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In the united states bankruptcy court - Northern District of Alabama

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IN THE UNITED STATES BANKRUPTCY COURT<br />

FOR THE NORTHERN DISTRICT OF ALABAMA<br />

SOUTHERN DIVISION<br />

IN RE:<br />

JEFFERSON COUNTY, )<br />

ALABAMA, a political subdivision )<br />

<strong>of</strong> <strong>the</strong> State <strong>of</strong> <strong>Alabama</strong>, )<br />

)<br />

Debtor, )<br />

)<br />

) Case No.: 11-05736-TBB9<br />

) Chapter 9 Proceeding<br />

)<br />

)<br />

)<br />

OBJECTION TO AUTOMATIC STAY OF CIVIL RIGHTS ACTION<br />

AGAINST MULTIPLE DEFENDANTS, INCLUDING SHERIFF MIKE<br />

HALE AND CITY OF HUEYTOWN, OR IN ALTERNATIVE, MOTION<br />

FOR RELIEF FROM AUTOMATIC STAY<br />

Petitioner Bill George (“Plaintiff”) by and through his undersigned counsel,<br />

respectfully files <strong>the</strong> following objections to <strong>the</strong> automatic stay <strong>of</strong> his pending civil<br />

rights lawsuit, case no. 2:10-cv-03389-AKK. Plaintiff’s pending lawsuit is brought<br />

1<br />

against Defendants City <strong>of</strong> Hueytown, Sheriff Mike Hale, and individual defendants<br />

Cynthia Davis and Karen Fowler. Jefferson County is not a defendant.<br />

<strong>In</strong> <strong>the</strong> alternative, Plaintiff moves this Court for relief from <strong>the</strong> automatic stay<br />

in order to pursue his claims. As grounds Petitioner <strong>states</strong> as follows:<br />

299).<br />

1Currently<br />

pending before this Court is Sheriff Hale’s “Motion for Clarification” (Doc.


I. <strong>In</strong>troduction<br />

On December 7, 2011, Judge Kallon stayed Plaintiff’s case against two<br />

defendants, Mike Hale and Cynthia Davis, pending this Court’s ruling as to whe<strong>the</strong>r<br />

<strong>the</strong> automatic stay applies to <strong>the</strong>se defendants. <strong>In</strong> conjunction with Sheriff Hale’s<br />

Motion for Clarification (Doc. 299), Plaintiff seeks a ruling from this Court that <strong>the</strong><br />

automatic stay imposed by Jefferson County’s <strong>bankruptcy</strong> does not apply to<br />

Plaintiff’s case against Sheriff Hale or any o<strong>the</strong>r Defendant in his case. First, <strong>the</strong><br />

plain language <strong>of</strong> §§ 362(a)and 922(a) does not extend <strong>the</strong> stay to non-debtors.<br />

Second, <strong>the</strong> Eleventh Circuit has not recognized a “special circumstances exception”<br />

to <strong>the</strong> rule that actions against non-debtors are not stayed; even if such an exception<br />

existed, it would not apply to Mr. George’s case. <strong>In</strong> <strong>the</strong> alternative, Plaintiff moves<br />

this Court for relief from <strong>the</strong> automatic stay so that he may pursue his pending case.<br />

II. Summary <strong>of</strong> Plaintiff’s Claims Pending Before <strong>the</strong> Nor<strong>the</strong>rn <strong>District</strong> <strong>of</strong><br />

<strong>Alabama</strong>, and Procedural Status <strong>of</strong> Federal Court Case<br />

2<br />

On December 7, 2010, Bill George filed case no. 2:10-cv-03389-AKK. His<br />

Corrected Second Amended Complaint is attached hereto as Exhibit A. <strong>In</strong> Count I<br />

Plaintiff alleges that Defendants have violated Title II <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong><br />

Rehabilitation Act by administering and applying <strong>the</strong>ir policies, practices and<br />

class.<br />

2<br />

Plaintiff brings claims solely in his individual capacity; he does not seek to certify a<br />

2


procedures in a method that discriminated against plaintiff on <strong>the</strong> basis <strong>of</strong> his<br />

disability and denied him <strong>the</strong> receipt <strong>of</strong> services and benefits <strong>of</strong> <strong>the</strong> defendants.<br />

Defendant City’s discriminatory administration and application <strong>of</strong> policies, practices<br />

and procedures includes those regarding <strong>the</strong> arrest and transfer/transportation <strong>of</strong><br />

persons with disabilities. Plaintiff alleges that Defendant Mike Hale’s discriminatory<br />

administration and application <strong>of</strong> policies, practices and procedures includes those<br />

regarding <strong>the</strong> arrest, booking, confinement, and provision <strong>of</strong> health services to<br />

persons with disabilities. Plaintiff alleges that Defendants’ application and<br />

administration <strong>of</strong> <strong>the</strong>ir policies, practices and procedures are <strong>the</strong> direct result <strong>of</strong> a<br />

failure to provide appropriate training to defendants’ employees. (Doc. 55 ¶¶ 39-40).<br />

<strong>In</strong> Count II Plaintiff alleges that Defendants deprived him <strong>of</strong> his Fourteenth<br />

Amendment right to adequate medical care while in <strong>the</strong> custody <strong>of</strong> <strong>the</strong> state, and that<br />

<strong>the</strong> actions as described in <strong>the</strong> complaint were taken under color <strong>of</strong> state law, and<br />

were <strong>the</strong> result <strong>of</strong> an <strong>of</strong>ficial policy or custom manifesting deliberate indifference to<br />

Plaintiff’s constitutional rights and/or a failure to train; that <strong>the</strong> area <strong>of</strong> Defendant<br />

City’s custom or policy or failure to train includes <strong>the</strong> arrest and<br />

transfer/transportation <strong>of</strong> persons with disabilities, and that <strong>the</strong> area <strong>of</strong> Defendant<br />

Mike Hale’s custom or policy or failure to train includes <strong>the</strong> arrest, booking,<br />

confinement, and provision <strong>of</strong> health services to persons with disabilities. Plaintiff<br />

3


alleges that this failure to train occurred despite a pattern <strong>of</strong> constitutional violations<br />

or such a high likelihood <strong>of</strong> a constitutional violation that <strong>the</strong> need to train should<br />

have been obvious. (Doc. 55 ¶ 44-45).<br />

Jefferson County was initially and erroneously named as a defendant in this<br />

lawsuit; however, Jefferson County was terminated as a Defendant on 6/28/2011 and<br />

is not a proper Defendant in this case. (Ex. B, Docket Sheet). <strong>In</strong> a forty-page<br />

Memorandum Opinion issued on October 24, 2011, <strong>the</strong> Court ruled on motions to<br />

dismiss filed by all but one <strong>of</strong> <strong>the</strong> defendants. (Ex. C, Memorandum Opinion and<br />

Order). Pursuant to this Opinion, <strong>the</strong> Court ordered <strong>the</strong> dismissal <strong>of</strong> one Defendant,<br />

Hueytown Police Officer Brent Akin. The Court dismissed Plaintiff’s claims for<br />

damages under Section 1983 against Sheriff Hale, but <strong>the</strong> Court allowed Plaintiff to<br />

proceed with damages claims against Sheriff Hale under Title II <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong><br />

Rehabilitation Act. The Court denied qualified immunity to individual Defendant<br />

Cynthia Davis and denied <strong>the</strong> City <strong>of</strong> Hueytown’s Motion to Dismiss, holding that<br />

Plaintiff was entitled to pursue discovery on his claims against <strong>the</strong>se defendants.<br />

The Court has entered a scheduling order setting a trial date <strong>of</strong> October 22,<br />

2012 in this matter. (Ex. D, Scheduling Order). Judge Kallon has stayed Plaintiff’s<br />

action against Defendants Mike Hale and Cynthia Davis only pending this Court’s<br />

resolution <strong>of</strong> whe<strong>the</strong>r <strong>the</strong> stay applies to Sheriff Hale and individual sheriff’s<br />

4


deputies. (Ex. E, Order Granting Stay).<br />

III. Plaintiff’s Objections to Automatic Stay<br />

Plaintiff objects to <strong>the</strong> automatic stay for <strong>the</strong> reasons set forth herein, and<br />

moves this Court for complete or partial relief from <strong>the</strong> automatic stay. None <strong>of</strong> <strong>the</strong><br />

above-named defendants is a debtor before this Court, and <strong>the</strong> Eleventh Circuit has<br />

not recognized any exception to <strong>the</strong> plain language <strong>of</strong> <strong>the</strong> statute, which limits <strong>the</strong><br />

automatic stay provisions <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong> code to claims against debtors.<br />

Accordingly, <strong>the</strong> automatic stay does not apply to Plaintiff’s claims, as no defendant<br />

in Plaintiff’s suit is a debtor before this Court. Alternatively, Plaintiff has shown<br />

“good cause” for relief from <strong>the</strong> stay under 11 U.S.C. § 362(d), as set forth below.<br />

A. None <strong>of</strong> <strong>the</strong> Defendants to Plaintiff’s Suit are Debtors Before this Court,<br />

and Thus Plaintiff’s Lawsuit Does Not Come Within <strong>the</strong> Plain Language<br />

<strong>of</strong> 11 U.S.C. §§ 362(a) and 922(a)<br />

Although initially and erroneously named as a Defendant in Plaintiff’s<br />

complaint, Jefferson County is not a proper party to Plaintiff’s lawsuit, and was<br />

terminated as a Defendant on June 28, 2011.<br />

The automatic stay provision <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong> code <strong>states</strong> that a <strong>bankruptcy</strong><br />

petition “operates as a stay, applicable to all entities, <strong>of</strong> . . . (1) <strong>the</strong> commencement<br />

or continuation . . . <strong>of</strong> a judicial, administrative or o<strong>the</strong>r action or proceeding against<br />

<strong>the</strong> debtor that was . . . commenced before <strong>the</strong> commencement <strong>of</strong> a case under this<br />

5


title.” 11 U.S.C. § 362(a) (emphasis added). Section 922 additionally provides that<br />

in a municipal <strong>bankruptcy</strong>, “[a] petition filed under this chapter operates as a stay, in<br />

addition to <strong>the</strong> stay provided by section 362 <strong>of</strong> this title, applicable to all entities, <strong>of</strong>.<br />

. . (1) <strong>the</strong> commencement or continuation, including <strong>the</strong> issuance or employment <strong>of</strong><br />

process, <strong>of</strong> a judicial, administrative, or o<strong>the</strong>r action or proceeding against an <strong>of</strong>ficer<br />

or inhabitant <strong>of</strong> <strong>the</strong> debtor that seeks to enforce a claim against <strong>the</strong> debtor.” 11<br />

U.S.C. § 922(a) (emphasis added). 3<br />

It is axiomatic that “[t]he automatic stay . . . affects only [<strong>the</strong> debtor]; it does<br />

not apply to plaintiff's claims against <strong>the</strong> [debtor]'s non-debtor co-defendants.”<br />

Chung v. New Silver Palace, 246 F. Supp. 2d 220, 226 (S.D.N.Y. 2002); see also<br />

Lynch v. Johns-Manville Sales Corp., 710 F.2d 1194, 1196 (6th Cir. 1983) (“It is<br />

universally acknowledged that an automatic stay <strong>of</strong> proceeding accorded by § 362<br />

may not be invoked by entities such as sureties, guarantors, co-obligors, or o<strong>the</strong>rs<br />

4<br />

with a similar legal or factual nexus to <strong>the</strong> Chapter 11 debtor.”) Nor should this<br />

3<br />

According to <strong>the</strong> legislative history, “[t]he automatic stay provided under section 362<br />

<strong>of</strong> title 11 is incomplete for a municipality, because <strong>the</strong>re is <strong>the</strong> possibility <strong>of</strong> action by a creditor<br />

against an <strong>of</strong>ficer or inhabitant <strong>of</strong> <strong>the</strong> municipality to collect taxes due <strong>the</strong> municipality. Section<br />

85(e)(1) <strong>of</strong> current chapter IX [section 405(e)(1) <strong>of</strong> former title 11] stays such actions. Section<br />

922 carries over that protection into <strong>the</strong> proposed chapter 9. Subsection (b) applies <strong>the</strong> provisions<br />

for relief from <strong>the</strong> stay that apply generally in section 362 to <strong>the</strong> stay under section 922.<br />

(H. Rept. No. 95-595 to accompany H.R. 8200, 95th Cong., 1st Sess. (1977) p. 398.)<br />

4See,<br />

e.g., American Prairie Constr. Co. v. Hoich, 560 F.3d 780, 789 (8th Cir. 2009) ("It<br />

is well-established that stays pursuant to § 362(a) are limited to debtors and do not encompass<br />

6


Court find that unusual circumstances warrant extending <strong>the</strong> stay to non-debtor<br />

entities, as <strong>the</strong> Eleventh Circuit has not recognized any such exception to <strong>the</strong> plain<br />

language <strong>of</strong> <strong>the</strong> statute. See Robert W. Selgrad, IRA v. U.S. Lending Corp., 1996<br />

U.S. Dist. LEXIS 22927, 11-12 (S.D. Fla. Mar. 17, 1996) (“[t]here is nothing<br />

ambiguous about <strong>the</strong> language <strong>of</strong> section 362(a)(1), which extends an automatic stay<br />

only to <strong>the</strong> debtor, not related third parties... [W]e have no reason to believe that <strong>the</strong><br />

Eleventh Circuit would adopt <strong>the</strong> Robins principle as a judicially-crafted exception<br />

5<br />

to <strong>the</strong> plain meaning <strong>of</strong> section 362(a)(1).” Since <strong>the</strong> Eleventh Circuit has<br />

recognized no exception that would allow <strong>the</strong> automatic stay to apply to Plaintiff’s<br />

claims against non-debtor defendants, and since Plaintiff brings no claims against<br />

debtor Jefferson County or any <strong>of</strong> its <strong>of</strong>ficers, this Court should hold that under <strong>the</strong><br />

non-bankrupt co-defendants.") Brown v. Jevic, 575 F.3d 322, 2009 U.S. App. LEXIS 17028,<br />

2009 WL 2342731 at *4 (3rd Cir. 2009) (citing First, Fourth and Seventh Circuit cases); Boucher<br />

v. Shaw, 572 F.3d 1087, 1094 (9th Cir. 2009); <strong>In</strong> re TXNB <strong>In</strong>ternal Case, 483 F.2d 292, 301 (5 th<br />

Cir. 2007) (“Section 362(a) . . . does not apply, however, to actions not directed against <strong>the</strong><br />

debtor or property <strong>of</strong> <strong>the</strong> debtor.”; <strong>In</strong> re Sunbeam Securities Litigation, 261 B.R. 534, 536 (S.D.<br />

Fla. 2001) (“The law makes clear ... that <strong>the</strong> automatic stay provisions <strong>of</strong> section 362(a) are<br />

generally not available to third-party non-debtors.”)<br />

5<br />

See also <strong>In</strong> re Hillsborough Holdings Corp., 130 B.R. 603, 605 (Bankr. M.D. Fla. 1991)<br />

(emphasis added): “This Court is not unmindful <strong>of</strong> a view <strong>of</strong> some that under appropriate<br />

circumstances it is proper to ‘extend <strong>the</strong> automatic stay’ to protect <strong>the</strong> non-debtors against<br />

discovery proceedings in actions brought against <strong>of</strong>ficers, directors and former employees <strong>of</strong> <strong>the</strong><br />

debtor. However, this Court is constrained to reject <strong>the</strong> proposition stated and <strong>the</strong> notion<br />

that <strong>the</strong> protection accorded by § 362 could be extended to non-debtors. There is nothing in<br />

<strong>the</strong> language <strong>of</strong> this Section or in <strong>the</strong> legislative history <strong>of</strong> this Section which warrants such<br />

a conclusion.”<br />

7


plain language <strong>of</strong> <strong>the</strong> statute, <strong>the</strong> automatic stay does not apply to Plaintiff’s claims.<br />

B. The Eleventh Circuit Recognizes no “Unusual Circumstances”<br />

Exception to <strong>the</strong> Rule that <strong>the</strong> Automatic Stay Does Not Apply to Non-<br />

Debtors, and Even if Such an Exception Existed it Would Not Apply<br />

Here.<br />

<strong>In</strong> seeking (and obtaining) dismissal <strong>of</strong> Plaintiff’s claims before <strong>the</strong> trial <strong>court</strong>,<br />

Jefferson County correctly argued that “Jefferson County cannot, under <strong>Alabama</strong> law,<br />

assert any authority over <strong>the</strong> operation <strong>of</strong> <strong>the</strong> Jefferson County Jail, or over <strong>the</strong><br />

supervision <strong>of</strong> persons in <strong>the</strong> sheriff’s custody.” (Ex. E, Jefferson County Motion to<br />

Dismiss). Supporting Jefferson County’s argument that it was not a proper defendant<br />

in Plaintiff’s lawsuit, <strong>the</strong> Eleventh Circuit has repeatedly held that “<strong>Alabama</strong> sheriffs<br />

are considered arms <strong>of</strong> <strong>the</strong> state.” Marsh v. Butler County, Ala., 268 F .3d 1014, 1028<br />

(11 th Cir. 2001). As stated in Turquitt v. Jefferson County:<br />

<strong>Alabama</strong>'s Constitution clearly denominates <strong>the</strong> sheriff as<br />

a member <strong>of</strong> <strong>the</strong> state's executive department. Ala. Const.<br />

<strong>of</strong> 1901, Art. V § 112. The <strong>Alabama</strong> Supreme Court,<br />

construing Art. V, § 112, as well as its legislative history,<br />

concluded that a sheriff is an executive <strong>of</strong>ficer <strong>of</strong> <strong>the</strong> state.<br />

Parker v. Amerson, 519 So.2d 442, 443 (Ala.1987). The<br />

<strong>court</strong> fur<strong>the</strong>r held that because a sheriff is an executive<br />

<strong>of</strong>ficer, "a sheriff is not an employee <strong>of</strong> a county for <strong>the</strong><br />

purposes <strong>of</strong> imposing liability on <strong>the</strong> county." Id. at 442;<br />

see also Hereford v. Jefferson County, 586 So.2d 209, 209<br />

(Ala.1991).<br />

...<br />

We recognize that <strong>Alabama</strong> counties possess some duties<br />

with respect to county jails. However, none <strong>of</strong> <strong>the</strong>se duties<br />

8


elates to <strong>the</strong> daily operation <strong>of</strong> <strong>the</strong> jails or to <strong>the</strong><br />

supervision <strong>of</strong> inmates. The duties <strong>of</strong> <strong>the</strong> counties with<br />

respect to <strong>the</strong> jails "are limited to funding <strong>the</strong> operation <strong>of</strong><br />

<strong>the</strong> jail and to providing facilities to house <strong>the</strong> jail." Stark<br />

v. Madison County, 678 So.2d 787, 787 (Ala.Civ.App.<br />

1996).<br />

137 F. 3d 1285. Given <strong>the</strong> bright line rule <strong>of</strong> Turquitt, it is well settled that <strong>the</strong><br />

Sheriff Mike Hale is not an <strong>of</strong>ficer <strong>of</strong> Jefferson County; moreover, <strong>the</strong> County cannot<br />

be liable for <strong>the</strong> deprivation <strong>of</strong> Plaintiff’s fundamental right to adequate medical care<br />

or for violations <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong> Rehabilitation Act that occurred during his<br />

incarceration at <strong>the</strong> County Jail, since <strong>the</strong> duty to provide such care and to comply<br />

with <strong>the</strong>se statutes is vested by <strong>the</strong> <strong>Alabama</strong> State Constitution in <strong>the</strong> Sheriff, who is<br />

an <strong>of</strong>ficer not <strong>of</strong> <strong>the</strong> County but <strong>of</strong> <strong>the</strong> State. Accordingly, Plaintiff’s lawsuit does not<br />

constitute an action against <strong>the</strong> County or an attempt to enforce a claim against <strong>the</strong><br />

County within <strong>the</strong> scope <strong>of</strong> 11 U.S.C. §§ 362(a) and 922(a).<br />

Despite this authority, Bankruptcy Counsel for <strong>the</strong> County has indicated in<br />

correspondence that “[c]laims against <strong>the</strong> Sheriff are stayed by <strong>the</strong> County's<br />

<strong>bankruptcy</strong>. Because <strong>the</strong> Sheriff is funded by <strong>the</strong> County, an effort to collect from<br />

him is an effort to collect from <strong>the</strong> County.” This position is unsupported both by <strong>the</strong><br />

plain language <strong>of</strong> <strong>the</strong> statute, as discussed above, and by <strong>the</strong> caselaw interpreting this<br />

provision. This argument boils down to <strong>the</strong> proposition that since Jefferson County<br />

9


is effectively a surety or guarantor for any judgment that Plaintiff may obtain against<br />

Defendant Mike Hale, actions against Sheriff Hale should be stayed; however, “[i]t<br />

is universally acknowledged that an automatic stay <strong>of</strong> proceeding accorded by<br />

§ 362 may not be invoked by entities such as sureties, guarantors, co-obligors,<br />

or o<strong>the</strong>rs with a similar legal or factual nexus to <strong>the</strong> Chapter 11 debtor.”) Lynch<br />

v. Johns-Manville Sales Corp., 710 F.2d 1194, 1196 (6th Cir. 1983) (emphasis<br />

added). Similarly, as noted above, <strong>the</strong> Eleventh Circuit has recognized no “unusual<br />

circumstances” exception to <strong>the</strong> plain language <strong>of</strong> <strong>the</strong> automatic stay provision;<br />

moreover, even if such an exception existed, it would not apply to <strong>the</strong> case at bar. 6<br />

6<br />

The Fourth Circuit has noted that in "unusual circumstances," <strong>the</strong> automatic stay may be<br />

extended to enjoin litigation against non-bankrupt co-defendants <strong>of</strong> <strong>the</strong> debtor. A.H. Robins Co.,<br />

<strong>In</strong>c. v. Piccinin, 788 F.2d 994, 999 (4th Cir. 1986). However, <strong>the</strong> Eleventh Circuit has not<br />

recognized such an exception, and Courts applying this exception have generally held that <strong>the</strong><br />

automatic stay is properly extended to non-debtor defendants only in a case <strong>of</strong> a suit against a<br />

third party who is “entitled to absolute indemnity by <strong>the</strong> debtor on account <strong>of</strong> any judgment that<br />

might result against <strong>the</strong>m in <strong>the</strong> case.” See., e.g., Gulfmark Offshore, <strong>In</strong>c. v. Benderr<br />

Shipbuilding & Repair Co., <strong>In</strong>c., 2009 U.S. Dist. LEXIS 67926 (S.D. Ala. Aug. 3, 2009). No<br />

contractual or statutory basis for “absolute indemnity” is apparent in <strong>the</strong> present case. Moreover,<br />

“<strong>the</strong> <strong>court</strong> in Robins reaffirmed <strong>the</strong> refusal to grant a stay to a non-debtor ‘where <strong>the</strong> debtor and<br />

[<strong>the</strong> non-debtor] are joint tortfeasors or where <strong>the</strong> non-debtor's liability rests upon his own breach<br />

<strong>of</strong> duty.’” Dewitt v. Daley, 336 B.R. 552, 557 (S.D. Fla. 2006) (examining Robins). <strong>In</strong><br />

Plaintiff’s suit, where each defendant’s liability is premised upon his or her own breach <strong>of</strong> duty,<br />

<strong>the</strong> “unusual circumstances” exception recognized by <strong>the</strong> Fourth Circuit does not apply.<br />

See also Robert W. Selgrad, IRA v. U.S. Lending Corp., 1996 U.S. Dist. LEXIS 22927,<br />

13-14 (S.D. Fla. Mar. 17, 1996) (“[p]ut simply, <strong>the</strong> individual Defendants' indemnity agreement<br />

with U.S. Lending is not so absolute or watertight that U.S. Lending unquestionably will be<br />

responsible for all <strong>of</strong> <strong>the</strong> damages and fees that Spielman and Hayes might incur in this lawsuit.<br />

Moreover, even if we were to accept <strong>the</strong> Defendants' argument as to Spielman and Hayes,<br />

Equityline Securities and Equityline Financial Group do not have indemnity agreements with<br />

U.S. Lending, and cannot avail <strong>the</strong>mselves <strong>of</strong> Robins on this basis.); Lane v. Capital Acquisitions<br />

& Mgmt. Co., 2005 U.S. Dist. LEXIS 47663 (S.D. Fla. Nov. 4, 2005) (emphasis added) (“[t]he<br />

10


Consistent with this authority, Courts have held that mere financial ties<br />

between <strong>the</strong> debtor and a non-debtor defendant cannot justify extending <strong>the</strong> reach <strong>of</strong><br />

<strong>the</strong> automatic stay beyond <strong>the</strong> plain language <strong>of</strong> <strong>the</strong> statute. <strong>In</strong> <strong>the</strong> recent case <strong>of</strong><br />

Donarumo v. Furlong (<strong>In</strong> re Furlong), <strong>the</strong> First Circuit Court <strong>of</strong> Appeals reasoned<br />

that even financial ties involving 100% ownership <strong>of</strong> a non-debtor company by a<br />

debtor company did not justify extending <strong>the</strong> stay to <strong>the</strong> non-debtor: “we agree with<br />

<strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> that an automatic stay does not extend to <strong>the</strong> assets <strong>of</strong> a<br />

corporation in which <strong>the</strong> debtor has an interest, even if <strong>the</strong> interest is 100% <strong>of</strong> <strong>the</strong><br />

corporate stock.” 660 F.3d 81 (1st Cir. Mass. Nov. 1, 2011). The Court <strong>of</strong> Appeals<br />

observed that “[t]his proposition is well-settled.” Id. 7<br />

<strong>In</strong> conclusion, <strong>the</strong> automatic stay imposed by Jefferson County’s <strong>bankruptcy</strong><br />

does not extend to Plaintiff’s case against Sheriff Hale and <strong>the</strong> o<strong>the</strong>r defendants, none<br />

<strong>of</strong> whom are debtors here, because 1) <strong>the</strong> plain language <strong>of</strong> §§ 362(a) and 922(a) does<br />

"unusual circumstances" doctrine on which Defendants rely is an extremely narrow exception<br />

to <strong>the</strong> rule and does not apply here.”)<br />

7<br />

See also Mar. Elec. Co. v. United Jersey Bank, 959 F.2d 1194, 1205-06 (3d Cir. 1991)<br />

(formal distinctions between debtor and non-bankrupt corporation are maintained for purposes <strong>of</strong><br />

<strong>the</strong> automatic stay); <strong>In</strong> re Winer, 158 B.R. 736, 743 (N.D. Ill. 1993) (regardless <strong>of</strong> a "close<br />

nexus" between debtors and non-debtor entity, non-debtor entity is not subject to automatic stay);<br />

Pers. Designs, <strong>In</strong>c. v. Guymar, <strong>In</strong>c., 80 B.R. 29, 30 (E.D. Pa. 1987) (even where <strong>bankruptcy</strong><br />

debtor is 100% stockholder in non-bankrupt corporation, automatic stay does not apply to<br />

corporation).<br />

11


not extend <strong>the</strong> stay to non-debtors; 2) <strong>the</strong> Eleventh Circuit has not recognized an<br />

“unusual circumstances exception”; and 3) even if it had, <strong>the</strong> defendants in Plaintiff’s<br />

actions are not entitled to “absolute indemnity” from <strong>the</strong> County, and <strong>the</strong>ir liability<br />

is not derivative but premised on <strong>the</strong>ir own breaches <strong>of</strong> duty. Accordingly, “unusual<br />

circumstances” warranting extension <strong>of</strong> <strong>the</strong> stay to non-debtors are not present here.<br />

C. The <strong>Alabama</strong> Constitution Establishes that Mike Hale and <strong>the</strong> Jefferson<br />

County Sheriff’s Department Are an Arm <strong>of</strong> <strong>the</strong> State, Not <strong>the</strong> County,<br />

and Principles <strong>of</strong> Federalism and Comity Dictate that this Court Must<br />

Give “Great Deference” to <strong>the</strong> State’s Exercise <strong>of</strong> its Sovereign Powers<br />

<strong>In</strong> <strong>the</strong> words <strong>of</strong> <strong>the</strong> Third Circuit, “formal distinctions between debtor-affiliated<br />

entities are maintained when applying <strong>the</strong> stay.” Maritime Electric Co. v. United<br />

Jersey Bank, 959 F.2d 1194, 1205 (3d Cir. 1991). The Third Circuit’s observation<br />

is even more apt when <strong>the</strong> “formal distinctions” in question are political distinctions<br />

enacted by <strong>the</strong> <strong>Alabama</strong> State Constitution. Noting <strong>the</strong> “federalism and comity<br />

concerns” that arise when a federal <strong>court</strong> contemplates disregarding a state’s own<br />

ordering <strong>of</strong> its political subdivisions, <strong>the</strong> Eleventh Circuit has reasoned that<br />

[w]hen it comes to creating subordinate public bodies and<br />

defining <strong>the</strong>ir relationship to one ano<strong>the</strong>r and to itself,"<br />

"<strong>the</strong> state is supreme and its legislative body, conforming<br />

its action to <strong>the</strong> state Constitution, may do as it will.' " City<br />

<strong>of</strong> Trenton v. State <strong>of</strong> New Jersey, 262 U.S. 182, 186-87, 43<br />

S. Ct. 534, 536, 67 L. Ed. 937 (1923) (quoting [*1344]<br />

Hunter v. Pittsburgh, 207 U.S. 161, 178, 28 S. Ct. 40, 46,<br />

52 L. Ed. 151 (1907)). Defining <strong>the</strong> nature and<br />

12


elationship <strong>of</strong> such bodies, no less than determining<br />

<strong>the</strong>ir level <strong>of</strong> funding, is "uniquely an exercise <strong>of</strong> state<br />

sovereignty." DeKalb Cty. Sch. Dist. v. Schrenko, 109 F.3d<br />

680, 689 (11th Cir.) (quoting Stanley v. Darlington Cty.<br />

Sch. Dist., 84 F.3d 707, 716 (4th Cir.1996)), cert. denied,<br />

118 S. Ct. 601 (1997). We owe such determinations by<br />

<strong>the</strong> state legislature not only deference, but great<br />

deference.<br />

Lyes v. City <strong>of</strong> Riviera Beach, 166 F.3d 1332, 1343-1344 (11th Cir. 1999). The<br />

Eleventh Circuit’s broad deference to federalism in Lyes should apply equally here.<br />

<strong>Alabama</strong> has exercised its sovereign authority and decreed in its Constitution that <strong>the</strong><br />

Sheriff’s Department should be an arm <strong>of</strong> <strong>the</strong> state ra<strong>the</strong>r than <strong>of</strong> <strong>the</strong> County. Along<br />

with <strong>the</strong> arguments discussed above, <strong>the</strong> federalism concerns discussed in Lyes weigh<br />

heavily in dictating that this <strong>court</strong> should give “great deference” to <strong>Alabama</strong>’s<br />

ordering <strong>of</strong> its own political systems and that it should not extend <strong>the</strong> stay to<br />

Defendant Hale, whom <strong>the</strong> <strong>Alabama</strong> Constitution dictates is an <strong>of</strong>ficer <strong>of</strong> <strong>the</strong> state.<br />

IV. Motion for Relief From Automatic Stay<br />

A. Even if <strong>the</strong> Stay Applies, this Court Should Find that Cause Exists<br />

Under 11 U.S.C. § 362(d) to Lift <strong>the</strong> Stay as to Plaintiff’s Pending Civil<br />

Case Against Non-Debtors Sherriff Mike Hale, Cynthia Davis, Karen<br />

Fowler, and City <strong>of</strong> Hueytown<br />

Section 362(d) <strong>of</strong> <strong>the</strong> Bankruptcy Code provides that <strong>the</strong> <strong>bankruptcy</strong> Court may<br />

grant relief from <strong>the</strong> automatic stay for “cause.” 11 U.S.C. §362(d). Likewise,<br />

Section 922 dictates that “[s]ubsections (c), (d), (e), (f), and (g) <strong>of</strong> section 362 <strong>of</strong> this<br />

13


title [11 USCS § 362(c), (d), (e), (f), and (g)] apply to a stay under subsection (a) <strong>of</strong><br />

this section <strong>the</strong> same as such subsections apply to a stay under section 362(a) <strong>of</strong> this<br />

title [11 USCS § 362(a)].” 11 USCS §922(b). Accordingly, even if <strong>the</strong> Court rules<br />

that <strong>the</strong> automatic stay applies, <strong>the</strong> Court should grant Plaintiff relief under §362(d)<br />

and allow Plaintiff’s action to proceed in <strong>the</strong> <strong>District</strong> Court.<br />

This Court has broadly recognized that “‘[c]ause’ for granting relief from <strong>the</strong><br />

stay may exist if <strong>the</strong> equities in a particular case dictate that a lawsuit, or some o<strong>the</strong>r<br />

similar pending action, should proceed in a forum o<strong>the</strong>r than <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> for<br />

purpose <strong>of</strong> liquidating <strong>the</strong> claim on which <strong>the</strong> lawsuit is premised.” <strong>In</strong> re Marvin<br />

Johnson’s Auto Service, <strong>In</strong>c., Debtor, 192 B.R. 1008, 1013 (N.D.Ala.Bankr. 1996)<br />

(collecting cases). As recognized by this Court, “Congress intended that <strong>the</strong> stay be<br />

lifted to allow proceedings to continue in forums o<strong>the</strong>r than <strong>the</strong> <strong>bankruptcy</strong> Court<br />

under appropriate circumstances,” and “[i]t will <strong>of</strong>ten be more appropriate to permit<br />

proceedings to continue in <strong>the</strong>ir place <strong>of</strong> origin, when no great prejudice to <strong>the</strong><br />

<strong>bankruptcy</strong> estate would result, in order to leave <strong>the</strong> parties to <strong>the</strong>ir chosen forum and<br />

to relieve <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> from any duties that may be handled elsewhere.” Id.<br />

at 1014 (citing legislative history).<br />

To determine whe<strong>the</strong>r cause exists under §362(d) for granting relief from <strong>the</strong><br />

automatic stay, <strong>the</strong> Court “must balance <strong>the</strong> hardship to [<strong>the</strong> plaintiff] if he is not<br />

14


allowed to continue <strong>the</strong> lawsuit, against <strong>the</strong> potential prejudice to <strong>the</strong> debtor, <strong>the</strong><br />

<strong>bankruptcy</strong> estate, and to o<strong>the</strong>r creditors.” Id. Factors considered by this Court in<br />

this balancing include: (1) trial readiness; (2) judicial economy; (3) <strong>the</strong> resolution <strong>of</strong><br />

preliminary <strong>bankruptcy</strong> issues; (4) costs <strong>of</strong> defense or o<strong>the</strong>r potential burden to <strong>the</strong><br />

estate; (5) <strong>the</strong> creditor's chances <strong>of</strong> success on <strong>the</strong> merits; (6) specialized expertise <strong>of</strong><br />

<strong>the</strong> non-<strong>bankruptcy</strong> forum; (7) whe<strong>the</strong>r <strong>the</strong> damages or claim that may result from <strong>the</strong><br />

non<strong>bankruptcy</strong> proceeding may be subject to equitable subordination under Section<br />

510(c); (8) <strong>the</strong> extent to which trial <strong>of</strong> <strong>the</strong> case in <strong>the</strong> non-<strong>bankruptcy</strong> forum will<br />

interfere with <strong>the</strong> progress <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong> case; (9) <strong>the</strong> anticipated impact on <strong>the</strong><br />

movant, or o<strong>the</strong>r nondebtors, if <strong>the</strong> stay is lifted; and, (10) <strong>the</strong> presence <strong>of</strong> third<br />

parties over which <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> lacks jurisdiction. Id.<br />

“It is unnecessary for a <strong>court</strong> to find, before lifting <strong>the</strong> stay, that all considered<br />

factors weigh in favor <strong>of</strong> a party requesting relief from <strong>the</strong> stay.” Id. at 1017. Here,<br />

<strong>the</strong> equities decree that Plaintiff’s lawsuit against multiple defendants, none <strong>of</strong> whom<br />

is a debtor before this <strong>court</strong>, should be allowed to proceed.<br />

1. Trial Readiness<br />

“Since both parties to <strong>the</strong> litigation benefit if <strong>the</strong> case can be tried<br />

expeditiously, <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong> should take into consideration which <strong>of</strong> <strong>the</strong><br />

competing <strong>court</strong>s is presently closer to being in a posture to try <strong>the</strong> case.” Id. at 1015<br />

15


fn. 8. After <strong>the</strong> Court’s ruling on several Motions to Dismiss, <strong>the</strong> parties have now<br />

initiated discovery, and <strong>the</strong> Court has scheduled this case for a trial date <strong>of</strong> October<br />

22, 2011. Accordingly, <strong>the</strong> federal <strong>court</strong> is closer to being in a posture to try <strong>the</strong> case<br />

than <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong>, and this factor weighs in favor <strong>of</strong> granting relief.<br />

2. Judicial Economy<br />

“Principles <strong>of</strong> judicial economy require that, without good reason, judicial<br />

resources should not be spent by duplicitous litigation, and that a lawsuit should only<br />

be tried once, that is if one forum with jurisdiction over all parties is available to<br />

dispose <strong>of</strong> all issues relating to <strong>the</strong> lawsuit.” Id. Here, if <strong>the</strong> Court does not lift <strong>the</strong><br />

stay as regards to Defendant Mike Hale, and Plaintiff’s case proceeds against <strong>the</strong><br />

o<strong>the</strong>r defendants, two trials will be necessary; one trial against <strong>the</strong> City <strong>of</strong> Hueytown<br />

and o<strong>the</strong>r defendants, and one trial against Defendant Hale. Accordingly, in <strong>the</strong><br />

interests <strong>of</strong> judicial economy, <strong>the</strong> Court should grant Plaintiff relief from <strong>the</strong> stay and<br />

allow this action to be tried once in <strong>the</strong> <strong>court</strong> where it was filed, conserving <strong>the</strong><br />

resources <strong>of</strong> <strong>the</strong> parties and this Court and avoiding <strong>the</strong> risk <strong>of</strong> inconsistent outcomes.<br />

3. Resolution <strong>of</strong> Preliminary Bankruptcy Issues<br />

No preliminary <strong>bankruptcy</strong> issues need to be determined before Plaintiff’s<br />

claims can be resolved. Accordingly, this factor does not weigh against relief.<br />

4. Costs <strong>of</strong> Defense or O<strong>the</strong>r Potential Burden to <strong>the</strong> Estate<br />

16


“The cost <strong>of</strong> defense alone... is ordinarily not considered a sufficient basis for<br />

denying relief from <strong>the</strong> stay.” Id. at 1016. Moreover, <strong>the</strong>re is no evidence that “<strong>the</strong><br />

debtor’s defense costs will be appreciably larger if <strong>the</strong> case is tried in <strong>the</strong> [original]<br />

<strong>court</strong> ra<strong>the</strong>r than <strong>the</strong> <strong>bankruptcy</strong> <strong>court</strong>.” Id. Here, <strong>the</strong>re is no reason to believe that<br />

Debtor Jefferson County will incur any expenses as a result <strong>of</strong> defending Plaintiff’s<br />

action: Jefferson County and its attorneys have been terminated as Defendants from<br />

Plaintiff’s suit. Accordingly, this factor does not weigh against relief.<br />

5. Creditor’s Chance <strong>of</strong> Success on <strong>the</strong> Merits<br />

Mr. George has already litigated motions to dismiss from several defendants.<br />

<strong>In</strong> ruling on <strong>the</strong>se motions, <strong>the</strong> Court held that Plaintiff should be allowed to proceed<br />

with damages claims against Sheriff Hale under Title II <strong>of</strong> <strong>the</strong> ADA and <strong>the</strong><br />

Rehabilitation Act; in addition, <strong>the</strong> Court denied qualified immunity to individual<br />

Defendant Cynthia Davis and denied <strong>the</strong> City <strong>of</strong> Hueytown’s Motion to Dismiss. (Ex.<br />

C, Memorandum Opinion). Given <strong>the</strong> Court’s ruling on <strong>the</strong>se motions, Plaintiff has<br />

demonstrated a substantial likelihood <strong>of</strong> success on <strong>the</strong> merits. Accordingly, this<br />

factor weighs in favor <strong>of</strong> granting Plaintiff relief from <strong>the</strong> stay.<br />

6. Specialized Expertise <strong>of</strong> <strong>the</strong> Non-Bankruptcy Forum<br />

This case is a complex individual civil rights action. As discussed above,<br />

Plaintiff alleges that Defendants violated Title II <strong>of</strong> <strong>the</strong> Americans With Disabilities<br />

17


Act and <strong>the</strong> Rehabilitation Act and, under color <strong>of</strong> law, deprived him <strong>of</strong> his<br />

Fourteenth Amendment right to adequate medical care while in state custody; that<br />

<strong>the</strong>se actions were taken with deliberate indifference to Plaintiff’s Constitutionally<br />

protected rights and/or were taken under color <strong>of</strong> state law, and were <strong>the</strong> result <strong>of</strong> an<br />

<strong>of</strong>ficial policy or custom manifesting deliberate indifference to Plaintiff’s<br />

constitutional rights and/or a failure to train; and that this failure to train occurred<br />

despite a pattern <strong>of</strong> constitutional violations or such a high likelihood <strong>of</strong> a<br />

constitutional violation that <strong>the</strong> need to train should have been obvious.<br />

None <strong>of</strong> <strong>the</strong> above issues requires <strong>the</strong> specialized expertise <strong>of</strong> <strong>the</strong> <strong>bankruptcy</strong><br />

judge. Moreover, <strong>the</strong> original <strong>court</strong> has gained considerable familiarity with <strong>the</strong> facts<br />

and legal issues <strong>of</strong> this case, as reflected in <strong>the</strong> Court’s forty-page memorandum<br />

opinion. Accordingly, this factor weighs in favor <strong>of</strong> granting Plaintiff relief from <strong>the</strong><br />

automatic stay so that Plaintiff’s case may be allowed to proceed in <strong>the</strong> original <strong>court</strong>.<br />

7. Whe<strong>the</strong>r <strong>the</strong> Damages or Claim that May Result from <strong>the</strong> Non-<br />

Bankruptcy Proceedings May Be Subject to Equitable<br />

Subordination Under 11 U.S.C. § 510(c).<br />

Plaintiff has claims for punitive damages only against Defendants sued in <strong>the</strong>ir<br />

individual capacity; accordingly, <strong>the</strong> possibility that punitive damages claims might<br />

be subordinated is not decisive in <strong>the</strong> Court’s ruling on <strong>the</strong> present motion.<br />

Moreover, “<strong>the</strong> possibility that <strong>the</strong>... jury may award substantial punitive damages<br />

18


against <strong>the</strong> debtor does not militate against lifting <strong>the</strong> stay.” Id. at 1017.<br />

8. The Extent to Which Trial <strong>of</strong> <strong>the</strong> Case in <strong>the</strong> Non-Bankruptcy<br />

Forum Will <strong>In</strong>terfere With <strong>the</strong> Progress <strong>of</strong> <strong>the</strong> Bankruptcy Case<br />

Given <strong>the</strong> size <strong>of</strong> Jefferson County’s <strong>bankruptcy</strong>, and given also that Jefferson<br />

County is not a Defendant in Plaintiff’s lawsuit, <strong>the</strong>re is little chance that <strong>the</strong> trial <strong>of</strong><br />

Plaintiff’s case in <strong>the</strong> non-<strong>bankruptcy</strong> forum will interfere substantially with <strong>the</strong><br />

progress <strong>of</strong> <strong>the</strong> County’s <strong>bankruptcy</strong> case. Plaintiff’s case is against Defendant Hale<br />

in his <strong>of</strong>ficial capacity, Cynthia Davis in her individual capacity, <strong>the</strong> City <strong>of</strong><br />

Hueytown, and Nurse Karen Fowler; accordingly, any judgment would be against<br />

Sherriff Hale, Cynthia Davis, and/or <strong>the</strong> o<strong>the</strong>r municipal and individual defendants,<br />

not against <strong>the</strong> County or any <strong>of</strong> its <strong>of</strong>ficers. Moreover, “Section 502(c) allows this<br />

Court to estimate an unliquidated claim if liquidation would ‘unduly delay<br />

administration <strong>of</strong> <strong>the</strong> case.’” Id. at 1018. Allowing <strong>the</strong> trial <strong>of</strong> Mr. George’s case in<br />

<strong>the</strong> original <strong>court</strong> will not interfere with <strong>the</strong> progress <strong>of</strong> <strong>the</strong> present <strong>bankruptcy</strong> case.<br />

9. The Anticipated Impact on <strong>the</strong> Movant if <strong>the</strong> Stay is Lifted<br />

If <strong>the</strong> stay is not lifted, Plaintiff will suffer considerable hardship, as he “will<br />

be forced to try his case twice... with concomitant delay and additional... expense”:<br />

once against any defendants whom this Court determines are within <strong>the</strong> scope <strong>of</strong> <strong>the</strong><br />

stay, and once against <strong>the</strong> remaining defendants in <strong>the</strong> original <strong>court</strong>. See id. at 1019.<br />

19


Moreover, as to any claims tried before <strong>the</strong> Bankruptcy Court, Mr. George will be<br />

denied his constitutional right to a trial by jury, as <strong>the</strong>re is no Constitutional right to<br />

a jury trial for <strong>the</strong> allowance and disallowance <strong>of</strong> claims under 11 U.S.C. § 502. Id.<br />

As stated by this Court, “a claimant’s right to a jury trial should be accommodated if<br />

circumstances allow it to be done without substantial prejudice to estate<br />

administration.” Id. Given <strong>the</strong> prejudice to Plaintiff if <strong>the</strong> stay is not lifted, this<br />

factor weighs in favor <strong>of</strong> relief.<br />

10. The Presence <strong>of</strong> Third Parties Over Which <strong>the</strong> Bankruptcy Court<br />

Lacks Jurisdiction<br />

This Court has indicated that this factor concerns “[w]he<strong>the</strong>r <strong>the</strong> relief will<br />

result in a partial or complete resolution <strong>of</strong> <strong>the</strong> issues.” Smith v. Tricare<br />

Rehabilitation Sys. (<strong>In</strong> re Tricare Rehabilitation Sys.), 181 B.R. 569, 573 (Bankr.<br />

N.D. Ala. 1994) (citing <strong>In</strong> re Curtis, 40 B.R. 795 (Bankr. D. Utah 1984)). As stated<br />

above, if <strong>the</strong> Court denies relief from <strong>the</strong> stay, Plaintiff will be forced to try his case<br />

twice, once in <strong>the</strong> <strong>bankruptcy</strong> Court and once in <strong>the</strong> original <strong>court</strong> against those<br />

defendants whom this Court determines do not fall within <strong>the</strong> scope <strong>of</strong> <strong>the</strong> stay,<br />

meaning that “<strong>the</strong> danger <strong>of</strong> conflicting verdicts is a real possibility.” <strong>In</strong> re<br />

Johnson’s, 192 B.R. at 1019-1020. Here, as in <strong>In</strong> re Johnson, “[o]ne trial... will be<br />

most beneficial to all concerned. This Court will be able to use its time and resources<br />

20


to resolve o<strong>the</strong>r matters... and [Plaintiff] will be able to cut expenses and time and<br />

will be able to try his case before a jury.” Id. Given this Court’s inability to achieve<br />

complete resolution <strong>of</strong> Mr. George’s claims, and <strong>the</strong> need to conserve this Court’s<br />

resources for o<strong>the</strong>r matters, this factor weighs in favor <strong>of</strong> granting relief.<br />

V. Conclusion<br />

As discussed above, this Court should find that <strong>the</strong> automatic stay does not<br />

apply to any <strong>of</strong> Plaintiff’s claims in his pending civil rights lawsuit, case no.<br />

2:10-cv-03389-AKK. <strong>In</strong> <strong>the</strong> alternative, Plaintiff requests that this Court grant him<br />

relief from <strong>the</strong> stay and allow him to pursue that case in <strong>the</strong> <strong>court</strong> where it was filed.<br />

Respectfully submitted,<br />

s/ L William Smith<br />

Jon C. Goldfarb<br />

Daniel Arciniegas<br />

L. William Smith<br />

Attorneys for Bill George<br />

OF COUNSEL:<br />

WIGGINS, CHILDS, QUINN & PANTAZIS, LLC<br />

th<br />

The Kress Building, 301 19 Street North<br />

Birmingham, <strong>Alabama</strong> 35203<br />

205/314-0500<br />

21


CERTIFICATE OF SERVICE<br />

I do hereby certify that I have filed today, December 7, 2011, <strong>the</strong> above and<br />

foregoing with copies being served on <strong>the</strong> attached master service list using <strong>the</strong> CM<br />

/ ECF system.<br />

/s/ L. William Smith<br />

Of Counsel<br />

23


VIA E-MAIL:<br />

Jefferson County, <strong>Alabama</strong><br />

c/o Patrick Darby<br />

c/o Jay Bender<br />

Bradley Arant Boult Cummings LLP<br />

1819 Fifth Avenue North<br />

Birmingham, AL 35203<br />

pdarby@babc.com<br />

jbender@babc.com<br />

Jefferson County, <strong>Alabama</strong><br />

c/o Kenneth Klee<br />

c/o Lee Bogdan<strong>of</strong>f<br />

Klee, Tuchin, Bogdan<strong>of</strong>f & Stern, LLP<br />

1999 Avenue <strong>of</strong> <strong>the</strong> Stars, Thirty-Ninth Floor<br />

Los Angeles, CA 90067-5061<br />

kklee@ktbslaw.com<br />

lbogdan<strong>of</strong>f@ktbslaw.com<br />

Jefferson County Attorney<br />

Jeffrey M. Sewell, County Attorney<br />

Room 280, Jefferson County Courthouse<br />

716 North Richard Arrington Jr. Blvd.<br />

Birmingham, AL 35203<br />

sewellj@jccal.org<br />

The Bank o f New York Mellon, as <strong>In</strong>denture<br />

Trustee<br />

c/o Gerald F. Mace<br />

c/o Michael R. Paslay<br />

c/o Davie E. Lemke, Esq.<br />

c/o Ryan K. Cochran, Esq.<br />

Waller Lansden Dortch & Davis, LLP<br />

511 Union Street, Suite 2700<br />

Nashville, TN 37219<br />

Gerald.Mace@wallerlaw.com<br />

Mike.Paslay@wallerlaw.com<br />

David.Lemke@wallerlaw.com<br />

Ryan.Cochran@wallerlaw.com<br />

MASTER SERVICE LIST<br />

Jefferson County Special Counsel<br />

J.F. “Foster” Clark, Esq.<br />

Balch & Bingham, LLC<br />

1901 6th Avenue North<br />

2600 AmSouth Harbert Plaza<br />

Birmingham, AL 35203-4644<br />

fclark@balch.com<br />

Jefferson County Special Counsel<br />

J. Hobson Presley, Jr.<br />

Presley Burton & Collier, LLC<br />

2801 Highway 280 South, Suite 700<br />

Birmingham, AL 35223-2483<br />

hpresley@presleyllc.com<br />

Bankruptcy Administrator for <strong>the</strong> Nor<strong>the</strong>rn <strong>District</strong><br />

<strong>of</strong> <strong>Alabama</strong> (Birmingham)<br />

Office <strong>of</strong> <strong>the</strong> Bankruptcy Administrator<br />

c/o J. Thomas Corbett, Esq.<br />

United States Bankruptcy Court<br />

Robert S. Vance Federal Building<br />

1800 5th Ave. North<br />

Birmingham AL 35203<br />

Thomas_Corbett@alnaba.us<strong>court</strong>s.gov<br />

The Bank o f New York Mellon, as <strong>In</strong>denture<br />

Trustee<br />

c/o Larry Childs, Esq.<br />

c/o Brian J. Malcom, Esq.<br />

Waller Lansden Dortch & Davis, LLP<br />

Regions Harbert Plaza<br />

1901 Sixth Avenue North, Suite 1400<br />

Birmingham, AL 35203<br />

Larry.Childs@wallerlaw.com<br />

Brian.Malcom@wallerlaw.com


U.S. Bank, National Association, as Paying Agent<br />

2204 Lakeshore Drive Suite 302<br />

Mail Code: EX-AL-WWPH<br />

Homewood, AL 35209<br />

felicia.cannon@usbank.com<br />

Bank <strong>of</strong> America, N.A.<br />

c/o David L. Eades<br />

c/o Daniel G. Clodfelter<br />

c/o David S. Walls<br />

Moore & Van Allen, PLLC<br />

100 North Tryon Street, Suite 4700<br />

Charlotte, NC 28202-4003<br />

davideades@mvalaw.com<br />

danclodfelter@mvalaw.com<br />

davidwalls@mvalaw.com<br />

Blue Ridge <strong>In</strong>vestments, LLC<br />

Affiliate <strong>of</strong> Bank <strong>of</strong> America, N.A.<br />

c/o David L Eades<br />

c/o Daniel G. Clodfelter<br />

c/o David S. Walls<br />

Moore & Van Allen, PLLC<br />

100 North Tryon Street, Suite 4700<br />

Charlotte, NC 28202-4003<br />

davideades@mvalaw.com<br />

danclodfelter@mvalaw.com<br />

davidwalls@mvalaw.com<br />

Bank <strong>of</strong> America, N.A.<br />

c/o Joe A. Joseph<br />

c/o Clifton C. Mosteller<br />

Burr & Forman LLP<br />

420 North 20 th Street, Suite 3400<br />

Birmingham, AL 35203<br />

jjoseph@burr.com<br />

cmostell@burr.com<br />

JPMorgan Chase Bank, as Liquidity Agent<br />

c/o Steve Fuhrman<br />

Simpson Thacher & Bartlett LLP<br />

425 Lexington Avenue<br />

New York, New York 10017<br />

sfuhrman@stblaw.com<br />

The Bank <strong>of</strong> New York Mellon<br />

c/o Thomas C. Mitchell<br />

Orrick, Herrington & Sutcliffe LLP<br />

The Orrick Building<br />

405 Howard Street<br />

San Francisco, CA 94105-2669<br />

tcmitchell@orrick.com<br />

The Bank <strong>of</strong> New York Mellon<br />

Sirote & Permut, P.C.<br />

c/o Stephen B. Porterfield<br />

c/o Donald Wright<br />

2311 Highland Avenue South<br />

Birmingham, AL 35205<br />

sporterfield@sirote.com<br />

dwright@sirote.com<br />

The Bank <strong>of</strong> Nova Scotia<br />

c/o James E. Spiotto<br />

Chapman & Cutler LLP<br />

111 West Monroe Street<br />

Chicago, IL 60603-4080<br />

spiotto@chapman.com


State Street Bank and Trust Company<br />

c/o William W. Kannel<br />

c/o Adrienne K. Walker<br />

Mintz, Levin, Cohn, Ferris, Glovsky and Popeo,<br />

P.C.<br />

One Financial Center<br />

Boston, MA 02111<br />

wkannel@mintz.com<br />

awalker@mintz.com<br />

State Street Bank and Trust Company<br />

Sirote & Permut, P.C.<br />

c/o Stephen B. Porterfield<br />

c/o Donald Wright<br />

2311 Highland Avenue South<br />

Birmingham, AL 35205<br />

sporterfield@sirote.com<br />

dwright@sirote.com<br />

Societe Generale<br />

c/o Mark J. Fiekers<br />

c/o Joyce T. Gorman<br />

Ashurst LLP<br />

1875 K Street N.W., Suite 750<br />

Washington, DC 20006<br />

mark.fiekers@ashurst.com<br />

joyce.gorman@ashurst.com<br />

Financial Guaranty <strong>In</strong>surance Company<br />

c/o Aaron Power<br />

King & Spaulding LLP<br />

1100 Louisiana<br />

Suite 400<br />

Houston, TX 77002-5213<br />

apower@kslaw.com<br />

JPMorgan Chase Bank<br />

c/o Steve M. Fuhrman, Esq.<br />

c/o Ian Dattner<br />

c/o Mary Beth Forshaw<br />

c/o Elisha David Graff<br />

c/o Thomas C. Rice<br />

Simpson Thacher & Bartlett LLP<br />

425 Lexington Avenue<br />

New York, NY 10017<br />

sfuhrman@stblaw.com<br />

idattner@stblaw.com<br />

mforshaw@stblaw.com<br />

egraff@stblaw.com<br />

trice@stblaw.com<br />

Regions Bank<br />

c/o Jayna Partain Lamar<br />

c/o J. Leland Murphree<br />

Maynard Cooper & Gale, P.C.<br />

AmSouth/Harbert Plaza, Suite 2400<br />

1901 6th Avenue North<br />

Birmingham, AL 35203-2618<br />

jlamar@maynardcooper.com<br />

lmurphree@maynardcooper.com<br />

Financial Guaranty <strong>In</strong>surance Company<br />

c/o H. Slayton “Slate” Dabney, Jr.<br />

c/o Scott Davidson<br />

King & Spaulding<br />

1185 Avenue <strong>of</strong> <strong>the</strong> Americas<br />

New York, NY 10036-4003<br />

sdabney@kslaw.com<br />

sdavidson@kslaw.com<br />

Financial Guaranty <strong>In</strong>surance Company<br />

c/o William H. Patrick, III<br />

c/o Tristan E. Man<strong>the</strong>y<br />

c/o Cherie Dessauer Nobles<br />

Heller, Draper, Patrick & Horn, L.L.C.<br />

650 Poydras Street, Suite 2500<br />

New Orleans, Louisiana 70130-6103<br />

wpatrick@hellerdraper.com<br />

tman<strong>the</strong>y@hellerdraper.com<br />

cnobles@hellerdraper.com


Assured Guaranty Municipal Corp.<br />

c/o Winston & Strawn LLP<br />

Lawrence A. Larose, Esq.<br />

Samuel S. Kohn, Esq.<br />

Sarah L. Trum, Esq.<br />

200 Park Avenue<br />

New York, New York 10166-4193<br />

llarose@winston.com<br />

skohn@winston.com<br />

strum@winston.com<br />

Assured Guaranty Municipal Corp.<br />

c/o Mark P. Williams<br />

Norman, Wood, Kendrick & Turner<br />

Financial Center – Suite 1600<br />

505 20 th Street North<br />

Birmingham, AL 35203<br />

mpwilliams@nwkt.com<br />

Syncora Guarantee, <strong>In</strong>c.<br />

c/o Quinn Emanuel Urquhart & Sullivan, LLP<br />

Jonathan E. Pickhardt<br />

Jake M. Shields<br />

Susheel Kirpalani<br />

Daniel Holzman<br />

Eric Kay<br />

Ka<strong>the</strong>rine Scherling<br />

51 Madison Avenue, 22 nd Floor<br />

New York, NY 10010<br />

jonpickhardt@quinnemanuel.com<br />

jakeshields@quinnemanuel.com<br />

susheelkirpalani@quinnemanuel.com<br />

danielholzman@quinnemanuel.com<br />

erickay@quinnemanuel.com<br />

ka<strong>the</strong>rinescherling@quinnemanuel.com<br />

Receiver for County’s Sewer System<br />

John S. Young, Jr. LLC, as Receiver<br />

c/o Baker, Donelson, Bearman, Caldwell &<br />

Berkowitz, P.C.<br />

Timothy M. Lupinacci, Esq.<br />

W. Patton Hahn, Esq.<br />

Max A. Moseley, Esq.<br />

Daniel J. Ferretti, Esq.<br />

Bill D. Bensinger, Esq.<br />

Joe A. Conner<br />

1600 Wells Fargo Tower<br />

Birmingham, AL 35203<br />

tlupinacci@bakerdonelson.com<br />

phahn@bakerdonelson.com<br />

mmoseley@bakerdonelson.com<br />

dferretti@bakerdonelson.com<br />

bbensinger@bakerdonelson.com<br />

Receiver for County’s Sewer System<br />

John S. Young, Jr. LLC, as Receiver<br />

c/o Baker, Donelson, Bearman, Caldwell &<br />

Berkowitz, P.C.<br />

Joe A. Conner<br />

1800 Republic Centre<br />

633 Chestnut Street<br />

Chattanooga, TN 37450<br />

jconner@bakerdonelson.com<br />

Jefferson County Personnel Board<br />

c/o Lee R. Benton<br />

c/o Jamie A. Wilson<br />

Benton & Centeno, LLP<br />

2019 3 rd Avenue North<br />

Birmingham, AL 35203<br />

lbenton@bcattys.com<br />

jwilson@bcattys.com


National Public Finance Guarantee<br />

c/o Adam Bergonzi<br />

Chief Risk Officer<br />

113 King Street<br />

Armonk, NY 10504<br />

adam.bergonzi@nationalpfg.com<br />

Bayern LB<br />

c/o Edward A. Smith<br />

Venable<br />

Rockefeller Center<br />

1270 Avenue <strong>of</strong> <strong>the</strong> Americas<br />

Twenty-fifth Floor<br />

New York, NY 10020<br />

EASmith@Venable.com<br />

Societe Generale<br />

c/o Jack Rose<br />

Ashurst LLP<br />

Times Square Tower<br />

7 Times Square<br />

New York, NY 10036<br />

Jack.rose@ashurst.com<br />

Jeffrey Weissman, D.D.S.<br />

Jeffrey Weissman, D.D.S., P.C.<br />

Keith Shannon<br />

<strong>In</strong>dividually and as Class Representatives<br />

c/o Wilson F. Green<br />

Fleenor & Green, LLP<br />

204 Marina Drive, Ste. 200<br />

Tuscaloosa, AL 35406<br />

wgreen@fleenorgreen.com<br />

City <strong>of</strong> Birmingham<br />

c/o Michael M. Fliegel<br />

Assistant City Attorney<br />

Legal Dept.<br />

710 20 th Street North<br />

Birmingham, AL 35203<br />

Mike.Fliegel@ci.birmingham.al.us<br />

Bayern LB<br />

c/o Joseph Campagna<br />

Vice President<br />

560 Lexington Avenue<br />

New York, New York 10022<br />

jcampagna@bayernlbny.com<br />

Ambac Assurance Corporation<br />

c/o Charles L. Denaburg<br />

Najjar Denaburg, P.C.<br />

2125 Morris Avenue<br />

Birmingham, AL 35203<br />

cdenaburg@najjar.com<br />

Ambac Assurance Corporation<br />

c/o Miles W. Hughes<br />

c/o William P. Smith<br />

c/o Robert A. Dall’Asta<br />

McDermott Will & Emery LLP<br />

227 West Monroe Street<br />

Chicago, Illinois 60606<br />

mwhughes@mwe.com<br />

wsmith@mwe.com<br />

rdallasta@mwe.com<br />

J.P. Morgan Securities, <strong>In</strong>c.<br />

JPMorgan Chase Bank, N.A.<br />

c/o Clark R. Hammond<br />

Johnston Barton Proctor & Rose, LLP<br />

569 Brookwood Village, Suite 901<br />

Birmingham, AL 35209<br />

crh@johnstonbarton.com<br />

Cooper Shattuck, Esq.<br />

Legal Advisor<br />

Office <strong>of</strong> <strong>the</strong> Governor<br />

State <strong>of</strong> <strong>Alabama</strong><br />

Office <strong>of</strong> <strong>the</strong> Governor<br />

State Capitol, Room N-104<br />

600 Dexter Avenue<br />

Montgomery, AL 36130<br />

cooper.shattuck@governor.alabama.gov


Societe Generale<br />

c/o Donald M. Wright<br />

c/o Stephen B. Porterfield<br />

Sirote & Permutt, P.C.<br />

2311 Highland Avenue South<br />

Birmingham, AL 35205<br />

dwright@sirote.com<br />

sporterfield@sirote.com<br />

National Public Finance Guarantee Corp.<br />

c/o Benjamin S. Goldman<br />

Hand Arendall LLC<br />

1200 Park Place Tower<br />

2001 Park Place North<br />

Birmingham, AL 35203<br />

bgoldman@handarendall.com<br />

National Public Finance Guarantee Corp.<br />

c/o Mark A. Cody<br />

Jones Day<br />

77 West Wacker<br />

Chicago, IL 60601-1676<br />

macody@jonesday.com<br />

Syncora Guarantee, <strong>In</strong>c.<br />

c/o Mat<strong>the</strong>w Scheck<br />

Quinn Emanuel Urquhart & Sullivan, LLP<br />

865 South Figueroa Street, 10 th Floor<br />

Los Angeles, CA 90017<br />

mat<strong>the</strong>wscheck@quinnemanuel.com<br />

Securities and Exchange Commission<br />

Atlanta Regional Office<br />

3475 Lenox Road, Suite 1000<br />

Atlanta, GA 30326-1232<br />

Attention:<br />

Susan R. Sherrill-Beard, Senior Trial Counsel<br />

David W. Bradley, Senior Trial Counsel<br />

sherrill-beards@sec.gov<br />

baddleyd@sec.gov<br />

City <strong>of</strong> Center Point, <strong>Alabama</strong><br />

c/o Robert C. Keller<br />

Russo, White & Keller, P.C.<br />

315 Gadsden Highway, Suite D<br />

Birmingham, AL 35235<br />

rjlaw<strong>of</strong>f@bellsouth.net<br />

Syncora Guarantee, <strong>In</strong>c.<br />

c/o Richard P. Carmody<br />

c/o Henry E. Simpson<br />

c/o Lawrence J. McDuff<br />

c/o Russell J. Ru<strong>the</strong>rford<br />

Adams and Reese LLP<br />

2100 Third Avenue North, Suite 1100<br />

Birmingham, AL 35203<br />

richard.carmody@arlaw.com<br />

henry.simspon@arlaw.com<br />

laurence.mcduff@arlaw.com<br />

russell.ru<strong>the</strong>rford@arlaw.com<br />

National Public Finance Guarantee Corp.<br />

c/o Amy Edgy Ferber<br />

Jones Day<br />

1420 Peachtree Street, N.E.<br />

Suite 800<br />

Atlanta, GA 30309-3053<br />

aeferber@jonesday.com<br />

The Securities and Exchange Commission<br />

SEC Headquarters<br />

100 F Street, NE<br />

Washington, DC 20549-9040<br />

Attention: Morgan Bradylyons, Senior Counsel<br />

bradylyonsm@sec.gov<br />

The Bank <strong>of</strong> Nova Scotia<br />

c/o Laura E. Appleby<br />

Chapman and Cutler LLP<br />

330 Madison Ave.<br />

34 th Floor<br />

New York, NY 10017<br />

appleby@chapman.com


Lloyds TSB Bank PLC<br />

c/o Laura E. Appleby<br />

Chapman and Cutler LLP<br />

330 Madison Ave.<br />

34 th Floor<br />

New York, NY 10017<br />

appleby@chapman.com<br />

Lloyds TSB Bank PLC<br />

c/o Ann E. Acker<br />

c/o James E. Spiotto<br />

Chapman and Cutler, LLP<br />

111 W. Monroe St.<br />

Chicago, IL 60603<br />

acker@chapman.com<br />

spiotto@chapman.com<br />

Lloyds TSB Bank PLC<br />

c/o Donald M. Wright<br />

c/o Stephen B. Porterfield<br />

Sirote & Permutt, P.C.<br />

2311 Highland Avenue S.<br />

Birmingham, AL 35205<br />

dwright@sirote.com<br />

sporterfield@sirote.com<br />

Appellant William Casey<br />

Appeal No. 1101361 in Supreme Court <strong>of</strong> <strong>Alabama</strong><br />

c/o Mat<strong>the</strong>w Wea<strong>the</strong>rs<br />

Wea<strong>the</strong>rs Law Firm, LLC<br />

P.O. Box 1826<br />

Birmingham, AL 35201<br />

mwea<strong>the</strong>rsmatt@gmail.com<br />

U.S. Bank National Association, in its capacity as<br />

<strong>In</strong>denture Trustee<br />

c/o Charles R. Johanson III<br />

Engel, Hairston, & Johanson, P.C.<br />

4 th Floor, 109 20 th Street (35203)<br />

P.O. Box 11405<br />

Birmingham, AL 35202<br />

rjohanson@ehjlaw.com<br />

1<br />

The Bank <strong>of</strong> Nova Scotia<br />

c/o Ann E. Acker<br />

c/o James E. Spiotto<br />

Chapman and Cutler, LLP<br />

111 W. Monroe St.<br />

Chicago, IL 60603<br />

acker@chapman.com<br />

spiotto@chapman.com<br />

Appellant Carmella Macon<br />

Appeal No. 1101270 in <strong>the</strong> Supreme Court <strong>of</strong><br />

<strong>Alabama</strong><br />

c/o Mat<strong>the</strong>w Wea<strong>the</strong>rs<br />

Wea<strong>the</strong>rs Law Firm, LLC<br />

P.O. Box 1826<br />

Birmingham, AL 35201<br />

mwea<strong>the</strong>rsmatt@gmail.com<br />

U.S. Bank National Association, in its capacity as<br />

<strong>In</strong>denture Trustee<br />

c/o Clark T. Whitmore<br />

c/o Kesha L. Tanabe<br />

Maslon Edleman Borman & Brand,LLP<br />

3300 Wells Fargo Center<br />

90 South Seventh Street<br />

Minneapolis, MN 55402-4140<br />

clark.whitmore@maslon.com<br />

kesha.tanabe@maslon.com<br />

Beckman Coulter, <strong>In</strong>c.<br />

c/o Kirk B. Burkley<br />

Bernstein Law Firm, P.C.<br />

Suite 2200 Gulf Tower<br />

Pittsburgh, PA 15219-1900<br />

kburkley@bernsteinlaw.com<br />

The Depository Trust & Clearing Corporation<br />

A Party in <strong>In</strong>terest<br />

c/o Sheldon I. Hirshon<br />

c/o Adam T Berkowitz<br />

c/o Lawrence S. Elbaum<br />

Proskauer Rose LLP<br />

Eleven Time Square<br />

New York, NY 10036-8299<br />

shirson@proskauer.com<br />

aberkowitz@proskauer.com<br />

lelbaum@proskauer.com


David Perry, Esq.<br />

Finance Director<br />

Office <strong>of</strong> <strong>the</strong> Governor<br />

State <strong>of</strong> <strong>Alabama</strong><br />

Office <strong>of</strong> <strong>the</strong> Governor<br />

State Capitol, Room N-104<br />

600 Dexter Avenue<br />

Montgomery, AL 36130<br />

david.perry@governor.alabama.gov<br />

VIA U.S. MAIL:<br />

Lu<strong>the</strong>r Strange, Esq.<br />

Attorney General<br />

State <strong>of</strong> <strong>Alabama</strong><br />

501 Washington Avenue<br />

Montgomery, AL 36130<br />

Environmental Protection Agency<br />

Ariel Rios Building<br />

1200 Pennsylvania Avenue, N.W.<br />

Washington, DC 20460<br />

JPMorgan Chase Bank<br />

Attn: Michael Mak<br />

60 Wall Street<br />

New York, NY 10260<br />

The Depository Trust Company, on behalf <strong>of</strong> <strong>the</strong><br />

holders <strong>of</strong> <strong>the</strong> Jefferson County, <strong>Alabama</strong>, General<br />

Obligation Capital Improvement Warrants, Series<br />

2003-A and 2004-A<br />

55 Water Street<br />

New York, NY 10041<br />

Shoe Station, <strong>In</strong>c.<br />

Attn: Michael T. Cronin, Esq.<br />

Johnson Pope Bokor Ruppel & Burns, LLP<br />

911 Chestnut Street<br />

Clearwater, FL 33576<br />

City <strong>of</strong> Birmingham, <strong>Alabama</strong><br />

c/o U.W. Clemon<br />

White Arnold & Dowd P.C.<br />

2025 Third Avenue North, Suite 500<br />

Birmingham, AL 35203<br />

uwclemon@waadlaw.com<br />

<strong>Alabama</strong> Department <strong>of</strong> Environmental<br />

Management<br />

c/o Tom Johnston, Esq.<br />

General Counsel<br />

1400 Coliseum Blvd.<br />

Montgomery AL 36110<br />

Environmental Protection Agency<br />

Atlanta Federal Center<br />

61 Forsyth Street, SW<br />

Atlanta, GA 30303-3104<br />

<strong>In</strong>ternal Revenue Service<br />

Centralized <strong>In</strong>solvency Operation<br />

600 Arch Street<br />

Philadelphia, PA 19106<br />

Bayerische Landesbank<br />

560 Lexington Avenue<br />

18 th Floor<br />

New York, NY 10022<br />

Attn: Francis X. Doyle<br />

Second Vice President<br />

National Public Finance Guarantee Corp. (f/k/a<br />

MBIA <strong>In</strong>surance Corp.), as insurer <strong>of</strong> <strong>the</strong><br />

General Obligation Capital Improvement and<br />

Refunding Warrants, 2003-A and Series 2004-A<br />

Attn: Daniel McManus, General Counsel<br />

113 King Street<br />

Armonk, NY 10504


The Bank <strong>of</strong> New York Mellon Trust Company,<br />

N.A. (f/k/a The Bank <strong>of</strong> New York Trust Company<br />

<strong>of</strong> Florida, N.A.), as registrar, transfer agent and<br />

paying agent<br />

Attn: Charles S. Nor<strong>the</strong>n, IV<br />

505 N. 20 th Street<br />

Suite 950<br />

Birmingham, AL 35203<br />

Morris & Dickson Co LLC<br />

410 Kay Lane<br />

Shreveport, LA 71115<br />

University <strong>of</strong> <strong>Alabama</strong> Health Services<br />

Foundation, P.C.<br />

Attn: Patricia Pritchett<br />

500 22 nd Street South, Suite 504<br />

Birmingham, AL 35233<br />

AMT Medical Staffing, <strong>In</strong>c.<br />

2 20 th Street North<br />

Suite 1360<br />

Birmingham, AL 35203<br />

UAB Health System<br />

619 19 th Street South<br />

Jefferson Tower, Room J306<br />

Birmingham, AL 35249-6805<br />

AMCAD<br />

15867 North Mountain Road<br />

Broadway, VA 22815<br />

John Plott Company <strong>In</strong>c.<br />

2804 Rice Mine Road NE<br />

Tuscaloosa, AL 35406<br />

Universal Hospital Services<br />

Legal Department<br />

700 France Avenue South<br />

Suite 275<br />

Edina, MN 55435<br />

City <strong>of</strong> Hoover<br />

100 Municipal Lane<br />

Birmingham, AL 35216<br />

Teklinks <strong>In</strong>c.<br />

201 Summit Parkway<br />

Homewood, AL 35209<br />

AMSOL<br />

4194 Mendenhall Oaks Pkwy.<br />

Suite 160<br />

High Point, NC 27265<br />

Augmentation, <strong>In</strong>c.<br />

3415 <strong>In</strong>dependence Drive, Suite 101<br />

Birmingham, AL 35209-8315<br />

Brice Building Co., LLC<br />

201 Sunbelt Parkway<br />

Birmingham, AL 35211<br />

Laboratory Corporation <strong>of</strong> America<br />

430 South Spring Street<br />

Burlington, NC 27215<br />

Attention: Legal Department<br />

John A. Vos Esq., <strong>In</strong>terested Party<br />

c/o John A. Vos, Esq.<br />

1430 Lincoln Avenue<br />

San Rafael, CA 94901<br />

Medical Data Systems <strong>In</strong>c.<br />

2001 9 th Avenue<br />

Suite 312<br />

Vero Beach, FL 32963

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