In the united states bankruptcy court - Northern District of Alabama
In the united states bankruptcy court - Northern District of Alabama
In the united states bankruptcy court - Northern District of Alabama
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IN THE UNITED STATES BANKRUPTCY COURT<br />
FOR THE NORTHERN DISTRICT OF ALABAMA<br />
SOUTHERN DIVISION<br />
IN RE:<br />
JEFFERSON COUNTY, )<br />
ALABAMA, a political subdivision )<br />
<strong>of</strong> <strong>the</strong> State <strong>of</strong> <strong>Alabama</strong>, )<br />
)<br />
Debtor, )<br />
)<br />
) Case No.: 11-05736-TBB9<br />
) Chapter 9 Proceeding<br />
)<br />
)<br />
)<br />
OBJECTION TO AUTOMATIC STAY OF CIVIL RIGHTS ACTION<br />
AGAINST MULTIPLE DEFENDANTS, INCLUDING SHERIFF MIKE<br />
HALE AND CITY OF HUEYTOWN, OR IN ALTERNATIVE, MOTION<br />
FOR RELIEF FROM AUTOMATIC STAY<br />
Petitioner Bill George (“Plaintiff”) by and through his undersigned counsel,<br />
respectfully files <strong>the</strong> following objections to <strong>the</strong> automatic stay <strong>of</strong> his pending civil<br />
rights lawsuit, case no. 2:10-cv-03389-AKK. Plaintiff’s pending lawsuit is brought<br />
1<br />
against Defendants City <strong>of</strong> Hueytown, Sheriff Mike Hale, and individual defendants<br />
Cynthia Davis and Karen Fowler. Jefferson County is not a defendant.<br />
<strong>In</strong> <strong>the</strong> alternative, Plaintiff moves this Court for relief from <strong>the</strong> automatic stay<br />
in order to pursue his claims. As grounds Petitioner <strong>states</strong> as follows:<br />
299).<br />
1Currently<br />
pending before this Court is Sheriff Hale’s “Motion for Clarification” (Doc.
I. <strong>In</strong>troduction<br />
On December 7, 2011, Judge Kallon stayed Plaintiff’s case against two<br />
defendants, Mike Hale and Cynthia Davis, pending this Court’s ruling as to whe<strong>the</strong>r<br />
<strong>the</strong> automatic stay applies to <strong>the</strong>se defendants. <strong>In</strong> conjunction with Sheriff Hale’s<br />
Motion for Clarification (Doc. 299), Plaintiff seeks a ruling from this Court that <strong>the</strong><br />
automatic stay imposed by Jefferson County’s <strong>bankruptcy</strong> does not apply to<br />
Plaintiff’s case against Sheriff Hale or any o<strong>the</strong>r Defendant in his case. First, <strong>the</strong><br />
plain language <strong>of</strong> §§ 362(a)and 922(a) does not extend <strong>the</strong> stay to non-debtors.<br />
Second, <strong>the</strong> Eleventh Circuit has not recognized a “special circumstances exception”<br />
to <strong>the</strong> rule that actions against non-debtors are not stayed; even if such an exception<br />
existed, it would not apply to Mr. George’s case. <strong>In</strong> <strong>the</strong> alternative, Plaintiff moves<br />
this Court for relief from <strong>the</strong> automatic stay so that he may pursue his pending case.<br />
II. Summary <strong>of</strong> Plaintiff’s Claims Pending Before <strong>the</strong> Nor<strong>the</strong>rn <strong>District</strong> <strong>of</strong><br />
<strong>Alabama</strong>, and Procedural Status <strong>of</strong> Federal Court Case<br />
2<br />
On December 7, 2010, Bill George filed case no. 2:10-cv-03389-AKK. His<br />
Corrected Second Amended Complaint is attached hereto as Exhibit A. <strong>In</strong> Count I<br />
Plaintiff alleges that Defendants have violated Title II <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong><br />
Rehabilitation Act by administering and applying <strong>the</strong>ir policies, practices and<br />
class.<br />
2<br />
Plaintiff brings claims solely in his individual capacity; he does not seek to certify a<br />
2
procedures in a method that discriminated against plaintiff on <strong>the</strong> basis <strong>of</strong> his<br />
disability and denied him <strong>the</strong> receipt <strong>of</strong> services and benefits <strong>of</strong> <strong>the</strong> defendants.<br />
Defendant City’s discriminatory administration and application <strong>of</strong> policies, practices<br />
and procedures includes those regarding <strong>the</strong> arrest and transfer/transportation <strong>of</strong><br />
persons with disabilities. Plaintiff alleges that Defendant Mike Hale’s discriminatory<br />
administration and application <strong>of</strong> policies, practices and procedures includes those<br />
regarding <strong>the</strong> arrest, booking, confinement, and provision <strong>of</strong> health services to<br />
persons with disabilities. Plaintiff alleges that Defendants’ application and<br />
administration <strong>of</strong> <strong>the</strong>ir policies, practices and procedures are <strong>the</strong> direct result <strong>of</strong> a<br />
failure to provide appropriate training to defendants’ employees. (Doc. 55 ¶¶ 39-40).<br />
<strong>In</strong> Count II Plaintiff alleges that Defendants deprived him <strong>of</strong> his Fourteenth<br />
Amendment right to adequate medical care while in <strong>the</strong> custody <strong>of</strong> <strong>the</strong> state, and that<br />
<strong>the</strong> actions as described in <strong>the</strong> complaint were taken under color <strong>of</strong> state law, and<br />
were <strong>the</strong> result <strong>of</strong> an <strong>of</strong>ficial policy or custom manifesting deliberate indifference to<br />
Plaintiff’s constitutional rights and/or a failure to train; that <strong>the</strong> area <strong>of</strong> Defendant<br />
City’s custom or policy or failure to train includes <strong>the</strong> arrest and<br />
transfer/transportation <strong>of</strong> persons with disabilities, and that <strong>the</strong> area <strong>of</strong> Defendant<br />
Mike Hale’s custom or policy or failure to train includes <strong>the</strong> arrest, booking,<br />
confinement, and provision <strong>of</strong> health services to persons with disabilities. Plaintiff<br />
3
alleges that this failure to train occurred despite a pattern <strong>of</strong> constitutional violations<br />
or such a high likelihood <strong>of</strong> a constitutional violation that <strong>the</strong> need to train should<br />
have been obvious. (Doc. 55 ¶ 44-45).<br />
Jefferson County was initially and erroneously named as a defendant in this<br />
lawsuit; however, Jefferson County was terminated as a Defendant on 6/28/2011 and<br />
is not a proper Defendant in this case. (Ex. B, Docket Sheet). <strong>In</strong> a forty-page<br />
Memorandum Opinion issued on October 24, 2011, <strong>the</strong> Court ruled on motions to<br />
dismiss filed by all but one <strong>of</strong> <strong>the</strong> defendants. (Ex. C, Memorandum Opinion and<br />
Order). Pursuant to this Opinion, <strong>the</strong> Court ordered <strong>the</strong> dismissal <strong>of</strong> one Defendant,<br />
Hueytown Police Officer Brent Akin. The Court dismissed Plaintiff’s claims for<br />
damages under Section 1983 against Sheriff Hale, but <strong>the</strong> Court allowed Plaintiff to<br />
proceed with damages claims against Sheriff Hale under Title II <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong><br />
Rehabilitation Act. The Court denied qualified immunity to individual Defendant<br />
Cynthia Davis and denied <strong>the</strong> City <strong>of</strong> Hueytown’s Motion to Dismiss, holding that<br />
Plaintiff was entitled to pursue discovery on his claims against <strong>the</strong>se defendants.<br />
The Court has entered a scheduling order setting a trial date <strong>of</strong> October 22,<br />
2012 in this matter. (Ex. D, Scheduling Order). Judge Kallon has stayed Plaintiff’s<br />
action against Defendants Mike Hale and Cynthia Davis only pending this Court’s<br />
resolution <strong>of</strong> whe<strong>the</strong>r <strong>the</strong> stay applies to Sheriff Hale and individual sheriff’s<br />
4
deputies. (Ex. E, Order Granting Stay).<br />
III. Plaintiff’s Objections to Automatic Stay<br />
Plaintiff objects to <strong>the</strong> automatic stay for <strong>the</strong> reasons set forth herein, and<br />
moves this Court for complete or partial relief from <strong>the</strong> automatic stay. None <strong>of</strong> <strong>the</strong><br />
above-named defendants is a debtor before this Court, and <strong>the</strong> Eleventh Circuit has<br />
not recognized any exception to <strong>the</strong> plain language <strong>of</strong> <strong>the</strong> statute, which limits <strong>the</strong><br />
automatic stay provisions <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong> code to claims against debtors.<br />
Accordingly, <strong>the</strong> automatic stay does not apply to Plaintiff’s claims, as no defendant<br />
in Plaintiff’s suit is a debtor before this Court. Alternatively, Plaintiff has shown<br />
“good cause” for relief from <strong>the</strong> stay under 11 U.S.C. § 362(d), as set forth below.<br />
A. None <strong>of</strong> <strong>the</strong> Defendants to Plaintiff’s Suit are Debtors Before this Court,<br />
and Thus Plaintiff’s Lawsuit Does Not Come Within <strong>the</strong> Plain Language<br />
<strong>of</strong> 11 U.S.C. §§ 362(a) and 922(a)<br />
Although initially and erroneously named as a Defendant in Plaintiff’s<br />
complaint, Jefferson County is not a proper party to Plaintiff’s lawsuit, and was<br />
terminated as a Defendant on June 28, 2011.<br />
The automatic stay provision <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong> code <strong>states</strong> that a <strong>bankruptcy</strong><br />
petition “operates as a stay, applicable to all entities, <strong>of</strong> . . . (1) <strong>the</strong> commencement<br />
or continuation . . . <strong>of</strong> a judicial, administrative or o<strong>the</strong>r action or proceeding against<br />
<strong>the</strong> debtor that was . . . commenced before <strong>the</strong> commencement <strong>of</strong> a case under this<br />
5
title.” 11 U.S.C. § 362(a) (emphasis added). Section 922 additionally provides that<br />
in a municipal <strong>bankruptcy</strong>, “[a] petition filed under this chapter operates as a stay, in<br />
addition to <strong>the</strong> stay provided by section 362 <strong>of</strong> this title, applicable to all entities, <strong>of</strong>.<br />
. . (1) <strong>the</strong> commencement or continuation, including <strong>the</strong> issuance or employment <strong>of</strong><br />
process, <strong>of</strong> a judicial, administrative, or o<strong>the</strong>r action or proceeding against an <strong>of</strong>ficer<br />
or inhabitant <strong>of</strong> <strong>the</strong> debtor that seeks to enforce a claim against <strong>the</strong> debtor.” 11<br />
U.S.C. § 922(a) (emphasis added). 3<br />
It is axiomatic that “[t]he automatic stay . . . affects only [<strong>the</strong> debtor]; it does<br />
not apply to plaintiff's claims against <strong>the</strong> [debtor]'s non-debtor co-defendants.”<br />
Chung v. New Silver Palace, 246 F. Supp. 2d 220, 226 (S.D.N.Y. 2002); see also<br />
Lynch v. Johns-Manville Sales Corp., 710 F.2d 1194, 1196 (6th Cir. 1983) (“It is<br />
universally acknowledged that an automatic stay <strong>of</strong> proceeding accorded by § 362<br />
may not be invoked by entities such as sureties, guarantors, co-obligors, or o<strong>the</strong>rs<br />
4<br />
with a similar legal or factual nexus to <strong>the</strong> Chapter 11 debtor.”) Nor should this<br />
3<br />
According to <strong>the</strong> legislative history, “[t]he automatic stay provided under section 362<br />
<strong>of</strong> title 11 is incomplete for a municipality, because <strong>the</strong>re is <strong>the</strong> possibility <strong>of</strong> action by a creditor<br />
against an <strong>of</strong>ficer or inhabitant <strong>of</strong> <strong>the</strong> municipality to collect taxes due <strong>the</strong> municipality. Section<br />
85(e)(1) <strong>of</strong> current chapter IX [section 405(e)(1) <strong>of</strong> former title 11] stays such actions. Section<br />
922 carries over that protection into <strong>the</strong> proposed chapter 9. Subsection (b) applies <strong>the</strong> provisions<br />
for relief from <strong>the</strong> stay that apply generally in section 362 to <strong>the</strong> stay under section 922.<br />
(H. Rept. No. 95-595 to accompany H.R. 8200, 95th Cong., 1st Sess. (1977) p. 398.)<br />
4See,<br />
e.g., American Prairie Constr. Co. v. Hoich, 560 F.3d 780, 789 (8th Cir. 2009) ("It<br />
is well-established that stays pursuant to § 362(a) are limited to debtors and do not encompass<br />
6
Court find that unusual circumstances warrant extending <strong>the</strong> stay to non-debtor<br />
entities, as <strong>the</strong> Eleventh Circuit has not recognized any such exception to <strong>the</strong> plain<br />
language <strong>of</strong> <strong>the</strong> statute. See Robert W. Selgrad, IRA v. U.S. Lending Corp., 1996<br />
U.S. Dist. LEXIS 22927, 11-12 (S.D. Fla. Mar. 17, 1996) (“[t]here is nothing<br />
ambiguous about <strong>the</strong> language <strong>of</strong> section 362(a)(1), which extends an automatic stay<br />
only to <strong>the</strong> debtor, not related third parties... [W]e have no reason to believe that <strong>the</strong><br />
Eleventh Circuit would adopt <strong>the</strong> Robins principle as a judicially-crafted exception<br />
5<br />
to <strong>the</strong> plain meaning <strong>of</strong> section 362(a)(1).” Since <strong>the</strong> Eleventh Circuit has<br />
recognized no exception that would allow <strong>the</strong> automatic stay to apply to Plaintiff’s<br />
claims against non-debtor defendants, and since Plaintiff brings no claims against<br />
debtor Jefferson County or any <strong>of</strong> its <strong>of</strong>ficers, this Court should hold that under <strong>the</strong><br />
non-bankrupt co-defendants.") Brown v. Jevic, 575 F.3d 322, 2009 U.S. App. LEXIS 17028,<br />
2009 WL 2342731 at *4 (3rd Cir. 2009) (citing First, Fourth and Seventh Circuit cases); Boucher<br />
v. Shaw, 572 F.3d 1087, 1094 (9th Cir. 2009); <strong>In</strong> re TXNB <strong>In</strong>ternal Case, 483 F.2d 292, 301 (5 th<br />
Cir. 2007) (“Section 362(a) . . . does not apply, however, to actions not directed against <strong>the</strong><br />
debtor or property <strong>of</strong> <strong>the</strong> debtor.”; <strong>In</strong> re Sunbeam Securities Litigation, 261 B.R. 534, 536 (S.D.<br />
Fla. 2001) (“The law makes clear ... that <strong>the</strong> automatic stay provisions <strong>of</strong> section 362(a) are<br />
generally not available to third-party non-debtors.”)<br />
5<br />
See also <strong>In</strong> re Hillsborough Holdings Corp., 130 B.R. 603, 605 (Bankr. M.D. Fla. 1991)<br />
(emphasis added): “This Court is not unmindful <strong>of</strong> a view <strong>of</strong> some that under appropriate<br />
circumstances it is proper to ‘extend <strong>the</strong> automatic stay’ to protect <strong>the</strong> non-debtors against<br />
discovery proceedings in actions brought against <strong>of</strong>ficers, directors and former employees <strong>of</strong> <strong>the</strong><br />
debtor. However, this Court is constrained to reject <strong>the</strong> proposition stated and <strong>the</strong> notion<br />
that <strong>the</strong> protection accorded by § 362 could be extended to non-debtors. There is nothing in<br />
<strong>the</strong> language <strong>of</strong> this Section or in <strong>the</strong> legislative history <strong>of</strong> this Section which warrants such<br />
a conclusion.”<br />
7
plain language <strong>of</strong> <strong>the</strong> statute, <strong>the</strong> automatic stay does not apply to Plaintiff’s claims.<br />
B. The Eleventh Circuit Recognizes no “Unusual Circumstances”<br />
Exception to <strong>the</strong> Rule that <strong>the</strong> Automatic Stay Does Not Apply to Non-<br />
Debtors, and Even if Such an Exception Existed it Would Not Apply<br />
Here.<br />
<strong>In</strong> seeking (and obtaining) dismissal <strong>of</strong> Plaintiff’s claims before <strong>the</strong> trial <strong>court</strong>,<br />
Jefferson County correctly argued that “Jefferson County cannot, under <strong>Alabama</strong> law,<br />
assert any authority over <strong>the</strong> operation <strong>of</strong> <strong>the</strong> Jefferson County Jail, or over <strong>the</strong><br />
supervision <strong>of</strong> persons in <strong>the</strong> sheriff’s custody.” (Ex. E, Jefferson County Motion to<br />
Dismiss). Supporting Jefferson County’s argument that it was not a proper defendant<br />
in Plaintiff’s lawsuit, <strong>the</strong> Eleventh Circuit has repeatedly held that “<strong>Alabama</strong> sheriffs<br />
are considered arms <strong>of</strong> <strong>the</strong> state.” Marsh v. Butler County, Ala., 268 F .3d 1014, 1028<br />
(11 th Cir. 2001). As stated in Turquitt v. Jefferson County:<br />
<strong>Alabama</strong>'s Constitution clearly denominates <strong>the</strong> sheriff as<br />
a member <strong>of</strong> <strong>the</strong> state's executive department. Ala. Const.<br />
<strong>of</strong> 1901, Art. V § 112. The <strong>Alabama</strong> Supreme Court,<br />
construing Art. V, § 112, as well as its legislative history,<br />
concluded that a sheriff is an executive <strong>of</strong>ficer <strong>of</strong> <strong>the</strong> state.<br />
Parker v. Amerson, 519 So.2d 442, 443 (Ala.1987). The<br />
<strong>court</strong> fur<strong>the</strong>r held that because a sheriff is an executive<br />
<strong>of</strong>ficer, "a sheriff is not an employee <strong>of</strong> a county for <strong>the</strong><br />
purposes <strong>of</strong> imposing liability on <strong>the</strong> county." Id. at 442;<br />
see also Hereford v. Jefferson County, 586 So.2d 209, 209<br />
(Ala.1991).<br />
...<br />
We recognize that <strong>Alabama</strong> counties possess some duties<br />
with respect to county jails. However, none <strong>of</strong> <strong>the</strong>se duties<br />
8
elates to <strong>the</strong> daily operation <strong>of</strong> <strong>the</strong> jails or to <strong>the</strong><br />
supervision <strong>of</strong> inmates. The duties <strong>of</strong> <strong>the</strong> counties with<br />
respect to <strong>the</strong> jails "are limited to funding <strong>the</strong> operation <strong>of</strong><br />
<strong>the</strong> jail and to providing facilities to house <strong>the</strong> jail." Stark<br />
v. Madison County, 678 So.2d 787, 787 (Ala.Civ.App.<br />
1996).<br />
137 F. 3d 1285. Given <strong>the</strong> bright line rule <strong>of</strong> Turquitt, it is well settled that <strong>the</strong><br />
Sheriff Mike Hale is not an <strong>of</strong>ficer <strong>of</strong> Jefferson County; moreover, <strong>the</strong> County cannot<br />
be liable for <strong>the</strong> deprivation <strong>of</strong> Plaintiff’s fundamental right to adequate medical care<br />
or for violations <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong> Rehabilitation Act that occurred during his<br />
incarceration at <strong>the</strong> County Jail, since <strong>the</strong> duty to provide such care and to comply<br />
with <strong>the</strong>se statutes is vested by <strong>the</strong> <strong>Alabama</strong> State Constitution in <strong>the</strong> Sheriff, who is<br />
an <strong>of</strong>ficer not <strong>of</strong> <strong>the</strong> County but <strong>of</strong> <strong>the</strong> State. Accordingly, Plaintiff’s lawsuit does not<br />
constitute an action against <strong>the</strong> County or an attempt to enforce a claim against <strong>the</strong><br />
County within <strong>the</strong> scope <strong>of</strong> 11 U.S.C. §§ 362(a) and 922(a).<br />
Despite this authority, Bankruptcy Counsel for <strong>the</strong> County has indicated in<br />
correspondence that “[c]laims against <strong>the</strong> Sheriff are stayed by <strong>the</strong> County's<br />
<strong>bankruptcy</strong>. Because <strong>the</strong> Sheriff is funded by <strong>the</strong> County, an effort to collect from<br />
him is an effort to collect from <strong>the</strong> County.” This position is unsupported both by <strong>the</strong><br />
plain language <strong>of</strong> <strong>the</strong> statute, as discussed above, and by <strong>the</strong> caselaw interpreting this<br />
provision. This argument boils down to <strong>the</strong> proposition that since Jefferson County<br />
9
is effectively a surety or guarantor for any judgment that Plaintiff may obtain against<br />
Defendant Mike Hale, actions against Sheriff Hale should be stayed; however, “[i]t<br />
is universally acknowledged that an automatic stay <strong>of</strong> proceeding accorded by<br />
§ 362 may not be invoked by entities such as sureties, guarantors, co-obligors,<br />
or o<strong>the</strong>rs with a similar legal or factual nexus to <strong>the</strong> Chapter 11 debtor.”) Lynch<br />
v. Johns-Manville Sales Corp., 710 F.2d 1194, 1196 (6th Cir. 1983) (emphasis<br />
added). Similarly, as noted above, <strong>the</strong> Eleventh Circuit has recognized no “unusual<br />
circumstances” exception to <strong>the</strong> plain language <strong>of</strong> <strong>the</strong> automatic stay provision;<br />
moreover, even if such an exception existed, it would not apply to <strong>the</strong> case at bar. 6<br />
6<br />
The Fourth Circuit has noted that in "unusual circumstances," <strong>the</strong> automatic stay may be<br />
extended to enjoin litigation against non-bankrupt co-defendants <strong>of</strong> <strong>the</strong> debtor. A.H. Robins Co.,<br />
<strong>In</strong>c. v. Piccinin, 788 F.2d 994, 999 (4th Cir. 1986). However, <strong>the</strong> Eleventh Circuit has not<br />
recognized such an exception, and Courts applying this exception have generally held that <strong>the</strong><br />
automatic stay is properly extended to non-debtor defendants only in a case <strong>of</strong> a suit against a<br />
third party who is “entitled to absolute indemnity by <strong>the</strong> debtor on account <strong>of</strong> any judgment that<br />
might result against <strong>the</strong>m in <strong>the</strong> case.” See., e.g., Gulfmark Offshore, <strong>In</strong>c. v. Benderr<br />
Shipbuilding & Repair Co., <strong>In</strong>c., 2009 U.S. Dist. LEXIS 67926 (S.D. Ala. Aug. 3, 2009). No<br />
contractual or statutory basis for “absolute indemnity” is apparent in <strong>the</strong> present case. Moreover,<br />
“<strong>the</strong> <strong>court</strong> in Robins reaffirmed <strong>the</strong> refusal to grant a stay to a non-debtor ‘where <strong>the</strong> debtor and<br />
[<strong>the</strong> non-debtor] are joint tortfeasors or where <strong>the</strong> non-debtor's liability rests upon his own breach<br />
<strong>of</strong> duty.’” Dewitt v. Daley, 336 B.R. 552, 557 (S.D. Fla. 2006) (examining Robins). <strong>In</strong><br />
Plaintiff’s suit, where each defendant’s liability is premised upon his or her own breach <strong>of</strong> duty,<br />
<strong>the</strong> “unusual circumstances” exception recognized by <strong>the</strong> Fourth Circuit does not apply.<br />
See also Robert W. Selgrad, IRA v. U.S. Lending Corp., 1996 U.S. Dist. LEXIS 22927,<br />
13-14 (S.D. Fla. Mar. 17, 1996) (“[p]ut simply, <strong>the</strong> individual Defendants' indemnity agreement<br />
with U.S. Lending is not so absolute or watertight that U.S. Lending unquestionably will be<br />
responsible for all <strong>of</strong> <strong>the</strong> damages and fees that Spielman and Hayes might incur in this lawsuit.<br />
Moreover, even if we were to accept <strong>the</strong> Defendants' argument as to Spielman and Hayes,<br />
Equityline Securities and Equityline Financial Group do not have indemnity agreements with<br />
U.S. Lending, and cannot avail <strong>the</strong>mselves <strong>of</strong> Robins on this basis.); Lane v. Capital Acquisitions<br />
& Mgmt. Co., 2005 U.S. Dist. LEXIS 47663 (S.D. Fla. Nov. 4, 2005) (emphasis added) (“[t]he<br />
10
Consistent with this authority, Courts have held that mere financial ties<br />
between <strong>the</strong> debtor and a non-debtor defendant cannot justify extending <strong>the</strong> reach <strong>of</strong><br />
<strong>the</strong> automatic stay beyond <strong>the</strong> plain language <strong>of</strong> <strong>the</strong> statute. <strong>In</strong> <strong>the</strong> recent case <strong>of</strong><br />
Donarumo v. Furlong (<strong>In</strong> re Furlong), <strong>the</strong> First Circuit Court <strong>of</strong> Appeals reasoned<br />
that even financial ties involving 100% ownership <strong>of</strong> a non-debtor company by a<br />
debtor company did not justify extending <strong>the</strong> stay to <strong>the</strong> non-debtor: “we agree with<br />
<strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> that an automatic stay does not extend to <strong>the</strong> assets <strong>of</strong> a<br />
corporation in which <strong>the</strong> debtor has an interest, even if <strong>the</strong> interest is 100% <strong>of</strong> <strong>the</strong><br />
corporate stock.” 660 F.3d 81 (1st Cir. Mass. Nov. 1, 2011). The Court <strong>of</strong> Appeals<br />
observed that “[t]his proposition is well-settled.” Id. 7<br />
<strong>In</strong> conclusion, <strong>the</strong> automatic stay imposed by Jefferson County’s <strong>bankruptcy</strong><br />
does not extend to Plaintiff’s case against Sheriff Hale and <strong>the</strong> o<strong>the</strong>r defendants, none<br />
<strong>of</strong> whom are debtors here, because 1) <strong>the</strong> plain language <strong>of</strong> §§ 362(a) and 922(a) does<br />
"unusual circumstances" doctrine on which Defendants rely is an extremely narrow exception<br />
to <strong>the</strong> rule and does not apply here.”)<br />
7<br />
See also Mar. Elec. Co. v. United Jersey Bank, 959 F.2d 1194, 1205-06 (3d Cir. 1991)<br />
(formal distinctions between debtor and non-bankrupt corporation are maintained for purposes <strong>of</strong><br />
<strong>the</strong> automatic stay); <strong>In</strong> re Winer, 158 B.R. 736, 743 (N.D. Ill. 1993) (regardless <strong>of</strong> a "close<br />
nexus" between debtors and non-debtor entity, non-debtor entity is not subject to automatic stay);<br />
Pers. Designs, <strong>In</strong>c. v. Guymar, <strong>In</strong>c., 80 B.R. 29, 30 (E.D. Pa. 1987) (even where <strong>bankruptcy</strong><br />
debtor is 100% stockholder in non-bankrupt corporation, automatic stay does not apply to<br />
corporation).<br />
11
not extend <strong>the</strong> stay to non-debtors; 2) <strong>the</strong> Eleventh Circuit has not recognized an<br />
“unusual circumstances exception”; and 3) even if it had, <strong>the</strong> defendants in Plaintiff’s<br />
actions are not entitled to “absolute indemnity” from <strong>the</strong> County, and <strong>the</strong>ir liability<br />
is not derivative but premised on <strong>the</strong>ir own breaches <strong>of</strong> duty. Accordingly, “unusual<br />
circumstances” warranting extension <strong>of</strong> <strong>the</strong> stay to non-debtors are not present here.<br />
C. The <strong>Alabama</strong> Constitution Establishes that Mike Hale and <strong>the</strong> Jefferson<br />
County Sheriff’s Department Are an Arm <strong>of</strong> <strong>the</strong> State, Not <strong>the</strong> County,<br />
and Principles <strong>of</strong> Federalism and Comity Dictate that this Court Must<br />
Give “Great Deference” to <strong>the</strong> State’s Exercise <strong>of</strong> its Sovereign Powers<br />
<strong>In</strong> <strong>the</strong> words <strong>of</strong> <strong>the</strong> Third Circuit, “formal distinctions between debtor-affiliated<br />
entities are maintained when applying <strong>the</strong> stay.” Maritime Electric Co. v. United<br />
Jersey Bank, 959 F.2d 1194, 1205 (3d Cir. 1991). The Third Circuit’s observation<br />
is even more apt when <strong>the</strong> “formal distinctions” in question are political distinctions<br />
enacted by <strong>the</strong> <strong>Alabama</strong> State Constitution. Noting <strong>the</strong> “federalism and comity<br />
concerns” that arise when a federal <strong>court</strong> contemplates disregarding a state’s own<br />
ordering <strong>of</strong> its political subdivisions, <strong>the</strong> Eleventh Circuit has reasoned that<br />
[w]hen it comes to creating subordinate public bodies and<br />
defining <strong>the</strong>ir relationship to one ano<strong>the</strong>r and to itself,"<br />
"<strong>the</strong> state is supreme and its legislative body, conforming<br />
its action to <strong>the</strong> state Constitution, may do as it will.' " City<br />
<strong>of</strong> Trenton v. State <strong>of</strong> New Jersey, 262 U.S. 182, 186-87, 43<br />
S. Ct. 534, 536, 67 L. Ed. 937 (1923) (quoting [*1344]<br />
Hunter v. Pittsburgh, 207 U.S. 161, 178, 28 S. Ct. 40, 46,<br />
52 L. Ed. 151 (1907)). Defining <strong>the</strong> nature and<br />
12
elationship <strong>of</strong> such bodies, no less than determining<br />
<strong>the</strong>ir level <strong>of</strong> funding, is "uniquely an exercise <strong>of</strong> state<br />
sovereignty." DeKalb Cty. Sch. Dist. v. Schrenko, 109 F.3d<br />
680, 689 (11th Cir.) (quoting Stanley v. Darlington Cty.<br />
Sch. Dist., 84 F.3d 707, 716 (4th Cir.1996)), cert. denied,<br />
118 S. Ct. 601 (1997). We owe such determinations by<br />
<strong>the</strong> state legislature not only deference, but great<br />
deference.<br />
Lyes v. City <strong>of</strong> Riviera Beach, 166 F.3d 1332, 1343-1344 (11th Cir. 1999). The<br />
Eleventh Circuit’s broad deference to federalism in Lyes should apply equally here.<br />
<strong>Alabama</strong> has exercised its sovereign authority and decreed in its Constitution that <strong>the</strong><br />
Sheriff’s Department should be an arm <strong>of</strong> <strong>the</strong> state ra<strong>the</strong>r than <strong>of</strong> <strong>the</strong> County. Along<br />
with <strong>the</strong> arguments discussed above, <strong>the</strong> federalism concerns discussed in Lyes weigh<br />
heavily in dictating that this <strong>court</strong> should give “great deference” to <strong>Alabama</strong>’s<br />
ordering <strong>of</strong> its own political systems and that it should not extend <strong>the</strong> stay to<br />
Defendant Hale, whom <strong>the</strong> <strong>Alabama</strong> Constitution dictates is an <strong>of</strong>ficer <strong>of</strong> <strong>the</strong> state.<br />
IV. Motion for Relief From Automatic Stay<br />
A. Even if <strong>the</strong> Stay Applies, this Court Should Find that Cause Exists<br />
Under 11 U.S.C. § 362(d) to Lift <strong>the</strong> Stay as to Plaintiff’s Pending Civil<br />
Case Against Non-Debtors Sherriff Mike Hale, Cynthia Davis, Karen<br />
Fowler, and City <strong>of</strong> Hueytown<br />
Section 362(d) <strong>of</strong> <strong>the</strong> Bankruptcy Code provides that <strong>the</strong> <strong>bankruptcy</strong> Court may<br />
grant relief from <strong>the</strong> automatic stay for “cause.” 11 U.S.C. §362(d). Likewise,<br />
Section 922 dictates that “[s]ubsections (c), (d), (e), (f), and (g) <strong>of</strong> section 362 <strong>of</strong> this<br />
13
title [11 USCS § 362(c), (d), (e), (f), and (g)] apply to a stay under subsection (a) <strong>of</strong><br />
this section <strong>the</strong> same as such subsections apply to a stay under section 362(a) <strong>of</strong> this<br />
title [11 USCS § 362(a)].” 11 USCS §922(b). Accordingly, even if <strong>the</strong> Court rules<br />
that <strong>the</strong> automatic stay applies, <strong>the</strong> Court should grant Plaintiff relief under §362(d)<br />
and allow Plaintiff’s action to proceed in <strong>the</strong> <strong>District</strong> Court.<br />
This Court has broadly recognized that “‘[c]ause’ for granting relief from <strong>the</strong><br />
stay may exist if <strong>the</strong> equities in a particular case dictate that a lawsuit, or some o<strong>the</strong>r<br />
similar pending action, should proceed in a forum o<strong>the</strong>r than <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> for<br />
purpose <strong>of</strong> liquidating <strong>the</strong> claim on which <strong>the</strong> lawsuit is premised.” <strong>In</strong> re Marvin<br />
Johnson’s Auto Service, <strong>In</strong>c., Debtor, 192 B.R. 1008, 1013 (N.D.Ala.Bankr. 1996)<br />
(collecting cases). As recognized by this Court, “Congress intended that <strong>the</strong> stay be<br />
lifted to allow proceedings to continue in forums o<strong>the</strong>r than <strong>the</strong> <strong>bankruptcy</strong> Court<br />
under appropriate circumstances,” and “[i]t will <strong>of</strong>ten be more appropriate to permit<br />
proceedings to continue in <strong>the</strong>ir place <strong>of</strong> origin, when no great prejudice to <strong>the</strong><br />
<strong>bankruptcy</strong> estate would result, in order to leave <strong>the</strong> parties to <strong>the</strong>ir chosen forum and<br />
to relieve <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> from any duties that may be handled elsewhere.” Id.<br />
at 1014 (citing legislative history).<br />
To determine whe<strong>the</strong>r cause exists under §362(d) for granting relief from <strong>the</strong><br />
automatic stay, <strong>the</strong> Court “must balance <strong>the</strong> hardship to [<strong>the</strong> plaintiff] if he is not<br />
14
allowed to continue <strong>the</strong> lawsuit, against <strong>the</strong> potential prejudice to <strong>the</strong> debtor, <strong>the</strong><br />
<strong>bankruptcy</strong> estate, and to o<strong>the</strong>r creditors.” Id. Factors considered by this Court in<br />
this balancing include: (1) trial readiness; (2) judicial economy; (3) <strong>the</strong> resolution <strong>of</strong><br />
preliminary <strong>bankruptcy</strong> issues; (4) costs <strong>of</strong> defense or o<strong>the</strong>r potential burden to <strong>the</strong><br />
estate; (5) <strong>the</strong> creditor's chances <strong>of</strong> success on <strong>the</strong> merits; (6) specialized expertise <strong>of</strong><br />
<strong>the</strong> non-<strong>bankruptcy</strong> forum; (7) whe<strong>the</strong>r <strong>the</strong> damages or claim that may result from <strong>the</strong><br />
non<strong>bankruptcy</strong> proceeding may be subject to equitable subordination under Section<br />
510(c); (8) <strong>the</strong> extent to which trial <strong>of</strong> <strong>the</strong> case in <strong>the</strong> non-<strong>bankruptcy</strong> forum will<br />
interfere with <strong>the</strong> progress <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong> case; (9) <strong>the</strong> anticipated impact on <strong>the</strong><br />
movant, or o<strong>the</strong>r nondebtors, if <strong>the</strong> stay is lifted; and, (10) <strong>the</strong> presence <strong>of</strong> third<br />
parties over which <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> lacks jurisdiction. Id.<br />
“It is unnecessary for a <strong>court</strong> to find, before lifting <strong>the</strong> stay, that all considered<br />
factors weigh in favor <strong>of</strong> a party requesting relief from <strong>the</strong> stay.” Id. at 1017. Here,<br />
<strong>the</strong> equities decree that Plaintiff’s lawsuit against multiple defendants, none <strong>of</strong> whom<br />
is a debtor before this <strong>court</strong>, should be allowed to proceed.<br />
1. Trial Readiness<br />
“Since both parties to <strong>the</strong> litigation benefit if <strong>the</strong> case can be tried<br />
expeditiously, <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> should take into consideration which <strong>of</strong> <strong>the</strong><br />
competing <strong>court</strong>s is presently closer to being in a posture to try <strong>the</strong> case.” Id. at 1015<br />
15
fn. 8. After <strong>the</strong> Court’s ruling on several Motions to Dismiss, <strong>the</strong> parties have now<br />
initiated discovery, and <strong>the</strong> Court has scheduled this case for a trial date <strong>of</strong> October<br />
22, 2011. Accordingly, <strong>the</strong> federal <strong>court</strong> is closer to being in a posture to try <strong>the</strong> case<br />
than <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong>, and this factor weighs in favor <strong>of</strong> granting relief.<br />
2. Judicial Economy<br />
“Principles <strong>of</strong> judicial economy require that, without good reason, judicial<br />
resources should not be spent by duplicitous litigation, and that a lawsuit should only<br />
be tried once, that is if one forum with jurisdiction over all parties is available to<br />
dispose <strong>of</strong> all issues relating to <strong>the</strong> lawsuit.” Id. Here, if <strong>the</strong> Court does not lift <strong>the</strong><br />
stay as regards to Defendant Mike Hale, and Plaintiff’s case proceeds against <strong>the</strong><br />
o<strong>the</strong>r defendants, two trials will be necessary; one trial against <strong>the</strong> City <strong>of</strong> Hueytown<br />
and o<strong>the</strong>r defendants, and one trial against Defendant Hale. Accordingly, in <strong>the</strong><br />
interests <strong>of</strong> judicial economy, <strong>the</strong> Court should grant Plaintiff relief from <strong>the</strong> stay and<br />
allow this action to be tried once in <strong>the</strong> <strong>court</strong> where it was filed, conserving <strong>the</strong><br />
resources <strong>of</strong> <strong>the</strong> parties and this Court and avoiding <strong>the</strong> risk <strong>of</strong> inconsistent outcomes.<br />
3. Resolution <strong>of</strong> Preliminary Bankruptcy Issues<br />
No preliminary <strong>bankruptcy</strong> issues need to be determined before Plaintiff’s<br />
claims can be resolved. Accordingly, this factor does not weigh against relief.<br />
4. Costs <strong>of</strong> Defense or O<strong>the</strong>r Potential Burden to <strong>the</strong> Estate<br />
16
“The cost <strong>of</strong> defense alone... is ordinarily not considered a sufficient basis for<br />
denying relief from <strong>the</strong> stay.” Id. at 1016. Moreover, <strong>the</strong>re is no evidence that “<strong>the</strong><br />
debtor’s defense costs will be appreciably larger if <strong>the</strong> case is tried in <strong>the</strong> [original]<br />
<strong>court</strong> ra<strong>the</strong>r than <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong>.” Id. Here, <strong>the</strong>re is no reason to believe that<br />
Debtor Jefferson County will incur any expenses as a result <strong>of</strong> defending Plaintiff’s<br />
action: Jefferson County and its attorneys have been terminated as Defendants from<br />
Plaintiff’s suit. Accordingly, this factor does not weigh against relief.<br />
5. Creditor’s Chance <strong>of</strong> Success on <strong>the</strong> Merits<br />
Mr. George has already litigated motions to dismiss from several defendants.<br />
<strong>In</strong> ruling on <strong>the</strong>se motions, <strong>the</strong> Court held that Plaintiff should be allowed to proceed<br />
with damages claims against Sheriff Hale under Title II <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong><br />
Rehabilitation Act; in addition, <strong>the</strong> Court denied qualified immunity to individual<br />
Defendant Cynthia Davis and denied <strong>the</strong> City <strong>of</strong> Hueytown’s Motion to Dismiss. (Ex.<br />
C, Memorandum Opinion). Given <strong>the</strong> Court’s ruling on <strong>the</strong>se motions, Plaintiff has<br />
demonstrated a substantial likelihood <strong>of</strong> success on <strong>the</strong> merits. Accordingly, this<br />
factor weighs in favor <strong>of</strong> granting Plaintiff relief from <strong>the</strong> stay.<br />
6. Specialized Expertise <strong>of</strong> <strong>the</strong> Non-Bankruptcy Forum<br />
This case is a complex individual civil rights action. As discussed above,<br />
Plaintiff alleges that Defendants violated Title II <strong>of</strong> <strong>the</strong> Americans With Disabilities<br />
17
Act and <strong>the</strong> Rehabilitation Act and, under color <strong>of</strong> law, deprived him <strong>of</strong> his<br />
Fourteenth Amendment right to adequate medical care while in state custody; that<br />
<strong>the</strong>se actions were taken with deliberate indifference to Plaintiff’s Constitutionally<br />
protected rights and/or were taken under color <strong>of</strong> state law, and were <strong>the</strong> result <strong>of</strong> an<br />
<strong>of</strong>ficial policy or custom manifesting deliberate indifference to Plaintiff’s<br />
constitutional rights and/or a failure to train; and that this failure to train occurred<br />
despite a pattern <strong>of</strong> constitutional violations or such a high likelihood <strong>of</strong> a<br />
constitutional violation that <strong>the</strong> need to train should have been obvious.<br />
None <strong>of</strong> <strong>the</strong> above issues requires <strong>the</strong> specialized expertise <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong><br />
judge. Moreover, <strong>the</strong> original <strong>court</strong> has gained considerable familiarity with <strong>the</strong> facts<br />
and legal issues <strong>of</strong> this case, as reflected in <strong>the</strong> Court’s forty-page memorandum<br />
opinion. Accordingly, this factor weighs in favor <strong>of</strong> granting Plaintiff relief from <strong>the</strong><br />
automatic stay so that Plaintiff’s case may be allowed to proceed in <strong>the</strong> original <strong>court</strong>.<br />
7. Whe<strong>the</strong>r <strong>the</strong> Damages or Claim that May Result from <strong>the</strong> Non-<br />
Bankruptcy Proceedings May Be Subject to Equitable<br />
Subordination Under 11 U.S.C. § 510(c).<br />
Plaintiff has claims for punitive damages only against Defendants sued in <strong>the</strong>ir<br />
individual capacity; accordingly, <strong>the</strong> possibility that punitive damages claims might<br />
be subordinated is not decisive in <strong>the</strong> Court’s ruling on <strong>the</strong> present motion.<br />
Moreover, “<strong>the</strong> possibility that <strong>the</strong>... jury may award substantial punitive damages<br />
18
against <strong>the</strong> debtor does not militate against lifting <strong>the</strong> stay.” Id. at 1017.<br />
8. The Extent to Which Trial <strong>of</strong> <strong>the</strong> Case in <strong>the</strong> Non-Bankruptcy<br />
Forum Will <strong>In</strong>terfere With <strong>the</strong> Progress <strong>of</strong> <strong>the</strong> Bankruptcy Case<br />
Given <strong>the</strong> size <strong>of</strong> Jefferson County’s <strong>bankruptcy</strong>, and given also that Jefferson<br />
County is not a Defendant in Plaintiff’s lawsuit, <strong>the</strong>re is little chance that <strong>the</strong> trial <strong>of</strong><br />
Plaintiff’s case in <strong>the</strong> non-<strong>bankruptcy</strong> forum will interfere substantially with <strong>the</strong><br />
progress <strong>of</strong> <strong>the</strong> County’s <strong>bankruptcy</strong> case. Plaintiff’s case is against Defendant Hale<br />
in his <strong>of</strong>ficial capacity, Cynthia Davis in her individual capacity, <strong>the</strong> City <strong>of</strong><br />
Hueytown, and Nurse Karen Fowler; accordingly, any judgment would be against<br />
Sherriff Hale, Cynthia Davis, and/or <strong>the</strong> o<strong>the</strong>r municipal and individual defendants,<br />
not against <strong>the</strong> County or any <strong>of</strong> its <strong>of</strong>ficers. Moreover, “Section 502(c) allows this<br />
Court to estimate an unliquidated claim if liquidation would ‘unduly delay<br />
administration <strong>of</strong> <strong>the</strong> case.’” Id. at 1018. Allowing <strong>the</strong> trial <strong>of</strong> Mr. George’s case in<br />
<strong>the</strong> original <strong>court</strong> will not interfere with <strong>the</strong> progress <strong>of</strong> <strong>the</strong> present <strong>bankruptcy</strong> case.<br />
9. The Anticipated Impact on <strong>the</strong> Movant if <strong>the</strong> Stay is Lifted<br />
If <strong>the</strong> stay is not lifted, Plaintiff will suffer considerable hardship, as he “will<br />
be forced to try his case twice... with concomitant delay and additional... expense”:<br />
once against any defendants whom this Court determines are within <strong>the</strong> scope <strong>of</strong> <strong>the</strong><br />
stay, and once against <strong>the</strong> remaining defendants in <strong>the</strong> original <strong>court</strong>. See id. at 1019.<br />
19
Moreover, as to any claims tried before <strong>the</strong> Bankruptcy Court, Mr. George will be<br />
denied his constitutional right to a trial by jury, as <strong>the</strong>re is no Constitutional right to<br />
a jury trial for <strong>the</strong> allowance and disallowance <strong>of</strong> claims under 11 U.S.C. § 502. Id.<br />
As stated by this Court, “a claimant’s right to a jury trial should be accommodated if<br />
circumstances allow it to be done without substantial prejudice to estate<br />
administration.” Id. Given <strong>the</strong> prejudice to Plaintiff if <strong>the</strong> stay is not lifted, this<br />
factor weighs in favor <strong>of</strong> relief.<br />
10. The Presence <strong>of</strong> Third Parties Over Which <strong>the</strong> Bankruptcy Court<br />
Lacks Jurisdiction<br />
This Court has indicated that this factor concerns “[w]he<strong>the</strong>r <strong>the</strong> relief will<br />
result in a partial or complete resolution <strong>of</strong> <strong>the</strong> issues.” Smith v. Tricare<br />
Rehabilitation Sys. (<strong>In</strong> re Tricare Rehabilitation Sys.), 181 B.R. 569, 573 (Bankr.<br />
N.D. Ala. 1994) (citing <strong>In</strong> re Curtis, 40 B.R. 795 (Bankr. D. Utah 1984)). As stated<br />
above, if <strong>the</strong> Court denies relief from <strong>the</strong> stay, Plaintiff will be forced to try his case<br />
twice, once in <strong>the</strong> <strong>bankruptcy</strong> Court and once in <strong>the</strong> original <strong>court</strong> against those<br />
defendants whom this Court determines do not fall within <strong>the</strong> scope <strong>of</strong> <strong>the</strong> stay,<br />
meaning that “<strong>the</strong> danger <strong>of</strong> conflicting verdicts is a real possibility.” <strong>In</strong> re<br />
Johnson’s, 192 B.R. at 1019-1020. Here, as in <strong>In</strong> re Johnson, “[o]ne trial... will be<br />
most beneficial to all concerned. This Court will be able to use its time and resources<br />
20
to resolve o<strong>the</strong>r matters... and [Plaintiff] will be able to cut expenses and time and<br />
will be able to try his case before a jury.” Id. Given this Court’s inability to achieve<br />
complete resolution <strong>of</strong> Mr. George’s claims, and <strong>the</strong> need to conserve this Court’s<br />
resources for o<strong>the</strong>r matters, this factor weighs in favor <strong>of</strong> granting relief.<br />
V. Conclusion<br />
As discussed above, this Court should find that <strong>the</strong> automatic stay does not<br />
apply to any <strong>of</strong> Plaintiff’s claims in his pending civil rights lawsuit, case no.<br />
2:10-cv-03389-AKK. <strong>In</strong> <strong>the</strong> alternative, Plaintiff requests that this Court grant him<br />
relief from <strong>the</strong> stay and allow him to pursue that case in <strong>the</strong> <strong>court</strong> where it was filed.<br />
Respectfully submitted,<br />
s/ L William Smith<br />
Jon C. Goldfarb<br />
Daniel Arciniegas<br />
L. William Smith<br />
Attorneys for Bill George<br />
OF COUNSEL:<br />
WIGGINS, CHILDS, QUINN & PANTAZIS, LLC<br />
th<br />
The Kress Building, 301 19 Street North<br />
Birmingham, <strong>Alabama</strong> 35203<br />
205/314-0500<br />
21
CERTIFICATE OF SERVICE<br />
I do hereby certify that I have filed today, December 7, 2011, <strong>the</strong> above and<br />
foregoing with copies being served on <strong>the</strong> attached master service list using <strong>the</strong> CM<br />
/ ECF system.<br />
/s/ L. William Smith<br />
Of Counsel<br />
23
VIA E-MAIL:<br />
Jefferson County, <strong>Alabama</strong><br />
c/o Patrick Darby<br />
c/o Jay Bender<br />
Bradley Arant Boult Cummings LLP<br />
1819 Fifth Avenue North<br />
Birmingham, AL 35203<br />
pdarby@babc.com<br />
jbender@babc.com<br />
Jefferson County, <strong>Alabama</strong><br />
c/o Kenneth Klee<br />
c/o Lee Bogdan<strong>of</strong>f<br />
Klee, Tuchin, Bogdan<strong>of</strong>f & Stern, LLP<br />
1999 Avenue <strong>of</strong> <strong>the</strong> Stars, Thirty-Ninth Floor<br />
Los Angeles, CA 90067-5061<br />
kklee@ktbslaw.com<br />
lbogdan<strong>of</strong>f@ktbslaw.com<br />
Jefferson County Attorney<br />
Jeffrey M. Sewell, County Attorney<br />
Room 280, Jefferson County Courthouse<br />
716 North Richard Arrington Jr. Blvd.<br />
Birmingham, AL 35203<br />
sewellj@jccal.org<br />
The Bank o f New York Mellon, as <strong>In</strong>denture<br />
Trustee<br />
c/o Gerald F. Mace<br />
c/o Michael R. Paslay<br />
c/o Davie E. Lemke, Esq.<br />
c/o Ryan K. Cochran, Esq.<br />
Waller Lansden Dortch & Davis, LLP<br />
511 Union Street, Suite 2700<br />
Nashville, TN 37219<br />
Gerald.Mace@wallerlaw.com<br />
Mike.Paslay@wallerlaw.com<br />
David.Lemke@wallerlaw.com<br />
Ryan.Cochran@wallerlaw.com<br />
MASTER SERVICE LIST<br />
Jefferson County Special Counsel<br />
J.F. “Foster” Clark, Esq.<br />
Balch & Bingham, LLC<br />
1901 6th Avenue North<br />
2600 AmSouth Harbert Plaza<br />
Birmingham, AL 35203-4644<br />
fclark@balch.com<br />
Jefferson County Special Counsel<br />
J. Hobson Presley, Jr.<br />
Presley Burton & Collier, LLC<br />
2801 Highway 280 South, Suite 700<br />
Birmingham, AL 35223-2483<br />
hpresley@presleyllc.com<br />
Bankruptcy Administrator for <strong>the</strong> Nor<strong>the</strong>rn <strong>District</strong><br />
<strong>of</strong> <strong>Alabama</strong> (Birmingham)<br />
Office <strong>of</strong> <strong>the</strong> Bankruptcy Administrator<br />
c/o J. Thomas Corbett, Esq.<br />
United States Bankruptcy Court<br />
Robert S. Vance Federal Building<br />
1800 5th Ave. North<br />
Birmingham AL 35203<br />
Thomas_Corbett@alnaba.us<strong>court</strong>s.gov<br />
The Bank o f New York Mellon, as <strong>In</strong>denture<br />
Trustee<br />
c/o Larry Childs, Esq.<br />
c/o Brian J. Malcom, Esq.<br />
Waller Lansden Dortch & Davis, LLP<br />
Regions Harbert Plaza<br />
1901 Sixth Avenue North, Suite 1400<br />
Birmingham, AL 35203<br />
Larry.Childs@wallerlaw.com<br />
Brian.Malcom@wallerlaw.com
U.S. Bank, National Association, as Paying Agent<br />
2204 Lakeshore Drive Suite 302<br />
Mail Code: EX-AL-WWPH<br />
Homewood, AL 35209<br />
felicia.cannon@usbank.com<br />
Bank <strong>of</strong> America, N.A.<br />
c/o David L. Eades<br />
c/o Daniel G. Clodfelter<br />
c/o David S. Walls<br />
Moore & Van Allen, PLLC<br />
100 North Tryon Street, Suite 4700<br />
Charlotte, NC 28202-4003<br />
davideades@mvalaw.com<br />
danclodfelter@mvalaw.com<br />
davidwalls@mvalaw.com<br />
Blue Ridge <strong>In</strong>vestments, LLC<br />
Affiliate <strong>of</strong> Bank <strong>of</strong> America, N.A.<br />
c/o David L Eades<br />
c/o Daniel G. Clodfelter<br />
c/o David S. Walls<br />
Moore & Van Allen, PLLC<br />
100 North Tryon Street, Suite 4700<br />
Charlotte, NC 28202-4003<br />
davideades@mvalaw.com<br />
danclodfelter@mvalaw.com<br />
davidwalls@mvalaw.com<br />
Bank <strong>of</strong> America, N.A.<br />
c/o Joe A. Joseph<br />
c/o Clifton C. Mosteller<br />
Burr & Forman LLP<br />
420 North 20 th Street, Suite 3400<br />
Birmingham, AL 35203<br />
jjoseph@burr.com<br />
cmostell@burr.com<br />
JPMorgan Chase Bank, as Liquidity Agent<br />
c/o Steve Fuhrman<br />
Simpson Thacher & Bartlett LLP<br />
425 Lexington Avenue<br />
New York, New York 10017<br />
sfuhrman@stblaw.com<br />
The Bank <strong>of</strong> New York Mellon<br />
c/o Thomas C. Mitchell<br />
Orrick, Herrington & Sutcliffe LLP<br />
The Orrick Building<br />
405 Howard Street<br />
San Francisco, CA 94105-2669<br />
tcmitchell@orrick.com<br />
The Bank <strong>of</strong> New York Mellon<br />
Sirote & Permut, P.C.<br />
c/o Stephen B. Porterfield<br />
c/o Donald Wright<br />
2311 Highland Avenue South<br />
Birmingham, AL 35205<br />
sporterfield@sirote.com<br />
dwright@sirote.com<br />
The Bank <strong>of</strong> Nova Scotia<br />
c/o James E. Spiotto<br />
Chapman & Cutler LLP<br />
111 West Monroe Street<br />
Chicago, IL 60603-4080<br />
spiotto@chapman.com
State Street Bank and Trust Company<br />
c/o William W. Kannel<br />
c/o Adrienne K. Walker<br />
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo,<br />
P.C.<br />
One Financial Center<br />
Boston, MA 02111<br />
wkannel@mintz.com<br />
awalker@mintz.com<br />
State Street Bank and Trust Company<br />
Sirote & Permut, P.C.<br />
c/o Stephen B. Porterfield<br />
c/o Donald Wright<br />
2311 Highland Avenue South<br />
Birmingham, AL 35205<br />
sporterfield@sirote.com<br />
dwright@sirote.com<br />
Societe Generale<br />
c/o Mark J. Fiekers<br />
c/o Joyce T. Gorman<br />
Ashurst LLP<br />
1875 K Street N.W., Suite 750<br />
Washington, DC 20006<br />
mark.fiekers@ashurst.com<br />
joyce.gorman@ashurst.com<br />
Financial Guaranty <strong>In</strong>surance Company<br />
c/o Aaron Power<br />
King & Spaulding LLP<br />
1100 Louisiana<br />
Suite 400<br />
Houston, TX 77002-5213<br />
apower@kslaw.com<br />
JPMorgan Chase Bank<br />
c/o Steve M. Fuhrman, Esq.<br />
c/o Ian Dattner<br />
c/o Mary Beth Forshaw<br />
c/o Elisha David Graff<br />
c/o Thomas C. Rice<br />
Simpson Thacher & Bartlett LLP<br />
425 Lexington Avenue<br />
New York, NY 10017<br />
sfuhrman@stblaw.com<br />
idattner@stblaw.com<br />
mforshaw@stblaw.com<br />
egraff@stblaw.com<br />
trice@stblaw.com<br />
Regions Bank<br />
c/o Jayna Partain Lamar<br />
c/o J. Leland Murphree<br />
Maynard Cooper & Gale, P.C.<br />
AmSouth/Harbert Plaza, Suite 2400<br />
1901 6th Avenue North<br />
Birmingham, AL 35203-2618<br />
jlamar@maynardcooper.com<br />
lmurphree@maynardcooper.com<br />
Financial Guaranty <strong>In</strong>surance Company<br />
c/o H. Slayton “Slate” Dabney, Jr.<br />
c/o Scott Davidson<br />
King & Spaulding<br />
1185 Avenue <strong>of</strong> <strong>the</strong> Americas<br />
New York, NY 10036-4003<br />
sdabney@kslaw.com<br />
sdavidson@kslaw.com<br />
Financial Guaranty <strong>In</strong>surance Company<br />
c/o William H. Patrick, III<br />
c/o Tristan E. Man<strong>the</strong>y<br />
c/o Cherie Dessauer Nobles<br />
Heller, Draper, Patrick & Horn, L.L.C.<br />
650 Poydras Street, Suite 2500<br />
New Orleans, Louisiana 70130-6103<br />
wpatrick@hellerdraper.com<br />
tman<strong>the</strong>y@hellerdraper.com<br />
cnobles@hellerdraper.com
Assured Guaranty Municipal Corp.<br />
c/o Winston & Strawn LLP<br />
Lawrence A. Larose, Esq.<br />
Samuel S. Kohn, Esq.<br />
Sarah L. Trum, Esq.<br />
200 Park Avenue<br />
New York, New York 10166-4193<br />
llarose@winston.com<br />
skohn@winston.com<br />
strum@winston.com<br />
Assured Guaranty Municipal Corp.<br />
c/o Mark P. Williams<br />
Norman, Wood, Kendrick & Turner<br />
Financial Center – Suite 1600<br />
505 20 th Street North<br />
Birmingham, AL 35203<br />
mpwilliams@nwkt.com<br />
Syncora Guarantee, <strong>In</strong>c.<br />
c/o Quinn Emanuel Urquhart & Sullivan, LLP<br />
Jonathan E. Pickhardt<br />
Jake M. Shields<br />
Susheel Kirpalani<br />
Daniel Holzman<br />
Eric Kay<br />
Ka<strong>the</strong>rine Scherling<br />
51 Madison Avenue, 22 nd Floor<br />
New York, NY 10010<br />
jonpickhardt@quinnemanuel.com<br />
jakeshields@quinnemanuel.com<br />
susheelkirpalani@quinnemanuel.com<br />
danielholzman@quinnemanuel.com<br />
erickay@quinnemanuel.com<br />
ka<strong>the</strong>rinescherling@quinnemanuel.com<br />
Receiver for County’s Sewer System<br />
John S. Young, Jr. LLC, as Receiver<br />
c/o Baker, Donelson, Bearman, Caldwell &<br />
Berkowitz, P.C.<br />
Timothy M. Lupinacci, Esq.<br />
W. Patton Hahn, Esq.<br />
Max A. Moseley, Esq.<br />
Daniel J. Ferretti, Esq.<br />
Bill D. Bensinger, Esq.<br />
Joe A. Conner<br />
1600 Wells Fargo Tower<br />
Birmingham, AL 35203<br />
tlupinacci@bakerdonelson.com<br />
phahn@bakerdonelson.com<br />
mmoseley@bakerdonelson.com<br />
dferretti@bakerdonelson.com<br />
bbensinger@bakerdonelson.com<br />
Receiver for County’s Sewer System<br />
John S. Young, Jr. LLC, as Receiver<br />
c/o Baker, Donelson, Bearman, Caldwell &<br />
Berkowitz, P.C.<br />
Joe A. Conner<br />
1800 Republic Centre<br />
633 Chestnut Street<br />
Chattanooga, TN 37450<br />
jconner@bakerdonelson.com<br />
Jefferson County Personnel Board<br />
c/o Lee R. Benton<br />
c/o Jamie A. Wilson<br />
Benton & Centeno, LLP<br />
2019 3 rd Avenue North<br />
Birmingham, AL 35203<br />
lbenton@bcattys.com<br />
jwilson@bcattys.com
National Public Finance Guarantee<br />
c/o Adam Bergonzi<br />
Chief Risk Officer<br />
113 King Street<br />
Armonk, NY 10504<br />
adam.bergonzi@nationalpfg.com<br />
Bayern LB<br />
c/o Edward A. Smith<br />
Venable<br />
Rockefeller Center<br />
1270 Avenue <strong>of</strong> <strong>the</strong> Americas<br />
Twenty-fifth Floor<br />
New York, NY 10020<br />
EASmith@Venable.com<br />
Societe Generale<br />
c/o Jack Rose<br />
Ashurst LLP<br />
Times Square Tower<br />
7 Times Square<br />
New York, NY 10036<br />
Jack.rose@ashurst.com<br />
Jeffrey Weissman, D.D.S.<br />
Jeffrey Weissman, D.D.S., P.C.<br />
Keith Shannon<br />
<strong>In</strong>dividually and as Class Representatives<br />
c/o Wilson F. Green<br />
Fleenor & Green, LLP<br />
204 Marina Drive, Ste. 200<br />
Tuscaloosa, AL 35406<br />
wgreen@fleenorgreen.com<br />
City <strong>of</strong> Birmingham<br />
c/o Michael M. Fliegel<br />
Assistant City Attorney<br />
Legal Dept.<br />
710 20 th Street North<br />
Birmingham, AL 35203<br />
Mike.Fliegel@ci.birmingham.al.us<br />
Bayern LB<br />
c/o Joseph Campagna<br />
Vice President<br />
560 Lexington Avenue<br />
New York, New York 10022<br />
jcampagna@bayernlbny.com<br />
Ambac Assurance Corporation<br />
c/o Charles L. Denaburg<br />
Najjar Denaburg, P.C.<br />
2125 Morris Avenue<br />
Birmingham, AL 35203<br />
cdenaburg@najjar.com<br />
Ambac Assurance Corporation<br />
c/o Miles W. Hughes<br />
c/o William P. Smith<br />
c/o Robert A. Dall’Asta<br />
McDermott Will & Emery LLP<br />
227 West Monroe Street<br />
Chicago, Illinois 60606<br />
mwhughes@mwe.com<br />
wsmith@mwe.com<br />
rdallasta@mwe.com<br />
J.P. Morgan Securities, <strong>In</strong>c.<br />
JPMorgan Chase Bank, N.A.<br />
c/o Clark R. Hammond<br />
Johnston Barton Proctor & Rose, LLP<br />
569 Brookwood Village, Suite 901<br />
Birmingham, AL 35209<br />
crh@johnstonbarton.com<br />
Cooper Shattuck, Esq.<br />
Legal Advisor<br />
Office <strong>of</strong> <strong>the</strong> Governor<br />
State <strong>of</strong> <strong>Alabama</strong><br />
Office <strong>of</strong> <strong>the</strong> Governor<br />
State Capitol, Room N-104<br />
600 Dexter Avenue<br />
Montgomery, AL 36130<br />
cooper.shattuck@governor.alabama.gov
Societe Generale<br />
c/o Donald M. Wright<br />
c/o Stephen B. Porterfield<br />
Sirote & Permutt, P.C.<br />
2311 Highland Avenue South<br />
Birmingham, AL 35205<br />
dwright@sirote.com<br />
sporterfield@sirote.com<br />
National Public Finance Guarantee Corp.<br />
c/o Benjamin S. Goldman<br />
Hand Arendall LLC<br />
1200 Park Place Tower<br />
2001 Park Place North<br />
Birmingham, AL 35203<br />
bgoldman@handarendall.com<br />
National Public Finance Guarantee Corp.<br />
c/o Mark A. Cody<br />
Jones Day<br />
77 West Wacker<br />
Chicago, IL 60601-1676<br />
macody@jonesday.com<br />
Syncora Guarantee, <strong>In</strong>c.<br />
c/o Mat<strong>the</strong>w Scheck<br />
Quinn Emanuel Urquhart & Sullivan, LLP<br />
865 South Figueroa Street, 10 th Floor<br />
Los Angeles, CA 90017<br />
mat<strong>the</strong>wscheck@quinnemanuel.com<br />
Securities and Exchange Commission<br />
Atlanta Regional Office<br />
3475 Lenox Road, Suite 1000<br />
Atlanta, GA 30326-1232<br />
Attention:<br />
Susan R. Sherrill-Beard, Senior Trial Counsel<br />
David W. Bradley, Senior Trial Counsel<br />
sherrill-beards@sec.gov<br />
baddleyd@sec.gov<br />
City <strong>of</strong> Center Point, <strong>Alabama</strong><br />
c/o Robert C. Keller<br />
Russo, White & Keller, P.C.<br />
315 Gadsden Highway, Suite D<br />
Birmingham, AL 35235<br />
rjlaw<strong>of</strong>f@bellsouth.net<br />
Syncora Guarantee, <strong>In</strong>c.<br />
c/o Richard P. Carmody<br />
c/o Henry E. Simpson<br />
c/o Lawrence J. McDuff<br />
c/o Russell J. Ru<strong>the</strong>rford<br />
Adams and Reese LLP<br />
2100 Third Avenue North, Suite 1100<br />
Birmingham, AL 35203<br />
richard.carmody@arlaw.com<br />
henry.simspon@arlaw.com<br />
laurence.mcduff@arlaw.com<br />
russell.ru<strong>the</strong>rford@arlaw.com<br />
National Public Finance Guarantee Corp.<br />
c/o Amy Edgy Ferber<br />
Jones Day<br />
1420 Peachtree Street, N.E.<br />
Suite 800<br />
Atlanta, GA 30309-3053<br />
aeferber@jonesday.com<br />
The Securities and Exchange Commission<br />
SEC Headquarters<br />
100 F Street, NE<br />
Washington, DC 20549-9040<br />
Attention: Morgan Bradylyons, Senior Counsel<br />
bradylyonsm@sec.gov<br />
The Bank <strong>of</strong> Nova Scotia<br />
c/o Laura E. Appleby<br />
Chapman and Cutler LLP<br />
330 Madison Ave.<br />
34 th Floor<br />
New York, NY 10017<br />
appleby@chapman.com
Lloyds TSB Bank PLC<br />
c/o Laura E. Appleby<br />
Chapman and Cutler LLP<br />
330 Madison Ave.<br />
34 th Floor<br />
New York, NY 10017<br />
appleby@chapman.com<br />
Lloyds TSB Bank PLC<br />
c/o Ann E. Acker<br />
c/o James E. Spiotto<br />
Chapman and Cutler, LLP<br />
111 W. Monroe St.<br />
Chicago, IL 60603<br />
acker@chapman.com<br />
spiotto@chapman.com<br />
Lloyds TSB Bank PLC<br />
c/o Donald M. Wright<br />
c/o Stephen B. Porterfield<br />
Sirote & Permutt, P.C.<br />
2311 Highland Avenue S.<br />
Birmingham, AL 35205<br />
dwright@sirote.com<br />
sporterfield@sirote.com<br />
Appellant William Casey<br />
Appeal No. 1101361 in Supreme Court <strong>of</strong> <strong>Alabama</strong><br />
c/o Mat<strong>the</strong>w Wea<strong>the</strong>rs<br />
Wea<strong>the</strong>rs Law Firm, LLC<br />
P.O. Box 1826<br />
Birmingham, AL 35201<br />
mwea<strong>the</strong>rsmatt@gmail.com<br />
U.S. Bank National Association, in its capacity as<br />
<strong>In</strong>denture Trustee<br />
c/o Charles R. Johanson III<br />
Engel, Hairston, & Johanson, P.C.<br />
4 th Floor, 109 20 th Street (35203)<br />
P.O. Box 11405<br />
Birmingham, AL 35202<br />
rjohanson@ehjlaw.com<br />
1<br />
The Bank <strong>of</strong> Nova Scotia<br />
c/o Ann E. Acker<br />
c/o James E. Spiotto<br />
Chapman and Cutler, LLP<br />
111 W. Monroe St.<br />
Chicago, IL 60603<br />
acker@chapman.com<br />
spiotto@chapman.com<br />
Appellant Carmella Macon<br />
Appeal No. 1101270 in <strong>the</strong> Supreme Court <strong>of</strong><br />
<strong>Alabama</strong><br />
c/o Mat<strong>the</strong>w Wea<strong>the</strong>rs<br />
Wea<strong>the</strong>rs Law Firm, LLC<br />
P.O. Box 1826<br />
Birmingham, AL 35201<br />
mwea<strong>the</strong>rsmatt@gmail.com<br />
U.S. Bank National Association, in its capacity as<br />
<strong>In</strong>denture Trustee<br />
c/o Clark T. Whitmore<br />
c/o Kesha L. Tanabe<br />
Maslon Edleman Borman & Brand,LLP<br />
3300 Wells Fargo Center<br />
90 South Seventh Street<br />
Minneapolis, MN 55402-4140<br />
clark.whitmore@maslon.com<br />
kesha.tanabe@maslon.com<br />
Beckman Coulter, <strong>In</strong>c.<br />
c/o Kirk B. Burkley<br />
Bernstein Law Firm, P.C.<br />
Suite 2200 Gulf Tower<br />
Pittsburgh, PA 15219-1900<br />
kburkley@bernsteinlaw.com<br />
The Depository Trust & Clearing Corporation<br />
A Party in <strong>In</strong>terest<br />
c/o Sheldon I. Hirshon<br />
c/o Adam T Berkowitz<br />
c/o Lawrence S. Elbaum<br />
Proskauer Rose LLP<br />
Eleven Time Square<br />
New York, NY 10036-8299<br />
shirson@proskauer.com<br />
aberkowitz@proskauer.com<br />
lelbaum@proskauer.com
David Perry, Esq.<br />
Finance Director<br />
Office <strong>of</strong> <strong>the</strong> Governor<br />
State <strong>of</strong> <strong>Alabama</strong><br />
Office <strong>of</strong> <strong>the</strong> Governor<br />
State Capitol, Room N-104<br />
600 Dexter Avenue<br />
Montgomery, AL 36130<br />
david.perry@governor.alabama.gov<br />
VIA U.S. MAIL:<br />
Lu<strong>the</strong>r Strange, Esq.<br />
Attorney General<br />
State <strong>of</strong> <strong>Alabama</strong><br />
501 Washington Avenue<br />
Montgomery, AL 36130<br />
Environmental Protection Agency<br />
Ariel Rios Building<br />
1200 Pennsylvania Avenue, N.W.<br />
Washington, DC 20460<br />
JPMorgan Chase Bank<br />
Attn: Michael Mak<br />
60 Wall Street<br />
New York, NY 10260<br />
The Depository Trust Company, on behalf <strong>of</strong> <strong>the</strong><br />
holders <strong>of</strong> <strong>the</strong> Jefferson County, <strong>Alabama</strong>, General<br />
Obligation Capital Improvement Warrants, Series<br />
2003-A and 2004-A<br />
55 Water Street<br />
New York, NY 10041<br />
Shoe Station, <strong>In</strong>c.<br />
Attn: Michael T. Cronin, Esq.<br />
Johnson Pope Bokor Ruppel & Burns, LLP<br />
911 Chestnut Street<br />
Clearwater, FL 33576<br />
City <strong>of</strong> Birmingham, <strong>Alabama</strong><br />
c/o U.W. Clemon<br />
White Arnold & Dowd P.C.<br />
2025 Third Avenue North, Suite 500<br />
Birmingham, AL 35203<br />
uwclemon@waadlaw.com<br />
<strong>Alabama</strong> Department <strong>of</strong> Environmental<br />
Management<br />
c/o Tom Johnston, Esq.<br />
General Counsel<br />
1400 Coliseum Blvd.<br />
Montgomery AL 36110<br />
Environmental Protection Agency<br />
Atlanta Federal Center<br />
61 Forsyth Street, SW<br />
Atlanta, GA 30303-3104<br />
<strong>In</strong>ternal Revenue Service<br />
Centralized <strong>In</strong>solvency Operation<br />
600 Arch Street<br />
Philadelphia, PA 19106<br />
Bayerische Landesbank<br />
560 Lexington Avenue<br />
18 th Floor<br />
New York, NY 10022<br />
Attn: Francis X. Doyle<br />
Second Vice President<br />
National Public Finance Guarantee Corp. (f/k/a<br />
MBIA <strong>In</strong>surance Corp.), as insurer <strong>of</strong> <strong>the</strong><br />
General Obligation Capital Improvement and<br />
Refunding Warrants, 2003-A and Series 2004-A<br />
Attn: Daniel McManus, General Counsel<br />
113 King Street<br />
Armonk, NY 10504
The Bank <strong>of</strong> New York Mellon Trust Company,<br />
N.A. (f/k/a The Bank <strong>of</strong> New York Trust Company<br />
<strong>of</strong> Florida, N.A.), as registrar, transfer agent and<br />
paying agent<br />
Attn: Charles S. Nor<strong>the</strong>n, IV<br />
505 N. 20 th Street<br />
Suite 950<br />
Birmingham, AL 35203<br />
Morris & Dickson Co LLC<br />
410 Kay Lane<br />
Shreveport, LA 71115<br />
University <strong>of</strong> <strong>Alabama</strong> Health Services<br />
Foundation, P.C.<br />
Attn: Patricia Pritchett<br />
500 22 nd Street South, Suite 504<br />
Birmingham, AL 35233<br />
AMT Medical Staffing, <strong>In</strong>c.<br />
2 20 th Street North<br />
Suite 1360<br />
Birmingham, AL 35203<br />
UAB Health System<br />
619 19 th Street South<br />
Jefferson Tower, Room J306<br />
Birmingham, AL 35249-6805<br />
AMCAD<br />
15867 North Mountain Road<br />
Broadway, VA 22815<br />
John Plott Company <strong>In</strong>c.<br />
2804 Rice Mine Road NE<br />
Tuscaloosa, AL 35406<br />
Universal Hospital Services<br />
Legal Department<br />
700 France Avenue South<br />
Suite 275<br />
Edina, MN 55435<br />
City <strong>of</strong> Hoover<br />
100 Municipal Lane<br />
Birmingham, AL 35216<br />
Teklinks <strong>In</strong>c.<br />
201 Summit Parkway<br />
Homewood, AL 35209<br />
AMSOL<br />
4194 Mendenhall Oaks Pkwy.<br />
Suite 160<br />
High Point, NC 27265<br />
Augmentation, <strong>In</strong>c.<br />
3415 <strong>In</strong>dependence Drive, Suite 101<br />
Birmingham, AL 35209-8315<br />
Brice Building Co., LLC<br />
201 Sunbelt Parkway<br />
Birmingham, AL 35211<br />
Laboratory Corporation <strong>of</strong> America<br />
430 South Spring Street<br />
Burlington, NC 27215<br />
Attention: Legal Department<br />
John A. Vos Esq., <strong>In</strong>terested Party<br />
c/o John A. Vos, Esq.<br />
1430 Lincoln Avenue<br />
San Rafael, CA 94901<br />
Medical Data Systems <strong>In</strong>c.<br />
2001 9 th Avenue<br />
Suite 312<br />
Vero Beach, FL 32963