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Clinics in Dermatology (2008) 26, 367–374<br />

<strong>Efficacy</strong> <strong>and</strong> <strong>safety</strong> <strong>of</strong> <strong>innovative</strong> <strong>cosmeceuticals</strong> ☆<br />

Xing-Hua Gao, MD a , Li Zhang, MD a , Huachen Wei, MD b , Hong-Duo Chen, MD a, ⁎<br />

a Department <strong>of</strong> Dermatology, No. 1 Hospital <strong>of</strong> China Medical University, Shenyang, China<br />

b Department <strong>of</strong> Dermatology, The Mount Sinai Medical Center, New York, USA<br />

Abstract The research <strong>and</strong> development <strong>of</strong> <strong>cosmeceuticals</strong> is booming in recent years. Many substances,<br />

either from botanical, animal, or chemically synthesized sources, are tested or investigated as the active<br />

ingredients in <strong>cosmeceuticals</strong>. The interactions between <strong>cosmeceuticals</strong> <strong>and</strong> skin are complex,<br />

depending on the specific composites in cosmeceutical products, condition <strong>of</strong> the skin or general health<br />

status <strong>of</strong> a subject, <strong>and</strong> the environment where the action occurs. As such, careful preclinical or clinical<br />

evaluation <strong>of</strong> efficacy <strong>and</strong> <strong>safety</strong> is a prerequisite for the development <strong>of</strong> a specific cosmeceutical<br />

product. This article reviews some <strong>of</strong> the ingredients that are currently in use or might be potential<br />

c<strong>and</strong>idates in <strong>cosmeceuticals</strong> <strong>of</strong> different categories.<br />

© 2008 Elsevier Inc. All rights reserved.<br />

Introduction<br />

The term cosmeceutical was first introduced by Albert<br />

Kligman 1 during a meeting about 20 years ago. It is a<br />

category <strong>of</strong> cosmetic products claimed to have biologically<br />

active ingredients with medicinal or druglike benefits.<br />

Furthermore, they satisfy the needs <strong>of</strong> beauty <strong>and</strong> health.<br />

Many substances, either chemically synthesized or extracted<br />

from plants or animals, can be used as functional ingredients.<br />

Nowadays, many cosmetic products with biologically active<br />

ingredients have been developed <strong>and</strong> marketed, though there<br />

are discrepancies about their regulations <strong>and</strong> approvals by<br />

the government. 2<br />

Cosmeceuticals are intended to carry out their functions as<br />

protection, whitening, tanning, antiwrinkling, deodorants,<br />

antiaging, <strong>and</strong> nail <strong>and</strong> hair care. Cosmeceuticals may,<br />

however, cause some unwanted problems. The common ones<br />

☆ This article was supported by the Program for New Century Excellent<br />

Talents in University (NCEP-04-0287).<br />

⁎ Corresponding author. Tel.: +86 24 83282642; fax: +86 24 83282633.<br />

E-mail address: chenhd@cae.cn (H.-D. Chen).<br />

are irritability to the skin, contact dermatitis, photosensitivity,<br />

comedogenicity, hair <strong>and</strong> nail damage, hyper- or<br />

hypopigmentation, infectivity, carcinogenicity, <strong>and</strong> even<br />

systemic adverse effects. The research <strong>and</strong> development <strong>of</strong><br />

<strong>cosmeceuticals</strong>, especially the composite active ingredients,<br />

should be based on their clarified sources, structures,<br />

interactive mechanisms with the skin, <strong>and</strong>, most importantly,<br />

their efficacy <strong>and</strong> <strong>safety</strong> on the targeted components <strong>of</strong> skin.<br />

Here we review some <strong>of</strong> the <strong>cosmeceuticals</strong> with different<br />

categories <strong>of</strong> functions, with special focuses on their<br />

biologically active ingredients.<br />

Skin-whitening <strong>and</strong>/or depigmenting<br />

<strong>cosmeceuticals</strong><br />

The number <strong>and</strong> amount <strong>of</strong> melanocytes, as well as the<br />

type <strong>and</strong> distribution <strong>of</strong> melanin in the skin, are the main<br />

factors to determine the color <strong>of</strong> skin. The synthesis <strong>of</strong><br />

melanin pigment is completed by a series <strong>of</strong> oxidative<br />

reactions, along which tyrosinase is the key enzyme.<br />

0738-081X/$ – see front matter © 2008 Elsevier Inc. All rights reserved.<br />

doi:10.1016/j.clindermatol.2008.01.013


368 X.-H. Gao et al.<br />

Tyrosinase converts tyrosine to dihydroxyphenylalanine<br />

(DOPA) <strong>and</strong> then to dopaquinone; dopaquinone autooxidates<br />

to dopachrome <strong>and</strong>, finally, to dihydroxyindole or dihydroxyindole-2-carboxylic<br />

acid to form eumelanin (black-brown<br />

pigment). Dopaquinone can also be converted to cysteinyl<br />

DOPA or glutathione DOPA <strong>and</strong> subsequently form<br />

pheomelanin (yellow-red pigment). The etiology <strong>of</strong> hyperpigmentation<br />

includes postinflammatory hyperpigmentation,<br />

pregnancy, drugs, photosensitizing agents, UV light, or<br />

systemic diseases (eg, Addison's disease, liver disease,<br />

pituitary tumors). There are many pigmentary disorders that<br />

pose cosmetic problems in humans. Melasma, freckles, <strong>and</strong><br />

aging spots are among the most common ones. 3<br />

Hydroquinone, with a phenol structure, is well known for<br />

its suppressive effect on melanin synthesis. Topical hydroquinone<br />

in 2% to 4% concentrations, alone or in combination<br />

with tretinoin 0.05% to 0.1%, has been successfully used for<br />

years in treating melasma. 4 The problem with hydroquinone<br />

use is that it can be a skin irritant causing contact dermatitis,<br />

particularly in higher concentrations <strong>of</strong> 4% or greater, or<br />

when combined with tretinoin. Hydroquinone is also an<br />

unstable <strong>and</strong> easily oxidized ingredient in cosmetic formulations.<br />

It is, therefore, essential to package it in a<br />

nontransparent <strong>and</strong> airtight container to avoid light <strong>and</strong> air<br />

exposure. An uncommon adverse effect is exogenous<br />

ochronosis, characterized by progressive sooty darkening<br />

<strong>of</strong> the skin area exposed to hydroquinone. Derivatives <strong>of</strong><br />

hydroquinone have also shown some promises for lightening<br />

skin. For example, arbutin contains a form <strong>of</strong> hydroquinone<br />

(β-D-glucopyranoside) derived from the leaves <strong>of</strong> bearberry,<br />

cranberry, mulberry, or blueberry shrubs, <strong>and</strong> in most types<br />

<strong>of</strong> pears. Pure forms <strong>of</strong> arbutin derivatives, such as α-arbutin,<br />

β-arbutin, <strong>and</strong> deoxyarbutin, are considered more potent for<br />

lightening skin. It was reported that deoxyarbutin effectively<br />

inhibits mushroom tyrosinase in vitro with a Ki that is<br />

10-fold lower than hydroquinone <strong>and</strong> 350-fold lower than<br />

arbutin. In a human clinical trial, topical treatment <strong>of</strong><br />

deoxyarbutin for 12 weeks resulted in a significant or slight<br />

reduction in overall skin lightness <strong>and</strong> improvement <strong>of</strong> solar<br />

lentigines in a population <strong>of</strong> light skin or dark skin<br />

individuals, respectively. 5 Arbutin inhibits melanin synthesis<br />

in a dose-dependent manner. 6 So far, most <strong>of</strong> the<br />

research describing arbutin's effectiveness has been done in<br />

vitro. Clinical studies are needed to test at what concentration<br />

or in what vehicle arbutin is more effective to lighten<br />

the skin, <strong>and</strong> what possible hazards it may pose to skin. 7<br />

Another study screened several phenolic derivatives using<br />

B16 melanoma cells <strong>and</strong> found that a biphenyl derivative,<br />

2,2′-dihydroxy-5,5′-dipropyl-biphenyl (DDB), down-regulated<br />

melanin synthesis effectively. DDB down-regulates<br />

melanin synthesis by inhibiting the maturation <strong>of</strong> tyrosinase,<br />

leading to acceleration <strong>of</strong> tyrosinase degradation. 8 DDB,<br />

thus, might be a potential depigmenting c<strong>and</strong>idate as a<br />

cosmeceutical, given careful <strong>and</strong> sufficient testing <strong>and</strong> trials.<br />

There are many forms <strong>and</strong> various sources <strong>of</strong> α hydroxy<br />

acids (AHAs), such as lactic acid, glycolic acid, malic acid,<br />

citric acid, mixed fruit acid, triple fruit acid, sugar cane<br />

extract, <strong>and</strong> so on. Primarily, lactic acid <strong>and</strong> glycolic acid are<br />

the most widely studied forms <strong>of</strong> AHAs because they have a<br />

molecular size that allows effective penetration into the top<br />

layers <strong>of</strong> skin. α Hydroxy acids have been used for years in<br />

chemical peels. It is generally assumed that AHAs at<br />

concentrations <strong>of</strong> 4% to 15% are not effective for inhibiting<br />

melanin production. Rather, it is believed that they can<br />

accelerate cell turnover rates <strong>and</strong> exfoliate the stratum<br />

corneum. Other research, however, has shown that lactic <strong>and</strong><br />

glycolic acids can indeed inhibit melanin production in<br />

addition to their actions as an exfoliant on skin. 9 There are<br />

reports that glycolic acid, or glycolic acid with hydroquinone,<br />

is highly effective in reducing the pigment in melasma<br />

patients. 10 There have been, however, accumulating reports<br />

on adverse effects <strong>of</strong> cosmetics containing AHA. They<br />

include severe redness, swelling, blistering, burning, itching,<br />

discoloration, <strong>and</strong> increased photosensitivity. The side<br />

effects are related to the pH <strong>and</strong> concentration <strong>of</strong> AHA,<br />

vehicles used, <strong>and</strong> frequency <strong>of</strong> application.<br />

Kojic acid (5-hydroxy-4-pyran-4-one-2-methyl), a natural<br />

substance produced by fungi or bacteria, such as Aspergillus,<br />

Penicillium, or Acetobacter spp, is present in traditional<br />

Japanese fermented foods. There is convincing evidence, in<br />

vitro <strong>and</strong> in vivo, showing kojic acid to be effective for<br />

inhibiting melanin production. 11,12 Kojic acid is highly<br />

effective in reducing the pigment in melasma patients. 13 The<br />

problem with kojic acid is that it is an extremely unstable<br />

ingredient in cosmetic formulations. Upon exposure to air or<br />

sunlight, it can turn to a strange shade <strong>of</strong> brown <strong>and</strong> lose its<br />

efficacy. Furthermore, some controversial studies have<br />

shown that kojic acid has some mutagenic properties, at<br />

least in some strains <strong>of</strong> bacteria. 12,13 A stable derivative <strong>of</strong><br />

kojic acid, 5-[(3-aminopropyl)phosphinooxy]-2-(hydroxymethyl)-4H-pyran-4-one<br />

(Kojyl-APPA), was synthesized.<br />

Kojyl-APPA significantly inhibited tyrosinase activity at<br />

24 hours after treatment in normal human melanocytes. In<br />

addition, Kojyl-APPA decreased melanin content to 75% <strong>of</strong><br />

control in melanoma cells <strong>and</strong> decreased the newly<br />

synthesized melanin to 43% <strong>of</strong> control in normal human<br />

melanocytes. Its permeation through skin increased by about<br />

8 times as compared with kojic acid. 14 Again, there have<br />

been no reports on its clinical usefulness <strong>and</strong> <strong>safety</strong> issues.<br />

Azelaic acid is a naturally occurring saturated dicarboxylic<br />

acid originally isolated from Pityrosporum ovale. It<br />

is an effective therapeutic agent in treatment <strong>of</strong> a number <strong>of</strong><br />

skin disorders (eg, acne <strong>and</strong> rosacea) when applied in a<br />

cream or gel at concentrations <strong>of</strong> 15% to 20%. It can also<br />

inhibit melanin production. A double-blind study with<br />

329 women showed that 20% azelaic acid cream in<br />

conjunction with a broad-spectrum sunscreen yielded 65%<br />

good or excellent results against melasma. Over the treatment<br />

period <strong>of</strong> 24 weeks, the azelaic acid cream had comparable<br />

effects to 4% hydroquinone cream with regard to overall<br />

rating, reduction in lesion size, <strong>and</strong> pigment intensity. Severe<br />

side effects such as allergic sensitization were not observed


<strong>Efficacy</strong> <strong>and</strong> <strong>safety</strong> <strong>of</strong> <strong>innovative</strong> <strong>cosmeceuticals</strong><br />

with azelaic acid. 15 Additional research, however, suggests<br />

that azelaic acid is more irritating than hydroquinone mixed<br />

with glycolic acid (source, eMedicine Journal, http://www.<br />

emedicine.com/, November 5, 2001). Nevertheless, azelaic<br />

acid is an optional c<strong>and</strong>idate for skin lightening if a patient<br />

has acne <strong>and</strong> postinflammatory hyperpigmentation or has<br />

allergic reaction with hydroquinone.<br />

Retinoids are compounds that have the basic core structure<br />

<strong>of</strong> vitamin A <strong>and</strong> its oxidized metabolites, or synthetic<br />

compounds that share similar mechanisms <strong>of</strong> action as<br />

naturally occurring retinoids. 16 Topical retinoids such as alltrans-retinoic<br />

acid (RA), 13-cis-retinoic acid (isotretinoin),<br />

retinol, retinaldehyde, tazarotene, <strong>and</strong> adapalene have been<br />

shown to improve dyspigmentation <strong>of</strong> photodamaged skin,<br />

including mottling <strong>and</strong> actinic lentigines. All-trans-retinoic<br />

acid has been demonstrated to improve melasma <strong>and</strong><br />

postinflammatory hypermelanosis. Furthermore, RA, in<br />

combination with hydroquinone or 4-hydroxyanisole, or<br />

azelaic acid increases the potency <strong>of</strong> depigmenting agents for<br />

the treatment <strong>of</strong> melasma, actinic lentigines, <strong>and</strong> postinflammatory<br />

hypermelanosis. There are several possible<br />

mechanisms underlying these effects. All-trans-retinoic acid<br />

inhibits melanin synthesis through down-regulation <strong>of</strong><br />

tyrosinase <strong>and</strong> tyrosinase-related protein 1 expression in<br />

melanocytes. All-trans-retinoic acid could also act as a<br />

selective melanocytotoxin in relatively high doses. In<br />

addition, RA increases keratinocyte turnover <strong>and</strong> augments<br />

melanin loss from the epidermis. The inhibition <strong>of</strong> glutathione<br />

S-transferase by RA explains its synergistic depigmenting<br />

action with other melanocytotoxins such as hydroquinone. 17<br />

Topical retinoids could irritate the skin causing redness,<br />

dryness, swelling, desquamation, <strong>and</strong> subjective feelings<br />

such as itching, stinging, <strong>and</strong> burning sensation. 18<br />

A pomegranate extract (PE) from the rind containing 90%<br />

ellagic acid showed inhibitory activity against mushroom<br />

tyrosinase in vitro, <strong>and</strong> the inhibition by the extract was<br />

comparable with that <strong>of</strong> arbutin. Orally taken PE also<br />

inhibited UV-induced skin pigmentation on the back <strong>of</strong><br />

brownish guinea pigs. The intensity <strong>of</strong> the skin-whitening<br />

effect was similar between guinea pigs fed with PE <strong>and</strong> those<br />

fed with L-ascorbic acid. Pomegranate extract reduced the<br />

number <strong>of</strong> DOPA-positive melanocytes in the epidermis <strong>of</strong><br />

UV-irradiated guinea pigs, but L-ascorbic acid did not. These<br />

results suggest that the skin-whitening effect <strong>of</strong> PE was<br />

probably due to inhibition <strong>of</strong> the proliferation <strong>of</strong> melanocytes<br />

<strong>and</strong> melanin synthesis by tyrosinase. Further clinical studies<br />

are needed to test its efficacy <strong>and</strong> <strong>safety</strong>. 19<br />

Glabridin was extracted from licorice. It could inhibit<br />

tyrosinase activity <strong>of</strong> melanocytes without cytotoxicity, <strong>and</strong><br />

it also inhibited UV-B–induced pigmentation <strong>and</strong> erythema<br />

by topical application in a 0.5% concentration. 20 There are<br />

also more potent ingredients extracted from licorice that may<br />

become potential depigmenting agents. They include<br />

glabrene, isoliquiritigenin, glycyrrhis<strong>of</strong>lavone, <strong>and</strong> glyasperin;<br />

all <strong>of</strong> them could inhibit tyrosinase activity with<br />

different power. 21,22<br />

Magnesium-L-ascorbyl-2-phosphate (MAP) is a stable<br />

derivative <strong>of</strong> ascorbic acid. When used as a 10% cream,<br />

MAP showed significant lightening effect in more than half<br />

<strong>of</strong> patients with melasma <strong>and</strong> solar lentigines. Furthermore,<br />

MAP has been shown to have a protective effect against skin<br />

damage induced by UV-B irradiation. 23<br />

Alkyl esters <strong>of</strong> the natural product gentisic acid are also<br />

tyrosinase inhibitors. The smaller esters (eg, methyl <strong>and</strong><br />

ethyl) were more effective. 24 Sphingosylphosphorylcholine<br />

is emerging as a potent signaling-lipid mediator. It<br />

significantly inhibits melanin synthesis in a concentrationdependent<br />

manner, <strong>and</strong> further, that it reduces the activity<br />

<strong>of</strong> tyrosinase. 25<br />

Some amides obtained from coupling p-hydroxycinnamic<br />

acid derivatives with phenylalkylamines were also very<br />

potent in inhibiting melanin synthesis. The most active<br />

amides were trans-N-caffeoyltyramine, N-dihydrocaffeoyltyramine,<br />

<strong>and</strong> trans-N-dihydro-p-hydroxycinnamoyltyramine.<br />

26 There have been no studies on what other effects<br />

these amides have on melanocytes, apart from their strong<br />

tyrosinase inhibition activities.<br />

Melanin content <strong>of</strong> the cells was significantly decreased<br />

by C(2)-ceramide. The tyrosinase activity <strong>of</strong> cell extracts was<br />

reduced by C(2)-ceramide treatment. In the cell-free system,<br />

however, C(2)-ceramide could not suppress tyrosinase,<br />

whereas kojic acid directly inhibited tyrosinase. These<br />

results suggest that C(2)-ceramide decreases the pigmentation<br />

<strong>of</strong> melanocytes indirectly by regulating tyrosinase.<br />

Furthermore, C(2)-ceramide decreased the protein expression<br />

<strong>of</strong> microphthalmia-associated transcription factor,<br />

which is required for tyrosinase expression. 27<br />

Zinc α-2-glycoprotein inhibits melanin production by<br />

B16 melanoma cells via posttranscriptional effects on<br />

tyrosinase protein. Because zinc α-2-glycoprotein is normally<br />

produced by epidermal keratinocytes, these studies<br />

raise the possibility that epidermal-derived zinc α-2-<br />

glycoprotein may play a part in normal regulation <strong>of</strong> melanin<br />

production in vivo. 28 It is interesting to note that endogenous<br />

substances might be a potential c<strong>and</strong>idate in a cosmeceutical.<br />

Moisturizing <strong>cosmeceuticals</strong><br />

369<br />

The stratum corneum is composed mainly <strong>of</strong> lipids,<br />

proteins, enzymes, <strong>and</strong> water. The extracellular lipid<br />

membrane <strong>of</strong> the stratum corneum is composed mainly <strong>of</strong><br />

ceramides <strong>and</strong> its derivatives (40%), cholesterol (25%), <strong>and</strong><br />

free fatty acids (10%-15%), followed by smaller amounts <strong>of</strong><br />

triglycerides, stearyl esters, <strong>and</strong> cholesterol sulfate. These<br />

lipids are synthesized throughout the epidermis where they<br />

are packaged in lamellar granules <strong>and</strong> subsequently undergo<br />

differentiation <strong>and</strong> constitute the water barrier. Many factors<br />

could disturb their synthesis pathway, such as essential fatty<br />

acid deficiency, enzyme inhibitors, defective enzymes,<br />

enzyme deficiency, environmental constituents, topically


370 X.-H. Gao et al.<br />

applied agents, or water content <strong>of</strong> the stratum corneum.<br />

High amounts <strong>of</strong> cholesteryl sulfate, the intercellular cement,<br />

have been shown to inhibit desquamation. Cornified cell<br />

envelope, a structure synthesized at late stages <strong>of</strong> keratinocyte<br />

differentiation, is composed <strong>of</strong> structural proteins,<br />

including involucrin, loricrin, <strong>and</strong> the small proline-rich<br />

proteins. The stratum corneum possesses approximately 30%<br />

water, which is mainly associated with its elasticity. A<br />

healthy stratum corneum contains about 10% tightly held<br />

water. The tightly bound water is closely dependent on the<br />

presence <strong>of</strong> natural moisturizing factor. Natural moisturizing<br />

factor is composed <strong>of</strong> amino acids <strong>and</strong> their metabolites,<br />

which are byproducts formed from the breakdown <strong>of</strong><br />

filaggrin. Natural moisturizing factor is found exclusively<br />

inside the cells. 29 Perturbation <strong>of</strong> the aforementioned<br />

composites in stratum corneum might cause functional<br />

defect <strong>and</strong> clinical symptoms. Dry skin is one <strong>of</strong> the<br />

common problems due to defective stratum corneum. It is a<br />

condition featured by some subjective or objective denominators,<br />

including sensory characteristics with dry, uncomfortable,<br />

itchy, stinging, <strong>and</strong> tingling sensation; tactile<br />

characteristics with a rough, uneven, <strong>and</strong> s<strong>and</strong>like feeling;<br />

<strong>and</strong> visible characteristics with redness, lackluster surface,<br />

dry, white patches, flaky appearance, cracks, <strong>and</strong> even<br />

fissures. 30,31 In addition, several skin diseases are also<br />

featured by dry skin, including atopic dermatitis, ichthyosis,<br />

<strong>and</strong> the like. Moisturizers are agents designed to repair the<br />

damaged stratum corneum to make the stratum corneum<br />

s<strong>of</strong>ter <strong>and</strong> more pliant by increasing its hydration, resulting<br />

in smooth, more supple, <strong>and</strong> healthier looking skin. Moreover,<br />

moisturizers are also designed to act as adjuvant<br />

treatment option for some dermatologic diseases with feature<br />

<strong>of</strong> dry skin. From the view <strong>of</strong> <strong>safety</strong>, therapeutic moisturizers<br />

should be noncomedogenic, devoid <strong>of</strong> irritant ingredients,<br />

<strong>and</strong> compatible with many other therapeutic regimens.<br />

A formulation <strong>of</strong> lactic acid 12% neutralized with<br />

ammonium hydroxide <strong>and</strong> pramoxine hydrochloride 1%<br />

was tested on dry itchy skin for 7 days. Patients had<br />

statistically significant improvement in skin surface hydration<br />

by day 3, with further improvement by day 7, as<br />

compared with control. 32<br />

Pantothenic acid, a component <strong>of</strong> coenzyme A, serves as a<br />

c<strong>of</strong>actor for a variety <strong>of</strong> enzyme-catalyzed reactions that are<br />

important in the metabolism <strong>of</strong> carbohydrates, fatty acids,<br />

proteins, sterols, steroid hormones, <strong>and</strong> porphyrins. The<br />

topical use <strong>of</strong> dexpanthenol, the stable alcoholic analog <strong>of</strong><br />

pantothenic acid, improved stratum corneum hydration,<br />

reduced transepidermal water loss, <strong>and</strong> maintained skin<br />

s<strong>of</strong>tness <strong>and</strong> elasticity. 33<br />

A ceramide-dominant physiologic lipid-based emollient<br />

showed satisfactory results in the treatment <strong>of</strong> childhood<br />

atopic dermatitis, which is featured by dry skin. 34 A<br />

nicotinamide cream containing 2% nicotinamide was tested<br />

on atopic dry skin over 4 or 8 weeks; white petrolatum was<br />

used as control. The results showed that nicotinamide<br />

significantly decreased transepidermal water loss, but white<br />

petrolatum did not show any significant effect, though<br />

nicotinamide <strong>and</strong> white petrolatum increased stratum<br />

corneum hydration. 35 Another study showed that a niacinamide-containing<br />

facial moisturizer improved the stratum<br />

corneum barrier <strong>and</strong>, thus, provided a clinical benefit to<br />

subjects with rosacea. 36<br />

In xerotic skin, the proteolysis <strong>of</strong> desmosomes is reduced,<br />

leading to the accumulation <strong>of</strong> corneocytes on the surface <strong>of</strong><br />

the skin. Soap-induced xerosis could be ameliorated by the<br />

topical application <strong>of</strong> exogenous protease, such as bovine<br />

pancreatic chymotrypsin, papain, <strong>and</strong> a bacterial protease<br />

from Bacillus licheniformis. Alcalase <strong>and</strong> optimase, both<br />

broad specificity alkaline bacterial proteases, were the most<br />

efficient ones. Morphological <strong>and</strong> immunologic analysis <strong>of</strong><br />

bacterial enzyme-treated skin revealed that topically applied<br />

protease specifically induced the degradation <strong>of</strong> the desmosomes,<br />

thereby promoting desquamation. 37<br />

Antiwrinkle <strong>cosmeceuticals</strong><br />

Wrinkle is one <strong>of</strong> the key features <strong>of</strong> aging skin, including<br />

photoaging <strong>and</strong> chronological aging. 38 The exact pathogenesis<br />

<strong>of</strong> wrinkle is not fully understood yet. Changes in the<br />

dermis are most prominent in aged skin. Aged dermis has<br />

fragmented elastic fibers, decreased collagen, <strong>and</strong> disproportionate<br />

types I <strong>and</strong> III collagens. At the bottom <strong>of</strong> a wrinkle,<br />

type IV collagen is decreased. Glycosaminoglycans, especially<br />

hyaluronic acid, are decreased. Collagen damage is<br />

attributed to several types <strong>of</strong> collagen-degrading enzymes<br />

known as matrix metalloproteinases (MMPs). Metalloproteinases<br />

activation can result in production <strong>of</strong> collagenase,<br />

gelatinase, <strong>and</strong> stromelysin. The degradation <strong>of</strong> elastins<br />

might also be caused by MMP-2. 30<br />

Paeoniflorin (PF), partially purified from roots <strong>of</strong> Paeonia<br />

lactiflora, protected cells from DNA damage induced by<br />

UV-B irradiation in cultured normal human keratinocytes<br />

<strong>and</strong> hairless mouse keratinocytes. It was also revealed that<br />

0.5% PF-containing formulation reduced facial wrinkles<br />

during an 8-week clinical trial. These results suggest that<br />

the partially purified PF has potent antiaging <strong>and</strong> antiwrinkle<br />

activities, <strong>and</strong> should be a useful ingredient for<br />

these purposes. 39<br />

It was found that Morinda citrifolia fruit extract upregulated<br />

biosynthesis <strong>of</strong> type I collagen <strong>and</strong> glycosaminoglycans<br />

in primary cultures <strong>of</strong> normal human fibroblasts. 1,4-<br />

Dihydroxy-2-methoxy-7-methylanthraquinone, an active<br />

ingredient with a type I collagen–stimulating effect, was<br />

isolated <strong>and</strong> identified from M. citrifolia fruit. It was<br />

revealed that anthraquinone showed significantly increased<br />

elaboration <strong>of</strong> type I procollagen C-terminal peptide <strong>and</strong><br />

glycosaminoglycans, <strong>and</strong> reduced expression <strong>of</strong> the collagenase<br />

MMP-1 dose dependently in human dermal fibroblasts.<br />

Furthermore, a nanoemulsion containing anthraquinone<br />

predominantly increased the dermal type I procollagen in


<strong>Efficacy</strong> <strong>and</strong> <strong>safety</strong> <strong>of</strong> <strong>innovative</strong> <strong>cosmeceuticals</strong><br />

nude mouse skin. These results suggest that anthraquinone<br />

derived from M. citrifolia fruit extract is a good c<strong>and</strong>idate for<br />

a novel antiwrinkle agent. 40<br />

The inner shell <strong>of</strong> the chestnut has been used as an<br />

antiwrinkle or skin-firming agent in East Asia. A 70%<br />

ethanol extract from this plant can prevent cell detachment <strong>of</strong><br />

skin fibroblasts from culture plates, possibly through<br />

enhancing the expression <strong>of</strong> the cell-associated fibronectin<br />

<strong>and</strong> vitronectin. Scoparone (6,7-dimethoxycoumarin), isolated<br />

from the extract <strong>of</strong> inner shell <strong>of</strong> the chestnut, possessed<br />

similar properties. These findings underline the usefulness <strong>of</strong><br />

these substances as antiwrinkle/skin-firming agents. 41<br />

Dimethylaminoethanol (DMAE) is an analog <strong>of</strong> the B<br />

vitamin choline <strong>and</strong> is a precursor <strong>of</strong> acetylcholine. In a<br />

r<strong>and</strong>omized clinical study, 3% DMAE facial gel applied<br />

daily for 16 weeks has been shown to be safe <strong>and</strong> efficacious<br />

in the mitigation <strong>of</strong> forehead lines <strong>and</strong> periorbital fine<br />

wrinkles, <strong>and</strong> in improving lip shape <strong>and</strong> fullness <strong>and</strong> the<br />

overall appearance <strong>of</strong> aging skin. Application was well<br />

tolerated; an open-label extension <strong>of</strong> the trial showed that the<br />

long-term application <strong>of</strong> DMAE gel for up to 1 year was<br />

associated with a good <strong>safety</strong> pr<strong>of</strong>ile. The benefits <strong>of</strong> DMAE<br />

may include a potential anti-inflammatory effect <strong>and</strong> an<br />

increase in skin firmness with possible improvement in<br />

underlying facial muscle tone. 42<br />

Ubiquinone (coenzyme 10) is present in almost all<br />

living cells, excluding some bacteria <strong>and</strong> fungi. It is a<br />

strong antioxidant in cells. Ubiquinone can suppress UV-<br />

A–induced production <strong>of</strong> collagenase in fibroblasts <strong>and</strong>,<br />

thus, protect from the UV-A–induced degradation <strong>of</strong><br />

collagen. It can also retard loss <strong>of</strong> hyaluronic acid, increase<br />

levels <strong>of</strong> glycosaminoglycan, <strong>and</strong> slowdown cell division. 16<br />

Ubiquinone can penetrate into the viable layers <strong>of</strong> the<br />

epidermis. Topical use <strong>of</strong> ubiquinone could reduce the<br />

depth <strong>of</strong> wrinkle. 43<br />

Sunscreens <strong>and</strong> antiphotoaging <strong>cosmeceuticals</strong><br />

Exposure <strong>of</strong> skin to UV irradiation can cause acute<br />

inflammatory changes, such as erythema, edema, <strong>and</strong> subsequently<br />

pigmentation or tanning, <strong>and</strong> chronic changes, such as<br />

photoaging, immunosuppression, or photocarcinogenesis.<br />

Sunscreens are intended to counteract these detrimental effects<br />

<strong>of</strong> UV through direct blocking <strong>of</strong> light or by absorbing UV<br />

radiation. Many substances are commonly used in cosmetics,<br />

such as para-aminobenzoic acid derivatives, cinnamates,<br />

salicylates, octocrylene, <strong>and</strong> ensulizole as UV-B filter, <strong>and</strong><br />

benzophenones, butyl methoxydibenzoyl, <strong>and</strong> meradimate as<br />

UV-A filter. Still, many other ingredients from different<br />

sources are tested as c<strong>and</strong>idates in a cosmeceutical, including<br />

calcitriol, caffeic acid, polyphenols compound, is<strong>of</strong>lavones,<br />

<strong>and</strong> so on, as excellently reviewed by Kullavanijaya <strong>and</strong><br />

Lim. 44 The common adverse effects <strong>of</strong> sunscreens are irritant<br />

or allergic dermatitis <strong>and</strong> comedogenicity.<br />

371<br />

There are 2 distinct types <strong>of</strong> aging. One is intrinsic aging,<br />

which is the natural aging process. The other is extrinsic<br />

aging, which is caused by environmental factors such as<br />

repetitive facial expressions, gravity, sleeping positions,<br />

smoking, <strong>and</strong>, above all, exposure to the sunlight. The<br />

commonly seen features <strong>of</strong> intrinsic aging are fine wrinkles,<br />

thin <strong>and</strong> transparent skin, hollowed cheeks <strong>and</strong> eye sockets,<br />

loss <strong>of</strong> firmness on the h<strong>and</strong>s <strong>and</strong> neck, sagging, dry skin that<br />

may itch, inability to sweat sufficiently, graying hair that<br />

eventually turns white, <strong>and</strong> hair loss. Extrinsic factors,<br />

especially sun exposure, <strong>of</strong>ten act together with the normal<br />

aging process to cause skin aging prematurely. Photoaging is<br />

the term especially reserved to describe extrinsic aging<br />

caused by sun exposure. Photoaging is <strong>of</strong>ten featured by age<br />

spots, spider veins on the face, rough <strong>and</strong> leathery skin, fine<br />

wrinkles that disappear when stretched, loose skin, a blotchy<br />

complexion, solar elastosis, actinic keratoses, <strong>and</strong> skin<br />

cancer. In photoaged skin, the epidermis has thinning <strong>of</strong><br />

stratum spinosum <strong>and</strong> flattening <strong>of</strong> the dermoepidermal<br />

junction. Decrease in the numbers <strong>of</strong> melanocytes <strong>and</strong><br />

dysregulation <strong>of</strong> melanocyte density result in guttate hypoor<br />

hypermelanosis <strong>and</strong> a blotchy complexion. The number <strong>of</strong><br />

Langerhans cells also decreases, <strong>and</strong> the cells have less<br />

dendrites. There are thickened, tangled, <strong>and</strong> degraded<br />

nonfunctional fibers in the dermis. 45 The interaction between<br />

collagen fibers <strong>and</strong> fibroblast is also decreased. 46 In an<br />

experimental study, chronic UV-A irradiation <strong>of</strong> normal<br />

human fibroblasts induced shortening <strong>of</strong> the cellular life span<br />

<strong>and</strong> an increase <strong>of</strong> cellular diameter; MMP-1 was overexpressed<br />

after repeated UV-A irradiation. 47<br />

Photoaged skin has variable manifestations produced by<br />

changes <strong>of</strong> different cellular or noncellular components <strong>of</strong><br />

the skin <strong>and</strong> caused by different mechanisms. It is difficult to<br />

invent a cosmeceutical with multifunctions to meet all the<br />

needs. Some <strong>of</strong> the aforementioned <strong>cosmeceuticals</strong>, such as<br />

depigmenting, moisturizing, <strong>and</strong> antiwrinkle <strong>cosmeceuticals</strong>,<br />

have the potency to relieve part <strong>of</strong> photoaging signs. The<br />

following describes some agents that might be <strong>of</strong> potential<br />

antiphotoaging properties.<br />

Sesamol is a highly acclaimed antioxidant. An experiment<br />

on mouse skin showed that it has a good effect on prevention<br />

<strong>of</strong> photodamage, observed on biochemical <strong>and</strong> histopathologic<br />

changes. 48<br />

Several topically applied retinoids, such as tretinoin,<br />

isotretinoin, retinaldehyde, <strong>and</strong> tazarotene, have been proven<br />

clinically <strong>and</strong> histologically effective for treating the<br />

appearance <strong>of</strong> photoaging. Adverse effects are also documented<br />

as irritant reaction <strong>of</strong> variable intensity presenting<br />

with dryness, scaling, <strong>and</strong> erythema. 49 Alitretinoin (9-cisretinoic<br />

acid) is a naturally occurring endogenous retinoid. It<br />

has the ability to bind <strong>and</strong> activate all known intracellular<br />

retinoic acid receptors, which might promote the repair<br />

mechanisms in damaged skin. A small-scale clinical trial<br />

showed that topical alitretinoin gel 0.1% was well tolerated<br />

by participants <strong>and</strong> showed improvement <strong>of</strong> benign skin<br />

lesions (eg, seborrheic keratoses) <strong>and</strong> precancerous lesions


372 X.-H. Gao et al.<br />

(eg, actinic keratoses). 50 Large, blinded, controlled trials are<br />

needed to investigate the role <strong>of</strong> this novel retinoid in the<br />

treatment <strong>of</strong> photoaging.<br />

Genistein is a soybean is<strong>of</strong>lavone with diverse biologic<br />

activities. It substantially inhibits skin carcinogenesis <strong>and</strong><br />

cutaneous aging induced by UV light in mice <strong>and</strong> photodamage<br />

in humans. The mechanisms <strong>of</strong> action involve<br />

protection <strong>of</strong> oxidatively <strong>and</strong> photodynamically damaged<br />

DNA, down-regulation <strong>of</strong> UV-B–activated signal transduction<br />

cascades, <strong>and</strong> antioxidant activities. 51 Clinical trials are<br />

required to further substantiate its clinical applications.<br />

A newly formulated vitamin C complex having 10%<br />

ascorbic acid (water soluble) <strong>and</strong> 7% tetrahexyldecyl<br />

ascorbate (lipid soluble) in an anhydrous polysilicone gel<br />

base was tested to one half <strong>of</strong> the face <strong>and</strong> the inactive<br />

polysilicone gel base to the opposite side. The effects were<br />

evaluated clinically <strong>and</strong> histologically. A statistically<br />

significant improvement <strong>of</strong> the vitamin C–treated side<br />

was seen in the decreased photoaging scores <strong>of</strong> the cheeks<br />

<strong>and</strong> the perioral area. Biopsies showed increased Grenz<br />

zone collagen, as well as increased staining for messenger<br />

RNA for type I collagen. No patients were found to have<br />

any evidence <strong>of</strong> irritation <strong>and</strong> inflammation during the<br />

12-week trial. 52<br />

Green tea polyphenol inhibits the activity <strong>of</strong> collagenase<br />

<strong>and</strong> increases collagen biosynthesis rate <strong>of</strong> human fibroblasts.<br />

Table 1 Examples <strong>of</strong> some cosmeceutical ingredients (in alphabetical order)<br />

Ingredients Purported action Source<br />

AHAs Exfoliation <strong>and</strong> improving circulation Fruit acids (glycolic acid, lactic acid,<br />

citric acid, titanic acid, pyruvic acid,<br />

maleic acid, etc)<br />

Allantoin Soothing the skin Comfrey root<br />

Aloe vera power S<strong>of</strong>tening the skin Aloe vera<br />

α-Lipoic acid Free radical scavengers <strong>and</strong> antioxidant Plants <strong>and</strong> animals<br />

Arjunolic extract Antioxidant <strong>and</strong> anti-inflammation Terminalia arjuna<br />

β-Bisabolol Anti-inflammation, antibacteria Chamomile flower<br />

β-Hydroxy acids Antibacteria Plants<br />

Boswellic acids Anti-inflammation <strong>and</strong> antiaging Boswellia serrata<br />

Calendula oil Soothing, s<strong>of</strong>tening, <strong>and</strong> cell renewal Calendula <strong>of</strong>ficinalis<br />

Centella extracts<br />

Skin conditioning, increasing collagen production, Centella asiatica<br />

improving texture <strong>and</strong> integrity <strong>of</strong> skin<br />

Coenzyme Q10 (ubiquinone) Cellular antioxidants Naturally occurring in skin<br />

Coleus forskohlii oil Antimicrobial, aromatherapy/perfume C. forskohlii<br />

Cori<strong>and</strong>er seed oil Anti-inflammation, skin lightening Cori<strong>and</strong>rum sativa<br />

Dry extract from yarrow Treatment <strong>of</strong> oily hair Achillea millefolium<br />

Essential fatty acids Smoothening, moisturizing, <strong>and</strong> protection Linoleic, linolenic, <strong>and</strong> arachidonic acids<br />

Furfuryladenine Improve hydration <strong>and</strong> texture <strong>of</strong> skin Plant growth hormone<br />

Ginkgo extracts Antioxidants, smoothing, rejuvenation <strong>of</strong> skin Ginkgo biloba<br />

Green tea extract Antiaging <strong>and</strong> antioxidants Green tea<br />

Horse chestnut extract<br />

Supporting blood circulation, wound healing,<br />

Aesculus hippocastanum<br />

<strong>and</strong> anti-inflammation<br />

Kinetin Free radical scavenger <strong>and</strong> antioxidant Plants <strong>and</strong> yeast<br />

Licorice extract<br />

Skin whitening, antioxidant, antimicrobial,<br />

Glycyrrhiza glabra<br />

<strong>and</strong> anti-inflammation<br />

Lupeol Antioxidant <strong>and</strong> skin conditioning Cratacva nurvula<br />

Neem oil limonoids Antimicrobial Azadirachta indica<br />

Oleanolic extract Antioxidant, improving texture <strong>and</strong> integrity <strong>of</strong> skin Olive leaf<br />

Panthenol Moisturizing <strong>and</strong> soothing skin Provitamin B 5<br />

Pycnogenol Antiaging Grape seed<br />

Retinoids<br />

Smoothing, promoting cell renewal, <strong>and</strong> improving<br />

circulation <strong>of</strong> skin<br />

β-Carotene derivatives or synthetic<br />

compounds with similar mechanisms<br />

<strong>of</strong> action<br />

Rosemary extract Antioxidants, anti-inflammation Rosemarinus <strong>of</strong>ficinalis<br />

Sodium hyaluronate Lubricant, natural moisturizer Natural protein<br />

Tetrahydrocurcuminoides Antioxidant <strong>and</strong> antiaging Curcuma longa<br />

Turmeric oil Antibacterial <strong>and</strong> inflammation C. longa<br />

Ursolic acid Anti-inflammatory, collagen building up R. <strong>of</strong>ficinalis<br />

Vitamins A, E, <strong>and</strong> C<br />

Antioxidants<br />

Witch hazel Tones Hamamelis virginiana


<strong>Efficacy</strong> <strong>and</strong> <strong>safety</strong> <strong>of</strong> <strong>innovative</strong> <strong>cosmeceuticals</strong><br />

It can also inhibit tyrosinase activity. It was interesting to note<br />

that after irradiation at 40 kGy by γ-ray, the abovementioned<br />

effects were all unregulated. 53 Green tea polyphenol or green<br />

tea could protect UV-induced DNA damage in a variety <strong>of</strong><br />

cell types, including skin fibroblasts <strong>and</strong> keratinocytes. When<br />

green tea was taken orally, it also showed photoprotective<br />

effects manifested as low DNA damage <strong>of</strong> peripheral blood<br />

cells. 54,55 Orally taken green tea or green tea polyphenols<br />

have mild adverse effects, such as excess gas, upset stomach,<br />

nausea, heartburn, abdominal pain, dizziness, headache, <strong>and</strong><br />

muscle pain. 56 Though it looks likely that green tea might be a<br />

suitable c<strong>and</strong>idate for antiaging, so far, there have been no<br />

convincing reports on the evaluation <strong>of</strong> topical use <strong>of</strong> green<br />

tea or its derivatives on skin. It should be kept in mind that<br />

green tea polyphenols are highly unstable <strong>and</strong> easily oxidized<br />

in ambient environment. Formulary <strong>of</strong> green tea polyphenols<br />

as active ingredients in topicals, therefore, remains a<br />

challenge in the cosmeceutical industries.<br />

N-Furfuryladenine is a cytokinin growth factor that can<br />

be obtained from a variety <strong>of</strong> sources, such as plants, parts<br />

<strong>of</strong> animals, <strong>and</strong> even human urine. 57 In the presence <strong>of</strong><br />

calcium, it could promote differentiation <strong>of</strong> human<br />

keratinocytes. 58 It could also inhibit oxidative <strong>and</strong> glycoxidative<br />

protein damage in vitro, <strong>and</strong> Fenton reaction–<br />

mediated oxidative damage to DNA. 59,60 Cosmetic products<br />

containing N(6)-F-furfuryladenine have been developed<br />

<strong>and</strong> marketed for a couple <strong>of</strong> years. A r<strong>and</strong>omized,<br />

blinded, <strong>and</strong> controlled clinical trial is needed to evaluate its<br />

efficacy <strong>and</strong> <strong>safety</strong>.<br />

Conclusions<br />

The essence <strong>of</strong> <strong>innovative</strong> <strong>cosmeceuticals</strong> is their<br />

functional active ingredients. Hundreds <strong>of</strong> substances have<br />

been screened, synthesized, <strong>and</strong> tested (as exampled in<br />

Table 1), 2,16 <strong>and</strong> many have been included in commercially<br />

available products, for example, chamomile <strong>and</strong> soy. Prudent<br />

measures should be taken on clinical trials <strong>of</strong> <strong>cosmeceuticals</strong><br />

because the interaction between skin <strong>and</strong> <strong>cosmeceuticals</strong><br />

could be influenced by environmental factors as temperature,<br />

humidity, pollution, microbial, light, <strong>and</strong> so on. In addition,<br />

the desired functions <strong>of</strong> a cosmeceutical might require a<br />

coordinating action <strong>of</strong> multiple ingredients. Moreover, there<br />

are problematic skin conditions that might change the<br />

interactive pattern <strong>and</strong> outcome between <strong>cosmeceuticals</strong><br />

<strong>and</strong> skin. Scientific clinical evaluation is a must for research,<br />

development, <strong>and</strong> application <strong>of</strong> <strong>cosmeceuticals</strong>.<br />

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