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Institute for <strong>the</strong> Protection <strong>and</strong> Security <strong>of</strong> <strong>the</strong> Citizen<br />

Unit for Econometrics <strong>and</strong> Statistical Support to Anti-fraud<br />

CRELL Research Paper 2<br />

May 2006<br />

MEASURING THE OUTPUTS AND OUTCOMES OF<br />

VOCATIONAL TRAINING – TOWARDS A COHERENT<br />

FRAMEWORK FOR INDICATORS<br />

MIRCEA BADESCU<br />

2006 EUR 22305 EN


2<br />

European Commission<br />

Directorate-General Joint Research Centre<br />

Institute for <strong>the</strong> Protection <strong>and</strong> Security <strong>of</strong> <strong>the</strong> Citizen<br />

http://farmweb.jrc.cec.eu.int/crell/<br />

http://www.jrc.cec.eu.int/<br />

Legal Notice<br />

Nei<strong>the</strong>r <strong>the</strong> European Commission nor any person acting on behalf <strong>of</strong><br />

<strong>the</strong> Commission is responsible for <strong>the</strong> use which might be made <strong>of</strong> this<br />

publication.<br />

ISSN 1018-5593<br />

EUR 22305 EN<br />

Luxembourg: Office for Official Publications <strong>of</strong> <strong>the</strong> European Communities<br />

© European Communities, 2006<br />

Reproduction is authorised provided <strong>the</strong> source is acknowledged


3<br />

Abstract<br />

This paper proposes a new analytical framework for monitoring <strong>the</strong> <strong>outcomes</strong> <strong>and</strong> <strong>outputs</strong> <strong>of</strong> <strong>vocational</strong><br />

<strong>training</strong>. It includes a critical review <strong>of</strong> <strong>the</strong> main statistical sources used to measure <strong>vocational</strong><br />

<strong>training</strong> (both initial <strong>and</strong> continuing) <strong>and</strong> to generate indicators. It also presents some country or<br />

cross-country comparative results <strong>of</strong> empirical analysis. The annex outlines <strong>the</strong> three dimensions <strong>of</strong><br />

<strong>the</strong> framework (analytical, policy <strong>and</strong> statistical), using some examples <strong>of</strong> output <strong>and</strong> outcome indicators<br />

that could be developed.<br />

Keywords<br />

Vocational <strong>training</strong>, framework for indicators, indicators <strong>and</strong> benchmarks<br />

Contents<br />

• Introduction – <strong>the</strong> political dimension<br />

• The state <strong>of</strong> <strong>the</strong> art in reporting on <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong> in Europe<br />

• Pitfalls in comparing indicators generated from different data collections on <strong>vocational</strong> <strong>training</strong><br />

• Towards a coherent framework for indicators on <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong><br />

• Bibliography<br />

• Annex – Proposal for a framework for indicators on <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong>


4<br />

I. Introduction - <strong>the</strong> political dimension<br />

The Maastricht Communiqué 1 on <strong>the</strong> future priorities <strong>of</strong> enhanced European cooperation in <strong>vocational</strong><br />

education <strong>and</strong> <strong>training</strong> calls for <strong>the</strong> improvement <strong>of</strong> <strong>the</strong> scope, precision <strong>and</strong> reliability <strong>of</strong> VET statistics<br />

in order to allow for <strong>the</strong> evaluation <strong>of</strong> progress in making VET efficient, effective <strong>and</strong> attractive.<br />

The document also stresses <strong>the</strong> need for adequate data <strong>and</strong> indicators, which are considered crucial to<br />

underst<strong>and</strong>ing what is happening in VET, <strong>and</strong> describes which additional interventions <strong>and</strong> decisions<br />

are required by all parties involved. The Communiqué also calls for <strong>the</strong> assessment <strong>of</strong> progress towards<br />

<strong>the</strong> Lisbon goals <strong>and</strong> sets new priorities.<br />

The Council Conclusions <strong>of</strong> 21 February 2005 on Education <strong>and</strong> Training in <strong>the</strong> framework <strong>of</strong> <strong>the</strong><br />

mid-term review <strong>of</strong> <strong>the</strong> Lisbon Strategy recommend <strong>the</strong> identification <strong>of</strong> indicators in various new<br />

fields, <strong>and</strong> <strong>the</strong>ir eventual employment, as envisaged in <strong>the</strong> Joint Interim Report. New indicators<br />

should be developed, in particular on <strong>the</strong> distribution <strong>of</strong> VET participants according to place <strong>of</strong> tuition,<br />

participation in apprenticeship programmes <strong>and</strong> access to higher levels <strong>of</strong> education for VET<br />

graduates. The Council also recommends using <strong>the</strong> European Qualifications Framework as a common<br />

reference instrument covering both <strong>vocational</strong> <strong>and</strong> general education (at secondary <strong>and</strong> tertiary levels),<br />

based on competencies <strong>and</strong> learning <strong>outcomes</strong>.<br />

There is <strong>the</strong>refore scope to construct a new statistical framework for reporting <strong>the</strong> <strong>outputs</strong> <strong>and</strong><br />

<strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong> that will better target data needs, <strong>the</strong>reby making reporting more<br />

explicit <strong>and</strong> customised for different users.<br />

II. The state <strong>of</strong> <strong>the</strong> art in reporting on <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong> in<br />

Europe<br />

This section deals briefly with <strong>the</strong> limits <strong>of</strong> <strong>the</strong> existing array <strong>of</strong> statistics <strong>and</strong> indicators on <strong>outputs</strong><br />

<strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong>, in order to gain some insight into <strong>the</strong> way in which <strong>the</strong>se <strong>outputs</strong><br />

have been mapped <strong>and</strong> with what scope. It looks into <strong>the</strong> different statistical approaches used to report<br />

on <strong>vocational</strong> <strong>training</strong> (both initial <strong>and</strong> continuing).<br />

Vocational education <strong>and</strong> <strong>training</strong> is permanently on <strong>the</strong> political agenda <strong>of</strong> <strong>the</strong> European Union. To<br />

inform <strong>the</strong> policy debate <strong>and</strong> to reinforce <strong>the</strong> accountability <strong>of</strong> education systems, <strong>the</strong> St<strong>and</strong>ing Group<br />

on Indicators <strong>and</strong> Benchmarks (SGIB) has considered various types <strong>of</strong> measures making use <strong>of</strong> available<br />

information. Currently <strong>the</strong> following indicators are being used to monitor performance <strong>and</strong> progress<br />

in <strong>vocational</strong> <strong>training</strong> systems in Europe:<br />

1 http://europa.eu.int/comm/education/news/ip/docs/maastricht_com_en.pdf


5<br />

1. Hours in continuing <strong>vocational</strong> <strong>training</strong> (CVT) courses per 1000 working hours (in enterprises<br />

<strong>of</strong>fering CVT courses by NACE)<br />

2. Hours in continuing <strong>vocational</strong> <strong>training</strong> (CVT) courses per 1000 working hours in all enterprises<br />

by NACE<br />

3. Enterprise expenditure on continuing <strong>vocational</strong> <strong>training</strong> courses as a percentage <strong>of</strong> total<br />

labour costs<br />

4. Participation rates in education by age <strong>and</strong> by level <strong>of</strong> education (i.e. proportion <strong>of</strong> students<br />

in upper secondary education enrolled in <strong>vocational</strong> streams at ISCED 3)<br />

Several o<strong>the</strong>r indicators have been proposed during SGIB meetings, but <strong>the</strong> lack <strong>of</strong> consensus has<br />

kept <strong>the</strong> indicators used in <strong>the</strong> first <strong>and</strong> second edition <strong>of</strong> <strong>the</strong> report Progress towards <strong>the</strong> Lisbon Objectives<br />

in Education <strong>and</strong> Training limited to those listed above. A decision has been taken towards<br />

computation, in <strong>the</strong> medium term, <strong>of</strong> new indicators on VET, 2 especially on participation rates. With<br />

<strong>the</strong> new round <strong>of</strong> Continuing Vocational Training Survey (CVTS 3), <strong>the</strong>re is scope to construct composite<br />

measures on participation in <strong>and</strong> expenditure on VET.<br />

Internationally comparable data on <strong>vocational</strong> <strong>training</strong> focus on compulsory education <strong>and</strong> only to a<br />

limited extent cover VET at tertiary level, <strong>the</strong>refore we cannot really speak <strong>of</strong> “reporting on <strong>the</strong> VET<br />

sector.” Most data collections do not include a separate category for VET. 3 It should be noted, however,<br />

that <strong>the</strong> education <strong>and</strong> <strong>training</strong> l<strong>and</strong>scape in <strong>the</strong> European Union has evolved in past decades <strong>and</strong><br />

<strong>the</strong> distinctions between traditionally differentiated educational pathways <strong>of</strong> general-higher-<strong>vocational</strong><br />

<strong>training</strong> have started to become blurred as a result <strong>of</strong> changing social, economic <strong>and</strong> political priorities<br />

(Deane <strong>and</strong> Watters, 2004). This also affects <strong>the</strong> statistical frameworks used by data providers, which<br />

are now under constant pressure to assess new learners’ pr<strong>of</strong>iles <strong>and</strong> needs.<br />

Three categories <strong>of</strong> indicators are currently being reported at an international comparable level:<br />

Output indicators (e.g. achievements in related subjects or performance in selected skill domains,<br />

based on literacy scales)<br />

Outcome indicators (e.g. attainment levels, self-reported skills levels, etc.)<br />

Impact indicators (e.g. labour market position, returns to education, societal effects, social<br />

participation, etc.)<br />

As a result <strong>of</strong> reporting practices, only a few simple statistics on VET are available, such as <strong>the</strong> distribution<br />

<strong>of</strong> students enrolled in <strong>vocational</strong> programmes at different ISCED levels, <strong>the</strong> <strong>the</strong>oretical dura-<br />

2 New Indicators on Education <strong>and</strong> Training, Commission Staff Working Paper, SEC (2004) 1524<br />

3 In some cases VET data is reported as part <strong>of</strong> upper secondary education, in o<strong>the</strong>r cases as part <strong>of</strong> postsecondary<br />

non-tertiary education, depending on <strong>the</strong> level <strong>of</strong> <strong>the</strong> course studied.


6<br />

tion <strong>of</strong> <strong>vocational</strong> programmes, etc. Simple indicators on participation in (or graduation from) <strong>vocational</strong><br />

programmes are not currently reported, although <strong>the</strong> raw data are easily accessible in <strong>the</strong> databases.<br />

There is a lack <strong>of</strong> comparable data on <strong>the</strong> volume <strong>of</strong> VET provision <strong>and</strong> <strong>the</strong> links to national<br />

qualification frameworks, to transition processes, etc. Direct (internationally comparable) output indicators<br />

(i.e. student achievements in basic subjects <strong>and</strong> competencies) are not available for upper secondary<br />

<strong>vocational</strong> education, with <strong>the</strong> exception <strong>of</strong> TIMSS data (“final year”). The PISA database<br />

does not contain results <strong>of</strong> students’ assessment by type <strong>of</strong> programme. The situation is similar for<br />

outcome indicators. Cohort data are missing <strong>and</strong> limited information is available on effectiveness <strong>and</strong><br />

success rates in VET.<br />

As a result, many proxies are used for measurement <strong>of</strong> skills <strong>and</strong> competencies, even though <strong>the</strong>y are<br />

poor in this sense. Some inconsistencies in reported results still exist across indicators covering participation<br />

in or completion <strong>of</strong> a certain level <strong>of</strong> education, as defined internationally. In some cases<br />

<strong>the</strong>se inconsistencies are considerable; for instance, <strong>the</strong> results for upper secondary completion can<br />

differ by over 15 percentage points from one source to ano<strong>the</strong>r (Behringer <strong>and</strong> Pfeifer, 2004). When<br />

data is reported by <strong>the</strong> same data provider this makes <strong>the</strong> use <strong>of</strong> data even less reliable.<br />

In conclusion, at present <strong>the</strong>re are considerable variations in <strong>the</strong> results available from different data<br />

providers in:<br />

i) <strong>the</strong> way in which <strong>vocational</strong> <strong>training</strong> complies with <strong>the</strong> existing statistical frameworks;<br />

ii) <strong>the</strong> extent to which o<strong>the</strong>r aspects <strong>of</strong> <strong>vocational</strong> <strong>training</strong> are captured, such as <strong>the</strong> volume<br />

<strong>of</strong> <strong>training</strong>, <strong>the</strong> cost <strong>of</strong> <strong>training</strong>, <strong>the</strong> provision <strong>of</strong> <strong>training</strong>;<br />

iii) <strong>the</strong> way in which <strong>vocational</strong> <strong>training</strong> is delivered <strong>and</strong>, more importantly, how it is linked<br />

to a national framework <strong>of</strong> qualifications.<br />

These issues need to be clarified <strong>and</strong> appropriate methodological work carried out in order to match<br />

<strong>the</strong> Commission’s needs for statistics <strong>and</strong> indicators with <strong>the</strong> proposed (<strong>and</strong> largely agreed) data collection<br />

exercises, as well as to identify <strong>the</strong> areas where additional data will be have to be ga<strong>the</strong>red<br />

through a separate data collection.<br />

The next section is a critical overview <strong>of</strong> <strong>the</strong> data sources (existing or forthcoming) that could be exploited<br />

to generate new indicators on <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong> in Europe. It should be noted<br />

that all <strong>the</strong> data providers are making efforts to improve <strong>the</strong> collection instruments <strong>and</strong> to capture as<br />

much information as possible in this field. New data collections have been launched in past years, especially<br />

by Eurostat, <strong>and</strong> <strong>the</strong> results are expected to improve <strong>the</strong> availability <strong>of</strong> statistics on education<br />

<strong>and</strong> <strong>training</strong>.


7<br />

1. Data ga<strong>the</strong>red from administrative sources<br />

VET data collection is <strong>the</strong> st<strong>and</strong>ardised collection <strong>of</strong> information on <strong>vocational</strong> programmes in <strong>the</strong><br />

EU member states. Data on <strong>vocational</strong> programmes is ga<strong>the</strong>red from administrative sources. The units<br />

responsible for reporting are <strong>the</strong> ministerial departments/<strong>of</strong>fices in charge <strong>of</strong> statistics or <strong>the</strong> National<br />

Statistical Institute <strong>of</strong> each country. The data collection started in 1995 (with reference year 1993/94)<br />

<strong>and</strong> was organised jointly by Eurostat <strong>and</strong> Cedefop, in <strong>the</strong> framework <strong>of</strong> <strong>the</strong> LdV programme. The<br />

exercise was initially designed to respond to policy requests (in particular to seek alternatives to academic<br />

routes), as a tool for policy-makers which could help <strong>the</strong>m to design, monitor <strong>and</strong> evaluate national<br />

<strong>training</strong> policies. VET data collection is <strong>the</strong> basic source <strong>of</strong> information for attainment in VET<br />

<strong>and</strong> one <strong>of</strong> its advantages is <strong>the</strong> possibility to generate indicators by type <strong>of</strong> programme (or str<strong>and</strong>s),<br />

allowing different reporting for pre-<strong>vocational</strong> <strong>and</strong> <strong>vocational</strong> programmes. In VET data collection, a<br />

<strong>vocational</strong> programme is defined as “any activity whose aim is to promote <strong>the</strong> acquisition <strong>of</strong> <strong>the</strong> necessary<br />

knowledge, skills <strong>and</strong> attitudes for <strong>the</strong> exercise <strong>of</strong> an occupation or group <strong>of</strong> occupations.” In<br />

<strong>the</strong> first data collection (1993/94) four categories <strong>of</strong> <strong>vocational</strong> programmes were defined, according<br />

to <strong>the</strong> target population, <strong>the</strong> type <strong>of</strong> <strong>training</strong>, <strong>the</strong> place <strong>of</strong> <strong>training</strong>, <strong>the</strong> working status <strong>of</strong> participants,<br />

as follows:<br />

i) programmes for initial <strong>vocational</strong> education <strong>and</strong> <strong>training</strong> (target group: young people <strong>of</strong><br />

school age);<br />

ii) <strong>training</strong> programmes for adults (target group: adult population);<br />

iii) pre-<strong>vocational</strong> programmes (identified as such by <strong>the</strong> names <strong>and</strong> descriptions given at national<br />

level);<br />

iv) education <strong>and</strong> <strong>training</strong> programmes for disadvantaged groups/groups at risk, such as<br />

(youth) unemployed, disabled people, migrants.<br />

The above coverage has proved to be complete only for <strong>the</strong> first category, <strong>and</strong> has led to a revision <strong>of</strong><br />

<strong>the</strong> three o<strong>the</strong>r categories. In addition, for <strong>the</strong> first two rounds <strong>of</strong> data collection (reference years<br />

1994/95 <strong>and</strong> 1995/96) <strong>the</strong> distinction between <strong>the</strong> two categories (initial VET <strong>and</strong> <strong>training</strong> for adults)<br />

was eliminated <strong>and</strong> <strong>the</strong> two categories were merged into a single one called “<strong>vocational</strong> <strong>training</strong>.” At<br />

<strong>the</strong> same time <strong>the</strong> coverage <strong>of</strong> pre-<strong>vocational</strong> programmes was improved. The last category (education<br />

<strong>and</strong> <strong>training</strong> programmes for disadvantaged groups) was dropped, as it was felt that data were not<br />

available <strong>and</strong> <strong>the</strong> questionnaire not designed well enough to collect this information. Vocational programmes<br />

<strong>of</strong>fered at tertiary level (ISCED 5A <strong>and</strong> 6) were excluded. Data collection was revised<br />

again in 1998 by redefining its scope <strong>and</strong> by adding new criteria. In 2000 VET data collection was<br />

suspended by Eurostat due to lack <strong>of</strong> resources. Several attempts were made to revive <strong>the</strong> exercise,<br />

including a meeting called by Cedefop in November 2002 in which representatives from Member<br />

States, Acceding <strong>and</strong> C<strong>and</strong>idate Countries, Eurostat <strong>and</strong> DG EAC concluded that <strong>the</strong> data collection<br />

should be re-started as soon as possible (minutes <strong>of</strong> <strong>the</strong> meeting are available on Circa). VET data


8<br />

collection is likely to be <strong>the</strong> most effective vehicle to ga<strong>the</strong>r information on VET <strong>and</strong> to generate<br />

indicators in this area.<br />

The UOE data collection is ano<strong>the</strong>r secondary collection <strong>of</strong> data ga<strong>the</strong>red from administrative<br />

sources (registers <strong>of</strong> educational institutions), run jointly by <strong>the</strong> UNESCO Institute for Statistics<br />

(UIS), <strong>the</strong> OECD <strong>and</strong> Eurostat. The units responsible for reporting are <strong>the</strong> ministerial departments/<strong>of</strong>fices<br />

in charge <strong>of</strong> statistics or <strong>the</strong> National Statistical Institute <strong>of</strong> each country. UOE is <strong>the</strong><br />

basic source <strong>of</strong> information for attainment in VET, allowing separate reporting on pre-<strong>vocational</strong> <strong>and</strong><br />

<strong>vocational</strong> programmes; output indicators by type <strong>of</strong> programme (str<strong>and</strong>) can be made available.<br />

One problem with <strong>the</strong> UOE data is <strong>the</strong> ‘netting out’ <strong>of</strong> graduates from different years or earning multiple<br />

qualifications during <strong>the</strong> reference school year. Ano<strong>the</strong>r problem <strong>of</strong> <strong>the</strong> UOE data is that reporting<br />

is based on an internationally comparable classification <strong>of</strong> educational programmes (ISCED)<br />

which is <strong>of</strong>ten inappropriately used as a proxy for qualifications (see also <strong>the</strong> following sections in<br />

this paper). The mapping <strong>of</strong> qualifications by level <strong>of</strong> education is ra<strong>the</strong>r subject to political negotiations<br />

than underpinned by research, leading to several inconsistencies across countries as to what<br />

should fall under <strong>the</strong> category <strong>of</strong> an ISCED-3 qualification (Behringer <strong>and</strong> Pfeifer, 2004). Eurostat is<br />

currently working on a revision <strong>of</strong> <strong>the</strong> UOE data collection aiming to ‘net out’ <strong>the</strong> adults participating<br />

in adult education programmes. In January 2006 Eurostat put forward to <strong>the</strong> two o<strong>the</strong>r partners (UIS<br />

<strong>and</strong> <strong>the</strong> OECD) a proposal for a revision policy <strong>of</strong> <strong>the</strong> UOE, looking at improving <strong>the</strong> comparability,<br />

relevance <strong>and</strong> coherence <strong>of</strong> <strong>the</strong> data. In <strong>the</strong> absence <strong>of</strong> a dedicated data collection on VET, UOE remains<br />

<strong>the</strong> main source for data on <strong>vocational</strong> education <strong>and</strong> <strong>training</strong>.<br />

2. Data ga<strong>the</strong>red from surveys<br />

The Continuing Vocational Training Survey (CVTS) is an enterprise survey carried out by Eurostat<br />

in companies with at least ten employees. There have been two rounds <strong>of</strong> CVTS, one conducted in<br />

1994 for twelve EU Member States <strong>and</strong> ano<strong>the</strong>r round conducted in 2000/01 in all fifteen EU Member<br />

States, Norway <strong>and</strong> nine C<strong>and</strong>idate Countries (<strong>of</strong> which seven became new Member States in 2004).<br />

The survey provides, on a comparable basis for <strong>the</strong> two rounds, information on employer-sponsored<br />

<strong>training</strong> taken during <strong>the</strong> year prior to <strong>the</strong> survey, for employed persons, excluding apprentices <strong>and</strong><br />

trainees. A large set <strong>of</strong> variables for <strong>the</strong> enterprises (such as costs <strong>of</strong> <strong>training</strong>, incidence <strong>of</strong> <strong>training</strong> by<br />

sector, etc.) is available from <strong>the</strong> survey but only a limited number <strong>of</strong> variables relate to employees<br />

(total <strong>training</strong> hours <strong>and</strong> <strong>training</strong> participation). The coverage <strong>of</strong> <strong>the</strong> different forms <strong>of</strong> <strong>training</strong> for<br />

employees refers to <strong>training</strong> courses which take place away from <strong>the</strong> place <strong>of</strong> work (e.g. in a classroom<br />

or a <strong>training</strong> centre, at which a group <strong>of</strong> people receive instruction from teachers/tutors/lecturers<br />

for a period <strong>of</strong> time specified in advance by those organising <strong>the</strong> course (i.e. intended <strong>training</strong>). Initial<br />

<strong>vocational</strong> <strong>training</strong> (pre-<strong>vocational</strong> <strong>and</strong> <strong>vocational</strong> programmes) undertaken by a person when hired in<br />

order to gain <strong>the</strong> competencies required for <strong>the</strong> job is excluded. Post-graduate education is included in<br />

<strong>the</strong> definition <strong>of</strong> <strong>training</strong>. CVTS will be carried out in 2006 in all EU Member States <strong>and</strong> Acceding


9<br />

Countries on a legal basis. While keeping <strong>the</strong> results as comparable as possible with <strong>the</strong> previous two<br />

rounds <strong>of</strong> survey, CVTS 3 will provide additional information related to <strong>the</strong> companies (e.g. <strong>training</strong><br />

strategies) <strong>and</strong>, more importantly, new information related to employees (e.g. reasons for nonparticipation).<br />

The coverage will be enlarged to include some initial <strong>vocational</strong> <strong>training</strong> (formal learning<br />

leading to a formal qualification).<br />

The Adult Education Survey (AES) is a new initiative <strong>of</strong> Eurostat, already carried out in two Member<br />

States in 2005 (Sweden <strong>and</strong> <strong>the</strong> United Kingdom). AES will be carried out in 2006/07 in all o<strong>the</strong>r<br />

Member States <strong>and</strong> <strong>the</strong> two Acceding Countries. The majority <strong>of</strong> countries will implement AES as a<br />

st<strong>and</strong>-alone survey; some will include AES variables within existing surveys (mostly as an ad-hoc<br />

module <strong>of</strong> <strong>the</strong> LFS) <strong>and</strong> only two participating countries will adapt national surveys on adult education.<br />

Some AES variables could be used to generate indicators on <strong>outputs</strong> <strong>of</strong> <strong>training</strong>, especially<br />

on patterns <strong>of</strong> participation in <strong>training</strong> (including attitudes towards <strong>and</strong> obstacles to learning), incidence<br />

<strong>of</strong> <strong>training</strong> at <strong>the</strong> work place, use <strong>of</strong> ICT <strong>and</strong> self-reported language skills. Crossed with background<br />

variables (e.g. self-reported educational attainment level, working status), <strong>the</strong>se could be useful<br />

in generating composite measures on participation in adult education. AES will be implemented<br />

under a legal basis <strong>and</strong> will have a good level <strong>of</strong> comparability as a result <strong>of</strong> using <strong>the</strong> international<br />

classifications for education status, working status <strong>and</strong> occupational status, as well as <strong>the</strong> European<br />

definitions <strong>of</strong> <strong>the</strong> labour force variables. The survey will use <strong>the</strong> Classification <strong>of</strong> Learning Activities<br />

(CLA), which is a very useful tool, agreed upon by European statisticians for <strong>the</strong> classification <strong>and</strong><br />

comparison <strong>of</strong> learning. AES is expected to represent an important source <strong>of</strong> information on individuals’<br />

<strong>and</strong> employers’ investments in <strong>training</strong>.<br />

The Labour Force Survey (LFS) remains <strong>the</strong> main vehicle to ga<strong>the</strong>r information on participation in<br />

<strong>training</strong> over a period <strong>of</strong> time. At present, three <strong>of</strong> <strong>the</strong> five European benchmarks used to monitor progress<br />

in education <strong>and</strong> <strong>training</strong> at <strong>the</strong> European level are constructed using LFS variables, but LFS<br />

variables for monitoring purposes are being used on a much larger scale throughout <strong>the</strong> EU’s Structural<br />

Indicators. LFS has been carried out since 1993 <strong>and</strong> represents a good source <strong>of</strong> information on<br />

participation on education <strong>and</strong> <strong>training</strong>, <strong>of</strong>fering complete coverage at EU level in a timely manner.<br />

Ano<strong>the</strong>r advantage <strong>of</strong> LFS is <strong>the</strong> possibility to capture additional information on a specific topic by<br />

running a so-called ‘ad-hoc module.’ The modules are technically totally compliant with <strong>the</strong> coresurvey<br />

<strong>and</strong> <strong>of</strong>fer <strong>the</strong> possibility to construct additional variables o<strong>the</strong>r than <strong>the</strong> LFS core variables.<br />

Two ad-hoc modules have been carried out so far, one module on <strong>the</strong> transition from education to<br />

working life (reference year 2000) <strong>and</strong> ano<strong>the</strong>r module on participation in lifelong learning (reference<br />

year 2003). A new module is planned to be carried out in 2009 on <strong>the</strong> entry <strong>of</strong> young people into <strong>the</strong><br />

labour market. The results <strong>of</strong> <strong>the</strong> latest ad-hoc module on lifelong learning have been extensively analysed<br />

in <strong>the</strong> latest edition <strong>of</strong> <strong>the</strong> Progress Report (2006), showing interesting results in patterns <strong>of</strong> participation<br />

in lifelong learning, but no specific indicators on <strong>vocational</strong> <strong>training</strong> have been made


10<br />

available. There is still scope for fur<strong>the</strong>r analysis <strong>and</strong> for generating new indicators, especially on<br />

<strong>outputs</strong> <strong>of</strong> learning <strong>and</strong> attitudes towards learning. The coverage <strong>of</strong> data will be comparable with <strong>the</strong><br />

forthcoming surveys (e.g. AES) <strong>and</strong> proxies for participation by field <strong>of</strong> study could become available<br />

following <strong>the</strong> revision <strong>of</strong> <strong>the</strong> LFS coding <strong>of</strong> ISCED 3C.<br />

The European Community Household Panel (ECHP) is <strong>the</strong> EU survey that provides information<br />

on issues like a household’s income <strong>and</strong> poverty level. The survey was carried out between 1994 <strong>and</strong><br />

2001. Some <strong>of</strong> <strong>the</strong> ECHP variables have been used to generate statistics <strong>and</strong> indicators on <strong>outputs</strong> <strong>of</strong><br />

<strong>vocational</strong> <strong>training</strong> (e.g. participation in <strong>vocational</strong> <strong>training</strong> by type <strong>of</strong> programme or by objective <strong>of</strong><br />

<strong>training</strong>) which, crossed with <strong>the</strong> socio-demographic background variables, have shown interesting<br />

results. One weakness <strong>of</strong> <strong>the</strong> survey is that it follows <strong>the</strong> ISCED 76 levels <strong>of</strong> education which restricts<br />

<strong>the</strong> comparability with <strong>the</strong> following surveys using ISCED 97 <strong>and</strong> different fields <strong>of</strong> study. ECHP<br />

data show firstly that <strong>training</strong> <strong>and</strong> investment in research <strong>and</strong> development are complementary, but <strong>the</strong><br />

degree <strong>of</strong> complementarity is lower for graduates from college, <strong>and</strong> secondly that when schooling is<br />

more comprehensive, graduates from high-schools require less <strong>training</strong> to adapt to technical progress<br />

(Bassanini et al., 2005). From 2003 ECHP was replaced by a survey on income <strong>and</strong> living conditions<br />

(EU-SILC). This survey will provide information on an annual basis on <strong>outputs</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong><br />

(such as educational attainment levels) which could again be crossed with background variables.<br />

There are at least two important strengths <strong>of</strong> EU-SILC; <strong>the</strong> first related to <strong>the</strong> possibility <strong>of</strong> getting<br />

cross-sectional <strong>and</strong> longitudinal variables related to current activity status (i.e. current main job, including<br />

information on <strong>the</strong> last main job for <strong>the</strong> unemployed). The second advantage <strong>of</strong> EU-SILC is<br />

<strong>the</strong> possibility <strong>of</strong> running ad-hoc modules (as in <strong>the</strong> LFS) in order to ga<strong>the</strong>r additional information on<br />

a specific topic. Three ad-hoc modules are already planned in <strong>the</strong> EU-SILC: intergenerational transfer<br />

<strong>of</strong> poverty (reference year 2005), social protection (reference year 2006), <strong>and</strong> housing inadequacy<br />

(reference year 2007). There is scope to run a specific ad-hoc module on household expenditure on<br />

<strong>vocational</strong> <strong>training</strong> in 2009 which, along with <strong>the</strong> LFS ad-hoc module that will be carried out in <strong>the</strong><br />

same year on entry <strong>of</strong> young people into <strong>the</strong> labour market, would be a rich source <strong>of</strong> information on<br />

<strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong>.<br />

The International Adult Literacy Survey (IALS) is an individual survey which was carried out by<br />

<strong>the</strong> OECD <strong>and</strong> Statistics Canada in <strong>the</strong> 1990s. Data is available only for some EU Member States:<br />

Irel<strong>and</strong>, <strong>the</strong> Ne<strong>the</strong>rl<strong>and</strong>s <strong>and</strong> Pol<strong>and</strong> (reference year 1994); Belgium (Fl<strong>and</strong>ers only) <strong>and</strong> <strong>the</strong> United<br />

Kingdom (reference year 1998); <strong>the</strong> Czech Republic, Denmark, Finl<strong>and</strong> <strong>and</strong> Hungary (reference year<br />

1998). The coverage <strong>of</strong> <strong>training</strong> includes <strong>training</strong> <strong>of</strong>fered to employees in <strong>the</strong> past twelve months <strong>and</strong><br />

includes details on <strong>the</strong> three most recent courses. These details refer to duration, purpose, financing,<br />

<strong>training</strong> provider, etc.). In <strong>the</strong> survey a distinction was made between job- or career-related <strong>training</strong><br />

<strong>and</strong> <strong>training</strong> for o<strong>the</strong>r purposes. Fur<strong>the</strong>rmore, <strong>training</strong> courses were divided into seven mutually exclusive<br />

categories, based on level <strong>of</strong> education <strong>and</strong> type <strong>of</strong> programme. IALS <strong>and</strong> its follow-up (Adult


11<br />

Literacy <strong>and</strong> Life Skills Survey with data available only for Italy, 2003) are a rich source <strong>of</strong> output,<br />

<strong>and</strong> especially outcome, indicators on <strong>vocational</strong> <strong>training</strong> (including social <strong>outcomes</strong>). Several measures<br />

could be used to measure <strong>the</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong>, both job-related <strong>and</strong> <strong>training</strong> for<br />

o<strong>the</strong>r purposes. IALS data can be extensively used for analysis with a view to gaining policy insights.<br />

Eurobarometer is an opinion poll run by <strong>the</strong> Directorate General for Press <strong>and</strong> Communication (DG<br />

PRESS) <strong>and</strong> conducted by opinion poll companies to ga<strong>the</strong>r information on a certain topic (public<br />

opinion <strong>and</strong> attitudes towards it). At present results relevant to education <strong>and</strong> <strong>training</strong> are available<br />

from two Eurobarometer polls on: experiences <strong>and</strong> attitudes towards learning (reference year 2003)<br />

<strong>and</strong> continuing <strong>and</strong> initial education <strong>and</strong> <strong>training</strong> (reference year 2004). The questionnaires were developed<br />

by Cedefop in cooperation with <strong>the</strong> Directorate General for Education <strong>and</strong> Culture (DG EAC)<br />

<strong>and</strong> <strong>the</strong> European Opinion Research Group (EORG), working on behalf <strong>of</strong> DG PRESS. In all Eurobarometer<br />

surveys, <strong>the</strong> following socio-demographic variables are collected on a st<strong>and</strong>ard basis: gender,<br />

age, civil status, political opinion (left-right scale), age when finishing full-time education <strong>and</strong><br />

<strong>training</strong>, source <strong>of</strong> household income, range <strong>of</strong> income, current <strong>and</strong> last occupation <strong>and</strong> size <strong>of</strong> residential<br />

community. This analysis focuses mainly on sex, age, level <strong>of</strong> education <strong>and</strong> occupation.<br />

Eurobarometer categories use four age-groups: 15-24, 25-39, 40-54 <strong>and</strong> 55+. Eurobarometer categories<br />

do not correspond to ISCED levels <strong>of</strong> education, but are based instead on <strong>the</strong> question “How old<br />

were you when you stopped full-time education” Answers are allocated to one <strong>of</strong> four categories: up<br />

to 15 years old; between 16-19 years old; at age 20 or older <strong>and</strong> those still studying. Respondents are<br />

also allocated to one <strong>of</strong> <strong>the</strong> following occupational categories: self-employed, managers, o<strong>the</strong>r white<br />

collar employees, manual workers, full-time homemakers, unemployed <strong>and</strong> retired. The retired include<br />

not only those retiring in <strong>the</strong> usual way on reaching a certain age, but also those retiring early on<br />

health grounds. Education <strong>and</strong> occupation are combined to produce a proxy that enables breakdowns<br />

comparing three contrasting groups <strong>of</strong> people: highly educated with a high-level job, less-well educated<br />

with a low-level job, less-well educated who are not active in <strong>the</strong> labour force.<br />

III. Pitfalls in comparing indicators generated 4 from different collections on <strong>vocational</strong><br />

<strong>training</strong><br />

Through <strong>the</strong> collection <strong>of</strong> information on <strong>vocational</strong> <strong>training</strong> at each different level (individual/employee,<br />

employer, company, system) on a cross-nationally comparable basis, every new survey<br />

4 There are differences between data generation <strong>and</strong> data provision. A data provider is an organisation which<br />

runs specific data collection exercises such as (inter)national surveys, in order to obtain information which is


12<br />

adds to <strong>the</strong> knowledge base. However such new insights come at a cost, as every new survey is both a<br />

resource-intensive <strong>and</strong> a methodologically complex undertaking.<br />

For a cross-country survey, <strong>the</strong> most challenging stage in <strong>the</strong> development <strong>of</strong> a data collection exercise<br />

is to build a consensus among <strong>the</strong> participating countries on <strong>the</strong> issues that will be investigated<br />

<strong>and</strong> <strong>the</strong>n to define <strong>and</strong> operationalise <strong>the</strong>se in ways that are cross-nationally valid. Even after<br />

agreement is reached, <strong>the</strong>re is scope for various interpretations <strong>of</strong> <strong>the</strong> results among <strong>the</strong> participants.<br />

For instance, in CVTS 2, Italy scored badly in <strong>the</strong> European context on <strong>training</strong> activities for <strong>the</strong> employed<br />

population, with only one company in four carrying out any form <strong>of</strong> <strong>training</strong> activity (as opposed<br />

to a 62% average <strong>of</strong> European companies). However, this could be explained by <strong>the</strong> peculiarities<br />

<strong>of</strong> Italian industries, which are traditionally composed <strong>of</strong> small to medium-sized companies in<br />

sectors such as: clothing, footwear, furnishing, etc. (Bulgarelli, 2005). This was largely explained by a<br />

lower propensity <strong>of</strong> small companies to provide <strong>training</strong> to <strong>the</strong>ir employees <strong>and</strong> consequently affected<br />

<strong>the</strong> results <strong>of</strong> Italy in <strong>the</strong> survey (which covered establishments with ten or more employees).<br />

Ano<strong>the</strong>r issue to be considered is <strong>the</strong> use <strong>of</strong> national surveys to measure trends on an internationally<br />

comparable basis. It is largely agreed that changing <strong>the</strong> definitions <strong>and</strong> <strong>the</strong> coverage will always<br />

break a time series. This happened in 2003 with a couple <strong>of</strong> indicators (on participation in lifelong<br />

learning <strong>and</strong> early school leaving) calculated from <strong>the</strong> EU LFS variables. Many countries decided to<br />

change <strong>the</strong> definition in <strong>the</strong> national surveys (by reporting separately participation in formal education<br />

<strong>and</strong> o<strong>the</strong>r forms <strong>of</strong> learning), which has inevitably led to a break in series for <strong>the</strong>se countries. In <strong>the</strong><br />

case <strong>of</strong> participation in lifelong learning, <strong>the</strong> changes in national surveys have had a broader impact<br />

(Behringer <strong>and</strong> Pfeifer, 2004). With <strong>the</strong> implementation <strong>of</strong> <strong>the</strong> new definitions (which were designed<br />

to improve <strong>the</strong> coverage <strong>of</strong> <strong>the</strong> survey) an increase in <strong>the</strong> overall participation has been recorded for<br />

all educational attainment levels (as <strong>the</strong>y are defined in LFS: low, medium, high), but by widening <strong>the</strong><br />

gaps between groups, which in previous years had been constant.<br />

Ano<strong>the</strong>r constraint concerns geographical coverage <strong>of</strong> a data collection. Most <strong>of</strong> <strong>the</strong> indicators used<br />

for monitoring purposes are generated from EU surveys. When trying to incorporate non-European<br />

countries, <strong>the</strong>re is not much information available apart from UOE data. Even if information were<br />

available at national level, it is very difficult to adapt it to <strong>the</strong> coverage <strong>of</strong> each individual data collection<br />

(definitions, methodology, timeliness, etc.). Geographical coverage was dealt with by OECD for<br />

analytical purposes for CVTS 2 <strong>and</strong> IALS data, to increase <strong>the</strong> coverage <strong>of</strong> countries. Data on both<br />

participation rates in <strong>training</strong> <strong>and</strong> <strong>the</strong> log <strong>of</strong> <strong>training</strong> hours per employee were merged <strong>and</strong> a crosssubsequently<br />

published. A data generator is an organization that makes use <strong>of</strong> statistical information which<br />

already exists by putting it into a usable format for comparisons <strong>and</strong> analysis.


13<br />

survey <strong>training</strong> index constructed for each country; final cross-survey measures were <strong>the</strong>n reconstructed<br />

based on this index (for details see OECD Employment Outlook 2004).<br />

Timing <strong>of</strong> <strong>the</strong> reference period in a data collection exercise is ano<strong>the</strong>r particularly important issue to<br />

consider when comparing results. This was <strong>the</strong> case for IALS, which was carried out in several cycles<br />

between 1994 <strong>and</strong> 2001. This has introduced an element <strong>of</strong> uncertainty in reporting <strong>the</strong> results, although<br />

one might expect that adult literacy as it is measured in IALS would not change significantly<br />

over a couple <strong>of</strong> years.<br />

IV. Towards a coherent framework for indicators on <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong><br />

<strong>training</strong><br />

The initial discussion <strong>of</strong> a coherent framework <strong>of</strong> indicators <strong>and</strong> benchmarks to be used for monitoring<br />

progress in <strong>the</strong> field <strong>of</strong> education <strong>and</strong> <strong>training</strong> took place in November 2003 during an international<br />

seminar organised under <strong>the</strong> Italian presidency. The issues tabled <strong>and</strong> addressed at that time<br />

have recently re-entered discussion, since <strong>the</strong> need to establish a coherent framework <strong>of</strong> indicators has<br />

been revived with <strong>the</strong> Council Conclusions <strong>of</strong> May 2005 on new indicators in education <strong>and</strong> <strong>training</strong>.<br />

Several discussions have taken place within <strong>the</strong> St<strong>and</strong>ing Group on Indicators <strong>and</strong> Benchmarks over<br />

<strong>the</strong> past years, beginning with input from Frans Kaiser (University <strong>of</strong> Twente), who proposed two<br />

possible approaches (<strong>the</strong> “productive” <strong>and</strong> <strong>the</strong> “mapping process”) to <strong>the</strong> development <strong>of</strong> a coherent<br />

framework <strong>of</strong> indicators <strong>and</strong> benchmarks for <strong>the</strong> follow-up <strong>of</strong> <strong>the</strong> Lisbon objectives in education <strong>and</strong><br />

<strong>training</strong>. A discussion paper distributed for <strong>the</strong> latest SGIB meeting (Ispra, April 2006) stated that <strong>the</strong><br />

approach requested by <strong>the</strong> Council for a coherent framework <strong>of</strong> indicators <strong>and</strong> benchmarks could be<br />

named “<strong>the</strong> policy approach,” in which <strong>the</strong> dominant criterion is political coherence. From this perspective,<br />

o<strong>the</strong>r forms <strong>of</strong> coherence (input/process/output/outcome/impact or technical/scientific) are<br />

consequently complementary criteria.<br />

On a more general level, a discussion <strong>of</strong> a coherent framework for indicators should presumably take<br />

into account <strong>the</strong> multi-faceted relationships between <strong>the</strong> data generated <strong>and</strong> <strong>the</strong> expected policy insights<br />

which an analysis <strong>of</strong> <strong>the</strong> data would yield. The management <strong>of</strong> <strong>the</strong> needs <strong>of</strong> different users <strong>and</strong><br />

<strong>the</strong> limits <strong>of</strong> <strong>the</strong> data collections should also be part <strong>of</strong> <strong>the</strong> discussion.<br />

There are several approaches to indicators <strong>and</strong> <strong>the</strong>ir frameworks. The OECD uses a matrix that organises<br />

<strong>the</strong> indicators to distinguish between <strong>the</strong> actors in education systems while grouping <strong>the</strong> indica-


14<br />

tors according to whe<strong>the</strong>r <strong>the</strong>y speak to learning <strong>outcomes</strong>, circumstances that shape <strong>the</strong>se <strong>outcomes</strong><br />

or constraints that set policy choices into context. Policy issues (such as equity in educational <strong>outcomes</strong><br />

<strong>and</strong> educational opportunities, <strong>the</strong> quality <strong>of</strong> educational <strong>outcomes</strong> <strong>and</strong> educational provision,<br />

effectiveness <strong>of</strong> resource management) are dealt with in <strong>the</strong> same framework. With <strong>the</strong> strong support<br />

<strong>of</strong> new statistical tools, <strong>the</strong> OECD moves from <strong>the</strong> well-known, classical approach <strong>of</strong> a framework <strong>of</strong><br />

Input-Process-Output-Outcome towards a more policy-oriented, empirical approach, where new concepts<br />

such as ‘policy levers’ or ‘policy space’ are introduced to outline <strong>the</strong> multi-faceted relationships<br />

between data generated with <strong>the</strong> new tools <strong>and</strong> <strong>the</strong> policy analysis <strong>of</strong> various educational <strong>the</strong>mes. One<br />

can distinguish in this approach a combination <strong>of</strong> three different dimensions: statistical, analytical <strong>and</strong><br />

policy-oriented.<br />

As <strong>the</strong> main data provider on education <strong>and</strong> <strong>training</strong> for EU member states, Eurostat has recently embraced<br />

a linear approach to describe <strong>the</strong> education process, as shown in <strong>the</strong> figure (from a recent<br />

document on “<strong>the</strong> way forward” for education statistics).<br />

Inputs<br />

Expenditure<br />

Funding<br />

Entrants<br />

Students<br />

Teachers<br />

Process<br />

Schools<br />

Classes<br />

Educ. Methods<br />

ICT usage<br />

Teacher Training<br />

Working time<br />

Violence<br />

…<br />

Outputs<br />

Graduates<br />

Early leavers<br />

Dropouts<br />

Outcomes<br />

Skills<br />

Indiv. Returns<br />

Eco. Returns<br />

Social returns<br />

A combination <strong>of</strong> <strong>the</strong> two approaches will be used to organise <strong>the</strong> indicators on <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong><br />

<strong>of</strong> <strong>vocational</strong> <strong>training</strong>. It is hoped that this will better target data needs, <strong>the</strong>reby making reporting<br />

more explicit <strong>and</strong> customised for different users. The framework does not aim to reflect a consensus<br />

among pr<strong>of</strong>essionals on how to map <strong>the</strong> measures <strong>of</strong> <strong>the</strong> current state <strong>of</strong> <strong>vocational</strong> <strong>training</strong> internationally,<br />

but ra<strong>the</strong>r will try to advance <strong>the</strong> debate on indicators <strong>and</strong> <strong>the</strong>ir framework.


In defining <strong>the</strong> components <strong>of</strong> such a framework, a first step will be to define <strong>the</strong> education<br />

<strong>and</strong> <strong>training</strong> variables that will form <strong>the</strong> analytical component <strong>of</strong> <strong>the</strong> framework. The variables<br />

will need to respond to issues that are high on policy agendas (i.e. Council Conclusions<br />

or Commission Communications) <strong>and</strong> where <strong>the</strong> comparative perspective can <strong>of</strong>fer important<br />

added value to what can be achieved through national evaluation exercises. This analysis<br />

should also shed light on national circumstances or constraints that contextualise <strong>the</strong> policy<br />

choices. The association <strong>of</strong> <strong>the</strong> background variables with <strong>the</strong> survey variables have been<br />

successfully used in PISA with <strong>the</strong> help <strong>of</strong> two composites. 5<br />

Beginning <strong>the</strong> process <strong>of</strong> definition at <strong>the</strong> analytical level will also help to identify topics<br />

which are present on <strong>the</strong> political agenda or in key political messages but which have not yet<br />

been (sufficiently) examined or empirically supported; <strong>the</strong> analytical component could be<br />

streng<strong>the</strong>ned with new data or through new combinations <strong>of</strong> existing statistics (i.e. with <strong>the</strong><br />

help <strong>of</strong> indexes). Additional statistical techniques (such as sensitivity analysis) could be <strong>of</strong><br />

help in identifying <strong>the</strong> variables that have been successfully used in <strong>the</strong> analytical work <strong>and</strong><br />

should <strong>the</strong>refore be refined <strong>and</strong> included in <strong>the</strong> new data collection exercises.<br />

Finally, a well-defined analytical dimension would allow for a better choice <strong>of</strong> proxy measures<br />

for <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong>. In <strong>the</strong> example <strong>of</strong> educational attainment<br />

level as a proxy for skills, doubts about <strong>the</strong> most appropriate interpretation <strong>of</strong> <strong>the</strong> figures<br />

are, to some extent, borne out by <strong>the</strong> PISA results. Four new Member States participated in<br />

IALS between 1994/94 <strong>and</strong> 1998/99 (<strong>the</strong> Czech Republic, Hungary, Pol<strong>and</strong> <strong>and</strong> Slovenia) <strong>and</strong><br />

PISA was carried out in four countries (<strong>the</strong> Czech Republic, Hungary, Pol<strong>and</strong> <strong>and</strong> Latvia) in<br />

2000. Of <strong>the</strong>se countries, only one participant in both surveys (<strong>the</strong> Czech Republic) had results<br />

close to (<strong>and</strong>, in some skills areas, above) <strong>the</strong> average <strong>of</strong> participating countries. In Hungary,<br />

Pol<strong>and</strong> <strong>and</strong> Slovenia very high proportions <strong>of</strong> <strong>the</strong> populations aged 16-65 had low functional<br />

literacy skills (at Level 2 or below on a five- point scale) as measured in IALS – especially<br />

for prose <strong>and</strong> document literacy. Similarly, in both Hungary <strong>and</strong> Pol<strong>and</strong> nearly one in<br />

two (<strong>and</strong> in Latvia three in five) <strong>of</strong> all 15-year-olds had low reading literacy skills (at Level 2<br />

or below on a five-point scale) as measured in PISA. Science literacy skills (<strong>and</strong> to a lesser<br />

extent maths literacy) among 15-year-olds <strong>and</strong> quantitative literacy skills among adults aged<br />

16-65 were slightly better (Kennedy <strong>and</strong> Badescu, 2004).<br />

5 The PISA index <strong>of</strong> economic, social <strong>and</strong> cultural status was derived from a set <strong>of</strong> family background<br />

variables such as: <strong>the</strong> highest international socio-economic index <strong>of</strong> occupational status <strong>of</strong> <strong>the</strong><br />

fa<strong>the</strong>r or mo<strong>the</strong>r, <strong>the</strong> highest level <strong>of</strong> education <strong>of</strong> <strong>the</strong> fa<strong>the</strong>r or mo<strong>the</strong>r converted into years <strong>of</strong> schooling,<br />

<strong>the</strong> access to home educational <strong>and</strong> cultural resources (e.g. books, computers, internet connection,<br />

o<strong>the</strong>r learning tools). The PISA index <strong>of</strong> instrumental motivation was derived from <strong>the</strong> frequency<br />

with which students study for <strong>the</strong> following reasons: to increase my job opportunities; to ensure that<br />

my future will financially secure; to get a good job. In a framework on <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong><br />

a variable such as <strong>the</strong> social background <strong>of</strong> students should also include, besides <strong>the</strong> socio-economic<br />

index (which could be used as a composite measure <strong>of</strong> parental status). measures <strong>of</strong> antecedents such<br />

as: participation <strong>of</strong> parents in <strong>vocational</strong> <strong>training</strong>, unemployed persons in <strong>the</strong> same family or occupational<br />

career <strong>of</strong> parents.


References<br />

European Commission documents<br />

Maastricht Communiqué on <strong>the</strong> future priorities <strong>of</strong> enhanced European cooperation in<br />

<strong>vocational</strong> education <strong>and</strong> <strong>training</strong>, 6 Brussels, December 2004<br />

Communication from <strong>the</strong> Commission: Modernising education <strong>and</strong> <strong>training</strong>: a vital contribution<br />

to prosperity <strong>and</strong> social cohesion in Europe, COM (2005) 549 F, Brussels, 10<br />

November 2005<br />

Commission Staff Working Paper: Modernising education <strong>and</strong> <strong>training</strong>: a vital contribution<br />

to prosperity <strong>and</strong> social cohesion in Europe, SEC (2005) 1415, Brussels, 10 November<br />

2005<br />

Commission Staff Working Paper: Progress towards <strong>the</strong> Common Objectives in Education<br />

<strong>and</strong> Training. Indicators <strong>and</strong> Benchmarks, SEC (2005) 419, Brussels, 22 March 2005<br />

Commission Staff Working Paper: New Indicators on Education <strong>and</strong> Training, SEC (2004)<br />

1524, Brussels, 29 November 2004<br />

O<strong>the</strong>r documents<br />

Leney, T. et al, “Achieving <strong>the</strong> Lisbon goal: <strong>the</strong> contribution <strong>of</strong> VET,” Final report to <strong>the</strong><br />

European Commission, Brussels, November 2004<br />

Behringer, F., Pfeifer, H., “Indicators <strong>and</strong> Data for VET,” in Achieving <strong>the</strong> Lisbon Goal: <strong>the</strong><br />

contribution <strong>of</strong> VET, QCA, London, 2004<br />

Deane, C., Watters, E., “Towards 2010 – Common Themes <strong>and</strong> Approaches across Higher<br />

Education <strong>and</strong> VET in Europe,” Background Research Paper, Irish Presidency Conference,<br />

March 2004<br />

Bassanini, A. et al., “Workplace Training in Europe,” IZA Discussion Paper, June 2005<br />

Bulgarelli, A., “Indicators <strong>and</strong> Benchmarking as a support to <strong>the</strong> decision-making process: <strong>the</strong><br />

Italian experience in active employment policies” in Statistics, Knowledge <strong>and</strong> Policy: Key<br />

Indicators to Inform Decision Making, OECD, Paris, 2005<br />

Descy, P. et al., “Internationally comparable statistics on education, <strong>training</strong> <strong>and</strong> skills: state<strong>of</strong>-<strong>the</strong>-art<br />

<strong>and</strong> prospects,” Draft article for <strong>the</strong> European Journal Vocational Training, Cedefop,<br />

Thessaloniki, 2005<br />

Eurostat (2000), VET data collection., Methods <strong>and</strong> definitions, Eurostat, Luxembourg, 2000<br />

Kennedy, A., Badescu, M., A Comparative Review <strong>of</strong> Employment <strong>and</strong> Training Statistics, in<br />

ETF Yearbook 2004, European Training Foundation, Turin, 2004<br />

OECD (2005), Education at a Glance – OECD Indicators 2005, OECD, Paris, 2005<br />

OECD (2004), “Improving Skills for More <strong>and</strong> Better Jobs: Does Training Make a Difference,”<br />

in OECD Employment Outlook, OECD, Paris, 2004


Measuring <strong>the</strong> <strong>outputs</strong> <strong>and</strong> <strong>outcomes</strong> <strong>of</strong> <strong>vocational</strong> <strong>training</strong> – towards a coherent framework for indicators<br />

Analytical<br />

Dimensions <strong>of</strong> <strong>the</strong> framework<br />

Policy<br />

Statistical<br />

Data generated<br />

What data can show<br />

Availability<br />

(if YES, source)<br />

Statistical<br />

unit<br />

Individual<br />

Employer<br />

System<br />

Data issues<br />

Frequency <strong>of</strong> data<br />

generated<br />

Remarks on data<br />

generated<br />

No solid evidence for<br />

under-provision <strong>of</strong> workplace<br />

<strong>training</strong><br />

Combination <strong>of</strong> <strong>vocational</strong><br />

schools with on-<strong>the</strong>-job<br />

<strong>training</strong> apprenticeship<br />

better suited to facilitate<br />

transition from school to<br />

work<br />

Participation patterns<br />

significantly different for<br />

graduates <strong>of</strong> higher education<br />

as opposed to VET<br />

graduates<br />

Training increase with<br />

education <strong>and</strong> skillintensity<br />

<strong>of</strong> occupations<br />

Highly educated people<br />

more likely to participate in<br />

<strong>the</strong> labour market<br />

Significant differences<br />

between <strong>training</strong> provision<br />

(public vs. private)<br />

Workplace <strong>training</strong> seems<br />

much more associated to<br />

private returns than public<br />

<strong>training</strong><br />

Significant differences in<br />

<strong>the</strong> access to <strong>training</strong> for<br />

younger <strong>and</strong> older workers<br />

depending on <strong>the</strong> intensity<br />

<strong>of</strong> <strong>training</strong><br />

Training provision goes<br />

mostly to highly educated<br />

people<br />

Improving <strong>the</strong> image<br />

<strong>and</strong> attractiveness <strong>of</strong><br />

<strong>vocational</strong> route for<br />

employers <strong>and</strong> individuals<br />

in order to increase<br />

participation in VET<br />

Flexible <strong>and</strong> open<br />

frameworks for VET in<br />

order to increase progression<br />

between initial<br />

<strong>and</strong> continuing <strong>training</strong><br />

<strong>and</strong> higher education<br />

Equipping young<br />

people with key competences<br />

<strong>the</strong>y will require<br />

throughout life<br />

Linking VET with <strong>the</strong><br />

labour market requirements<br />

<strong>of</strong> <strong>the</strong> knowledge<br />

economy for a highly<br />

skilled workforce<br />

Improving public <strong>and</strong>/or<br />

private investment in<br />

VET by <strong>the</strong> <strong>training</strong><br />

incentive effects <strong>of</strong> tax<br />

<strong>and</strong> benefit systems<br />

Renewing <strong>and</strong> updating<br />

skills <strong>of</strong> an ageing<br />

population<br />

Development <strong>of</strong> VET<br />

systems to meet <strong>the</strong><br />

needs <strong>of</strong> people or<br />

groups at risk <strong>of</strong> labourmarket<br />

<strong>and</strong> social<br />

exclusion (i.e. early<br />

school leavers, low<br />

skilled, migrants, etc.)<br />

Continuing competence<br />

development <strong>of</strong> teachers<br />

<strong>and</strong> trainers in VET,<br />

reflecting <strong>the</strong>ir specific<br />

learning needs<br />

To better capture<br />

participation in VT<br />

str<strong>and</strong> at typical<br />

age/age groups<br />

Unduplicated<br />

number <strong>of</strong> graduates<br />

by netting out<br />

graduates with<br />

more than one<br />

qualification during<br />

<strong>the</strong> reference period<br />

(‘typical’ VT<br />

students)<br />

Direct assessment<br />

<strong>of</strong> skills have<br />

proved to be better<br />

measures than selfreporting<br />

Use <strong>of</strong> LFS variables<br />

to capture <strong>the</strong><br />

transition patterns<br />

for young people<br />

Age-<strong>training</strong> pr<strong>of</strong>iles<br />

are downwardsloping<br />

in all countries<br />

Participation in<br />

initial VT<br />

programmes<br />

Participation in<br />

continuing VT<br />

courses<br />

Survival rate in<br />

VT str<strong>and</strong><br />

Assessment <strong>of</strong><br />

job specific<br />

skills for<br />

youths<br />

Incidence <strong>of</strong><br />

mismatching <strong>of</strong><br />

jobs<br />

Re-scaling <strong>of</strong><br />

age-<strong>training</strong><br />

gaps between<br />

younger <strong>and</strong><br />

older workers<br />

Training gaps<br />

for groups at<br />

risk<br />

Participation<br />

patterns <strong>and</strong><br />

changes in<br />

patterns over<br />

time<br />

Current output<br />

<strong>of</strong> VT<br />

How job-related<br />

competencies<br />

relate to <strong>outcomes</strong><br />

<strong>of</strong> youth<br />

<strong>and</strong> adult agegroup<br />

Employment<br />

patterns <strong>of</strong><br />

school leavers<br />

How some<br />

measures <strong>of</strong><br />

participation in<br />

<strong>training</strong> can be<br />

fur<strong>the</strong>r used to<br />

explain differences<br />

among<br />

countries<br />

How <strong>the</strong> issue<br />

<strong>of</strong> equity in<br />

<strong>training</strong> provision<br />

can be<br />

measured <strong>and</strong><br />

assessed<br />

Teaching <strong>and</strong><br />

working time <strong>of</strong><br />

teachers <strong>and</strong><br />

trainers<br />

YES,<br />

UOE<br />

YES,<br />

CVTS 3<br />

YES<br />

UOE<br />

YES<br />

X Annual Scope for a composite measure<br />

on participation in IVT<br />

<strong>and</strong> CVT<br />

X X Annual Scope for better coverage<br />

<strong>and</strong> reducing data gaps<br />

NO X X 5-yearly New data collection needed<br />

or integration <strong>of</strong> data needs<br />

into ano<strong>the</strong>r survey<br />

YES<br />

LFS-<br />

AHM<br />

YES<br />

EU-<br />

SILC<br />

YES<br />

UOE/Fi<br />

nance<br />

<strong>and</strong><br />

CVTS3<br />

YES<br />

CVTS<br />

3,<br />

LFS-E<br />

YES<br />

LFS-E<br />

Partially<br />

yes for<br />

teachers<br />

NO for<br />

trainers<br />

X X X 5-yearly,<br />

subject to<br />

agreement<br />

in<br />

Eurostat<br />

X X Annual<br />

for IVT<br />

5-yearly<br />

for CVT<br />

X X X 5-yearly<br />

for CVT<br />

Annual<br />

for LLL<br />

X X Quarterly<br />

Annual<br />

Scope for analytical work<br />

using social background<br />

variables<br />

Scope for work with longitudinal<br />

data<br />

Scope for constructing<br />

composite measures on costs<br />

<strong>of</strong> <strong>vocational</strong> <strong>training</strong>.<br />

Scope for study <strong>of</strong> efficiency<br />

<strong>of</strong> investment in VT by<br />

source <strong>of</strong> funds<br />

Scope for study <strong>of</strong> companies’<br />

expenditure on IVT<br />

Better coverage for participation<br />

in any kind <strong>of</strong> learning<br />

through LFS<br />

Scope for fur<strong>the</strong>r breakdowns<br />

for low-skilled in<br />

LFS-E, incl. ESL<br />

Better coverage for participation<br />

in any kind <strong>of</strong> learning<br />

through LFS<br />

X Annual Weak coverage <strong>of</strong> trainers<br />

New data collection instrument<br />

needed, possible integration<br />

in o<strong>the</strong>r surveys<br />

Fur<strong>the</strong>r development <strong>of</strong><br />

learning-conducive<br />

environments in <strong>training</strong><br />

institutions <strong>and</strong> at <strong>the</strong><br />

workplace<br />

Attitudes towards<br />

learning,<br />

reasons for nonparticipation<br />

Differences<br />

between attitudes<br />

<strong>and</strong><br />

actual<br />

participation in<br />

VT<br />

UOE-<br />

Teachers<br />

YES<br />

Euro<br />

barometer<br />

<strong>and</strong><br />

AES<br />

X X X Each time<br />

with Euro<br />

barometer<br />

5-yearly<br />

with AES<br />

Weak comparability between<br />

<strong>the</strong> two tools


European Commission<br />

EUR 22305 EN – DG Joint Research Centre, Institute for <strong>the</strong> Protection <strong>and</strong> Security <strong>of</strong> <strong>the</strong> Citizen<br />

Measuring <strong>the</strong> Outputs <strong>and</strong> Outcomes <strong>of</strong> Vocational Training - Towards a Coherent Framework for Indicators<br />

Author: Mircea Badescu<br />

Luxembourg: Office for Official Publications <strong>of</strong> <strong>the</strong> European Communities<br />

2006 – 20 pp. – 21 x 29.7 cm<br />

EUR - Scientific <strong>and</strong> Technical Research series; ISSN 1018-5593<br />

Abstract<br />

This paper proposes a new analytical framework for monitoring <strong>the</strong> <strong>outcomes</strong> <strong>and</strong> <strong>outputs</strong> <strong>of</strong> voca-tional <strong>training</strong>.<br />

It includes a critical review <strong>of</strong> <strong>the</strong> main statistical sources used to measure <strong>vocational</strong> <strong>training</strong> (both initial <strong>and</strong> continuing)<br />

<strong>and</strong> to generate indicators. It also presents some country or cross-country comparative results <strong>of</strong> empirical analysis.<br />

The annex outlines <strong>the</strong> three dimensions <strong>of</strong> <strong>the</strong> framework (analytical, policy <strong>and</strong> statistical), using some examples <strong>of</strong> output<br />

<strong>and</strong> outcome indica-tors that could be developed.


The mission <strong>of</strong> <strong>the</strong> Joint Research Centre is to provide customer-driven scientific <strong>and</strong> technical support for <strong>the</strong> conception,<br />

development, implementation <strong>and</strong> monitoring <strong>of</strong> European Union policies. As a service <strong>of</strong> <strong>the</strong> European Commission,<br />

<strong>the</strong> JRC functions as a reference centre <strong>of</strong> science <strong>and</strong> technology for <strong>the</strong> Union. Close to <strong>the</strong> policy-making<br />

process, it serves <strong>the</strong> common interest <strong>of</strong> <strong>the</strong> Member States, while being independent <strong>of</strong> special interests, whe<strong>the</strong>r<br />

private or national.

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