strong><br />

guilty verdict that<br />

would lock <strong>the</strong><br />

teen away <strong>for</strong><br />

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Brain science offers insight to teen crime : Special Reports : Albuquerque Tribune<br />

planning and controlling impulses.<br />

In short, it keeps <strong>the</strong> amygdala in<br />

check. In teens, however, this area<br />

is barely functioning and will not be<br />

fully developed until age 20 to 25.<br />

6. Home prices increase despite saturation of houses on<br />

market<br />

7. PBS `Detectives' visits museum <strong>for</strong> typewriter clues<br />

8. Saudis would back Sunnis<br />

9. Unsers' lawyers call deputies "substandard"<br />

10. Four Democratic women vie <strong>for</strong> county clerk job<br />

decades in an<br />

<strong>adult</strong> prison.<br />

They questioned<br />

why a 16-yearold<br />

boy with no previous history of violence did nothing to stop his teen pals from stabbing his screaming<br />

grandparents in 1994 unless he was <strong>the</strong> cold and calculating killer prosecutors said he was.<br />

But if <strong>the</strong> trial took place now or years from now, would science have played a greater role in <strong>the</strong>ir deliberating<br />

Would Brown have been saved from <strong>the</strong> <strong>adult</strong> sanctions because of his teenage brain<br />

Advances in brain research suggest it's possible.<br />

Scientists are now seeing beyond <strong>the</strong> skull into an emerging debate over whe<strong>the</strong>r <strong>the</strong> differences between <strong>the</strong><br />

brain of an adolescent and an <strong>adult</strong> should have different implications <strong>for</strong> each in <strong>the</strong> criminal justice system.<br />

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Studies being conducted at institutions such as <strong>the</strong> Laboratory <strong>for</strong> Adolescent Science at Dartmouth College and<br />

<strong>the</strong> National Institute of Mental Health in Be<strong>the</strong>sda, Md., could someday lead to <strong>the</strong> development of tools to aid in<br />

determining juvenile offenders' degree of culpability as compared with <strong>adult</strong>s.<br />

That could mean future Michael Browns will have an additional argument <strong>for</strong> receiving juvenile sanctions, not<br />

<strong>adult</strong> sentences, in cases of kids who kill.<br />

"We are interested in <strong>the</strong> broader question of whe<strong>the</strong>r juveniles should be punished to <strong>the</strong> same extent as <strong>adult</strong>s<br />

who have committed comparable crimes," said psychologist Laurence Steinberg in his 2003 article, "Less Guilty<br />

by Reason of Adolescence."<br />

Take a "CSI" look into <strong>the</strong> teenage brain and you'll notice a firestorm of activity. But experts say it's where that<br />

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Brain science offers insight to teen crime : Special Reports : Albuquerque Tribune<br />

activity is taking place - and where it isn't - that makes <strong>the</strong> crucial difference.<br />

The gray matter chatter in a teen brain is in full swing deep within <strong>the</strong> temporal lobe in an almond-shaped bulge<br />

called <strong>the</strong> amygdala, <strong>the</strong> brain's emotional center.<br />

In <strong>adult</strong>s, <strong>the</strong> amygdala's emotional and often impulsive or erratic reactions such as anger, fear and recklessness<br />

are tempered by <strong>the</strong> reasoning and social awareness of <strong>the</strong> brain's frontal lobe.<br />

Cerebral construction is not complete until around ages 20 to 25, most scientists agree. The frontal lobe is one of<br />

<strong>the</strong> last areas of <strong>the</strong> brain to develop.<br />

In <strong>the</strong> adolescent brain, it's barely firing at all.<br />

Without <strong>the</strong> frontal lobe on board, it becomes physiologically harder <strong>for</strong> a teen to completely understand <strong>the</strong><br />

future consequences of his or her emotional or impulsive actions, scientists contend.<br />

"Thus, <strong>the</strong>re is good reason to believe that adolescents, as compared with <strong>adult</strong>s, are more susceptible to<br />

influence, less future-oriented, less risk averse and less able to manage <strong>the</strong>ir impulses and behavior," Steinberg<br />

said.<br />

He and o<strong>the</strong>rs advocate that such a discrepancy in brain function should be taken into consideration when<br />

deciding to seek juvenile or <strong>adult</strong> sanctions.<br />

Childhood abuse and neglect fur<strong>the</strong>r hampers normal brain development, researchers say. A recent study by <strong>the</strong><br />

Juvenile Justice Center of <strong>the</strong> American Bar Association found that a majority of juveniles on death rows across<br />

<strong>the</strong> country had been abused or neglected as children.<br />

A U.S. Supreme Court decision last year now prohibits sentencing a juvenile to death, a decision that took into<br />

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Brain science offers insight to teen crime : Special Reports : Albuquerque Tribune<br />

consideration <strong>the</strong> incomplete brain development in juveniles. Court observers say that decision could have<br />

striking implications in cases where <strong>adult</strong> sanctions are being sought <strong>for</strong> juvenile offenders.<br />

No one is saying, however, that an immature brain is an excuse <strong>for</strong> committing crime - nor does it exonerate a<br />

juvenile from <strong>the</strong> consequences of breaking <strong>the</strong> law.<br />

It "does not excuse violent criminal behavior, but it's an important factor <strong>for</strong> courts to consider," according to a<br />

statement from <strong>the</strong> American Psychiatric Association.<br />

Chief Bernalillo County Deputy District Attorney Todd Heisey warns that brain science cannot predict which teen<br />

can be rehabilitated and which is a budding psychopath.<br />

"I think it's too soon to simply rely on that sort of technology," he said. "Some kids are just violent; some kids can<br />

get better once <strong>the</strong>y face <strong>the</strong>ir consequences. The trick is to know which is which."<br />

Presiding Children's Court Judge Marie Baca said she is beginning to see more discussion of <strong>the</strong> juvenile brain in<br />

her Albuquerque courtroom.<br />

"It's a controversial area," said Baca. "It's hard to go from this tough-love position where we hold juveniles<br />

accountable <strong>for</strong> <strong>the</strong>ir actions, including murder. But it's important, I think, to realize that children don't behave like<br />

little <strong>adult</strong>s."<br />

State District Judge Louis McDonald, who sentenced Brown and his two teen co-defendants as <strong>adult</strong>s, said <strong>the</strong><br />

brain-science debate has yet to enter his courtroom, located in Bernalillo.<br />

Still, he said he tries to keep up with current research on <strong>the</strong> issue.<br />

"The difficult thing about sentencing kids is everything I've seen about teenagers is that <strong>the</strong>ir brains are not<br />

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Brain science offers insight to teen crime : Special Reports : Albuquerque Tribune<br />

complete," he said. "There is so much going on in <strong>the</strong>re. They act impulsively. Some<strong>time</strong>s <strong>the</strong>y do things <strong>the</strong>y've<br />

never even reflected on."<br />

McDonald said he doubts Brown and <strong>the</strong> o<strong>the</strong>r two, Bernadette Setser and Jeremy Rose, know to this day why<br />

<strong>the</strong>y did what <strong>the</strong>y did on a February night nearly 13 years ago when <strong>the</strong>y took two lives and tossed away <strong>the</strong>ir<br />

own.<br />

"They don't understand what <strong>the</strong>y were thinking," he said.<br />

Brain research suggests that <strong>the</strong> question <strong>the</strong>y should be asking is not what <strong>the</strong>y were thinking but how <strong>the</strong>y<br />

were thinking.<br />

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Brain Maturation and <strong>the</strong> Execution of Juveniles<br />

Some reflections on science and <strong>the</strong> law.<br />

Illustration ©David Hollenbach<br />

issue.<br />

By Ruben C. Gur | By Ruben C. Gur | Should <strong>the</strong> death penalty be applied to<br />

offenders who were “juvenile” but over <strong>the</strong> age of 16 when <strong>the</strong>y committed<br />

<strong>the</strong>ir crimes As I am writing, <strong>the</strong> U.S. Supreme Court is deliberating this<br />

The attorneys arguing against juvenile execution used evidence from research on brain<br />

development to claim that <strong>the</strong> juvenile brain is insufficiently mature in areas relevant to<br />

criminal culpability to warrant <strong>the</strong> ultimate punishment. This is how I was dragged out<br />

of my hiding in <strong>the</strong> laboratory and into <strong>the</strong> midst of legal deliberations, culminating in<br />

amicus briefs and conferences with glitzy legal teams.<br />

The first hint of <strong>the</strong> storm came two years ago, with a call from a lawyer, Marc Bookman<br />

C’78, from <strong>the</strong> Defender Association of Philadelphia. He asked if I knew of or could<br />

prepare a review of <strong>the</strong> literature on brain development; he needed one to help a


Pennsylvania man who was facing <strong>the</strong> death penalty <strong>for</strong> crimes committed as a juvenile.<br />

I happened to have reviewed this literature <strong>for</strong> a manuscript reporting our own data<br />

from longitudinal studies per<strong>for</strong>med by Penn’s Brain Behavior Laboratory and <strong>the</strong><br />

Schizophrenia Center, and so I agreed to augment it and make it more readable <strong>for</strong> nonexperts.<br />

He sent it back to me, this <strong>time</strong> <strong>for</strong>matted as an affidavit in <strong>the</strong> case of a Mr.<br />

Hector Huertas. He asked whe<strong>the</strong>r I would mind reviewing <strong>the</strong> affidavit and, if I agreed<br />

with its contents, to notarize and sign it. Well, I agreed and it apparently worked. The<br />

Commonwealth decided not to pursue <strong>the</strong> death penalty in light of scientific findings<br />

that <strong>the</strong> brain does not mature until early <strong>adult</strong>hood. Soon afterward Mr. Bookman<br />

called again, this <strong>time</strong> to help a colleague in Texas who was defending a Mr. Toronto<br />

Patterson, a death-row inmate who also committed his crime when he was an<br />

adolescent.<br />

The affidavit did not save Mr. Patterson’s life, but while <strong>the</strong> U.S. Supreme Court refused<br />

to hear <strong>the</strong> appeal, it expressed interest in <strong>the</strong> scientific evidence from brain research<br />

that was presented in <strong>the</strong> case, and invited such arguments in future cases. The race was<br />

on to see what would be <strong>the</strong> test case determining whe<strong>the</strong>r <strong>the</strong> death penalty will apply<br />

to juvenile defendants, and I found myself being asked to sign affidavits from around<br />

<strong>the</strong> country. The “winner” was a Missouri man, Mr. Christopher Simmons (Roper v.<br />

Simmons). Below is a summary of <strong>the</strong> material I have submitted as part of an amicus<br />

organized by Mr. Simmons’ defense:<br />

The rate at which <strong>the</strong> human brain matures has been of considerable interest to<br />

neuroscientists, and knowledge of when different brain regions mature in human<br />

development may have profound implications <strong>for</strong> understanding behavioral<br />

development. Although <strong>the</strong> brain and its structure become well differentiated during<br />

fetal development, <strong>the</strong>re is overwhelming evidence that much of <strong>the</strong> maturational<br />

process occurs after birth. Indeed, projections from early pioneering work on donated<br />

brain tissue have indicated that some brain regions do not reach maturity in humans<br />

until <strong>adult</strong>hood. These projections have been confirmed by more recent neuroimaging<br />

studies.<br />

While sophisticated methods <strong>for</strong> preservation and dissection of postmortem brain tissue<br />

had been developed in <strong>the</strong> first decades of <strong>the</strong> 20th century, it was not until <strong>the</strong> 1960s<br />

that enough such tissue was available to examine <strong>the</strong> question of brain maturation in<br />

humans. Arguably <strong>the</strong> largest collection and <strong>the</strong> most influential work was that of Dr.<br />

Paul I. Yakovlev and his colleagues at Harvard University. His work has focused on <strong>the</strong><br />

creation of myelin, fatty tissue surrounding nerve fibers. This process, known as<br />

myelogenesis, is important <strong>for</strong> assuring efficient transmission of neuronal signals;<br />

myelin surrounds <strong>the</strong> nerve fibers that carry in<strong>for</strong>mation across large distances very<br />

much in <strong>the</strong> same way that rubber is used <strong>for</strong> insulating cables designed to conduct<br />

electricity across distance.<br />

Yakovlev examined slices of brain tissue from a wide age range of more than 200 brains,<br />

finding that especially late to myelinate were those parts of <strong>the</strong> brain that inhibit and<br />

modulate <strong>the</strong> more primitive, drive-related activation of <strong>the</strong> limbic areas. As interpreted<br />

by Yakovlev and his colleagues, <strong>the</strong> anatomic data indicated that <strong>the</strong> very functions that


make us uniquely human are <strong>the</strong> latest to become fully integrated into <strong>the</strong> workings of<br />

<strong>the</strong> developing brain.<br />

University of Chicago researcher Peter Huttenlocher uncovered ano<strong>the</strong>r<br />

neurodevelopmental phenomenon apparently taking place during adolescence:<br />

pruning. According to <strong>the</strong> pruning hypo<strong>the</strong>sis, neurons and <strong>the</strong>ir connections that have<br />

not been consistently used during childhood “shrivel off” and are eliminated at some<br />

point during adolescence, <strong>the</strong>reby allowing <strong>for</strong> greater efficiency of <strong>the</strong> remaining neural<br />

systems.<br />

Postmortem tissue studies have contributed important insights into understanding<br />

brain maturation, but <strong>the</strong>y have serious limitations, including tissue availability and <strong>the</strong><br />

inability to trace developmental changes in <strong>the</strong> same individual.<br />

These difficulties are circumvented by a set of novel techniques—developed in <strong>the</strong> 1970s<br />

and fully implemented by <strong>the</strong> 1990s—that can be generally referred to as structural<br />

imaging. These methods permit visualization and volumetric measurement of brain<br />

structure in living people without any risk to <strong>the</strong> subjects. The method that has become<br />

state-of-<strong>the</strong>-art <strong>for</strong> <strong>the</strong>se studies is based on magnetic resonance imaging (MRI)<br />

procedures. MRI has provided data on <strong>the</strong> composition of three brain components, or<br />

compartments: gray matter—nerve tissue responsible <strong>for</strong> in<strong>for</strong>mation processing; white<br />

matter—nerve tissue responsible <strong>for</strong> in<strong>for</strong>mation transmission; and cerebrospinal fluid.<br />

This division of <strong>the</strong> brain into <strong>the</strong>se compartments is termed segmentation.<br />

In one of <strong>the</strong> first studies examining segmented MRI in children and <strong>adult</strong>s, researchers<br />

Terry Jernigan and Paula Tallal from <strong>the</strong> University of Cali<strong>for</strong>nia have documented <strong>the</strong><br />

pruning process. They found that children had higher volumes of gray matter than<br />

<strong>adult</strong>s, indicating loss of gray matter during adolescence. In ano<strong>the</strong>r study Stan<strong>for</strong>d<br />

researchers Adolph Pfefferbaum and Calvin Lim demonstrated a clearly different<br />

developmental course <strong>for</strong> gray matter and white matter: The <strong>for</strong>mer declined steadily<br />

during adolescence while <strong>the</strong> latter increased in volume until about 20-22 years of age.<br />

A subsequent NIH study led by Judith Rappoport pinpointed <strong>the</strong> greatest delay in<br />

myelination <strong>for</strong> <strong>the</strong> brain’s fronto-temporal pathways.<br />

In <strong>the</strong> only study to date that examined segmented MRI volumes from a prospective<br />

sample of 28 healthy children aged one month to 10 years, as well as a small <strong>adult</strong><br />

sample, researchers from Penn and Toyama University in Japan applied segmentation<br />

procedures developed by <strong>the</strong> Penn group. This, actually, was <strong>the</strong> very study that<br />

prompted me to write a review of <strong>the</strong> literature, which I used <strong>for</strong> Mr. Bookman’s<br />

request. We found that while gray matter volume peaked at about two years of age, <strong>the</strong><br />

volume of white matter, which indicates brain maturation, continued to increase into<br />

<strong>adult</strong>hood. Fur<strong>the</strong>rmore, we found that <strong>the</strong> frontal lobe showed <strong>the</strong> greatest<br />

maturational lag and its myelination is unlikely to be completed be<strong>for</strong>e young<br />

<strong>adult</strong>hood.<br />

Most recently, investigators at UCLA’s brain imaging center analyzed MRI scans of 13<br />

healthy children over a period of eight to 10 years. They concluded that brain areas in


<strong>the</strong> cerebral cortex, responsible <strong>for</strong> higher-order integration, mature only after lowerorder<br />

somatosensory and visual cortices are developed.<br />

My review of <strong>the</strong> data found overwhelming evidence indicating that <strong>the</strong> main index of<br />

maturation, which is <strong>the</strong> process called myelination, is not complete until some <strong>time</strong> in<br />

<strong>the</strong> beginning of <strong>the</strong> third decade of life (probably at around ages 20-22). O<strong>the</strong>r<br />

maturational processes, such as <strong>the</strong> increase and subsequent elimination (“pruning”) in<br />

cell number and connectivity, may be completed by late adolescence, perhaps by ages<br />

15-17. (More data are needed to know <strong>for</strong> sure.) These results have ra<strong>the</strong>r profound<br />

implications <strong>for</strong> understanding behavioral development. The cortical regions that are<br />

last to mature, particularly those in prefrontal areas, are involved in behavioral facets<br />

germane to many aspects of criminal culpability. Perhaps most relevant is <strong>the</strong><br />

involvement of <strong>the</strong>se brain regions in <strong>the</strong> control of aggression and o<strong>the</strong>r impulses, <strong>the</strong><br />

process of planning <strong>for</strong> long-range goals, organization of sequential behavior, <strong>the</strong><br />

process of abstraction and mental flexibility, and aspects of memory including “working<br />

memory.” If <strong>the</strong> neural substrates of <strong>the</strong>se behaviors have not reached maturity be<strong>for</strong>e<br />

<strong>adult</strong>hood, it is unreasonable to expect <strong>the</strong> behaviors <strong>the</strong>mselves to reflect mature<br />

thought processes.<br />

As I stated in my expert opinion <strong>for</strong> <strong>the</strong> court, <strong>the</strong> brain-scan techniques have<br />

demonstrated conclusively that <strong>the</strong> phenomena observed by mental-health<br />

professionals in persons under 18, which would render <strong>the</strong>m less morally blameworthy<br />

<strong>for</strong> offenses, have a scientific grounding in neural substrates.<br />

The evidence now is strong that <strong>the</strong> brain does not cease to mature until <strong>the</strong> early 20s in<br />

those relevant parts that govern impulsivity, judgment, planning <strong>for</strong> <strong>the</strong> future, <strong>for</strong>esight<br />

of consequences, and o<strong>the</strong>r characteristics that make people morally culpable.<br />

There<strong>for</strong>e, from <strong>the</strong> perspective of neural development, someone under 20 should be<br />

considered to have an underdeveloped brain. Additionally, since brain development in<br />

<strong>the</strong> relevant areas goes in phases that vary in rate and is usually not complete be<strong>for</strong>e <strong>the</strong><br />

early to mid-20s, <strong>the</strong>re is no way to state with any scientific reliability that an individual<br />

17-year-old has a fully matured brain (and should be eligible <strong>for</strong> <strong>the</strong> most severe<br />

punishment), no matter how many o<strong>the</strong>rwise accurate tests and measures might be<br />

applied to him at <strong>the</strong> <strong>time</strong> of his trial <strong>for</strong> capital murder. This is similar to o<strong>the</strong>r physical<br />

characteristics such as height. While we know <strong>the</strong> age at which <strong>the</strong> average <strong>adult</strong> reaches<br />

his or her maximal height, predictions <strong>for</strong> individuals are not easy to make. Thus,<br />

although 18 is an arbitrary cutoff, given <strong>the</strong> ongoing development of <strong>the</strong> brain in most<br />

individuals, it must be preferred over 17 to assure that only <strong>the</strong> most culpable are<br />

punished <strong>for</strong> capital crimes. Indeed, age 21 or 22 would be closer to <strong>the</strong> “biological” age<br />

of maturity.<br />

Dr. Ruben Gur is a professor of psychology in <strong>the</strong> Department of Psychiatry (with secondary appointments in Radiology<br />

and Neurology) and director of <strong>the</strong> Brain Behavior Laboratory in <strong>the</strong> School of Medicine.<br />

©2005 The Pennsylvania Gazette<br />

Last modified 01/05/05


New research shows stark differences in teen brains<br />

New research shows stark differences in teen<br />

brains<br />

Lee Bowman, Scripps Howard<br />

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Written by: Lee Bowman, Scripps Howard<br />

May 11, 2004:<br />

Scripps Howard News Service<br />

New research shows stark differences in teen brains<br />

By Lee Bowman<br />

Recent popular films depicting teenagers suddenly housed in <strong>adult</strong> bodies have more<br />

than a little truth in <strong>the</strong>m.<br />

The latest brain research has found strong evidence that when it comes to maturity,<br />

organization and control, key parts of <strong>the</strong> brain related to emotions, judgment and<br />

"thinking ahead" are <strong>the</strong> last to arrive.<br />

"It seems that regulation of impulse control is <strong>the</strong> last on board and often <strong>the</strong> first to<br />

leave in <strong>the</strong> brain as we age," said Dr. Ruben Gur, a professor of psychology and<br />

director of <strong>the</strong> Brain Behavior Laboratory at <strong>the</strong> University of Pennsylvania who has<br />

been researching brain development in young <strong>adult</strong>s.<br />

Until recently, most brain experts thought <strong>the</strong> human command center stopped<br />

growing at around 18 months, and that neurons were pretty much set <strong>for</strong> life by age<br />

3.<br />

In fact, <strong>the</strong> brain's gray matter has a final growth spurt around <strong>the</strong> ages of 11 to 13<br />

in <strong>the</strong> frontal lobes of <strong>the</strong> brain, <strong>the</strong> regions that guide human intellect and planning.<br />

But it seems to take most of <strong>the</strong> teen years <strong>for</strong> youngsters to link <strong>the</strong>se new cells to<br />

<strong>the</strong> rest of <strong>the</strong>ir brains and solidify <strong>the</strong> millions of connections that allow <strong>the</strong>m to<br />

think and behave like <strong>adult</strong>s.<br />

At <strong>the</strong> same <strong>time</strong>, <strong>the</strong> release of a cascade of adolescent hormones during and after<br />

puberty causes o<strong>the</strong>r areas of <strong>the</strong> brain, particularly <strong>the</strong> amygdala, which governs<br />

basic emotional response, to fire up or expand.<br />

The result is that teens look at things differently than <strong>adult</strong>s. This has tremendous<br />

implications <strong>for</strong> education, mental health, drug abuse and moral and legal<br />

responsibility of adolescents.<br />

Deborah Yurgelun-Todd of Harvard Medical School and McClean Hospital in Boston<br />

has studied how teenagers and <strong>adult</strong>s respond differently to <strong>the</strong> same images.<br />

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New research shows stark differences in teen brains<br />

Shown a set of photos of people's faces contorted in fear, <strong>adult</strong>s named <strong>the</strong> right<br />

emotion, but teens seldom did, often saying <strong>the</strong> person was angry.<br />

When Yurgelun-Todd and her team did <strong>the</strong> same test while doing functional<br />

magnetic resonance imaging of <strong>the</strong> subject's brains, <strong>the</strong>y found a stark difference in<br />

<strong>the</strong> parts being used. Adults used both <strong>the</strong> advanced prefrontal cortex and <strong>the</strong> more<br />

basic amygdala to evaluate what <strong>the</strong>y had seen; younger teens relied entirely on <strong>the</strong><br />

amygdala, while older teens (top age in <strong>the</strong> group was 17) showed a progressive<br />

shift toward using <strong>the</strong> frontal area of <strong>the</strong> brain.<br />

"Just because teens are physically mature, <strong>the</strong>y may not appreciate <strong>the</strong><br />

consequences or weigh in<strong>for</strong>mation <strong>the</strong> same way as <strong>adult</strong>s do," Yurgelun-Todd said.<br />

"Good judgment is learned, but you can't learn it if you don't have <strong>the</strong> necessary<br />

hardware."<br />

There is more evidence of <strong>the</strong> differences:<br />

●<br />

A recent imaging study by researchers at <strong>the</strong> National Institute on Alcohol<br />

Abuse and Alcoholism found that teens taking an experimental gambling test<br />

are less likely to activate a region in <strong>the</strong> base of <strong>the</strong> brain that motivates<br />

behavior to work to obtain rewards than a control group of young <strong>adult</strong>s, ages<br />

22-28, playing <strong>the</strong> same games.<br />

●<br />

Numerous studies show alcohol and perhaps o<strong>the</strong>r drugs hit teen brains harder<br />

than <strong>the</strong>y do <strong>adult</strong> brains. The frontal lobes and <strong>the</strong> hippocampus, which is<br />

involved in memory <strong>for</strong>mation, are particularly vulnerable.<br />

●<br />

It has been known <strong>for</strong> some <strong>time</strong> that children have sharp growth spurts in<br />

brain connections among regions specialized <strong>for</strong> language and spatial<br />

relationships between ages 6 and 12. That language capacity tends to reside<br />

mostly in a person's nondominant side - <strong>the</strong> left hemisphere of <strong>the</strong> brain in<br />

right-handers, <strong>for</strong> instance. But a recent imaging study by researchers at <strong>the</strong><br />

University of Cincinnati Medical Center found that this distinction ends in <strong>the</strong><br />

mid-20s when <strong>the</strong> brain shifts to use both sides in language processing.<br />

The story of teen brain development lies in a process called myelinization, in which a<br />

layer of fat coats wire-like fibers connecting regions of <strong>the</strong> brain, back-to-front, sideto-side,<br />

and everywhere in between. Over <strong>time</strong>, this makes <strong>the</strong> operation of <strong>the</strong><br />

brain more precise and efficient, affecting not just thinking and problem-solving, but<br />

also coordination and mastery of skills ranging from throwing a baseball to playing<br />

<strong>the</strong> trombone.<br />

But <strong>the</strong>re's a price <strong>for</strong> this greater efficiency -brain cells that aren't hooked up to<br />

o<strong>the</strong>r parts tend to get killed off.<br />

"If <strong>the</strong>y're not on <strong>the</strong> network, <strong>the</strong>y die and <strong>the</strong>ir place is taken up with cerebral<br />

fluid. This goes on well beyond age 18," said Dr. David Fassler, a psychiatrist at <strong>the</strong><br />

University of Vermont.<br />

Even in <strong>adult</strong>hood, <strong>the</strong> wiring job is not completely done. Imaging done on <strong>the</strong><br />

brains of people in <strong>the</strong>ir 40s and 50s show <strong>the</strong>re's ano<strong>the</strong>r surge of connections<br />

being made, perhaps in response to menopause or to prepare <strong>the</strong> brain to better<br />

compensate <strong>for</strong> <strong>the</strong> loss of brain cells as we age.<br />

Still, it's a slow, arduous road to maturity and insight <strong>for</strong> teens.<br />

"We have some new insight into <strong>the</strong> 16 year-old that doesn't think twice about<br />

getting in a car with a friend who's been drinking, but <strong>the</strong>y're still not going to<br />

appreciate <strong>adult</strong>s arguments <strong>for</strong> why <strong>the</strong>y shouldn't," said Fassler.<br />

At <strong>the</strong> National Institute of Mental Health, Dr. Jay Giedd, who helps run <strong>the</strong> ongoing<br />

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New research shows stark differences in teen brains<br />

imaging studies that first detected <strong>the</strong> middle school growth spurt, said <strong>the</strong> new<br />

understanding of teen brains "argues <strong>for</strong> doing a lot of things as a teenager. You are<br />

hard-wiring you brain in adolescence. Do you want to hard-wire it <strong>for</strong> sports and<br />

playing music and doing ma<strong>the</strong>matics, or <strong>for</strong> lying on <strong>the</strong> couch in front of <strong>the</strong><br />

television"<br />

The new understanding of adolescent brains leads to questions of ethics and<br />

legalities.<br />

The Supreme Court already has decided that people should not be executed <strong>for</strong><br />

crimes committed when <strong>the</strong>y were age 15 or younger, and in <strong>the</strong> fall is scheduled to<br />

consider whe<strong>the</strong>r <strong>the</strong> restriction should be extended to everyone under 18.<br />

Two years ago, <strong>the</strong> court banned execution of mentally retarded people because of<br />

deficiencies that "diminish <strong>the</strong>ir personal culpability."<br />

"With <strong>the</strong> new biological explanation that adolescent brains are different, we think<br />

<strong>the</strong>re's scientific evidence that <strong>the</strong>y, too, are less culpable," said Stephen Harper, an<br />

adjunct professor of juvenile justice at <strong>the</strong> University of Miami School of Law who<br />

specializes in capital cases.<br />

Gur said some scientists would put off <strong>the</strong> age of legal majority to 22 or 23, and said<br />

<strong>the</strong>re will likely be considerable debate over how to tell when a person's brain<br />

physically looks like an <strong>adult</strong>'s as imaging research continues and ef<strong>for</strong>ts to set<br />

standards and norms develop.<br />

Fassler predicts that within a decade, brain images will be sophisticated enough to<br />

"help us determine <strong>the</strong> age <strong>for</strong> appropriate treatment of addictions and <strong>the</strong>rapy<br />

models <strong>for</strong> <strong>adult</strong>s and adolescents with disorders."<br />

O<strong>the</strong>r researchers say that while it's possible to gain general understanding about<br />

brain development and function from <strong>the</strong> images, <strong>the</strong> notion that medicine, law<br />

en<strong>for</strong>cement or anyone else should work from some ideal, normal brain model is<br />

troubling.<br />

"Each individual is not an exact map, and <strong>the</strong> difficulties in determining what <strong>the</strong><br />

range of variations are is really dangerous. The data is incredibly easy to be overinterpreted,"<br />

said Sonia Miller, a New York attorney who specializes in cases dealing<br />

with new technologies.<br />

Some courts are already accepting brain scans as evidence of a person's mental<br />

capacity in criminal cases, she said, and "as <strong>the</strong> neuroscience of intentional behavior<br />

develops, <strong>the</strong> way we assign responsibility and blame will be challenged. This raises<br />

a lot of questions about how much neural privacy can we expect, how much <strong>the</strong><br />

authorities can get into your brain."<br />

Dr. Peter Bandettini, a brain-imaging researcher at <strong>the</strong> National Institutes of Health,<br />

said <strong>the</strong> science of understanding what small structures and chemicals are doing<br />

within <strong>the</strong> brain is far from a gold standard <strong>for</strong> mental function or age.<br />

"Right now, I personally think you'd get more in<strong>for</strong>mation about a person's mental<br />

age by going to a set of behavioral tests. But I'd agree that as <strong>the</strong>se technologies<br />

become more powerful, <strong>the</strong>re's going to be a greater need <strong>for</strong> checks and balances<br />

to determine how <strong>the</strong> imaging in<strong>for</strong>mation should be used."<br />

On <strong>the</strong> Net:<br />

●<br />

●<br />

●<br />

●<br />

http://www.nimh.nih.gov/<br />

http://www.dana.org/<br />

http://www.aap.org/<br />

http://www.psych.org/<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

What Makes Teens Tick; A flood of hormones,<br />

sure. But also a host of structural changes in <strong>the</strong><br />

brain. Can those explain <strong>the</strong> behaviors that<br />

make adolescence so exciting--and so<br />

exasperating<br />

Advanced search |<br />

Search tips<br />

Time Magazine<br />

Written by: Time Magazine<br />

Time Magazine<br />

May 10, 2004<br />

What Makes Teens Tick; A flood of hormones, sure. But also a<br />

host of structural changes in <strong>the</strong> brain. Can those explain <strong>the</strong><br />

behaviors that make adolescence so exciting--and so<br />

exasperating<br />

By Claudia Wallis; Kristina Dell, with reporting by Alice Park/New York<br />

Five young men in sneakers and jeans troop into a waiting room at <strong>the</strong> National<br />

Institutes of Health Clinical Center in Be<strong>the</strong>sda, Md., and drape <strong>the</strong>mselves all over<br />

<strong>the</strong> chairs in classic collapsed-teenager mode, trailing backpacks, a CD player and a<br />

laptop loaded with computer games. It's midafternoon, and <strong>the</strong>y are, of course,<br />

tired, but even so <strong>the</strong>ir presence adds a jangly, hormonal buzz to <strong>the</strong> bland,<br />

institutional setting. Fair-haired twins Corey and Skyler Mann, 16, and <strong>the</strong>ir burlier<br />

big bro<strong>the</strong>rs Anthony and Brandon, 18, who are also twins, plus eldest bro<strong>the</strong>r<br />

Christopher, 22, are here to have <strong>the</strong>ir heads examined. Literally. The five bro<strong>the</strong>rs<br />

from Orem, Utah, are <strong>the</strong> latest recruits to a giant study that's been going on in this<br />

building since 1991. Its goal: to determine how <strong>the</strong> brain develops from childhood<br />

into adolescence and on into early <strong>adult</strong>hood.<br />

It is <strong>the</strong> project of Dr. Jay Giedd (pronounced Geed), chief of brain imaging in <strong>the</strong><br />

child psychiatry branch at <strong>the</strong> National Institute of Mental Health. Giedd, 43, has<br />

devoted <strong>the</strong> past 13 years to peering inside <strong>the</strong> heads of 1,800 kids and teenagers<br />

using high-powered magnetic resonance imaging (MRI). For each volunteer, he<br />

creates a unique photo album, taking MRI snapshots every two years and building a<br />

record as <strong>the</strong> brain morphs and grows. Giedd started out investigating <strong>the</strong><br />

developmental origins of attention-deficit/hyperactivity disorder (ADHD) and autism<br />

("I was going alphabetically," he jokes) but soon discovered that so little was known<br />

about how <strong>the</strong> brain is supposed to develop that it was impossible to figure out<br />

where things might be going wrong. In a way, <strong>the</strong> vast project that has become his<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

life's work is nothing more than an attempt to establish a gigantic control group. "It<br />

turned out that normal brains were so interesting in <strong>the</strong>mselves," he marvels. "And<br />

<strong>the</strong> adolescent studies have been <strong>the</strong> most surprising of all."<br />

Be<strong>for</strong>e <strong>the</strong> imaging studies by Giedd and his collaborators at UCLA, Harvard, <strong>the</strong><br />

Montreal Neurological Institute and a dozen o<strong>the</strong>r institutions, most scientists<br />

believed <strong>the</strong> brain was largely a finished product by <strong>the</strong> <strong>time</strong> a child reached <strong>the</strong> age<br />

of 12. Not only is it full-grown in size, Giedd explains, but "in a lot of psychological<br />

literature, traced back to [Swiss psychologist Jean] Piaget, <strong>the</strong> highest rung in <strong>the</strong><br />

ladder of cognitive development was about age 12--<strong>for</strong>mal operations." In <strong>the</strong> past,<br />

children entered initiation rites and started learning trades at about <strong>the</strong> onset of<br />

puberty. Some <strong>the</strong>orists concluded from this that <strong>the</strong> idea of adolescence was an<br />

artificial construct, a phenomenon invented in <strong>the</strong> post--Industrial Revolution years.<br />

Giedd's scanning studies proved what every parent of a teenager knows: not only is<br />

<strong>the</strong> brain of <strong>the</strong> adolescent far from mature, but both gray and white matter undergo<br />

extensive structural changes well past puberty. "When we started," says Giedd, "we<br />

thought we'd follow kids until about 18 or 20. If we had to pick a number now, we'd<br />

probably go to age 25."<br />

Now that MRI studies have cracked open a window on <strong>the</strong> developing brain,<br />

researchers are looking at how <strong>the</strong> newly detected physiological changes might<br />

account <strong>for</strong> <strong>the</strong> adolescent behaviors so familiar to parents: emotional outbursts,<br />

reckless risk taking and rule breaking, and <strong>the</strong> impassioned pursuit of sex, drugs and<br />

rock 'n' roll. Some experts believe <strong>the</strong> structural changes seen at adolescence may<br />

explain <strong>the</strong> timing of such major mental illnesses as schizophrenia and bipolar<br />

disorder. These diseases typically begin in adolescence and contribute to <strong>the</strong> high<br />

rate of teen suicide. Increasingly, <strong>the</strong> wild conduct once blamed on "raging<br />

hormones" is being seen as <strong>the</strong> by-product of two factors: a surfeit of hormones,<br />

yes, but also a paucity of <strong>the</strong> cognitive controls needed <strong>for</strong> mature behavior.<br />

In recent years, Giedd has shifted his focus to twins, which is why <strong>the</strong> Manns are<br />

such exciting recruits. Although most brain development seems to follow a set plan,<br />

with changes following cues that are preprogrammed into genes, o<strong>the</strong>r, subtler<br />

changes in gray matter reflect experience and environment. By following twins, who<br />

start out with identical--or, in fraternal twins, similar--programming but <strong>the</strong>n diverge<br />

as life takes <strong>the</strong>m on different paths, he hopes to tease apart <strong>the</strong> influences of<br />

nature and nurture. Ultimately, he hopes to find, <strong>for</strong> instance, that Anthony Mann's<br />

plan to become a pilot and Brandon's to study law will lead to brain differences that<br />

are detectable on future MRIs. The brain, more than any o<strong>the</strong>r organ, is where<br />

experience becomes flesh.<br />

Throughout <strong>the</strong> afternoon, <strong>the</strong> Mann bro<strong>the</strong>rs take turns completing tests of<br />

intelligence and cognitive function. Between sessions <strong>the</strong>y occasionally needle one<br />

ano<strong>the</strong>r in <strong>the</strong> waiting room. "If <strong>the</strong> o<strong>the</strong>r person is in a bad mood, you've got to<br />

provoke it," Anthony asserts slyly. Their mo<strong>the</strong>r Nancy Mann, a sunny paragon of<br />

patience who has three daughters in addition to <strong>the</strong> five boys, smiles and rolls her<br />

eyes.<br />

Shortly be<strong>for</strong>e 5 p.m., <strong>the</strong> Manns head downstairs to <strong>the</strong> imaging floor to meet <strong>the</strong><br />

magnet. Giedd, a trim, energetic man with a reddish beard, twinkly blue eyes and an<br />

impish sense of humor, greets Anthony and tells him what to expect. He asks<br />

Anthony to remove his watch, his necklace and a high school ring, labeled KEEPER.<br />

Does Anthony have any metal in his body Any piercings Not this clean-cut, soccerplaying<br />

Mormon. Giedd tapes a vitamin E capsule onto Anthony's left cheek and one<br />

in each ear. He explains that <strong>the</strong> oil-filled capsules are opaque to <strong>the</strong> scanner and<br />

will define a plane on <strong>the</strong> images, as well as help researchers tell left from right. The<br />

scanning will take about 15 minutes, during which Anthony must lie completely still.<br />

Dressed in a red sweat shirt, jeans and white K-Swiss sneakers, he stretches out on<br />

<strong>the</strong> examining table and slides his head into <strong>the</strong> machine's giant magnetic ring.<br />

MRI, Giedd points out, "made studying healthy kids possible" because <strong>the</strong>re's no<br />

radiation involved. (Be<strong>for</strong>e MRI, brain development was studied mostly by using<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

cadavers.) Each of <strong>the</strong> Mann boys will be scanned three <strong>time</strong>s. The first scan is a<br />

quick survey that lasts one minute. The second lasts two minutes and looks <strong>for</strong> any<br />

damage or abnormality. The third is 10 minutes long and taken at maximum<br />

resolution. It's <strong>the</strong> money shot. Giedd watches as Anthony's brain appears in cross<br />

section on a computer screen. The machine scans 124 slices, each as thin as a dime.<br />

It will take 20 hours of computer <strong>time</strong> to process <strong>the</strong> images, but <strong>the</strong> analysis is<br />

done by humans, says Giedd. "The human brain is still <strong>the</strong> best at pattern<br />

recognition," he marvels.<br />

Some people get nervous as <strong>the</strong> MRI machine clangs noisily. Claustrophobes panic.<br />

Anthony, lying still in <strong>the</strong> soul of <strong>the</strong> machine, simply falls asleep.<br />

CONSTRUCTION AHEAD<br />

One reason scientists have been surprised by <strong>the</strong> ferment in <strong>the</strong> teenage brain is<br />

that <strong>the</strong> brain grows very little over <strong>the</strong> course of childhood. By <strong>the</strong> <strong>time</strong> a child is 6,<br />

it is 90% to 95% of its <strong>adult</strong> size. As a matter of fact, we are born equipped with<br />

most of <strong>the</strong> neurons our brain will ever have--and that's fewer than we have in<br />

utero. Humans achieve <strong>the</strong>ir maximum brain-cell density between <strong>the</strong> third and sixth<br />

month of gestation--<strong>the</strong> culmination of an explosive period of prenatal neural<br />

growth. During <strong>the</strong> final months be<strong>for</strong>e birth, our brains undergo a dramatic pruning<br />

in which unnecessary brain cells are eliminated. Many neuroscientists now believe<br />

that autism is <strong>the</strong> result of insufficient or abnormal prenatal pruning.<br />

What Giedd's long-term studies have documented is that <strong>the</strong>re is a second wave of<br />

proliferation and pruning that occurs later in childhood and that <strong>the</strong> final, critical part<br />

of this second wave, affecting some of our highest mental functions, occurs in <strong>the</strong><br />

late teens. Unlike <strong>the</strong> prenatal changes, this neural waxing and waning alters not <strong>the</strong><br />

number of nerve cells but <strong>the</strong> number of connections, or synapses, between <strong>the</strong>m.<br />

When a child is between <strong>the</strong> ages of 6 and 12, <strong>the</strong> neurons grow bushier, each<br />

making dozens of connections to o<strong>the</strong>r neurons and creating new pathways <strong>for</strong> nerve<br />

signals. The thickening of all this gray matter--<strong>the</strong> neurons and <strong>the</strong>ir branchlike<br />

dendrites--peaks when girls are about 11 and boys 12 1/2, at which point a serious<br />

round of pruning is under way. Gray matter is thinned out at a rate of about 0.7% a<br />

year, tapering off in <strong>the</strong> early 20s. At <strong>the</strong> same <strong>time</strong>, <strong>the</strong> brain's white matter<br />

thickens. The white matter is composed of fatty myelin sheaths that encase axons<br />

and, like insulation on a wire, make nerve-signal transmissions faster and more<br />

efficient. With each passing year (maybe even up to age 40) myelin sheaths thicken,<br />

much like tree rings. During adolescence, says Giedd, summing up <strong>the</strong> process, "you<br />

get fewer but faster connections in <strong>the</strong> brain." The brain becomes a more efficient<br />

machine, but <strong>the</strong>re is a trade-off: it is probably losing some of its raw potential <strong>for</strong><br />

learning and its ability to recover from trauma.<br />

Most scientists believe that <strong>the</strong> pruning is guided both by genetics and by a use-it-orlose-it<br />

principle. Nobel prizewinning neuroscientist Gerald Edelman has described<br />

that process as "neural Darwinism"--survival of <strong>the</strong> fittest (or most used) synapses.<br />

How you spend your <strong>time</strong> may be critical. Research shows, <strong>for</strong> instance, that<br />

practicing piano quickly thickens neurons in <strong>the</strong> brain regions that control <strong>the</strong><br />

fingers. Studies of London cab drivers, who must memorize all <strong>the</strong> city's streets,<br />

show that <strong>the</strong>y have an unusually large hippocampus, a structure involved in<br />

memory. Giedd's research suggests that <strong>the</strong> cerebellum, an area that coordinates<br />

both physical and mental activities, is particularly responsive to experience, but he<br />

warns that it's too soon to know just what drives <strong>the</strong> buildup and pruning phases.<br />

He's hoping his studies of twins will help answer such questions: "We're looking at<br />

what <strong>the</strong>y eat, how <strong>the</strong>y spend <strong>the</strong>ir <strong>time</strong>--is it video games or sports Now <strong>the</strong> fun<br />

begins," he says.<br />

No matter how a particular brain turns out, its development proceeds in stages,<br />

generally from back to front. Some of <strong>the</strong> brain regions that reach maturity earliest--<br />

through proliferation and pruning--are those in <strong>the</strong> back of <strong>the</strong> brain that mediate<br />

direct contact with <strong>the</strong> environment by controlling such sensory functions as vision,<br />

hearing, touch and spatial processing. Next are areas that coordinate those<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

functions: <strong>the</strong> part of <strong>the</strong> brain that helps you know where <strong>the</strong> light switch is in your<br />

bathroom even if you can't see it in <strong>the</strong> middle of <strong>the</strong> night. The very last part of <strong>the</strong><br />

brain to be pruned and shaped to its <strong>adult</strong> dimensions is <strong>the</strong> prefrontal cortex, home<br />

of <strong>the</strong> so-called executive functions--planning, setting priorities, organizing thoughts,<br />

suppressing impulses, weighing <strong>the</strong> consequences of one's actions. In o<strong>the</strong>r words,<br />

<strong>the</strong> final part of <strong>the</strong> brain to grow up is <strong>the</strong> part capable of deciding, I'll finish my<br />

homework and take out <strong>the</strong> garbage, and <strong>the</strong>n I'll IM my friends about seeing a<br />

movie.<br />

"Scientists and <strong>the</strong> general public had attributed <strong>the</strong> bad decisions teens make to<br />

hormonal changes," says Elizabeth Sowell, a UCLA neuroscientist who has done<br />

seminal MRI work on <strong>the</strong> developing brain. "But once we started mapping where and<br />

when <strong>the</strong> brain changes were happening, we could say, Aha, <strong>the</strong> part of <strong>the</strong> brain<br />

that makes teenagers more responsible is not finished maturing yet."<br />

RAGING HORMONES<br />

Hormones, however, remain an important part of <strong>the</strong> teen-brain story. Right about<br />

<strong>the</strong> <strong>time</strong> <strong>the</strong> brain switches from proliferating to pruning, <strong>the</strong> body comes under <strong>the</strong><br />

hormonal assault of puberty. (Research suggests that <strong>the</strong> two events are not closely<br />

linked because brain development proceeds on schedule even when a child<br />

experiences early or late puberty.) For years, psychologists attributed <strong>the</strong> intense,<br />

combustible emotions and unpredictable behavior of teens to this biochemical<br />

onslaught. And new research adds fresh support. At puberty, <strong>the</strong> ovaries and testes<br />

begin to pour estrogen and testosterone into <strong>the</strong> bloodstream, spurring <strong>the</strong><br />

development of <strong>the</strong> reproductive system, causing hair to sprout in <strong>the</strong> armpits and<br />

groin, wreaking havoc with <strong>the</strong> skin, and shaping <strong>the</strong> body to its <strong>adult</strong> contours. At<br />

<strong>the</strong> same <strong>time</strong>, testosterone-like hormones released by <strong>the</strong> adrenal glands, located<br />

near <strong>the</strong> kidneys, begin to circulate. Recent discoveries show that <strong>the</strong>se adrenal sex<br />

hormones are extremely active in <strong>the</strong> brain, attaching to receptors everywhere and<br />

exerting a direct influence on serotonin and o<strong>the</strong>r neurochemicals that regulate<br />

mood and excitability.<br />

The sex hormones are especially active in <strong>the</strong> brain's emotional center--<strong>the</strong> limbic<br />

system. This creates a "tinderbox of emotions," says Dr. Ronald Dahl, a psychiatrist<br />

at <strong>the</strong> University of Pittsburgh. Not only do feelings reach a flash point more easily,<br />

but adolescents tend to seek out situations where <strong>the</strong>y can allow <strong>the</strong>ir emotions and<br />

passions to run wild. "Adolescents are actively looking <strong>for</strong> experiences to create<br />

intense feelings," says Dahl. "It's a very important hint that <strong>the</strong>re is some particular<br />

hormone-brain relationship contributing to <strong>the</strong> appetite <strong>for</strong> thrills, strong sensations<br />

and excitement." This thrill seeking may have evolved to promote exploration, an<br />

eagerness to leave <strong>the</strong> nest and seek one's own path and partner. But in a world<br />

where fast cars, illicit drugs, gangs and dangerous liaisons beckon, it also puts <strong>the</strong><br />

teenager at risk.<br />

That is especially so because <strong>the</strong> brain regions that put <strong>the</strong> brakes on risky,<br />

impulsive behavior are still under construction. "The parts of <strong>the</strong> brain responsible<br />

<strong>for</strong> things like sensation seeking are getting turned on in big ways around <strong>the</strong> <strong>time</strong> of<br />

puberty," says Temple University psychologist Laurence Steinberg. "But <strong>the</strong> parts <strong>for</strong><br />

exercising judgment are still maturing throughout <strong>the</strong> course of adolescence. So<br />

you've got this <strong>time</strong> gap between when things impel kids toward taking risks early in<br />

adolescence, and when things that allow people to think be<strong>for</strong>e <strong>the</strong>y act come online.<br />

It's like turning on <strong>the</strong> engine of a car without a skilled driver at <strong>the</strong> wheel."<br />

DUMB DECISIONS<br />

Increasingly, psychologists like Steinberg are trying to connect <strong>the</strong> familiar patterns<br />

of adolescents' wacky behavior to <strong>the</strong> new findings about <strong>the</strong>ir evolving brain<br />

structure. It's not always easy to do. "In all likelihood, <strong>the</strong> behavior is changing<br />

because <strong>the</strong> brain is changing," he says. "But that is still a bit of a leap." A critical<br />

tool in making that leap is functional magnetic resonance imaging (fMRI). While<br />

ordinary MRI reveals brain structure, fMRI actually shows brain activity while<br />

subjects are doing assigned tasks.<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

At McLean Hospital in Belmont, Mass., Harvard neuropsychologist Deborah Yurgelun-<br />

Todd did an elegant series of FMRI experiments in which both kids and <strong>adult</strong>s were<br />

asked to identity <strong>the</strong> emotions displayed in photographs of faces. "In doing <strong>the</strong>se<br />

tasks," she says, "kids and young adolescents rely heavily on <strong>the</strong> amygdala, a<br />

structure in <strong>the</strong> temporal lobes associated with emotional and gut reactions. Adults<br />

rely less on <strong>the</strong> amygdala and more on <strong>the</strong> frontal lobe, a region associated with<br />

planning and judgment." While <strong>adult</strong>s make few errors in assessing <strong>the</strong> photos, kids<br />

under 14 tend to make mistakes. In particular, <strong>the</strong>y identify fearful expressions as<br />

angry, confused or sad. By following <strong>the</strong> same kids year after year, Yurgelun-Todd<br />

has been able to watch <strong>the</strong>ir brain-activity pattern--and <strong>the</strong>ir judgment--mature.<br />

Fledgling physiology, she believes, may explain why adolescents so frequently<br />

misread emotional signals, seeing anger and hostility where none exists. Teenage<br />

ranting ("That teacher hates me!") can be better understood in this light.<br />

At Temple University, Steinberg has been studying ano<strong>the</strong>r kind of judgment: risk<br />

assessment. In an experiment using a driving-simulation game, he studies teens and<br />

<strong>adult</strong>s as <strong>the</strong>y decide whe<strong>the</strong>r to run a yellow light. Both sets of subjects, he found,<br />

make safe choices when playing alone. But in group play, teenagers start to take<br />

more risks in <strong>the</strong> presence of <strong>the</strong>ir friends, while those over age 20 don't show much<br />

change in <strong>the</strong>ir behavior. "With this manipulation," says Steinberg, "we've shown<br />

that age differences in decision making and judgment may appear under conditions<br />

that are emotionally arousing or have high social impact." Most teen crimes, he says,<br />

are committed by kids in packs.<br />

O<strong>the</strong>r researchers are exploring how <strong>the</strong> adolescent propensity <strong>for</strong> uninhibited risk<br />

taking propels teens to experiment with drugs and alcohol. Traditionally,<br />

psychologists have attributed this experimentation to peer pressure, teenagers'<br />

attraction to novelty and <strong>the</strong>ir roaring interest in loosening sexual inhibitions. But<br />

researchers have raised <strong>the</strong> possibility that rapid changes in dopamine-rich areas of<br />

<strong>the</strong> brain may be an additional factor in making teens vulnerable to <strong>the</strong> stimulating<br />

and addictive effects of drugs and alcohol. Dopamine, <strong>the</strong> brain chemical involved in<br />

motivation and in rein<strong>for</strong>cing behavior, is particularly abundant and active in <strong>the</strong><br />

teen years.<br />

Why is it so hard to get a teenager off <strong>the</strong> couch and working on that all important<br />

college essay You might blame it on <strong>the</strong>ir immature nucleus accumbens, a region in<br />

<strong>the</strong> frontal cortex that directs motivation to seek rewards. James Bjork at <strong>the</strong><br />

National Institute on Alcohol Abuse and Alcoholism has been using fMRI to study<br />

motivation in a challenging gambling game. He found that teenagers have less<br />

activity in this region than <strong>adult</strong>s do. "If adolescents have a motivational deficit, it<br />

may mean that <strong>the</strong>y are prone to engaging in behaviors that have ei<strong>the</strong>r a really<br />

high excitement factor or a really low ef<strong>for</strong>t factor, or a combination of both." Sound<br />

familiar Bjork believes his work may hold valuable lessons <strong>for</strong> parents and society.<br />

"When presenting suggestions, anything parents can do to emphasize more<br />

immediate payoffs will be more effective," he says. To persuade a teen to quit<br />

drinking, <strong>for</strong> example, he suggests stressing something immediate and tangible--<strong>the</strong><br />

danger of getting kicked off <strong>the</strong> football team, say--ra<strong>the</strong>r than a future on skid row.<br />

Persuading a teenager to go to bed and get up on a reasonable schedule is ano<strong>the</strong>r<br />

matter entirely. This kind of decision making has less to do with <strong>the</strong> frontal lobe than<br />

with <strong>the</strong> pineal gland at <strong>the</strong> base of <strong>the</strong> brain. As night<strong>time</strong> approaches and daylight<br />

recedes, <strong>the</strong> pineal gland produces melatonin, a chemical that signals <strong>the</strong> body to<br />

begin shutting down <strong>for</strong> sleep. Studies by Mary Carskadon at Brown University have<br />

shown that it takes longer <strong>for</strong> melatonin levels to rise in teenagers than in younger<br />

kids or in <strong>adult</strong>s, regardless of exposure to light or stimulating activities. "The brain's<br />

program <strong>for</strong> starting night<strong>time</strong> is later," she explains.<br />

PRUNING PROBLEMS<br />

The new discoveries about teenage brain development have prompted all sorts of<br />

questions and <strong>the</strong>ories about <strong>the</strong> timing of childhood mental illness and cognitive<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

disorders. Some scientists now believe that ADHD and Tourette's syndrome, which<br />

typically appear by <strong>the</strong> <strong>time</strong> a child reaches age 7, may be related to <strong>the</strong> brain<br />

proliferation period. Though both disorders have genetic roots, <strong>the</strong> rapid growth of<br />

brain tissue in early childhood, especially in regions rich in dopamine, "may set <strong>the</strong><br />

stage <strong>for</strong> <strong>the</strong> increase in motor activities and tics," says Dr. Martin Teicher, director<br />

of developmental biopsychiatry research at McLean Hospital. "When it starts to<br />

prune in adolescence, you often see symptoms recede."<br />

Schizophrenia, on <strong>the</strong> o<strong>the</strong>r hand, makes its appearance at about <strong>the</strong> <strong>time</strong> <strong>the</strong><br />

prefrontal cortex is getting pruned. "Many people have speculated that schizophrenia<br />

may be due to an abnormality in <strong>the</strong> pruning process," says Teicher. "Ano<strong>the</strong>r<br />

hypo<strong>the</strong>sis is that schizophrenia has a much earlier, prenatal origin, but as <strong>the</strong> brain<br />

prunes, it gets unmasked." MRI studies have shown that while <strong>the</strong> average teenager<br />

loses about 15% of his cortical gray matter, those who develop schizophrenia lose as<br />

much as 25%.<br />

WHAT'S A PARENT TO DO<br />

Brain scientists tend to be reluctant to make <strong>the</strong> leap from <strong>the</strong> laboratory to real-life,<br />

hard-core teenagers. Some feel a little burned by <strong>the</strong> way earlier neurological<br />

discoveries resulted in Baby Einstein tapes and o<strong>the</strong>r marketing schemes that<br />

misapplied <strong>the</strong>ir science. It is clear, however, that <strong>the</strong>re are implications in <strong>the</strong> new<br />

research <strong>for</strong> parents, educators and lawmakers.<br />

In light of what has been learned, it seems almost arbitrary that our society has<br />

decided that a young American is ready to drive a car at 16, to vote and serve in <strong>the</strong><br />

Army at 18 and to drink alcohol at 21. Giedd says <strong>the</strong> best estimate <strong>for</strong> when <strong>the</strong><br />

brain is truly mature is 25, <strong>the</strong> age at which you can rent a car. "Avis must have<br />

some pretty sophisticated neuroscientists," he jokes. Now that we have scientific<br />

evidence that <strong>the</strong> adolescent brain is not quite up to scratch, some legal scholars<br />

and child advocates argue that minors should never be tried as <strong>adult</strong>s and should be<br />

spared <strong>the</strong> death penalty. Last year, in an official statement that summarized<br />

current research on <strong>the</strong> adolescent brain, <strong>the</strong> American Bar Association urged all<br />

state legislatures to ban <strong>the</strong> death penalty <strong>for</strong> juveniles. "For social and biological<br />

reasons," it read, "teens have increased difficulty making mature decisions and<br />

understanding <strong>the</strong> consequences of <strong>the</strong>ir actions."<br />

Most parents, of course, know this instinctively. Still, it's useful to learn that teenage<br />

behavior is not just a matter of willful pigheadedness or determination to drive you<br />

crazy--though <strong>the</strong>se, too, can be factors. "There's a debate over how much<br />

conscious control kids have," says Giedd, who has four "teenagers in training" of his<br />

own. "You can tell <strong>the</strong>m to shape up or ship out, but making mistakes is part of how<br />

<strong>the</strong> brain optimally grows." It might be more useful to help <strong>the</strong>m make up <strong>for</strong> what<br />

<strong>the</strong>ir brain still lacks by providing structure, organizing <strong>the</strong>ir <strong>time</strong>, guiding <strong>the</strong>m<br />

through tough decisions (even when <strong>the</strong>y resist) and applying those <strong>time</strong>-tested<br />

parental virtues: patience and love.<br />

--With reporting by Alice Park/New York<br />

INSIDE THE ADOLESCENT BRAIN<br />

The brain undergoes two major developmental spurts, one in <strong>the</strong> womb and <strong>the</strong><br />

second from childhood through <strong>the</strong> teen years, when <strong>the</strong> organ matures by fits and<br />

starts in a sequence that moves from <strong>the</strong> back of <strong>the</strong> brain to <strong>the</strong> front<br />

BRAIN AREA<br />

DESCRIPTION / DUTIES<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

CORPUS CALLOSUM<br />

PREFRONTAL CORTEX<br />

BASAL GANGLIA<br />

AMYGDALA<br />

CEREBELLUM<br />

Thought to be involved in problem<br />

solving and creativity, this bundle<br />

of nerve fibers connects <strong>the</strong> left<br />

and right hemispheres of <strong>the</strong> brain.<br />

During adolescence, <strong>the</strong> nerve<br />

fibers thicken and process<br />

in<strong>for</strong>mation more and more<br />

efficiently<br />

The CEO of <strong>the</strong> brain, also called<br />

<strong>the</strong> area of sober second thought,<br />

is <strong>the</strong> last part of <strong>the</strong> brain to<br />

mature-which may be why teens<br />

get into so much trouble. Located<br />

just behind <strong>the</strong> <strong>for</strong>ehead, <strong>the</strong><br />

prefrontal cortex grows during <strong>the</strong><br />

preteen years and <strong>the</strong>n shrinks as<br />

neural connections are pruned<br />

during adolescence<br />

Larger in females than in males,<br />

this part of <strong>the</strong> brain acts like a<br />

secretary to <strong>the</strong> prefrontal cortex<br />

by helping it prioritize in<strong>for</strong>mation.<br />

The basal ganglia and prefrontal<br />

cortex are tightly connected: at<br />

nearly <strong>the</strong> same <strong>time</strong>, <strong>the</strong>y grow<br />

neuron connections and <strong>the</strong>n prune<br />

<strong>the</strong>m. This area of <strong>the</strong> brain is also<br />

active in small and large motor<br />

movements, so it may be important<br />

to expose preteens to music and<br />

sports while it is growing<br />

This is <strong>the</strong> emotional center of <strong>the</strong><br />

brain, home to such primal feelings<br />

as fear and rage. In processing<br />

emotional in<strong>for</strong>mation, teens tend<br />

to rely more heavily on <strong>the</strong><br />

amygdala. Adults depend more on<br />

<strong>the</strong> rational prefrontal cortex, a<br />

part of <strong>the</strong> brain that is<br />

underdeveloped in teens. That may<br />

explain why adolescents often react<br />

more impulsively than <strong>adult</strong>s<br />

Long thought to play a role in<br />

physical coordination, this area<br />

may also regulate certain thought<br />

processes. More sensitive to<br />

environment than to heredity, <strong>the</strong><br />

cerebellum supports activities of<br />

higher learning like ma<strong>the</strong>matics,<br />

music and advanced social skills.<br />

New research shows that it changes<br />

dramatically during adolescence,<br />

increasing <strong>the</strong> number of neurons<br />

and <strong>the</strong> complexity of <strong>the</strong>ir<br />

connections. The cerebellum is <strong>the</strong><br />

only part of <strong>the</strong> brain that<br />

continues growing well into <strong>the</strong><br />

early 20s<br />

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What Makes Teens Tick; A flood of hormones, sure. But also a host of struct...plain <strong>the</strong> behaviors that make adolescence so exciting--and so exasperating<br />

NERVE PROLIFERATION...<br />

By age 11 <strong>for</strong> girls and 12 1/2 <strong>for</strong><br />

boys, <strong>the</strong> neurons in <strong>the</strong> front of<br />

<strong>the</strong> brain have <strong>for</strong>med thousands of<br />

new connections. Over <strong>the</strong> next few<br />

years, most of <strong>the</strong>se links will be<br />

pruned<br />

... AND PRUNING Those that are used and rein<strong>for</strong>ced<strong>the</strong><br />

pathways involved in language,<br />

<strong>for</strong> example-will be streng<strong>the</strong>ned,<br />

while <strong>the</strong> ones that aren't used will<br />

die out<br />

Sources: Dr. Jay Giedd, chief of brain imaging, child psychiatry branch, NIMH; Paul<br />

Thompson, Andrew Lee, Kiralee Hayashi and Arthur Toga, UCLA Lab of Neuro<br />

Imaging; Nitin Gogtay and Judy Rapoport, child psychiatry branch, NIMH<br />

Text by Kristina Dell<br />

Home | About DPIC | Privacy Policy<br />

©2006 Death Penalty In<strong>for</strong>mation Center<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

Week of May 8, 2004; Vol. 165, No. 19 , p. 299<br />

Teen Brains on Trial<br />

The science of neural development tangles with <strong>the</strong> juvenile<br />

death penalty<br />

Bruce Bower<br />

Science News<br />

Web<br />

Later this year, <strong>the</strong> U.S. Supreme Court will hear arguments about whe<strong>the</strong>r<br />

federal law should continue to permit executions of 16- and 17-year-olds<br />

convicted of murder. On this life-or-death issue, controversial legal and ethical<br />

views on teenagers' capacity to control <strong>the</strong>ir behavior and obey <strong>the</strong> law will<br />

take center stage. However, a relative newcomer to <strong>the</strong> debate—<strong>the</strong><br />

burgeoning science of brain development—may critically influence <strong>the</strong> high<br />

court's final decision.<br />

A coalition of psychiatric and legal organizations plans to submit a brief to <strong>the</strong><br />

justices contending that teenagers often make poor decisions and act<br />

impulsively because <strong>the</strong>ir brains haven't attained an <strong>adult</strong> level of<br />

organization. Consequently, <strong>the</strong> coalition argues, teenage killers are less<br />

culpable <strong>for</strong> <strong>the</strong>ir crimes than <strong>the</strong>ir <strong>adult</strong> counterparts are. Capital punishment<br />

of teens thus violates <strong>the</strong> constitutional amendment protecting citizens from<br />

cruel and unusual punishment.<br />

Science News<br />

<strong>for</strong> Kids<br />

Subscribe to an<br />

audio <strong>for</strong>mat<br />

"Our objection to <strong>the</strong> juvenile<br />

death penalty is rooted in <strong>the</strong> fact<br />

that adolescents' brains function<br />

in fundamentally different ways<br />

than <strong>adult</strong>s' brains do," says<br />

David Fassler, a psychiatrist at<br />

<strong>the</strong> University of Vermont in<br />

Burlington and a leader of <strong>the</strong><br />

ef<strong>for</strong>t to infuse capital-crime laws<br />

with brain science.<br />

Published by<br />

Age-related brain differences<br />

pack a real-world wallop, in his<br />

view. "From a biological<br />

perspective," Fassler asserts, "an<br />

anxious adolescent with a gun in<br />

a convenience store is more<br />

likely to perceive a threat and pull<br />

<strong>the</strong> trigger than is an anxious<br />

<strong>adult</strong> with a gun in <strong>the</strong> same<br />

store."<br />

MENTAL MATURITY New data on teens'<br />

unfinished brain development may aid ef<strong>for</strong>ts to get<br />

rid of <strong>the</strong> juvenile death penalty in <strong>the</strong> United <strong>States</strong>.<br />

PhotoDisk<br />

Fassler and two like-minded colleagues—neuropsychologist Ruben Gur of <strong>the</strong><br />

University of Pennsylvania in Philadelphia and lawyer Stephen Harper of <strong>the</strong><br />

University of Miami—spoke in March at a Washington, D.C., press conference<br />

convened by groups that included <strong>the</strong> American Psychiatric Association and<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

<strong>the</strong> American Bar Association.<br />

Yet <strong>the</strong> zeal with which <strong>the</strong>se organizations now wield brain studies to fight<br />

<strong>the</strong> juvenile death penalty masks a deep division among scientists about<br />

whe<strong>the</strong>r <strong>the</strong> data are ready <strong>for</strong> legal prime <strong>time</strong>.<br />

Some researchers agree that capital-punishment laws should incorporate<br />

what's known about teenagers' incomplete brain development, even if <strong>the</strong><br />

scientific story contains gaps. Don't excuse criminal behavior, <strong>the</strong>se scientists<br />

say, but acknowledge that adolescents who kill don't deserve <strong>the</strong> ultimate<br />

punishment.<br />

Members of ano<strong>the</strong>r camp argue that brain science doesn't belong in court<br />

because <strong>the</strong>re's no evidence linking specific characteristics of teens' brains to<br />

any legally relevant condition, such as impaired moral judgment or an inability<br />

to control murderous impulses.<br />

"Juvenile death sentences bo<strong>the</strong>r me, but this is an ethical issue," remarks<br />

Harvard University psychologist Jerome Kagan. "The brain data don't show<br />

that adolescents typically have reduced legal culpability <strong>for</strong> crimes."<br />

Frontal assault<br />

Plans to apply brain science to balance <strong>the</strong> scales of justice come at a <strong>time</strong><br />

when <strong>the</strong> juvenile death penalty is already on <strong>the</strong> defensive.<br />

As of January 2004, 29 states prohibited capital punishment of juveniles.<br />

Legislation to bar <strong>the</strong> death penalty <strong>for</strong> offenders under 18 years old is being<br />

considered in 14 additional states. Juvenile-death-penalty foes find this trend<br />

encouraging, since <strong>the</strong> Supreme Court justified its 2002 ruling against<br />

executing mentally retarded offenders by citing bans on that practice in 30<br />

states.<br />

Ano<strong>the</strong>r heartening sign <strong>for</strong> opponents of <strong>the</strong> juvenile death penalty occurred<br />

in December 2003, when a Virginia jury decided to sentence 17-year-old Lee<br />

Malvo to life in prison <strong>for</strong> his participation in <strong>the</strong> D.C.-area sniper killings.<br />

However, growing evidence that teenagers possess unfinished brains has<br />

received far more attention in <strong>the</strong> media than in <strong>the</strong> courts, Harper says. The<br />

legal system doesn't appreciate that young people's brains aren't fully<br />

equipped <strong>for</strong> making long-term plans and reining in impulses, he contends.<br />

Much of <strong>the</strong> concern about teen brains focuses on <strong>the</strong> frontal lobes. One way<br />

that scientists have learned about frontal lobe activity is by identifying<br />

associations between certain behaviors and increased frontal activity in<br />

healthy people. That work elaborated on previous studies of behavior<br />

changes in individuals who had suffered frontal-brain damage. Toge<strong>the</strong>r, <strong>the</strong><br />

findings implicate this neural region in regulating aggression, long-range<br />

planning, mental flexibility, abstract thinking, <strong>the</strong> capacity to hold in mind<br />

related pieces of in<strong>for</strong>mation, and perhaps moral judgment.<br />

O<strong>the</strong>r investigations indicate that <strong>the</strong> number of brain cells and <strong>the</strong>ir<br />

connections surge just be<strong>for</strong>e puberty. But through late adolescence, pruning<br />

of excess neurons and <strong>the</strong>ir linkages produces substantial declines in <strong>the</strong><br />

volume of <strong>the</strong> part of <strong>the</strong> brain, called <strong>the</strong> gray matter, that contains <strong>the</strong> cell<br />

bodies. There<strong>for</strong>e, <strong>the</strong> brain changes during adolescence mirror <strong>the</strong> initial<br />

wave of gray matter expansion in <strong>the</strong> womb and during <strong>the</strong> first 18 months of<br />

life, followed by a trimming-back period.<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

Using magnetic resonance imaging (MRI) scanners to probe <strong>the</strong> brains of<br />

healthy teenagers and young <strong>adult</strong>s, Elizabeth R. Sowell of <strong>the</strong> University of<br />

Cali<strong>for</strong>nia, Los Angeles (UCLA) and her colleagues reported in 1999 that<br />

myelin, <strong>the</strong> fatty tissue around nerve fibers that fosters transmission of<br />

electrical signals, accumulates especially slowly in <strong>the</strong> frontal lobe.<br />

The late phase of myelin <strong>for</strong>mation, occurring in teenagers, provides a neural<br />

basis <strong>for</strong> assuming that teens are less blameworthy <strong>for</strong> criminal acts that<br />

<strong>adult</strong>s are, Gur says. There's no way to say whe<strong>the</strong>r, <strong>for</strong> example, an<br />

individual 17-year-old possesses a fully mature brain. But <strong>the</strong> biological age of<br />

maturity generally falls around age 21 or 22, in Gur's view.<br />

Although 18 years old represents an arbitrary cutoff age <strong>for</strong> receiving a capital<br />

sentence, it's preferable to 17, according to Gur.<br />

"These brain data create reasonable doubt that a teenager can be held<br />

culpable <strong>for</strong> a crime to <strong>the</strong> same extent that an <strong>adult</strong> is," agrees neuroscientist<br />

J. Anthony Movshon of New York University.<br />

Fear factor<br />

Abigail A. Baird of Dartmouth College in Hanover, N.H., also suspects that<br />

delayed neural development undermines teens' judgment in ways that affect<br />

<strong>the</strong>ir legal standing. "There's no reason to say <strong>adult</strong>hood happens at age 18,"<br />

Baird says. Unlike Gur, however, she estimates that <strong>the</strong> brain achieves<br />

maturity at age 25 or 26.<br />

A 1999 investigation led by Baird and Deborah Yurgelun-Todd of Harvard<br />

Medical School in Boston raised <strong>the</strong> possibility that certain characteristics of<br />

teens' brains make it difficult <strong>for</strong> <strong>the</strong>m to recognize when o<strong>the</strong>r people are<br />

scared. They tested 12 teenagers, ages 12 to 17. A functional magnetic<br />

resonance imaging (fMRI) scanner measured changes throughout<br />

participants' brains in blood flow, which studies have indicated reflect dips and<br />

rises in neural activity. As <strong>the</strong> teens briefly viewed and identified fear in<br />

pictures of people who had intentionally tried to look scared, <strong>the</strong> researchers<br />

observed marked increases in activity of an almond-shaped inner-brain<br />

structure called <strong>the</strong> amygdala.<br />

Neuroscientists suspect that <strong>the</strong> amygdala is important <strong>for</strong> learning to attach<br />

emotional significance to facial expressions and o<strong>the</strong>r stimuli. However, <strong>the</strong><br />

results of Baird and Yurgelun-Todd indicated that <strong>the</strong>re may not be a simple<br />

relationship between amygdala activity and accurate face reading.<br />

The teen volunteers—all with active amygdalas—incorrectly identified one in<br />

four fear expressions, usually labeling <strong>the</strong>m as angry, sad, or confused.<br />

In an ensuing fMRI study directed by Yurgelun-Todd, 16 participants ages 12<br />

to 17 also erred frequently when labeling <strong>the</strong> emotion on fearful faces. Those<br />

less than 14 years old answered incorrectly about half <strong>the</strong> <strong>time</strong> and yet<br />

showed <strong>the</strong> most amygdala activity, while older teens made fewer errors and<br />

displayed less activity in <strong>the</strong> amygdala and more in <strong>the</strong> frontal lobes than <strong>the</strong><br />

younger participants did.<br />

Previous studies had found that, when given <strong>the</strong> same task, <strong>adult</strong>s label most<br />

fearful expressions correctly and exhibit much more activity in <strong>the</strong> frontal<br />

lobes than in <strong>the</strong> amygdala.<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

The results in <strong>the</strong>se small experiments remain preliminary. Even if <strong>the</strong> findings<br />

hold up, it's not clear whe<strong>the</strong>r young teens' difficulties in discerning fearful<br />

expressions stem from incomplete brain development or reflect unique duties<br />

assumed by <strong>the</strong> frontal lobes during adolescence. What's more, teenagers<br />

and <strong>adult</strong>s have yet to be similarly tested with faces displaying emotions o<strong>the</strong>r<br />

than fear.<br />

Baird's ongoing research suggests that <strong>the</strong> teen frontal brain indeed responds<br />

to spontaneous emotional expressions on <strong>the</strong> faces of friends and family<br />

members. "Kids say that <strong>the</strong> posed expressions we show <strong>the</strong>m look kind of<br />

weird," Baird says.<br />

O<strong>the</strong>r evidence suggests that mental efficiency in solving emotion-related<br />

tasks—indicated by <strong>the</strong> <strong>time</strong> taken to answer <strong>the</strong>m correctly—suffers with <strong>the</strong><br />

arrival of puberty, when gray matter volume in <strong>the</strong> frontal lobes hits its peak,<br />

according to Robert F. McGivern of San Diego State University.<br />

Response speed improves gradually after puberty and stabilizes at around<br />

age 15, a <strong>time</strong> when substantial neural pruning and myelin expansion in <strong>the</strong><br />

frontal lobes have already occurred, McGivern and his colleagues reported in<br />

2002.<br />

The researchers had studied 246 youngsters, ages 10 to 17, and 49 young<br />

<strong>adult</strong>s, ages 18 to 22. In one trial, participants saw a series of faces with<br />

various posed expressions—happy, angry, sad, or neutral—after being told to<br />

answer "yes" if <strong>the</strong>y saw a happy face and "no" <strong>for</strong> all o<strong>the</strong>rs. Each face<br />

appeared <strong>for</strong> only a fraction of a second.<br />

The participants <strong>the</strong>n completed three additional trials in which <strong>the</strong>y were told<br />

to answer "yes" <strong>for</strong> angry, sad, or neutral faces.<br />

Girls responded to <strong>the</strong>se problems more slowly at ages 11 and 12 than <strong>the</strong>y<br />

did at age 10, while boys took longer to answer at age 12 than <strong>the</strong>y did at<br />

ages 11 or 10. These declines closely corresponded to puberty's onset in<br />

each sex, McGivern says.<br />

Cycles of brain growth in boys and girls, which are <strong>time</strong>d differently during<br />

adolescence, some<strong>time</strong>s aid and some<strong>time</strong>s hinder mental dexterity in<br />

detecting various emotions, in McGivern's view.<br />

Risky business<br />

Scientists are also beginning to probe <strong>the</strong> brain's contributions to teenagers'<br />

penchant <strong>for</strong> risky and impulsive behaviors, such as experimenting with illicit<br />

drugs. Preliminary data indicate that, while playing a simple game to win<br />

monetary prizes, adolescents exhibit weaker activity than young <strong>adult</strong>s do in a<br />

brain region that scientists consider to be crucial <strong>for</strong> motivating ef<strong>for</strong>ts to<br />

obtain rewards or attain goals.<br />

A team led by James M. Bjork of <strong>the</strong> National Institute on Alcohol Abuse and<br />

Alcoholism in Be<strong>the</strong>sda, Md., used fMRI to scan <strong>the</strong> brains of 24 people, half<br />

between ages 12 and 17 and <strong>the</strong> rest between 22 and 28. Brain<br />

measurements were taken as <strong>the</strong> participants decided whe<strong>the</strong>r to press a<br />

button upon seeing various visual cues, only one of which <strong>the</strong>y had been told<br />

to respond to. On some trials, correct answers yielded prizes of 20 cents, 1<br />

dollar, or 5 dollars. On o<strong>the</strong>rs, correct answers prevented losses of those<br />

amounts.<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

The prospect of gaining or losing money elicited many common responses in<br />

<strong>the</strong> brains of teens and young <strong>adult</strong>s, <strong>the</strong> scientists reported in <strong>the</strong> Feb. 25<br />

Journal of Neuroscience. However, on potential moneymaking trials, teens<br />

displayed unusually weak activity in <strong>the</strong> right ventral striatum, a structure at<br />

<strong>the</strong> brain's base that's been implicated in fueling <strong>the</strong> motivation to acquire<br />

rewards.<br />

This finding is consistent with <strong>the</strong> <strong>the</strong>ory that <strong>the</strong> amount of stimulation that's<br />

enough to give <strong>adult</strong>s a motivational boost is insufficient to arouse teens. To<br />

get <strong>the</strong> same rewarding feeling, teens may seek <strong>the</strong> added lift that comes<br />

from risky behaviors. Bjork and his coworkers plan to conduct larger fMRI<br />

studies of teen motivation that include youngsters prone to delinquency and<br />

drug abuse.<br />

There's still a long way to go in untangling how brain development influences<br />

what teens do and why <strong>the</strong>y do it, remarks Jay N. Giedd of <strong>the</strong> National<br />

Institute of Mental Health in Be<strong>the</strong>sda. Courts and legislatures grappling with<br />

<strong>the</strong> juvenile death penalty none<strong>the</strong>less need to consider <strong>the</strong> brain's unfinished<br />

status during adolescence, especially in <strong>the</strong> frontal lobes, according to Giedd,<br />

a pioneer in research on brain development.<br />

Adds neuroscientist Bruce McEwen of Rockefeller University in New York<br />

City, "There's enough known about brain development to call <strong>for</strong> serious<br />

discussions between scientists and <strong>the</strong> legal community."<br />

Immature data<br />

UCLA's Elizabeth Sowell, ano<strong>the</strong>r prominent brain-development researcher,<br />

takes a dim view of <strong>the</strong> movement to apply neuroscience to <strong>the</strong> law. Delayed<br />

frontal-lobe maturation may eventually be shown to affect teenagers' capacity<br />

to make long-term plans and control <strong>the</strong>ir impulses, she says, but no current<br />

research connects specific brain traits of typical teenagers to any mental or<br />

behavioral problems.<br />

"The scientific data aren't ready to be used by <strong>the</strong> judicial system," she<br />

remarks. "The hardest thing [<strong>for</strong> neuroscientists to do] is to bring brain<br />

research into real-life contexts."<br />

The ambiguities of science don't mix with social and political causes, contends<br />

neuroscientist Bradley S. Peterson of <strong>the</strong> Columbia College of Physicians and<br />

Surgeons in New York City. For instance, it's impossible to say at what age<br />

teenagers become biologically mature because <strong>the</strong> brain continues to develop<br />

in crucial ways well into <strong>adult</strong>hood, he argues.<br />

A team led by Sowell and Peterson used an MRI scanner to probe <strong>the</strong> volume<br />

of white and gray matter throughout <strong>the</strong> brains of 176 healthy volunteers,<br />

ages 7 to 87. The researchers reported in <strong>the</strong> March 2003 Nature<br />

Neuroscience that myelin <strong>for</strong>mation—measured by <strong>the</strong> total volume of white<br />

matter in <strong>the</strong> entire brain—doesn't reach its peak until around age 45.<br />

Although gray matter volume generally declines beginning around age 7, it<br />

steadily increases until age 30 in a temporal-lobe region associated with<br />

language comprehension.<br />

Such findings underscore <strong>the</strong> lack of any sharp transition in brain<br />

development that signals maturity, according to neuroscientist William T.<br />

Greenough of <strong>the</strong> University of Illinois at Urbana-Champaign. Definitions of<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

<strong>adult</strong>hood change depending on social circumstances, Greenough points out.<br />

Only 200 years ago, Western societies regarded 16-year-olds as <strong>adult</strong>s.<br />

"Brain science offers no simple take-home message about adolescents," says<br />

B.J. Casey of Cornell University's Weill Medical College in New York City. "It's<br />

amazing how little we know about <strong>the</strong> developing brain."<br />

Brain-scanning techniques, including <strong>the</strong> popular fMRI, remain a "crude level<br />

of analysis," Casey notes. At best, blood-flow measurements indirectly tap<br />

into brain-cell activity as people per<strong>for</strong>m a task, such as identifying emotions<br />

in posed faces, that may superficially simulate a real-world endeavor. What's<br />

more, many critical brain-cell responses are too fast <strong>for</strong> MRI to track.<br />

Brain data, particularly those on delayed frontal-lobe growth in adolescents,<br />

also need to be put in a cultural and historical perspective, Harvard's Kagan<br />

asserts. Frontal-lobe development presumably proceeds at roughly <strong>the</strong> same<br />

pace in teenagers everywhere. Yet current rates of teen violence and murder<br />

vary from remarkably low to alarmingly high from country to country, he notes.<br />

"Something about cultural context must be critical here," Kagan says. "Under<br />

<strong>the</strong> right conditions, 15-year-olds can control <strong>the</strong>ir impulses without having<br />

fully developed frontal lobes."<br />

If incomplete brains automatically reduce adolescents' capacity to restrain<br />

<strong>the</strong>ir darker urges, "we should be having Columbine incidents every week," he<br />

adds.<br />

Several research teams have now undertaken <strong>the</strong> difficult task of searching<br />

<strong>for</strong> links between specific traits of teens' brains and <strong>the</strong>ir real-life decisions<br />

and behaviors, says psychiatrist Ronald Dahl of <strong>the</strong> University of Pittsburgh<br />

Medical Center. "Brain data are eventually going to support reduced legal<br />

culpability <strong>for</strong> adolescents," Dahl predicts "but we're not quite <strong>the</strong>re yet."<br />

It remains to be seen where <strong>the</strong> Supreme Court is.<br />

Letters:<br />

I am not an advocate of capital punishment, but I wonder whe<strong>the</strong>r <strong>the</strong><br />

people and organizations who are so anxious to use findings on brain<br />

maturity to raise <strong>the</strong> age of capitol punishment have considered <strong>the</strong><br />

consequences of winning <strong>the</strong>ir case. One might argue on <strong>the</strong> same basis<br />

that anyone who has not yet reached <strong>the</strong> "age of brain maturity" should<br />

not be allowed to make potentially life-altering decisions. Should such<br />

people be permitted to volunteer <strong>for</strong> <strong>the</strong> armed services Should <strong>the</strong>y be<br />

denied access to any <strong>for</strong>m of weapon Should <strong>the</strong>y be permitted to<br />

participate in any high-risk sport Should <strong>the</strong>y be allowed to operate cars<br />

and o<strong>the</strong>r vehicles if <strong>the</strong>ir immature brains could lead <strong>the</strong>m to make bad,<br />

or even lethal, driving decisions Would it not be possible to argue that<br />

such measures would protect society at large<br />

Lance C. Labun<br />

Tempe, Ariz.<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

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References:<br />

Baird, A.A., et al. 1999. Functional magnetic resonance imaging of facial<br />

affect recognition in children and adolescents. Journal of <strong>the</strong> American<br />

Academy of Child and Adolescent Psychiatry 38(February):195.<br />

Bjork, J.M., et al. 2004. Incentive-elicited brain activation in adolescents:<br />

Similarities and differences from young <strong>adult</strong>s. Journal of Neuroscience 24<br />

(Feb. 25):1793-1802. Abstract available at http://www.jneurosci.org/cgi/<br />

content/abstract/24/8/1793.<br />

McGivern, R.F., et al. 2002. Cognitive efficiency on a match to sample<br />

task decreases at <strong>the</strong> onset of puberty in children. Brain and Cognition<br />

50:73-89.<br />

Sowell, E.R., B.S. Peterson, et al. 2003. Mapping cortical change across<br />

<strong>the</strong> human life span. Nature Neuroscience 6(March):309-315. Abstract<br />

available at http://dx.doi.org/10.1038/nn1008.<br />

Sources:<br />

Abigail Baird<br />

Department of Psychological and Brain Science<br />

Dartmouth College<br />

6207 Moore Hall<br />

Hanover, NH 03755<br />

James M. Bjork<br />

National Institute on Alcohol Abuse and Alcoholism<br />

National Institutes of Health<br />

10 Center Drive, Room 3C-103<br />

Be<strong>the</strong>sda, MD 20892<br />

Ronald E. Dahl<br />

Western Psychiatric Institute and Clinic<br />

Department of Psychiatry<br />

Thomas Detre Hall<br />

University of Pittsburgh<br />

3811 O'Hara Street<br />

Pittsburgh, PA 15213<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

David G. Fassler<br />

University of Vermont<br />

Department of Psychiatry<br />

c/o Otter Creek Association<br />

86 Lake Street<br />

Burlington, VT 05401<br />

Jay N. Giedd<br />

Building 10, Room 4C110<br />

National Institutes of Health<br />

National Institute of Mental Health<br />

Magnuson CC<br />

Be<strong>the</strong>sda, MD 20892<br />

William T. Greenough<br />

University of Illinois, Urbana-Champaign<br />

2325 Beckman Institute<br />

405 N. Mat<strong>the</strong>ws Avenue<br />

Urbana, IL 61801<br />

Stephen K. Harper<br />

University of Miami<br />

School of Law<br />

1311 Miller Drive<br />

Coral Gables, FL 33146<br />

Jerome Kagan<br />

Harvard University<br />

Department of Psychology<br />

1514 WM James Hall<br />

Cambridge, MA 02138<br />

Robert F. McGivern<br />

San Diego State University<br />

6330 Alvarado Ct, 207<br />

San Diego, CA 92120<br />

J. Anthony Movshon<br />

New York University<br />

Center <strong>for</strong> Neural Science<br />

4 Washington Place, Room 809<br />

New York, NY 10003<br />

Bradley S. Peterson<br />

Columbia College of Physicians & Surgeons<br />

Department of Psychiatry<br />

New York State Psychiatric Institute<br />

New York, NY 10032<br />

Elizabeth R. Sowell<br />

University of Cali<strong>for</strong>nia, Los Angeles<br />

Laboratory of Neuroimaging<br />

Department of Neurology<br />

710 Westwood Plaza, Room 4-238<br />

Los Angeles, CA 90024-1769<br />

Deborah Yurgelun-Todd<br />

McLean Hospital<br />

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Teen Brains on Trial: Science News Online, May 8, 2004<br />

P.O. Box 9106<br />

Belmont, MA 02478<br />

From Science News, Vol. 165, No. 19, May 8, 2004, p. 299.<br />

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