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<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong><br />

A Division of<br />

<strong>The</strong> <strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law<br />

Printed by the<br />

Dedman School of Law at Southern Methodist University<br />

Volume 26 First Quarter 2012<br />

Number 1<br />

THE 2012 ICC RULES OF ARBITRATION –<br />

A REVIEW OF SIGNIFICANT CHANGES<br />

Julia J. Peck<br />

Quinn Emanuel Urquhart & Sullivan, LLP, New York City<br />

On January 1, 2012, the International<br />

Chamber of Commerce’s much-anticipated<br />

revised Rules of <strong>Arbitration</strong> entered into<br />

<strong>for</strong>ce (the “2012 Rules”). With the exception<br />

of the Emergency Arbitrator Provisions<br />

discussed below, the 2012 Rules apply auto-<br />

Julia J. Peck matically to all ICC arbitration proceedings<br />

commenced after January 1, 2012, unless the<br />

parties have agreed to submit to the Rules in effect on the<br />

date of their arbitration agreement.<br />

<strong>The</strong> 2012 Rules – the culmination of a drafting process<br />

which began in 2008 and involved substantial input from<br />

practitioners, arbitrators and corporate users from many<br />

countries and legal traditions – retain many of the essential<br />

features of ICC arbitration. Yet a number of new measures<br />

were introduced, both to codify practices that the ICC Court<br />

and its tribunals had been developing in the years since the<br />

last major rule revision in 1998, and also with an eye towards<br />

increasing the speed and efficiency of the process, to<br />

adapt to the growing complexity of international business<br />

transactions, and to make ICC arbitration more conducive<br />

to investor arbitrations.<br />

(See 2012 ICC RULES OF ARBITRATION on page 2)<br />

INSIDE THIS ISSUE…<br />

World <strong>Arbitration</strong> & Mediation Review ................. Page 3<br />

Experts in the News ............................................Page 8-10<br />

Conferences in 2012 and 2013 ............................... Page 11<br />

Scoreboard of Treaty Adherence ......................Page 12-15<br />

YOUNG ARBITRATORS’ CORNER<br />

Noelle C. Berryman<br />

Wilmer Cutler Pickering Hale and Dorr LLP, London<br />

A lot of us often wonder about how those<br />

who are appointed as arbitrators get appointed.<br />

Many attorneys have the benefit of<br />

seeing how their firm goes about vetting and<br />

recommending arbitrator-nominees to their<br />

clients, but – it remains no small mystery as<br />

to how these individuals became the go-to<br />

Noelle C. Berryman<br />

individuals sought after to preside over their<br />

clients’ arbitrations.<br />

What did they do to get there? How does everybody know<br />

who they are? And, most importantly, what can you do to best<br />

position yourself to get appointed?<br />

To answer these questions, I reached out to several arbitrators<br />

who provided thoughtful, valuable insight into the<br />

process. Some of those who contributed their collective wisdom<br />

are:<br />

Joachim Knoll, a partner at Brown & Page in Geneva;<br />

Franz Schwarz, a partner at Wilmer Cutler Pickering Hale<br />

and Dorr LLP in London; and<br />

Lisa Tomas, a senior associate at Shearman & Sterling LLP in<br />

London.<br />

<strong>Arbitration</strong> appointments are not only <strong>for</strong> partners!<br />

Depending on your practice, you could be <strong>for</strong>given <strong>for</strong><br />

having the skewed perception that, to be appointed as an arbitrator,<br />

one must be both exceedingly experienced and exceedingly<br />

male. Although this may be true <strong>for</strong> the arbitrations in<br />

which you might have been involved, this is not the case <strong>for</strong> a<br />

vast number of arbitrations.<br />

Hundreds of disputes are arbitrated each year with claim<br />

values in the thousands or low millions. <strong>Arbitration</strong> institutions<br />

are very eager to appoint fresh, well-qualified, younger<br />

practitioners to preside as arbitrators in these disputes because<br />

they tend to have more flexible calendars than the grey-beards<br />

with the names with which we are all familiar and because,<br />

frankly, they are hungry to make a good impression. Efficiency,<br />

hard work, and availability <strong>for</strong> a hearing date be<strong>for</strong>e<br />

(See YOUNG ARBITRATORS’ CORNER on page 6)


<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> (ITA) is a division of <strong>The</strong><br />

<strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law (<strong>for</strong>merly <strong>The</strong> Southwestern<br />

Legal Foundation), an international center <strong>for</strong> continuing education<br />

located in Plano, Texas, USA. ITA’s focus is education. It encourages<br />

through practical education the resolution of transnational investment<br />

and commercial disputes by arbitration. ITA is not an arbitration center.<br />

It does not administer or supervise arbitrations, nor does it act as an appointing<br />

authority of arbitrators.<br />

EXECUTIVE COMMITTEE OF THE ITA ADVISORY BOARD<br />

Chair ...................................................................................................................................Lucy F. Reed<br />

Vice Chair .................................................................................................Prof. Charles H. Brower, II<br />

Vice Chair .........................................................................................................Jonathan C. Hamilton<br />

Vice Chair ...............................................................................................................Joseph E. Neuhaus<br />

Vice Chair .................................................................................................................... R. Doak Bishop<br />

Vice Chair ................................................................................................................Bernard Hanotiau<br />

Vice Chair ...........................................................................................................Abby Cohen Smutny<br />

Member at Large ...................................................................................................Prof. Jack J. Coe, Jr.<br />

Member at Large ...........................................................................................................Aníbal Sabater<br />

Member at Large .................................................................................................. Prof. Peter Winship<br />

Past Chair .............................................................................................. <strong>The</strong> Hon. Charles N. Brower<br />

Past Chair ........................................................................................................... Prof. David D. Caron<br />

Past Chair ....................................................................................................Donald Francis Donovan<br />

Past Chair .............................................................................................................. Ewell E. Murphy, Jr.<br />

Past Chair ..............................................................................................................Jeswald W. Salacuse<br />

Chair, Academic Council .......................................................................Prof. Charles H. Brower, II<br />

Vice Chair, Academic Council ..............................................................Prof. Andrea K. Bjorklund<br />

Vice Chair, Academic Council ................................................................Prof. Christopher Gibson<br />

Chair, Americas Initiative .......................................................................................... Eduardo Zuleta<br />

Chair, Young Arbitrators Initiative ......................................................................Thomas W. Walsh<br />

Co-Chair, Strategic Planning Committee .........................................................Jonathan Hamilton<br />

Co-Chair, Strategic Planning Committee ...................................................... Prof. Roger P. Al<strong>for</strong>d<br />

Co-Chair, Strategic Planning Committee ..............................................Prof. Christopher Gibson<br />

Co-Chair, Membership Committee............................................................................Jean E. Kalicki<br />

Co-Chair, Membership Committee....................................................................Dietmar W. Prager<br />

Co-Chair, Networking Committee ..................................................................Cecilia Flores Rueda<br />

Co-Chair, Networking Committee .........................................................................Kathleen Paisley<br />

Co-Chair, Programs Committee ............................................................................... Wendy J. Miles<br />

Co-Chair, Programs Committee ................................................................................ Klaus Reichert<br />

Co-Chair, Winter Conference Development Committee ...............................Prof. Susan Franck<br />

Co-Chair, Winter Conference Development Committee .................................... Leah D. Harhay<br />

Chair, Sponsorships Review Task Force ....................................................................Aníbal Sabater<br />

Editor, News & Notes ................................................................................................Stephen Wallace<br />

General Editor, Board of Reporters/Kluwer<strong>Arbitration</strong>.com .................... Prof. Roger P. Al<strong>for</strong>d<br />

Managing Editor, Board of Reporters/Kluwer<strong>Arbitration</strong>.com ................................ Seem Maleh<br />

Co-Editor-in-Chief, World <strong>Arbitration</strong> and Mediation Review .....Prof. Charles H. Brower, II.<br />

Co-Editor-in-Chief, World <strong>Arbitration</strong> and Mediation Review ............... Prof. David D. Caron<br />

Co-Editor-in-Chief, World <strong>Arbitration</strong> and Mediation Review ................Abby Cohen Smutny<br />

Managing Editor, World <strong>Arbitration</strong> and Mediation Review ............................. Leah D. Harhay<br />

2012 ITA Workshop Co-Chair ......................................................................Prof. Tai-Heng Cheng<br />

2012 ITA Workshop Co-Chair ............................................................................... Philippe Pinsolle<br />

2012 ITA Workshop Co-Chair ............................................................................. Jennifer M. Smith<br />

CAIL President ................................................................................................... Michael J. Marchand<br />

ITA Director ..................................................................................................................David B. Winn<br />

ITA Associate Director ...........................................................................................J. Alan B. Dunlop<br />

This newsletter is a quarterly publication of ITA. It is edited by Stephen<br />

Wallace, Vice President & General Counsel, Westlake Chemical<br />

Corporation, in Houston.<br />

News and Notes is published <strong>for</strong> ITA by <strong>The</strong> Dedman School of Law at<br />

Southern Methodist University.<br />

Correspondence regarding the newsletter should be addressed to:<br />

Stephen Wallace, Vice President & General Counsel<br />

Westlake Chemical Corporation<br />

�����������������������������������������������<br />

��������������������������������������<br />

E-mail: swallace@westlake.com<br />

Subscription to this quarterly, News and Notes, is available to the public<br />

at an annual price of $30.<br />

Correspondence regarding ITA should be addressed to the ITA Director,<br />

David B. Winn, at: <strong>The</strong> <strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law<br />

5201 Democracy Drive, Plano, Texas 75024 U.S.A.<br />

������������������������������������������������������������������<br />

Page 2<br />

(2012 ICC RULES OF ARBITRATION, cont’d from page 1)<br />

Some of the key features of the 2012 Rules are discussed below.<br />

A. Emergency Arbitrator Provisions<br />

One of the most significant additions to the new Rules<br />

has been the introduction of Emergency Arbitrator Provisions,<br />

which allow a party in need of “urgent interim or<br />

conservatory measures that cannot await the constitution of<br />

an arbitral tribunal,” to make application to the Secretariat<br />

<strong>for</strong> the appointment of an emergency arbitrator. Under the<br />

1998 Rules, parties seeking interim measures to preserve the<br />

status quo prior to the confirmation of the arbitral tribunal<br />

must have “opted-in” at time of contracting to an additional<br />

set of rules. <strong>The</strong>se additional rules were infrequently<br />

invoked in arbitration agreements, leaving most parties in<br />

need of emergency relief prior to tribunal <strong>for</strong>mation with<br />

recourse only through local courts.<br />

Pursuant to the mechanism set <strong>for</strong>th in Article 29 and<br />

Appendix V of the 2012 Rules, a party may apply <strong>for</strong> an<br />

emergency arbitrator at any point prior to the constitution<br />

of the arbitral tribunal. 1 Upon such application, the President<br />

of the ICC Court shall appoint an emergency arbitrator<br />

“within as short a time as possible, normally within two<br />

days.” (Appendix V, Art. 2(1).) Like all ICC proceedings,<br />

applications <strong>for</strong> emergency relief are made on notice to the<br />

other parties, who are given an opportunity to challenge the<br />

proposed emergency arbitrator and to oppose the request<br />

<strong>for</strong> emergency relief. <strong>The</strong> Emergency Arbitrator is directed<br />

to issue an order within 15 days of receiving the file, although<br />

this deadline may be extended at the discretion of<br />

the President of the ICC Court. (Appendix V, Art. 6(4).)<br />

<strong>The</strong> initial fee to the applicant seeking emergency relief is<br />

US$40,000. <strong>The</strong> Emergency Arbitrator possesses discretion<br />

to later shift or apportion the costs among the parties. (Appendix<br />

V, Art. 7.)<br />

Although under Article 29.2, the parties “undertake to<br />

comply” with the decision of the Emergency Arbitrator, the<br />

decision takes the <strong>for</strong>m of an “order,” and not a final arbitration<br />

“award” and there<strong>for</strong>e cannot be en<strong>for</strong>ced directly<br />

through national courts under the New York Convention.<br />

<strong>The</strong> decision likewise does not bind the arbitral tribunal<br />

which, once constituted, may modify, terminate or annul<br />

any order made by the Emergency Arbitrator. (Art. 29(3).)<br />

1 In fact, parties may invoke the Emergency Arbitrator Provisions<br />

�������������������������������������������������������������������������<br />

terminate the Emergency Arbitrator proceedings if the party making the<br />

�����������������������������������������������������������������������<br />

���������������������������������������������������������������<br />

(See 2012 ICC RULES OF ARBITRATION on page 4)


WORLD ARBITRATION & MEDIATION REVIEW 2012<br />

<strong>The</strong> World <strong>Arbitration</strong> & Mediation Review, whose leadership<br />

was assumed by ITA in 2008, reaches a milestone this<br />

year as it is fully up-to-date, expanded and has attained a significant<br />

level of recognition <strong>for</strong> itself and ITA in the global<br />

dispute resolution community. It opens this year with a<br />

two-issue Liber Amicorum José María Abascal containing<br />

19 manuscripts from practitioners, experts and academics<br />

around the world all in honor of their and our dear friend José<br />

María Abascal. This will be followed by an issue presenting<br />

papers from the first ever ITA Winter Forum as well as from<br />

the annual ITA-ASIL conference in Washington, and will include<br />

<strong>for</strong> the first time a section of book reviews. We wrap up<br />

the year, as always, with the transcripts of the ITA Workshop.<br />

<strong>The</strong>se and all the issues of WAMR would not be possible<br />

without the dedicated volunteer editorial staff. In honor of<br />

this auspicious year, we reacquaint you with the editors of<br />

WAMR, as many of them have moved into positions of even<br />

greater accomplishment since they took up their positions at<br />

WAMR, in addition to their impressive full time careers.<br />

Leah Harhay<br />

Managing Editor<br />

Leah Harhay is Of Counsel in Jones Day’s<br />

Global Disputes practice (San Francisco)<br />

where she represents corporate and sovereign<br />

clients in investor-state disputes throughout<br />

Leah Harhay<br />

the world. Leah sits on the ITA Executive<br />

Committee and is the Managing Editor of ITA’s World <strong>Arbitration</strong><br />

& Mediation Review. Leah previously assisted investment<br />

tribunals and experts with secretariat services, damages<br />

analysis and drafting of decisions and awards, and served as<br />

����������������������������������������������������������mis<br />

Gold, Ltd. v. United States of America and Cargill, Inc.<br />

v. United Mexican States. In the early 2000’s, Leah practiced<br />

with Latham & Watkins, clerked with the U.S. Department of<br />

Justice and, prior to that, worked <strong>for</strong> several years in the financial<br />

industry.<br />

Leah is a frequent speaker and author on the subjects of investment<br />

arbitration, regional and arbitral trends, and women<br />

in arbitration. Leah recently published an article entitled<br />

“Investment <strong>Arbitration</strong> in 2021: A Look to Consistency and<br />

Diversity” in the International Law Association’s International<br />

Law Weekend-West Symposium issue in the Southwestern<br />

Journal of International Law, and has a chapter entitled “<strong>The</strong><br />

Argentine Annulments: <strong>The</strong> Uneasy Application of ICSID Article<br />

52 in Parallel Claims” <strong>for</strong>thcoming in the Yearbook on<br />

International Law and Policy.<br />

Epaminontas Triantafilou<br />

Assistant Managing Editor<br />

Epaminontas Triantafilou is Legal Counsel<br />

at the Permanent Court of <strong>Arbitration</strong> in<br />

<strong>The</strong> Hague, <strong>The</strong> Netherlands. Previously he<br />

served as Legal Assistant to Judge Charles N.<br />

Nontas Triantafilou<br />

Brower, Arbitrator, 20 Essex St. Chambers,<br />

and practiced international arbitration <strong>for</strong><br />

several years with a major international law firm in Washington,<br />

DC. His practice experience includes disputes in Europe,<br />

Africa, Central Asia, Southeast Asia, and Latin America.<br />

Nontas has published and lectured widely on various topics<br />

in international law and arbitration. He serves as Assistant<br />

Managing Editor of the World <strong>Arbitration</strong> and Mediation Review<br />

and has been awarded the Gillis Wetter Memorial Prize<br />

by the London Court of International <strong>Arbitration</strong>. He holds<br />

B.A. and M.A. degrees in Politics from Brandeis University<br />

and a J.D. from <strong>The</strong> University of Chicago Law School, where<br />

he was an Onassis Scholar, a McQuistion Scholar, and Comments<br />

Editor of the Chicago Journal of International Law. He<br />

is admitted to practice in New York State and in the District<br />

of Columbia.<br />

Rafael T. Boza<br />

Associate Managing Editor<br />

Rafael T. Boza is an attorney with Adair & Myers<br />

in Houston. Mr. Boza holds LL.B. (Peru),<br />

J.D. (U.S.), and LL.M. (Belgium) degrees and<br />

is authorized to practice law in Peru, Texas,<br />

Rafael T. Boza and New York. He was legal counsel at an international<br />

bank in Chile and in Peru’s Office<br />

of Foreign Trade and Tourism. Mr. Boza’s practice focuses<br />

on commercial litigation, including alternative dispute resolution,<br />

arbitration, and mediation, as well as transnational and<br />

international business law.<br />

M. Anderson Berry<br />

Editor, WAMR on the Web<br />

Anderson Berry is an attorney in Jones<br />

Day’s Global Disputes and Business & Tort<br />

Litigation practice groups (San Francisco).<br />

He specializes in complex civil litigation and<br />

M. Anderson Berry international arbitration. He was a member<br />

of the trial team that achieved a full defense<br />

verdict on numerous Alien Tort Statute claims, which was<br />

ranked as the top Cali<strong>for</strong>nia defense verdict in 2008 by the<br />

Daily Journal. Anderson has published numerous articles<br />

dealing with transnational issues and arbitration. Be<strong>for</strong>e<br />

practicing law, Anderson worked as a private investigator in<br />

the San Francisco Bay Area.<br />

(See WORLD ARBITRATION REVIEW on page 5)<br />

Page 3


Page 4<br />

(2012 ICC RULES OF ARBITRATION, cont’d from page 2)<br />

<strong>The</strong> Emergency Arbitrator Provisions are non-exclusive and<br />

thus expressly leave parties free to seek parallel relief from<br />

any competent court. (Art. 29(7).)<br />

<strong>The</strong> Emergency Arbitrator Provisions apply only to arbitration<br />

agreements concluded after the January 1, 2012 entry<br />

into <strong>for</strong>ce of the 2012 Rules. As such, it may be several years<br />

be<strong>for</strong>e the efficacy of the Emergency <strong>Arbitration</strong> Provisions<br />

are thoroughly tested. <strong>The</strong>y also do not apply if the parties<br />

decided in their contract to “opt out” of the Emergency Arbitrator<br />

Provisions or agreed to be bound by other pre-arbitral<br />

relief procedures. (Art 29(6).)<br />

B. Multi-Party and Multi-Contract <strong>Arbitration</strong>s<br />

<strong>The</strong> 2012 Rules also add a number of specific provisions<br />

to deal with arbitrations involving multiple parties and<br />

multiple contracts as a means of responding to the increasing<br />

complexity of international disputes. <strong>The</strong>se provisions<br />

largely implement practices used by parties to ICC proceedings<br />

in recent years.<br />

�� ��������of Additional Parties. Under Article 7, a party<br />

wishing to join an additional party to the arbitration may<br />

do so by a Request <strong>for</strong> Joinder to the Secretariat. Such<br />

requests must be made be<strong>for</strong>e the confirmation or appointment<br />

of any arbitrator, unless all parties, including<br />

the additional party, otherwise agree.<br />

�� ��������������������������������� Article 8 now provides<br />

that in arbitrations with multiple parties, any party<br />

may make a claim against any other party.<br />

�� ���������������������Article 9 allows claims arising out<br />

of more than one contract to be made in a single arbitration,<br />

irrespective of whether the claims are made under<br />

one or several arbitration agreements.<br />

�� ������������������������������� Article 10 permits the<br />

consolidation of multiple arbitrations into a single ICC<br />

proceeding where: (a) all the parties agree; or (b) all of the<br />

claims are brought under the same arbitration agreement;<br />

or (c) “where the claims in the arbitrations are made under<br />

more than one arbitration agreement, the arbitrations<br />

are between the same parties, the disputes in the arbitrations<br />

arise in connection with the same legal relationship,<br />

and the Court finds the arbitration agreements to<br />

be compatible.” Where multiple arbitrations are consolidated,<br />

they will be consolidated into the arbitration that<br />

was initiated first, unless otherwise agreed by all parties.<br />

C. Case Management and Efficiency Innovations<br />

Throughout the 2012 Rules there are a number of revisions<br />

aimed at making the arbitral proceedings more efficient.<br />

Pursuant to Article 24, tribunals are required when drawing<br />

up the Terms of Reference, or as soon as possible thereafter,<br />

to “convene a case management conference to consult<br />

the parties on procedural measures that may be adopted” to<br />

ensure efficient case management. Appendix IV contains a<br />

listing of Case Management Techniques <strong>for</strong> controlling the<br />

time and cost of arbitration. Among the suggestions are bifurcating<br />

the proceedings or rendering one or more partial<br />

awards on key issues; identifying issues that can be decided<br />

solely on the basis of documents, rather than through oral<br />

evidence or legal argument at hearing; limiting document<br />

requests to the categories of documents that are likely to be<br />

most relevant and material to the case; limiting the length<br />

and scope of written submissions and witness evidence “so<br />

as to avoid repetition and maintain a focus on key issues;”<br />

using telephone or video conferencing <strong>for</strong> procedural and<br />

other hearings where attendance in person is not essential;<br />

and organizing a pre-hearing conference at which the<br />

arbitral tribunal can indicate to the parties issues on which<br />

it would like the parties to focus at the hearing. 2<br />

Communications with the Secretariat or the arbitral tribunal<br />

may now expressly be made by e-mail under Article<br />

3(2).<br />

<strong>The</strong> parties are also obliged to conduct the arbitration “in<br />

an expeditious and cost effective manner” (Art. 22(1)), and<br />

the tribunal may take the parties’ adherence to this mandate<br />

into account when awarding costs (Art. 37(5)).<br />

D. Confidentiality<br />

Like the old rules, the 2012 Rules do not provide <strong>for</strong><br />

the presumptive confidentiality of the arbitration, absent<br />

agreement by the parties. However, the new Article 22(3)<br />

expands the arbitral tribunals’ authority to make orders respecting<br />

confidentiality, providing that, upon the request of<br />

any party, the arbitral tribunal may make orders “concerning<br />

the confidentiality of the arbitration proceedings or of<br />

any other matters in connection with the arbitration.” <strong>The</strong><br />

�� ������������ ����� ���� ���������������� ����������� ���� �������������<br />

���� ���� ������������� ������������ ���� ������������ ����� ���� ������<br />

in <strong>Arbitration</strong>,” available at� ������������������������������������<br />

���������������<br />

(See 2012 ICC RULES OF ARBITRATION on page 5)


(2012 ICC RULES OF ARBITRATION, cont’d from page 4)<br />

tribunal also may, as under the 1998 rules, make orders to<br />

protect trade secrets and confidential in<strong>for</strong>mation.<br />

E. Arbitral Independence and Availability<br />

While the old rules simply required arbitrators to remain<br />

independent, the 2012 Rules, in homage to international<br />

trends, including the UNCITRAL Model Law, add to that a<br />

requirement of impartiality. (Art. 11(1)).<br />

Be<strong>for</strong>e being appointed or confirmed, prospective arbitrators<br />

must now sign a statement of acceptance, availability,<br />

impartiality and independence. (Art. 11(2)). <strong>The</strong> availability<br />

requirement, which is new, aims to focus arbitrators, be<strong>for</strong>e<br />

accepting an assignment, on whether they will have the<br />

time to efficiently manage the arbitrations <strong>for</strong> which they<br />

have been nominated.<br />

F. Jurisdictional Challenges<br />

Article 6(3) of the 2012 Rules provides that where a party<br />

fails to answer or challenges the existence, validity or scope<br />

of the arbitration agreement, or the consolidation of multiple<br />

claims in a single arbitration, such challenges will be<br />

heard by the arbitral tribunal, unless the Secretary General<br />

refers the matter to the ICC Court. Previously, such challenges<br />

would first be presented to the ICC Court <strong>for</strong> determination<br />

as to whether there was a prima facie agreement<br />

to arbitrate. <strong>The</strong> new procedure should theoretically yield<br />

significant time savings and is more aligned with the principle<br />

of competence-competence, that challenges to arbitral<br />

jurisdiction are <strong>for</strong> the tribunal to decide.<br />

G. Administration of <strong>Arbitration</strong><br />

Only the ICC can administer arbitrations under the ICC<br />

Rules. This provision is aimed to prevent parties from entering<br />

into arbitration agreements that select the ICC Rules<br />

but designate a different or no administering institution.<br />

<strong>The</strong>re are a vast number of law firm and other publications<br />

that can be used in understanding the 2012 Rules in<br />

comparison to the 1998 Rules and those of the other leading<br />

arbitral institutions. Additionally, the Secretariat’s Guide to<br />

ICC <strong>Arbitration</strong>, a treatise prepared by members of the ICC<br />

Secretariat and offering in-depth article-by-article analysis<br />

of the 2012 Rules, will be published shortly by the ICC.<br />

Julia J. Peck is an associate at Quinn Emanuel Urquhart &<br />

Sullivan, LLP, New York City. She concentrates her practice<br />

on complex commercial and business litigation, government<br />

investigations and regulatory work, and international arbitration.<br />

She may be reached at juliapeck@quinnemanuel.com.<br />

(WORLD ARBITRATION REVIEW, cont’d from page 3)<br />

Kate Brown de Véjar<br />

Assistant Editor<br />

Kate Brown de Véjar specializes in investor-state<br />

and international commercial arbitration.<br />

Counsel in the Mexico City office<br />

Kate Brown de Véjar of Curtis, Mallet-Prevost, Colt & Mosle, S.C.,<br />

Ms. Brown de Véjar advises State, State-owned<br />

and private clients in connection with international disputes<br />

under the leading institutional and ad hoc arbitration rules<br />

across a wide range of sectors (including construction, financial<br />

services, oil and gas, mining, transport and telecommunications),<br />

in both the commercial sphere and under a variety<br />

of international treaty instruments (including the Energy<br />

Charter Treaty, the North <strong>American</strong> Free Trade Agreement<br />

(NAFTA) and numerous bilateral investment treaties).<br />

Ms. Brown de Véjar is a member of the Australian Delegation<br />

to UNCITRAL Working Group II, recently charged with<br />

revising the UNCITRAL <strong>Arbitration</strong> Rules. As a member of<br />

the Advisory Body to the Construction Industry <strong>Arbitration</strong><br />

<strong>Center</strong> of Mexico (Centro de Arbitraje de la Industria de la<br />

Construcción, or CAIC), Ms. Brown de Vejar heads that organization’s<br />

task<strong>for</strong>ce to develop rules on acting as appointing<br />

authority under the UNCITRAL <strong>Arbitration</strong> Rules. She<br />

is also a guest lecturer on international arbitration at the Tecnológico<br />

de Monterrey, Mexico City.<br />

Benjamin Jones<br />

Assistant Editor<br />

Benjamin Jones is an associate in the San<br />

Francisco office of O’Melveny & Myers LLP.<br />

Benjamin represents clients in international<br />

commercial arbitration and investment trea-<br />

Benjamin Jones ty arbitration, and in international litigation.<br />

Benjamin also counsels clients in the financial<br />

services industry on legal and regulatory issues in payments<br />

and electronic commerce.<br />

Charles B. (“Chip”) Rosenberg<br />

Assistant Editor<br />

Charles B. (“Chip”) Rosenberg is a Legal<br />

Adviser at the Iran-United States Claims<br />

Tribunal in <strong>The</strong> Hague, Netherlands. Previously,<br />

Chip was the International Ar-<br />

Charles B. Rosenberg bitration Law Clerk to <strong>The</strong> Honorable<br />

Charles N. Brower. Chip graduated first<br />

in his class, summa cum laude from the <strong>American</strong> University<br />

Washington College of Law. Chip and his wife, Sydney, have<br />

a three-year old son, Harrison.<br />

(See WORLD ARBITRATION REVIEW on page 7)<br />

Page 5


Page 6<br />

(YOUNG ARBITRATORS’ CORNER, cont’d from page 1)<br />

the turn of the next millennium are not the only characteristics<br />

sought by institutions, law firms, and parties, however.<br />

To be appointed, would-be arbitrators must be well-qualified,<br />

known to the institution, firm, or party doing the appointing,<br />

and interested in being appointed.<br />

What can you do to gain the skills necessary to be qualified<br />

to arbitrate a dispute?<br />

Be exposed.<br />

Gain exposure to as many parts of the arbitration process<br />

as possible. If you are a smart, hard working lawyer with a<br />

variety of international arbitration matters, this usually goes<br />

with the territory. However, due to luck of the draw, one might<br />

find herself always developing the fact arguments, rather than<br />

analyzing the law and drafting legal arguments; or drafting<br />

legal arguments, but never having the opportunity to attend a<br />

hearing or draft communications; or being staffed on a series<br />

of arbitrations that settle be<strong>for</strong>e reaching the hearing stage,<br />

thus missing out on exposure to a critical part of the process.<br />

Take charge of your career. Seek out opportunities to gain<br />

experience at every stage of the process. It is enormously useful<br />

to see an arbitration from start to finish, from the very<br />

first fact-development interviews through drafting the rebuttal<br />

brief of the closing memorial. Having a significant role in<br />

developing the facts, analyzing the law, developing the strategy,<br />

drafting communications to opposing counsel and the<br />

arbitral tribunal, and drafting or presenting the opening statement,<br />

cross-examination scripts, and the closing argument (if<br />

relevant), is necessary preparation <strong>for</strong> developing the analytical,<br />

organizational, and consensus-building skills required of<br />

an arbitrator.<br />

If you ever have the opportunity to act as administrative<br />

secretary to an arbitrator, do so. As secretary, one may gain<br />

insight into what is important to arbitrators in making their<br />

decisions, experience in drafting orders and portions of the<br />

final award, and experience in being asked to put yourself<br />

in the arbitrators’ shoes and work out how you might decide<br />

the dispute. You will have the opportunity to see what works<br />

in counsels’ briefs and oral argument to persuade arbitrators<br />

(and what does not work). This last perspective, in particular,<br />

can be a valuable asset to you as an advocate, as well.<br />

But shyness will get you nowhere: tell members of your<br />

firm who sit as arbitrators that you would like to work as their<br />

secretary – which segues nicely into my next point.<br />

How can you make your interest known to those who<br />

make arbitrator appointments?<br />

Be bold.<br />

Without being obnoxious about it, tell your lawyer friends<br />

that you want to be an arbitrator. Tell everyone you know, in<br />

fact. Lawyers in your age and experience cohort may have the<br />

opportunity to propose potential arbitrators to their clients, to<br />

more senior lawyers in their firm, or, more in<strong>for</strong>mally, to arbitration<br />

institutions with which they are affiliated. But they<br />

have to be aware that you are interested in being appointed.<br />

Do not risk being passed over simply because that fact is unknown.<br />

Articulating your interest to your colleagues makes it<br />

much more likely that your name and face will come to their<br />

minds when an appointment opportunity crosses their desks.<br />

Do not keep this in<strong>for</strong>mation to your close friends and coworkers,<br />

though; make sure you tell business associates and<br />

individuals within arbitral institutions, as these institutions<br />

often give new arbitrators their first appointments.<br />

Be involved.<br />

If you have kept up with either of the last two YAC pieces,<br />

you would know that being involved with one or more arbitral<br />

institutions (or their young-practitioner organizations) can be<br />

very helpful in raising your profile and increasing your skills<br />

in relationship-building and public-speaking. Arbitral institutions<br />

keep track of the well-qualified and interested individuals<br />

whom they may tap <strong>for</strong> institutional appointments.<br />

Becoming involved with them through volunteer or other activities<br />

is a good way to get on their radar.<br />

An arbitrator I know received his first appointment – as<br />

chair – at age 30. This appointment, as well as the majority of<br />

the others he has received, came from an arbitral institution.<br />

After several years of building credibility as an arbitrator with<br />

institutional appointments, he now regularly receives appointments<br />

from other counsel and arbitrators, as well. <strong>The</strong>se counsel<br />

and arbitrators may have seen his work as counsel or as an<br />

arbitrator, have read his publications, or have heard him speak<br />

knowledgeably at conferences – all of these activities have solidified<br />

his reputation <strong>for</strong> competence and good judgment.<br />

How can you become involved with arbitral institutions?<br />

Again, without being obnoxious, be creative in seeking opportunities<br />

to make yourself known. Attend institutional conferences<br />

– and speak up when the floor is open <strong>for</strong> questions.<br />

When you are acting as counsel in an institutional arbitration,<br />

introduce yourself to the deputy counsel who staffed your<br />

matter. Also, consider whether arbitral institutions have national<br />

committees, like the ICC. Leverage your differences by<br />

joining the national committee <strong>for</strong> your country of origin, attending<br />

its meetings, and volunteering <strong>for</strong> tasks as they arise.<br />

Be different.<br />

Each of those whom I interviewed stressed that it helps<br />

enormously to have characteristics that set you apart from others<br />

in your legal market. Language skills, nationality, where<br />

you practice, legal qualifications, or a combination of these<br />

characteristics can make you unique in your market. Lisa Tomas<br />

is among the few Canadian arbitration professionals who<br />

are qualified in England and practicing in London. Franz<br />

Schwarz is an Austrian qualified attorney whose German lan-<br />

(See YOUNG ARBITRATORS’ CORNER on page 7)


(YOUNG ARBITRATORS’ CORNER, cont’d from page 6) (WORLD ARBITRATION REVIEW, cont’d from page 5 )<br />

guage skills and civil law perspective make him unique among<br />

London practitioners. Joachim Knoll is a German born, New<br />

York and Paris qualified attorney whose international experience<br />

and his German, French, and English language skills<br />

make him stand out in Geneva. Each brings something that<br />

is unique and in demand to the location in which they are<br />

practicing, and these attributes have not gone unnoticed by<br />

the Vienna International <strong>Arbitration</strong> Centre (VIAC), the ICC,<br />

the LCIA, the German Institution of <strong>Arbitration</strong> (DIS), or the<br />

Geneva Chamber of Commerce, to name just a few of the institutions<br />

that have appointed these individuals.<br />

<strong>The</strong>se differences do little to enhance your profile unless<br />

others know about them, however. Making your colleagues<br />

and others aware of your home jurisdiction and niche skills<br />

is a critical component of making these assets work <strong>for</strong> you.<br />

Be humble.<br />

Your first few appointments might be <strong>for</strong> small claim value<br />

arbitrations with relatively less-complex issues. <strong>The</strong>se might<br />

be very different from the billion dollar, bet-the-company<br />

cases you are accustomed to handling as counsel. Do not be<br />

discouraged. <strong>The</strong>se disputes offer an excellent opportunity to<br />

build your credibility as a competent and efficient arbitrator<br />

while you learn a new skill. And your credibility as a capable<br />

arbitrator is the best advertisement <strong>for</strong> further appointments.<br />

Being humble will help you to diligently apply the same<br />

skill to small arbitrations as you would to any other matter.<br />

Humility also helps you turn down opportunities when you<br />

do not have the time to do so efficiently, the expertise to do<br />

so effectively, or when you have the slightest doubt about conflicts.<br />

Decline opportunities that are likely to result in embarrassment<br />

<strong>for</strong> you and your firm, significant delays <strong>for</strong> the parties,<br />

or a potentially unen<strong>for</strong>ceable award <strong>for</strong> the parties. Your<br />

candor will pay dividends in the long run. Let the size and<br />

complexity of the matters grow in tandem with your skills and<br />

experience as an arbitrator and you stand to build a vibrant<br />

and respected practice over time.<br />

As <strong>for</strong> me, my dear friends and colleagues, it is true: I, too,<br />

would like to be an arbitrator. I am a Texas-qualified lawyer<br />

practicing in London, with particular experience in CIS and<br />

Middle-Eastern oil and gas and energy disputes, in case you<br />

are interested ….<br />

Noelle C. Berryman is counsel at Wilmer Cutler Pickering<br />

Hale and Dorr LLP, London. She works in the firm’s litigation/<br />

controversy department, and is a member of the international<br />

arbitration practice group. She may be reached at noelle.berryman@wilmerhale.com.<br />

* * * *<br />

Jeffrey Sullivan<br />

Assistant Editor<br />

Jeffrey Sullivan is Counsel in the International<br />

<strong>Arbitration</strong> Group of Allen & Overy<br />

LLP’s London office. He specializes in investment<br />

treaty arbitration, international com-<br />

Jefffey Sullivan<br />

mercial arbitration and public international<br />

law. He has been counsel in numerous investment<br />

arbitrations under the ICSID and UNCITRAL arbitration<br />

rules, representing both States and investors. Jeff has<br />

particular experience of advising clients in the energy industry<br />

with respect to both commercial disputes and investment<br />

treaty cases and he has acted as counsel in four Energy<br />

Charter Treaty cases.<br />

Ekaterina Apostolova<br />

Assistant Editor<br />

Kate Apostolova is an associate at Cleary<br />

Gottlieb Steen & Hamilton, New York. Her<br />

practice focuses on international arbitration<br />

and litigation. Kate received a J.D. degree<br />

Kate Apostolova<br />

in 2010 from the University of Cali<strong>for</strong>nia,<br />

Berkeley School of Law, where she was Editor-in-Chief<br />

of the Berkeley Journal of International Law<br />

and an oralist, coach, and arbitrator at the Foreign Direct<br />

Investment International Moot Competition and Willem<br />

C. Vis International Commercial <strong>Arbitration</strong> Moot. In law<br />

school, Kate also served as a Research Assistant <strong>for</strong> Professor<br />

David Caron. Her publications include “<strong>The</strong> Relationship<br />

between the Alien Tort Statute and the Torture Victim<br />

Protection Act,” Berkeley Journal of International Law, 2010<br />

and “International <strong>Arbitration</strong> in Eastern Europe: Comparative<br />

Study of UNCITRAL Model Law, Latvian and Slovakian<br />

<strong>Arbitration</strong> Laws,” <strong>Institute</strong> of Slavic, East European, and<br />

Eurasian Studies, 2010.<br />

* * * *<br />

Page 7


Daniel Gal<br />

Juliet Blanch<br />

Page 8<br />

TRANSNATIONAL ARBITRATION EXPERTS…<br />

IN THE NEWS<br />

Dechert LLP has upgraded to a Sustaining Member and has<br />

added Daniel Gal (London) and José-Manuel García Represa<br />

(Paris) as representatives to the Advisory Board.<br />

New Supporting Member Curtis, Mallet-Prevost, Colt & Mosle<br />

LLP has added Gabriela Alvarez-Avila (Mexico City), Claudia<br />

Frutos-Peterson (Washington, D.C.) and Miriam Harwood<br />

(New York) as representatives to the Advisory Board.<br />

JAMS, Inc. has upgraded to a Supporting Member and has<br />

added Lorraine M. Brennan (London) and Robert B. Davidson<br />

(New York) as representatives to the Advisory Board.<br />

Miriam Harwood<br />

José-Manuel García Represa<br />

Lorraine M. Brennan<br />

Alexandre Job<br />

Gabriela Alvarez-Avila Claudia Frutos-Peterson<br />

Robert B. Davidson<br />

New Supporting Member TOTAL S.A. has added Jean-André<br />

Diaz (Paris), Anne-Maria Guillerme (Paris) and Alexandre<br />

Job (Paris) as representatives to the Advisory Board.<br />

New Supporting Member Weil, Gotshal & Manges LLP has<br />

added Arif Hyder Ali (Washington, DC), Juliet Blanch (London)<br />

and Penny Reid (New York) as representatives to the Advisory<br />

Board.<br />

Supporting Member Covington & Burling LLP has added<br />

Thomas L. Cubbage, III (Washington, DC) as a representative<br />

to the Advisory Board.<br />

Jean-André Diaz<br />

Arif Hyder Ali<br />

Penny Reid Thomas L. Cubbage, III<br />

Supporting Member Crowell &<br />

Moring LLP has added Ian A.<br />

Laird (Washington, DC) as a<br />

representative to the Advisory<br />

Board.<br />

Justin D’Agostino<br />

Craig Chiasson<br />

Zel Saccani<br />

Olivia Haruko Kamra<br />

Ian A. Laird David A. Delman<br />

Supporting Member Hogan<br />

Lovells US LLP has added David A. Delman (Houston) as a<br />

representative to the Advisory Board.<br />

Jaya Sharma<br />

New Sponsoring Member Herbert Smith has added Justin<br />

D’Agostino (Hong Kong) as a representative to the Advisory<br />

Board. New Associate Members are Zel Saccani (SLBT,<br />

Brownsville) and Jaya Sharma (4N Consultants Inc., Madison).<br />

Astigarraga Davis has upgraded to a Supporting Member.<br />

Jarrod Wong<br />

New Academic/Government/Nonprofit Members are Craig<br />

Chiasson (Borden Ladner Gervais LLP, Vancouver), Meredith<br />

Blasingame (National Aeronautics and Space Administration<br />

(NASA), Stennis Space <strong>Center</strong>), Olivia Haruko Kamra (University<br />

of CA - Berkeley School of Law, Albany), and Jarrod<br />

Wong (University of the Pacific, McGeorge School of Law).<br />

Academic Council member Tai-Heng Cheng<br />

is joining the New York office of Quinn<br />

Emanuel Urquhart & Sullivan LLP as a partner<br />

in the firm’s international arbitration<br />

practice. Cheng, a specialist in international<br />

law and international arbitration, was a tenured<br />

professor of law at New York Law School<br />

Tai-Heng Cheng<br />

and co-director of its <strong>Institute</strong> <strong>for</strong> Global<br />

Law, Justice, and Policy. Cheng has wide experience<br />

in all aspects of international commercial arbitration<br />

and investor-state arbitration, having served as counsel, tribunal<br />

chair, arbitrator, and expert in investor-state disputes<br />

and international commercial arbitrations, under ICDR, ICC,


Alfredo de Jesús O.<br />

TRANSNATIONAL ARBITRATION EXPERTS…<br />

IN THE NEWS<br />

UNCITRAL, JAMS, SCC, HKIAC and ICSID rules. He is a<br />

member of the panels of neutrals of the AAA/ICDR, CPR and<br />

HKIAC. Additionally, Cheng has counseled sovereign states<br />

on public international law disputes, including state succession.<br />

He has also represented clients in international parallel<br />

proceedings, as well as in U.S. federal and state court trials and<br />

appeals. Cheng, who was born in Singapore, is bilingual in<br />

English and Mandarin. He received his legal education in the<br />

United States, England and Singapore, and has been involved<br />

in numerous matters in every continent. In addition to teaching<br />

at New York Law School, Cheng has taught international<br />

arbitration and international law as a visiting professor of law<br />

at Vanderbilt University, Hebrew University, and City University<br />

of Hong Kong. He is the author of two books and dozens<br />

of articles on international law and international arbitration,<br />

which the U.S. Federal Circuit and District Courts have cited<br />

and relied on. Be<strong>for</strong>e becoming a law professor, Cheng practiced<br />

law at Simpson Thacher & Bartlett in New York.<br />

Alfredo De Jesús O., ITA’s Reporter <strong>for</strong> Venezuela,<br />

of Paris and Caracas, has been appointed as<br />

a member of the Peer Review Board of the IC-<br />

SID Review – Foreign Investment Law Journal.<br />

Bernard Hanotiau, a vice chair of the Executive<br />

Committee of ITA’s Advisory Board, of<br />

Hanotiau & van den Berg, Brussels, reports<br />

that the firm has taken an office in Singapore:<br />

Maxwell Chambers, 32 Maxwell Road, #02-05,<br />

Singapore 069115, tel. +65 6408 3343, e-mail:<br />

singapore@hvdb.com.<br />

Mitchell L. Lathrop<br />

Bernard Hanotiau<br />

Advisory Board member Mitchell L. Lathrop of<br />

Mintz, Levin, Cohn, Ferris, Glovsky and Popeo,<br />

P.C., New York and San Diego, has been named a<br />

Chartered Arbitrator by the Chartered <strong>Institute</strong><br />

of Arbitrators (U.K.). He has also been named<br />

to the panel of arbitrators of the Vienna International<br />

<strong>Arbitration</strong> Centre.<br />

Advisory Board member Barry Leon, partner<br />

and head of the international arbitration<br />

group at Perley-Robertson, Hill & McDougall<br />

LLP/s.r.l., Ottawa, has become a Member Arbitrator<br />

and Advisory Board Member at <strong>Arbitration</strong><br />

Place, the new arbitration hearing centre<br />

in Toronto, Canada. For more in<strong>for</strong>mation, go<br />

to www.arbitrationplace.com.<br />

Barry Leon<br />

Advisory Board member Dr. Anton G. Maurer<br />

of CMS Hasche Sigle, Stuttgart, reports that Juris<br />

Publishing will publish a book on June 15,<br />

2012 that he has written. <strong>The</strong> title is: <strong>The</strong> Public<br />

Policy Exception under the New York Convention:<br />

History, Interpretation, and Application.<br />

Dr. Anton G. Maurer<br />

This work describes in detail the drafting history<br />

of the public policy exception of art. V (2) (b). <strong>The</strong> book<br />

also explains how this clause is applied by the courts in many<br />

economically relevant states, and especially in Brazil, Russia,<br />

India, and China. For more in<strong>for</strong>mation, go to http://www.<br />

jurispub.com/cart.php?m=product_detail&p=12675.<br />

Academic Council Member Professor A F M<br />

Maniruzzaman has been recently appointed<br />

Visiting Professor of Law at China University<br />

of Political Science and Law, Beijing. His article<br />

entitled “Co-operation as the Philosophical<br />

Foundation of Good Faith in International<br />

Dr. M. Maniruzzaman Business-Contracting – A view through the<br />

Prism of <strong>Transnational</strong> Law” (with L. Carvajal-Arenas) will<br />

be published in Ox<strong>for</strong>d University Comparative Law Forum,<br />

in June 2012. He has also published an article entitled “<strong>The</strong><br />

Concept of Good Faith in International Investment Disputes<br />

– the Arbitrator’s Dilemma” in 89 Amicus Curiae (Spring Issue,<br />

2012), also in Kluwer <strong>Arbitration</strong> Blog.<br />

Advisory Board member Suzanne K. Nusbaum<br />

of Los Gatos, Cali<strong>for</strong>nia, presented a<br />

talk on Confidentiality and Disclosure Settlement<br />

Issues in IP ADR cases at the <strong>American</strong><br />

Bar Association, Dispute Resolution Section<br />

Spring Meeting in April in Washington DC.<br />

She judged the Chinese National Rounds of Suzanne K. Nusbaum<br />

the Jessup International Moot Court in Beijing,<br />

China in February, the memorials <strong>for</strong> the Willem C.<br />

Vis (East) and (West) International Commercial <strong>Arbitration</strong><br />

Moot and the finalist round memorials <strong>for</strong> the Willem C. Vis<br />

(East) International Commercial <strong>Arbitration</strong> Moot.<br />

Dietmar W. Prager, a member of ITA’s Executive<br />

Committee, was promoted to partner at<br />

Debevoise & Plimpton LLP with effect of 1 July<br />

2012. Dietmar, who is Austrian, joined Debevoise<br />

in 2000 and was promoted to counsel in<br />

Dietmar W. Prager<br />

2007. He has represented parties be<strong>for</strong>e multiple<br />

arbitration institutions in venues throughout<br />

the world, with a particular concentration on Latin America.<br />

He also was one of the youngest lawyers ever to have argued<br />

be<strong>for</strong>e the International Court of Justice and has sat as arbitra-<br />

(See EXPERTS IN THE NEWS on page 10)<br />

Page 9


tor. Dietmar is the co-chair of the ITA Membership Committee<br />

and previously served as the first chair of ITA’s Americas Initiative<br />

(2005-08).<br />

Lucy Reed, chair of the Executive Committee<br />

of ITA’s Advisory Board, relocated to the Hong<br />

Kong office of Freshfields Bruckhaus Deringer<br />

in May. Ms. Reed continues as co-head of the<br />

Freshfields international arbitration group, with<br />

Jan Paulsson.<br />

Advisory Board member Pablo T. Spiller is returning<br />

to his regular position at the University<br />

of Cali<strong>for</strong>nia at Berkeley after spending two<br />

years on leave in New York City first as Visiting<br />

Professor of Law at New York University and<br />

then as Visiting Professor of Law at Columbia<br />

Pablo Spiller<br />

University, where together with Prof. Robert<br />

Scott he ran a colloquium on contracts and organizations.<br />

This spring he gave these lectures: at the Y-ICCA gathering at<br />

Miami on issues related to damages and preparation of expert<br />

testimony; at the invitation of Jan Paulsson at the International<br />

Law Lecture Series of the University of Miami on “Inconsistencies<br />

between legal standards and compensation in investment<br />

treaty awards”; at the University of Pennsylvania Law<br />

School on “Public Contracts”; and the same lecture at George<br />

Mason Law School. Finally, he published, together with Manuel<br />

Abdala and Pablo Lopez Zadicoff, a paper in World <strong>Arbitration</strong><br />

& Mediation Review entitled “Invalid Round Trips in<br />

Setting Pre-judgment Interest in International <strong>Arbitration</strong>.”<br />

Academic Council member Prof. S.I. Strong<br />

published several articles recently, including<br />

“International <strong>Arbitration</strong> and the Republic<br />

of Colombia: Commercial, Comparative and<br />

Constitutional Concerns From a U.S. Perspective,”<br />

22 Duke Journal of Comparative & Inter-<br />

S.I. Strong<br />

national Law 47 (2011); “<strong>Arbitration</strong> and Alternative<br />

Dispute Resolution in the United States of America,”<br />

in Médiation, Arbitrage: Une justice en devenir? (Conseil<br />

de l’Europe et la Commission Européenne 2011); “Class and<br />

Collective Relief in the Cross-Border Context: A Possible Role<br />

<strong>for</strong> the Permanent Court of <strong>Arbitration</strong>,” 23 <strong>The</strong> Hague Yearbook<br />

of International Law 2010 113 (2011); and “Collective<br />

<strong>Arbitration</strong> in ICSID Disputes: Abaclat (<strong>for</strong>merly Beccara) v.<br />

Argentine Republic,” 16 <strong>Arbitration</strong> News (2012). Two of her<br />

works, “From Class to Collective: <strong>The</strong> De-<strong>American</strong>ization<br />

of Class <strong>Arbitration</strong>,” 26 <strong>Arbitration</strong> International 493 (2010),<br />

Page 10<br />

TRANSNATIONAL ARBITRATION EXPERTS…<br />

IN THE NEWS<br />

(EXPERTS IN THE NEWS, cont’d from page 9)<br />

Lucy F. Reed<br />

and “Does Class <strong>Arbitration</strong> ‘Change the Nature’ of <strong>Arbitration</strong>?<br />

Stolt-Nielsen, AT&T and a Return to First Principles,”<br />

17 Harvard Negotiation Law Review (<strong>for</strong>thcoming 2012),<br />

were cited in the jurisdictional awards rendered in one of the<br />

most closely-watched ICSID arbitrations of the year, Abaclat<br />

(<strong>for</strong>merly Beccara) v. Argentine Republic. Professor Strong<br />

also recently received the CPR <strong>Institute</strong>’s award <strong>for</strong> Best Short<br />

Article 2011 <strong>for</strong> “Collective <strong>Arbitration</strong> Under the DIS Supplementary<br />

Rules <strong>for</strong> Corporate Law Disputes: A European<br />

Form of Class <strong>Arbitration</strong>?” 29 ASA Bulletin 45 (2011). Professor<br />

Strong has also recently begun her tenure as the Henry<br />

G. Schermers Fellow at the Hague <strong>Institute</strong> <strong>for</strong> the Internationalisation<br />

of Law and the Netherlands <strong>Institute</strong> <strong>for</strong> Advanced<br />

Studies in the Humanities and Social Sciences.<br />

Guido Tawil<br />

Academic Council member Guido Santiago<br />

Tawil of M. & M. Bomchil, Buenos Aires, has<br />

been appointed to the IBA’s Conflicts of Interest<br />

Subcommittee <strong>for</strong> the years 2012 and 2013<br />

which will undertake the task of reviewing<br />

the 2004 IBA Guidelines on Conflicts of Interest<br />

in International <strong>Arbitration</strong>.<br />

Chinedum Umeche, ITA’s Reporter <strong>for</strong> Nigeria,<br />

of Banwo & Ighodalo, Lagos, is the co-author<br />

of the Nigerian Chapter of the International<br />

Comparative Legal Guide to Litigation & Dispute<br />

Resolution 2012 published by Global Legal<br />

Group (London) in association with CDR.<br />

Chinedum Umeche<br />

Stephan Wilske, ITA’s Reporter <strong>for</strong> Turkey,<br />

of Gleiss Lutz, Stuttgart, moderated a panel<br />

on “Crime and Ethics in International Commercial<br />

<strong>Arbitration</strong>” and gave an introductory<br />

presentation titled “International <strong>Arbitration</strong><br />

in Tougher Times – An Overview” at the IV.<br />

Stephan Wilske<br />

Belgrade <strong>Arbitration</strong> Conference on 23 March<br />

2012 at the University of Belgrade, Faculty of Law.


Upcoming ITA Programs in 2012<br />

24th Annual ITA Workshop<br />

<strong>The</strong> Final Curtain: Post-Hearing Submissions, Deliberations and En<strong>for</strong>cement<br />

����������������� th ���������������������������������������������<br />

June 21, 2012<br />

Westin Galleria Hotel � Dallas, Texas<br />

<strong>The</strong> ITA Forum<br />

(Invitation only: Members of the ITA Advisory Board, Academic Council,<br />

Board of Reporters, WAMR Board of Editors, Workshop & Roundtable Faculty)<br />

June 22, 2012<br />

Westin Galleria Hotel � Dallas, Texas<br />

�<br />

ITA Programs in 2013<br />

2nd Annual ITA Winter Forum<br />

including the 2 nd Annual Young Arbitrators Winter Roundtable<br />

January 24-25, 2013 (TBC) � Miami, Florida<br />

10th Annual ITA-ASIL Conference<br />

April 3, 2013<br />

Marriott Renaissance Hotel � Washington, D.C.<br />

9th Annual Americas Workshop<br />

����������������� th �����������������������������������������������<br />

Spring 2013 (TBA) � Latin America (TBA)<br />

25th Annual ITA Workshop<br />

����������������� th ���������������������������������������������<br />

June 19-20, 2013 � Dallas, Texas<br />

<strong>The</strong> ITA Forum<br />

(Invitation only: Members of the ITA Advisory Board, Academic Council,<br />

Board of Reporters, WAMR Board of Editors, Workshop & Roundtable Faculty)<br />

June 21, 2013 � Dallas, Texas<br />

Page 11


Page 12<br />

<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong><br />

A Division of THE CENTER FOR AMERICAN AND INTERNATIONAL LAW<br />

����������������������������������������������www.cailaw.org/ita<br />

SCOREBOARD<br />

OF ADHERENCE TO TRANSNATIONAL ARBITRATION TREATIES<br />

(as of February 10, 2012)<br />

THE INSTITUTE FOR TRANSNATIONAL ARBITRATION<br />

Abbreviations:<br />

Changes from previous issue:<br />

NY = United Nations Convention on the Recognition and En<strong>for</strong>cement of Foreign<br />

NY = Liechtenstein ratified on July 7, 2011.<br />

Arbitral Awards (commonly, 1958 New York Convention)<br />

Entry into <strong>for</strong>ce on October 5, 2011.<br />

ICSID = Convention on the Settlement of Investment Disputes (1965)<br />

ICSID = None.<br />

MIGA= Convention Establishing the Multilateral Investment Guarantee Agency (1985)<br />

IA = Inter-<strong>American</strong> Convention on International Commercial <strong>Arbitration</strong><br />

(commonly, Panama Convention of 1975)<br />

USBIT = United States Bilateral Investment Treaty<br />

MIGA = None.<br />

IA = None.<br />

USBIT = Rwanda came into <strong>for</strong>ce on January 1, 2012.<br />

OPIC = None.<br />

OPIC = Agreements supporting programs of the Overseas Private Investment Corp. Symbols:<br />

S: Signed, but not ratified A: Subscribed, but not<br />

R: Ratified, acceded or succeeded signed, ratified or paid<br />

(*): Capital-exporting country under MIGA N/A: Not applicable<br />

NATION<br />

NY 1 ICSID 2 MIGA 3 IA USBIT 4 OPIC 5<br />

Afghanistan R R R R<br />

Albania R R R R R<br />

Algeria R R R R<br />

Angola R R<br />

Antigua and Barbuda R R R<br />

Argentina R R R R R R<br />

Armenia R R R R R<br />

Australia R R R*<br />

Austria R R R*<br />

Azerbaijan R R R R R<br />

Bahamas R R R R<br />

Bahrain R R R R R<br />

Bangladesh R R R R R<br />

Barbados R R R R<br />

Belarus R R R S<br />

Belgium R R R*<br />

Belize S R R<br />

Benin R R R R<br />

Bhutan<br />

Bolivia 6 R R R R R<br />

Bosnia and Herzegovina 7 R R R R R<br />

Botswana R R R R<br />

Brazil R R R R<br />

Brunei Darussalam R R<br />

Bulgaria R R R R R<br />

Burkina Faso R R R R<br />

Burundi R R R<br />

Cambodia R R R R<br />

Cameroon R R R R R<br />

Canada R S R*<br />

Cape Verde R R R<br />

Central African Republic R R R R<br />

Chad R R R<br />

Chile R R R R R<br />

China (People’s Republic) 8 R R R<br />

Colombia R R R R R<br />

Comoros R R<br />

Congo R R R R


NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION<br />

Congo (Democratic Republic of) R R R R<br />

Cook Islands R R<br />

Costa Rica R R R R R<br />

Côte d’Ivoire R R R R<br />

Croatia 7 R R R R R<br />

Cuba R<br />

Cyprus R R R R<br />

Czech Republic R R R* R R<br />

Denmark 9 R R R*<br />

Djibouti R R R<br />

Dominica R R R<br />

Dominican Republic R S R R R<br />

Ecuador R R R R R<br />

Egypt R R R R R<br />

El Salvador R R R R S R<br />

Equatorial Guinea R R<br />

Eritrea R R<br />

Estonia R R R R R<br />

Ethiopia S R R<br />

Fiji R R R R<br />

Finland R R R*<br />

France 10 R R R*<br />

Gabon R R R R<br />

Gambia R R R<br />

Georgia R R R R R<br />

Germany R R R*<br />

Ghana R R R R<br />

Greece R R R* R<br />

Grenada R R R R<br />

Guatemala R R R R R<br />

Guinea R R R R<br />

Guinea-Bissau S R R<br />

Guyana R R R<br />

Haiti R R R S R<br />

Holy See (Vatican City) R<br />

Honduras R R R R R R<br />

Hungary R R R R<br />

Iceland R R R*<br />

India R R R<br />

Indonesia R R R R<br />

Iran R R<br />

Iraq R R<br />

Ireland R R R* R<br />

Israel R R R R<br />

Italy R R R*<br />

Jamaica R R R R R<br />

Japan R R R*<br />

Jordan R R R R R<br />

Kazakhstan R R R R R<br />

Kenya R R R R<br />

Kiribati R<br />

Korea (North)<br />

Korea (Republic) (South) R R R R<br />

Kosovo R R R<br />

Kuwait R R R R<br />

Kyrgyzstan R S R R R<br />

Lao People’s Democratic Republic R R R<br />

Page 13


Page 14<br />

NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION NY1 ICSID2 MIGA3 IA USBIT4 OPIC5 NATION<br />

Latvia R R R R R<br />

Lebanon R R R R<br />

Lesotho R R R R<br />

Liberia R R R R<br />

Libyan Arab Jamahiriya R<br />

Liechtenstein R<br />

Lithuania R R R R R<br />

Luxembourg R R R*<br />

Macedonia, Former Yugoslav Republic of 7 R R R R<br />

Madagascar R R R R<br />

Malawi R R R<br />

Malaysia R R R R<br />

Maldives R R<br />

Mali R R R R<br />

Malta R R R R<br />

Marshall Islands R R<br />

Mauritania R R R R<br />

Mauritius R R R R<br />

Mexico R R R R<br />

Micronesia R R R<br />

Moldova R R R R R<br />

Monaco R<br />

Mongolia R R R R R<br />

Montenegro R R R<br />

Morocco R R R R R<br />

Mozambique R R R R R<br />

Myanmar (Burma)<br />

Namibia S R R<br />

Nauru<br />

Nepal R R R R<br />

Netherlands 11 R R R*<br />

New Zealand 12 R R A<br />

Nicaragua R R R R S R<br />

Niger R R S R<br />

Nigeria R R R R<br />

Norway R R R*<br />

Oman R R R R<br />

Pakistan R R R R<br />

Palau R R<br />

Panama R R R R R R<br />

Papua New Guinea R R R<br />

Paraguay R R R R R<br />

Peru R R R R R<br />

Philippines R R R R<br />

Poland R R R R<br />

Portugal R R R* R<br />

Qatar R R R<br />

Romania R R R R R<br />

Russian Federation R S R S R<br />

Rwanda A R R R R<br />

Saint Kitts and Nevis R R R<br />

Saint Lucia R R R<br />

St. Vincent and the Grenadines R R R R<br />

Samoa R R R<br />

San Marino R<br />

Sao Tome and Principe S S R<br />

Saudi Arabia R R R


NATION<br />

Notes: (1) Extends to metropolitan and overseas constituent territorial subdivisions but not to overseas<br />

dependent territories. Consult UN or ITA <strong>for</strong> definitive status. Under Art. I(3), 60 states have entered a<br />

“reciprocity reservation” (including 8 that will apply it to non-contracting states as well) and 37 states<br />

have entered a “commercial reservation”. (2) Extends to metropolitan and overseas constituent territorial<br />

subdivisions and to overseas dependent territories unless specifically excluded. (3) Extends to metropolitan<br />

and overseas constituent territorial subdivisions and to overseas dependent territories. (4) Chapter Eleven<br />

of the North <strong>American</strong> Free Trade Agreement (NAFTA) covers U.S. investment in Canada and Mexico. (5)<br />

Countries where OPIC programs are generally available will be listed as ratified. At times, statutory and policy<br />

constraints, such as Congressionally required certifications on labor practices, may limit the availability of<br />

OPIC programs in various countries. Under agreements with certain countries, the host government may<br />

be required to approve OPIC assistance <strong>for</strong> a project. (See also Notes 6, 9, 10, 11 and 12). (6) <strong>The</strong> Government<br />

of the Republic of Bolivia signed the ICSID Convention on May 3, 1991 and deposited its instrument<br />

of ratification on June 23, 1995. <strong>The</strong> Convention entered into <strong>for</strong>ce <strong>for</strong> Bolivia on July 23, 1995. On May 2,<br />

2007, the depositary received a written notice of Bolivia’s denunciation of the Convention. In accordance with<br />

Article 71 of the Convention, the denunciation took effect six months after the receipt of Bolivia’s notice, i.e.,<br />

on November 3, 2007. (7) As of 4 February 2003, <strong>The</strong> Federal Republic of Yugoslavia has changed its name<br />

to “Serbia and Montenegro.” Montenegro declared itself independent from Serbia on June 3, 2006. Bosnia &<br />

Herzegovina, Croatia, the Former Yugoslav Republic of Macedonia, and Slovenia are separated successor states<br />

to parts of the <strong>for</strong>mer Yugoslavia and have succeeded to the NY. MIGA, ratified by the <strong>for</strong>mer Yugoslavia, is<br />

NY 1 ICSID 2 MIGA 3 IA USBIT 4 OPIC 5<br />

Senegal R R R R R<br />

Serbia 7 R R R R<br />

Seychelles R R<br />

Sierra Leone R R R<br />

Singapore R R R R<br />

Slovakia R R R R R<br />

Slovenia 7 R R * R<br />

Solomon Islands R R<br />

Somalia R R<br />

South Africa R R R<br />

Spain R R R*<br />

Sri Lanka R R R R R<br />

Sudan R R<br />

Suriname R R<br />

Swaziland R R R<br />

Sweden R R R*<br />

Switzerland R R R*<br />

Syrian Arab Republic R R R<br />

Taiwan R<br />

Tajikistan R R<br />

Tanzania R R R R<br />

Thailand R S R R<br />

Timor Leste R R R<br />

Togo R R R<br />

Tonga R R<br />

Trinidad and Tobago R R R R R<br />

Tunisia R R R R R<br />

Turkey R R R R R<br />

Turkmenistan R R R<br />

Tuvalu<br />

Uganda R R R R<br />

Ukraine R R R R R<br />

United Arab Emirates R R R<br />

United Kingdom 13 R R R*<br />

United States of America 14 R R R* R N/A N/A<br />

Uruguay R R R R R R<br />

Uzbekistan R R R S R<br />

Vanuatu R<br />

Venezuela R R R R<br />

Vietnam R R R<br />

West Bank and Gaza 15 R<br />

Yemen R R R<br />

Zambia R R R R<br />

Zimbabwe R R R R<br />

considered by MIGA as ratified by Serbia & Montenegro and by the a<strong>for</strong>ementioned four separated successor<br />

states. OPIC programs are available in the four separated states. (8) NY and MIGA: includes Hong Kong Special<br />

Administrative Region. (See Note 12). (9) NY: includes Faeroe Islands and Greenland. (10) NY: includes,<br />

inter alia, French Guiana, French Polynesia, Guadeloupe, Martinique, Mayotte, New Caledonia, Réunion, and<br />

St. Pierre and Miquelon. OPIC programs available in French Guiana. (11) NY: includes Aruba and Netherlands<br />

Antilles. OPIC programs are available in Aruba and Netherlands Antilles. (12) ICSID: excludes Cook Islands,<br />

Niue and Tokelau. (13) NY: includes Bermuda, Cayman Islands, Gibraltar, Guernsey, and Isle of Man. ICSID:<br />

excludes British Indian Ocean Territory, Pitcairn Islands, British Antarctic Territory and Sovereign Base Areas<br />

of Cyprus. ICSID: continues to include Hong Kong Special Administrative Region. OPIC programs available<br />

in Northern Ireland, Anguilla and Turks and Caicos. (14) NY: includes, inter alia, <strong>American</strong> Samoa, Guam,<br />

Northern Mariana Islands, Puerto Rico and U.S. Virgin Islands. (15) West Bank and Gaza are not recognized<br />

as states by the United States.<br />

SOURCES:<br />

This issue was compiled by Editor Seem Maleh of the <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong>, and Kathleen<br />

Amanda Zugsay (SMU intern) based on the following sources: United Nations; ICSID; MIGA; Organization of<br />

<strong>American</strong> States; OPIC; and the Office of the United States Trade Representative. <strong>The</strong> Scoreboard is designed to<br />

be a convenient reference, but is not intended to be relied on as legal advice. Please consult the sources directly to<br />

confirm the status of any particular ratifications, reservations, changes, special conditions or new developments.<br />

Copyright 2012, <strong>The</strong> <strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law (<strong>for</strong>merly <strong>The</strong> Southwestern Legal Foundation).<br />

Page 15


Sustaining<br />

Baker Botts L.L.P.<br />

ConocoPhillips<br />

Debevoise & Plimpton LLP<br />

Dechert LLP<br />

ExxonMobil Corporation<br />

Freshfields Bruckhaus Deringer LLP<br />

Fulbright & Jaworski LLP<br />

King & Spalding LLP<br />

Skadden, Arps, Slate, Meagher<br />

& Flom LLP (New York)<br />

Sullivan & Cromwell LLP<br />

Vinson & Elkins<br />

White & Case LLP<br />

Wilmer Cutler Pickering Hale & Dorr LLP<br />

Supporting<br />

Akin Gump Strauss Hauer & Feld LLP<br />

Alvarez & Marsal<br />

Arnold & Porter LLP<br />

Astigarraga Davis<br />

Baker Hughes Inc.<br />

Beirne, Maynard & Parsons, L.L.P.<br />

Chevron Corp.<br />

Coats, Rose, Yale, Ryman & Lee, P.C.<br />

Compass Lexecon<br />

Covington & Burling LLP<br />

Crowell & Moring LLP<br />

Curtis, Mallet-Prevost, Colt & Mosle LLP<br />

Foley Hoag LLP<br />

Greenberg Traurig, LLP (Miami)<br />

Hogan Lovells US LLP<br />

JAMS, Inc.<br />

Lalive<br />

Locke Lord LLP<br />

Mayer Brown LLP<br />

Pinheiro Neto Advogados<br />

Proskauer Rose<br />

SAI Law & Economics<br />

Santamarina y Steta<br />

Shearman & Sterling LLP<br />

Sidley Austin LLP<br />

Thompson & Knight LLP<br />

TOTAL S.A.<br />

UHY Advisors FLVS, Inc.<br />

Ware, Jackson, Lee & Chambers, L.L.P.<br />

Weil, Gotshal & Manges LLP<br />

Sponsoring<br />

Advokat John Kadelburger AB<br />

AELEX<br />

Allen & Overy LLP<br />

Arent Fox PLLC<br />

Azar, Ortega & Gomez Ruano S.C.<br />

B. Cremades & Asociados<br />

Barrera, Siqueiros Y Torres Landa<br />

Beretta Godoy<br />

Brown&Page<br />

Burnet Duckworth & Palmer<br />

Cardenas & Cardenas Abogados<br />

Clif<strong>for</strong>d Chance<br />

CMS Von Erlach Henrici Ltd.<br />

Cogan & Partners LLP<br />

Page 16<br />

Conway & Partners N.V.<br />

Conyers Dill & Pearman<br />

Cravath, Swaine & Moore LLP<br />

Diamond McCarthy, LLP<br />

Dias Carneiro Advogados<br />

El Paso Corp.<br />

Fasken Martineau Dumoulin LLP<br />

Fernando Eduardo Serec<br />

Gardere Wynne Sewell LLP<br />

Gibson, Dunn & Crutcher, LLP<br />

Gómez-Pinzón Zuleta<br />

Gonzalez De Castilla Abogados, S.C.<br />

Greenberg Traurig, LLP (Dallas)<br />

Hanotiau & van den Berg<br />

Herbert Smith<br />

Herzfeld & Rubin, P.C.<br />

Hughes Hubbard & Reed<br />

JAMS, Inc.<br />

Jenner & Block LLP<br />

Law Office of John Burritt McArthur<br />

Legge, Farrow, Kimmitt, McGrath<br />

& Brown, L.L.P.<br />

Lenz & Staehelin<br />

Lévy Kaufmann-Kohler<br />

Loperena, Lerch & Martin Del Campo<br />

Marval O’Farrell & Mairal<br />

Milbank, Tweed, Hadley & McCloy<br />

Navigant Consulting, Inc.<br />

O’Melveny & Myers LLP<br />

Patton Boggs LLP<br />

Perez Bustamante & Ponce<br />

PEREZ-LLORCA<br />

Pillsbury Winthrop Shaw Pittman LLP<br />

Quevedo Abogados<br />

Shipley Snell Montgomery<br />

Simmons & Simmons<br />

Solutions Economics LLC<br />

Squire, Sanders & Dempsey (Cleveland)<br />

Stout Risius Ross, Inc.<br />

Studio Legale Bisconti<br />

TozziniFreire Advogados<br />

Whitaker, Chalk, Swindle & Sawyer, PLLC<br />

Wiley Rein LLP<br />

Associate<br />

José María Abascal<br />

Linda A. Ahee<br />

William A. Alexander<br />

Steven K. Andersen<br />

Alexandra V. Andreeva<br />

Stacey L. Barnes<br />

C. Dennis Barrow, Jr.<br />

John B. Beckworth<br />

Gary L. Benton<br />

Maureen Beyers<br />

Jonathan W. Biddle<br />

Pierre Bienvenu<br />

Gonzalo Biggs<br />

Michael Bond<br />

Michael Buhler<br />

Giugi Carminati<br />

Ricardo A. Cevallos<br />

Jeffrey Chambers, III<br />

Michael Collins, Q.C.<br />

Leonardo Correa<br />

MEMBERS OF ITA<br />

Paulo Rogério Brandão Couto<br />

Platt W. Davis, III<br />

Andrew de Lotbinière McDougall<br />

Robert J.C. Deane<br />

Richard Deutsch<br />

Daniel D. Droog<br />

Wayne I. Fagan<br />

Richard D. Faulkner<br />

John D. Fognani<br />

Salvador Fonseca<br />

William A. Gage, Jr.<br />

Lauro Gama, Jr.<br />

Marc J. Goldstein<br />

David Guerra Bonifacio<br />

Deborah G. Hankinson<br />

Paul B. Hannon<br />

Laura Hardin<br />

Toni D. Hennike<br />

Howard M. Holtzmann<br />

James M. Hosking<br />

J. Martin Hunter<br />

Stephen Jagusch<br />

Andrés Jana L.<br />

Melinda Jayson<br />

John Judge<br />

Mark A. Kantor<br />

A. Sidney Katz<br />

Vimal Kotecha<br />

Bryan Leach<br />

Andy Lenny<br />

Barry Leon<br />

David M. Lindsey<br />

Carlos Lopez<br />

David T. Lopez<br />

Montserrat Manzano E.<br />

Tim Martin<br />

Henry S. May, Jr.<br />

Robert W. Mockler<br />

Alexis Mourre<br />

Piotr Nowaczyk<br />

Suzanne Nusbaum<br />

Eileen O’Neill<br />

Seyilayo A. Ojo<br />

Kathleen Paisley<br />

Dimitris Papavasiliou<br />

David W. Plant<br />

Daniel Posse<br />

James E. Redmond<br />

Klaus Reichert<br />

Steven H. Reisberg<br />

Kenneth B. Reisenfeld<br />

William W. Russell<br />

Zel Saccani<br />

Robert L. Shannon, Jr.<br />

Ben H. Sheppard, Jr.<br />

Robert H. Smit<br />

Allison J. Snyder<br />

Edna Sussman<br />

Stephen K. Valentine, Jr<br />

Victoria A. Valentine<br />

Jeffrey D. Vallis<br />

Marc Veit<br />

Karam Chand Vohrah<br />

Dr. Georg von Segesser<br />

Richard E. (Rory) Walck<br />

Arnoldo Wald<br />

Tomasz Wardy ski<br />

Todd Weiler<br />

Carolyn Witthoft<br />

Randel Young<br />

Rodrigo Zamora<br />

Academic /<br />

Government /<br />

Non-Profit<br />

Markham Ball<br />

Ronald J. Bettauer<br />

Andrea K. Bjorklund<br />

Meredith Blasingame<br />

Eduardo Ferrero<br />

Susan D. Franck<br />

Robert B. Matthews<br />

Luis Manuel C. Mejan Carrer<br />

Margaret L. Moses<br />

Dr. S.I. (Stacie) Strong<br />

Stanley P. Sklar<br />

Louise Ellen Teitz<br />

United-ADR<br />

University of Missouri School of Law<br />

Jarrod Wong<br />

Arbitral Institutions<br />

<strong>Arbitration</strong> and Conciliation Centre of the Bogota<br />

Chamber of Commerce (CCB)<br />

<strong>Arbitration</strong> and Mediation <strong>Center</strong> of the Santiago<br />

Chamber of Commerce (CAM Santiago)<br />

<strong>Arbitration</strong> <strong>Center</strong> of Mexico (CAM)<br />

<strong>Arbitration</strong> <strong>Center</strong> of the <strong>American</strong> Chamber<br />

of Commerce of Peru (AmCham Perú)<br />

<strong>Arbitration</strong> Centre of the <strong>American</strong> Chamber<br />

of Commerce of Brazil (Amcham Brasil)<br />

<strong>Arbitration</strong> <strong>Center</strong> of the Chamber of Commerce of Lima<br />

<strong>Arbitration</strong> Centre of the Caracas Chamber of<br />

Commerce (CACC)<br />

Brazil-Canada Chamber of Commerce (BCCC)<br />

<strong>Center</strong> <strong>for</strong> Conciliation and <strong>Arbitration</strong> of Panama,<br />

Chamber of Commerce, Industry and Agriculture of<br />

Panama (CeCAP)<br />

Conciliation and <strong>Arbitration</strong> <strong>Center</strong> of the Chamber of<br />

Commerce of Costa Rica<br />

ICC Dispute Resolution Services<br />

Inter-<strong>American</strong> Commercial <strong>Arbitration</strong> Commission<br />

(IACAC)<br />

International <strong>Center</strong> <strong>for</strong> Conciliation <strong>Arbitration</strong> of<br />

the Costa Rican- <strong>American</strong> Chamber of Commerce<br />

(AMCHAM)<br />

International Centre <strong>for</strong> Dispute Resolution (ICDR)<br />

Mediation and <strong>Arbitration</strong> <strong>Center</strong> of the National<br />

Chamber of Commerce of Mexico City (CANACO)<br />

Stockholm Chamber of Commerce (SCC)


Advisory Board<br />

José María Abascal<br />

Dr. Manuel A. Abdala<br />

William B. Abington<br />

Olufunke Adekoya<br />

Roberto Aguirre Luzi<br />

Linda A. Ahee<br />

Dr. Max H. Albers<br />

Kenneth E. Aldous<br />

Jay Alexander<br />

William A. Alexander<br />

Stanimir A. Alexandrov<br />

Prof. Roger P. Al<strong>for</strong>d<br />

Arif Hyder Ali<br />

Henri Alvarez<br />

Gabriela Alvarez-Avila<br />

Catherine M. Amirfar<br />

Steven K. Andersen<br />

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Page 17


<strong>The</strong> <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> (ITA) provides advanced, continuing education <strong>for</strong> lawyers, judges and other professionals<br />

concerned with transnational arbitration of commercial and investment disputes. Through its programs, scholarly publications<br />

and membership activities, ITA has become an important global <strong>for</strong>um on contemporary issues in the field of transnational arbitration.<br />

<strong>The</strong> <strong>Institute</strong>’s record of educational achievements has been aided by the support of many of the world’s leading companies,<br />

lawyers and arbitration professionals. Membership in the <strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> is available to corporations, law<br />

firms, professional and educational organizations, government agencies and individuals.<br />

WHY BECOME A MEMBER?<br />

Membership dues are more than compensated both financially and professionally by the benefits of membership. Depending on<br />

the level of membership, ITA members may designate multiple representatives on the <strong>Institute</strong>’s Advisory Board, each of whom is<br />

invited to attend, without charge, either the annual ITA Workshop in Dallas or the annual Americas Workshop held in a different<br />

Latin <strong>American</strong> city each year. Both events begin with the Workshop, and are followed by a Dinner Meeting later that evening and<br />

the ITA Forum the following morning - an in<strong>for</strong>mal, invitation-only roundtable discussion on current issues in the field.<br />

Advisory Board Members also receive a substantial discount off the price of all other ITA programs, all ITA educational DVD<br />

products, and selected publications of Juris Publishing and Ox<strong>for</strong>d University Press, as well as a free subscription to ITA’s quarterly<br />

newsletter, News and Notes, and a free subscription to ITA’s law journal, World <strong>Arbitration</strong> and Mediation Review. Your membership<br />

and participation support the activities of one of the world’s leading <strong>for</strong>ums on international arbitration today.<br />

PROGRAMS AND PUBLICATIONS<br />

<strong>The</strong> primary public program of the <strong>Institute</strong> is its annual one-day ITA Workshop, presented each year in June in Dallas, which customarily<br />

combines mock scenes with expert commentaries per<strong>for</strong>med and presented by leading arbitrators and arbitration practitioners<br />

from around the world to illuminate procedures and issues commonly encountered in international commercial arbitration.<br />

Other annual programs include the Dallas Roundtable <strong>for</strong> young international arbitrators, held annually on the eve of the ITA<br />

Workshop in Dallas, the ITA Americas Workshop and Americas Roundtable, held at different venues in Latin America, the ITA-<br />

ASIL Spring Conference, held in Washington, D.C., and the ITA Winter Forum and Winter Roundtable, which alternate between<br />

the U.S. West Coast and East Coast. For a complete calendar of ITA programs, please visit our website at www.cailaw.org/ita. <strong>The</strong><br />

<strong>Institute</strong> <strong>for</strong> <strong>Transnational</strong> <strong>Arbitration</strong> publishes its acclaimed Scoreboard of Adherence to <strong>Transnational</strong> <strong>Arbitration</strong> Treaties, a<br />

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international arbitration resources on the Internet, in which current developments around the world are reported monthly by ITA’s<br />

Board of Reporters. Please join us. For more in<strong>for</strong>mation, visit ITA online at www.cailaw.org/ita.<br />

Page 18<br />

ARE YOU A MEMBER OF<br />

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Please make check payable to <strong>The</strong> <strong>Center</strong> <strong>for</strong> <strong>American</strong> and International Law. To join ITA using a credit card, please enroll online at<br />

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David D. Caron is the C. William Maxeiner Distinguished Professor<br />

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James E. Castello is a Partner in the Paris office of King &<br />

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Donald Francis Donovan is a Partner in the New York office<br />

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Christopher R. Drahozal is the John M. Rounds Professor of Law<br />

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