Security Futures Products: A Regulatory Guide - National Futures ...
Security Futures Products: A Regulatory Guide - National Futures ...
Security Futures Products: A Regulatory Guide - National Futures ...
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- 22 -<br />
• Commission Guidance on the Application of Certain Provisions of the<br />
Securities Act of 1933, the Securities Exchange Act of 1934, and Rules<br />
Thereunder to Trading in <strong>Security</strong> <strong>Futures</strong> <strong>Products</strong>, 67 Fed. Reg.<br />
43234 (June 27, 2002)<br />
• Customer Margin Rules Relating to <strong>Security</strong> <strong>Futures</strong>, 67 Fed. Reg.<br />
53146 (Aug. 14, 2002)<br />
• Applicability of CFTC and SEC Customer Protection, Recordkeeping,<br />
Reporting, and Bankruptcy Rules and the Securities Investor Protection<br />
Act of 1970 to Accounts Holding <strong>Security</strong> <strong>Futures</strong> <strong>Products</strong>, 67<br />
Fed. Reg. 58284 (Sep. 13, 2002)<br />
• Confirmation Requirements for Transactions of <strong>Security</strong> <strong>Futures</strong><br />
<strong>Products</strong> Effected in <strong>Futures</strong> Accounts, 67 Fed. Reg. 58302 (Sep. 13,<br />
2002)
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