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VAUBAN Freiburg, Germany - Upenn-envs667660.webs.com

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CASE STUDY<br />

<strong>VAUBAN</strong><br />

<strong>Freiburg</strong>, <strong>Germany</strong><br />

DESCRIPTION<br />

Vauban is a new neighborhood of 5000 inhabitants and 600 jobs 4 km to the south of the town center in<br />

<strong>Freiburg</strong>, <strong>Germany</strong>. It was built as "a sustainable model district" on the site of a former French military<br />

base. Construction was begun in the mid‐1990s, and by the beginning of 2001, 2000 people had moved in.<br />

Widespread <strong>com</strong>munity involvement in the planning and development of the Vauban district has helped it<br />

to be<strong>com</strong>e a sustainable and flourishing neighborhood.<br />

Planning for the district started in 1993 and following three development phases, the project will be<br />

<strong>com</strong>pleted in 2006. The site (38 hectares) will be home to more than 5000 inhabitants and 600 jobs. The<br />

main goal of the project is to create a city district in a co‐operative and participatory way, meeting<br />

ecological, social, economic and cultural requirements.<br />

1


The landowner, the City of <strong>Freiburg</strong>, is responsible for the planning and development of the site. This has<br />

been characterized by a 'Learning while Planning' principle allowing flexibility in reacting to development<br />

proposals and through extended citizen participation.<br />

A major achievement by the City of <strong>Freiburg</strong> has been to divide land into small plots and allocate it in<br />

preference to private builders and Baugruppen (co‐housing groups). Although the development plan<br />

included some regulations for the design and layout of the homes, a variety of structures exists and<br />

builders have had the freedom to design and develop the homes they aspire to. Coherence is provided<br />

through the extensive use of ecological measures and the 'car‐free' and 'parking‐free' concepts of living.<br />

Perhaps the greatest strengths of the Vauban project are the ideas, creativity and <strong>com</strong>mitment of the<br />

people involved and their <strong>com</strong>mon goal in creating a sustainable and flourishing neighborhood.<br />

DESIGN PROCESS<br />

Soon after the City of <strong>Freiburg</strong> had purchased the Vauban site, discussions on the development plan<br />

began. The detailed concepts were <strong>com</strong>pleted between 1997 and 1999, and by 2000 the first section of<br />

the development was <strong>com</strong>plete.<br />

The planning process included <strong>com</strong>petitions for the urban design as well as the implementation. The<br />

master plan was <strong>com</strong>missioned with the objective of creating a new neighborhood for 5000 people based<br />

on car free, low energy principles.<br />

The City of <strong>Freiburg</strong> adopted a 'Learning while Planning' principle to Vauban, allowing flexibility in reacting<br />

to developments and incorporating new proposals at later stages. The City started a process of and<br />

financially supported an extended citizen participation that went beyond legal requirements and enabled<br />

citizens to participate, even in the planning process. The citizens' association 'Forum Vauban' applied to<br />

coordinate the 'extended citizen participation' process and was recognized as its legal body by the City of<br />

<strong>Freiburg</strong> in 1995.<br />

The site was originally developed as a military base in 1936, and was taken over after World War II by the<br />

French forces occupying the region. The military left in 1992. Over a period of some years the vacant<br />

structures were occupied by various tribes of hippies and anarchists. Following battles with the city<br />

government, squatters won the rights to four of the original twenty barracks. At the same time a group<br />

which came to be called Forum Vauban was pressing the City Council to develop the site in an eco‐friendly<br />

way. The remaining 38 hectares were acquired by <strong>Freiburg</strong> City Council, who delegated the mandatory<br />

<strong>com</strong>munity consultation to Forum Vauban. This collaboration between the Council and Forum Vauban led<br />

to the masterplan with its carfree concept.<br />

Most of the individual plots were sold to Baugruppen (co‐housing groups) whose bids were assessed<br />

against criteria favouring families with children, older people and <strong>Freiburg</strong> residents. Some Baugruppen<br />

were formed by architects, others by prospective residents planning varying elements of self‐build. Some<br />

of the other plots were sold to private developers.<br />

Another part of the site was developed for student dormitories for the University of <strong>Freiburg</strong>. Some<br />

former residents of these structures have taken up residence in a diverse assortment of cars, vans, and<br />

retired civil service vehicles, forming what has been named Wagenplatz.<br />

More "alternative" projects have, among other things, converted old barracks at a low cost, such as<br />

S.U.S.I., a self‐governed independent residential initiative that, through an alternative living concept,<br />

developed living spaces for students as well as subsidized housing. A self‐governing "Community Center<br />

Building 037" (German: Stadtteilzentrum Haus 037) has been established in one of the preserved<br />

barracks. Some former barracks were occupied in early 2005, as they would have been demolished.<br />

EVALUATION<br />

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Character<br />

The development plan for Vauban included some regulations for the design and layout of the homes.<br />

These included the prohibition of detached houses, thus leading to a <strong>com</strong>pact urban building structure<br />

and the prohibition of buildings exceeding four storeys.<br />

Variety and distinctiveness have been encouraged through the preferential allocation of land to private<br />

builders and co‐operative building projects. This is illustrated by the numerous individually designed<br />

façades which create a special atmosphere.<br />

A diversity of building shapes has been created through the division of land into small plots and legibility<br />

is provided through the master planning of the district and the creation of a distinct market place and<br />

neighborhood centre.<br />

Roads, parking and pedestrianisation<br />

An ecological traffic and mobility concept has been implemented at Vauban, where the principles of 'carfree'<br />

and 'parking‐free' living have been applied. These are based on a reduced number of private cars,<br />

which are parked at the periphery of the site, and large parts of Vauban prohibiting the building of parking<br />

spaces on private property.<br />

Nearly 50% of Vauban's households are 'car free'. These households are encouraged by good public<br />

transport provision, a convenient car sharing system and a higher quality of living. Car‐free households<br />

save the substantial cost of a parking space in the <strong>com</strong>munity car park, as do development <strong>com</strong>panies<br />

who put up car‐free apartments for rent.<br />

Residents who join the car sharing organization have access to shared cars and receive a one year free<br />

pass for all public transport within <strong>Freiburg</strong>. In practice, some residents have reported problems on the<br />

ground with the enforcement of car free living and with visitor parking.<br />

Two bus routes connect Vauban to the city centre and the main railway station, and a tramline and<br />

suburban train line are planned for 2006.<br />

Design and construction<br />

The energy concept at Vauban was developed through the collaboration of Forum Vauban, the City of<br />

<strong>Freiburg</strong> and the <strong>Freiburg</strong> Energy Company (FEW). In 1992 the City Council decided that land sold by the<br />

City should only be available for low‐energy houses. All houses in Vauban are built to at least low‐energy<br />

standard, with many exceeding this.<br />

Forum Vauban has been particularly successful in encouraging developers to adopt an ecological<br />

approach. Their goal was to go beyond the ecological standards laid down in the development plan.<br />

Forum Vauban arranged focused and free advice at organized information exchanges and events to help<br />

inform self builders. They also ran practical DIY seminars for home owners and provided information on<br />

energy saving techniques.<br />

There are over 50 passive houses and at least 100 units with 'plus energy' standard (houses which<br />

produce more energy than they need) in Vauban, which is estimated to be one of the largest 'solar<br />

districts' in Europe. Solar panels and photovoltaic cells are <strong>com</strong>mon 'ornaments' on rooftops across all<br />

parts of the development.<br />

3


A distinct color scheme results in a varied<br />

neighborhood<br />

Wooden panelling on some façades<br />

Homezone street with vehicular access limited to<br />

delivery and drop off<br />

Houses with photvoltaic cells on their roofs<br />

Pedestrian and cyclist friendly neighborhood<br />

Private patios open on to shared garden spaces<br />

4


The Students' Organization built Vauban's largest single solar installation (143sq.m) on one of their<br />

refurbished old buildings. A solar power installation is also being built on the roof of the <strong>com</strong>munity car<br />

park. Together with the solar panels, a co‐generation plant operating with wood chips and natural gas<br />

provides hot water and 65% of the electricity for the district. A water management system has been set<br />

up aiming to increase the rainwater infiltration and reduce the run‐off.<br />

The streets and public spaces at Vauban have been carefully planned. They are playgrounds for children<br />

and places for social interaction. The design of the public green spaces, streets and the neighbourhood<br />

centre at Vauban were developed during meetings and workshops with residents.<br />

There are three main green spaces in the new district: the creek and its banks, the tree and shrub<br />

population along the central spine, and the undeveloped areas to the west end. Green corridors providing<br />

space for social activities (playgrounds, sun bathing areas, barbeque areas, water basins and pumps,<br />

seating areas) have been created between plots.<br />

The neighbourhood and <strong>com</strong>munity structures and semi public areas (access galleries, <strong>com</strong>munity<br />

gardens and rooms) were created mainly by the Genova Housing Association and co‐building projects.<br />

Environment and <strong>com</strong>munity<br />

The joint building projects (around 30 groups of co‐builders, the Genova co‐operative, the self organised<br />

SUSI) and Forum Vauban have aimed to create a balance in the living and working areas and a balance of<br />

social groups in Vauban. Social interaction is a key characteristic of the neighbourhood, and the resident<br />

participation during the development process has helped to set up a stable <strong>com</strong>munity and<br />

neighbourhood structure. This structure has also developed through the farmers market and cooperative<br />

food store initiatives.<br />

The overall costs for buildings are much lower within a cohousing project than with a private developer.<br />

This has enabled people on lower in<strong>com</strong>es to be<strong>com</strong>e home owners. One of the objectives at Vauban was<br />

to be a child and family friendly district. By January 2002 more than 20% of the inhabitants were children<br />

under 10 years old. This has led to some problems with the demographic structure. The primary school<br />

has had to be expanded, and Vauban will soon need its third kindergarten. There are also potential<br />

conflicts for the district's social workers arising out of this one‐sided age structure.<br />

A district centre has been created at Vauban with shops, a primary school, kindergartens and public green<br />

spaces. Vauban has been designed to create a 'district of short distances' where the schools, farmer's<br />

market, businesses, shopping centre, food coop, recreation areas and approximately 600 jobs will be<br />

within walking and cycling distance of residents.<br />

Output<br />

In the fields of energy, traffic / mobility, building and participation / social interaction/public spaces new<br />

concepts of developing a sustainable city district were successfuly put into practice (see "setting new<br />

standards", "public dialogue"). In <strong>Freiburg</strong>‐Vauban<br />

• the project's structure integrates legal, political, social and economical actors from grassrootlevel<br />

up to the city administration (see "partnership structure"),<br />

• all houses are/will be built at least with low energy standard plus at least 100 units with "passive<br />

house" or "plus energy" standard (between 100 and 200 more plus energy houses are planned),<br />

• solar collectors (about 450 m 2 until 2000) and photovoltaik (about 1200 m 2 until 2000) will be<br />

<strong>com</strong>mon "ornaments" on the district's roofs,<br />

• an ecological traffic/mobility concept is implemented with a reduced number of private cars (40‐<br />

50%) to be parked in the periphery, good public transport, a convenient car sharing system and a<br />

higher quality of life,<br />

5


• streets and other public spaces are/will be playground for kids and places for social interaction,<br />

• joint building projects (about 30 groups of building owners, the Genova co‐operative and the<br />

self‐organized S.U.S.I.‐settlement initiative) are the fertile ground for a stable district's<br />

<strong>com</strong>munity and rise ecological awareness,<br />

• a far‐reaching participation and the social work organized by Forum Vauban gives voice to the<br />

people's needs and supports their initiatives, invents innovative ecological and social concepts<br />

and sets up a <strong>com</strong>munication and participation structure including meetings, workshops, a threemonthly<br />

district magazine, publications on special issues and internet-presentations.<br />

Measurable Impacts<br />

The Öko‐Institut (institute for applied ecology) is examining two development projects as part of the<br />

research project "Sustainable districts in urban conversion areas": one of these districts is <strong>Freiburg</strong>‐<br />

Vauban. Forum Vauban is the local partner in this project which is funded by the Federal Ministry of<br />

Education and Research.<br />

The project is examining ecological and economic effects. One of the analytical approaches is life cycle<br />

and regional material flow analysis using the GEMIS‐software. This is the first time that a <strong>com</strong>plete urban<br />

neighbourhood is analyzed with respect to buildings, infrastructure, electricity supply, heat supply, water<br />

and waste, traffic and private consumption with a full life‐cycle perspective, and using regional data. The<br />

implementation of local data (from the model district) was possible for all areas except private<br />

consumption for which national average data was used. The determination of the positive ecological<br />

impacts used a hypothetical reference district with the same setting and the same size but without<br />

further acological effords (e.g. no transport policy, no passive houses etc.).<br />

Through this, the following impacts were found out (all figures are provisional):<br />

• Energy savings per year: 28 GJ (calculated as "CER", cumulative energy requirements).<br />

• Reduction of CO 2 ‐equivalents per year: 2100 t.<br />

• Reduction of sulphor‐dioxide (SO 2 ‐) equivalents per year: 4 t.<br />

• Saving of mineral ressources per year: 1600 t.<br />

The interim project report offers many results on the impacts of local activities to realize a more<br />

sustainable development. Through this, the Vauban‐project and further development projects, too, could<br />

benefit from this research. The final report will be submited to the German Ministry of Education and<br />

Research by April 2001. The homepage of the project "Sustainable districts on urban conversion areas"<br />

is: http://www.oeko.de/service/cities<br />

Innovation Impact<br />

As mentioned above, <strong>Freiburg</strong>‐Vauban is a most innovative city developing project in the fields of energy,<br />

traffic/mobility, building and participation / social interaction / public space (see "setting new standards").<br />

In addition to this, the district provides some very innovative model projects such as the Baugruppen<br />

"Wohnen und Arbeiten" (new sewage system with vacuum pipes, see "setting new standards") and<br />

"Gärtner / Passivhaus" (the first two four‐storey passive houses built in <strong>Germany</strong>, one of those <strong>com</strong>pletely<br />

built out of wood). In <strong>Freiburg</strong>‐Vauban with its up<strong>com</strong>ing 2000 housing units, it is possible to explore<br />

sustainable city developing concepts implemented on a remarkable scale. The district is regulary visited<br />

by groups of planners, architects, scientists and (municipal) representatives from different countries.<br />

Besides the innovative technology which also contributed to <strong>Freiburg</strong>'s EXPO 2000‐ presentation ("Solar<br />

Region <strong>Freiburg</strong>"), a highly innovative aspect is the culture of planning and of the participation process.<br />

This leads to highly motivated actors within the process aiming to realize what is best in terms of ecology<br />

and human needs.<br />

6


To what Extent did the Project Reach its Objectives<br />

All objectives mentioned above were put into practice. For a detailed discussion, it's necessary to<br />

distinguish between different kinds of objectives:<br />

1) Participation:<br />

The participation is much stronger than expected. People really identify with "their" district. This can be<br />

seen through<br />

• the number of 30 Baugruppen/co‐housing groups and <strong>com</strong>munity building projects,<br />

• the number of people taking part in workshops,<br />

• the number of people <strong>com</strong>mitted in local initiatives (district festivals, farmer's market,<br />

neighbourhood center, mother's center, private kindergarden, <strong>com</strong>munity gardens, the cooperative<br />

district's foodstore, ecumenical initiative for a church in Vauban and others)<br />

2) Ecological Standards:<br />

In the beginning, there was also a kind of "<strong>com</strong>petition" between the City of <strong>Freiburg</strong> and Forum Vauban<br />

around the "better" ideas. The objectives which an integration of ideas of both partners.<br />

On the one hand Forum Vauban, for example, wanted to built more passive houses and a new sewage<br />

concept (<strong>com</strong>bined vacuum system) in the whole district. The City of <strong>Freiburg</strong> on the other hand wanted<br />

to implement a special urban concept and had to keep the timetable for planning (also because of<br />

financial reasons). Nevertheless, Vauban is (as far as we know) the largest passive house settlement in<br />

<strong>Germany</strong>.<br />

The initiative "living without an own car" is very successful. It <strong>com</strong>pletes the City's approach of not having<br />

parking spaces at the doorstep of most houses is very successful. Nearly 50% of Vauban's households are<br />

"car‐free". They use alternative mobility concepts and save money because they don't have to buy a<br />

seperate parking lot in the <strong>com</strong>munity car park.<br />

Most of the old trees were saved and are now the "jewels" of the new district. The public green spaces<br />

follows an attractive design.<br />

Discussions about a co‐generation plant by the year 2003 still continue because the financial feasibility is<br />

currently threatened by the liberalisation of the European energy market.<br />

3) Social Balance:<br />

Within Baugruppen/co‐housing projects the overall costs for buildings are much lower than if a building<br />

with similar quality were bought ready from a development <strong>com</strong>pany. Through this, even people with a<br />

lower in<strong>com</strong>e were able to be<strong>com</strong>e "house owners". The support of Baugruppen was most successful.<br />

On the other hand, the number of flats for rent is quite small. Especially people with very little in<strong>com</strong>e<br />

have problems to find appartments. The main reason for this is that federal and state subsidies for<br />

building so called "social flats" were heavily reduced. Co‐operative projects in some case are able to<br />

absorb this major problem.<br />

The objective of family and children friendliness leads to a problem with the demographic balance.<br />

Vauban soon needs a third public kindergarden and the primary school has to be enlarged, too. Although<br />

it's most lovely to see, how kids occupy the streets, the district's social workers already face potential<br />

conflicts arising from the one‐sided age structure.<br />

As a result of this it can be said that in <strong>Freiburg</strong>‐Vauban a sustainable district can be experienced daily by<br />

the inhabitants.<br />

7


PROJECT TEAM<br />

There are a number of partners involved in the Vauban project:<br />

Forum Vauban<br />

The main roles of Forum Vauban have been in organising citizen participation, supporting the <strong>com</strong>munitybased<br />

building projects, working towards the realisation of a sustainable model district and co‐ordinating<br />

the social work and implementation of a neighbourhood centre. Forum Vauban was initiated by a group<br />

of active citizens and is supported by an honorary executive board and several working groups.<br />

Participation has been much stronger than expected, with people really 'identifying' with their district and<br />

taking part in workshops and local initiatives.<br />

Buergerbau ‐ Citizen's Building Stock Corporation<br />

The Buergerbau (Citizens' Building Stock Corporation) specialises in co‐ordinating the building<br />

cooperatives (Baugruppen). The corporation offer a range of services throughout the project<br />

development, right up until the builders move into their homes. These services include guiding the<br />

building group and answering any questions during the planning and building process, controlling costs,<br />

schedules and quality and overseeing the implementation of the <strong>com</strong>munity building project. In<br />

Vauban, Buergerbau currently manage five co‐operative housing groups.<br />

Baugruppen ‐ Building Co‐Operatives<br />

One of the development goals at Vauban is the creation of a variety of housing and a balance of social<br />

groups. The formation of Baugruppen is a good way to achieve these goals. Several households get<br />

together, decide on a piece of land, plan a building and hire an architect and building team, thus saving<br />

money and time. Ecological building be<strong>com</strong>es more affordable through this process, and social<br />

interactions through the planning and building process help knit <strong>com</strong>munity early on in the process.<br />

Genova Housing Association<br />

The Genova Housing Association originated from Forum Vauban and was founded in 1997 to allow people<br />

with low in<strong>com</strong>es to be part of the Vauban project. They have built 36 housing units in the first phase of<br />

development, and 40 units in the second phase. Genova works to the principle of the traditional<br />

cooperative society ‐ the creation of affordable and 'shapeable' living space for different people through<br />

joint ownership with self‐management. An ecological and inexpensive building concept has been adopted,<br />

and people of different ages and lifestyles are integrated into the project.<br />

The residents participate in the planning process through the architecture, orientation and design of<br />

buildings, facades, colours) and the plans for the individual apartments. This participation takes the form<br />

of workshops, a co‐operative council and residents' representatives on the management team.<br />

Students Union / SUSI<br />

Before the urban planning had begun at Vauban, ten barrack buildings had been given to the Students'<br />

Organisation and the SUSI initiative (Self‐organised Independent Settlement Initiative). The Students'<br />

Organisation created dormitories with rooms for 600 students in six old barracks and three new buildings.<br />

The SUSI is a grassroots initiative and self‐help project creating low‐cost and ecologically sustainable living<br />

space in four of the old barracks.<br />

The SUSI buildings are characterised by large balconies, external wooden staircases and their ecological<br />

qualities: maximum preservation of the barracks buildings, reuse of old building materials, outer<br />

insulation of walls with cork and cellulose, roof and loft insulation, and the use of ecologically sound<br />

building material (domestic wood, clay).<br />

8

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