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AROMA CHEMICALS : - IFEAT

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Six-membered ring compounds are called delta-lactones.<br />

O<br />

O<br />

δ-Decalactone<br />

O<br />

O<br />

Jasmolactone<br />

O<br />

O<br />

δ-2-Decenolactone<br />

(2-Decen-5-olide)<br />

Seven-membered ring types are called epsilon-lactones. Examples of macro-cyclic lactones<br />

include cyclopentadecanolide (pentalide), cyclohexadecanolide and ambrettolide.<br />

O<br />

O<br />

ε-Decalactone<br />

O<br />

O<br />

15-Cyclopentadecanolide<br />

Gamma-lactones, especially gamma-alkyl-gamma-lactones and delta-lactones, especially deltaalkyl-delta-lactones<br />

are the focus here. They are also called gamma- or delta-C number lactone.<br />

The number refers to the number of carbon atoms that constitute the lactone. For example,<br />

gamma-decalactone is constituted from ten carbons, so it is called gamma-C10 lactone.<br />

Lactones in nature<br />

Gamma-alkyl-gamma-lactones and delta-alkyl-delta-lactones are found in various plants, animals<br />

and insects. Table 1 shows the occurrence of 15 lactones, including 9 gamma-lactones and 6 deltalactones,<br />

in peaches 1 .<br />

A map of lactones in nature is shown in Table 2. This is compiled from examination of the BACIS<br />

Computer Database 2 . It reveals that lactones are found in a wide variety of natural foods. This<br />

information is often the starting point when we construct flavors and fragrances.<br />

Odour characteristics of lactones<br />

The odour characteristics of gamma-lactones and delta-lactones are shown in Table 3. The size of<br />

the dots indicates to the comparative strength of an odour note. For example, gamma-C9 lactone<br />

displays four notes : tonka-coumarin, coconut, peach, and floral and the coconut note is dominant.<br />

The sugar-tobacco note exists in gamma-C5, 6, and delta-C8, 9 lactones, and especially in gamma-<br />

C5 lactones.<br />

126


Lactones as aroma chemicals<br />

Table 1. Volatile compounds in peaches (Ref. 1)<br />

GC cont. (%)<br />

Compound Hakuhou Hakutou Nishiki Kantou 5-gou Nectarine<br />

Hydrocarbons (0.46) (0.43) (0.46) (0.00) (0.25)<br />

Alcohols (49.83) (23.10) (16.40) (41.03) (50.81)<br />

Carbonyls, aldehydes (2.23) (1.25) (6.07) (2.78) (4.36)<br />

Carbonyls, ketones (0.00) (0.07) (0.00) (0.06) (0.09)<br />

Acids (4.45) (1.87) (6.44) (2.87) (5.69)<br />

Esters (5.01) (1.92) (10.15) (8.28) (5.78)<br />

Lactones (28.93) (58.05) (43.80) (38.20) (24.89)<br />

gamma-hexalactone 7.00 9.05 10.97 7.62 5.53<br />

gamma-heptalactone 0.24 0.32 0.58 0.36 0.19<br />

gamma-octalactone 0.92 1.79 1.51 1.56 0.63<br />

delta-octalactone 0.39 0.38 0.68 0.29 0.15<br />

gamma-nonalactone 0.09 0.14 0.24 0.27 0.10<br />

gamma-decalactone 11.22 27.72 15.94 17.88 11.92<br />

delta-decalactone 3.75 7.38 6.35 3.70 3.21<br />

gamma-dodecalactone 0.35 4.60 1.88 1.24 0.11<br />

gamma-tridecalactone - 0.10 0.09 0.05 -<br />

delta-tetradecalactone - t - t -<br />

trans-marmelolactone t 0.34 0.05 t t<br />

cis-marmelolactone t 0.40 0.05 t t<br />

trans-7-decen-5-olide - 0.32 0.14 0.43 -<br />

cis-7-decen-5-olide 0.78 1.79 2.10 1.05 0.51<br />

6-0entyl-alpha-pyrone 4.19 3.72 3.22 3.75 2.54<br />

t:trace<br />

Table 2. Map of lactones in nature (Ref. 2)<br />

γ-lactones<br />

δ-lactones<br />

C5 C6 C7 C8 C9 C10 C11 C12 C6 C8 C9 C10 C11 C12 C13 C14<br />

apricot ● ● ● ● ● ● ● ● ●<br />

blackberry ● ● ● ● ● ● ● ● ● ●<br />

melon ● ● ● ● ●<br />

papaya ● ● ● ● ● ● ● ● ●<br />

peach ● ● ● ● ● ● ● ● ● ● ●<br />

pineapple ● ● ● ● ● ● ● ● ●<br />

raspberry ● ● ● ● ● ●<br />

strawberry fruit ● ● ● ● ● ● ● ● ●<br />

butter ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ●<br />

cheddar cheese ● ● ● ● ● ● ●<br />

milk ● ● ● ● ● ● ● ● ● ●<br />

yogurt ● ● ● ●<br />

beef ● ● ● ● ● ● ● ● ● ● ● ● ●<br />

chicken ● ● ● ● ● ● ● ● ● ● ● ● ● ●<br />

pork ● ● ● ● ● ● ● ● ● ● ● ● ● ●<br />

coconut oil ● ● ● ● ● ● ●<br />

shiitake mushroom ● ● ● ●<br />

tomato ● ● ● ● ●<br />

black tea ● ● ● ● ● ● ● ● ●<br />

green tea ● ● ● ●<br />

rum ● ● ● ● ● ●<br />

bourbon whisky ● ●<br />

red wine ● ● ● ● ●<br />

white wine ● ● ● ● ● ● ● ● ● ●<br />

127


Gamma-C9 lactone appears in four notes, tonka-coumarin/coconut/peach/floral, but with the<br />

coconut note dominating. A sugar-tobacco note exists in gamma-C5 and -C6, in delta-C8 and -C9<br />

lactones, and it is particularly strong in gamma-C5 lactones.<br />

The bottom row of Table 3 provides our proposal on the odour character contributed by individual<br />

lactones.<br />

NOTES<br />

Table 3. Odour characteristics of lactones<br />

γ-lactones<br />

δ-lactones<br />

C5 C6 C7 C8 C9 C10 C11 C12 C8 C9 C10 C11 C12<br />

Sugar-Tobacco ● ● ● ●<br />

Tonka-Coumarin ● ● ● ● ● ● ●<br />

Coconut ● ● ● ● ● ●<br />

Peach ● ● ● ● ● ● ●<br />

Floral ● ● ● ● ● ●<br />

Milk-Butter ● ● ● ●<br />

proposal<br />

Jasmin Hay Hay Tuberose Jasmin Milk Rum Osmanthus Plum<br />

Musk Nut Tuberose Cream Whisky Nectarine<br />

Hay Osmanthus Tropical Fruits<br />

Chiral lactones<br />

A single peak is observed when lactones are analyzed by normal gas chromatography,. However,<br />

this peak can represent a 50:50 racemic mixture of two ‘chiral’ enantiomers (spatial mirror<br />

images). Separation of enantiomers is difficult since almost all their physical properties are the<br />

same. It has taken approximately ten years to develop a new technology of chiral gas<br />

chromatography for separating racemates into two peaks by as shown in Figure 1.<br />

Enantiomers are distinguished, according to their spatial structure as an (R)-isomer or an (S)-<br />

isomer. The identity as an (R) or (S)-isomer is determined as shown in Figure 2 by the following<br />

steps :<br />

• First of all, the four groups attached to the stereogenic carbon are identified and given<br />

priorities according to the Cahn-Ingold-Prelog sequence rule (1 = high, 4 = low).<br />

• Once priority numbers have been established, we imagine looking-down the bond from the<br />

stereogenic atom (usually carbon) toward the atom of lowest priority (4, often H). The<br />

other three substituents (1, 2, 3) will be facing you.<br />

• Next connect these three atoms with an arrow running from highest to lowest priority<br />

number (1->2->3).<br />

• If this arrow runs clockwise, the enantiomer is called (R) (Latin: rectus, ‘right’) but if it<br />

runs counterclockwise, it is called (S) (Latin: sinister, ‘left’)<br />

It should be noted that not all lactones in nature are racemic, chiral, optically active or optically<br />

enriched, and this means that they are not racemates.<br />

128


Lactones as aroma chemicals<br />

Figure 1. Gas chromatography of gamma-lactones by chiraldex G-TA column<br />

Figure 2 : Designation of chiral identity<br />

O<br />

2<br />

4 ≡<br />

O H<br />

1 C6 H<br />

3 13<br />

O<br />

O<br />

H<br />

(R) Enantiomer;<br />

the arrow 1→2→3<br />

runs clockwise<br />

(R)-gamma-decalactone<br />

O<br />

2<br />

1<br />

O<br />

4<br />

H<br />

C 6 H<br />

3 13<br />

≡<br />

O<br />

O<br />

H<br />

(S) Enantiomer;<br />

the arrow 1→2→3<br />

runs couterclockwise<br />

(S)-gamma-decalactone<br />

129


Table 4. Odour characteristics of gamma-lactones 4<br />

(Key : A = 1ppm ; B = 10ppm ; C = 20ppm.)<br />

S -isomers<br />

γ-lactones<br />

R -isomers<br />

nearly odorless<br />

(B)sweet, caramel (C)sweet, spicy<br />

sweet, creamy coconut, with some woody aspects<br />

(B)herbaceous<br />

fatty, coconut note, with fruity-sweet aspects, less intens than R -isomer<br />

(B)coconut, faint sweet, nutty<br />

fatty, coconut note less intens than R -isomer<br />

(A)coconut (B)coconut, extremely sweet more intense than R -isomer<br />

fatty, moldy, weak coconut note less intense than R -isomer<br />

coconut, more intense than R -isomer (B)coconut, less intense than R -isomer<br />

soft, sweet coconut note with fruity-fatty aspects<br />

(B)creamy, peach note<br />

fatty-sweet aldehyde note less intense than R -isomer]<br />

(A)sweet, caramel (B)sweet, lactone character<br />

fatty-fruity, milky note less intense than R -isomer<br />

(A)fruity-sweet lactone (B)less intense than R -isomer<br />

C5<br />

C6<br />

C7<br />

C8<br />

C9<br />

C10<br />

C11<br />

C12<br />

faint, sweet<br />

(B)sweet, caramel (C)sweet, spicy<br />

faint, sweet coconut with a fatty herbaceous hay note<br />

(B)herbaceous<br />

sweet, spicy, herbaceous hay note, reminiscent of coumarin<br />

(B)coconut, faint sweet, nutty<br />

spicy-green, coconut note, with almond notes<br />

(A)coconut (B)coconut, extremely sweet<br />

strong, sweet, soft coconut with fatty-milky aspects<br />

(A)coconut (B)coconut<br />

strong, fatty-sweet fruity note, some reminiscence to coconut, caramel<br />

(B)creamy, peach note<br />

strong, fatty-sweet, reminiscent of peach, with some bloomy aspects<br />

(A)sweet, caramel (B)sweet, lactone character<br />

strong, fruity-sweet, bloomy note with aldehyde and woody aspects<br />

(A)fruity-sweet, peach, apricot, lactone character (B)sweet peach note<br />

Note :<br />

• The upper line is for odour appraisal using a solution (1 %, propylene glycol) tested on smelling strip.<br />

• The lower line taste appraisal of a solution in invert sugar (10 %) + 0.015 % citric acid.<br />

130


Lactones as aroma chemicals<br />

Odour characteristics of chiral lactones<br />

Chiral lactones are considered interesting materials for flavors and fragrances, because (R ) and (S)<br />

isomers have been shown 4,5 to exhibit different odour characteristics as listed in Tables 4 and 5.<br />

Table 5. Odour characteristics of delta-lactones (Ref. 5)<br />

S-isomer δ -<br />

lactone<br />

More fatty,but less intensive coco note<br />

C8<br />

Creamy,fruity, nutty, less intensive than (R)<br />

antipode.<br />

Fruit-sweet,creamy peach note with a fatty,<br />

buttery tonality, more intensive than (R) antipode. C10<br />

R-isomer<br />

Soft, distinct coco note with spicy-sweet<br />

aspects and a weak coumarin–note.<br />

Creamy, fruity, nutty.<br />

Fruity-sweet, milky note.<br />

Similar to (R) antipode, but more intensive.<br />

Similar to (R) antipode, but more intensive, with<br />

distinct aldehyde and sweet note.<br />

Fruity, creamy, more intensive than (R) antipode.<br />

C12<br />

Creamy, fruity peach, apricot note.<br />

Fruity-sweet, apricot note with fatty-green<br />

aspects.<br />

Fruity-sweet apricot note.<br />

Note :<br />

• The upper line describes the odour in a solution (1%, propylene glycol) tested on a smelling strip.<br />

• The lower line describes the taste of a 2ppm solution in 10% invert sugar.<br />

Chiral lactones in nature<br />

The development of chiral chromatography technology has resulted in the discovery of many<br />

natural chiral lactones. For example, chiral gamma-lactones in the peach variety ‘hakuhou’ 1 are<br />

shown in Table 6. All of the reported lactones, except for gamma-C7 lactone, are rich in the (R)-<br />

isomer.<br />

Table 6. Chiral lactones in peach “hakuhou” (Ref. 1)<br />

lactone ee (%)<br />

gamma- hexalactone 63.0(R)<br />

gamma- hept alact one 9.2(S)<br />

gamma- octalactone 70.2(R)<br />

gamma- decalact one 79.8(R)<br />

gamma- dodecalactone 89.8(R)<br />

delt a- decalact one 96.8(R)<br />

Figure 3 (overleaf) shows that in nature the (R)-isomer of chiral delta-decalactone is usually<br />

dominant 8 .<br />

In cheddar cheese (Figure 4), all of the chiral delta-lactones have a great preponderance of the (R)-<br />

isomer.<br />

131


Figure 3 : Chiral delta-decalactones in nature 8<br />

osmanthus oil<br />

cheddar cheese<br />

peach<br />

raspberry<br />

100 80 60 40 20 0 20 40 60 80 100<br />

S-isomer<br />

R-isomer<br />

Figure 4 : Chiral delta-lactones in cheddar cheese 3<br />

C10<br />

Figure 3. Chiral delta-lactones in cheddar cheese (Ref. 3)<br />

C11<br />

C12<br />

C13<br />

C14<br />

100 80 60 40 20 0 20 40 60 80 100<br />

S-isomer<br />

R-isomer<br />

Chiral lactones are found also in insects. It has been proposed 6 that the pheromone responsible for<br />

some aspects of the social behavior of queens and workers of the Oriental hornet, Vespa orientalis,<br />

is delta-hexadecalactone which should be a chiral lactone, but the absolute configuration has not<br />

been defined as yet. Also, (S)-gamma-decalactone was found in the Japanese beetle, Osmoderma<br />

opicum 7 .<br />

Applications of chiral lactones<br />

An isomer of a lactone from nature can be used to create flavours and fragrances with a more<br />

‘natural’ note. Also, there is the possibility of using other isomers from nature to make innovative,<br />

artificial flavours and fragrances.<br />

132


Lactones as aroma chemicals<br />

Preparation of chiral lactones<br />

There are two approaches to obtain a chiral lactones, stereoselective synthesis and optical<br />

resolution of a racemic mixture obtained by asymmetric synthesis, as shown in Figure 5.<br />

Optical resolution is achieved by chromatographic or chemical or enzymatic methods. It is<br />

important to carefully consider the most appropriate method since each process has both good and<br />

bad points.<br />

Figure 5 : Preparation of chiral lactones<br />

How to access chiral lactones<br />

Chemical synthesis<br />

to make one isomer<br />

(1) stereoselective synthesis<br />

(2) asymmetric synthesis<br />

Chiral Lactones<br />

Optical resolution<br />

to separate one isomer<br />

(1) chromatography<br />

ex. LC with chiral stationary phase<br />

(2) chemical methods<br />

ex. diastereomer salt formation<br />

(3) enzymatic methods<br />

ex. using lipases<br />

In the case of the Soda Aromatic Company, optically enriched gamma-decalactone, gammaundecalactone,<br />

and gamma-dodecalactone are manufactured and have been launched on the<br />

market.<br />

Conclusions<br />

The progressive growth in availability of the range of chiral lactones is expected to result in both<br />

the reduced usage of racemic lactones, which have a less ‘natural’ organoleptic character, and to<br />

the creation of new types of flavours and fragrances.<br />

Sigeru Wada is a graduate of the Department of Applied Chemistry of Keio University in Tokyo<br />

and has 15 years experience in the synthesis of aroma chemicals. He joined the Soda Aromatic<br />

Company in 1985. During 1998-1999, he engaged in research on synthetic organic chemistry as<br />

an associated researcher at University of Pittsburgh in U.S.A..<br />

133


References<br />

1. Youichi Yamamoto and Nobutomo Ichimura (1992) Koryo, 173, 97<br />

2. VCF 00 Database of Volatile Compounds in Food, Data by TNO Nutrition and Food<br />

Research, Boelens Aroma Chemical Information Service (BACIS), The Netherlands.<br />

3. P. Werkhoff, S. Brennecke and W. Bretschneider (1991) Chem. Mikrobiol. Technol.<br />

Lebensm., 13, 129<br />

4. Armin Mosandl and Claus Gunther (1989) J. Agric. Food Chem., 37, 413<br />

5. Armin Mosandl and Martin Gessner (1988) Z Lebensm Unters Forsch, 187, 40<br />

6. Stefano Servi (1983) Tetrahedron Lett., 24, 19, 2023<br />

R. Ikan, R. Gottlieb, E. D. Bergman and J. Ishay (1969) J. Insect Physiol., 15, 1709<br />

7. Tatsuya Kodama, Hideo Nakanishi in The 43 rd Symposium on the Chemistry of Terpenes,<br />

Essential Oils, and Aromatics(TEAC43), Japan, 1III-05 (1999)<br />

8. P. Werkhoff et al. (1993) Z Lebensm Unter Forsch, 196, 307<br />

134

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