Due Diligence and Corporate Compliance Management - cs notes
Due Diligence and Corporate Compliance Management - cs notes
Due Diligence and Corporate Compliance Management - cs notes
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: 7 :<br />
377<br />
8. Critically examine <strong>and</strong> comment on any four of the following :<br />
(i)<br />
(ii)<br />
(iii)<br />
(iv)<br />
(v)<br />
<strong>Compliance</strong> with the requirements of law through a compliance management<br />
programme can produce positive results at several levels.<br />
The Depositories Act, 1996 provides for the establishment of depositories in securities<br />
with the objective of ensuring free transferability of securities with speed, accuracy<br />
<strong>and</strong> security.<br />
The penal provisions for non-compliance of the conditions of the listing agreement<br />
are governed by section 23(2) <strong>and</strong> section 23E of the Securities Contracts (Regulation)<br />
Act, 1956.<br />
The concept of data room <strong>and</strong> its need in due diligence.<br />
‘Promoter group’ under SEBI takeover code.<br />
(4 marks each)<br />
————0————<br />
2/2011/DDCCM<br />
P.T.O.
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