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<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong><br />
A Division of<br />
<strong>The</strong> <strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law<br />
Printed by the<br />
Dedman School of Law at Southern Methodist University<br />
Volume 26 First Quarter 2012<br />
Number 1<br />
THE 2012 ICC RULES OF ARBITRATION –<br />
A REVIEW OF SIGNIFICANT CHANGES<br />
Julia J. Peck<br />
Quinn Emanuel Urquhart & Sullivan, LLP, New York City<br />
On January 1, 2012, the International<br />
Chamber of Commerce’s much-anticipated<br />
revised Rules of <strong>Arbitration</strong> entered into<br />
<strong>for</strong>ce (the “2012 Rules”). With the exception<br />
of the Emergency Arbitrator Provisions<br />
discussed below, the 2012 Rules apply auto-<br />
Julia J. Peck matically to all ICC arbitration proceedings<br />
commenced after January 1, 2012, unless the<br />
parties have agreed to submit to the Rules in effect on the<br />
date of their arbitration agreement.<br />
<strong>The</strong> 2012 Rules – the culmination of a drafting process<br />
which began in 2008 and involved substantial input from<br />
practitioners, arbitrators and corporate users from many<br />
countries and legal traditions – retain many of the essential<br />
features of ICC arbitration. Yet a number of new measures<br />
were introduced, both to codify practices that the ICC Court<br />
and its tribunals had been developing in the years since the<br />
last major rule revision in 1998, and also with an eye towards<br />
increasing the speed and efficiency of the process, to<br />
adapt to the growing complexity of international business<br />
transactions, and to make ICC arbitration more conducive<br />
to investor arbitrations.<br />
(See 2012 ICC RULES OF ARBITRATION on page 2)<br />
INSIDE THIS ISSUE…<br />
World <strong>Arbitration</strong> & Mediation Review ................. Page 3<br />
Experts in the News ............................................Page 8-10<br />
Conferences in 2012 and 2013 ............................... Page 11<br />
Scoreboard of Treaty Adherence ......................Page 12-15<br />
YOUNG ARBITRATORS’ CORNER<br />
Noelle C. Berryman<br />
Wilmer Cutler Pickering Hale and Dorr LLP, London<br />
A lot of us often wonder about how those<br />
who are appointed as arbitrators get appointed.<br />
Many attorneys have the benefit of<br />
seeing how their firm goes about vetting and<br />
recommending arbitrator-nominees to their<br />
clients, but – it remains no small mystery as<br />
to how these individuals became the go-to<br />
Noelle C. Berryman<br />
individuals sought after to preside over their<br />
clients’ arbitrations.<br />
What did they do to get there? How does everybody know<br />
who they are? And, most importantly, what can you do to best<br />
position yourself to get appointed?<br />
To answer these questions, I reached out to several arbitrators<br />
who provided thoughtful, valuable insight into the<br />
process. Some of those who contributed their collective wisdom<br />
are:<br />
Joachim Knoll, a partner at Brown & Page in Geneva;<br />
Franz Schwarz, a partner at Wilmer Cutler Pickering Hale<br />
and Dorr LLP in London; and<br />
Lisa Tomas, a senior associate at Shearman & Sterling LLP in<br />
London.<br />
<strong>Arbitration</strong> appointments are not only <strong>for</strong> partners!<br />
Depending on your practice, you could be <strong>for</strong>given <strong>for</strong><br />
having the skewed perception that, to be appointed as an arbitrator,<br />
one must be both exceedingly experienced and exceedingly<br />
male. Although this may be true <strong>for</strong> the arbitrations in<br />
which you might have been involved, this is not the case <strong>for</strong> a<br />
vast number of arbitrations.<br />
Hundreds of disputes are arbitrated each year with claim<br />
values in the thousands or low millions. <strong>Arbitration</strong> institutions<br />
are very eager to appoint fresh, well-qualified, younger<br />
practitioners to preside as arbitrators in these disputes because<br />
they tend to have more flexible calendars than the grey-beards<br />
with the names with which we are all familiar and because,<br />
frankly, they are hungry to make a good impression. Efficiency,<br />
hard work, and availability <strong>for</strong> a hearing date be<strong>for</strong>e<br />
(See YOUNG ARBITRATORS’ CORNER on page 6)
<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> (ITA) is a division of <strong>The</strong><br />
<strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law (<strong>for</strong>merly <strong>The</strong> Southwestern<br />
Legal Foundation), an international center <strong>for</strong> continuing education<br />
located in Plano, Texas, USA. ITA’s focus is education. It encourages<br />
through practical education the resolution of transnational investment<br />
and commercial disputes by arbitration. ITA is not an arbitration center.<br />
It does not administer or supervise arbitrations, nor does it act as an appointing<br />
authority of arbitrators.<br />
EXECUTIVE COMMITTEE OF THE ITA ADVISORY BOARD<br />
Chair ...................................................................................................................................Lucy F. Reed<br />
Vice Chair .................................................................................................Prof. Charles H. Brower, II<br />
Vice Chair .........................................................................................................Jonathan C. Hamilton<br />
Vice Chair ...............................................................................................................Joseph E. Neuhaus<br />
Vice Chair .................................................................................................................... R. Doak Bishop<br />
Vice Chair ................................................................................................................Bernard Hanotiau<br />
Vice Chair ...........................................................................................................Abby Cohen Smutny<br />
Member at Large ...................................................................................................Prof. Jack J. Coe, Jr.<br />
Member at Large ...........................................................................................................Aníbal Sabater<br />
Member at Large .................................................................................................. Prof. Peter Winship<br />
Past Chair .............................................................................................. <strong>The</strong> Hon. Charles N. Brower<br />
Past Chair ........................................................................................................... Prof. David D. Caron<br />
Past Chair ....................................................................................................Donald Francis Donovan<br />
Past Chair .............................................................................................................. Ewell E. Murphy, Jr.<br />
Past Chair ..............................................................................................................Jeswald W. Salacuse<br />
Chair, Academic Council .......................................................................Prof. Charles H. Brower, II<br />
Vice Chair, Academic Council ..............................................................Prof. Andrea K. Bjorklund<br />
Vice Chair, Academic Council ................................................................Prof. Christopher Gibson<br />
Chair, Americas Initiative .......................................................................................... Eduardo Zuleta<br />
Chair, Young Arbitrators Initiative ......................................................................Thomas W. Walsh<br />
Co-Chair, Strategic Planning Committee .........................................................Jonathan Hamilton<br />
Co-Chair, Strategic Planning Committee ...................................................... Prof. Roger P. Al<strong>for</strong>d<br />
Co-Chair, Strategic Planning Committee ..............................................Prof. Christopher Gibson<br />
Co-Chair, Membership Committee............................................................................Jean E. Kalicki<br />
Co-Chair, Membership Committee....................................................................Dietmar W. Prager<br />
Co-Chair, Networking Committee ..................................................................Cecilia Flores Rueda<br />
Co-Chair, Networking Committee .........................................................................Kathleen Paisley<br />
Co-Chair, Programs Committee ............................................................................... Wendy J. Miles<br />
Co-Chair, Programs Committee ................................................................................ Klaus Reichert<br />
Co-Chair, Winter Conference Development Committee ...............................Prof. Susan Franck<br />
Co-Chair, Winter Conference Development Committee .................................... Leah D. Harhay<br />
Chair, Sponsorships Review Task Force ....................................................................Aníbal Sabater<br />
Editor, News & Notes ................................................................................................Stephen Wallace<br />
General Editor, Board of Reporters/Kluwer<strong>Arbitration</strong>.com .................... Prof. Roger P. Al<strong>for</strong>d<br />
Managing Editor, Board of Reporters/Kluwer<strong>Arbitration</strong>.com ................................ Seem Maleh<br />
Co-Editor-in-Chief, World <strong>Arbitration</strong> and Mediation Review .....Prof. Charles H. Brower, II.<br />
Co-Editor-in-Chief, World <strong>Arbitration</strong> and Mediation Review ............... Prof. David D. Caron<br />
Co-Editor-in-Chief, World <strong>Arbitration</strong> and Mediation Review ................Abby Cohen Smutny<br />
Managing Editor, World <strong>Arbitration</strong> and Mediation Review ............................. Leah D. Harhay<br />
2012 ITA Workshop Co-Chair ......................................................................Prof. Tai-Heng Cheng<br />
2012 ITA Workshop Co-Chair ............................................................................... Philippe Pinsolle<br />
2012 ITA Workshop Co-Chair ............................................................................. Jennifer M. Smith<br />
CAIL President ................................................................................................... Michael J. Marchand<br />
ITA Director ..................................................................................................................David B. Winn<br />
ITA Associate Director ...........................................................................................J. Alan B. Dunlop<br />
This newsletter is a quarterly publication of ITA. It is edited by Stephen<br />
Wallace, Vice President & General Counsel, Westlake Chemical<br />
Corporation, in Houston.<br />
News and Notes is published <strong>for</strong> ITA by <strong>The</strong> Dedman School of Law at<br />
Southern Methodist University.<br />
Correspondence regarding the newsletter should be addressed to:<br />
Stephen Wallace, Vice President & General Counsel<br />
Westlake Chemical Corporation<br />
�����������������������������������������������<br />
��������������������������������������<br />
E-mail: swallace@westlake.com<br />
Subscription to this quarterly, News and Notes, is available to the public<br />
at an annual price of $30.<br />
Correspondence regarding ITA should be addressed to the ITA Director,<br />
David B. Winn, at: <strong>The</strong> <strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law<br />
5201 Democracy Drive, Plano, Texas 75024 U.S.A.<br />
������������������������������������������������������������������<br />
Page 2<br />
(2012 ICC RULES OF ARBITRATION, cont’d from page 1)<br />
Some of the key features of the 2012 Rules are discussed below.<br />
A. Emergency Arbitrator Provisions<br />
One of the most significant additions to the new Rules<br />
has been the introduction of Emergency Arbitrator Provisions,<br />
which allow a party in need of “urgent interim or<br />
conservatory measures that cannot await the constitution of<br />
an arbitral tribunal,” to make application to the Secretariat<br />
<strong>for</strong> the appointment of an emergency arbitrator. Under the<br />
1998 Rules, parties seeking interim measures to preserve the<br />
status quo prior to the confirmation of the arbitral tribunal<br />
must have “opted-in” at time of contracting to an additional<br />
set of rules. <strong>The</strong>se additional rules were infrequently<br />
invoked in arbitration agreements, leaving most parties in<br />
need of emergency relief prior to tribunal <strong>for</strong>mation with<br />
recourse only through local courts.<br />
Pursuant to the mechanism set <strong>for</strong>th in Article 29 and<br />
Appendix V of the 2012 Rules, a party may apply <strong>for</strong> an<br />
emergency arbitrator at any point prior to the constitution<br />
of the arbitral tribunal. 1 Upon such application, the President<br />
of the ICC Court shall appoint an emergency arbitrator<br />
“within as short a time as possible, normally within two<br />
days.” (Appendix V, Art. 2(1).) Like all ICC proceedings,<br />
applications <strong>for</strong> emergency relief are made on notice to the<br />
other parties, who are given an opportunity to challenge the<br />
proposed emergency arbitrator and to oppose the request<br />
<strong>for</strong> emergency relief. <strong>The</strong> Emergency Arbitrator is directed<br />
to issue an order within 15 days of receiving the file, although<br />
this deadline may be extended at the discretion of<br />
the President of the ICC Court. (Appendix V, Art. 6(4).)<br />
<strong>The</strong> initial fee to the applicant seeking emergency relief is<br />
US$40,000. <strong>The</strong> Emergency Arbitrator possesses discretion<br />
to later shift or apportion the costs among the parties. (Appendix<br />
V, Art. 7.)<br />
Although under Article 29.2, the parties “undertake to<br />
comply” with the decision of the Emergency Arbitrator, the<br />
decision takes the <strong>for</strong>m of an “order,” and not a final arbitration<br />
“award” and there<strong>for</strong>e cannot be en<strong>for</strong>ced directly<br />
through national courts under the New York Convention.<br />
<strong>The</strong> decision likewise does not bind the arbitral tribunal<br />
which, once constituted, may modify, terminate or annul<br />
any order made by the Emergency Arbitrator. (Art. 29(3).)<br />
1 In fact, parties may invoke the Emergency Arbitrator Provisions<br />
�������������������������������������������������������������������������<br />
terminate the Emergency Arbitrator proceedings if the party making the<br />
�����������������������������������������������������������������������<br />
���������������������������������������������������������������<br />
(See 2012 ICC RULES OF ARBITRATION on page 4)
WORLD ARBITRATION & MEDIATION REVIEW 2012<br />
<strong>The</strong> World <strong>Arbitration</strong> & Mediation Review, whose leadership<br />
was assumed by ITA in 2008, reaches a milestone this<br />
year as it is fully up-to-date, expanded and has attained a significant<br />
level of recognition <strong>for</strong> itself and ITA in the global<br />
dispute resolution community. It opens this year with a<br />
two-issue Liber Amicorum José María Abascal containing<br />
19 manuscripts from practitioners, experts and academics<br />
around the world all in honor of their and our dear friend José<br />
María Abascal. This will be followed by an issue presenting<br />
papers from the first ever ITA Winter Forum as well as from<br />
the annual ITA-ASIL conference in Washington, and will include<br />
<strong>for</strong> the first time a section of book reviews. We wrap up<br />
the year, as always, with the transcripts of the ITA Workshop.<br />
<strong>The</strong>se and all the issues of WAMR would not be possible<br />
without the dedicated volunteer editorial staff. In honor of<br />
this auspicious year, we reacquaint you with the editors of<br />
WAMR, as many of them have moved into positions of even<br />
greater accomplishment since they took up their positions at<br />
WAMR, in addition to their impressive full time careers.<br />
Leah Harhay<br />
Managing Editor<br />
Leah Harhay is Of Counsel in Jones Day’s<br />
Global Disputes practice (San Francisco)<br />
where she represents corporate and sovereign<br />
clients in investor-state disputes throughout<br />
Leah Harhay<br />
the world. Leah sits on the ITA Executive<br />
Committee and is the Managing Editor of ITA’s World <strong>Arbitration</strong><br />
& Mediation Review. Leah previously assisted investment<br />
tribunals and experts with secretariat services, damages<br />
analysis and drafting of decisions and awards, and served as<br />
����������������������������������������������������������mis<br />
Gold, Ltd. v. United States of America and Cargill, Inc.<br />
v. United Mexican States. In the early 2000’s, Leah practiced<br />
with Latham & Watkins, clerked with the U.S. Department of<br />
Justice and, prior to that, worked <strong>for</strong> several years in the financial<br />
industry.<br />
Leah is a frequent speaker and author on the subjects of investment<br />
arbitration, regional and arbitral trends, and women<br />
in arbitration. Leah recently published an article entitled<br />
“Investment <strong>Arbitration</strong> in 2021: A Look to Consistency and<br />
Diversity” in the International Law Association’s International<br />
Law Weekend-West Symposium issue in the Southwestern<br />
Journal of International Law, and has a chapter entitled “<strong>The</strong><br />
Argentine Annulments: <strong>The</strong> Uneasy Application of ICSID Article<br />
52 in Parallel Claims” <strong>for</strong>thcoming in the Yearbook on<br />
International Law and Policy.<br />
Epaminontas Triantafilou<br />
Assistant Managing Editor<br />
Epaminontas Triantafilou is Legal Counsel<br />
at the Permanent Court of <strong>Arbitration</strong> in<br />
<strong>The</strong> Hague, <strong>The</strong> Netherlands. Previously he<br />
served as Legal Assistant to Judge Charles N.<br />
Nontas Triantafilou<br />
Brower, Arbitrator, 20 Essex St. Chambers,<br />
and practiced international arbitration <strong>for</strong><br />
several years with a major international law firm in Washington,<br />
DC. His practice experience includes disputes in Europe,<br />
Africa, Central Asia, Southeast Asia, and Latin America.<br />
Nontas has published and lectured widely on various topics<br />
in international law and arbitration. He serves as Assistant<br />
Managing Editor of the World <strong>Arbitration</strong> and Mediation Review<br />
and has been awarded the Gillis Wetter Memorial Prize<br />
by the London Court of International <strong>Arbitration</strong>. He holds<br />
B.A. and M.A. degrees in Politics from Brandeis University<br />
and a J.D. from <strong>The</strong> University of Chicago Law School, where<br />
he was an Onassis Scholar, a McQuistion Scholar, and Comments<br />
Editor of the Chicago Journal of International Law. He<br />
is admitted to practice in New York State and in the District<br />
of Columbia.<br />
Rafael T. Boza<br />
Associate Managing Editor<br />
Rafael T. Boza is an attorney with Adair & Myers<br />
in Houston. Mr. Boza holds LL.B. (Peru),<br />
J.D. (U.S.), and LL.M. (Belgium) degrees and<br />
is authorized to practice law in Peru, Texas,<br />
Rafael T. Boza and New York. He was legal counsel at an international<br />
bank in Chile and in Peru’s Office<br />
of Foreign Trade and Tourism. Mr. Boza’s practice focuses<br />
on commercial litigation, including alternative dispute resolution,<br />
arbitration, and mediation, as well as transnational and<br />
international business law.<br />
M. Anderson Berry<br />
Editor, WAMR on the Web<br />
Anderson Berry is an attorney in Jones<br />
Day’s Global Disputes and Business & Tort<br />
Litigation practice groups (San Francisco).<br />
He specializes in complex civil litigation and<br />
M. Anderson Berry international arbitration. He was a member<br />
of the trial team that achieved a full defense<br />
verdict on numerous Alien Tort Statute claims, which was<br />
ranked as the top Cali<strong>for</strong>nia defense verdict in 2008 by the<br />
Daily Journal. Anderson has published numerous articles<br />
dealing with transnational issues and arbitration. Be<strong>for</strong>e<br />
practicing law, Anderson worked as a private investigator in<br />
the San Francisco Bay Area.<br />
(See WORLD ARBITRATION REVIEW on page 5)<br />
Page 3
Page 4<br />
(2012 ICC RULES OF ARBITRATION, cont’d from page 2)<br />
<strong>The</strong> Emergency Arbitrator Provisions are non-exclusive and<br />
thus expressly leave parties free to seek parallel relief from<br />
any competent court. (Art. 29(7).)<br />
<strong>The</strong> Emergency Arbitrator Provisions apply only to arbitration<br />
agreements concluded after the January 1, 2012 entry<br />
into <strong>for</strong>ce of the 2012 Rules. As such, it may be several years<br />
be<strong>for</strong>e the efficacy of the Emergency <strong>Arbitration</strong> Provisions<br />
are thoroughly tested. <strong>The</strong>y also do not apply if the parties<br />
decided in their contract to “opt out” of the Emergency Arbitrator<br />
Provisions or agreed to be bound by other pre-arbitral<br />
relief procedures. (Art 29(6).)<br />
B. Multi-Party and Multi-Contract <strong>Arbitration</strong>s<br />
<strong>The</strong> 2012 Rules also add a number of specific provisions<br />
to deal with arbitrations involving multiple parties and<br />
multiple contracts as a means of responding to the increasing<br />
complexity of international disputes. <strong>The</strong>se provisions<br />
largely implement practices used by parties to ICC proceedings<br />
in recent years.<br />
�� ��������of Additional Parties. Under Article 7, a party<br />
wishing to join an additional party to the arbitration may<br />
do so by a Request <strong>for</strong> Joinder to the Secretariat. Such<br />
requests must be made be<strong>for</strong>e the confirmation or appointment<br />
of any arbitrator, unless all parties, including<br />
the additional party, otherwise agree.<br />
�� ��������������������������������� Article 8 now provides<br />
that in arbitrations with multiple parties, any party<br />
may make a claim against any other party.<br />
�� ���������������������Article 9 allows claims arising out<br />
of more than one contract to be made in a single arbitration,<br />
irrespective of whether the claims are made under<br />
one or several arbitration agreements.<br />
�� ������������������������������� Article 10 permits the<br />
consolidation of multiple arbitrations into a single ICC<br />
proceeding where: (a) all the parties agree; or (b) all of the<br />
claims are brought under the same arbitration agreement;<br />
or (c) “where the claims in the arbitrations are made under<br />
more than one arbitration agreement, the arbitrations<br />
are between the same parties, the disputes in the arbitrations<br />
arise in connection with the same legal relationship,<br />
and the Court finds the arbitration agreements to<br />
be compatible.” Where multiple arbitrations are consolidated,<br />
they will be consolidated into the arbitration that<br />
was initiated first, unless otherwise agreed by all parties.<br />
C. Case Management and Efficiency Innovations<br />
Throughout the 2012 Rules there are a number of revisions<br />
aimed at making the arbitral proceedings more efficient.<br />
Pursuant to Article 24, tribunals are required when drawing<br />
up the Terms of Reference, or as soon as possible thereafter,<br />
to “convene a case management conference to consult<br />
the parties on procedural measures that may be adopted” to<br />
ensure efficient case management. Appendix IV contains a<br />
listing of Case Management Techniques <strong>for</strong> controlling the<br />
time and cost of arbitration. Among the suggestions are bifurcating<br />
the proceedings or rendering one or more partial<br />
awards on key issues; identifying issues that can be decided<br />
solely on the basis of documents, rather than through oral<br />
evidence or legal argument at hearing; limiting document<br />
requests to the categories of documents that are likely to be<br />
most relevant and material to the case; limiting the length<br />
and scope of written submissions and witness evidence “so<br />
as to avoid repetition and maintain a focus on key issues;”<br />
using telephone or video conferencing <strong>for</strong> procedural and<br />
other hearings where attendance in person is not essential;<br />
and organizing a pre-hearing conference at which the<br />
arbitral tribunal can indicate to the parties issues on which<br />
it would like the parties to focus at the hearing. 2<br />
Communications with the Secretariat or the arbitral tribunal<br />
may now expressly be made by e-mail under Article<br />
3(2).<br />
<strong>The</strong> parties are also obliged to conduct the arbitration “in<br />
an expeditious and cost effective manner” (Art. 22(1)), and<br />
the tribunal may take the parties’ adherence to this mandate<br />
into account when awarding costs (Art. 37(5)).<br />
D. Confidentiality<br />
Like the old rules, the 2012 Rules do not provide <strong>for</strong><br />
the presumptive confidentiality of the arbitration, absent<br />
agreement by the parties. However, the new Article 22(3)<br />
expands the arbitral tribunals’ authority to make orders respecting<br />
confidentiality, providing that, upon the request of<br />
any party, the arbitral tribunal may make orders “concerning<br />
the confidentiality of the arbitration proceedings or of<br />
any other matters in connection with the arbitration.” <strong>The</strong><br />
�� ������������ ����� ���� ���������������� ����������� ���� �������������<br />
���� ���� ������������� ������������ ���� ������������ ����� ���� ������<br />
in <strong>Arbitration</strong>,” available at� ������������������������������������<br />
���������������<br />
(See 2012 ICC RULES OF ARBITRATION on page 5)
(2012 ICC RULES OF ARBITRATION, cont’d from page 4)<br />
tribunal also may, as under the 1998 rules, make orders to<br />
protect trade secrets and confidential in<strong>for</strong>mation.<br />
E. Arbitral Independence and Availability<br />
While the old rules simply required arbitrators to remain<br />
independent, the 2012 Rules, in homage to international<br />
trends, including the UNCITRAL Model Law, add to that a<br />
requirement of impartiality. (Art. 11(1)).<br />
Be<strong>for</strong>e being appointed or confirmed, prospective arbitrators<br />
must now sign a statement of acceptance, availability,<br />
impartiality and independence. (Art. 11(2)). <strong>The</strong> availability<br />
requirement, which is new, aims to focus arbitrators, be<strong>for</strong>e<br />
accepting an assignment, on whether they will have the<br />
time to efficiently manage the arbitrations <strong>for</strong> which they<br />
have been nominated.<br />
F. Jurisdictional Challenges<br />
Article 6(3) of the 2012 Rules provides that where a party<br />
fails to answer or challenges the existence, validity or scope<br />
of the arbitration agreement, or the consolidation of multiple<br />
claims in a single arbitration, such challenges will be<br />
heard by the arbitral tribunal, unless the Secretary General<br />
refers the matter to the ICC Court. Previously, such challenges<br />
would first be presented to the ICC Court <strong>for</strong> determination<br />
as to whether there was a prima facie agreement<br />
to arbitrate. <strong>The</strong> new procedure should theoretically yield<br />
significant time savings and is more aligned with the principle<br />
of competence-competence, that challenges to arbitral<br />
jurisdiction are <strong>for</strong> the tribunal to decide.<br />
G. Administration of <strong>Arbitration</strong><br />
Only the ICC can administer arbitrations under the ICC<br />
Rules. This provision is aimed to prevent parties from entering<br />
into arbitration agreements that select the ICC Rules<br />
but designate a different or no administering institution.<br />
<strong>The</strong>re are a vast number of law firm and other publications<br />
that can be used in understanding the 2012 Rules in<br />
comparison to the 1998 Rules and those of the other leading<br />
arbitral institutions. Additionally, the Secretariat’s Guide to<br />
ICC <strong>Arbitration</strong>, a treatise prepared by members of the ICC<br />
Secretariat and offering in-depth article-by-article analysis<br />
of the 2012 Rules, will be published shortly by the ICC.<br />
Julia J. Peck is an associate at Quinn Emanuel Urquhart &<br />
Sullivan, LLP, New York City. She concentrates her practice<br />
on complex commercial and business litigation, government<br />
investigations and regulatory work, and international arbitration.<br />
She may be reached at juliapeck@quinnemanuel.com.<br />
(WORLD ARBITRATION REVIEW, cont’d from page 3)<br />
Kate Brown de Véjar<br />
Assistant Editor<br />
Kate Brown de Véjar specializes in investor-state<br />
and international commercial arbitration.<br />
Counsel in the Mexico City office<br />
Kate Brown de Véjar of Curtis, Mallet-Prevost, Colt & Mosle, S.C.,<br />
Ms. Brown de Véjar advises State, State-owned<br />
and private clients in connection with international disputes<br />
under the leading institutional and ad hoc arbitration rules<br />
across a wide range of sectors (including construction, financial<br />
services, oil and gas, mining, transport and telecommunications),<br />
in both the commercial sphere and under a variety<br />
of international treaty instruments (including the Energy<br />
Charter Treaty, the North <strong>American</strong> Free Trade Agreement<br />
(NAFTA) and numerous bilateral investment treaties).<br />
Ms. Brown de Véjar is a member of the Australian Delegation<br />
to UNCITRAL Working Group II, recently charged with<br />
revising the UNCITRAL <strong>Arbitration</strong> Rules. As a member of<br />
the Advisory Body to the Construction Industry <strong>Arbitration</strong><br />
<strong>Center</strong> of Mexico (Centro de Arbitraje de la Industria de la<br />
Construcción, or CAIC), Ms. Brown de Vejar heads that organization’s<br />
task<strong>for</strong>ce to develop rules on acting as appointing<br />
authority under the UNCITRAL <strong>Arbitration</strong> Rules. She<br />
is also a guest lecturer on international arbitration at the Tecnológico<br />
de Monterrey, Mexico City.<br />
Benjamin Jones<br />
Assistant Editor<br />
Benjamin Jones is an associate in the San<br />
Francisco office of O’Melveny & Myers LLP.<br />
Benjamin represents clients in international<br />
commercial arbitration and investment trea-<br />
Benjamin Jones ty arbitration, and in international litigation.<br />
Benjamin also counsels clients in the financial<br />
services industry on legal and regulatory issues in payments<br />
and electronic commerce.<br />
Charles B. (“Chip”) Rosenberg<br />
Assistant Editor<br />
Charles B. (“Chip”) Rosenberg is a Legal<br />
Adviser at the Iran-United States Claims<br />
Tribunal in <strong>The</strong> Hague, Netherlands. Previously,<br />
Chip was the International Ar-<br />
Charles B. Rosenberg bitration Law Clerk to <strong>The</strong> Honorable<br />
Charles N. Brower. Chip graduated first<br />
in his class, summa cum laude from the <strong>American</strong> University<br />
Washington College of Law. Chip and his wife, Sydney, have<br />
a three-year old son, Harrison.<br />
(See WORLD ARBITRATION REVIEW on page 7)<br />
Page 5
Page 6<br />
(YOUNG ARBITRATORS’ CORNER, cont’d from page 1)<br />
the turn of the next millennium are not the only characteristics<br />
sought by institutions, law firms, and parties, however.<br />
To be appointed, would-be arbitrators must be well-qualified,<br />
known to the institution, firm, or party doing the appointing,<br />
and interested in being appointed.<br />
What can you do to gain the skills necessary to be qualified<br />
to arbitrate a dispute?<br />
Be exposed.<br />
Gain exposure to as many parts of the arbitration process<br />
as possible. If you are a smart, hard working lawyer with a<br />
variety of international arbitration matters, this usually goes<br />
with the territory. However, due to luck of the draw, one might<br />
find herself always developing the fact arguments, rather than<br />
analyzing the law and drafting legal arguments; or drafting<br />
legal arguments, but never having the opportunity to attend a<br />
hearing or draft communications; or being staffed on a series<br />
of arbitrations that settle be<strong>for</strong>e reaching the hearing stage,<br />
thus missing out on exposure to a critical part of the process.<br />
Take charge of your career. Seek out opportunities to gain<br />
experience at every stage of the process. It is enormously useful<br />
to see an arbitration from start to finish, from the very<br />
first fact-development interviews through drafting the rebuttal<br />
brief of the closing memorial. Having a significant role in<br />
developing the facts, analyzing the law, developing the strategy,<br />
drafting communications to opposing counsel and the<br />
arbitral tribunal, and drafting or presenting the opening statement,<br />
cross-examination scripts, and the closing argument (if<br />
relevant), is necessary preparation <strong>for</strong> developing the analytical,<br />
organizational, and consensus-building skills required of<br />
an arbitrator.<br />
If you ever have the opportunity to act as administrative<br />
secretary to an arbitrator, do so. As secretary, one may gain<br />
insight into what is important to arbitrators in making their<br />
decisions, experience in drafting orders and portions of the<br />
final award, and experience in being asked to put yourself<br />
in the arbitrators’ shoes and work out how you might decide<br />
the dispute. You will have the opportunity to see what works<br />
in counsels’ briefs and oral argument to persuade arbitrators<br />
(and what does not work). This last perspective, in particular,<br />
can be a valuable asset to you as an advocate, as well.<br />
But shyness will get you nowhere: tell members of your<br />
firm who sit as arbitrators that you would like to work as their<br />
secretary – which segues nicely into my next point.<br />
How can you make your interest known to those who<br />
make arbitrator appointments?<br />
Be bold.<br />
Without being obnoxious about it, tell your lawyer friends<br />
that you want to be an arbitrator. Tell everyone you know, in<br />
fact. Lawyers in your age and experience cohort may have the<br />
opportunity to propose potential arbitrators to their clients, to<br />
more senior lawyers in their firm, or, more in<strong>for</strong>mally, to arbitration<br />
institutions with which they are affiliated. But they<br />
have to be aware that you are interested in being appointed.<br />
Do not risk being passed over simply because that fact is unknown.<br />
Articulating your interest to your colleagues makes it<br />
much more likely that your name and face will come to their<br />
minds when an appointment opportunity crosses their desks.<br />
Do not keep this in<strong>for</strong>mation to your close friends and coworkers,<br />
though; make sure you tell business associates and<br />
individuals within arbitral institutions, as these institutions<br />
often give new arbitrators their first appointments.<br />
Be involved.<br />
If you have kept up with either of the last two YAC pieces,<br />
you would know that being involved with one or more arbitral<br />
institutions (or their young-practitioner organizations) can be<br />
very helpful in raising your profile and increasing your skills<br />
in relationship-building and public-speaking. Arbitral institutions<br />
keep track of the well-qualified and interested individuals<br />
whom they may tap <strong>for</strong> institutional appointments.<br />
Becoming involved with them through volunteer or other activities<br />
is a good way to get on their radar.<br />
An arbitrator I know received his first appointment – as<br />
chair – at age 30. This appointment, as well as the majority of<br />
the others he has received, came from an arbitral institution.<br />
After several years of building credibility as an arbitrator with<br />
institutional appointments, he now regularly receives appointments<br />
from other counsel and arbitrators, as well. <strong>The</strong>se counsel<br />
and arbitrators may have seen his work as counsel or as an<br />
arbitrator, have read his publications, or have heard him speak<br />
knowledgeably at conferences – all of these activities have solidified<br />
his reputation <strong>for</strong> competence and good judgment.<br />
How can you become involved with arbitral institutions?<br />
Again, without being obnoxious, be creative in seeking opportunities<br />
to make yourself known. Attend institutional conferences<br />
– and speak up when the floor is open <strong>for</strong> questions.<br />
When you are acting as counsel in an institutional arbitration,<br />
introduce yourself to the deputy counsel who staffed your<br />
matter. Also, consider whether arbitral institutions have national<br />
committees, like the ICC. Leverage your differences by<br />
joining the national committee <strong>for</strong> your country of origin, attending<br />
its meetings, and volunteering <strong>for</strong> tasks as they arise.<br />
Be different.<br />
Each of those whom I interviewed stressed that it helps<br />
enormously to have characteristics that set you apart from others<br />
in your legal market. Language skills, nationality, where<br />
you practice, legal qualifications, or a combination of these<br />
characteristics can make you unique in your market. Lisa Tomas<br />
is among the few Canadian arbitration professionals who<br />
are qualified in England and practicing in London. Franz<br />
Schwarz is an Austrian qualified attorney whose German lan-<br />
(See YOUNG ARBITRATORS’ CORNER on page 7)
(YOUNG ARBITRATORS’ CORNER, cont’d from page 6) (WORLD ARBITRATION REVIEW, cont’d from page 5 )<br />
guage skills and civil law perspective make him unique among<br />
London practitioners. Joachim Knoll is a German born, New<br />
York and Paris qualified attorney whose international experience<br />
and his German, French, and English language skills<br />
make him stand out in Geneva. Each brings something that<br />
is unique and in demand to the location in which they are<br />
practicing, and these attributes have not gone unnoticed by<br />
the Vienna International <strong>Arbitration</strong> Centre (VIAC), the ICC,<br />
the LCIA, the German Institution of <strong>Arbitration</strong> (DIS), or the<br />
Geneva Chamber of Commerce, to name just a few of the institutions<br />
that have appointed these individuals.<br />
<strong>The</strong>se differences do little to enhance your profile unless<br />
others know about them, however. Making your colleagues<br />
and others aware of your home jurisdiction and niche skills<br />
is a critical component of making these assets work <strong>for</strong> you.<br />
Be humble.<br />
Your first few appointments might be <strong>for</strong> small claim value<br />
arbitrations with relatively less-complex issues. <strong>The</strong>se might<br />
be very different from the billion dollar, bet-the-company<br />
cases you are accustomed to handling as counsel. Do not be<br />
discouraged. <strong>The</strong>se disputes offer an excellent opportunity to<br />
build your credibility as a competent and efficient arbitrator<br />
while you learn a new skill. And your credibility as a capable<br />
arbitrator is the best advertisement <strong>for</strong> further appointments.<br />
Being humble will help you to diligently apply the same<br />
skill to small arbitrations as you would to any other matter.<br />
Humility also helps you turn down opportunities when you<br />
do not have the time to do so efficiently, the expertise to do<br />
so effectively, or when you have the slightest doubt about conflicts.<br />
Decline opportunities that are likely to result in embarrassment<br />
<strong>for</strong> you and your firm, significant delays <strong>for</strong> the parties,<br />
or a potentially unen<strong>for</strong>ceable award <strong>for</strong> the parties. Your<br />
candor will pay dividends in the long run. Let the size and<br />
complexity of the matters grow in tandem with your skills and<br />
experience as an arbitrator and you stand to build a vibrant<br />
and respected practice over time.<br />
As <strong>for</strong> me, my dear friends and colleagues, it is true: I, too,<br />
would like to be an arbitrator. I am a Texas-qualified lawyer<br />
practicing in London, with particular experience in CIS and<br />
Middle-Eastern oil and gas and energy disputes, in case you<br />
are interested ….<br />
Noelle C. Berryman is counsel at Wilmer Cutler Pickering<br />
Hale and Dorr LLP, London. She works in the firm’s litigation/<br />
controversy department, and is a member of the international<br />
arbitration practice group. She may be reached at noelle.berryman@wilmerhale.com.<br />
* * * *<br />
Jeffrey Sullivan<br />
Assistant Editor<br />
Jeffrey Sullivan is Counsel in the International<br />
<strong>Arbitration</strong> Group of Allen & Overy<br />
LLP’s London office. He specializes in investment<br />
treaty arbitration, international com-<br />
Jefffey Sullivan<br />
mercial arbitration and public international<br />
law. He has been counsel in numerous investment<br />
arbitrations under the ICSID and UNCITRAL arbitration<br />
rules, representing both States and investors. Jeff has<br />
particular experience of advising clients in the energy industry<br />
with respect to both commercial disputes and investment<br />
treaty cases and he has acted as counsel in four Energy<br />
Charter Treaty cases.<br />
Ekaterina Apostolova<br />
Assistant Editor<br />
Kate Apostolova is an associate at Cleary<br />
Gottlieb Steen & Hamilton, New York. Her<br />
practice focuses on international arbitration<br />
and litigation. Kate received a J.D. degree<br />
Kate Apostolova<br />
in 2010 from the University of Cali<strong>for</strong>nia,<br />
Berkeley School of Law, where she was Editor-in-Chief<br />
of the Berkeley Journal of International Law<br />
and an oralist, coach, and arbitrator at the Foreign Direct<br />
Investment International Moot Competition and Willem<br />
C. Vis International Commercial <strong>Arbitration</strong> Moot. In law<br />
school, Kate also served as a Research Assistant <strong>for</strong> Professor<br />
David Caron. Her publications include “<strong>The</strong> Relationship<br />
between the Alien Tort Statute and the Torture Victim<br />
Protection Act,” Berkeley Journal of International Law, 2010<br />
and “International <strong>Arbitration</strong> in Eastern Europe: Comparative<br />
Study of UNCITRAL Model Law, Latvian and Slovakian<br />
<strong>Arbitration</strong> Laws,” <strong>Institute</strong> of Slavic, East European, and<br />
Eurasian Studies, 2010.<br />
* * * *<br />
Page 7
Daniel Gal<br />
Juliet Blanch<br />
Page 8<br />
TRANSNATIONAL ARBITRATION EXPERTS…<br />
IN THE NEWS<br />
Dechert LLP has upgraded to a Sustaining Member and has<br />
added Daniel Gal (London) and José-Manuel García Represa<br />
(Paris) as representatives to the Advisory Board.<br />
New Supporting Member Curtis, Mallet-Prevost, Colt & Mosle<br />
LLP has added Gabriela Alvarez-Avila (Mexico City), Claudia<br />
Frutos-Peterson (Washington, D.C.) and Miriam Harwood<br />
(New York) as representatives to the Advisory Board.<br />
JAMS, Inc. has upgraded to a Supporting Member and has<br />
added Lorraine M. Brennan (London) and Robert B. Davidson<br />
(New York) as representatives to the Advisory Board.<br />
Miriam Harwood<br />
José-Manuel García Represa<br />
Lorraine M. Brennan<br />
Alexandre Job<br />
Gabriela Alvarez-Avila Claudia Frutos-Peterson<br />
Robert B. Davidson<br />
New Supporting Member TOTAL S.A. has added Jean-André<br />
Diaz (Paris), Anne-Maria Guillerme (Paris) and Alexandre<br />
Job (Paris) as representatives to the Advisory Board.<br />
New Supporting Member Weil, Gotshal & Manges LLP has<br />
added Arif Hyder Ali (Washington, DC), Juliet Blanch (London)<br />
and Penny Reid (New York) as representatives to the Advisory<br />
Board.<br />
Supporting Member Covington & Burling LLP has added<br />
Thomas L. Cubbage, III (Washington, DC) as a representative<br />
to the Advisory Board.<br />
Jean-André Diaz<br />
Arif Hyder Ali<br />
Penny Reid Thomas L. Cubbage, III<br />
Supporting Member Crowell &<br />
Moring LLP has added Ian A.<br />
Laird (Washington, DC) as a<br />
representative to the Advisory<br />
Board.<br />
Justin D’Agostino<br />
Craig Chiasson<br />
Zel Saccani<br />
Olivia Haruko Kamra<br />
Ian A. Laird David A. Delman<br />
Supporting Member Hogan<br />
Lovells US LLP has added David A. Delman (Houston) as a<br />
representative to the Advisory Board.<br />
Jaya Sharma<br />
New Sponsoring Member Herbert Smith has added Justin<br />
D’Agostino (Hong Kong) as a representative to the Advisory<br />
Board. New Associate Members are Zel Saccani (SLBT,<br />
Brownsville) and Jaya Sharma (4N Consultants Inc., Madison).<br />
Astigarraga Davis has upgraded to a Supporting Member.<br />
Jarrod Wong<br />
New Academic/Government/Nonprofit Members are Craig<br />
Chiasson (Borden Ladner Gervais LLP, Vancouver), Meredith<br />
Blasingame (National Aeronautics and Space Administration<br />
(NASA), Stennis Space <strong>Center</strong>), Olivia Haruko Kamra (University<br />
of CA - Berkeley School of Law, Albany), and Jarrod<br />
Wong (University of the Pacific, McGeorge School of Law).<br />
Academic Council member Tai-Heng Cheng<br />
is joining the New York office of Quinn<br />
Emanuel Urquhart & Sullivan LLP as a partner<br />
in the firm’s international arbitration<br />
practice. Cheng, a specialist in international<br />
law and international arbitration, was a tenured<br />
professor of law at New York Law School<br />
Tai-Heng Cheng<br />
and co-director of its <strong>Institute</strong> <strong>for</strong> Global<br />
Law, Justice, and Policy. Cheng has wide experience<br />
in all aspects of international commercial arbitration<br />
and investor-state arbitration, having served as counsel, tribunal<br />
chair, arbitrator, and expert in investor-state disputes<br />
and international commercial arbitrations, under ICDR, ICC,
Alfredo de Jesús O.<br />
TRANSNATIONAL ARBITRATION EXPERTS…<br />
IN THE NEWS<br />
UNCITRAL, JAMS, SCC, HKIAC and ICSID rules. He is a<br />
member of the panels of neutrals of the AAA/ICDR, CPR and<br />
HKIAC. Additionally, Cheng has counseled sovereign states<br />
on public international law disputes, including state succession.<br />
He has also represented clients in international parallel<br />
proceedings, as well as in U.S. federal and state court trials and<br />
appeals. Cheng, who was born in Singapore, is bilingual in<br />
English and Mandarin. He received his legal education in the<br />
United States, England and Singapore, and has been involved<br />
in numerous matters in every continent. In addition to teaching<br />
at New York Law School, Cheng has taught international<br />
arbitration and international law as a visiting professor of law<br />
at Vanderbilt University, Hebrew University, and City University<br />
of Hong Kong. He is the author of two books and dozens<br />
of articles on international law and international arbitration,<br />
which the U.S. Federal Circuit and District Courts have cited<br />
and relied on. Be<strong>for</strong>e becoming a law professor, Cheng practiced<br />
law at Simpson Thacher & Bartlett in New York.<br />
Alfredo De Jesús O., ITA’s Reporter <strong>for</strong> Venezuela,<br />
of Paris and Caracas, has been appointed as<br />
a member of the Peer Review Board of the IC-<br />
SID Review – Foreign Investment Law Journal.<br />
Bernard Hanotiau, a vice chair of the Executive<br />
Committee of ITA’s Advisory Board, of<br />
Hanotiau & van den Berg, Brussels, reports<br />
that the firm has taken an office in Singapore:<br />
Maxwell Chambers, 32 Maxwell Road, #02-05,<br />
Singapore 069115, tel. +65 6408 3343, e-mail:<br />
singapore@hvdb.com.<br />
Mitchell L. Lathrop<br />
Bernard Hanotiau<br />
Advisory Board member Mitchell L. Lathrop of<br />
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo,<br />
P.C., New York and San Diego, has been named a<br />
Chartered Arbitrator by the Chartered <strong>Institute</strong><br />
of Arbitrators (U.K.). He has also been named<br />
to the panel of arbitrators of the Vienna International<br />
<strong>Arbitration</strong> Centre.<br />
Advisory Board member Barry Leon, partner<br />
and head of the international arbitration<br />
group at Perley-Robertson, Hill & McDougall<br />
LLP/s.r.l., Ottawa, has become a Member Arbitrator<br />
and Advisory Board Member at <strong>Arbitration</strong><br />
Place, the new arbitration hearing centre<br />
in Toronto, Canada. For more in<strong>for</strong>mation, go<br />
to www.arbitrationplace.com.<br />
Barry Leon<br />
Advisory Board member Dr. Anton G. Maurer<br />
of CMS Hasche Sigle, Stuttgart, reports that Juris<br />
Publishing will publish a book on June 15,<br />
2012 that he has written. <strong>The</strong> title is: <strong>The</strong> Public<br />
Policy Exception under the New York Convention:<br />
History, Interpretation, and Application.<br />
Dr. Anton G. Maurer<br />
This work describes in detail the drafting history<br />
of the public policy exception of art. V (2) (b). <strong>The</strong> book<br />
also explains how this clause is applied by the courts in many<br />
economically relevant states, and especially in Brazil, Russia,<br />
India, and China. For more in<strong>for</strong>mation, go to http://www.<br />
jurispub.com/cart.php?m=product_detail&p=12675.<br />
Academic Council Member Professor A F M<br />
Maniruzzaman has been recently appointed<br />
Visiting Professor of Law at China University<br />
of Political Science and Law, Beijing. His article<br />
entitled “Co-operation as the Philosophical<br />
Foundation of Good Faith in International<br />
Dr. M. Maniruzzaman Business-Contracting – A view through the<br />
Prism of <strong>Transnational</strong> Law” (with L. Carvajal-Arenas) will<br />
be published in Ox<strong>for</strong>d University Comparative Law Forum,<br />
in June 2012. He has also published an article entitled “<strong>The</strong><br />
Concept of Good Faith in International Investment Disputes<br />
– the Arbitrator’s Dilemma” in 89 Amicus Curiae (Spring Issue,<br />
2012), also in Kluwer <strong>Arbitration</strong> Blog.<br />
Advisory Board member Suzanne K. Nusbaum<br />
of Los Gatos, Cali<strong>for</strong>nia, presented a<br />
talk on Confidentiality and Disclosure Settlement<br />
Issues in IP ADR cases at the <strong>American</strong><br />
Bar Association, Dispute Resolution Section<br />
Spring Meeting in April in Washington DC.<br />
She judged the Chinese National Rounds of Suzanne K. Nusbaum<br />
the Jessup International Moot Court in Beijing,<br />
China in February, the memorials <strong>for</strong> the Willem C.<br />
Vis (East) and (West) International Commercial <strong>Arbitration</strong><br />
Moot and the finalist round memorials <strong>for</strong> the Willem C. Vis<br />
(East) International Commercial <strong>Arbitration</strong> Moot.<br />
Dietmar W. Prager, a member of ITA’s Executive<br />
Committee, was promoted to partner at<br />
Debevoise & Plimpton LLP with effect of 1 July<br />
2012. Dietmar, who is Austrian, joined Debevoise<br />
in 2000 and was promoted to counsel in<br />
Dietmar W. Prager<br />
2007. He has represented parties be<strong>for</strong>e multiple<br />
arbitration institutions in venues throughout<br />
the world, with a particular concentration on Latin America.<br />
He also was one of the youngest lawyers ever to have argued<br />
be<strong>for</strong>e the International Court of Justice and has sat as arbitra-<br />
(See EXPERTS IN THE NEWS on page 10)<br />
Page 9
tor. Dietmar is the co-chair of the ITA Membership Committee<br />
and previously served as the first chair of ITA’s Americas Initiative<br />
(2005-08).<br />
Lucy Reed, chair of the Executive Committee<br />
of ITA’s Advisory Board, relocated to the Hong<br />
Kong office of Freshfields Bruckhaus Deringer<br />
in May. Ms. Reed continues as co-head of the<br />
Freshfields international arbitration group, with<br />
Jan Paulsson.<br />
Advisory Board member Pablo T. Spiller is returning<br />
to his regular position at the University<br />
of Cali<strong>for</strong>nia at Berkeley after spending two<br />
years on leave in New York City first as Visiting<br />
Professor of Law at New York University and<br />
then as Visiting Professor of Law at Columbia<br />
Pablo Spiller<br />
University, where together with Prof. Robert<br />
Scott he ran a colloquium on contracts and organizations.<br />
This spring he gave these lectures: at the Y-ICCA gathering at<br />
Miami on issues related to damages and preparation of expert<br />
testimony; at the invitation of Jan Paulsson at the International<br />
Law Lecture Series of the University of Miami on “Inconsistencies<br />
between legal standards and compensation in investment<br />
treaty awards”; at the University of Pennsylvania Law<br />
School on “Public Contracts”; and the same lecture at George<br />
Mason Law School. Finally, he published, together with Manuel<br />
Abdala and Pablo Lopez Zadicoff, a paper in World <strong>Arbitration</strong><br />
& Mediation Review entitled “Invalid Round Trips in<br />
Setting Pre-judgment Interest in International <strong>Arbitration</strong>.”<br />
Academic Council member Prof. S.I. Strong<br />
published several articles recently, including<br />
“International <strong>Arbitration</strong> and the Republic<br />
of Colombia: Commercial, Comparative and<br />
Constitutional Concerns From a U.S. Perspective,”<br />
22 Duke Journal of Comparative & Inter-<br />
S.I. Strong<br />
national Law 47 (2011); “<strong>Arbitration</strong> and Alternative<br />
Dispute Resolution in the United States of America,”<br />
in Médiation, Arbitrage: Une justice en devenir? (Conseil<br />
de l’Europe et la Commission Européenne 2011); “Class and<br />
Collective Relief in the Cross-Border Context: A Possible Role<br />
<strong>for</strong> the Permanent Court of <strong>Arbitration</strong>,” 23 <strong>The</strong> Hague Yearbook<br />
of International Law 2010 113 (2011); and “Collective<br />
<strong>Arbitration</strong> in ICSID Disputes: Abaclat (<strong>for</strong>merly Beccara) v.<br />
Argentine Republic,” 16 <strong>Arbitration</strong> News (2012). Two of her<br />
works, “From Class to Collective: <strong>The</strong> De-<strong>American</strong>ization<br />
of Class <strong>Arbitration</strong>,” 26 <strong>Arbitration</strong> International 493 (2010),<br />
Page 10<br />
TRANSNATIONAL ARBITRATION EXPERTS…<br />
IN THE NEWS<br />
(EXPERTS IN THE NEWS, cont’d from page 9)<br />
Lucy F. Reed<br />
and “Does Class <strong>Arbitration</strong> ‘Change the Nature’ of <strong>Arbitration</strong>?<br />
Stolt-Nielsen, AT&T and a Return to First Principles,”<br />
17 Harvard Negotiation Law Review (<strong>for</strong>thcoming 2012),<br />
were cited in the jurisdictional awards rendered in one of the<br />
most closely-watched ICSID arbitrations of the year, Abaclat<br />
(<strong>for</strong>merly Beccara) v. Argentine Republic. Professor Strong<br />
also recently received the CPR <strong>Institute</strong>’s award <strong>for</strong> Best Short<br />
Article 2011 <strong>for</strong> “Collective <strong>Arbitration</strong> Under the DIS Supplementary<br />
Rules <strong>for</strong> Corporate Law Disputes: A European<br />
Form of Class <strong>Arbitration</strong>?” 29 ASA Bulletin 45 (2011). Professor<br />
Strong has also recently begun her tenure as the Henry<br />
G. Schermers Fellow at the Hague <strong>Institute</strong> <strong>for</strong> the Internationalisation<br />
of Law and the Netherlands <strong>Institute</strong> <strong>for</strong> Advanced<br />
Studies in the Humanities and Social Sciences.<br />
Guido Tawil<br />
Academic Council member Guido Santiago<br />
Tawil of M. & M. Bomchil, Buenos Aires, has<br />
been appointed to the IBA’s Conflicts of Interest<br />
Subcommittee <strong>for</strong> the years 2012 and 2013<br />
which will undertake the task of reviewing<br />
the 2004 IBA Guidelines on Conflicts of Interest<br />
in International <strong>Arbitration</strong>.<br />
Chinedum Umeche, ITA’s Reporter <strong>for</strong> Nigeria,<br />
of Banwo & Ighodalo, Lagos, is the co-author<br />
of the Nigerian Chapter of the International<br />
Comparative Legal Guide to Litigation & Dispute<br />
Resolution 2012 published by Global Legal<br />
Group (London) in association with CDR.<br />
Chinedum Umeche<br />
Stephan Wilske, ITA’s Reporter <strong>for</strong> Turkey,<br />
of Gleiss Lutz, Stuttgart, moderated a panel<br />
on “Crime and Ethics in International Commercial<br />
<strong>Arbitration</strong>” and gave an introductory<br />
presentation titled “International <strong>Arbitration</strong><br />
in Tougher Times – An Overview” at the IV.<br />
Stephan Wilske<br />
Belgrade <strong>Arbitration</strong> Conference on 23 March<br />
2012 at the University of Belgrade, Faculty of Law.
Upcoming ITA Programs in 2012<br />
24th Annual ITA Workshop<br />
<strong>The</strong> Final Curtain: Post-Hearing Submissions, Deliberations and En<strong>for</strong>cement<br />
����������������� th ���������������������������������������������<br />
June 21, 2012<br />
Westin Galleria Hotel � Dallas, Texas<br />
<strong>The</strong> ITA Forum<br />
(Invitation only: Members of the ITA Advisory Board, Academic Council,<br />
Board of Reporters, WAMR Board of Editors, Workshop & Roundtable Faculty)<br />
June 22, 2012<br />
Westin Galleria Hotel � Dallas, Texas<br />
�<br />
ITA Programs in 2013<br />
2nd Annual ITA Winter Forum<br />
including the 2 nd Annual Young Arbitrators Winter Roundtable<br />
January 24-25, 2013 (TBC) � Miami, Florida<br />
10th Annual ITA-ASIL Conference<br />
April 3, 2013<br />
Marriott Renaissance Hotel � Washington, D.C.<br />
9th Annual Americas Workshop<br />
����������������� th �����������������������������������������������<br />
Spring 2013 (TBA) � Latin America (TBA)<br />
25th Annual ITA Workshop<br />
����������������� th ���������������������������������������������<br />
June 19-20, 2013 � Dallas, Texas<br />
<strong>The</strong> ITA Forum<br />
(Invitation only: Members of the ITA Advisory Board, Academic Council,<br />
Board of Reporters, WAMR Board of Editors, Workshop & Roundtable Faculty)<br />
June 21, 2013 � Dallas, Texas<br />
Page 11
Page 12<br />
<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong><br />
A Division of THE CENTER FOR AMERICAN AND INTERNATIONAL LAW<br />
����������������������������������������������www.cailaw.org/ita<br />
SCOREBOARD<br />
OF ADHERENCE TO TRANSNATIONAL ARBITRATION TREATIES<br />
(as of February 10, 2012)<br />
THE INSTITUTE FOR TRANSNATIONAL ARBITRATION<br />
Abbreviations:<br />
Changes from previous issue:<br />
NY = United Nations Convention on the Recognition and En<strong>for</strong>cement of Foreign<br />
NY = Liechtenstein ratified on July 7, 2011.<br />
Arbitral Awards (commonly, 1958 New York Convention)<br />
Entry into <strong>for</strong>ce on October 5, 2011.<br />
ICSID = Convention on the Settlement of Investment Disputes (1965)<br />
ICSID = None.<br />
MIGA= Convention Establishing the Multilateral Investment Guarantee Agency (1985)<br />
IA = Inter-<strong>American</strong> Convention on International Commercial <strong>Arbitration</strong><br />
(commonly, Panama Convention of 1975)<br />
USBIT = United States Bilateral Investment Treaty<br />
MIGA = None.<br />
IA = None.<br />
USBIT = Rwanda came into <strong>for</strong>ce on January 1, 2012.<br />
OPIC = None.<br />
OPIC = Agreements supporting programs of the Overseas Private Investment Corp. Symbols:<br />
S: Signed, but not ratified A: Subscribed, but not<br />
R: Ratified, acceded or succeeded signed, ratified or paid<br />
(*): Capital-exporting country under MIGA N/A: Not applicable<br />
NATION<br />
NY 1 ICSID 2 MIGA 3 IA USBIT 4 OPIC 5<br />
Afghanistan R R R R<br />
Albania R R R R R<br />
Algeria R R R R<br />
Angola R R<br />
Antigua and Barbuda R R R<br />
Argentina R R R R R R<br />
Armenia R R R R R<br />
Australia R R R*<br />
Austria R R R*<br />
Azerbaijan R R R R R<br />
Bahamas R R R R<br />
Bahrain R R R R R<br />
Bangladesh R R R R R<br />
Barbados R R R R<br />
Belarus R R R S<br />
Belgium R R R*<br />
Belize S R R<br />
Benin R R R R<br />
Bhutan<br />
Bolivia 6 R R R R R<br />
Bosnia and Herzegovina 7 R R R R R<br />
Botswana R R R R<br />
Brazil R R R R<br />
Brunei Darussalam R R<br />
Bulgaria R R R R R<br />
Burkina Faso R R R R<br />
Burundi R R R<br />
Cambodia R R R R<br />
Cameroon R R R R R<br />
Canada R S R*<br />
Cape Verde R R R<br />
Central African Republic R R R R<br />
Chad R R R<br />
Chile R R R R R<br />
China (People’s Republic) 8 R R R<br />
Colombia R R R R R<br />
Comoros R R<br />
Congo R R R R
NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION<br />
Congo (Democratic Republic of) R R R R<br />
Cook Islands R R<br />
Costa Rica R R R R R<br />
Côte d’Ivoire R R R R<br />
Croatia 7 R R R R R<br />
Cuba R<br />
Cyprus R R R R<br />
Czech Republic R R R* R R<br />
Denmark 9 R R R*<br />
Djibouti R R R<br />
Dominica R R R<br />
Dominican Republic R S R R R<br />
Ecuador R R R R R<br />
Egypt R R R R R<br />
El Salvador R R R R S R<br />
Equatorial Guinea R R<br />
Eritrea R R<br />
Estonia R R R R R<br />
Ethiopia S R R<br />
Fiji R R R R<br />
Finland R R R*<br />
France 10 R R R*<br />
Gabon R R R R<br />
Gambia R R R<br />
Georgia R R R R R<br />
Germany R R R*<br />
Ghana R R R R<br />
Greece R R R* R<br />
Grenada R R R R<br />
Guatemala R R R R R<br />
Guinea R R R R<br />
Guinea-Bissau S R R<br />
Guyana R R R<br />
Haiti R R R S R<br />
Holy See (Vatican City) R<br />
Honduras R R R R R R<br />
Hungary R R R R<br />
Iceland R R R*<br />
India R R R<br />
Indonesia R R R R<br />
Iran R R<br />
Iraq R R<br />
Ireland R R R* R<br />
Israel R R R R<br />
Italy R R R*<br />
Jamaica R R R R R<br />
Japan R R R*<br />
Jordan R R R R R<br />
Kazakhstan R R R R R<br />
Kenya R R R R<br />
Kiribati R<br />
Korea (North)<br />
Korea (Republic) (South) R R R R<br />
Kosovo R R R<br />
Kuwait R R R R<br />
Kyrgyzstan R S R R R<br />
Lao People’s Democratic Republic R R R<br />
Page 13
Page 14<br />
NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION<br />
Latvia R R R R R<br />
Lebanon R R R R<br />
Lesotho R R R R<br />
Liberia R R R R<br />
Libyan Arab Jamahiriya R<br />
Liechtenstein R<br />
Lithuania R R R R R<br />
Luxembourg R R R*<br />
Macedonia, Former Yugoslav Republic of 7 R R R R<br />
Madagascar R R R R<br />
Malawi R R R<br />
Malaysia R R R R<br />
Maldives R R<br />
Mali R R R R<br />
Malta R R R R<br />
Marshall Islands R R<br />
Mauritania R R R R<br />
Mauritius R R R R<br />
Mexico R R R R<br />
Micronesia R R R<br />
Moldova R R R R R<br />
Monaco R<br />
Mongolia R R R R R<br />
Montenegro R R R<br />
Morocco R R R R R<br />
Mozambique R R R R R<br />
Myanmar (Burma)<br />
Namibia S R R<br />
Nauru<br />
Nepal R R R R<br />
Netherlands 11 R R R*<br />
New Zealand 12 R R A<br />
Nicaragua R R R R S R<br />
Niger R R S R<br />
Nigeria R R R R<br />
Norway R R R*<br />
Oman R R R R<br />
Pakistan R R R R<br />
Palau R R<br />
Panama R R R R R R<br />
Papua New Guinea R R R<br />
Paraguay R R R R R<br />
Peru R R R R R<br />
Philippines R R R R<br />
Poland R R R R<br />
Portugal R R R* R<br />
Qatar R R R<br />
Romania R R R R R<br />
Russian Federation R S R S R<br />
Rwanda A R R R R<br />
Saint Kitts and Nevis R R R<br />
Saint Lucia R R R<br />
St. Vincent and the Grenadines R R R R<br />
Samoa R R R<br />
San Marino R<br />
Sao Tome and Principe S S R<br />
Saudi Arabia R R R
NATION<br />
Notes: (1) Extends to metropolitan and overseas constituent territorial subdivisions but not to overseas<br />
dependent territories. Consult UN or ITA <strong>for</strong> definitive status. Under Art. I(3), 60 states have entered a<br />
“reciprocity reservation” (including 8 that will apply it to non-contracting states as well) and 37 states<br />
have entered a “commercial reservation”. (2) Extends to metropolitan and overseas constituent territorial<br />
subdivisions and to overseas dependent territories unless specifically excluded. (3) Extends to metropolitan<br />
and overseas constituent territorial subdivisions and to overseas dependent territories. (4) Chapter Eleven<br />
of the North <strong>American</strong> Free Trade Agreement (NAFTA) covers U.S. investment in Canada and Mexico. (5)<br />
Countries where OPIC programs are generally available will be listed as ratified. At times, statutory and policy<br />
constraints, such as Congressionally required certifications on labor practices, may limit the availability of<br />
OPIC programs in various countries. Under agreements with certain countries, the host government may<br />
be required to approve OPIC assistance <strong>for</strong> a project. (See also Notes 6, 9, 10, 11 and 12). (6) <strong>The</strong> Government<br />
of the Republic of Bolivia signed the ICSID Convention on May 3, 1991 and deposited its instrument<br />
of ratification on June 23, 1995. <strong>The</strong> Convention entered into <strong>for</strong>ce <strong>for</strong> Bolivia on July 23, 1995. On May 2,<br />
2007, the depositary received a written notice of Bolivia’s denunciation of the Convention. In accordance with<br />
Article 71 of the Convention, the denunciation took effect six months after the receipt of Bolivia’s notice, i.e.,<br />
on November 3, 2007. (7) As of 4 February 2003, <strong>The</strong> Federal Republic of Yugoslavia has changed its name<br />
to “Serbia and Montenegro.” Montenegro declared itself independent from Serbia on June 3, 2006. Bosnia &<br />
Herzegovina, Croatia, the Former Yugoslav Republic of Macedonia, and Slovenia are separated successor states<br />
to parts of the <strong>for</strong>mer Yugoslavia and have succeeded to the NY. MIGA, ratified by the <strong>for</strong>mer Yugoslavia, is<br />
NY 1 ICSID 2 MIGA 3 IA USBIT 4 OPIC 5<br />
Senegal R R R R R<br />
Serbia 7 R R R R<br />
Seychelles R R<br />
Sierra Leone R R R<br />
Singapore R R R R<br />
Slovakia R R R R R<br />
Slovenia 7 R R * R<br />
Solomon Islands R R<br />
Somalia R R<br />
South Africa R R R<br />
Spain R R R*<br />
Sri Lanka R R R R R<br />
Sudan R R<br />
Suriname R R<br />
Swaziland R R R<br />
Sweden R R R*<br />
Switzerland R R R*<br />
Syrian Arab Republic R R R<br />
Taiwan R<br />
Tajikistan R R<br />
Tanzania R R R R<br />
Thailand R S R R<br />
Timor Leste R R R<br />
Togo R R R<br />
Tonga R R<br />
Trinidad and Tobago R R R R R<br />
Tunisia R R R R R<br />
Turkey R R R R R<br />
Turkmenistan R R R<br />
Tuvalu<br />
Uganda R R R R<br />
Ukraine R R R R R<br />
United Arab Emirates R R R<br />
United Kingdom 13 R R R*<br />
United States of America 14 R R R* R N/A N/A<br />
Uruguay R R R R R R<br />
Uzbekistan R R R S R<br />
Vanuatu R<br />
Venezuela R R R R<br />
Vietnam R R R<br />
West Bank and Gaza 15 R<br />
Yemen R R R<br />
Zambia R R R R<br />
Zimbabwe R R R R<br />
considered by MIGA as ratified by Serbia & Montenegro and by the a<strong>for</strong>ementioned four separated successor<br />
states. OPIC programs are available in the four separated states. (8) NY and MIGA: includes Hong Kong Special<br />
Administrative Region. (See Note 12). (9) NY: includes Faeroe Islands and Greenland. (10) NY: includes,<br />
inter alia, French Guiana, French Polynesia, Guadeloupe, Martinique, Mayotte, New Caledonia, Réunion, and<br />
St. Pierre and Miquelon. OPIC programs available in French Guiana. (11) NY: includes Aruba and Netherlands<br />
Antilles. OPIC programs are available in Aruba and Netherlands Antilles. (12) ICSID: excludes Cook Islands,<br />
Niue and Tokelau. (13) NY: includes Bermuda, Cayman Islands, Gibraltar, Guernsey, and Isle of Man. ICSID:<br />
excludes British Indian Ocean Territory, Pitcairn Islands, British Antarctic Territory and Sovereign Base Areas<br />
of Cyprus. ICSID: continues to include Hong Kong Special Administrative Region. OPIC programs available<br />
in Northern Ireland, Anguilla and Turks and Caicos. (14) NY: includes, inter alia, <strong>American</strong> Samoa, Guam,<br />
Northern Mariana Islands, Puerto Rico and U.S. Virgin Islands. (15) West Bank and Gaza are not recognized<br />
as states by the United States.<br />
SOURCES:<br />
This issue was compiled by Editor Seem Maleh of the <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong>, and Kathleen<br />
Amanda Zugsay (SMU intern) based on the following sources: United Nations; ICSID; MIGA; Organization of<br />
<strong>American</strong> States; OPIC; and the Office of the United States Trade Representative. <strong>The</strong> Scoreboard is designed to<br />
be a convenient reference, but is not intended to be relied on as legal advice. Please consult the sources directly to<br />
confirm the status of any particular ratifications, reservations, changes, special conditions or new developments.<br />
Copyright 2012, <strong>The</strong> <strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law (<strong>for</strong>merly <strong>The</strong> Southwestern Legal Foundation).<br />
Page 15
Sustaining<br />
Baker Botts L.L.P.<br />
ConocoPhillips<br />
Debevoise & Plimpton LLP<br />
Dechert LLP<br />
ExxonMobil Corporation<br />
Freshfields Bruckhaus Deringer LLP<br />
Fulbright & Jaworski LLP<br />
King & Spalding LLP<br />
Skadden, Arps, Slate, Meagher<br />
& Flom LLP (New York)<br />
Sullivan & Cromwell LLP<br />
Vinson & Elkins<br />
White & Case LLP<br />
Wilmer Cutler Pickering Hale & Dorr LLP<br />
Supporting<br />
Akin Gump Strauss Hauer & Feld LLP<br />
Alvarez & Marsal<br />
Arnold & Porter LLP<br />
Astigarraga Davis<br />
Baker Hughes Inc.<br />
Beirne, Maynard & Parsons, L.L.P.<br />
Chevron Corp.<br />
Coats, Rose, Yale, Ryman & Lee, P.C.<br />
Compass Lexecon<br />
Covington & Burling LLP<br />
Crowell & Moring LLP<br />
Curtis, Mallet-Prevost, Colt & Mosle LLP<br />
Foley Hoag LLP<br />
Greenberg Traurig, LLP (Miami)<br />
Hogan Lovells US LLP<br />
JAMS, Inc.<br />
Lalive<br />
Locke Lord LLP<br />
Mayer Brown LLP<br />
Pinheiro Neto Advogados<br />
Proskauer Rose<br />
SAI Law & Economics<br />
Santamarina y Steta<br />
Shearman & Sterling LLP<br />
Sidley Austin LLP<br />
Thompson & Knight LLP<br />
TOTAL S.A.<br />
UHY Advisors FLVS, Inc.<br />
Ware, Jackson, Lee & Chambers, L.L.P.<br />
Weil, Gotshal & Manges LLP<br />
Sponsoring<br />
Advokat John Kadelburger AB<br />
AELEX<br />
Allen & Overy LLP<br />
Arent Fox PLLC<br />
Azar, Ortega & Gomez Ruano S.C.<br />
B. Cremades & Asociados<br />
Barrera, Siqueiros Y Torres Landa<br />
Beretta Godoy<br />
Brown&Page<br />
Burnet Duckworth & Palmer<br />
Cardenas & Cardenas Abogados<br />
Clif<strong>for</strong>d Chance<br />
CMS Von Erlach Henrici Ltd.<br />
Cogan & Partners LLP<br />
Page 16<br />
Conway & Partners N.V.<br />
Conyers Dill & Pearman<br />
Cravath, Swaine & Moore LLP<br />
Diamond McCarthy, LLP<br />
Dias Carneiro Advogados<br />
El Paso Corp.<br />
Fasken Martineau Dumoulin LLP<br />
Fernando Eduardo Serec<br />
Gardere Wynne Sewell LLP<br />
Gibson, Dunn & Crutcher, LLP<br />
Gómez-Pinzón Zuleta<br />
Gonzalez De Castilla Abogados, S.C.<br />
Greenberg Traurig, LLP (Dallas)<br />
Hanotiau & van den Berg<br />
Herbert Smith<br />
Herzfeld & Rubin, P.C.<br />
Hughes Hubbard & Reed<br />
JAMS, Inc.<br />
Jenner & Block LLP<br />
Law Office of John Burritt McArthur<br />
Legge, Farrow, Kimmitt, McGrath<br />
& Brown, L.L.P.<br />
Lenz & Staehelin<br />
Lévy Kaufmann-Kohler<br />
Loperena, Lerch & Martin Del Campo<br />
Marval O’Farrell & Mairal<br />
Milbank, Tweed, Hadley & McCloy<br />
Navigant Consulting, Inc.<br />
O’Melveny & Myers LLP<br />
Patton Boggs LLP<br />
Perez Bustamante & Ponce<br />
PEREZ-LLORCA<br />
Pillsbury Winthrop Shaw Pittman LLP<br />
Quevedo Abogados<br />
Shipley Snell Montgomery<br />
Simmons & Simmons<br />
Solutions Economics LLC<br />
Squire, Sanders & Dempsey (Cleveland)<br />
Stout Risius Ross, Inc.<br />
Studio Legale Bisconti<br />
TozziniFreire Advogados<br />
Whitaker, Chalk, Swindle & Sawyer, PLLC<br />
Wiley Rein LLP<br />
Associate<br />
José María Abascal<br />
Linda A. Ahee<br />
William A. Alexander<br />
Steven K. Andersen<br />
Alexandra V. Andreeva<br />
Stacey L. Barnes<br />
C. Dennis Barrow, Jr.<br />
John B. Beckworth<br />
Gary L. Benton<br />
Maureen Beyers<br />
Jonathan W. Biddle<br />
Pierre Bienvenu<br />
Gonzalo Biggs<br />
Michael Bond<br />
Michael Buhler<br />
Giugi Carminati<br />
Ricardo A. Cevallos<br />
Jeffrey Chambers, III<br />
Michael Collins, Q.C.<br />
Leonardo Correa<br />
MEMBERS OF ITA<br />
Paulo Rogério Brandão Couto<br />
Platt W. Davis, III<br />
Andrew de Lotbinière McDougall<br />
Robert J.C. Deane<br />
Richard Deutsch<br />
Daniel D. Droog<br />
Wayne I. Fagan<br />
Richard D. Faulkner<br />
John D. Fognani<br />
Salvador Fonseca<br />
William A. Gage, Jr.<br />
Lauro Gama, Jr.<br />
Marc J. Goldstein<br />
David Guerra Bonifacio<br />
Deborah G. Hankinson<br />
Paul B. Hannon<br />
Laura Hardin<br />
Toni D. Hennike<br />
Howard M. Holtzmann<br />
James M. Hosking<br />
J. Martin Hunter<br />
Stephen Jagusch<br />
Andrés Jana L.<br />
Melinda Jayson<br />
John Judge<br />
Mark A. Kantor<br />
A. Sidney Katz<br />
Vimal Kotecha<br />
Bryan Leach<br />
Andy Lenny<br />
Barry Leon<br />
David M. Lindsey<br />
Carlos Lopez<br />
David T. Lopez<br />
Montserrat Manzano E.<br />
Tim Martin<br />
Henry S. May, Jr.<br />
Robert W. Mockler<br />
Alexis Mourre<br />
Piotr Nowaczyk<br />
Suzanne Nusbaum<br />
Eileen O’Neill<br />
Seyilayo A. Ojo<br />
Kathleen Paisley<br />
Dimitris Papavasiliou<br />
David W. Plant<br />
Daniel Posse<br />
James E. Redmond<br />
Klaus Reichert<br />
Steven H. Reisberg<br />
Kenneth B. Reisenfeld<br />
William W. Russell<br />
Zel Saccani<br />
Robert L. Shannon, Jr.<br />
Ben H. Sheppard, Jr.<br />
Robert H. Smit<br />
Allison J. Snyder<br />
Edna Sussman<br />
Stephen K. Valentine, Jr<br />
Victoria A. Valentine<br />
Jeffrey D. Vallis<br />
Marc Veit<br />
Karam Chand Vohrah<br />
Dr. Georg von Segesser<br />
Richard E. (Rory) Walck<br />
Arnoldo Wald<br />
Tomasz Wardy ski<br />
Todd Weiler<br />
Carolyn Witthoft<br />
Randel Young<br />
Rodrigo Zamora<br />
Academic /<br />
Government /<br />
Non-Profit<br />
Markham Ball<br />
Ronald J. Bettauer<br />
Andrea K. Bjorklund<br />
Meredith Blasingame<br />
Eduardo Ferrero<br />
Susan D. Franck<br />
Robert B. Matthews<br />
Luis Manuel C. Mejan Carrer<br />
Margaret L. Moses<br />
Dr. S.I. (Stacie) Strong<br />
Stanley P. Sklar<br />
Louise Ellen Teitz<br />
United-ADR<br />
University of Missouri School of Law<br />
Jarrod Wong<br />
Arbitral Institutions<br />
<strong>Arbitration</strong> and Conciliation Centre of the Bogota<br />
Chamber of Commerce (CCB)<br />
<strong>Arbitration</strong> and Mediation <strong>Center</strong> of the Santiago<br />
Chamber of Commerce (CAM Santiago)<br />
<strong>Arbitration</strong> <strong>Center</strong> of Mexico (CAM)<br />
<strong>Arbitration</strong> <strong>Center</strong> of the <strong>American</strong> Chamber<br />
of Commerce of Peru (AmCham Perú)<br />
<strong>Arbitration</strong> Centre of the <strong>American</strong> Chamber<br />
of Commerce of Brazil (Amcham Brasil)<br />
<strong>Arbitration</strong> <strong>Center</strong> of the Chamber of Commerce of Lima<br />
<strong>Arbitration</strong> Centre of the Caracas Chamber of<br />
Commerce (CACC)<br />
Brazil-Canada Chamber of Commerce (BCCC)<br />
<strong>Center</strong> <strong>for</strong> Conciliation and <strong>Arbitration</strong> of Panama,<br />
Chamber of Commerce, Industry and Agriculture of<br />
Panama (CeCAP)<br />
Conciliation and <strong>Arbitration</strong> <strong>Center</strong> of the Chamber of<br />
Commerce of Costa Rica<br />
ICC Dispute Resolution Services<br />
Inter-<strong>American</strong> Commercial <strong>Arbitration</strong> Commission<br />
(IACAC)<br />
International <strong>Center</strong> <strong>for</strong> Conciliation <strong>Arbitration</strong> of<br />
the Costa Rican- <strong>American</strong> Chamber of Commerce<br />
(AMCHAM)<br />
International Centre <strong>for</strong> Dispute Resolution (ICDR)<br />
Mediation and <strong>Arbitration</strong> <strong>Center</strong> of the National<br />
Chamber of Commerce of Mexico City (CANACO)<br />
Stockholm Chamber of Commerce (SCC)
Advisory Board<br />
José María Abascal<br />
Dr. Manuel A. Abdala<br />
William B. Abington<br />
Olufunke Adekoya<br />
Roberto Aguirre Luzi<br />
Linda A. Ahee<br />
Dr. Max H. Albers<br />
Kenneth E. Aldous<br />
Jay Alexander<br />
William A. Alexander<br />
Stanimir A. Alexandrov<br />
Prof. Roger P. Al<strong>for</strong>d<br />
Arif Hyder Ali<br />
Henri Alvarez<br />
Gabriela Alvarez-Avila<br />
Catherine M. Amirfar<br />
Steven K. Andersen<br />
Alexandra V. Andreeva<br />
David Arias<br />
Jose I. Astigarraga<br />
John B. Attanasio<br />
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THE INSTITUTE FOR TRANSNATIONAL ARBITRATION<br />
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Academic Council<br />
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Page 17
<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> (ITA) provides advanced, continuing education <strong>for</strong> lawyers, judges and other professionals<br />
concerned with transnational arbitration of commercial and investment disputes. Through its programs, scholarly publications<br />
and membership activities, ITA has become an important global <strong>for</strong>um on contemporary issues in the field of transnational arbitration.<br />
<strong>The</strong> <strong>Institute</strong>’s record of educational achievements has been aided by the support of many of the world’s leading companies,<br />
lawyers and arbitration professionals. Membership in the <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> is available to corporations, law<br />
firms, professional and educational organizations, government agencies and individuals.<br />
WHY BECOME A MEMBER?<br />
Membership dues are more than compensated both financially and professionally by the benefits of membership. Depending on<br />
the level of membership, ITA members may designate multiple representatives on the <strong>Institute</strong>’s Advisory Board, each of whom is<br />
invited to attend, without charge, either the annual ITA Workshop in Dallas or the annual Americas Workshop held in a different<br />
Latin <strong>American</strong> city each year. Both events begin with the Workshop, and are followed by a Dinner Meeting later that evening and<br />
the ITA Forum the following morning - an in<strong>for</strong>mal, invitation-only roundtable discussion on current issues in the field.<br />
Advisory Board Members also receive a substantial discount off the price of all other ITA programs, all ITA educational DVD<br />
products, and selected publications of Juris Publishing and Ox<strong>for</strong>d University Press, as well as a free subscription to ITA’s quarterly<br />
newsletter, News and Notes, and a free subscription to ITA’s law journal, World <strong>Arbitration</strong> and Mediation Review. Your membership<br />
and participation support the activities of one of the world’s leading <strong>for</strong>ums on international arbitration today.<br />
PROGRAMS AND PUBLICATIONS<br />
<strong>The</strong> primary public program of the <strong>Institute</strong> is its annual one-day ITA Workshop, presented each year in June in Dallas, which customarily<br />
combines mock scenes with expert commentaries per<strong>for</strong>med and presented by leading arbitrators and arbitration practitioners<br />
from around the world to illuminate procedures and issues commonly encountered in international commercial arbitration.<br />
Other annual programs include the Dallas Roundtable <strong>for</strong> young international arbitrators, held annually on the eve of the ITA<br />
Workshop in Dallas, the ITA Americas Workshop and Americas Roundtable, held at different venues in Latin America, the ITA-<br />
ASIL Spring Conference, held in Washington, D.C., and the ITA Winter Forum and Winter Roundtable, which alternate between<br />
the U.S. West Coast and East Coast. For a complete calendar of ITA programs, please visit our website at www.cailaw.org/ita. <strong>The</strong><br />
<strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> publishes its acclaimed Scoreboard of Adherence to <strong>Transnational</strong> <strong>Arbitration</strong> Treaties, a<br />
comprehensive, regularly-updated report on the status of every country’s adherence to the primary international arbitration treaties,<br />
in ITA’s quarterly journal/newsletter, News and Notes. All ITA members also receive a free subscription to ITA’s newest publication,<br />
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year. ITA’s educational DVDs and books are produced through its Academic Council to aid professors, students and practitioners of<br />
international arbitration. Since 2002, ITA has co-sponsored Kluwer<strong>Arbitration</strong>.com, the most comprehensive, up-to-date portal <strong>for</strong><br />
international arbitration resources on the Internet, in which current developments around the world are reported monthly by ITA’s<br />
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Page 18<br />
ARE YOU A MEMBER OF<br />
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Charles H. Brower, II has taught International Business<br />
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decade. He has also served as Visiting Fellow at Cambridge<br />
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Law, Tillar House Sabbatical Fellow at the <strong>American</strong> Society of<br />
International Law (ASIL), and as Visiting Associate Professor and<br />
Scholar-in-Residence at <strong>American</strong> University.<br />
David D. Caron is the C. William Maxeiner Distinguished Professor<br />
of Law at the University of Cali<strong>for</strong>nia at Berkeley. He currently<br />
serves as Chair of ASIL, Past Chair of the Advisory Board <strong>for</strong> the<br />
<strong>Institute</strong> of <strong>Transnational</strong> <strong>Arbitration</strong>, as a Co-Director of the Law<br />
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the <strong>American</strong> Journal of International Law.<br />
Abby Cohen Smutny is a Partner of White & Case LLP, residing<br />
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James E. Castello is a Partner in the Paris office of King &<br />
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arbitration.<br />
Donald Francis Donovan is a Partner in the New York office<br />
of Debevoise & Plimpton LLP, concentrating his practice in<br />
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Christopher R. Drahozal is the John M. Rounds Professor of Law<br />
at the University of Kansas School of Law.<br />
Judith Gill has been a partner of Allen & Overy LLP since 1992<br />
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