Evaluation Checklist for SEI Levels 2, 3, 4, & 5

Evaluation Checklist for SEI Levels 2, 3, 4, & 5 ® 

Level Key Process Area Kind Policy, Standard, or Procedure 

Score 

Documented Documented & Documented & Documented Documented & Documented 

Concept 

Detailed 

Modular Professionally Usable 

Evidence 

1 - Initial 

Policy Requirements Management 1 2 4 8 16 32 100% 

Requirements Management 

Standard Allocated Requirements 1 2 4 8 16 32 100% 

Policy Software Project Planning 1 2 4 8 16 32 100% 

Statement of Work 1 2 4 8 16 32 100% 

Standard 

Software Development Plan (SDP) 1 2 4 8 16 32 100% 

Commitment Review 1 2 4 8 16 32 100% 

Software Project Planning 

SDP Development 1 2 4 8 16 32 100% 

Software Size Estimation 1 2 4 8 16 32 100% 

Procedure 

Software Effort and Cost Estimation 1 2 4 8 16 32 100% 

Critical Computer Resource Estimation 1 2 4 8 16 32 100% 

Software Schedule Estimation 1 2 4 8 16 32 100% 

Policy Software Project Tracking & Oversight 1 2 4 8 16 32 100% 

Software Development Plan Revision 1 2 4 8 16 32 100% 

Software Project Tracking & Oversight 

Procedure Commitment Review 1 2 4 8 16 32 100% 

Milestone Reviews 1 2 4 8 16 32 100% 

Policy Software Subcontract Management 1 2 4 8 16 32 100% 

Standard Contractual Agreement 1 2 4 8 16 32 100% 

Subcontract Planning 1 2 4 8 16 32 100% 

2 - Repeatable 

Subcontractor Selection/Evaluation 1 2 4 8 16 32 100% 

Software Subcontract Management 

Subcontractor SOW Changes 1 2 4 8 16 32 100% 

Procedure Subcontractor Milestone Review 1 2 4 8 16 32 100% 

Subcontractor SQA Monitoring 1 2 4 8 16 32 100% 

Subcontractor SCM Monitoring 1 2 4 8 16 32 100% 

Subcontractor Acceptance Testing 1 2 4 8 16 32 100% 

Policy Software Quality Assurance (SQA) 1 2 4 8 16 32 100% 

Standard SQA Plan 1 2 4 8 16 32 100% 

Software Quality Assurance 

SQA Plan Development 1 2 4 8 16 32 100% 

Procedure 

Deviation Identification 1 2 4 8 16 32 100% 

Policy Software Configuration Management (SCM) 1 2 4 8 16 32 100% 

Standard SCM Plan 1 2 4 8 16 32 100% 

SCM Plan Development 1 2 4 8 16 32 100% 

Software Change Requests 1 2 4 8 16 32 100% 

Software Configuration Management 

Software Baseline Changes 1 2 4 8 16 32 100% 

Procedure 

Software Product Builds 1 2 4 8 16 32 100% 

SCM Status 1 2 4 8 16 32 100% 

Software Baseline Audit 1 2 4 8 16 32 100% 

SEI Level 2 Score 

100% 100% 100% 100% 100% 100% 100% 

Policy Organization Process Focus 1 2 4 8 16 32 100% 

Organization Process Focus 

Standard 

Action Plan 1 2 4 8 16 32 100% 

Software Process Improvement Plan 1 2 4 8 16 32 100% 

Policy Organization Process Definition 1 2 4 8 16 32 100% 

Organization Software Process 1 2 4 8 16 32 100% 

Organization Process Definition 

Standard Software Life Cycle 1 2 4 8 16 32 100% 

Tailoring Guidelines and Criteria 1 2 4 8 16 32 100% 

Procedure Organization Software Process 1 2 4 8 16 32 100% 

Policy Training Program 1 2 4 8 16 32 100% 

Software Project Training Plan 1 2 4 8 16 32 100% 

Training Program 

Standard Software Organization Training Plan 1 2 4 8 16 32 100% 

Software Organization Training Course 1 2 4 8 16 32 100% 

Procedure Software Organization Training Plan 1 2 4 8 16 32 100% 

Policy Integrated Software Management 1 2 4 8 16 32 100% 

Standard Project Software Process 1 2 4 8 16 32 100% 

Project Software Process 1 2 4 8 16 32 100% 

Project Software Process Revision 1 2 4 8 16 32 100% 

Integrated Software Management 

Software Development Plan 1 2 4 8 16 32 100% 

Procedure 

Software Size Estimation 1 2 4 8 16 32 100% 

3 - Defined 

Software Effort and Cost Estimation 1 2 4 8 16 32 100% 

Critical Computer Resource Estimation 1 2 4 8 16 32 100% 

Software Schedule Estimation 1 2 4 8 16 32 100% 

Software Risk Identification 1 2 4 8 16 32 100% 

Policy Software Product Engineering 1 2 4 8 16 32 100% 

Software Requirements Document 1 2 4 8 16 32 100% 

Software Design Document 1 2 4 8 16 32 100% 

Software Product Engineering 

Software Coding 1 2 4 8 16 32 100% 

Standard Software Test Plan 1 2 4 8 16 32 100% 

Integration Test Plan 1 2 4 8 16 32 100% 

System and Acceptance Test Plan 1 2 4 8 16 32 100% 

Software Test Results 1 2 4 8 16 32 100% 

Policy Intergroup Coordination 1 2 4 8 16 32 100% 

Intergroup Coordination 

Standard Intergroup Commitment Plan 1 2 4 8 16 32 100% 

Procedure 

Critical Dependency 1 2 4 8 16 32 100% 

Intergroup Issue Handling 1 2 4 8 16 32 100% 

Policy Peer Review 1 2 4 8 16 32 100% 

Peer Review 

Standard Peer Review Plan 1 2 4 8 16 32 100% 

Procedure 

Peer Review Plan Development 1 2 4 8 16 32 100% 

Peer Reviews 1 2 4 8 16 32 100% 


100% 100% 100% 100% 100% 100% 100%

Evaluation Checklist for SEI Levels 2, 3, 4, & 5 

Level Key Process Area Kind Policy, Standard, or Procedure 

Score 

Documented Documented & Documented & Documented Documented & Documented 

Concept 

Detailed 

Modular Professionally Usable 

Evidence 

Policy 

Quantitative Process Management--Project 1 2 4 8 16 32 100% 

Quantitative Process Management--Org 1 2 4 8 16 32 100% 

Standard Quantitative Process Management 1 2 4 8 16 32 100% 

Quantitative Process Management 

QPM Plan Development 1 2 4 8 16 32 100% 

Procedure 

Software Process Measurement 1 2 4 8 16 32 100% 

4 - Managed 

Software Process Analysis/Quality Control 1 2 4 8 16 32 100% 

Software Process Capability Baseline 1 2 4 8 16 32 100% 

Policy Software Quality Management 1 2 4 8 16 32 100% 

Software Quality Management 

Standard Software Quality Plan 1 2 4 8 16 32 100% 

Procedure SQ Plan Development 1 2 4 8 16 32 100% 


100% 100% 100% 100% 100% 100% 100% 

Policy 

Defect Prevention--Project 1 2 4 8 16 32 100% 

Defect Prevention--Org 1 2 4 8 16 32 100% 

Standard 

Defect Prevention Plan 1 2 4 8 16 32 100% 

Defect Prevention 

Action Proposal 1 2 4 8 16 32 100% 

Causal Analysis Meeting 1 2 4 8 16 32 100% 

Procedure Organization Standard Software Process Rev 1 2 4 8 16 32 100% 

Project Definedd Software Process Rev 1 2 4 8 16 32 100% 

Policy Technology Change Management 1 2 4 8 16 32 100% 

Standard 

TCM Plan 1 2 4 8 16 32 100% 

Technology Change Management 

TCM Pilot Plan 1 2 4 8 16 32 100% 

5 - Optimizing 

Software Project Technology Evaluation 1 2 4 8 16 32 100% 

Procedure Organization Standard Software Process Rev 1 2 4 8 16 32 100% 

Project Definedd Software Process Rev 1 2 4 8 16 32 100% 

Policy Organization Software Process Improvement 1 2 4 8 16 32 100% 

Org Software Process Improvement Plan 1 2 4 8 16 32 100% 

Standard Software Process Improvement Proposal 1 2 4 8 16 32 100% 

Process Change Management 

Software Process Improvement Pilot Plan 1 2 4 8 16 32 100% 

Org Software Process Improvement Plan 1 2 4 8 16 32 100% 

Procedure Software Process Improvement Proposal 1 2 4 8 16 32 100% 

Software Process Improvement Imp 1 2 4 8 16 32 100% 


100% 100% 100% 100% 100% 100% 100% 

SEI Level 2, 3, 4, & 5 Score 

100% 100% 100% 100% 100% 100% 100% 

® Capability Maturity Model and CMM are registered in the U.S. Patent and Trademark Office.

Evaluation Checklist for SEI Levels 2, 3, 4, & 5

Create successful ePaper yourself

Delete template?

Save as template?