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Developing Selection Criteria - NSW Public Sector Capability ...

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HR<br />

Practitioners<br />

<strong>Developing</strong> <strong>Selection</strong> <strong>Criteria</strong><br />

The public sector’s capacity to achieve its<br />

business objectives depends on the capability of<br />

the people who work for it, how well equipped<br />

they are to perform their roles and their fit with<br />

organisational culture.<br />

The first challenge is to attract and select the<br />

right staff.<br />

This guide focuses on attracting and matching<br />

the right person with the right skills to the right<br />

job, by:<br />

• setting selection criteria that reflect position<br />

needs and labour market realities<br />

• communicating effectively with potential<br />

applicants through the advertisement and<br />

information package, and<br />

• making the recruitment process more<br />

accessible for job applicants.<br />

This critical first stage of the recruitment<br />

process will, to a very large extent, shape the<br />

final recruitment outcome.<br />

What are selection criteria?<br />

<strong>Selection</strong> criteria are benchmarks for selection, the<br />

factors against which applicants are assessed to<br />

determine their relative suitability for the position.<br />

They comprise knowledge, skills, abilities and other<br />

specific requirements such as specialised subject<br />

expertise, qualifications, physical requirements<br />

and licences needed to undertake the duties of the<br />

position successfully.<br />

<strong>Selection</strong> criteria are mandatory for recruitment to<br />

<strong>NSW</strong> public sector jobs because they:<br />

• make the selection process more transparent<br />

• make the selection process more equitable to<br />

people who are not familiar with the job being<br />

advertised, taking the guesswork out of what to<br />

focus on in the application<br />

• provide a sound platform for the structured<br />

interviews commonly used for selection<br />

• make it easier for selection panels to shortlist and<br />

rank applicants on merit, especially when there are<br />

large numbers of applicants.<br />

<strong>Selection</strong> criteria are developed from the position<br />

description and are designed to reflect the needs<br />

of the position. They should be expressed clearly,<br />

concisely and in plain English to maximise the number<br />

of suitable applicants.<br />

Potential applicants must be advised of the criteria<br />

against which they will be assessed. This information<br />

may be presented in different ways in the job<br />

advertisement.<br />

March 2011 1


Vacant position = opportunity<br />

Recruitment in the <strong>NSW</strong> public sector is positionbased<br />

to provide a transparent basis for merit<br />

recruitment.<br />

Positions are linked to organisational objectives and<br />

described in terms of outcomes/accountabilities,<br />

capabilities or knowledge, skills and abilities, and<br />

other requirements needed to perform effectively in<br />

the role. Values and behaviours expected of public<br />

sector employees are integrated into the capabilities.<br />

Roles within an organisation are dynamic: they change<br />

and evolve in response to changes in the organisation<br />

and the operating environment, legislation, policy or<br />

technology.<br />

A vacant position, whether it is the result of the<br />

incumbent winning another position, retirement,<br />

resignation or a newly established position, presents<br />

an opportunity to review the position from a broader<br />

workforce planning perspective. This involves<br />

reviewing current and future work needs and<br />

considering such questions as:<br />

• how does the work fit within the agency’s corporate<br />

plan?<br />

• is the work essential to the operation of the work<br />

area and/or the agency?<br />

• could the work be dispersed to other positions or<br />

discontinued?<br />

• what would be the best way to structure the work?<br />

• what would be the best way to deliver it?<br />

• if the work needs are changing, what action is<br />

needed to address the changes?<br />

• is this the right time to recruit?<br />

• what is the best employment option?<br />

The decision to recruit should be a trigger for updating<br />

the position description if necessary.<br />

This process may be controlled centrally in agencies<br />

that use common position descriptions and selection<br />

criteria for positions located throughout the<br />

organisation or the state.<br />

For positions managed on a unit basis it is important<br />

for the manager and/or person responsible for<br />

developing the selection criteria and advertisement<br />

to look afresh at the job and not to be bound by<br />

outdated position descriptions, the selection criteria<br />

used previously, old advertisements or the particular<br />

strengths or experience of the person most recently<br />

occupying the position.<br />

Useful reference material<br />

• A range of employment options are described in Chapter 2 of the Personnel Handbook at<br />

www.dpc.nsw.gov.au<br />

• Guidelines, templates and tools are available on the <strong>NSW</strong> <strong>Public</strong> <strong>Sector</strong> Capabilities Website,<br />

www.pscapabilities.nsw.gov.au to assist in updating the position description if required. These include:<br />

– Job Design & Description Guidelines<br />

– Position Description Template and Guide<br />

– Job Design Worksheet<br />

– Online Position Description Builder<br />

– <strong>NSW</strong> <strong>Public</strong> <strong>Sector</strong> <strong>Capability</strong> Framework<br />

• <strong>Developing</strong> <strong>Selection</strong> <strong>Criteria</strong> for Managers<br />

– a slightly shortened version of the HR Practitioners guide.<br />

March 2011 2


Understanding the job<br />

Recruitment represents a significant investment by<br />

the agency, not just in terms of the time, effort and<br />

other costs associated with the recruitment process<br />

but in the larger, ongoing costs of employing and<br />

managing the person appointed. Recruiting the right<br />

person adds value to the agency. Recruiting the<br />

wrong person can have major adverse impacts on the<br />

position and the team.<br />

Tailoring the job advertisement and selection process<br />

to reflect the job needs will achieve the best fit<br />

between the recruitment action and the position.<br />

A clear understanding of the job assists:<br />

• the manager or selection convenor to set the<br />

selection criteria, write the job advertisement,<br />

develop interview questions, and assess the best<br />

applicant for the job<br />

• potential job applicants to decide if they should<br />

apply for the job and to prepare for selection<br />

processes.<br />

General principles for setting<br />

selection criteria<br />

The pool of applicants attracted by the advertisement<br />

will be determined to a large extent by the selection<br />

criteria. It is crucial that the criteria accurately reflect<br />

the requirements of the position and that they are able<br />

to attract a sufficiently wide pool of applicants.<br />

When setting selection criteria:<br />

• focus on the key requirements of the job, although<br />

organisational and strategic considerations may<br />

also be taken into account<br />

• capture the critical aspects of the job in no more<br />

than eight criteria, and preferably in just four to<br />

six criteria. A larger number of selection criteria<br />

deters applicants and makes the assessment<br />

process more complex<br />

• give careful consideration to how specific or how<br />

broad the selection criteria should be<br />

• include only one requirement per criterion: not<br />

multiple concepts or requirements<br />

• explain the level of capability or type of experience<br />

that is required<br />

• use language that would be understood by people<br />

from the industry targeted<br />

• avoid public sector terminology, acronyms, jargon<br />

or agency specific terms<br />

• use precise language to describe what is required<br />

by the job, rather than vague terms such as ’high<br />

level’, ’exceptional’ etc<br />

• only include criteria that are key to undertaking<br />

the accountabilities of the position, not ’highly<br />

regarded’, ‘preferred’ or ‘desirable’ criteria<br />

• be clear and succinct<br />

• include qualifications only if they are an essential<br />

requirement of the job, to ensure that applicants<br />

are not unnecessarily excluded<br />

Factors to consider in setting<br />

selection criteria<br />

1. How broad or specific should the selection<br />

criteria be?<br />

Applicants usually decide to apply for the job on<br />

the basis of the criteria. Broad criteria generally<br />

attract a wider pool of applicants, but criteria<br />

that are too broad make it difficult to distinguish<br />

applicants who best fit the job.<br />

2. What is the labour market like for this type of<br />

position?<br />

If there is a large employment pool of suitably<br />

qualified applicants the selection criteria can<br />

be very specific and demanding. If potential<br />

applicants are scarce, the criteria may need to be<br />

broader or even pitched at a lower level, which<br />

means training may be required.<br />

3. Location?<br />

Jobs in some locations are highly sought after,<br />

while others are hard to fill, regardless of how<br />

many suitable people are in the labour market.<br />

Better work conditions, incentives or alternative<br />

ways of meeting job requirements may need to be<br />

considered for jobs in some locations.<br />

4. Are there specific organisational needs to<br />

be met?<br />

The selection criteria should be focused on the job<br />

but specific organisational needs may need to be<br />

considered. For example, a position description<br />

may include several skills, knowledge and<br />

experience requirements, one of which is a skills<br />

gap for the team. This requirement could be a<br />

strong focus when setting the selection criteria.<br />

March 2011 3


5. What are the immediate and longer term needs<br />

of the position?<br />

If this is a short term position, with limited work<br />

and funding, it makes sense to recruit for the skills<br />

needed immediately. Broader criteria may be<br />

appropriate if the position is permanent or likely to<br />

change or if the appointee has prospects of moving<br />

on to other roles in the organisation in the longer<br />

term.<br />

6. What qualifications and other requirements<br />

should be included as criteria?<br />

Mandatory requirements<br />

Many positions have mandatory requirements, for<br />

example:<br />

• physical requirements such as height, vision,<br />

hearing or fitness standards for police officers,<br />

fire brigade personnel etc<br />

• registration, certification,licensing, tertiary<br />

qualifications or professional memberships e.g.<br />

clinicians, auditors, solicitors, welders<br />

• drivers licences<br />

• ability/willingness to travel<br />

These may be specified in various forms including<br />

legislation, industrial awards, Department of<br />

Premier and Cabinet Circulars or in the position<br />

description. Such requirements should be<br />

assessed for direct or indirect discrimination<br />

before they are included as selection criteria.<br />

Where possible, alternatives to tertiary<br />

qualifications should be considered as evidence of<br />

competence, for example work experience or work<br />

samples.<br />

Identified and targeted positions<br />

For identified and targeted positions, include that<br />

the candidate must be a member of an identified<br />

disadvantaged group as a selection criterion.<br />

Note that an exemption from the Anti-<br />

Discrimination Act 1977 may be needed for<br />

targeted positions where they have not been<br />

identified as a strategy in the agency EEO<br />

Management Plan.<br />

Subject/technical knowledge and experience<br />

The capabilities described in the <strong>NSW</strong> <strong>Public</strong><br />

<strong>Sector</strong> <strong>Capability</strong> Framework capture underlying<br />

skills, knowledge and abilities that are either<br />

integral to all jobs in the sector or that are required<br />

in many public service positions. However, the<br />

capabilities are broad and many positions also<br />

have specific subject/technical knowledge and<br />

experience requirements, such as accounts work,<br />

asset management, media skills or aged care.<br />

The relevant capabilities and/or specific<br />

knowledge/experience requirements may be<br />

included as selection criteria.<br />

Years of experience<br />

It is preferable not to be too rigid in prescribing<br />

years of experience. Practical application of skills<br />

is important for developing skill levels, but there<br />

is a point beyond which more experience does not<br />

necessarily add significantly to performance.<br />

As with all stated requirements, qualifications<br />

must be strictly job related.<br />

March 2011 4


Writing the selection criteriaStep<br />

Step 1 Use the selection criteria worksheet to<br />

identify and prioritise selection criteria<br />

• <strong>Selection</strong> <strong>Criteria</strong> Worksheet<br />

• <strong>Selection</strong> <strong>Criteria</strong> Worksheet – Tips<br />

Step 2 Consolidate<br />

1) Start a new list with the selection criteria<br />

2) Rationalise the list, especially if there are more<br />

than 8 criteria.<br />

Check if:<br />

• the criteria are duplicated<br />

• the criteria are too narrow e.g. ability to write<br />

reports rather than the broader capability of<br />

communication<br />

• the criteria may be ranked in order of<br />

importance<br />

Step 3 Write the selection criteria<br />

Draft the criteria for advertisement, following the<br />

General principles for setting selection criteria on<br />

page 3 of this guide. Then check your draft using the<br />

<strong>Selection</strong> <strong>Criteria</strong> Quality Checklist.<br />

If the information package includes a position<br />

description that uses the public sector capabilities and<br />

levels you should add the following statement in the<br />

advertisement:<br />

Please note that the selection process only<br />

requires you to respond to the selection criteria<br />

above, not to the full range of capabilities listed<br />

in the position description.<br />

Using public sector capabilities in<br />

developing selection criteria<br />

The <strong>NSW</strong> <strong>Public</strong> <strong>Sector</strong> <strong>Capability</strong> Framework<br />

(PSCF) is a useful resource for a range of workforce<br />

management activities, including recruitment, it:<br />

• allows for more precise description of<br />

capabilities and capability levels than traditional<br />

generalisations like ’high level’ or ’excellent’<br />

• supports a behavioural approach in selection<br />

criteria and interview questions which taps into<br />

the applicants’ abilities, actual experience and<br />

attitudes.<br />

Capabilities and capability levels drawn from the<br />

PSCF will progressively replace descriptions of<br />

’key skills, knowledge and experience’ in position<br />

descriptions. The capabilities describe broad generic<br />

skills, knowledge and abilities that are commonly<br />

required across the public sector. They do not cover all<br />

capabilities, nor replace all selection criteria, as some<br />

jobs may require specialised content knowledge, skills<br />

and experience.<br />

When formulating selection criteria you need to<br />

consider the whole of the position description: the<br />

‘key outcomes/accountabilities’ and ‘key challenges’<br />

as well as the ‘capabilities’. In some cases, broad<br />

capabilities will be enough to select the person you<br />

need for the job; in others you will need to be more<br />

specific in your selection criteria.<br />

<strong>Capability</strong> levels should NOT be quoted in selection<br />

criteria or job advertisements.<br />

Giving candidates several pages of behavioural<br />

indicators or a link to the <strong>Capability</strong> Framework with<br />

instructions to interpret and apply this information<br />

when preparing a job application is likely to:<br />

• overwhelm candidates, particularly those who are<br />

not knowledge-workers<br />

• perpetuate the impression that applying for public<br />

sector jobs is very complex<br />

• discourage potential candidates from applying for<br />

the job<br />

Ways that the capabilities may be used in selection<br />

criteria<br />

1. Quoting directly from the <strong>NSW</strong> <strong>Public</strong> <strong>Sector</strong><br />

<strong>Capability</strong> Framework, with minor editing to<br />

sharpen the text. The quote could be a title, all or<br />

part of a capability description or a behavioural<br />

indicator.<br />

2. Modifying a capability or behavioural indicator to<br />

focus on the specific requirements of the position.<br />

3. Writing your own selection criteria, using the<br />

appropriate capability and behavioural indicators<br />

as a model so that the language and level are right<br />

for the position.<br />

4. Combining related capabilities. This means putting<br />

like with like, not putting two unrelated capabilities<br />

into a single criterion.<br />

March 2011 5


EXAMPLE 1<br />

Position Title<br />

Key Outcome / Accountability<br />

<strong>Capability</strong><br />

Customer Service Officer, Accommodation<br />

Respond to customer service enquiries via email, phone and face-toface,<br />

assessing client needs, providing information and resolving service<br />

problems to achieve customer satisfaction.<br />

Customer focused: Keeps the customer (internal or external) as the focal<br />

point of all activity; strives to address customer needs and concerns.<br />

Helps customers (and business partners) to achieve their goals through<br />

the application of own skills, behaviours and knowledge.<br />

Element & level Demonstrates service orientation Level 2<br />

Relevant behavioural indicators<br />

<strong>Selection</strong> criteria<br />

Direct quote with minor editing<br />

Modify to focus on specific<br />

requirement<br />

Write your own<br />

Combining related capabilities/<br />

indicators (Customer focused Level<br />

2, Solves Problems Level2)<br />

• Interprets customer needs in providing quality<br />

customer service<br />

• Focuses on customer satisfaction<br />

The successful applicant will be….<br />

Customer focused. You strive to address customer needs and concerns.<br />

Focused on providing quality customer service to address customer<br />

accommodation needs and concerns.<br />

Committed to good customer service and able to understand and satisfy<br />

customer needs.<br />

Able to understand customer service needs and resolve day-to-day<br />

problems.<br />

EXAMPLE 2<br />

Position Title<br />

Key Outcome / Accountability<br />

<strong>Capability</strong><br />

Senior Performance Analyst<br />

Mine operational and financial data to identify blockages in organisational<br />

performance, analyse the causes and develop solutions.<br />

Analytical thinking and problem solving: Identifies and analyses situations<br />

and/or issues, considers options, develops solutions, and decides on,<br />

implements and monitors appropriate solutions.<br />

Element & level Undertakes analysis Level 4<br />

Relevant behavioural indicators<br />

<strong>Selection</strong> criteria<br />

Direct quote with minor editing<br />

Modify to focus on specific<br />

requirement<br />

Write your own<br />

Combining related capabilities/<br />

indicators (Undertakes analysis<br />

Level 4, Influences and negotiates<br />

Level 2)<br />

Applies sophisticated information and data analysis techniques<br />

Identifies likely causes and consequences<br />

The successful applicant will demonstrate the ability to:<br />

Apply sophisticated information and data analysis techniques<br />

Apply sophisticated information and data analysis techniques to identify<br />

performance blockages<br />

Mine organisational data using sophisticated information and data<br />

analysis techniques<br />

Use sophisticated analysis and convincing presentation of information to<br />

influence management action.<br />

March 2011 6


EXAMPLE 3<br />

Position Title<br />

Key Outcome / Accountability<br />

<strong>Capability</strong><br />

Element & level<br />

Relevant behavioural indicators<br />

<strong>Selection</strong> criteria<br />

Direct quote with minor editing<br />

Modify to focus on specific<br />

requirement<br />

Write your own<br />

Combining related capabilities/<br />

indicators (including information<br />

from: Understands business basics,<br />

Level 6)<br />

Manager, Corporate Communications<br />

Lead the planning, development, design and other work required to<br />

develop and maintain the organisation’s unique brand through marketing<br />

material, signage, presentation, web and other work.<br />

Commercial Acumen: Builds and maintains a wide knowledge and<br />

understanding of the business environment and applies commercial<br />

expertise including concepts, processes and strategies to achieve<br />

business objectives.<br />

Applies commercial and general financial and economic knowledge at<br />

Level 6<br />

Understands and applies strategies and techniques to differentiate and/or<br />

promote the services of the organisation<br />

The successful applicant will demonstrate the ability to:<br />

Understand and apply strategies and techniques to promote the services<br />

of the organisation<br />

Understand and apply marketing strategies and techniques to promote the<br />

organisation’s brand and identity<br />

Lead innovative marketing management including brand development,<br />

direct marketing and e-commerce media campaigns<br />

Identify key business success drivers to determine effective marketing<br />

strategies and techniques to promote the organisation’s brand and identity<br />

EXAMPLE 4<br />

Position Title<br />

Key Outcome / Accountability<br />

<strong>Capability</strong><br />

Registered Nurse<br />

Communicates sensitively with patients / clients using interpersonal skills<br />

to identify their needs and advocate on behalf of patients/clients and their<br />

families as and when required.<br />

Client Engagement: Identifies and anticipates the needs of clients,<br />

delivers services that meet and exceed client expectations and commits<br />

to continuous improvements in planning, process and services.<br />

Element Demonstrates professional empathy at Level 2<br />

Relevant behavioural indicators<br />

<strong>Selection</strong> criteria<br />

Direct quote with minor editing<br />

Modify to focus on specific<br />

requirement<br />

Write your own<br />

Combining related capabilities/<br />

indicators (Demonstrates service<br />

orientation level 2, Demonstrates<br />

professional empathy level 2)<br />

Applies appropriate sensitivity and interpersonal skill to manage<br />

interactions and effectively advocate for client outcomes.<br />

The successful applicant will...<br />

Use appropriate sensitivity and interpersonal skill to manage interactions<br />

and effectively advocate for client / patient outcomes<br />

Use appropriate sensitivity and interpersonal skill to manage interactions and<br />

effectively advocate to achieve individual clinical outcomes for clients/patients,<br />

Communicate sensitively to identify needs and advocate for patients/<br />

clients to achieve individual clinical outcomes.<br />

Build trust with clients/patients by being honest and apply appropriate<br />

sensitivity and interpersonal skills to manage interactions and effectively<br />

advocate for client/patient outcomes<br />

March 2011 7


Deciding what selection methods<br />

to use<br />

<strong>Selection</strong> methods and selection criteria are interrelated.<br />

<strong>Selection</strong> methods are the tools and techniques used<br />

to measure a candidate’s performance against the<br />

selection criteria.<br />

<strong>Selection</strong> panels are encouraged to consider a range<br />

of methods for assessing and selecting the most<br />

meritorious applicant. Different selection methods<br />

work better for different kinds of work. Combining<br />

a number of different methods may increase the<br />

predictive validity of the selection.<br />

The selection method chosen will depend on the<br />

selection criteria. There is no point in setting a<br />

selection criterion that cannot be assessed effectively.<br />

Job applications<br />

It has been standard practice for many years in <strong>NSW</strong><br />

public sector agencies to ask applicants to submit<br />

a written statement addressing each of the listed<br />

selection criteria with their application. There is no<br />

legislative or policy requirement to do so. Rather, this<br />

practice may pose a barrier to effective recruitment.<br />

Agencies are encouraged to<br />

• invite applicants to address the selection criteria<br />

either by submitting a written statement of claim<br />

addressing each criterion, or by providing sufficient<br />

detail in their covering letter and resumé to show<br />

how they meet the criteria<br />

• set limits on applicant responses (e.g. a 300 word<br />

limit for responses to individual selection criteria if<br />

an applicant chooses to make a statement of claim,<br />

a one page covering letter and a three page limit<br />

for resumés)<br />

e-Recruitment pre-screening questions<br />

A pre-screening question function is available in<br />

the e-Recruitment system. This function allows<br />

questions to be asked and answered online as part of<br />

the application process, resulting in a more efficient<br />

recruitment process. Pre-screening questions can:<br />

• be used to filter mandatory and other yes/no<br />

responses, rather than having the applicant<br />

include the response in the cover letter or claim for<br />

the position.<br />

• be used for multiple-choice type responses<br />

For example, the question could list a number of<br />

software applications with a range of skill levels,<br />

and ask the applicant to identify their skill level for<br />

each application.<br />

• ask for a narrative text response.<br />

For example, asking an applicant to provide further<br />

explanation or examples of their skills or experience<br />

against a specific selection criterion.<br />

While text or narrative responses cannot be scored<br />

by the e-Recruitment system it can help the hiring<br />

manager to draw the information from the applicant,<br />

without the need for a lengthy statement.<br />

The system may assist selection panels to shortlist<br />

applications by automatically sorting applications on<br />

the basis of the pre-screening questions. <strong>Selection</strong><br />

panels must still verify that applications have been<br />

sorted correctly.<br />

Contact the e-recruitment consultant in your agency<br />

for further information on the pre-screening capabilities<br />

of the <strong>NSW</strong> public sector e-Recruitment system.<br />

Advising applicants<br />

Potential applicants should be clearly informed about the:<br />

• selection criteria against which their application<br />

will be assessed<br />

These should be clearly stated in the advertisement.<br />

• way in which they are to address the selection<br />

criteria in their job application<br />

For example, if they:<br />

– can address the selection criteria in their<br />

covering letter or in a resumé<br />

– need to submit a written statement addressing<br />

each criterion separately<br />

– are required to apply for the job online<br />

– have to attach the information in a separate<br />

document<br />

These instructions may be presented in different<br />

ways, such as in the job advertisement or in the job<br />

information package.<br />

Copyright © 2011 Department of Premier and Cabinet<br />

The Department has no objection to this document being copied, in whole or in part, provided there is due acknowledgement of any material quoted from it.<br />

<strong>Public</strong> <strong>Sector</strong> Workforce | Department of Premier and Cabinet<br />

T: (02) 9228 4444 | F: (02) 9228 3522 | E: workforceplanning@dpc.nsw.gov.au | W: www.pscapabilities.nsw.gov.au<br />

March 2011 8

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