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<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong><br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

Correct on the day of printing. Please check on the Trust’s internet site for the most up to date version<br />

Document Control Report<br />

Title<br />

Author<br />

Lee Luscombe<br />

Directorate<br />

Operations<br />

Date<br />

Version<br />

Issued<br />

0.1 May<br />

2010<br />

0.2 Dec<br />

2010<br />

0.3 Jan<br />

2011<br />

1.0 March<br />

2011<br />

1.1 Mar<br />

2011<br />

<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> Policy<br />

Sub-directorate<br />

Status<br />

Draft<br />

Draft<br />

Draft<br />

Final<br />

Revision<br />

Author’s job title<br />

Histopathology Manager & Designated<br />

Individual<br />

Department Team / Specialty<br />

Pathology<br />

Comment / Changes / Approval<br />

Initial version. Minor amendments by Corporate Affairs<br />

to document control report, title, header and footer and<br />

formatting for document control report. Bookmarks and<br />

hyperlinks for appendices.<br />

Amendments to layout and content.<br />

Amendments and additions following consultation<br />

Approved by Clinical Governance Committee on the<br />

8 th March 2011.<br />

Minor amendments by Corporate Affair to update<br />

document control report and formatting. Hyperlinks for<br />

appendices and Trust policies.<br />

Main Contact<br />

Lee Luscombe<br />

Laboratory Manager, Histopathology<br />

Pathology<br />

North <strong>Devon</strong> District Hospital<br />

Raleigh Park<br />

Barnstaple, EX31 4JT<br />

Lead Director<br />

Director of Operations<br />

Document Class<br />

Policy<br />

Distribution List<br />

All staff who take consent for medical<br />

procedures or post mortem examinations<br />

Superseded Documents<br />

None<br />

Issue Date<br />

Review Date<br />

March 2011<br />

March 2014<br />

Consulted with the following<br />

stakeholders: (list all)<br />

Pathology department<br />

Lead Clinicians<br />

Maternity Services<br />

Tel: Direct Dial - 01271 311754<br />

Tel: Internal – 3754<br />

Email: lee.luscombe@ndevon.swest.nhs.uk<br />

Target Audience<br />

All staff who take consent for medical<br />

procedures or post mortem examinations<br />

Patients and the General Public<br />

Distribution Method<br />

TarkaNet<br />

Trust website<br />

Review Cycle<br />

Three years<br />

Contact responsible for implementation<br />

and monitoring compliance:<br />

Histopathology Manager & Designated<br />

Individual<br />

Coroners Office Education/ training will be provided by:<br />

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Corporate Affairs Histopathology Manager & Designated<br />

Individual<br />

Approval and Review Process<br />

Clinical Governance Committee<br />

Ratified by Trust Board?<br />

No<br />

Archive Reference<br />

Pathology<br />

Path<br />

G:\Histology\Cellular Pathology Documents\ActiveSOP's\MortuarySOPs\<strong>Post</strong> <strong>Mortem</strong><br />

Filename<br />

<strong>Post</strong> <strong>Mortem</strong> & <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong> v1.1 09Mar11.doc<br />

Categories for Tarkanet<br />

Tags for Tarkanet<br />

Pathology<br />

Any revision to an NHSLA <strong>policy</strong> requires the agreement of the Compliance Manager<br />

Corporate Affairs June 2007 Page 2 of 32


<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong><br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

Contents<br />

Section<br />

Page<br />

1 Introduction 6<br />

2 Purpose 6<br />

3 Definitions 6<br />

3.1 Human <strong>Tissue</strong> Act 6<br />

3.2 Human <strong>Tissue</strong> Authority 6<br />

3.3 Human <strong>Tissue</strong> Authority Codes of Practice 7<br />

3.4 Designated Individual 7<br />

3.5 The Coroner 7<br />

3.6 Coroner’s Office 7<br />

3.7 Coroner’s <strong>Post</strong> <strong>Mortem</strong> 7<br />

3.8 Hospital <strong>Post</strong> <strong>Mortem</strong> 7<br />

3.9 Nominated representative 7<br />

3.10 Qualifying relationship 7<br />

3.11 Scheduled purposes 8<br />

3.12 Consent 8<br />

3.13 <strong>Tissue</strong> 9<br />

3.14 <strong>Tissue</strong> from the living 9<br />

3.15 <strong>Tissue</strong> from the deceased 9<br />

3.16 Wet tissue 9<br />

3.17 <strong>Tissue</strong> samples, blocks and slides 9<br />

3.18 Medical research 9<br />

3.19 Medical record 9<br />

3.20 Quality control material 9<br />

3.21 Clinical disposal 9<br />

3.22 Existing holdings 9<br />

3.23 Late fetal loss 10<br />

3.24 Stillbirth 10<br />

3.25 Neonatal death 10<br />

4 Responsibilities 10<br />

4.1 Designated Individual 10<br />

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<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong><br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

Section<br />

Page<br />

4.2 License Holder 10<br />

4.3 Person Seeking Consent to a Medical Procedure 10<br />

4.4 Person/s Seeking Consent to a Hospital <strong>Post</strong> <strong>Mortem</strong> 10<br />

4.5 Coroner’s Office 11<br />

4.6 Lead Consultant Pathologist 11<br />

4.7 Histopathology laboratory Manager 11<br />

4.8 Bereavement Office 11<br />

5 Policy and Guidelines 11<br />

5.2 Hospital <strong>Post</strong> <strong>Mortem</strong> Examination on an adult 11<br />

5.3 Coroners’ <strong>Post</strong> <strong>Mortem</strong> Examination 15<br />

5.4 <strong>Post</strong> <strong>Mortem</strong> Examination on children or infants 16<br />

5.5 <strong>Post</strong> <strong>Mortem</strong> Examination on neonatal deaths and stillbirths 17<br />

5.6 Late Fetal Loss 17<br />

5.7 Sensitive disposal of Fetal remains, stillbirths and neonatal deaths 18<br />

5.8 Existing holdings 18<br />

5.9 <strong>Tissue</strong> Obtained During the Course of Medical Treatment 19<br />

6 Development of the Policy 21<br />

6.1 Prioritisation of work 21<br />

6.2 Document development process 21<br />

6.3 Equality Impact Assessment 21<br />

7 Consultation, Approval and Ratification Process 21<br />

7.1 Consultation process 21<br />

7.2 Policy approval process 21<br />

7.3 Ratification process 21<br />

8 Review and Revision Arrangements Including Document Control 22<br />

8.1 Process for reviewing the <strong>policy</strong> 22<br />

8.2 Process for revising the <strong>policy</strong> 22<br />

8.3 Document control 22<br />

9 Dissemination and Implementation 21<br />

9.1 Dissemination of the <strong>policy</strong> 22<br />

9.2 Implementation of the <strong>policy</strong> 22<br />

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<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

Section<br />

Page<br />

10 Document Control including Archiving Arrangements 23<br />

11<br />

10.1 Library of procedural documents 23<br />

10.2 Archiving arrangements 23<br />

10.3 Process for retrieving archived <strong>policy</strong> 23<br />

Monitoring Compliance with and the Effectiveness of Procedural<br />

Documents<br />

11.1 Process for monitoring compliance and effectiveness 23<br />

11.2 Standards/Key Performance Indicators 24<br />

12 References 24<br />

13 Associated Documents 24<br />

23<br />

Appendices<br />

A Useful contact details 25<br />

B Checklist for the Review and Approval of Procedural Document 27<br />

C Plan for Dissemination and Implementation of Procedural 29<br />

D Equality Impact Assessment 31<br />

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<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong><br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

1 Introduction<br />

This document sets out <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust’s <strong>policy</strong> for<br />

considering post mortem examinations and the retention and disposal of Human<br />

tissue obtained during the course of medical treatment or <strong>Post</strong> <strong>Mortem</strong> examination.<br />

2 Purpose<br />

The purpose of this document is to provide information and guidance to health care<br />

professionals, the coroner’s office, bereaved relatives, patients undergoing medical<br />

procedures and the general public on <strong>Post</strong> <strong>Mortem</strong>s, consent, retention and disposal<br />

of human tissue.<br />

The <strong>policy</strong> applies to staff that take consent for medical procedures or post mortem<br />

examinations<br />

Implementation of this <strong>policy</strong> will ensure that:<br />

<br />

<br />

Bereaved relatives are treated with respect and sensitivity at all times to help<br />

them take difficult decisions around the issue of post mortem examinations.<br />

Consent and awareness are the underlying principles for carrying out hospital<br />

post mortem examinations.<br />

3 Definitions<br />

Consent and awareness are the underlying principles for the retention,<br />

storage and disposal of post mortem tissue samples and tissue obtained<br />

during the course of medical treatment.<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust has an open and honest approach to<br />

dealing with the issue of post mortems and retained tissue.<br />

All trust staff involved in these activities comply with the regulations of the<br />

Human <strong>Tissue</strong> Act, the codes of practice published by the Human <strong>Tissue</strong><br />

Authority and the license issued to <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust by the<br />

Human <strong>Tissue</strong> Authority.<br />

3.1 Human <strong>Tissue</strong> Act 2004<br />

The legal framework for the storage and use of tissue from the living and for<br />

the removal, storage and the use of tissue and organs from the deceased for<br />

scheduled purposes.<br />

3.2 Human <strong>Tissue</strong> Authority<br />

The regulatory body for all matters concerning the removal, storage, use and<br />

disposal of human tissue<br />

3.3 Human <strong>Tissue</strong> Authority Codes of Practice<br />

Codes of practice that give practical guidance to those carrying out activities<br />

within the HTA’s remit<br />

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<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

3.4 Designated Individual<br />

Individual designated on the license as the person whose supervision the<br />

licensed activity is authorised to be carried on. This person is responsible for<br />

ensuring that suitable practices are carried out in the course of carrying on<br />

the licensed activity. This person will ensure the conditions of the license<br />

issued by the HTA are met.<br />

3.5 The Coroner<br />

An independent judicial officer responsible for investigating death<br />

3.6 Coroner’s Office<br />

H M Coroner for Exeter and Greater <strong>Devon</strong> and representatives, (HM<br />

Coroners Officers).<br />

3.7 Coroner’s <strong>Post</strong> <strong>Mortem</strong><br />

A post mortem examination ordered by the Coroner carried out to assist the<br />

Coroner in the investigation of a death.<br />

3.8 Hospital <strong>Post</strong> <strong>Mortem</strong><br />

This is a post mortem examination which aims to find out more about a<br />

person’s illness and cause of death. It can only be carried out with the prior<br />

consent of the deceased person, the consent of their nominated<br />

representative or a person in a qualifying relationship. The person giving<br />

consent is able to limit the post mortem examination, make particular<br />

requests to what tissue is retained and to what it can be used for.<br />

3.9 Nominated representative<br />

A person nominated by the deceased, empowered to consent to a post<br />

mortem examination and the removal of tissue for a scheduled purpose.<br />

3.10 Qualifying relationship<br />

If the deceased person has not indicated their consent or refusal to a post<br />

mortem, or appointed a nominated representative, then consent can be given<br />

by someone in a qualifying relationship with the deceased immediately before<br />

their death. Those in a qualifying relationship are in the following order,<br />

highest first.<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Spouse or partner (including civil and same sex partners)<br />

Parent or Child<br />

Brother or Sister<br />

Grandparent or Grandchild<br />

Stepfather or Stepmother<br />

Half brother or half sister<br />

Friend of long standing<br />

Consent is needed from only one person in the hierarchy of qualifying<br />

relationships and should be obtained from the person ranked highest. If a<br />

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<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

person ranked highest in the list refuses to give consent, it is not possible to<br />

act on consent from someone further down the list.<br />

3.11 Scheduled Purposes<br />

These are activities that relate to the removal, storage and use of human<br />

tissue that require consent.<br />

General purposes requiring consent:<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Anatomical examination<br />

Determining cause of death<br />

Establishing after death the efficacy of any drug or other<br />

treatment administer to them- e.g. a hospital post mortem<br />

Obtaining scientific or medical information about a living or<br />

deceased person which may be relevant to another person- e.g.<br />

genetic information<br />

Public display<br />

Research in connection with disorders or the functioning of the<br />

human body<br />

Transplantation<br />

For deceased persons these also include:<br />

<br />

<br />

<br />

<br />

<br />

Clinical Audit<br />

Education or Training relating to human health<br />

Performance assessment<br />

Public health monitoring<br />

Quality assurance<br />

3.12 Consent<br />

The expressed wishes or permission given voluntarily by an individual or a<br />

person in a qualifying relationship when appropriately informed about the<br />

storage, use and disposal of tissue obtained during the course of medical<br />

treatment and post mortem examination.<br />

3.13 <strong>Tissue</strong><br />

Means any and all constituent part(s) of the human body formed by cells.<br />

This will include whole organs, tissue blocks, tissue slides and all body fluids.<br />

3.14 <strong>Tissue</strong> from the Living<br />

This is tissue taken during the course of medical treatment or in the course of<br />

a diagnostic procedure.<br />

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<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong><br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

3.15 <strong>Tissue</strong> from the Deceased<br />

This is tissue samples taken during a post mortem examination that are used<br />

to understand illness and the cause of death.<br />

3.16 Wet <strong>Tissue</strong><br />

This is formalin preserved whole organs or representative parts of organs<br />

removed during the course of medical treatment or a post mortem<br />

examination.<br />

3.17 <strong>Tissue</strong> Samples, Blocks and Slides<br />

Samples of tissue are taken from various organs to understand an illness or<br />

the cause of death. The samples are made into hard wax blocks,<br />

approximately 2cm across and 5mm thick. From these blocks very thin<br />

sections, about 10 times thinner than human hair, can be cut. These are<br />

placed on a glass slide so that they can be examined under a microscope.<br />

More than one section can be cut from one block.<br />

3.18 Medical Research<br />

Creating new knowledge about disease and new treatments for disease<br />

through the examination and testing of tissue.<br />

3.19 Medical Record<br />

In the context of this <strong>policy</strong> this will mean that the tissue will be stored by<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust as part of the individual’s medical record.<br />

Its use in the future to obtain medical information or research relevant to the<br />

individual or any other person connected to the individual, this will require<br />

consent.<br />

3.20 Quality Control Material<br />

<strong>Tissue</strong> used for quality assurance, a process of monitoring and evaluating<br />

diagnostic tests in a laboratory. It ensures that standards of quality are<br />

maintained.<br />

3.21 Clinical Disposal<br />

Disposal of tissue by incineration<br />

3.22 Existing Holdings<br />

Relevant material which has come from a human body held immediately prior<br />

to the commencement of section 1 of the Human <strong>Tissue</strong> Act 2004 for a<br />

Scheduled purpose. For the purpose of this <strong>policy</strong> it refers to tissue blocks<br />

and slides obtained, during the course of post mortem examinations before<br />

the 1 st of September 2006.<br />

3.23 Late Fetal Loss<br />

In the context of this <strong>policy</strong> relates to fetuses/fetal tissue and Products of<br />

conception from a pregnancy of up to 23 weeks + 6 days gestation that<br />

shows no signs of life at delivery. It includes ectopic pregnancies,<br />

miscarriages and early intrauterine deaths.<br />

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<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

3.24 Stillbirth<br />

In the context of this <strong>policy</strong> relates to an infant at 24 weeks or greater<br />

gestation dying before or during the delivery and who is born with no signs of<br />

life.<br />

3.25 Neonatal Death<br />

In the context of this <strong>policy</strong> relates to a baby born alive and dying within 28<br />

days of delivery or when the fetus/baby irrespective of gestation breathes or<br />

shows any other evidence of life such as beating of the heart, pulsation of the<br />

umbilical cord or any definite movement of voluntary muscles whether or not<br />

the umbilical cord has been cut or the placenta is attached (NMC 2007).<br />

These cases must be reported to the Coroner.<br />

4 Responsibilities<br />

4.1 The Designated Individual<br />

This person is responsible for those activities covered by the Human <strong>Tissue</strong><br />

Authority license issued to <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust.<br />

4.2 License Holder<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust is responsible for ensuring that adequate<br />

resources are available to comply with The Human <strong>Tissue</strong> Act 2004 and the<br />

Human <strong>Tissue</strong> Authority license issued to it. The Director of Operations is the<br />

named Executive lead for this.<br />

4.3 Person Seeking Consent to a Medical Procedure<br />

Is responsible for ensuring that the patient is aware of what will happen to the<br />

tissue removed in the course of their treatment. They will, when asked inform<br />

the patient of the existence of this <strong>policy</strong> and the options available to them in<br />

regard to the retention, use of and disposal of tissue samples.<br />

4.4 Person/s seeking consent to a Hospital <strong>Post</strong> <strong>Mortem</strong><br />

Are responsible for ensuring consent is valid, i.e. given voluntarily, by an<br />

appropriately informed person who has the capacity to agree to a post<br />

mortem examination. They are responsible for following this <strong>policy</strong> and the<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust procedure for obtaining consent to a<br />

hospital post mortem.<br />

4.5 Coroner’s Office<br />

Will obtain consent from an appropriate person for the retention or disposal of<br />

tissue obtained during a coroners post mortem following the conclusion of the<br />

Coroners investigations.<br />

4.6 Consultant Pathologist<br />

The consultant pathologist will discuss with the doctor seeking consent, about<br />

the scope of the post mortem and the need for tissue retention. They will<br />

ensure the appropriate consent is in place before a post mortem examination.<br />

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<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong><br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

4.7 Histopathology Laboratory Manager<br />

This person will ensure that there is good control of procedures in the<br />

Laboratory and Mortuary in relation to this <strong>policy</strong>.<br />

4.8 Bereavement Office<br />

The Bereavement office will support and advise relatives of the deceased on<br />

the issues raised in this <strong>policy</strong> and formally obtain consent to a hospital post<br />

mortem examination in conjunction with a doctor who cared for the deceased<br />

during their last illness.<br />

5 Policy and Guidelines<br />

5.1 Hospital <strong>Post</strong> <strong>Mortem</strong> Examination on an adult<br />

The consultant in charge of the deceased during their last illness will make a<br />

decision about consideration for a Hospital post mortem examination,<br />

knowing the medical problems and the unresolved aspects that merit<br />

investigation. They will discuss the case with a consultant pathologist to<br />

determine if it is appropriate.<br />

Hospital post mortems will only be carried out with the prior consent of the<br />

deceased, consent from their nominated representative or consent from a<br />

person in a qualifying relationship with the deceased immediately before their<br />

death.<br />

The <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust procedure for obtaining consent for<br />

hospital post mortems must be followed.<br />

Consent is only valid if it is given voluntarily by an appropriately informed<br />

person, who has the capacity to agree to a post mortem examination.<br />

First Steps<br />

The consultant (or delegated member of the medical team, ideally a person<br />

with whom the family have established a relationship) will determine in a<br />

sensitive way, being honest and clear, providing objective information<br />

whether the family are willing to discuss consent. Once this has been<br />

established they will make arrangements with the bereavement office to<br />

formally obtain consent. See Appendix A, Useful contacts.<br />

Consent taking is a team approach between the doctor and a bereavement<br />

officer with knowledge of post mortem procedures, trained to take consent.<br />

They will answer questions openly and honestly providing the family with all<br />

the information they require.<br />

The team will establish who the appropriate person to give consent. In<br />

order of priority;<br />

1. Has the deceased specifically expressed a wish for or against<br />

a post mortem<br />

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<strong>Post</strong> <strong>Mortem</strong> and <strong>Tissue</strong> <strong>Retention</strong> <strong>policy</strong><br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

2. Has a nominated representative to take such a decision been<br />

appointed by the deceased. You will need to verify their<br />

authority.<br />

3. The highest ranked person in qualifying relationship.<br />

Discussion between family members and a consensus decision will be<br />

encouraged.<br />

Where there is disagreement between family members decisions will need<br />

to be made on a case by case basis taking into account the view of the<br />

most appropriate person to give consent.<br />

If the most appropriate person does not wish to deal with the issue of<br />

consent, they are not able to deal with the issue or they cannot be located in<br />

a reasonable time the next person in the hierarchy will become the<br />

appropriate person to give consent.<br />

Consent will be taken sensitively, face to face in a private room.<br />

Consent Process<br />

Sufficient information must be provided to ensure valid consent is obtained.<br />

Those taking consent will:<br />

Explain why a post mortem should be performed, the benefits of the<br />

examination, the medical problems to be investigated further, with clear<br />

objective information, the limitations and that it may not provide answers.<br />

Explain what happens in a post mortem examination, giving as much<br />

information as the family require. Some will wish to know considerable<br />

details; others will not want to know any details.<br />

Discuss possible alternatives to a full post mortem, making clear the<br />

limitations to these compared to a full post mortem.<br />

Explain what tissue/samples will need to be retained for further<br />

examination. Explain the purpose of the examinations and what they<br />

involve.<br />

Explain what will happen to the body and the options available for the<br />

disposal of tissue removed during the post mortem examination.<br />

Explain fully the implications on the available options, for example the<br />

possible delay to funeral arrangements if a whole organ needs to be<br />

examined and the person giving consent requests that it is returned to the<br />

body.<br />

Give the family the opportunity to ask questions and talk to anyone else<br />

they feel will be able to help them.<br />

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Give them reasonable time in private, to reach a decision.<br />

Formal Documentation<br />

Written, witnessed consent is obtained before any Hospital <strong>Post</strong> mortem<br />

examination. The consent forms allow for the accurate recording of the<br />

discussions that have taken place and the wishes of those giving consent to<br />

the post mortem. We comply with the consent documented in consent forms<br />

at all times. The person giving consent is given:<br />

A copy of the consent form<br />

Information leaflets about the post mortem examination<br />

Mortuary contact details.<br />

The time and place the post mortem is scheduled to take<br />

place.<br />

A time by which they will need to contact the mortuary if they<br />

change their mind. Consent can be withdrawn at any time up<br />

until the post mortem is scheduled to take place.<br />

The option of changing their mind about any other aspect of<br />

the consent they have given, e.g. tissue disposal<br />

Information on when the results are likely to be available and<br />

arrangements to allow them, if they so wish, to discuss the<br />

results with the clinician. They can opt to receive the<br />

information in a letter.<br />

Care will be taken not to disclose sensitive information or medical history that<br />

the deceased may not wish to have disclosed or could have implications for<br />

other family members. The doctor makes a decision based on individual<br />

circumstances as to whether it is appropriate or not to disclose such<br />

information. They will be guided by GMC guidance on confidentiality and the<br />

policies of <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust.<br />

Staff must be sensitive to different cultures and religions. However the<br />

decision in regard to a post mortem examination is a personal one and thus is<br />

treated as such.<br />

When the first language of an individual or family is not English the<br />

bereavement office will follow the <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust<br />

Translation <strong>policy</strong> to ensure proper communication takes place.<br />

The consultant Pathologist checks the consent documents for a Hospital <strong>Post</strong><br />

<strong>Mortem</strong> Examination before the post mortem and only retains tissue, if<br />

necessary in accordance with the consent.<br />

<strong>Tissue</strong> <strong>Retention</strong><br />

In the majority of cases only standard Histology block sized tissue samples<br />

will be retained. However occasionally it may be necessary to retain larger<br />

tissue samples or whole organs for fixation and subsequent careful<br />

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dissection. Occasionally it is necessary to refer tissue/organs to another<br />

centre for examination. This is discussed during the consent process.<br />

Disposal of the tissue samples is in accordance with the wishes of the person<br />

giving consent. They are fully informed during the consent process of all of<br />

the options available and the benefits of each. The options are:<br />

Consent can be given for the subsequent retention of tissue for<br />

scheduled purposes and/or part of the medical record.<br />

The tissue can be returned to the body, however subsequent<br />

examination processes can take several weeks so it can delay any<br />

funeral arrangements. They will be advised specifically how long the<br />

delay is likely to be depending on the tissue and examinations<br />

required and the implications of prolonged holding of the deceased<br />

at the mortuary.<br />

Hospital clinical disposal<br />

The tissue can be returned to a funeral director for lawful disposal at<br />

a later date.<br />

These options are discussed fully during the consent process.<br />

The terms of consent are followed at all times as long as the wishes<br />

expressed are reasonable and lawful.<br />

Anyone giving consent to retain tissue can change their mind at any time.<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust will act accordingly to any future requests in<br />

regard to tissue storage, use and disposal.<br />

All tissue is labeled with unique laboratory identification numbers and<br />

accurate records are kept to ensure tractability.<br />

5.2 Coroners’ <strong>Post</strong> <strong>Mortem</strong> Examination<br />

Coroners’ post mortems examinations enable coroners to carry out their<br />

statutory function to determine the identity of the deceased person and the<br />

cause of death. Coroners are empowered to authorise a post mortem<br />

following any sudden death of unknown cause or unexpected death.<br />

A post mortem and the removal and storage of relevant material to determine<br />

the cause of death do not require consent if they are authorised by the<br />

coroner. Following the Coroners (Amendment) Rules 2005 the coroner will<br />

stipulate what material can be stored and for how long. This will usually be<br />

until the end of the coroner’s investigations and the conclusion of the inquest.<br />

Consent to retain tissue will be sought from the Coroner by the Consultant<br />

Pathologist.<br />

All tissue held for the Coroner is labeled with unique laboratory identification<br />

numbers and accurate records are kept to ensure tractability.<br />

The bereavement office provides relatives with support and information about<br />

coroners post mortems.<br />

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Mortuary facilities are provided for H M Coroner for Exeter and Greater<br />

<strong>Devon</strong>. <strong>Post</strong> mortems are carried out upon the receipt of instructions from the<br />

Coroner. <strong>Tissue</strong> is only retained from Coroners post mortems with the<br />

consent of the Coroner for the period of time stipulated. This is usually until<br />

the conclusion of the Coroners investigations and the completion of an<br />

inquest.<br />

To retain tissue for a scheduled purpose after this time the specific consent of<br />

someone in a qualifying relationship is required.<br />

Following the Coroners (Amendment) Rules 2005 the Coroner’s office will<br />

inform the family that tissue has been retained and asks the highest ranked<br />

person available what they would like to happen to the tissue when it is<br />

released by the coroner.<br />

The options are:<br />

Subsequent retention of tissue for scheduled purposes and/or part<br />

of the medical record.<br />

The tissue can be returned to the body, however subsequent<br />

examination processes can take several weeks so it can delay any<br />

funeral arrangements. They will be advised specifically how long the<br />

delay is likely to be depending on the tissue and examinations<br />

required.<br />

Hospital clinical disposal<br />

The tissue can be returned to a funeral director for lawful disposal at<br />

a later date.<br />

The wishes of the family are recorded on a tissue retention/disposal form and<br />

forwarded to the laboratory. Once released the laboratory acts in accordance<br />

with the families wishes. In cases where the laboratory receives no<br />

instructions the tissue is disposed of 3 months after release by the Coroner.<br />

5.3 <strong>Post</strong> mortem examinations on children or infants (28 days to 18 years<br />

old)<br />

Coroners’ cases<br />

<strong>Post</strong> mortem examinations on children or infants are referred to a specialist<br />

centre. For coroners cases we support this by caring for the deceased before<br />

transfer and when they are returned to North <strong>Devon</strong> following the post<br />

mortem until such time as the family makes funeral arrangements.<br />

It is a statutory requirement that pathology specimens are removed from<br />

deceased infants and children for microbiological, biochemical and<br />

toxicological testing in cases of unexplained death in infancy as defined in the<br />

Government 2010 publication Working Together to Safeguard Children<br />

(WTtSC). In such cases the coroner has given general approval to take<br />

material for such testing. As with adult post mortems retained material will<br />

only be retained for the period set by the coroner.<br />

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Hospital cases<br />

The consultant caring for a deceased infant or child during their last illness<br />

will make a decision about consideration for a Hospital post mortem<br />

examination, knowing the medical problems and the unresolved aspects that<br />

merit investigation.<br />

They must contact the bereavement office to make arrangements to seek<br />

consent as for adults. However there are certain difficulties and sensitivities<br />

to consider. The post mortem examinations are performed at a specialist<br />

centre, usually at St Michaels Hospital in Bristol. This introduces delays as it<br />

can take a couple of weeks before the child is returned to North <strong>Devon</strong>. This<br />

is discussed with the parents during the consent process and the implications<br />

of any decisions they may make explained to them. From this they will be<br />

able to make informed choices when giving consent.<br />

The bereavement office and mortuary make the necessary arrangements,<br />

caring for the deceased before transfer and when they are returned to North<br />

<strong>Devon</strong> following the post mortem until such time as the family makes funeral<br />

arrangements. During this time they provide information and support to the<br />

family.<br />

As for adult post mortems the clinician must first establish a willingness to<br />

discuss consent with the parents or those with parental responsibility for the<br />

child. If there is no one with parental responsibility then consent will be<br />

sought from someone in a qualifying relationship. In law a child can be<br />

considered competent to give consent before they have died however this<br />

would be rare in practice and <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust will always<br />

discuss consent with parents and consider their needs.<br />

5.4 <strong>Post</strong> <strong>Mortem</strong> examinations on Neonatal deaths and stillbirths<br />

The doctor caring for the mother of a stillbirth or neonatal death (neonatal<br />

death cases must be reported to the Coroner in the first instance) will<br />

make a decision about consideration for a Hospital post mortem examination.<br />

They will sensitively determine if the parents are willing to discuss consent. It<br />

can be the case that the parents will ask for a post mortem examination as<br />

they look for answers<br />

These cases are referred to a specialist centre through the Bristol perinatal<br />

pathology network.<br />

The doctor and/or maternity team caring for the mother will take consent for<br />

these post mortem examinations. The process being similar to that described<br />

for an adult and liaise with the bereavement office to make the necessary<br />

arrangements. However consent will be sought from the mother and where<br />

appropriate both parents will be involved. The procedure for obtaining<br />

consent to a post mortem examination will be followed.<br />

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The referral to the specialist centre introduces delays as it can take a couple<br />

of weeks before the child is returned to North <strong>Devon</strong>. This will be discussed<br />

with the parents during the consent process and the implications of any<br />

decisions they may make explained to them. From this they will be able to<br />

make an informed choice when giving consent. The bereavement office will<br />

keep the parents up to date with progress and answer any questions they<br />

may have during this time.<br />

The parents will be informed when the results are likely to be available and<br />

arrangements will be made during the consent process to allow them, if they<br />

so wish, to discuss the results with members of the maternity team.<br />

Alternatively they may receive the results in a letter from the maternity team.<br />

5.5 Late Fetal loss<br />

If clinically appropriate, fetal remains are sent for histological examination.<br />

Fetal remains include ectopic pregnancies, miscarriages and early<br />

intrauterine deaths. The Histopathology department takes a representative<br />

sample for histological examination. No identifiable fetal remains are taken<br />

for examination. Arrangements are made for the sensitive disposal of<br />

residual tissue identified as fetal remains as set out below.<br />

The tissue taken for histological examination is retained in the histopathology<br />

department as part of the woman’s medical record, as it is considered her<br />

tissue, for the retention periods set out above for tissue from the living. If<br />

requested the Histopathology department will arrange for the examined tissue<br />

to be sensitively disposed of as well.<br />

5.6 Sensitive disposal of Fetal remains, Stillbirth and Neonatal deaths<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust offers parents the same choice for the<br />

sensitive disposal of fetal remains as a stillborn child and neonatal death.<br />

The wishes of Parents are central to this and Maternity services will provide<br />

information to women and couples about the choices available to them. They<br />

will complete the relevant paperwork and liaise with the bereavement office to<br />

make suitable arrangements.<br />

The options are:<br />

For fetal remains, up to 23 weeks 6 days gestation, if the women or couple<br />

chooses not to be involved, arrangements are made with their permission<br />

for a communal cremation with other fetal remains at North <strong>Devon</strong><br />

Crematorium, Barnstaple and dispersal of ashes, if any, in the garden of<br />

remembrance. Following the cremation of fetal remains there are often no<br />

ashes produced. Women or couples are advised of this.<br />

For stillbirths and neonatal deaths if the parents choose not to be involved<br />

the bereavement office will arrange an individual cremation at North <strong>Devon</strong><br />

Crematorium, Barnstaple and dispersal of the ashes in the garden of<br />

remembrance.<br />

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In all circumstances if the parents wish to be involved the bereavement<br />

office will arrange, involving the parents as much as they wish, an individual<br />

cremation or burial which they can attend.<br />

The parents can make suitable private arrangements themselves and the<br />

bereavement office will support this.<br />

Maternity services will ensure parents are aware of the options available to<br />

them. They will inform Histopathology or the bereavement office of the<br />

parents wishes so the appropriate arrangements can be made.<br />

Histopathology, the Mortuary and bereavement office are responsible for<br />

making the appropriate arrangement in accordance with the parents wishes.<br />

5.7 Existing Holdings<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust holds identifiable existing holdings and<br />

records for tissue blocks and slides from the deceased taken during the<br />

course of post mortem examinations at North <strong>Devon</strong> District Hospital.<br />

They are held for 30 years as part of the medical record, may be used for<br />

quality assurance and training and then clinically disposed of. It is lawful to<br />

store and use for scheduled purposes, without consent, existing holdings. It<br />

is essential to ensure the high quality of service which all patients have the<br />

right to expect. All tissue samples are anonymised if used for these<br />

purposes. If the views of a deceased person or their relatives and friends are<br />

known these views are respected and the tissue is not used.<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust deals with enquiries about retained tissue in<br />

a timely manner, open and honestly. It will make reasonable arrangements<br />

for disposal, if requested in accordance with the wishes of relatives.<br />

If the wishes of relatives are known in regard to storage and disposal of<br />

existing holdings <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust complies with them.<br />

Where relatives have contacted <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust about<br />

existing holdings but not requested disposal they will be stored until the<br />

relatives make their wishes clear.<br />

Existing holdings about which no contact has been made by the relatives will<br />

be retained. Relatives will not be contacted to make enquiries about the<br />

future storage and disposal of existing holdings.<br />

5.8 <strong>Tissue</strong> obtained during the course of medical treatment<br />

Although consent to treatment and examination is covered by common law<br />

and the Mental Capacity Act (2005), please refer to the Trust’s Consent<br />

<strong>policy</strong>, consent for scheduled purposes is covered by the Human <strong>Tissue</strong> act.<br />

Thus it is important that those seeking consent for treatment can inform<br />

patients of the content of this <strong>policy</strong> and answer any questions they may<br />

have.<br />

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<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust retains and stores tissue obtained during<br />

the course of medical treatment following the Guidance issued by the Royal<br />

College of Pathologists and the Institute of Biomedical Science.<br />

Surgical specimens (Wet tissue specimens) are retained for 4 weeks after<br />

the final report.<br />

<strong>Tissue</strong> blocks and slides are kept as a permanent part of a patient’s<br />

medical record for 30 years.<br />

All tissue is labeled with unique laboratory identification numbers and<br />

accurate records are kept of the tissue held to ensure traceability. It is<br />

stored in facilities that help maintain the integrity of the tissue for the<br />

duration of the retention period.<br />

All tissue is disposed of by incineration as clinical waste after these<br />

retention periods.<br />

Patients can make their own arrangements for disposal as long as the<br />

proposed method is lawful, but they will have to incur the costs. It is the<br />

responsibility of the person taking consent to inform the Histopathology<br />

laboratory to ensure the correct arrangements are made. The Histopathology<br />

laboratory will be responsible for facilitating this, indicating to those receiving<br />

the tissue the hazards associated with it.<br />

Once tissue has been taken from the living it can be stored and used for a<br />

number of purposes without consent under the Human <strong>Tissue</strong> Act:<br />

Clinical Audit<br />

Education and training relating to human health<br />

Performance assessment<br />

Public health monitoring<br />

Quality assurance/ Control material<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust uses suitable tissue obtained during the<br />

course of medical treatment for these purposes. This is essential to ensure<br />

the high quality of service which all patients have the right to expect. All<br />

tissue samples are anonymised if used for these purposes.<br />

If the person consenting for medical treatment wishes to opt out of having<br />

their tissue used for these purposes this will be respected. The person taking<br />

consent must ensure this is documented and inform the Histopathology<br />

department.<br />

Under the Human <strong>Tissue</strong> Act, consent is required for the storage and use of<br />

tissue for:<br />

Obtaining scientific or medical information which may be relevant to<br />

any person including a future person<br />

Public Display<br />

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Research in connection with disorders, or the functioning, of the<br />

Human body. <strong>Tissue</strong> from the living may be used without consent<br />

provided that the person from whom that material has come remains<br />

anonymous to the researcher.<br />

Transplantation<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust only allows tissue to be used for obtaining<br />

medical information which may be relevant to any other person if consent is<br />

given by the patient; or if the patient cannot give consent by someone in a<br />

qualifying relationship.<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust does allow tissue to be used anonymously<br />

in appropriately approved research.<br />

The pathology department will ensure consent has been given for these<br />

purposes before releasing tissue.<br />

<strong>Tissue</strong> from the living will continue to be treated as such after a patient has<br />

died as it is the time the tissue is taken that determines how it is affected by<br />

the Human <strong>Tissue</strong> Act 2004.<br />

6 The Development of the Policy<br />

6.1 Prioritisation of Work<br />

Following the implementation of the Human <strong>Tissue</strong> Act 2004 a need for a<br />

comprehensive <strong>policy</strong> covering the process of consent for post mortem<br />

examinations and the retention of tissue obtained during the course of<br />

medical tissue and post mortem examinations was required.<br />

6.2 Document Development Process<br />

As the author, the designated individual named on the human tissue licence<br />

issued to <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust is responsible for developing the<br />

<strong>policy</strong> and for ensuring stakeholders were consulted with.<br />

Draft copies were circulated for comment before approval was sought from<br />

the relevant committee.<br />

6.3 Equality Impact Assessment<br />

The Trust aims to design and implement services, policies and measures that<br />

meet the diverse needs of our service, population and workforce, ensuring<br />

that none are placed at a disadvantage over others. An Equality Impact<br />

Assessment Screening has been undertaken and there are no adverse or<br />

positive impacts (see Appendix D).<br />

7 Consultation, Approval and Ratification Process<br />

7.1 Consultation Process<br />

The author consulted widely with stakeholders, including:<br />

Pathology department<br />

Lead Clinicians<br />

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Maternity Services<br />

Coroners Office<br />

Corporate Affairs<br />

Consultation took the form of a request for comments and feedback via email.<br />

Hard copies were available on request.<br />

7.2 Policy Approval Process<br />

Approval of the <strong>policy</strong> was sought from the Clinical Governance Committee<br />

on the 8 th of March 2011.<br />

7.3 Ratification Process<br />

The <strong>policy</strong> will not require ratification by the Board.<br />

8 Review and Revision Arrangements including Document Control<br />

8.1 Process for Reviewing the Policy<br />

The <strong>policy</strong> will be reviewed every three years. The author will be sent a<br />

reminder by the Corporate Affairs Manager four months before the due review<br />

date. The author will be responsible for ensuring the <strong>policy</strong> is reviewed in a<br />

timely manner and that the reviewed <strong>policy</strong> is approved by the Clinical<br />

Governance Committee.<br />

If this <strong>policy</strong> has been identified as required by the NHS Litigation Service<br />

(NHSLA), the author will ensure the Compliance Manager is sent an<br />

electronic copy.<br />

All reviews will be recorded by the author in the document control report.<br />

8.2 Process for Revising the Policy<br />

In order to ensure the <strong>policy</strong> is up-to-date, the author may be required to<br />

make a number of revisions, e.g. committee changes or amendments to<br />

individuals’ responsibilities. Revisions will require approval by the Clinical<br />

Governance Committee.<br />

For NHS Litigation Authority (NHSLA) policies, the author will notify the<br />

Compliance Manager when a revision is being made or when the document is<br />

reviewed. The Compliance Manager will ensure that the revised document<br />

meets the NHSLA/CNST standards.<br />

All revisions will be recorded by the author in the document control report.<br />

8.3 Document Control<br />

The author will comply with the Trust’s agreed version control process, as<br />

described in the organisation-wide Guidance for Document Control.<br />

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9 Dissemination and Implementation<br />

9.1 Dissemination of the Policy<br />

After approval, the author will provide a copy of the <strong>policy</strong> to the Corporate<br />

Affairs Manager to have it placed on the Trust’s intranet. The <strong>policy</strong> will be<br />

referenced on the home page as a latest news release.<br />

Information will also be included in the weekly Chief Executive’s Bulletin<br />

which is circulated electronically to all staff.<br />

An email will be sent to senior management and clinicians to make them<br />

aware of the <strong>policy</strong> and they will be responsible for cascading the information<br />

to their staff.<br />

In addition, staff will be informed that this <strong>policy</strong> replaces any previous<br />

versions.<br />

9.2 Implementation of the Policy<br />

Line managers are responsible for ensuring this <strong>policy</strong> is implemented across<br />

their area of work.<br />

Support for the implementation of this <strong>policy</strong> will be provided by the author of<br />

this <strong>policy</strong>.<br />

A program of training is available for individuals or teams who will be involved<br />

in seeking consent for post mortems. This can be accessed via the<br />

bereavement office. The mortuary manager and designated individual will<br />

identify those who need training and provide appropriate training.<br />

10 Document Control including Archiving Arrangements<br />

10.1 Library of Procedural Documents<br />

The author is responsible for recording, storing and controlling this <strong>policy</strong>.<br />

Once the final version has been approved, the author will provide a copy of<br />

the current <strong>policy</strong> to the Corporate Affairs Manager so that it can be placed on<br />

Tarkanet. Any future revised copies will be provided to ensure the most up-todate<br />

version is available on Tarkanet.<br />

10.2 Archiving Arrangements<br />

All versions of this <strong>policy</strong> will be archived in electronic format within the<br />

pathology department document control system. Archiving will take place by<br />

the Histopathology manager once the final version of the <strong>policy</strong> has been<br />

issued.<br />

Revisions to the final document will be recorded on the document control<br />

report. Revised versions will be added to the <strong>policy</strong> archive held by the<br />

pathology department.<br />

10.3 Process for Retrieving Archived Policy<br />

To obtain a copy of the archived <strong>policy</strong>, contact should be made with the<br />

Histopathology manager.<br />

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11 Monitoring Compliance With and the Effectiveness of the Policy<br />

11.1 Process for Monitoring Compliance and Effectiveness<br />

This <strong>policy</strong> will be monitored to ensure it conforms to the latest guidelines and<br />

good practice for performing post mortem examinations and the retention and<br />

disposal of human tissue obtained during the coarse of medical treatment and<br />

post mortem examinations.<br />

This <strong>policy</strong> will be subject to audit through the department of pathology quality<br />

management system.<br />

Monitoring compliance with this <strong>policy</strong> will be the responsibility of the<br />

Designated Individual named on <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust Human<br />

<strong>Tissue</strong> Authority licence. All post mortem consent forms will be checked by<br />

the bereavement office before any post mortem takes place. <strong>Tissue</strong> retained<br />

from post mortem examinations will be audited annually to ensure it is being<br />

retained or disposed of in accordance with the appropriate consent.<br />

Where non-compliance is identified, support, advice and training to improve<br />

practice will be given by the Histopathology manager or the mortuary<br />

manager.<br />

11.2 Standards/Key Performance Indicators<br />

Key performance indicators comprise:<br />

<br />

<br />

Audit of retained tissue held in the pathology department.<br />

Audit of the consent procedures for post mortem examinations<br />

12 References<br />

Human <strong>Tissue</strong> Act, 2004<br />

Mental Capacity Act 2005<br />

<br />

Human <strong>Tissue</strong> Authority Code of Practice – <strong>Post</strong> <strong>Mortem</strong> Examination,<br />

September 2009<br />

Human <strong>Tissue</strong> Authority Code of Practice – Consent, September 2009<br />

<br />

<br />

<br />

Human <strong>Tissue</strong> Authority Code of Practice – The removal, storage and<br />

disposal of human organs and tissue, September 2009<br />

http://www.hta.gov.uk/guidance/codes_of_practice.cfm<br />

The retention and storage of Pathological records and archives (4 th edition,<br />

2009). Guidance from the Royal College of Pathologists and the Institute of<br />

Biomedical Science http://www.rcpath.org<br />

Royal College of Nursing – sensitive disposal of fetal remains, Guidance for<br />

nurses and midwives. October 2002, revised February 2007<br />

www.rcn.org.uk/development/publications/publicationsA-Z#S<br />

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<br />

<br />

Department of Health - When a patient dies: Advice on developing<br />

bereavement services in the NHS<br />

http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPo<br />

licyAndGuidance/DH_4122191<br />

Working Together to Safeguard Children (WTtSC). A guide to inter-agency<br />

working to safeguard and promote the welfare of children, 2010. Department<br />

for Education, HM Government<br />

http://publications.education.gov.uk/default.aspx?PageFunction=productdetail<br />

s&PageMode=publications&ProductId=DCSF-00305-2010<br />

13 Associated Documents<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Consent Policy<br />

Obtaining Consent for Hospital <strong>Post</strong> <strong>Mortem</strong>s procedure<br />

Interpretation and Translation Policy<br />

<strong>Post</strong> mortem consent form for an adult<br />

A guide to the hospital PM on an adult<br />

Request form for a Hospital PM<br />

<strong>Post</strong> mortem consent form for a baby/child<br />

A guide to the hospital PM on a baby/child<br />

Bristol Perinatal Pathology Network – Perinatal post mortem request form<br />

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Appendix A – Useful Contact Details<br />

<br />

Bereavement Office<br />

Level 0, North <strong>Devon</strong> District Hospital, Barnstaple<br />

Tel: 01271 322404 (external) or internal extension 2404<br />

<br />

Designated Individual, Human <strong>Tissue</strong> Authority Licence: Lee Luscombe<br />

Histopathology Department, Level 1, North <strong>Devon</strong> District Hospital, Barnstaple<br />

Email: lee.luscombe@ndevon.swest.nhs.uk<br />

Tel: 01271 311754 (external) or internal extension 3754<br />

<br />

Duty Consultant Pathologist<br />

Histopathology Department, Level 1, North <strong>Devon</strong> District Hospital, Barnstaple<br />

Tel: 01271 349197 (external) or internal extension 3197<br />

<br />

Mortuary and Bereavement Office Manager: Mike Elton<br />

Mortuary, Level 0, North <strong>Devon</strong> District Hospital, Barnstaple<br />

Email: michael.elton@ndevon.swest.nhs.uk<br />

Tel: 01271322302 (external) or internal extension 2302<br />

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Appendix B - Checklist for the Review and Approval of Procedural Document (If<br />

required)<br />

To be completed and attached to any document which guides practice when submitted to<br />

the appropriate committee for consideration and approval.<br />

1. Title<br />

Title of document being reviewed:<br />

Is the title clear and unambiguous?<br />

Is it clear whether the document is a guideline,<br />

<strong>policy</strong>, protocol or standard?<br />

2. Rationale<br />

Are reasons for development of the document<br />

stated?<br />

3. Development Process<br />

Is the method described in brief?<br />

Are people involved in the development<br />

identified?<br />

Do you feel a reasonable attempt has been<br />

made to ensure relevant expertise has been<br />

used?<br />

Is there evidence of consultation with<br />

stakeholders and users?<br />

4. Content<br />

Is the objective of the document clear?<br />

Is the target population clear and<br />

unambiguous?<br />

Are the intended outcomes described?<br />

Are the statements clear and unambiguous?<br />

5. Evidence Base<br />

Is the type of evidence to support the<br />

document identified explicitly?<br />

Are key references cited?<br />

Are the references cited in full?<br />

Are supporting documents referenced?<br />

6. Approval<br />

Does the document identify which<br />

committee/group will approve it?<br />

If appropriate have the joint Human<br />

Resources/staff side committee (or equivalent)<br />

Yes/No/<br />

Unsure<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

N/A<br />

Comments<br />

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Title of document being reviewed:<br />

approved the document?<br />

Yes/No/<br />

Unsure<br />

Comments<br />

7. Dissemination and Implementation<br />

Is there an outline/plan to identify how this will<br />

be done?<br />

Does the plan include the necessary<br />

training/support to ensure compliance?<br />

8. Document Control<br />

Does the document identify where it will be<br />

held?<br />

Have archiving arrangements for superseded<br />

documents been addressed?<br />

9. Process to Monitor Compliance and<br />

Effectiveness<br />

Are there measurable standards or KPIs to<br />

support the monitoring of compliance with and<br />

effectiveness of the document?<br />

Is there a plan to review or audit compliance<br />

with the document?<br />

10. Review Date<br />

Is the review date identified?<br />

Is the frequency of review identified? If so is it<br />

acceptable?<br />

11. Overall Responsibility for the Document<br />

Is it clear who will be responsible for coordinating<br />

the dissemination, implementation<br />

and review of the document?<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Yes<br />

Through audit and compliance<br />

of HTA standards<br />

Individual Approval<br />

If you are happy to approve this document, please sign and date it and forward to the chair of the<br />

committee/group where it will receive final approval.<br />

Name Lee Luscombe Date 7/1/2011<br />

Designation Histopathology Laboratory Manager & Designated Individual<br />

Committee Approval<br />

If the committee is happy to approve this document, please sign and date it and forward copies to<br />

the person with responsibility for disseminating and implementing the document and the person who<br />

is responsible for maintaining the organisation’s database of approved documents.<br />

Name<br />

Date<br />

Designation<br />

Acknowledgement: Cambridgeshire and Peterborough Mental Health Partnership NHS Trust<br />

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Appendix C - Plan for Dissemination and Implementation of Procedural Documents (If<br />

required)<br />

To be completed and attached to any document which guides practice when submitted to<br />

the appropriate committee for consideration and approval.<br />

Acknowledgement: University Hospitals of Leicester NHS Trust.<br />

Title of document:<br />

<strong>Tissue</strong> <strong>Retention</strong> and <strong>Post</strong> <strong>Mortem</strong> Policy<br />

Date finalised: 8 th March 2011<br />

Previous document<br />

already being used?<br />

No<br />

Dissemination lead:<br />

Print name and contact<br />

details<br />

If yes, in what format<br />

and where?<br />

Proposed action to<br />

retrieve out-of-date<br />

copies of the<br />

document:<br />

To be disseminated<br />

to:<br />

How will it be<br />

disseminated, who will<br />

do it and when?<br />

Paper<br />

or<br />

Electronic<br />

Comments<br />

Staff Tarkanet electronic<br />

Public Trust website electronic Only with board approval, it is<br />

recommended that such a<br />

<strong>policy</strong> should be available to<br />

the public<br />

Dissemination Record - to be used once document is approved.<br />

Date put on register /<br />

library of procedural<br />

documents<br />

Date due to be reviewed<br />

Disseminated to:<br />

(either directly or via<br />

meetings, etc)<br />

Format (i.e.<br />

paper or<br />

electronic)<br />

Date<br />

Disseminated<br />

No. of<br />

Copies<br />

Sent<br />

Contact Details /<br />

Comments<br />

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Implementation Plan<br />

Task Details Responsibility<br />

Implementation<br />

Training & Support<br />

Completed by:<br />

Name<br />

Designation<br />

Trust<br />

Date<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

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Appendix D - Equality Impact Assessment Screening Form<br />

Equality Impact Assessment Screening Form<br />

Title<br />

Author<br />

Directorate<br />

Team/<br />

Dept.<br />

<strong>Post</strong> <strong>Mortem</strong> and tissue retention <strong>policy</strong><br />

Lee Luscombe, Histopathology Laboratory Manager<br />

Diagnostics<br />

Pathology<br />

Document Class<br />

Policy<br />

Document Status<br />

Draft<br />

Issue Date<br />

Jan 2011<br />

Review Date<br />

1 What are the aims of the document?<br />

This document sets out <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust’s <strong>policy</strong> on post<br />

mortem examinations and the retention and disposal of Human tissue obtained<br />

during the course of medical treatment or <strong>Post</strong> <strong>Mortem</strong> examinations.<br />

2 What are the objectives of the document?<br />

The purpose of this document is to provide information and guidance to health care<br />

professionals, the coroner’s office, bereaved relatives, patients undergoing medical<br />

procedures and the general public on issues surrounding <strong>Post</strong> <strong>Mortem</strong>s, consent,<br />

retention and disposal of human tissue.<br />

3 How will the document be implemented?<br />

Implementation of this document will ensure that…..<br />

Consent and the terms of that consent is the underlying principle for<br />

carrying out post mortem examinations.<br />

Consent and the terms of that consent is the underlying principle for the<br />

retention, storage and disposal of post mortem tissue samples and tissue<br />

obtained during the course of medical treatment.<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust has an open and honest approach to<br />

dealing with the issue of post mortems and retained tissue.<br />

The Histopathology, Mortuary and bereavement office and all of their<br />

personnel comply with the regulations of the Human <strong>Tissue</strong> Act, the codes<br />

of practice issued by the Human <strong>Tissue</strong> Authority and the license issued to<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust by the Human <strong>Tissue</strong> Authority.<br />

4 How will the effectiveness of the document be monitored?<br />

Monitoring compliance with this <strong>policy</strong> will be the responsibility of the Designated<br />

Individual named on <strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> Trust Human <strong>Tissue</strong> Authority<br />

licence. All post mortem consent forms will be checked by the bereavement office<br />

before any post mortem takes place. <strong>Tissue</strong> retained form post mortem examinations<br />

will be audited annually to ensure it is being retained or disposed of in accordance<br />

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with the appropriate consent.<br />

Where non-compliance is identified, support, advice and training to improve practice<br />

will be given by the Histopathology manager or the mortuary manager.<br />

5 Who is the target audience of the document?<br />

All staff who take consent for medical procedures or post mortem examinations<br />

Patients<br />

General Public<br />

6 Is consultation required with stakeholders, e.g. Trust committees and equality<br />

groups?<br />

Yes<br />

7 Which stakeholders have been consulted with?<br />

Pathology department<br />

Lead Clinicians<br />

Maternity Services<br />

Coroners Office<br />

Clinical Governance Committee<br />

8 Equality Impact Assessment<br />

Please complete the following table using a cross, i.e. X. Please refer to the<br />

document “A Practical Guide to Equality Impact Assessment”, Appendix 3, on<br />

Tarkanet for areas of possible impact.<br />

Where you think that the <strong>policy</strong> could have a positive impact on any of the equality<br />

group(s) like promoting equality and equal opportunities or improving relations<br />

within equality groups, cross the ‘Positive impact’ box.<br />

Where you think that the <strong>policy</strong> could have a negative impact on any of the<br />

equality group(s) i.e. it could disadvantage them, cross the ‘Negative impact’ box.<br />

Where you think that the <strong>policy</strong> has no impact on any of the equality group(s)<br />

listed below i.e. it has no effect currently on equality groups, cross the ‘No impact’<br />

box.<br />

Equality<br />

Group<br />

Positive<br />

Impact<br />

Negative<br />

Impact<br />

No Impact<br />

Comments<br />

Age<br />

X<br />

Disability<br />

X<br />

Gender<br />

Race /<br />

Ethnic<br />

Origins<br />

Religion<br />

or Belief<br />

X<br />

X<br />

X<br />

Different cultures and religions have<br />

different opinions about the<br />

acceptability of post mortem<br />

examinations and tissue retention.<br />

This <strong>policy</strong> sets out to treat everyone<br />

as individuals and allow for decisions<br />

to be made on that basis regardless<br />

of religion or belief. It does, where<br />

the law permits, allow religion or<br />

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belief to dictate the choices<br />

individuals make.<br />

Sexual<br />

Orientation<br />

X<br />

If you have identified a negative discriminatory impact of this procedural document,<br />

ensure you detail the action taken to avoid/reduce this impact in the Comments<br />

column. If you have identified a high negative impact, you will need to do a Full<br />

Equality Impact Assessment, please refer to the document “A Practical Guide to<br />

Equality Impact Assessments”, Appendix 3, on Tarkanet.<br />

For advice in respect of answering the above questions, please contact the Equality<br />

and Diversity Lead.<br />

9 If there is no evidence that the document promotes equality, equal<br />

opportunities or improved relations, could it be adapted so that it does? If so,<br />

how?<br />

Completed by:<br />

Name<br />

Lee Luscombe<br />

Designation Histopathology Manager/Designated Individual<br />

Trust<br />

<strong>Northern</strong> <strong>Devon</strong> <strong>Healthcare</strong> NHS Trust<br />

Date May 2010<br />

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