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Consent Template: Combined HIPAA - The Children's Hospital of ...

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Informed <strong>Consent</strong> Form and <strong>HIPAA</strong> Authorization<br />

Study Title: <strong>The</strong> Down Syndrome Growing Up Study<br />

IRB #: 09-007306<br />

Version Date: December 8, 2009,<br />

Principal Investigator: Babette Zemel, PhD Telephone: 215-590-1669<br />

Affiliations:<br />

<strong>The</strong> Children’s <strong>Hospital</strong> <strong>of</strong> Philadelphia,<br />

Department <strong>of</strong> Pediatrics<br />

Study Sponsor:<br />

<strong>The</strong> Centers for Disease Control and Prevention<br />

You, or your child, may be eligible to take part in a research study. This form gives you<br />

important information about the study. It describes the purpose <strong>of</strong> this research study, and<br />

the risks and possible benefits <strong>of</strong> participating.<br />

If there is anything in this form you do not understand, please ask questions. Please take<br />

your time. You do not have to take part in this study if you do not want to. If you take<br />

part, you can leave the study at any time.<br />

Parents or legal guardians who are giving permission for a child, please note: in the<br />

sections that follow the word ‘you’ refers to ‘your child.<br />

Why are you being asked to take part in this study<br />

You are being invited to take part in this research study because you have Down<br />

syndrome. All children with Down syndrome in the Greater Philadelphia area are being<br />

asked to take part in this study.<br />

What is the purpose <strong>of</strong> this research study<br />

<strong>The</strong> only growth charts for children with Down syndrome in the United States are several<br />

decades old. <strong>The</strong> purpose <strong>of</strong> this research study is to create more accurate and up-to-date<br />

growth charts for children with Down syndrome.<br />

How many people will take part<br />

About 580 children and young adults with Down syndrome will take part in this study at<br />

CHOP.<br />

What is involved in the study<br />

<strong>The</strong> study involves measuring how children and young adults with Down Syndrome grow<br />

over time. <strong>The</strong> study will last a total <strong>of</strong> four years, so your participation will last for up to<br />

four years depending on your age and when you enroll in the study.<br />

Version 3<br />

CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 1 <strong>of</strong> 8


Study Procedures:<br />

We will ask you for your contact information (address, phone numbers and email<br />

address) and that <strong>of</strong> two other friends so that we may be sure we can keep in touch with<br />

you in the event you move. We will also ask you for the contact information <strong>of</strong> your<br />

doctor and your school.<br />

Growth Assessment<br />

We will measure growth in a few different ways. For infants, some <strong>of</strong> these measures will<br />

be taken without clothing. Children, teens and young adults will be measured wearing<br />

shorts and a t-shirt, or a hospital gown or hospital scrubs. This will make it easier to get<br />

correct measurements. Most measurements will be taken three times to get the most<br />

accurate measurement. We will measure weight on an electronic scale. Babies will be<br />

weighed on an infant scale and all others will be weighed on a standing scale.<br />

For children less than two to three years <strong>of</strong> age, we will measure length, laying down on a<br />

length board. One person will hold the baby’s head in the right position and another<br />

person will stretch out their legs. We will then lift up the baby’s legs and measure from<br />

their head to their bottom.<br />

For children 2 to 3 years <strong>of</strong> age, and older, we will measure height using a “stadiometer”<br />

which is how most pediatricians measure height. We also will measure body and head<br />

height by having the child sit down on a stool with their body against the stadiometer.<br />

This is called a “sitting height”.<br />

Using a regular tape measure, we will also measure head size, waist size and upper arm<br />

size. We will then measure skinfold thickness, which helps tell how much fat is<br />

underneath the skin. Skinfold thickness will be measured in four places; on the front and<br />

back <strong>of</strong> the arm, on the back and the belly. <strong>The</strong>se measurements are taken with a<br />

“skinfold caliper” which feels like a gentle squeeze when it takes the measurements.<br />

It will take about 20 minutes to complete the growth measurements.<br />

Questionnaires<br />

Children and young adults seven years <strong>of</strong> age or older, and their caregivers will be asked<br />

to complete a questionnaire about puberty (the changes in the body as children become<br />

adults) based on a description sheet with pictures. Caregivers and young adults will also<br />

be asked to fill out a few forms which ask about the following information:<br />

• Age, race, and ethnicity and the kind <strong>of</strong> educational program the child or young<br />

adult attends.<br />

• Previous hospitalizations and surgeries or current medical problems, medications<br />

the child is currently taking and has been on in the past.<br />

• Sports or physical activities the child or young adult does each week as well as<br />

how much time is spent in more passive activities, such as watching television or<br />

playing electronic games.<br />

• Age-appropriate questions about feeding problems.<br />

• Parents/guardians will also provide some information about their education level,<br />

household income and their height and weight.<br />

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CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 2 <strong>of</strong> 8


It will likely take between 30 to 45 minutes to finish all <strong>of</strong> the questionnaires.<br />

Visit Schedule<br />

<strong>The</strong> table below provides a schedule <strong>of</strong> the study visits.<br />

Age Range<br />

Birth to 12 months<br />

Frequency <strong>of</strong> Visit<br />

Every 3 months<br />

12 to 36 months Every 6 months<br />

3 to 20 years Every 12 months<br />

Discontinuation<br />

<strong>The</strong> study doctor may take you out <strong>of</strong> the study if there is a reason. Some <strong>of</strong> the reasons<br />

the doctor may take you out <strong>of</strong> the study include:<br />

• You cannot meet all the requirements <strong>of</strong> the study.<br />

What are the risks <strong>of</strong> this study<br />

Taking part in a research study involves inconveniences and risks. If you have any<br />

questions about any <strong>of</strong> the possible risks listed below, you should talk to your study<br />

doctor or your regular doctor.<br />

This study involves growth measurements and questionnaires. <strong>The</strong> potential risks are<br />

very small. <strong>The</strong> skinfold thickness measurements are taken with calipers that carry a rare<br />

risk <strong>of</strong> minor bruising. <strong>The</strong> sexual maturity exam can be done with the assistance <strong>of</strong> a<br />

parent/guardian or trained research personnel in a private setting to minimize any feelings<br />

<strong>of</strong> discomfort.<br />

Everyone in the study will get their own ID number to minimize the risk associated with<br />

the collection <strong>of</strong> personal health information.<br />

Are there any benefits to taking part in this study<br />

<strong>The</strong> child, young adults and/or care givers, as well as the primary care doctor, will get a<br />

summary <strong>of</strong> your growth measurements at each visit. <strong>The</strong>re will not be any other direct<br />

benefit <strong>of</strong> participation in the study.<br />

<strong>The</strong> indirect benefit <strong>of</strong> study participation is your growth measurements will be combined<br />

with those <strong>of</strong> other children and used to create new growth charts just for children with<br />

Down syndrome. Your measurements will also help determine the best way to screen<br />

children with Down syndrome for overweight or obesity. This information will benefit all<br />

children with Down syndrome in the future.<br />

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CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 3 <strong>of</strong> 8


Do you need to give your consent in order to participate<br />

Once you read this form and had your questions answered, you will be asked to decide if<br />

you wish to participate. If you wish to participate in this study, you must sign this form.<br />

A copy will be given to you to keep as a record.<br />

What happens if you decide not to take part in this study<br />

Participation in this study is voluntary; you do not have to take part in order to receive<br />

care at CHOP. If you decide not take part or if you change your mind there will be no<br />

penalties or loss <strong>of</strong> any benefits to which you are otherwise entitled. Your current and<br />

future medical care at CHOP will not be affected by your decision.<br />

Are there alternatives to participation in this study<br />

<strong>The</strong> alternative to participation in this study is to not participate.<br />

What about privacy, authorization for use <strong>of</strong> Personal Health Information (PHI)<br />

and confidentiality<br />

We need to collect health information about you in order to conduct this study. This<br />

includes information about you from the measurements and questionnaires that are part <strong>of</strong><br />

this research. We will do our best to keep your personal information private and<br />

confidential. However, we cannot guarantee absolute confidentiality. Your personal<br />

information may be disclosed if required by law.<br />

<strong>The</strong> results <strong>of</strong> this study may be shown at meetings or published in journals to inform<br />

other doctors and health pr<strong>of</strong>essionals. We will keep your identity private in any<br />

publication or presentation about the study.<br />

People and organizations that may inspect and/or copy your research records to conduct<br />

this research, assure the quality <strong>of</strong> the data and to analyze the data include:<br />

• Members <strong>of</strong> the research team at CHOP;<br />

• Medical staff who are directly or indirectly involved in your care related to this<br />

research;<br />

• People who oversee or evaluate research and care activities at CHOP;<br />

• People from agencies and organizations that perform independent accreditation<br />

and/or oversight <strong>of</strong> research; such as the Department <strong>of</strong> Health and Human<br />

Services, Office for Human Research Protections.<br />

• Representatives <strong>of</strong> the U.S. Centers for Disease Control and Prevention who is the<br />

study sponsor funding this research.<br />

By law, CHOP is required to protect your health information. <strong>The</strong> research staff will only<br />

allow access to your health information to the groups listed above. By signing this<br />

document, you are authorizing CHOP to use and/or release your health information for<br />

this research. Some <strong>of</strong> the organizations listed above may not be required to protect your<br />

information under Federal privacy laws. If permitted by law, they may be allowed to<br />

share it with others without your permission.<br />

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CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 4 <strong>of</strong> 8


<strong>The</strong>re is no set time for destroying the information that will be collected for this study.<br />

Your permission to use and share the information and data from this study will continue<br />

until the research study ends and will not expire. Researchers continue to analyze data for<br />

many years and it is not possible to know when they will be completely done.<br />

What are my rights and responsibilities as a research subject<br />

Taking part in a research study involves time and responsibilities. You need to keep all<br />

study appointments. Please consider the study time commitments and responsibilities as<br />

a research subject when making your decision about participating in this study.<br />

You may change your mind and take back your authorization to use and disclosure your<br />

health information at any time. Even if you take back your authorization, we may still<br />

use and disclose the health information we have already obtained about you as necessary<br />

to maintain the integrity or reliability <strong>of</strong> the current research. To take back your<br />

authorization, you must send a letter to Dr. Zemel. In the letter, you must say that you<br />

changed your mind and do not want us to collect any more health information about you.<br />

If you ask that we no longer collect your health information you will have to leave the<br />

study.<br />

Financial Information<br />

Will there by any costs to you<br />

<strong>The</strong>re will not be any costs to you for participating in this study.<br />

Will you be paid for taking part in this study<br />

You will not receive any payments for taking part in this study. Your parent/guardian will<br />

receive $25 for each study visit to <strong>of</strong>fset the time and inconvenience associated with the<br />

study visit. You will get a $5 gift certificate as a thank you for your participation in each<br />

study.<br />

Who is funding this research study<br />

This study is funded by the U.S. Centers for Disease Control and Prevention.<br />

Please ask Dr. Zemel if you have any questions about how this study is funded.<br />

What if you have questions about the study<br />

If you have questions about the study, call the study doctor, Dr. Zemel at 215-590-1669.<br />

You may also talk to your own doctor if you have questions or concerns.<br />

<strong>The</strong> Institutional Review Board (IRB) at <strong>The</strong> Children’s <strong>Hospital</strong> <strong>of</strong> Philadelphia has reviewed<br />

and approved this study. <strong>The</strong> IRB looks at research studies like these and makes sure your rights<br />

and welfare are protected. You can talk to a person from this group if you have questions about<br />

your rights as someone taking part in a research study. You can call the IRB Office at 215-590-<br />

2830 if you have questions or complaints about the study.<br />

Version 3<br />

CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 5 <strong>of</strong> 8


<strong>Consent</strong> for Use <strong>of</strong> Data for Future Research<br />

As part <strong>of</strong> the study, we will collect information about your growth and health. <strong>The</strong>se<br />

data will be given a unique code and will include no information that can identify you. A<br />

Master List will be kept that links your data to you. This information will be kept in a<br />

separate, password protected computer database at the Research Institute <strong>of</strong> the<br />

Children’s <strong>Hospital</strong> <strong>of</strong> Philadelphia. Only the study doctors and those working with them<br />

on this study will be able to see information that can identify you.<br />

If you leave the study, you can ask to have the data collected about you removed or your<br />

samples destroyed. You can also ask us to remove information that identifies you from<br />

the data.<br />

We may wish to use your stored information in a future study. Please let us know if you<br />

will let us do that by putting your initials next to one <strong>of</strong> the following choices:<br />

_____ (initials) My data may be used for this study only.<br />

_____ (initials) Provided that my identity stays private, my data may be used for other<br />

future research studies.<br />

Version 3<br />

CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 6 <strong>of</strong> 8


<strong>Consent</strong> to Take Part in this Research Study and Authorization to Disclose Health<br />

Information<br />

<strong>The</strong> research study and consent form have been explained to you by:<br />

Person Obtaining <strong>Consent</strong><br />

Signature <strong>of</strong> Person Obtaining <strong>Consent</strong><br />

Date:<br />

By signing this form, you are indicating that you have had your questions answered, you<br />

agree to take part in this research study and you are legally authorized to consent to your<br />

child’s participation. You are also agreeing to let CHOP use and share your health<br />

information as explained above. If you don’t agree to our collecting, using and sharing<br />

your health information, you cannot participate in this study. NOTE: A foster parent is<br />

not legally authorized to consent for a foster child’s participation.<br />

Name <strong>of</strong> Subject<br />

Signature <strong>of</strong> Subject (18 years or older<br />

and competent to consent)<br />

Date<br />

Name <strong>of</strong> Authorized Representative<br />

(if different than subject)<br />

Relation to subject:<br />

Parent Legal Guardian<br />

Legally Authorized Representative<br />

Signature <strong>of</strong> Authorized Representative<br />

Date<br />

Version 3<br />

CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 7 <strong>of</strong> 8


Child Assent to Take Part in this Research Study<br />

For children capable <strong>of</strong> providing assent:<br />

I have explained this study and the procedures involved to __________________ in<br />

terms he/she could understand and that he/she freely assented to take part in this study.<br />

Person Obtaining Assent<br />

Signature <strong>of</strong> Person Obtaining Assent<br />

Date<br />

This study has been explained to me and I agree to take part.<br />

Signature <strong>of</strong> Subject (optional)<br />

Date<br />

For children unable to assent:<br />

I certify that __________________ was not capable <strong>of</strong> understanding the procedures<br />

involved in the study sufficiently to assent to study participation.<br />

Person Responsible for Obtaining Assent<br />

Signature <strong>of</strong> Person Responsible<br />

Date<br />

Version 3<br />

CHOP IRB#: IRB 09-007306<br />

Approval Date: 11/8/2010<br />

Expiration Date: 11/7/2011 Page 8 <strong>of</strong> 8

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