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CHAPTER 1: EARLY AMERICAOUTLINE OF U.S. HISTORY“Heaven and Earth neveragreed better to frame a placefor man’s habitation.”THE FIRST AMERICANSAt <strong>the</strong> height <strong>of</strong> <strong>the</strong> Ice Age, between34,000 and 30,000 B.C., much<strong>of</strong> <strong>the</strong> world’s water was locked upin vast continental ice sheets. As aresult, <strong>the</strong> Bering Sea was hundreds<strong>of</strong> meters below its current level, anda land bridge, known as Beringia,emerged between Asia and NorthAmerica. At its peak, Beringia isthought to have been some 1,500 kilometerswide. A moist and treelesstundra, it was covered with grassesand plant life, attracting <strong>the</strong> largeanimals that early humans huntedfor <strong>the</strong>ir survival.The first people to reach NorthAmerica almost certainly did sowithout knowing <strong>the</strong>y had crossedinto a new continent. They wouldhave been following game, as <strong>the</strong>irJamestown founder John Smith, 1607ancestors had for tho<strong>us</strong>ands <strong>of</strong>years, along <strong>the</strong> Siberian coast and<strong>the</strong>n across <strong>the</strong> land bridge.Once in Alaska, it would take<strong>the</strong>se first North Americans tho<strong>us</strong>ands<strong>of</strong> years more to work <strong>the</strong>irway through <strong>the</strong> openings in greatglaciers south to what is now <strong>the</strong><strong>United</strong> <strong>States</strong>. Evidence <strong>of</strong> early lifein North America continues to befound. Little <strong>of</strong> it, however, can bereliably dated before 12,000 B.C.; arecent discovery <strong>of</strong> a hunting lookoutin nor<strong>the</strong>rn Alaska, for example,may date from almost that time.So too may <strong>the</strong> finely crafted spearpoints and items found near Clovis,New Mexico.Similar artifacts have been foundat sites throughout North and SouthAmerica, indicating that life wasprobably already well established inmuch <strong>of</strong> <strong>the</strong> Western Hemisphere bysome time prior to 10,000 B.C.Around that time <strong>the</strong> mammothbegan to die out and <strong>the</strong> bison tookits place as a principal source <strong>of</strong>food and hides for <strong>the</strong>se early NorthAmericans. Over time, as more andmore species <strong>of</strong> large game vanished— whe<strong>the</strong>r from overhunting ornatural ca<strong>us</strong>es — plants, berries,and seeds became an increasinglyimportant part <strong>of</strong> <strong>the</strong> early Americandiet. Gradually, foraging and<strong>the</strong> first attempts at primitive agricultureappeared. Native Americansin what is now central Mexico led<strong>the</strong> way, cultivating corn, squash,and beans, perhaps as early as 8,000B.C. Slowly, this knowledge spreadnorthward.By 3,000 B.C., a primitive type <strong>of</strong>corn was being grown in <strong>the</strong> rivervalleys <strong>of</strong> New Mexico and Arizona.Then <strong>the</strong> first signs <strong>of</strong> irrigationbegan to appear, and, by 300 B.C.,signs <strong>of</strong> early village life.By <strong>the</strong> first centuries A.D., <strong>the</strong>Hohokam were living in settlementsnear what is now Phoenix, Arizona,where <strong>the</strong>y built ball courts andpyramid-like mounds reminiscent<strong>of</strong> those found in Mexico, as well asa canal and irrigation system.MOUND BUILDERS ANDPUEBLOSThe first Native-American groupto build mounds in what is now <strong>the</strong><strong>United</strong> <strong>States</strong> <strong>of</strong>ten are called <strong>the</strong>Adenans. They began constructingear<strong>the</strong>n burial sites and fortificationsaround 600 B.C. Somemounds from that era are in <strong>the</strong>shape <strong>of</strong> birds or serpents; <strong>the</strong>yprobably served religio<strong>us</strong> purposesnot yet fully understood.The Adenans appear to havebeen absorbed or displaced by vario<strong>us</strong>groups collectively known asHopewellians. One <strong>of</strong> <strong>the</strong> most importantcenters <strong>of</strong> <strong>the</strong>ir culture wasfound in sou<strong>the</strong>rn Ohio, where <strong>the</strong>remains <strong>of</strong> several tho<strong>us</strong>and <strong>of</strong> <strong>the</strong>semounds still can be seen. Believedto be great traders, <strong>the</strong> Hopewellians<strong>us</strong>ed and exchanged tools andmaterials across a wide region <strong>of</strong>hundreds <strong>of</strong> kilometers.By around 500 A.D., <strong>the</strong>Hopewellians disappeared, too,gradually giving way to a broadgroup <strong>of</strong> tribes generally knownas <strong>the</strong> Mississippians or TempleMound culture. One city, Cahokia,near Collinsville, Illinois, is thoughtto have had a population <strong>of</strong> about20,000 at its peak in <strong>the</strong> early 12thcentury. At <strong>the</strong> center <strong>of</strong> <strong>the</strong> citystood a huge ear<strong>the</strong>n mound, flattenedat <strong>the</strong> top, that was 30 metershigh and 37 hectares at <strong>the</strong> base.Eighty o<strong>the</strong>r mounds have beenfound nearby.Cities such as Cahokia dependedon a combination <strong>of</strong> hunting, foraging,trading, and agriculture for<strong>the</strong>ir food and supplies. Influencedby <strong>the</strong> thriving societies to <strong>the</strong>south, <strong>the</strong>y evolved into complex hierarchicalsocieties that took slavesand practiced human sacrifice.67


CHAPTER 1: EARLY AMERICAOUTLINE OF U.S. HISTORYaxes, weapons, cooking utensils,fishhooks, and a host <strong>of</strong> o<strong>the</strong>rgoods. Those Indians who tradedinitially had significant advantageover rivals who did not. In responseto European demand, tribes such as<strong>the</strong> Iroquois began to devote moreattention to fur trapping during <strong>the</strong>17th century. Furs and pelts providedtribes <strong>the</strong> means to purchasecolonial goods until late into <strong>the</strong>18th century.Early colonial-Native-Americanrelations were an uneasy mix <strong>of</strong>cooperation and conflict. On <strong>the</strong>one hand, <strong>the</strong>re were <strong>the</strong> exemplaryrelations that prevailed during <strong>the</strong>first half century <strong>of</strong> Pennsylvania’sexistence. On <strong>the</strong> o<strong>the</strong>r were a longseries <strong>of</strong> setbacks, skirmishes, andwars, which almost invariably resultedin an Indian defeat and fur<strong>the</strong>rloss <strong>of</strong> land.The first <strong>of</strong> <strong>the</strong> important Native-American uprisings occurred in Virginiain 1622, when some 347 whiteswere killed, including a number <strong>of</strong>missionaries who had j<strong>us</strong>t recentlycome to Jamestown.White settlement <strong>of</strong> <strong>the</strong> ConnecticutRiver region touched <strong>of</strong>f <strong>the</strong>Pequot War in 1637. In 1675 KingPhilip, <strong>the</strong> son <strong>of</strong> <strong>the</strong> native chiefwho had made <strong>the</strong> original peacewith <strong>the</strong> Pilgrims in 1621, attemptedto unite <strong>the</strong> tribes <strong>of</strong> sou<strong>the</strong>rn NewEngland against fur<strong>the</strong>r Europeanencroachment <strong>of</strong> <strong>the</strong>ir lands. In<strong>the</strong> struggle, however, Philip losthis life and many Indians were soldinto servitude.The steady influx <strong>of</strong> settlersinto <strong>the</strong> backwoods regions <strong>of</strong> <strong>the</strong>Eastern colonies disrupted Native-American life. As more and moregame was killed <strong>of</strong>f, tribes werefaced with <strong>the</strong> difficult choice <strong>of</strong> goinghungry, going to war, or movingand coming into conflict with o<strong>the</strong>rtribes to <strong>the</strong> west.The Iroquois, who inhabited <strong>the</strong>area below lakes Ontario and Erie innor<strong>the</strong>rn New York and Pennsylvania,were more successful in resistingEuropean advances. In 1570 fivetribes joined to form <strong>the</strong> most complexNative-American nation <strong>of</strong> itstime, <strong>the</strong> “Ho-De-No-Sau-Nee,” orLeague <strong>of</strong> <strong>the</strong> Iroquois. The leaguewas run by a council made up <strong>of</strong> 50representatives from each <strong>of</strong> <strong>the</strong> fivemember tribes. The council dealtwith matters common to all <strong>the</strong>tribes, but it had no say in how <strong>the</strong>free and equal tribes ran <strong>the</strong>ir dayto-dayaffairs. No tribe was allowedto make war by itself. The councilpassed laws to deal with crimes suchas murder.The Iroquois League was a strongpower in <strong>the</strong> 1600s and 1700s. Ittraded furs with <strong>the</strong> British andsided with <strong>the</strong>m against <strong>the</strong> Frenchin <strong>the</strong> war for <strong>the</strong> dominance <strong>of</strong>America between 1754 and 1763.The British might not have won thatwar o<strong>the</strong>rwise.The Iroquois League stayedstrong until <strong>the</strong> American Revolution.Then, for <strong>the</strong> first time, <strong>the</strong>council could not reach a unanimo<strong>us</strong>decision on whom to support.Member tribes made <strong>the</strong>ir own decisions,some fighting with <strong>the</strong> British,some with <strong>the</strong> colonists, someremaining neutral. As a result, everyonefought against <strong>the</strong> Iroquois.Their losses were great and <strong>the</strong>league never recovered.SECOND GENERATION OFBRITISH COLONIESThe religio<strong>us</strong> and civil conflict inEngland in <strong>the</strong> mid-17th centurylimited immigration, as well as <strong>the</strong>attention <strong>the</strong> mo<strong>the</strong>r country paid<strong>the</strong> fledgling American colonies.In part to provide for <strong>the</strong> defensemeasures England was neglecting,<strong>the</strong> Massach<strong>us</strong>etts Bay, Plymouth,Connecticut, and New Havencolonies formed <strong>the</strong> New EnglandConfederation in 1643. It was <strong>the</strong>European colonists’ first attempt atregional unity.The early <strong>history</strong> <strong>of</strong> <strong>the</strong> Britishsettlers reveals a good deal <strong>of</strong> contention— religio<strong>us</strong> and political— as groups vied for power and positionamong <strong>the</strong>mselves and <strong>the</strong>irneighbors. Maryland, in particular,suffered from <strong>the</strong> bitter religio<strong>us</strong> rivalriesthat afflicted England during<strong>the</strong> era <strong>of</strong> Oliver Cromwell. One <strong>of</strong><strong>the</strong> casualties was <strong>the</strong> state’s TolerationAct, which was revoked in <strong>the</strong>1650s. It was soon reinstated, however,along with <strong>the</strong> religio<strong>us</strong> freedomit guaranteed.With <strong>the</strong> restoration <strong>of</strong> KingCharles II in 1660, <strong>the</strong> British onceagain turned <strong>the</strong>ir attention toNorth America. Within a brief span,<strong>the</strong> first European settlements wereestablished in <strong>the</strong> Carolinas and <strong>the</strong>Dutch driven out <strong>of</strong> New Ne<strong>the</strong>rland.New proprietary colonies wereestablished in New York, New Jersey,Delaware, and Pennsylvania.The Dutch settlements had beenruled by autocratic governors appointedin Europe. Over <strong>the</strong> years,<strong>the</strong> local population had becomeestranged from <strong>the</strong>m. As a result,when <strong>the</strong> British colonists began encroachingon Dutch claims in LongIsland and Manhattan, <strong>the</strong> unpopulargovernor was unable to rally <strong>the</strong>population to <strong>the</strong>ir defense. NewNe<strong>the</strong>rland fell in 1664. The terms<strong>of</strong> <strong>the</strong> capitulation, however, weremild: The Dutch settlers were ableto retain <strong>the</strong>ir property and worshipas <strong>the</strong>y pleased.As early as <strong>the</strong> 1650s, <strong>the</strong> AlbemarleSound region <strong>of</strong>f <strong>the</strong> coast<strong>of</strong> what is now nor<strong>the</strong>rn NorthCarolina was inhabited by settlerstrickling down from Virginia. Thefirst proprietary governor arrived in1664. The first town in Albemarle, aremote area even today, was not establisheduntil <strong>the</strong> arrival <strong>of</strong> a group<strong>of</strong> French Huguenots in 1704.In 1670 <strong>the</strong> first settlers, drawnfrom New England and <strong>the</strong> Caribbeanisland <strong>of</strong> Barbados, arrivedin what is now Charleston, SouthCarolina. An elaborate system <strong>of</strong>government, to which <strong>the</strong> Britishphilosopher John Locke contributed,was prepared for <strong>the</strong> new colony.One <strong>of</strong> its prominent features was afailed attempt to create a hereditarynobility. One <strong>of</strong> <strong>the</strong> colony’s leastappealing aspects was <strong>the</strong> early trade1617


CHAPTER 1: EARLY AMERICAOUTLINE OF U.S. HISTORYin Indian slaves. With time, however,timber, rice, and indigo gave <strong>the</strong>colony a worthier economic base.In 1681 William Penn, a wealthyQuaker and friend <strong>of</strong> Charles II, receiveda large tract <strong>of</strong> land west <strong>of</strong><strong>the</strong> Delaware River, which becameknown as Pennsylvania. To helppopulate it, Penn actively recruiteda host <strong>of</strong> religio<strong>us</strong> dissenters fromEngland and <strong>the</strong> continent — Quakers,Mennonites, Amish, Moravians,and Baptists.When Penn arrived <strong>the</strong> followingyear, <strong>the</strong>re were already Dutch,Swedish, and English settlers livingalong <strong>the</strong> Delaware River. It was<strong>the</strong>re he founded Philadelphia, <strong>the</strong>“City <strong>of</strong> Bro<strong>the</strong>rly Love.”In keeping with his faith, Pennwas motivated by a sense <strong>of</strong> equalitynot <strong>of</strong>ten found in o<strong>the</strong>r Americancolonies at <strong>the</strong> time. Th<strong>us</strong>, womenin Pennsylvania had rights longbefore <strong>the</strong>y did in o<strong>the</strong>r parts <strong>of</strong>America. Penn and his deputiesalso paid considerable attentionto <strong>the</strong> colony’s relations with <strong>the</strong>Delaware Indians, ensuring that<strong>the</strong>y were paid for land on which<strong>the</strong> Europeans settled.Georgia was settled in 1732,<strong>the</strong> last <strong>of</strong> <strong>the</strong> 13 colonies to beestablished. Lying close to, if not actuallyinside <strong>the</strong> boundaries <strong>of</strong> SpanishFlorida, <strong>the</strong> region was viewed asa buffer against Spanish incursion.But it had ano<strong>the</strong>r unique quality:The man charged with Georgia’s fortifications,General James Oglethorpe,was a reformer who deliberatelyset out to create a refuge where <strong>the</strong>poor and former prisoners would begiven new opportunities.SETTLERS, SLAVES, ANDSERVANTSMen and women with little activeinterest in a new life in America were<strong>of</strong>ten induced to make <strong>the</strong> move to<strong>the</strong> New World by <strong>the</strong> skillful persuasion<strong>of</strong> promoters. William Penn,for example, publicized <strong>the</strong> opportunitiesawaiting newcomers to <strong>the</strong>Pennsylvania colony. Judges andprison authorities <strong>of</strong>fered convictsa chance to migrate to colonies likeGeorgia instead <strong>of</strong> serving prisonsentences.But few colonists could finance<strong>the</strong> cost <strong>of</strong> passage for <strong>the</strong>mselvesand <strong>the</strong>ir families to make a start in<strong>the</strong> new land. In some cases, ships’captains received large rewards from<strong>the</strong> sale <strong>of</strong> service contracts for poormigrants, called indentured servants,and every method from extravagantpromises to actual kidnapping was<strong>us</strong>ed to take on as many passengersas <strong>the</strong>ir vessels could hold.In o<strong>the</strong>r cases, <strong>the</strong> expenses <strong>of</strong>transportation and maintenancewere paid by colonizing agencies like<strong>the</strong> Virginia or Massach<strong>us</strong>etts BayCompanies. In return, indenturedservants agreed to work for <strong>the</strong> agenciesas contract laborers, <strong>us</strong>ually forfour to seven years. Free at <strong>the</strong> end <strong>of</strong>this term, <strong>the</strong>y would be given “freedomdues,” sometimes including asmall tract <strong>of</strong> land.Perhaps half <strong>the</strong> settlers living in<strong>the</strong> colonies south <strong>of</strong> New Englandcame to America under this system.Although most <strong>of</strong> <strong>the</strong>m fulfilled<strong>the</strong>ir obligations faithfully, some ranaway from <strong>the</strong>ir employers. Never<strong>the</strong>less,many <strong>of</strong> <strong>the</strong>m were eventuallyable to secure land and set uphomesteads, ei<strong>the</strong>r in <strong>the</strong> colonies inwhich <strong>the</strong>y had originally settled orin neighboring ones. No social stigmawas attached to a family that hadits beginning in America under thissemi-bondage. Every colony had itsshare <strong>of</strong> leaders who were former indenturedservants.There was one very importantexception to this pattern: Africanslaves. The first black Africans werebrought to Virginia in 1619, j<strong>us</strong>t 12years after <strong>the</strong> founding <strong>of</strong> Jamestown.Initially, many were regardedas indentured servants who couldearn <strong>the</strong>ir freedom. By <strong>the</strong> 1660s,however, as <strong>the</strong> demand for plantationlabor in <strong>the</strong> Sou<strong>the</strong>rn coloniesgrew, <strong>the</strong> institution <strong>of</strong> slavery beganto harden around <strong>the</strong>m, andAfricans were brought to America inshackles for a lifetime <strong>of</strong> involuntaryservitude. 91819


CHAPTER 1: EARLY AMERICAOUTLINE OF U.S. HISTORYTHE ENDURING MYSTERY OF THE ANASAZITime-worn pueblos and dramatic cliff towns, set amid <strong>the</strong> stark, rugged mesasand canyons <strong>of</strong> Colorado and New Mexico, mark <strong>the</strong> settlements <strong>of</strong> some <strong>of</strong><strong>the</strong> earliest inhabitants <strong>of</strong> North America, <strong>the</strong> Anasazi (a Navajo word meaning“ancient ones”).By 500 A.D. <strong>the</strong> Anasazi had established some <strong>of</strong> <strong>the</strong> first villages in<strong>the</strong> American Southwest, where <strong>the</strong>y hunted and grew crops <strong>of</strong> corn, squash,and beans. The Anasazi flourished over <strong>the</strong> centuries, developing sophisticateddams and irrigation systems; creating a masterful, distinctive pottery tradition;and carving multiroom dwellings into <strong>the</strong> sheer sides <strong>of</strong> cliffs that remainamong <strong>the</strong> most striking archaeological sites in <strong>the</strong> <strong>United</strong> <strong>States</strong> today.Yet by <strong>the</strong> year 1300, <strong>the</strong>y had abandoned <strong>the</strong>ir settlements, leaving <strong>the</strong>irpottery, implements, even clothing — as though <strong>the</strong>y intended to return — andseemingly vanished into <strong>history</strong>. Their homeland remained empty <strong>of</strong> humanbeings for more than a century — until <strong>the</strong> arrival <strong>of</strong> new tribes, such as <strong>the</strong>Navajo and <strong>the</strong> Ute, followed by <strong>the</strong> Spanish and o<strong>the</strong>r European settlers.The story <strong>of</strong> <strong>the</strong> Anasazi is tied inextricably to <strong>the</strong> beautiful but harshenvironment in which <strong>the</strong>y chose to live. Early settlements, consisting <strong>of</strong> simplepitho<strong>us</strong>es scooped out <strong>of</strong> <strong>the</strong> ground, evolved into sunken kivas (undergroundrooms) that served as meeting and religio<strong>us</strong> sites. Later generations developed<strong>the</strong> masonry techniques for building square, stone pueblos. But <strong>the</strong> most dramaticchange in Anasazi living was <strong>the</strong> move to <strong>the</strong> cliff sides below <strong>the</strong> flattoppedmesas, where <strong>the</strong> Anasazi carved <strong>the</strong>ir amazing, multilevel dwellings.The Anasazi lived in a communal society. They traded with o<strong>the</strong>r peoplesin <strong>the</strong> region, but signs <strong>of</strong> warfare are few and isolated. And although <strong>the</strong> Anasazicertainly had religio<strong>us</strong> and o<strong>the</strong>r leaders, as well as skilled artisans, socialor class distinctions were virtually nonexistent.Religio<strong>us</strong> and social motives undoubtedly played a part in <strong>the</strong> building<strong>of</strong> <strong>the</strong> cliff communities and <strong>the</strong>ir final abandonment. But <strong>the</strong> struggle to raisefood in an increasingly difficult environment was probably <strong>the</strong> paramount factor.As populations grew, farmers planted larger areas on <strong>the</strong> mesas, ca<strong>us</strong>ingsome communities to farm marginal lands, while o<strong>the</strong>rs left <strong>the</strong> mesa tops for<strong>the</strong> cliffs. But <strong>the</strong> Anasazi couldn’t halt <strong>the</strong> steady loss <strong>of</strong> <strong>the</strong> land’s fertilityfrom constant <strong>us</strong>e, nor withstand <strong>the</strong> region’s cyclical droughts. Analysis <strong>of</strong> treerings, for example, shows that a drought lasting 23 years, from 1276 to 1299,finally forced <strong>the</strong> last groups <strong>of</strong> Anasazi to leave permanently.Although <strong>the</strong> Anasazi dispersed from <strong>the</strong>ir ancestral homeland, <strong>the</strong>irlegacy remains in <strong>the</strong> remarkable archaeological record that <strong>the</strong>y left behind,and in <strong>the</strong> Hopi, Zuni, and o<strong>the</strong>r Pueblo peoples who are <strong>the</strong>ir descendants. Major Native American cultural groupings, A.D. 500-1300.2021


C H A P T E R2THECOLONIALPERIODPilgrims signing <strong>the</strong>Mayflower Compactaboard ship, 1620.22


CHAPTER 2: THE COLONIAL PERIODOUTLINE OF U.S. HISTORY“What <strong>the</strong>n is <strong>the</strong> American,this new man?”NEW PEOPLESMost settlers who came to Americain <strong>the</strong> 17th century were English,but <strong>the</strong>re were also Dutch, Swedes,and Germans in <strong>the</strong> middle region,a few French Huguenots in SouthCarolina and elsewhere, slaves fromAfrica, primarily in <strong>the</strong> South, anda scattering <strong>of</strong> Spaniards, Italians,and Portuguese throughout <strong>the</strong> colonies.After 1680 England ceased tobe <strong>the</strong> chief source <strong>of</strong> immigration,supplanted by Scots and “Scots-Irish” (Protestants from Nor<strong>the</strong>rnIreland). In addition, tens <strong>of</strong> tho<strong>us</strong>ands<strong>of</strong> refugees fled northwesternEurope to escape war, oppression,and absentee-landlordism. By 1690<strong>the</strong> American population had risento a quarter <strong>of</strong> a million. From <strong>the</strong>non, it doubled every 25 years until,in 1775, it numbered more than 2.5million. Although families occasionallymoved from one colony toano<strong>the</strong>r, distinctions between individualcolonies were marked. TheyAmerican author and agriculturistJ. Hector St. John de Crèvecoeur, 1782were even more so among <strong>the</strong> threeregional groupings <strong>of</strong> colonies.NEW ENGLANDThe nor<strong>the</strong>astern New Englandcolonies had generally thin, stonysoil, relatively little level land, andlong winters, making it difficultto make a living from farming.Turning to o<strong>the</strong>r pursuits, <strong>the</strong> NewEnglanders harnessed waterpowerand established grain mills andsawmills. Good stands <strong>of</strong> timberencouraged shipbuilding. Excellentharbors promoted trade, and <strong>the</strong>sea became a source <strong>of</strong> great wealth.In Massach<strong>us</strong>etts, <strong>the</strong> cod ind<strong>us</strong>tryalone quickly furnished a basis forprosperity.With <strong>the</strong> bulk <strong>of</strong> <strong>the</strong> early settlersliving in villages and towns around<strong>the</strong> harbors, many New Englanderscarried on some kind <strong>of</strong> trade orb<strong>us</strong>iness. Common pastureland andwoodlots served <strong>the</strong> needs <strong>of</strong> townspeople,who worked small farmsnearby. Compactness made possible<strong>the</strong> village school, <strong>the</strong> village church,and <strong>the</strong> village or town hall, wherecitizens met to disc<strong>us</strong>s matters <strong>of</strong>common interest.The Massach<strong>us</strong>etts Bay Colonycontinued to expand its commerce.From <strong>the</strong> middle <strong>of</strong> <strong>the</strong> 17th centuryonward it grew prospero<strong>us</strong>, so thatBoston became one <strong>of</strong> America’sgreatest ports.Oak timber for ships’ hulls, tallpines for spars and masts, and pitchfor <strong>the</strong> seams <strong>of</strong> ships came from <strong>the</strong>Nor<strong>the</strong>astern forests. Building <strong>the</strong>irown vessels and sailing <strong>the</strong>m to portsall over <strong>the</strong> world, <strong>the</strong> shipmasters <strong>of</strong>Massach<strong>us</strong>etts Bay laid <strong>the</strong> foundationfor a trade that was to growsteadily in importance. By <strong>the</strong> end<strong>of</strong> <strong>the</strong> colonial period, one-third <strong>of</strong>all vessels under <strong>the</strong> British flag werebuilt in New England. Fish, ship’sstores, and woodenware swelled <strong>the</strong>exports. New England merchantsand shippers soon discovered thatrum and slaves were pr<strong>of</strong>itable commodities.One <strong>of</strong> <strong>the</strong>ir most enterprising— if unsavory — tradingpractices <strong>of</strong> <strong>the</strong> time was <strong>the</strong> “triangulartrade.” Traders would purchaseslaves <strong>of</strong>f <strong>the</strong> coast <strong>of</strong> Africa for NewEngland rum, <strong>the</strong>n sell <strong>the</strong> slaves in<strong>the</strong> West Indies where <strong>the</strong>y wouldbuy molasses to bring home for saleto <strong>the</strong> local rum producers.THE MIDDLE COLONIESSociety in <strong>the</strong> middle colonies wasfar more varied, cosmopolitan, andtolerant than in New England. UnderWilliam Penn, Pennsylvania functionedsmoothly and grew rapidly.By 1685, its population was almost9,000. The heart <strong>of</strong> <strong>the</strong> colony wasPhiladelphia, a city <strong>of</strong> broad, treeshadedstreets, substantial brick andstone ho<strong>us</strong>es, and b<strong>us</strong>y docks. By <strong>the</strong>end <strong>of</strong> <strong>the</strong> colonial period, nearly acentury later, 30,000 people lived<strong>the</strong>re, representing many languages,creeds, and trades. Their talent forsuccessful b<strong>us</strong>iness enterprise made<strong>the</strong> city one <strong>of</strong> <strong>the</strong> thriving centers <strong>of</strong><strong>the</strong> British Empire.Though <strong>the</strong> Quakers dominatedin Philadelphia, elsewhere in Pennsylvaniao<strong>the</strong>rs were well represented.Germans became <strong>the</strong> colony’smost skillful farmers. Important,too, were cottage ind<strong>us</strong>tries such asweaving, shoemaking, cabinetmaking,and o<strong>the</strong>r crafts. Pennsylvaniawas also <strong>the</strong> principal gateway into<strong>the</strong> New World for <strong>the</strong> Scots-Irish,who moved into <strong>the</strong> colony in <strong>the</strong>early 18th century. “Bold and indigentstrangers,” as one Pennsylvania<strong>of</strong>ficial called <strong>the</strong>m, <strong>the</strong>y hated <strong>the</strong>English and were s<strong>us</strong>picio<strong>us</strong> <strong>of</strong> allgovernment. The Scots-Irish tendedto settle in <strong>the</strong> backcountry, where<strong>the</strong>y cleared land and lived by huntingand subsistence farming.New York best ill<strong>us</strong>trated <strong>the</strong>polyglot nature <strong>of</strong> America. By 1646<strong>the</strong> population along <strong>the</strong> HudsonRiver included Dutch, French, Danes,Norwegians, Swedes, English, Scots,Irish, Germans, Poles, Bohemians,Portuguese, and Italians. The Dutchcontinued to exercise an importantsocial and economic influence on2425


CHAPTER 2: THE COLONIAL PERIODOUTLINE OF U.S. HISTORY<strong>the</strong> New York region long after <strong>the</strong>fall <strong>of</strong> New Ne<strong>the</strong>rland and <strong>the</strong>irintegration into <strong>the</strong> British colonialsystem. Their sharp-stepped gablero<strong>of</strong>s became a permanent part <strong>of</strong><strong>the</strong> city’s architecture, and <strong>the</strong>irmerchants gave Manhattan much<strong>of</strong> its original b<strong>us</strong>tling, commercialatmosphere.THE SOUTHERN COLONIESIn contrast to New England and<strong>the</strong> middle colonies, <strong>the</strong> Sou<strong>the</strong>rncolonies were predominantly ruralsettlements.By <strong>the</strong> late 17th century, Virginia’sand Maryland’s economic andsocial structure rested on <strong>the</strong> greatplanters and <strong>the</strong> yeoman farmers.The planters <strong>of</strong> <strong>the</strong> Tidewater region,supported by slave labor, held most<strong>of</strong> <strong>the</strong> political power and <strong>the</strong> bestland. They built great ho<strong>us</strong>es, adoptedan aristocratic way <strong>of</strong> life, andkept in touch as best <strong>the</strong>y could with<strong>the</strong> world <strong>of</strong> culture overseas.The yeoman farmers, who workedsmaller tracts, sat in popular assembliesand found <strong>the</strong>ir way into political<strong>of</strong>fice. Their outspoken independencewas a constant warning to <strong>the</strong>oligarchy <strong>of</strong> planters not to encroachtoo far upon <strong>the</strong> rights <strong>of</strong> free men.The settlers <strong>of</strong> <strong>the</strong> Carolinasquickly learned to combine agricultureand commerce, and <strong>the</strong>marketplace became a major source<strong>of</strong> prosperity. Dense forests broughtrevenue: Lumber, tar, and resinfrom <strong>the</strong> longleaf pine providedsome <strong>of</strong> <strong>the</strong> best shipbuilding materialsin <strong>the</strong> world. Not bound toa single crop as was Virginia, Northand South Carolina also producedand exported rice and indigo, a bluedye obtained from native plants thatwas <strong>us</strong>ed in coloring fabric. By 1750more than 100,000 people lived in<strong>the</strong> two colonies <strong>of</strong> North and SouthCarolina. Charleston, South Carolina,was <strong>the</strong> region’s leading port andtrading center.In <strong>the</strong> sou<strong>the</strong>rnmost colonies, aseverywhere else, population growthin <strong>the</strong> backcountry had special significance.German immigrants andScots-Irish, unwilling to live in<strong>the</strong> original Tidewater settlementswhere English influence was strong,p<strong>us</strong>hed inland. Those who could notsecure fertile land along <strong>the</strong> coast, orwho had exha<strong>us</strong>ted <strong>the</strong> lands <strong>the</strong>yheld, found <strong>the</strong> hills far<strong>the</strong>r westa bountiful refuge. Although <strong>the</strong>irhardships were enormo<strong>us</strong>, restlesssettlers kept coming; by <strong>the</strong> 1730s<strong>the</strong>y were pouring into <strong>the</strong> ShenandoahValley <strong>of</strong> Virginia. Soon <strong>the</strong>interior was dotted with farms.Living on <strong>the</strong> edge <strong>of</strong> NativeAmerican country, frontier familiesbuilt cabins, cleared <strong>the</strong> wilderness,and cultivated maize and wheat.The men wore lea<strong>the</strong>r made from<strong>the</strong> skin <strong>of</strong> deer or sheep, knownas buckskin; <strong>the</strong> women wore garments<strong>of</strong> cloth <strong>the</strong>y spun at home.Their food consisted <strong>of</strong> venison,wild turkey, and fish. They had <strong>the</strong>irown am<strong>us</strong>ements: great barbecues,dances, ho<strong>us</strong>ewarmings for newlymarried couples, shooting matches,and contests for making quiltedblankets. Quilt-making remains anAmerican tradition today.SOCIETY, SCHOOLS, ANDCULTUREA significant factor deterring <strong>the</strong>emergence <strong>of</strong> a powerful aristocraticor gentry class in <strong>the</strong> colonies was<strong>the</strong> ability <strong>of</strong> anyone in an establishedcolony to find a new homeon <strong>the</strong> frontier. Time after time,dominant Tidewater figures wereobliged to liberalize political policies,land-grant requirements, andreligio<strong>us</strong> practices by <strong>the</strong> threat <strong>of</strong> amass exod<strong>us</strong> to <strong>the</strong> frontier.Of equal significance for <strong>the</strong>future were <strong>the</strong> foundations <strong>of</strong>American education and cultureestablished during <strong>the</strong> colonial period.Harvard College was foundedin 1636 in Cambridge, Massach<strong>us</strong>etts.Near <strong>the</strong> end <strong>of</strong> <strong>the</strong> century,<strong>the</strong> College <strong>of</strong> William and Marywas established in Virginia. A fewyears later, <strong>the</strong> Collegiate School <strong>of</strong>Connecticut, later to become YaleUniversity, was chartered.Even more noteworthy was <strong>the</strong>growth <strong>of</strong> a school system maintainedby governmental authority.The Puritan emphasis on readingdirectly from <strong>the</strong> Scriptures underscored<strong>the</strong> importance <strong>of</strong> literacy. In1647 <strong>the</strong> Massach<strong>us</strong>etts Bay Colonyenacted <strong>the</strong> “ye olde deluder Satan”Act, requiring every town havingmore than 50 families to establisha grammar school (a Latin schoolto prepare students for college).Shortly <strong>the</strong>reafter, all <strong>the</strong> o<strong>the</strong>r NewEngland colonies, except for RhodeIsland, followed its example.The Pilgrims and Puritans hadbrought <strong>the</strong>ir own little librariesand continued to import booksfrom London. And as early as <strong>the</strong>1680s, Boston booksellers were doinga thriving b<strong>us</strong>iness in works <strong>of</strong>classical literature, <strong>history</strong>, politics,philosophy, science, <strong>the</strong>ology, andbelles-lettres. In 1638 <strong>the</strong> first printingpress in <strong>the</strong> English colonies and<strong>the</strong> second in North America wasinstalled at Harvard College.The first school in Pennsylvaniawas begun in 1683. It taught reading,writing, and keeping <strong>of</strong> accounts.Thereafter, in some fashion, everyQuaker community provided for <strong>the</strong>elementary teaching <strong>of</strong> its children.More advanced training — in classicallanguages, <strong>history</strong>, and literature— was <strong>of</strong>fered at <strong>the</strong> Friends PublicSchool, which still operates in Philadelphiaas <strong>the</strong> William Penn CharterSchool. The school was free to <strong>the</strong>poor, but parents were required topay tuition if <strong>the</strong>y were able.In Philadelphia, numero<strong>us</strong> privateschools with no religio<strong>us</strong> affiliationtaught languages, ma<strong>the</strong>matics,and natural science; <strong>the</strong>re werealso night schools for adults. Womenwere not entirely overlooked, but<strong>the</strong>ir educational opportunities werelimited to training in activities thatcould be conducted in <strong>the</strong> home.Private teachers instructed <strong>the</strong>daughters <strong>of</strong> prospero<strong>us</strong> Philadelphiansin French, m<strong>us</strong>ic, dancing,painting, singing, grammar, andsometimes bookkeeping.2627


CHAPTER 2: THE COLONIAL PERIODOUTLINE OF U.S. HISTORYIn <strong>the</strong> 18th century, <strong>the</strong> intellectualand cultural development<strong>of</strong> Pennsylvania reflected, in largemeasure, <strong>the</strong> vigoro<strong>us</strong> personalities<strong>of</strong> two men: James Logan and BenjaminFranklin. Logan was secretary<strong>of</strong> <strong>the</strong> colony, and it was in his fine librarythat young Franklin found <strong>the</strong>latest scientific works. In 1745 Loganerected a building for his collectionand bequea<strong>the</strong>d both building andbooks to <strong>the</strong> city.Franklin contributed even moreto <strong>the</strong> intellectual activity <strong>of</strong> Philadelphia.He formed a debating clubthat became <strong>the</strong> embryo <strong>of</strong> <strong>the</strong>American Philosophical Society. Hisendeavors also led to <strong>the</strong> founding<strong>of</strong> a public academy that later developedinto <strong>the</strong> University <strong>of</strong> Pennsylvania.He was a prime mover in<strong>the</strong> establishment <strong>of</strong> a subscriptionlibrary, which he called “<strong>the</strong> mo<strong>the</strong>r<strong>of</strong> all North American subscriptionlibraries.”In <strong>the</strong> Sou<strong>the</strong>rn colonies, wealthyplanters and merchants importedprivate tutors from Ireland or Scotlandto teach <strong>the</strong>ir children. Somesent <strong>the</strong>ir children to school in England.Having <strong>the</strong>se o<strong>the</strong>r opportunities,<strong>the</strong> upper classes in <strong>the</strong> Tidewaterwere not interested in supportingpublic education. In addition, <strong>the</strong>diff<strong>us</strong>ion <strong>of</strong> farms and plantationsmade <strong>the</strong> formation <strong>of</strong> communityschools difficult. There were only afew free schools in Virginia.The desire for learning did notstop at <strong>the</strong> borders <strong>of</strong> establishedcommunities, however. On <strong>the</strong> frontier,<strong>the</strong> Scots-Irish, though living inprimitive cabins, were firm devotees<strong>of</strong> scholarship, and <strong>the</strong>y made greatefforts to attract learned ministers to<strong>the</strong>ir settlements.Literary production in <strong>the</strong>colonies was largely confined toNew England. Here attention concentratedon religio<strong>us</strong> subjects.Sermons were <strong>the</strong> most commonproducts <strong>of</strong> <strong>the</strong> press. A famo<strong>us</strong>Puritan minister, <strong>the</strong> Reverend CottonMa<strong>the</strong>r, wrote some 400 works.His masterpiece, Magnalia ChristiAmericana, presented <strong>the</strong> pageant<strong>of</strong> New England’s <strong>history</strong>. The mostpopular single work <strong>of</strong> <strong>the</strong> day was<strong>the</strong> Reverend Michael Wigglesworth’slong poem, “The Day <strong>of</strong> Doom,”which described <strong>the</strong> Last Judgmentin terrifying terms.In 1704 Cambridge, Massach<strong>us</strong>etts,launched <strong>the</strong> colonies’ firstsuccessful newspaper. By 1745 <strong>the</strong>rewere 22 newspapers being publishedin British North America.In New York, an important stepin establishing <strong>the</strong> principle <strong>of</strong> freedom<strong>of</strong> <strong>the</strong> press took place with <strong>the</strong>case <strong>of</strong> John Peter Zenger, whoseNew York Weekly Journal, begun in1733, represented <strong>the</strong> opposition to<strong>the</strong> government. After two years <strong>of</strong>publication, <strong>the</strong> colonial governorcould no longer tolerate Zenger’ssatirical barbs, and had him throwninto prison on a charge <strong>of</strong> seditio<strong>us</strong>libel. Zenger continued to edit hispaper from jail during his ninemonthtrial, which excited intenseinterest throughout <strong>the</strong> colonies.Andrew Hamilton, <strong>the</strong> prominentlawyer who defended Zenger, arguedthat <strong>the</strong> charges printed by Zengerwere true and hence not libelo<strong>us</strong>.The jury returned a verdict <strong>of</strong> notguilty, and Zenger went free.The increasing prosperity <strong>of</strong> <strong>the</strong>towns prompted fears that <strong>the</strong> devilwas luring society into pursuit <strong>of</strong>worldly gain and may have contributedto <strong>the</strong> religio<strong>us</strong> reaction <strong>of</strong> <strong>the</strong>1730s, known as <strong>the</strong> Great Awakening.Its two immediate sources wereGeorge Whitefield, a Wesleyan revivalistwho arrived from Englandin 1739, and Jonathan Edwards, whoserved <strong>the</strong> Congregational Churchin Northampton, Massach<strong>us</strong>etts.Whitefield began a religio<strong>us</strong> revivalin Philadelphia and <strong>the</strong>n movedon to New England. He enthralledaudiences <strong>of</strong> up to 20,000 peopleat a time with histrionic displays,gestures, and emotional oratory.Religio<strong>us</strong> turmoil swept throughoutNew England and <strong>the</strong> middlecolonies as ministers left establishedchurches to preach <strong>the</strong> revival.Edwards was <strong>the</strong> most prominent<strong>of</strong> those influenced by Whitefieldand <strong>the</strong> Great Awakening. His mostmemorable contribution was his1741 sermon, “Sinners in <strong>the</strong> Hands<strong>of</strong> an Angry God.” Rejecting <strong>the</strong>atrics,he delivered his message in aquiet, thoughtful manner, arguingthat <strong>the</strong> established churches soughtto deprive Christianity <strong>of</strong> its function<strong>of</strong> redemption from sin. Hismagnum op<strong>us</strong>, Of Freedom <strong>of</strong> Will(1754), attempted to reconcile Calvinismwith <strong>the</strong> Enlightenment.The Great Awakening gave riseto evangelical denominations (thoseChristian churches that believe inpersonal conversion and <strong>the</strong> inerrancy<strong>of</strong> <strong>the</strong> Bible) and <strong>the</strong> spirit <strong>of</strong>revivalism, which continue to playsignificant roles in American religio<strong>us</strong>and cultural life. It weakened<strong>the</strong> stat<strong>us</strong> <strong>of</strong> <strong>the</strong> established clergyand provoked believers to rely on<strong>the</strong>ir own conscience. Perhaps mostimportant, it led to <strong>the</strong> proliferation<strong>of</strong> sects and denominations, whichin turn encouraged general acceptance<strong>of</strong> <strong>the</strong> principle <strong>of</strong> religio<strong>us</strong>toleration.EMERGENCE OF COLONIALGOVERNMENTIn <strong>the</strong> early phases <strong>of</strong> colonial development,a striking feature was <strong>the</strong>lack <strong>of</strong> controlling influence by <strong>the</strong>English government. All colonies exceptGeorgia emerged as companies<strong>of</strong> shareholders, or as feudal proprietorshipsstemming from chartersgranted by <strong>the</strong> Crown. The fact that<strong>the</strong> king had transferred his immediatesovereignty over <strong>the</strong> New Worldsettlements to stock companies andproprietors did not, <strong>of</strong> course, meanthat <strong>the</strong> colonists in America werenecessarily free <strong>of</strong> outside control.Under <strong>the</strong> terms <strong>of</strong> <strong>the</strong> VirginiaCompany charter, for example, fullgovernmental authority was vestedin <strong>the</strong> company itself. Never<strong>the</strong>less,<strong>the</strong> crown expected that <strong>the</strong> companywould be resident in England.Inhabitants <strong>of</strong> Virginia, <strong>the</strong>n, wouldhave no more voice in <strong>the</strong>ir governmentthan if <strong>the</strong> king himself hadretained absolute rule.2829


CHAPTER 2: THE COLONIAL PERIODOUTLINE OF U.S. HISTORYStill, <strong>the</strong> colonies considered<strong>the</strong>mselves chiefly as commonwealthsor states, much like Englanditself, having only a loose associationwith <strong>the</strong> authorities in London. Inone way or ano<strong>the</strong>r, excl<strong>us</strong>ive rulefrom <strong>the</strong> outside wi<strong>the</strong>red away. Thecolonists — inheritors <strong>of</strong> <strong>the</strong> longEnglish tradition <strong>of</strong> <strong>the</strong> strugglefor political liberty — incorporatedconcepts <strong>of</strong> freedom into Virginia’sfirst charter. It provided that Englishcolonists were to exercise all liberties,franchises, and immunities “asif <strong>the</strong>y had been abiding and bornwithin this our Realm <strong>of</strong> England.”They were, <strong>the</strong>n, to enjoy <strong>the</strong> benefits<strong>of</strong> <strong>the</strong> Magna Carta — <strong>the</strong>charter <strong>of</strong> English political andcivil liberties granted by King Johnin 1215 — and <strong>the</strong> common law— <strong>the</strong> English system <strong>of</strong> law basedon legal precedents or tradition, notstatutory law. In 1618 <strong>the</strong> VirginiaCompany issued instructions to itsappointed governor providing thatfree inhabitants <strong>of</strong> <strong>the</strong> plantationsshould elect representatives to joinwith <strong>the</strong> governor and an appointivecouncil in passing ordinances for <strong>the</strong>welfare <strong>of</strong> <strong>the</strong> colony.These measures proved to besome <strong>of</strong> <strong>the</strong> most far-reaching in <strong>the</strong>entire colonial period. From <strong>the</strong>non, it was generally accepted that <strong>the</strong>colonists had a right to participate in<strong>the</strong>ir own government. In most instances,<strong>the</strong> king, in making futuregrants, provided in <strong>the</strong> charter that<strong>the</strong> free men <strong>of</strong> <strong>the</strong> colony shouldhave a voice in legislation affecting<strong>the</strong>m. Th<strong>us</strong>, charters awarded to <strong>the</strong>Calverts in Maryland, William Pennin Pennsylvania, <strong>the</strong> proprietors inNorth and South Carolina, and <strong>the</strong>proprietors in New Jersey specifiedthat legislation should be enactedwith “<strong>the</strong> consent <strong>of</strong> <strong>the</strong> freemen.”In New England, for many years,<strong>the</strong>re was even more completeself-government than in <strong>the</strong> o<strong>the</strong>rcolonies. Aboard <strong>the</strong> Mayflower, <strong>the</strong>Pilgrims adopted an instrument forgovernment called <strong>the</strong> “MayflowerCompact,” to “combine ourselves toge<strong>the</strong>rinto a civil body politic for ourbetter ordering and preservation ...and by virtue here<strong>of</strong> [to] enact, constitute,and frame such j<strong>us</strong>t and equallaws, ordinances, acts, constitutions,and <strong>of</strong>fices ... as shall be thought mostmeet and convenient for <strong>the</strong> generalgood <strong>of</strong> <strong>the</strong> colony. ...”Although <strong>the</strong>re was no legal basisfor <strong>the</strong> Pilgrims to establish a system<strong>of</strong> self-government, <strong>the</strong> action wasnot contested, and, under <strong>the</strong> compact,<strong>the</strong> Plymouth settlers were ablefor many years to conduct <strong>the</strong>ir ownaffairs without outside interference.A similar situation developed in<strong>the</strong> Massach<strong>us</strong>etts Bay Company,which had been given <strong>the</strong> right togovern itself. Th<strong>us</strong>, full authorityrested in <strong>the</strong> hands <strong>of</strong> persons residingin <strong>the</strong> colony. At first, <strong>the</strong> dozenor so original members <strong>of</strong> <strong>the</strong> companywho had come to America attemptedto rule autocratically. But<strong>the</strong> o<strong>the</strong>r colonists soon demandeda voice in public affairs and indicatedthat ref<strong>us</strong>al would lead to amass migration.The company members yielded,and control <strong>of</strong> <strong>the</strong> governmentpassed to elected representatives.Subsequently, o<strong>the</strong>r New Englandcolonies — such as Connecticutand Rhode Island — also succeededin becoming self-governing simplyby asserting that <strong>the</strong>y were beyondany governmental authority, and<strong>the</strong>n setting up <strong>the</strong>ir own politicalsystem modeled after that <strong>of</strong> <strong>the</strong>Pilgrims at Plymouth.In only two cases was <strong>the</strong> selfgovernmentprovision omitted.These were New York, which wasgranted to Charles II’s bro<strong>the</strong>r, <strong>the</strong>Duke <strong>of</strong> York (later to become KingJames II), and Georgia, which wasgranted to a group <strong>of</strong> “tr<strong>us</strong>tees.” Inboth instances <strong>the</strong> provisions forgovernance were short-lived, for<strong>the</strong> colonists demanded legislativerepresentation so insistently that <strong>the</strong>authorities soon yielded.In <strong>the</strong> mid-17th century, <strong>the</strong>English were too distracted by <strong>the</strong>irCivil War (1642-49) and OliverCromwell’s Puritan Commonwealthto pursue an effective colonial policy.After <strong>the</strong> restoration <strong>of</strong> CharlesII and <strong>the</strong> Stuart dynasty in 1660,England had more opportunity toattend to colonial administration.Even <strong>the</strong>n, however, it was inefficientand lacked a coherent plan.The colonies were left largely to <strong>the</strong>irown devices.The remoteness afforded by a vastocean also made control <strong>of</strong> <strong>the</strong> coloniesdifficult. Added to this was <strong>the</strong>character <strong>of</strong> life itself in early America.From countries limited in spaceand dotted with populo<strong>us</strong> towns,<strong>the</strong> settlers had come to a land <strong>of</strong>seemingly unending reach. On sucha continent, natural conditions promoteda tough individualism, aspeople became <strong>us</strong>ed to making <strong>the</strong>irown decisions. Government penetrated<strong>the</strong> backcountry only slowly,and conditions <strong>of</strong> anarchy <strong>of</strong>ten prevailedon <strong>the</strong> frontier.Yet <strong>the</strong> assumption <strong>of</strong> self-governmentin <strong>the</strong> colonies did not goentirely unchallenged. In <strong>the</strong> 1670s,<strong>the</strong> Lords <strong>of</strong> Trade and Plantations,a royal committee established toenforce <strong>the</strong> mercantile system in<strong>the</strong> colonies, moved to annul <strong>the</strong>Massach<strong>us</strong>etts Bay charter beca<strong>us</strong>e<strong>the</strong> colony was resisting <strong>the</strong> government’seconomic policy. James II in1685 approved a proposal to createa Dominion <strong>of</strong> New England andplace colonies south through NewJersey under its jurisdiction, <strong>the</strong>rebytightening <strong>the</strong> Crown’s control over<strong>the</strong> whole region. A royal governor,Sir Edmund Andros, levied taxesby executive order, implemented anumber <strong>of</strong> o<strong>the</strong>r harsh measures,and jailed those who resisted.When news <strong>of</strong> <strong>the</strong> Glorio<strong>us</strong> Revolution(1688-89), which deposedJames II in England, reached Boston,<strong>the</strong> population rebelled and imprisonedAndros. Under a new charter,Massach<strong>us</strong>etts and Plymouth wereunited for <strong>the</strong> first time in 1691 as<strong>the</strong> royal colony <strong>of</strong> Massach<strong>us</strong>ettsBay. The o<strong>the</strong>r New England coloniesquickly reinstalled <strong>the</strong>ir previo<strong>us</strong>governments.The English Bill <strong>of</strong> Rights and<strong>the</strong> Toleration Act <strong>of</strong> 1689 affirmed3031


CHAPTER 2: THE COLONIAL PERIODOUTLINE OF U.S. HISTORYfreedom <strong>of</strong> worship for Christiansin <strong>the</strong> colonies as well as in Englandand enforced limits on <strong>the</strong> Crown.Equally important, John Locke’sSecond Treatise on Government(1690), <strong>the</strong> Glorio<strong>us</strong> Revolution’smajor <strong>the</strong>oretical j<strong>us</strong>tification, setforth a <strong>the</strong>ory <strong>of</strong> government basednot on divine right but on contract.It contended that <strong>the</strong> people, endowedwith natural rights <strong>of</strong> life,liberty, and property, had <strong>the</strong> rightto rebel when governments violated<strong>the</strong>ir rights.By <strong>the</strong> early 18th century, almostall <strong>the</strong> colonies had been broughtunder <strong>the</strong> direct jurisdiction <strong>of</strong> <strong>the</strong>British Crown, but under <strong>the</strong> rulesestablished by <strong>the</strong> Glorio<strong>us</strong> Revolution.Colonial governors sought toexercise powers that <strong>the</strong> king hadlost in England, but <strong>the</strong> colonialassemblies, aware <strong>of</strong> events <strong>the</strong>re,attempted to assert <strong>the</strong>ir “rights”and “liberties.” Their leverage restedon two significant powers similarto those held by <strong>the</strong> English Parliament:<strong>the</strong> right to vote on taxes andexpenditures, and <strong>the</strong> right to initiatelegislation ra<strong>the</strong>r than merely reactto proposals <strong>of</strong> <strong>the</strong> governor.The legislatures <strong>us</strong>ed <strong>the</strong>se rightsto check <strong>the</strong> power <strong>of</strong> royal governorsand to pass o<strong>the</strong>r measures toexpand <strong>the</strong>ir power and influence.The recurring clashes between governorand assembly made colonialpolitics tumultuo<strong>us</strong> and workedincreasingly to awaken <strong>the</strong> coloniststo <strong>the</strong> divergence between Americanand English interests. In many cases,<strong>the</strong> royal authorities did not understand<strong>the</strong> importance <strong>of</strong> what <strong>the</strong>colonial assemblies were doing andsimply neglected <strong>the</strong>m. None<strong>the</strong>less,<strong>the</strong> precedents and principlesestablished in <strong>the</strong> conflicts betweenassemblies and governors eventuallybecame part <strong>of</strong> <strong>the</strong> unwritten “constitution”<strong>of</strong> <strong>the</strong> colonies. In this way,<strong>the</strong> colonial legislatures asserted <strong>the</strong>right <strong>of</strong> self-government.THE FRENCH ANDINDIAN WARFrance and Britain engaged in asuccession <strong>of</strong> wars in Europe and<strong>the</strong> Caribbean throughout <strong>the</strong> 18thcentury. Though Britain securedcertain advantages — primarily in<strong>the</strong> sugar-rich islands <strong>of</strong> <strong>the</strong> Caribbean— <strong>the</strong> struggles were generallyindecisive, and France remained in apowerful position in North America.By 1754, France still had a strongrelationship with a number <strong>of</strong> NativeAmerican tribes in Canada andalong <strong>the</strong> Great Lakes. It controlled<strong>the</strong> Mississippi River and, by establishinga line <strong>of</strong> forts and tradingposts, had marked out a great crescent-shapedempire stretching fromQuebec to New Orleans. The Britishremained confined to <strong>the</strong> narrowbelt east <strong>of</strong> <strong>the</strong> Appalachian Mountains.Th<strong>us</strong> <strong>the</strong> French threatenednot only <strong>the</strong> British Empire but also<strong>the</strong> American colonists <strong>the</strong>mselves,for in holding <strong>the</strong> Mississippi Valley,France could limit <strong>the</strong>ir westwardexpansion.An armed clash took place in1754 at Fort Duquesne, <strong>the</strong> site wherePittsburgh, Pennsylvania, is now located,between a band <strong>of</strong> French regularsand Virginia militiamen under<strong>the</strong> command <strong>of</strong> 22-year-old GeorgeWashington, a Virginia planter andsurveyor. The British governmentattempted to deal with <strong>the</strong> conflictby calling a meeting <strong>of</strong> representativesfrom New York, Pennsylvania,Maryland, and <strong>the</strong> New Englandcolonies. From June 19 to July 10,1754, <strong>the</strong> Albany Congress, as itcame to be known, met with <strong>the</strong> Iroquoisin Albany, New York, in orderto improve relations with <strong>the</strong>m andsecure <strong>the</strong>ir loyalty to <strong>the</strong> British.But <strong>the</strong> delegates also declareda union <strong>of</strong> <strong>the</strong> American colonies“absolutely necessary for <strong>the</strong>ir preservation”and adopted a proposaldrafted by Benjamin Franklin. TheAlbany Plan <strong>of</strong> Union provided for apresident appointed by <strong>the</strong> king anda grand council <strong>of</strong> delegates chosenby <strong>the</strong> assemblies, with each colonyto be represented in proportion to itsfinancial contributions to <strong>the</strong> generaltreasury. This body would havecharge <strong>of</strong> defense, Native Americanrelations, and trade and settlement<strong>of</strong> <strong>the</strong> west. Most importantly, itwould have independent authorityto levy taxes. But none <strong>of</strong> <strong>the</strong> coloniesaccepted <strong>the</strong> plan, since <strong>the</strong>ywere not prepared to surrender ei<strong>the</strong>r<strong>the</strong> power <strong>of</strong> taxation or controlover <strong>the</strong> development <strong>of</strong> <strong>the</strong> westernlands to a central authority.England’s superior strategic positionand her competent leadershipultimately brought victory in <strong>the</strong>conflict with France, known as <strong>the</strong>French and Indian War in Americaand <strong>the</strong> Seven Years’ War in Europe.Only a modest portion <strong>of</strong> it wasfought in <strong>the</strong> Western Hemisphere.In <strong>the</strong> Peace <strong>of</strong> Paris (1763),France relinquished all <strong>of</strong> Canada,<strong>the</strong> Great Lakes, and <strong>the</strong> territoryeast <strong>of</strong> <strong>the</strong> Mississippi to <strong>the</strong> British.The dream <strong>of</strong> a French empire inNorth America was over.Having triumphed over France,Britain was now compelled to facea problem that it had hi<strong>the</strong>rto neglected,<strong>the</strong> governance <strong>of</strong> its empire.London thought it essential toorganize its now vast possessions t<strong>of</strong>acilitate defense, reconcile <strong>the</strong> divergentinterests <strong>of</strong> different areas andpeoples, and distribute more evenly<strong>the</strong> cost <strong>of</strong> imperial administration.In North America alone, Britishterritories had more than doubled.A population that had been predominantlyProtestant and English nowincluded French-speaking Catholicsfrom Quebec, and large numbers <strong>of</strong>partly Christianized Native Americans.Defense and administration<strong>of</strong> <strong>the</strong> new territories, as well as <strong>of</strong><strong>the</strong> old, would require huge sums <strong>of</strong>money and increased personnel. Theold colonial system was obvio<strong>us</strong>lyinadequate to <strong>the</strong>se tasks. Measuresto establish a new one, however,would ro<strong>us</strong>e <strong>the</strong> latent s<strong>us</strong>picions<strong>of</strong> colonials who increasingly wouldsee Britain as no longer a protector<strong>of</strong> <strong>the</strong>ir rights, but ra<strong>the</strong>r a dangerto <strong>the</strong>m. 93233


CHAPTER 2: THE COLONIAL PERIODOUTLINE OF U.S. HISTORYAN EXCEPTIONAL NATION?The <strong>United</strong> <strong>States</strong> <strong>of</strong> America did not emerge as a nation until about 175years after its establishment as a group <strong>of</strong> mostly British colonies. Yet from <strong>the</strong>beginning it was a different society in <strong>the</strong> eyes <strong>of</strong> many Europeans who viewedit from afar, whe<strong>the</strong>r with hope or apprehension. Most <strong>of</strong> its settlers — whe<strong>the</strong>r<strong>the</strong> younger sons <strong>of</strong> aristocrats, religio<strong>us</strong> dissenters, or impoverished indenturedservants — came <strong>the</strong>re lured by a promise <strong>of</strong> opportunity or freedom notavailable in <strong>the</strong> Old World. The first Americans were reborn free, establishing<strong>the</strong>mselves in a wilderness unencumbered by any social order o<strong>the</strong>r than that<strong>of</strong> <strong>the</strong> primitive aboriginal peoples <strong>the</strong>y displaced. Having left <strong>the</strong> baggage <strong>of</strong>a feudal order behind <strong>the</strong>m, <strong>the</strong>y faced few obstacles to <strong>the</strong> development <strong>of</strong> asociety built on <strong>the</strong> principles <strong>of</strong> political and social liberalism that emergedwith difficulty in 17th- and 18th-century Europe. Based on <strong>the</strong> thinking <strong>of</strong> <strong>the</strong>philosopher John Locke, this sort <strong>of</strong> liberalism emphasized <strong>the</strong> rights <strong>of</strong> <strong>the</strong>individual and constraints on government power.Most immigrants to America came from <strong>the</strong> British Isles, <strong>the</strong> mostliberal <strong>of</strong> <strong>the</strong> European polities along with The Ne<strong>the</strong>rlands. In religion, <strong>the</strong>majority adhered to vario<strong>us</strong> forms <strong>of</strong> Calvinism with its emphasis on bothdivine and secular contractual relationships. These greatly facilitated <strong>the</strong>emergence <strong>of</strong> a social order built on individual rights and social mobility. Thedevelopment <strong>of</strong> a more complex and highly structured commercial society incoastal cities by <strong>the</strong> mid-18th century did not stunt this trend; it was in <strong>the</strong>secities that <strong>the</strong> American Revolution was made. The constant reconstruction <strong>of</strong>society along an ever-receding Western frontier equally contributed to a liberal-democraticspirit.In Europe, ideals <strong>of</strong> individual rights advanced slowly and unevenly; <strong>the</strong>concept <strong>of</strong> democracy was even more alien. The attempt to establish both incontinental Europe’s oldest nation led to <strong>the</strong> French Revolution. The effort todestroy a ne<strong>of</strong>eudal society while establishing <strong>the</strong> rights <strong>of</strong> man and democraticfraternity generated terror, dictatorship, and Napoleonic despotism. In <strong>the</strong>end, it led to reaction and gave legitimacy to a decadent old order. In America,<strong>the</strong> European past was overwhelmed by ideals that sprang naturally from <strong>the</strong>process <strong>of</strong> building a new society on virgin land. The principles <strong>of</strong> liberalismand democracy were strong from <strong>the</strong> beginning. A society that had thrown <strong>of</strong>f<strong>the</strong> burdens <strong>of</strong> European <strong>history</strong> would naturally give birth to a nation thatsaw itself as exceptional.THE WITCHES OF SALEMIn 1692 a group <strong>of</strong> adolescent girls in Salem Village, Massach<strong>us</strong>etts, becamesubject to strange fits after hearing tales told by a West Indian slave. Theyacc<strong>us</strong>ed several women <strong>of</strong> being witches. The townspeople were appalled butnot surprised: Belief in witchcraft was widespread throughout 17th-centuryAmerica and Europe. Town <strong>of</strong>ficials convened a court to hear <strong>the</strong> charges <strong>of</strong>witchcraft. Within a month, six women were convicted and hanged.The hysteria grew, in large measure beca<strong>us</strong>e <strong>the</strong> court permitted witnessesto testify that <strong>the</strong>y had seen <strong>the</strong> acc<strong>us</strong>ed as spirits or in visions. Such“spectral evidence” could nei<strong>the</strong>r be verified nor made subject to objectiveexamination. By <strong>the</strong> fall <strong>of</strong> 1692, 20 victims, including several men, had beenexecuted, and more than 100 o<strong>the</strong>rs were in jail (where ano<strong>the</strong>r five victimsdied) — among <strong>the</strong>m some <strong>of</strong> <strong>the</strong> town’s most prominent citizens. When <strong>the</strong>charges threatened to spread beyond Salem, ministers throughout <strong>the</strong> colonycalled for an end to <strong>the</strong> trials. The governor <strong>of</strong> <strong>the</strong> colony agreed. Those stillin jail were later acquitted or given reprieves.Although an isolated incident, <strong>the</strong> Salem episode has long fascinatedAmericans. Most historians agree that Salem Village in 1692 experienced akind <strong>of</strong> public hysteria, fueled by a genuine belief in <strong>the</strong> existence <strong>of</strong> witchcraft.While some <strong>of</strong> <strong>the</strong> girls may have been acting, many responsible adultsbecame caught up in <strong>the</strong> frenzy as well.Even more revealing is a closer analysis <strong>of</strong> <strong>the</strong> identities <strong>of</strong> <strong>the</strong> acc<strong>us</strong>edand <strong>the</strong> acc<strong>us</strong>ers. Salem Village, as much <strong>of</strong> colonial New England, wasundergoing an economic and political transition from a largely agrarian, Puritan-dominatedcommunity to a more commercial, secular society. Many <strong>of</strong><strong>the</strong> acc<strong>us</strong>ers were representatives <strong>of</strong> a traditional way <strong>of</strong> life tied to farmingand <strong>the</strong> church, whereas a number <strong>of</strong> <strong>the</strong> acc<strong>us</strong>ed witches were members <strong>of</strong> arising commercial class <strong>of</strong> small shopkeepers and tradesmen. Salem’s obscurestruggle for social and political power between older traditional groups and anewer commercial class was one repeated in communities throughout American<strong>history</strong>. It took a bizarre and deadly detour when its citizens were sweptup by <strong>the</strong> conviction that <strong>the</strong> devil was loose in <strong>the</strong>ir homes.The Salem witch trials also serve as a dramatic parable <strong>of</strong> <strong>the</strong> deadlyconsequences <strong>of</strong> making sensational, but false, charges. Three hundred yearslater, we still call false acc<strong>us</strong>ations against a large number <strong>of</strong> people a“witch hunt.”3435


CHAPTER 2: THE COLONIAL PERIODOUTLINE OF U.S. HISTORYMap depicting <strong>the</strong> English colonies and western territories, 1763-1775.37


John Smith,<strong>the</strong> stalwartEnglish explorerand settler whoseleadership helpedsave Jamestown fromcollapse during its criticalearly years.B E C O M I N G ANATIONA P I C T U R E P R O F I L EThe <strong>United</strong> <strong>States</strong> <strong>of</strong> America was transformed in <strong>the</strong> two centuriesfrom <strong>the</strong> first English settlement at Jamestown in 1607 to <strong>the</strong>beginning <strong>of</strong> <strong>the</strong> 19th century. From a series <strong>of</strong> isolated colonialsettlements hugging <strong>the</strong> Atlantic Coast, <strong>the</strong> <strong>United</strong> <strong>States</strong> evolvedinto a new nation, born in revolution, and guided by a Constitutionembodying <strong>the</strong> principles <strong>of</strong> democratic self-government.Detail from a painting by American artist Benjamin West(1738-1820), which depicts William Penn’s treaty with <strong>the</strong>Native Americans living where he founded <strong>the</strong> colony <strong>of</strong>Pennsylvania as a haven for Quakers and o<strong>the</strong>rs seekingreligio<strong>us</strong> freedom. Penn’s fair treatment <strong>of</strong> <strong>the</strong> DelawareIndians led to long-term, friendly relations, unlike <strong>the</strong> conflictsbetween European settlers and Indian tribes in o<strong>the</strong>r colonies.3839


A devout Puritan elder (right) confronts patrons drinking ale outside atavern. Tensions between <strong>the</strong> strictly religio<strong>us</strong> Puritans, who first settled<strong>the</strong> region, and <strong>the</strong> more secular population were characteristic <strong>of</strong> <strong>the</strong>colonial era in New England.Cotton Ma<strong>the</strong>r was one <strong>of</strong><strong>the</strong> leading Puritan figures<strong>of</strong> <strong>the</strong> late 17th and early18th centuries. His massiveEcclesiastical History <strong>of</strong>New England (1702) is anexha<strong>us</strong>tive chronicle <strong>of</strong> <strong>the</strong>settlement <strong>of</strong> New Englandand <strong>the</strong> Puritan effort toestablish a kingdom <strong>of</strong> Godin <strong>the</strong> wilderness <strong>of</strong> <strong>the</strong>New World.Statue <strong>of</strong> Roger Williams, early champion <strong>of</strong> religio<strong>us</strong> freedomand <strong>the</strong> separation <strong>of</strong> church and state. Williams founded <strong>the</strong> colony <strong>of</strong>Rhode Island after leaving Massach<strong>us</strong>etts beca<strong>us</strong>e <strong>of</strong> his disapproval<strong>of</strong> its religio<strong>us</strong> ties to <strong>the</strong> Church <strong>of</strong> England.40 41


Benjamin Franklin: scientist, inventor, writer,newspaper publisher, city fa<strong>the</strong>r <strong>of</strong> Philadelphia,diplomat, and signer <strong>of</strong> both <strong>the</strong> Declaration <strong>of</strong>Independence and <strong>the</strong> Constitution. Franklinembodied <strong>the</strong> virtues <strong>of</strong> shrewd practicality and<strong>the</strong> optimistic belief in self-improvement <strong>of</strong>tenassociated with America itself.Drawing <strong>of</strong> revolutionary firebrand Patrick Henry (standingto <strong>the</strong> left) uttering perhaps <strong>the</strong> most famo<strong>us</strong> words <strong>of</strong> <strong>the</strong>American Revolution — “Give me liberty or give me death!”— in a debate before <strong>the</strong> Virginia Assembly in 1775.James Madison, fourth president <strong>of</strong><strong>the</strong> <strong>United</strong> <strong>States</strong>, is <strong>of</strong>ten regardedas <strong>the</strong> “Fa<strong>the</strong>r <strong>of</strong> <strong>the</strong> Constitution.”His essays in <strong>the</strong> debate overratification <strong>of</strong> <strong>the</strong> Constitution werecollected with those <strong>of</strong> AlexanderHamilton and John Jay as TheFederalist Papers. Today, <strong>the</strong>y areregarded as a classic defense <strong>of</strong>republican government, in which <strong>the</strong>executive, legislative, and judicialbranches check and balance eacho<strong>the</strong>r to protect <strong>the</strong> rights andfreedoms <strong>of</strong> <strong>the</strong> people.42 43


Artist’s depiction <strong>of</strong> <strong>the</strong> first shots <strong>of</strong> <strong>the</strong> AmericanRevolution, fired at Lexington, Massach<strong>us</strong>etts,on April 19, 1775. Local militia confronted Britishtroops marching to seize colonial armamentsin <strong>the</strong> nearby town <strong>of</strong> Concord.4445


Thomas Jefferson, author <strong>of</strong> <strong>the</strong> Declaration<strong>of</strong> Independence and third president <strong>of</strong><strong>the</strong> <strong>United</strong> <strong>States</strong>. Jefferson also founded<strong>the</strong> University <strong>of</strong> Virginia and built one<strong>of</strong> America’s most celebrated ho<strong>us</strong>es,Monticello, in Charlottesville, Virginia.Above: Surrender <strong>of</strong> Lord Cornwallis and <strong>the</strong> British army to Americanand French forces commanded by George Washington at Yorktown,Virginia, on October 19, 1781. The battle <strong>of</strong> Yorktown led to <strong>the</strong> end <strong>of</strong> <strong>the</strong>war and American independence, secured in <strong>the</strong> 1783 Treaty <strong>of</strong> Paris.Left: U.S. postage stamp commemorating <strong>the</strong> bicentennial <strong>of</strong> <strong>the</strong> Lewisand Clark expedition, one <strong>of</strong> Thomas Jefferson’s visionary projects.Meriwe<strong>the</strong>r Lewis, Jeffferson’s secretary, and his friend, William Clark,accompanied by a party <strong>of</strong> more than 30 persons, set out on a journey into<strong>the</strong> uncharted West that lasted four years. They traveled tho<strong>us</strong>ands <strong>of</strong>miles, from Camp Wood, Illinois, to Oregon, through lands that eventuallybecame 11 American states.47


Alexander Hamilton, secretary <strong>of</strong> <strong>the</strong> treasury in <strong>the</strong> administration <strong>of</strong>President George Washington. Hamilton advocated a strong federal governmentand <strong>the</strong> encouragement <strong>of</strong> ind<strong>us</strong>try. He was opposed by Thomas Jefferson,a believer in decentralized government, states’ rights, and <strong>the</strong> virtues <strong>of</strong><strong>the</strong> independent farmers and land owners.John Marshall, chief j<strong>us</strong>tice <strong>of</strong> <strong>the</strong> U.S. Supreme Court from 1801 to 1835, in a portraitby Alonzo Chappel. In a series <strong>of</strong> landmark cases, Marshall established <strong>the</strong> principle<strong>of</strong> judicial review – <strong>the</strong> right <strong>of</strong> <strong>the</strong> courts to determine if any act <strong>of</strong> Congress or <strong>the</strong>executive branch is constitutional, and <strong>the</strong>refore valid and legal.48 49


C H A P T E R3THE ROADTOINDEPENDENCEThe protest against Britishtaxes known as <strong>the</strong> “BostonTea Party,” 1773.50


CHAPTER 3: THE ROAD TO INDEPENDENCEOUTLINE OF U.S. HISTORY“The Revolution was effectedbefore <strong>the</strong> war commenced.The Revolution was in<strong>the</strong> hearts and minds <strong>of</strong><strong>the</strong> people.”Throughout <strong>the</strong> 18th century, <strong>the</strong>maturing British North Americancolonies inevitably forged a distinctidentity. They grew vastly in economicstrength and cultural attainment;virtually all had long years<strong>of</strong> self-government behind <strong>the</strong>m.In <strong>the</strong> 1760s <strong>the</strong>ir combined populationexceeded 1,500,000 — a sixfoldincrease since 1700. None<strong>the</strong>less,England and America did notbegin an overt parting <strong>of</strong> <strong>the</strong> waysuntil 1763, more than a centuryand a half after <strong>the</strong> founding <strong>of</strong> <strong>the</strong>first permanent settlement at Jamestown,Virginia.A NEW COLONIAL SYSTEMIn <strong>the</strong> aftermath <strong>of</strong> <strong>the</strong> French andIndian War, London saw a need fora new imperial design that wouldinvolve more centralized control,Former President John Adams, 1818spread <strong>the</strong> costs <strong>of</strong> empire more equitably,and speak to <strong>the</strong> interests <strong>of</strong>both French Canadians and NorthAmerican Indians. The colonies, on<strong>the</strong> o<strong>the</strong>r hand, long acc<strong>us</strong>tomed toa large measure <strong>of</strong> independence, expectedmore, not less, freedom. And,with <strong>the</strong> French menace eliminated,<strong>the</strong>y felt far less need for a strongBritish presence. A scarcely comprehendingCrown and Parliament on<strong>the</strong> o<strong>the</strong>r side <strong>of</strong> <strong>the</strong> Atlantic founditself contending with coloniststrained in self-government and impatientwith interference.The organization <strong>of</strong> Canadaand <strong>of</strong> <strong>the</strong> Ohio Valley necessitatedpolicies that would not alienate <strong>the</strong>French and Indian inhabitants. HereLondon was in fundamental conflictwith <strong>the</strong> interests <strong>of</strong> <strong>the</strong> colonies.Fast increasing in population, andneeding more land for settlement,<strong>the</strong>y claimed <strong>the</strong> right to extend<strong>the</strong>ir boundaries as far west as <strong>the</strong>Mississippi River.The British government, fearinga series <strong>of</strong> Indian wars, believedthat <strong>the</strong> lands should be opened ona more gradual basis. Restrictingmovement was also a way <strong>of</strong> ensuringroyal control over existing settlementsbefore allowing <strong>the</strong> formation<strong>of</strong> new ones. The Royal Proclamation<strong>of</strong> 1763 reserved all <strong>the</strong> westernterritory between <strong>the</strong> AlleghenyMountains, Florida, <strong>the</strong> MississippiRiver, and Quebec for <strong>us</strong>e by NativeAmericans. Th<strong>us</strong> <strong>the</strong> Crown attemptedto sweep away every westernland claim <strong>of</strong> <strong>the</strong> 13 colonies and tostop westward expansion. Althoughnever effectively enforced, this measure,in <strong>the</strong> eyes <strong>of</strong> <strong>the</strong> colonists,constituted a high-handed disregard<strong>of</strong> <strong>the</strong>ir fundamental right to occupyand settle western lands.More serio<strong>us</strong> in its reperc<strong>us</strong>sionswas <strong>the</strong> new British revenuepolicy. London needed more moneyto support its growing empire andfaced growing taxpayer discontent athome. It seemed reasonable enoughthat <strong>the</strong> colonies should pay for <strong>the</strong>irown defense. That would involve newtaxes, levied by Parliament — at <strong>the</strong>expense <strong>of</strong> colonial self-government.The first step was <strong>the</strong> replacement<strong>of</strong> <strong>the</strong> Molasses Act <strong>of</strong> 1733, whichplaced a prohibitive duty, or tax,on <strong>the</strong> import <strong>of</strong> rum and molassesfrom non-English areas, with <strong>the</strong>Sugar Act <strong>of</strong> 1764. This act outlawed<strong>the</strong> importation <strong>of</strong> foreign rum; italso put a modest duty on molassesfrom all sources and levied taxes onwines, silks, c<strong>of</strong>fee, and a number <strong>of</strong>o<strong>the</strong>r luxury items. The hope wasthat lowering <strong>the</strong> duty on molasseswould reduce <strong>the</strong> temptation tosmuggle <strong>the</strong> commodity from <strong>the</strong>Dutch and French West Indies for<strong>the</strong> rum distilleries <strong>of</strong> New England.The British government enforced<strong>the</strong> Sugar Act energetically. C<strong>us</strong>toms<strong>of</strong>ficials were ordered to show moreeffectiveness. British warships inAmerican waters were instructed toseize smugglers, and “writs <strong>of</strong> assistance,”or warrants, authorized <strong>the</strong>king’s <strong>of</strong>ficers to search s<strong>us</strong>pectedpremises.Both <strong>the</strong> duty imposed by <strong>the</strong>Sugar Act and <strong>the</strong> measures to enforceit ca<strong>us</strong>ed consternation amongNew England merchants. They contendedthat payment <strong>of</strong> even <strong>the</strong>small duty imposed would be ruino<strong>us</strong>to <strong>the</strong>ir b<strong>us</strong>inesses. Merchants,legislatures, and town meetings protested<strong>the</strong> law. Colonial lawyers protested“taxation without representation,”a slogan that was to persuademany Americans <strong>the</strong>y were beingoppressed by <strong>the</strong> mo<strong>the</strong>r country.Later in 1764, Parliament enacteda Currency Act “to prevent paperbills <strong>of</strong> credit hereafter issued inany <strong>of</strong> His Majesty’s colonies frombeing made legal tender.” Since <strong>the</strong>colonies were a deficit trade areaand were constantly short <strong>of</strong> hardcurrency, this measure added a serio<strong>us</strong>burden to <strong>the</strong> colonial economy.Equally objectionable from <strong>the</strong> colonialviewpoint was <strong>the</strong> QuarteringAct, passed in 1765, which required5253


CHAPTER 3: THE ROAD TO INDEPENDENCEOUTLINE OF U.S. HISTORYcolonies to provide royal troops withprovisions and barracks.THE STAMP ACTA general tax measure sparked<strong>the</strong> greatest organized resistance.Known as <strong>the</strong> “Stamp Act,” it requiredall newspapers, broadsides,pamphlets, licenses, leases, and o<strong>the</strong>rlegal documents to bear revenuestamps. The proceeds, collected byAmerican c<strong>us</strong>toms agents, would be<strong>us</strong>ed for “defending, protecting, andsecuring” <strong>the</strong> colonies.Bearing equally on people whodid any kind <strong>of</strong> b<strong>us</strong>iness, <strong>the</strong> StampAct aro<strong>us</strong>ed <strong>the</strong> hostility <strong>of</strong> <strong>the</strong> mostpowerful and articulate groups in<strong>the</strong> American population: journalists,lawyers, clergymen, merchantsand b<strong>us</strong>inessmen, North and South,East and West. Leading merchantsorganized for resistance and formednonimportation associations.Trade with <strong>the</strong> mo<strong>the</strong>r countryfell <strong>of</strong>f sharply in <strong>the</strong> summer <strong>of</strong>1765, as prominent men organized<strong>the</strong>mselves into <strong>the</strong> “Sons <strong>of</strong> Liberty”— secret organizations formedto protest <strong>the</strong> Stamp Act, <strong>of</strong>tenthrough violent means. From Massach<strong>us</strong>ettsto South Carolina, mobs,forcing luckless c<strong>us</strong>toms agents toresign <strong>the</strong>ir <strong>of</strong>fices, destroyed <strong>the</strong>hated stamps. Militant resistance effectivelynullified <strong>the</strong> Act.Spurred by delegate Patrick Henry,<strong>the</strong> Virginia Ho<strong>us</strong>e <strong>of</strong> Burgessespassed a set <strong>of</strong> resolutions in Maydenouncing taxation without representationas a threat to colonialliberties. It asserted that Virginians,enjoying <strong>the</strong> rights <strong>of</strong> Englishmen,could be taxed only by <strong>the</strong>ir ownrepresentatives. The Massach<strong>us</strong>ettsAssembly invited all <strong>the</strong> colonies toappoint delegates to a “Stamp ActCongress” in New York, held in October1765, to consider appeals forrelief to <strong>the</strong> Crown and Parliament.Twenty-seven representatives fromnine colonies seized <strong>the</strong> opportunityto mobilize colonial opinion. Aftermuch debate, <strong>the</strong> congress adopted aset <strong>of</strong> resolutions asserting that “notaxes ever have been or can be constitutionallyimposed on <strong>the</strong>m, butby <strong>the</strong>ir respective legislatures,” andthat <strong>the</strong> Stamp Act had a “manifesttendency to subvert <strong>the</strong> rights andliberties <strong>of</strong> <strong>the</strong> colonists.”TAXATION WITHOUTREPRESENTATIONThe issue th<strong>us</strong> drawn centered on<strong>the</strong> question <strong>of</strong> representation. Thecolonists believed <strong>the</strong>y could notbe represented unless <strong>the</strong>y actuallyelected members to <strong>the</strong> Ho<strong>us</strong>e <strong>of</strong>Commons. But this idea conflictedwith <strong>the</strong> English principle <strong>of</strong> “virtualrepresentation,” according to whicheach member <strong>of</strong> Parliament represented<strong>the</strong> interests <strong>of</strong> <strong>the</strong> wholecountry and <strong>the</strong> empire — even ifhis electoral base consisted <strong>of</strong> onlya tiny minority <strong>of</strong> property ownersfrom a given district. This <strong>the</strong>oryassumed that all British subjectsshared <strong>the</strong> same interests as <strong>the</strong>property owners who elected members<strong>of</strong> Parliament.The American leaders arguedthat <strong>the</strong>ir only legal relations werewith <strong>the</strong> Crown. It was <strong>the</strong> king whohad agreed to establish colonies beyond<strong>the</strong> sea and <strong>the</strong> king who provided<strong>the</strong>m with governments. Theyasserted that he was equally a king <strong>of</strong>England and a king <strong>of</strong> <strong>the</strong> colonies,but <strong>the</strong>y insisted that <strong>the</strong> EnglishParliament had no more right topass laws for <strong>the</strong> colonies than anycolonial legislature had <strong>the</strong> right topass laws for England. In fact, however,<strong>the</strong>ir struggle was equally withKing George III and Parliament.Factions aligned with <strong>the</strong> Crowngenerally controlled Parliament andreflected <strong>the</strong> king’s determination tobe a strong monarch.The British Parliament rejected<strong>the</strong> colonial contentions. Britishmerchants, however, feeling <strong>the</strong> effects<strong>of</strong> <strong>the</strong> American boycott, threw<strong>the</strong>ir weight behind a repeal movement.In 1766 Parliament yielded,repealing <strong>the</strong> Stamp Act and modifying<strong>the</strong> Sugar Act. However, tomollify <strong>the</strong> supporters <strong>of</strong> centralcontrol over <strong>the</strong> colonies, Parliamentfollowed <strong>the</strong>se actions with passage<strong>of</strong> <strong>the</strong> Declaratory Act, which asserted<strong>the</strong> authority <strong>of</strong> Parliament tomake laws binding <strong>the</strong> colonies “inall cases whatsoever.” The colonistshad won only a temporary respitefrom an impending crisis.THE TOWNSHEND ACTSThe year 1767 brought ano<strong>the</strong>rseries <strong>of</strong> measures that stirred anewall <strong>the</strong> elements <strong>of</strong> discord. CharlesTownshend, British chancellor <strong>of</strong> <strong>the</strong>exchequer, attempted a new fiscalprogram in <strong>the</strong> face <strong>of</strong> continueddiscontent over high taxes at home.Intent upon reducing British taxesby making more efficient <strong>the</strong> collection<strong>of</strong> duties levied on Americantrade, he tightened c<strong>us</strong>toms administrationand enacted duties on colonialimports <strong>of</strong> paper, glass, lead, andtea from Britain. The “TownshendActs” were based on <strong>the</strong> premise thattaxes imposed on goods imported by<strong>the</strong> colonies were legal while internaltaxes (like <strong>the</strong> Stamp Act) were not.The Townshend Acts were designedto raise revenue that wouldbe <strong>us</strong>ed in part to support colonial<strong>of</strong>ficials and maintain <strong>the</strong> Britisharmy in America. In response,Philadelphia lawyer John Dickinson,in Letters <strong>of</strong> a Pennsylvania Farmer,argued that Parliament had <strong>the</strong>right to control imperial commercebut did not have <strong>the</strong> right to tax <strong>the</strong>colonies, whe<strong>the</strong>r <strong>the</strong> duties wereexternal or internal.The agitation following enactment<strong>of</strong> <strong>the</strong> Townshend duties wasless violent than that stirred by <strong>the</strong>Stamp Act, but it was never<strong>the</strong>lessstrong, particularly in <strong>the</strong> cities <strong>of</strong><strong>the</strong> Eastern seaboard. Merchantsonce again resorted to non-importationagreements, and people madedo with local products. Colonists,for example, dressed in homespunclothing and found substitutes fortea. They <strong>us</strong>ed homemade paperand <strong>the</strong>ir ho<strong>us</strong>es went unpainted.In Boston, enforcement <strong>of</strong> <strong>the</strong>new regulations provoked violence.5455


CHAPTER 3: THE ROAD TO INDEPENDENCEOUTLINE OF U.S. HISTORYWhen c<strong>us</strong>toms <strong>of</strong>ficials sought tocollect duties, <strong>the</strong>y were set upon by<strong>the</strong> populace and roughly handled.For this infraction, two British regimentswere dispatched to protect <strong>the</strong>c<strong>us</strong>toms commissioners.The presence <strong>of</strong> British troops inBoston was a standing invitation todisorder. On March 5, 1770, antagonismbetween citizens and Britishsoldiers again flared into violence.What began as a harmless snowballing<strong>of</strong> British soldiers degeneratedinto a mob attack. Someone gave <strong>the</strong>order to fire. When <strong>the</strong> smoke hadcleared, three Bostonians lay dead in<strong>the</strong> snow. Dubbed <strong>the</strong> “Boston Massacre,”<strong>the</strong> incident was dramaticallypictured as pro<strong>of</strong> <strong>of</strong> British heartlessnessand tyranny.Faced with such opposition, Parliamentin 1770 opted for a strategicretreat and repealed all <strong>the</strong> Townshendduties except that on tea, whichwas a luxury item in <strong>the</strong> colonies,imbibed only by a very small minority.To most, <strong>the</strong> action <strong>of</strong> Parliamentsignified that <strong>the</strong> colonists had wona major concession, and <strong>the</strong> campaignagainst England was largelydropped. A colonial embargo on“English tea” continued but was nottoo scrupulo<strong>us</strong>ly observed. Prosperitywas increasing and most colonialleaders were willing to let <strong>the</strong> futuretake care <strong>of</strong> itself.SAMUEL ADAMSDuring a three-year interval <strong>of</strong>calm, a relatively small number <strong>of</strong>radicals strove energetically to keep<strong>the</strong> controversy alive. They contendedthat payment <strong>of</strong> <strong>the</strong> tax constitutedan acceptance <strong>of</strong> <strong>the</strong> principlethat Parliament had <strong>the</strong> right to ruleover <strong>the</strong> colonies. They feared that atany time in <strong>the</strong> future, <strong>the</strong> principle<strong>of</strong> parliamentary rule might be appliedwith devastating effect on allcolonial liberties.The radicals’ most effectiveleader was Samuel Adams <strong>of</strong> Massach<strong>us</strong>etts,who toiled tirelessly fora single end: independence. From<strong>the</strong> time he graduated from HarvardCollege in 1743, Adams was a publicservant in some capacity — inspector<strong>of</strong> chimneys, tax-collector, andmoderator <strong>of</strong> town meetings. Aconsistent failure in b<strong>us</strong>iness, he wasshrewd and able in politics, with <strong>the</strong>New England town meeting his <strong>the</strong>ater<strong>of</strong> action.Adams wanted to free peoplefrom <strong>the</strong>ir awe <strong>of</strong> social and politicalsuperiors, make <strong>the</strong>m aware <strong>of</strong><strong>the</strong>ir own power and importance,and th<strong>us</strong> aro<strong>us</strong>e <strong>the</strong>m to action. Toward<strong>the</strong>se objectives, he publishedarticles in newspapers and madespeeches in town meetings, instigatingresolutions that appealed to <strong>the</strong>colonists’ democratic impulses.In 1772 he induced <strong>the</strong> Bostontown meeting to select a “Committee<strong>of</strong> Correspondence” to state<strong>the</strong> rights and grievances <strong>of</strong> <strong>the</strong>colonists. The committee opposeda British decision to pay <strong>the</strong> salaries<strong>of</strong> judges from c<strong>us</strong>toms revenues; itfeared that <strong>the</strong> judges would no longerbe dependent on <strong>the</strong> legislaturefor <strong>the</strong>ir incomes and th<strong>us</strong> no longeraccountable to it, <strong>the</strong>reby leading to<strong>the</strong> emergence <strong>of</strong> “a despotic form<strong>of</strong> government.” The committeecommunicated with o<strong>the</strong>r towns onthis matter and requested <strong>the</strong>m todraft replies. Committees were setup in virtually all <strong>the</strong> colonies, andout <strong>of</strong> <strong>the</strong>m grew a base <strong>of</strong> effectiverevolutionary organizations. Still,Adams did not have enough fuel toset a fire.THE BOSTON “TEA PARTY”In 1773, however, Britain furnishedAdams and his allies with an incendiaryissue. The powerful East IndiaCompany, finding itself in critical financialstraits, appealed to <strong>the</strong> Britishgovernment, which granted it amonopoly on all tea exported to <strong>the</strong>colonies. The government also permitted<strong>the</strong> East India Company tosupply retailers directly, bypassingcolonial wholesalers. By <strong>the</strong>n, most<strong>of</strong> <strong>the</strong> tea consumed in America wasimported illegally, duty-free. By sellingits tea through its own agents ata price well under <strong>the</strong> c<strong>us</strong>tomaryone, <strong>the</strong> East India Company madesmuggling unpr<strong>of</strong>itable and threatenedto eliminate <strong>the</strong> independentcolonial merchants. Aro<strong>us</strong>ed notonly by <strong>the</strong> loss <strong>of</strong> <strong>the</strong> tea trade butalso by <strong>the</strong> monopolistic practiceinvolved, colonial traders joined <strong>the</strong>radicals agitating for independence.In ports up and down <strong>the</strong> Atlanticcoast, agents <strong>of</strong> <strong>the</strong> East IndiaCompany were forced to resign.New shipments <strong>of</strong> tea were ei<strong>the</strong>rreturned to England or wareho<strong>us</strong>ed.In Boston, however, <strong>the</strong> agents defied<strong>the</strong> colonists; with <strong>the</strong> support<strong>of</strong> <strong>the</strong> royal governor, <strong>the</strong>y madepreparations to land incoming cargoesregardless <strong>of</strong> opposition. On<strong>the</strong> night <strong>of</strong> December 16, 1773, aband <strong>of</strong> men disguised as MohawkIndians and led by Samuel Adamsboarded three British ships lying atanchor and dumped <strong>the</strong>ir tea cargointo Boston harbor. Doubting <strong>the</strong>ircountrymen’s commitment to principle,<strong>the</strong>y feared that if <strong>the</strong> tea werelanded, colonists would actuallypurchase <strong>the</strong> tea and pay <strong>the</strong> tax.A crisis now confronted Britain.The East India Company had carriedout a parliamentary statute. If<strong>the</strong> destruction <strong>of</strong> <strong>the</strong> tea went unpunished,Parliament would admitto <strong>the</strong> world that it had no controlover <strong>the</strong> colonies. Official opinionin Britain almost unanimo<strong>us</strong>ly condemned<strong>the</strong> Boston Tea Party as anact <strong>of</strong> vandalism and advocated legalmeasures to bring <strong>the</strong> insurgentcolonists into line.THE COERCIVE ACTSParliament responded with newlaws that <strong>the</strong> colonists called <strong>the</strong>“Coercive” or “Intolerable Acts.” Thefirst, <strong>the</strong> Boston Port Bill, closed<strong>the</strong> port <strong>of</strong> Boston until <strong>the</strong> tea waspaid for. The action threatened <strong>the</strong>very life <strong>of</strong> <strong>the</strong> city, for to preventBoston from having access to <strong>the</strong>sea meant economic disaster. O<strong>the</strong>renactments restricted local authorityand banned most town meetingsheld without <strong>the</strong> governor’s consent.5657


CHAPTER 3: THE ROAD TO INDEPENDENCEOUTLINE OF U.S. HISTORYA Quartering Act required local authoritiesto find suitable quarters forBritish troops, in private homes ifnecessary. Instead <strong>of</strong> subduing andisolating Massach<strong>us</strong>etts, as Parliamentintended, <strong>the</strong>se acts rallied itssister colonies to its aid. The QuebecAct, passed at nearly <strong>the</strong> sametime, extended <strong>the</strong> boundaries <strong>of</strong><strong>the</strong> province <strong>of</strong> Quebec south to <strong>the</strong>Ohio River. In conformity with previo<strong>us</strong>French practice, it provided fortrials without jury, did not establisha representative assembly, and gave<strong>the</strong> Catholic Church semi-establishedstat<strong>us</strong>. By disregarding oldcharter claims to western lands, itthreatened to block colonial expansionto <strong>the</strong> North and Northwest; itsrecognition <strong>of</strong> <strong>the</strong> Roman CatholicChurch outraged <strong>the</strong> Protestantsects that dominated every colony.Though <strong>the</strong> Quebec Act had notbeen passed as a punitive measure,Americans associated it with <strong>the</strong> CoerciveActs, and all became knownas <strong>the</strong> “Five Intolerable Acts.”At <strong>the</strong> suggestion <strong>of</strong> <strong>the</strong> VirginiaHo<strong>us</strong>e <strong>of</strong> Burgesses, colonialrepresentatives met in Philadelphiaon September 5, 1774, “to consultupon <strong>the</strong> present unhappy state<strong>of</strong> <strong>the</strong> Colonies.” Delegates to thismeeting, known as <strong>the</strong> First ContinentalCongress, were chosen byprovincial congresses or popularconventions. Only Georgia failed tosend a delegate; <strong>the</strong> total number <strong>of</strong>55 was large enough for diversity <strong>of</strong>opinion, but small enough for genuinedebate and effective action. Thedivision <strong>of</strong> opinion in <strong>the</strong> coloniesposed a genuine dilemma for <strong>the</strong>delegates. They would have to givean appearance <strong>of</strong> firm unanimityto induce <strong>the</strong> British governmentto make concessions. But <strong>the</strong>y alsowould have to avoid any show <strong>of</strong>radicalism or spirit <strong>of</strong> independencethat would alarm more moderateAmericans.A cautio<strong>us</strong> keynote speech, followedby a “resolve” that no obediencewas due <strong>the</strong> Coercive Acts,ended with adoption <strong>of</strong> a set <strong>of</strong>resolutions affirming <strong>the</strong> right <strong>of</strong><strong>the</strong> colonists to “life, liberty, andproperty,” and <strong>the</strong> right <strong>of</strong> provinciallegislatures to set “all cases <strong>of</strong>taxation and internal polity.” Themost important action taken by <strong>the</strong>Congress, however, was <strong>the</strong> formation<strong>of</strong> a “Continental Association”to reestablish <strong>the</strong> trade boycott. It setup a system <strong>of</strong> committees to inspectc<strong>us</strong>toms entries, publish <strong>the</strong> names<strong>of</strong> merchants who violated <strong>the</strong> agreements,confiscate <strong>the</strong>ir imports, andencourage frugality, economy, andind<strong>us</strong>try.The Continental Association immediatelyassumed <strong>the</strong> leadershipin <strong>the</strong> colonies, spurring new localorganizations to end what remained<strong>of</strong> royal authority. Led by <strong>the</strong> pro-independenceleaders, <strong>the</strong>y drew <strong>the</strong>irsupport not only from <strong>the</strong> less wellto-do,but from many members <strong>of</strong><strong>the</strong> pr<strong>of</strong>essional class (especiallylawyers), most <strong>of</strong> <strong>the</strong> planters <strong>of</strong> <strong>the</strong>Sou<strong>the</strong>rn colonies, and a number<strong>of</strong> merchants. They intimidated <strong>the</strong>hesitant into joining <strong>the</strong> popularmovement and punished <strong>the</strong> hostile;began <strong>the</strong> collection <strong>of</strong> military suppliesand <strong>the</strong> mobilization <strong>of</strong> troops;and fanned public opinion into revolutionaryardor.Many <strong>of</strong> those opposed to Britishencroachment on American rightsnone<strong>the</strong>less favored disc<strong>us</strong>sion andcompromise as <strong>the</strong> proper solution.This group included Crownappointed<strong>of</strong>ficers, Quakers, andmembers <strong>of</strong> o<strong>the</strong>r religio<strong>us</strong> sectsopposed to <strong>the</strong> <strong>us</strong>e <strong>of</strong> violence, numero<strong>us</strong>merchants (especially in <strong>the</strong>middle colonies), and some discontentedfarmers and frontiersmen in<strong>the</strong> Sou<strong>the</strong>rn colonies.The king might well have effectedan alliance with <strong>the</strong>se moderatesand, by timely concessions, sostreng<strong>the</strong>ned <strong>the</strong>ir position that <strong>the</strong>revolutionaries would have found itdifficult to proceed with hostilities.But George III had no intention <strong>of</strong>making concessions. In September1774, scorning a petition by PhiladelphiaQuakers, he wrote, “The dieis now cast, <strong>the</strong> Colonies m<strong>us</strong>t ei<strong>the</strong>rsubmit or triumph.” This action isolatedLoyalists who were appalledand frightened by <strong>the</strong> course <strong>of</strong>events following <strong>the</strong> Coercive Acts.THE REVOLUTION BEGINSGeneral Thomas Gage, an amiableEnglish gentleman with an American-bornwife, commanded <strong>the</strong>garrison at Boston, where politicalactivity had almost wholly replacedtrade. Gage’s main duty in <strong>the</strong> colonieshad been to enforce <strong>the</strong> CoerciveActs. When news reached himthat <strong>the</strong> Massach<strong>us</strong>etts colonistswere collecting powder and militarystores at <strong>the</strong> town <strong>of</strong> Concord, 32kilometers away, Gage sent a strongdetail to confiscate <strong>the</strong>se munitions.After a night <strong>of</strong> marching, <strong>the</strong>British troops reached <strong>the</strong> village <strong>of</strong>Lexington on April 19, 1775, and sawa grim band <strong>of</strong> 77 Minutemen — sonamed beca<strong>us</strong>e <strong>the</strong>y were said to beready to fight in a minute — through<strong>the</strong> early morning mist. The Minutemenintended only a silent protest,but Marine Major John Pitcairn, <strong>the</strong>leader <strong>of</strong> <strong>the</strong> British troops, yelled,“Disperse, you damned rebels! Youdogs, run!” The leader <strong>of</strong> <strong>the</strong> Minutemen,Captain John Parker, toldhis troops not to fire unless firedat first. The Americans were withdrawingwhen someone fired a shot,which led <strong>the</strong> British troops to fireat <strong>the</strong> Minutemen. The British <strong>the</strong>ncharged with bayonets, leaving eightdead and 10 wounded. In <strong>the</strong> <strong>of</strong>tenquotedphrase <strong>of</strong> 19th century poetRalph Waldo Emerson, this was “<strong>the</strong>shot heard round <strong>the</strong> world.”The British p<strong>us</strong>hed on to Concord.The Americans had taken awaymost <strong>of</strong> <strong>the</strong> munitions, but <strong>the</strong>y destroyedwhatever was left. In <strong>the</strong>meantime, American forces in <strong>the</strong>countryside had mobilized to harass<strong>the</strong> British on <strong>the</strong>ir long return toBoston. All along <strong>the</strong> road, behindstone walls, hillocks, and ho<strong>us</strong>es,militiamen from “every Middlesexvillage and farm” made targets <strong>of</strong><strong>the</strong> bright red coats <strong>of</strong> <strong>the</strong> Britishsoldiers. By <strong>the</strong> time Gage’s wearydetachment stumbled into Boston,5859


CHAPTER 3: THE ROAD TO INDEPENDENCEOUTLINE OF U.S. HISTORYit had suffered more than 250 killedand wounded. The Americans lost93 men.The Second Continental Congressmet in Philadelphia, Pennsylvania,on May 10. The Congressvoted to go to war, inducting <strong>the</strong>colonial militias into continentalservice. It appointed Colonel GeorgeWashington <strong>of</strong> Virginia as <strong>the</strong>ircommander-in-chief on June 15.Within two days, <strong>the</strong> Americans hadincurred high casualties at BunkerHill j<strong>us</strong>t outside Boston. Congressalso ordered American expeditionsto march northward into Canada byfall. Capturing Montreal, <strong>the</strong>y failedin a winter assault on Quebec, andeventually retreated to New York.Despite <strong>the</strong> outbreak <strong>of</strong> armedconflict, <strong>the</strong> idea <strong>of</strong> complete separationfrom England was still repugnantto many members <strong>of</strong> <strong>the</strong> ContinentalCongress. In July, it adopted<strong>the</strong> Olive Branch Petition, begging<strong>the</strong> king to prevent fur<strong>the</strong>r hostileactions until some sort <strong>of</strong> agreementcould be worked out. King Georgerejected it; instead, on Aug<strong>us</strong>t 23,1775, he issued a proclamation declaring<strong>the</strong> colonies to be in a state<strong>of</strong> rebellion.Britain had expected <strong>the</strong> Sou<strong>the</strong>rncolonies to remain loyal, in partbeca<strong>us</strong>e <strong>of</strong> <strong>the</strong>ir reliance on slavery.Many in <strong>the</strong> Sou<strong>the</strong>rn coloniesfeared that a rebellion against <strong>the</strong>mo<strong>the</strong>r country would also triggera slave uprising. In November 1775,Lord Dunmore, <strong>the</strong> governor <strong>of</strong> Virginia,tried to capitalize on that fearby <strong>of</strong>fering freedom to all slaves whowould fight for <strong>the</strong> British. Instead,his proclamation drove to <strong>the</strong> rebelside many Virginians who wouldo<strong>the</strong>rwise have remained Loyalist.The governor <strong>of</strong> North Carolina,Josiah Martin, also urged NorthCarolinians to remain loyal to <strong>the</strong>Crown. When 1,500 men answeredMartin’s call, <strong>the</strong>y were defeated byrevolutionary armies before Britishtroops could arrive to help.British warships continued down<strong>the</strong> coast to Charleston, South Carolina,and opened fire on <strong>the</strong> city inearly June 1776. But South Carolinianshad time to prepare, andrepulsed <strong>the</strong> British by <strong>the</strong> end <strong>of</strong><strong>the</strong> month. They would not returnSouth for more than two years.COMMON SENSE ANDINDEPENDENCEIn January 1776, Thomas Paine,a radical political <strong>the</strong>orist andwriter who had come to Americafrom England in 1774, published a50-page pamphlet, Common Sense.Within three months, it sold 100,000copies. Paine attacked <strong>the</strong> idea <strong>of</strong> ahereditary monarchy, declaring thatone honest man was worth more tosociety than “all <strong>the</strong> crowned ruffiansthat ever lived.” He presented<strong>the</strong> alternatives — continued submissionto a tyrannical king andan outworn government, or libertyand happiness as a self-sufficient,independent republic. Circulatedthroughout <strong>the</strong> colonies, CommonSense helped to crystallize a decisionfor separation.There still remained <strong>the</strong> task,however, <strong>of</strong> gaining each colony’sapproval <strong>of</strong> a formal declaration. OnJune 7, Richard Henry Lee <strong>of</strong> Virginiaintroduced a resolution in <strong>the</strong>Second Continental Congress, declaring,“That <strong>the</strong>se <strong>United</strong> Coloniesare, and <strong>of</strong> right ought to be, freeand independent states. ...” Immediately,a committee <strong>of</strong> five, headedby Thomas Jefferson <strong>of</strong> Virginia,was appointed to draft a documentfor a vote.Largely Jefferson’s work, <strong>the</strong> Declaration<strong>of</strong> Independence, adoptedJuly 4, 1776, not only announced<strong>the</strong> birth <strong>of</strong> a new nation, but alsoset forth a philosophy <strong>of</strong> humanfreedom that would become a dynamicforce throughout <strong>the</strong> entireworld. The Declaration drew uponFrench and English Enlightenmentpolitical philosophy, but one influencein particular stands out: JohnLocke’s Second Treatise on Government.Locke took conceptions <strong>of</strong> <strong>the</strong>traditional rights <strong>of</strong> Englishmen anduniversalized <strong>the</strong>m into <strong>the</strong> naturalrights <strong>of</strong> all humankind. TheDeclaration’s familiar opening passageechoes Locke’s social-contract<strong>the</strong>ory <strong>of</strong> government:We hold <strong>the</strong>se truths to be selfevident,that all men are createdequal, that <strong>the</strong>y are endowedby <strong>the</strong>ir Creator with certainunalienable Rights, that among<strong>the</strong>se are Life, Liberty and <strong>the</strong>pursuit <strong>of</strong> Happiness. — That tosecure <strong>the</strong>se rights, Governmentsare instituted among Men,deriving <strong>the</strong>ir j<strong>us</strong>t powers from<strong>the</strong> consent <strong>of</strong> <strong>the</strong> governed,— That whenever any Form <strong>of</strong>Government becomes destructive<strong>of</strong> <strong>the</strong>se ends, it is <strong>the</strong> Right <strong>of</strong> <strong>the</strong>People to alter or to abolish it,and to institute new Government,laying its foundation on suchprinciples and organizing itspowers in such form, as to <strong>the</strong>mshall seem most likely to effect <strong>the</strong>irSafety and Happiness.Jefferson linked Locke’s principlesdirectly to <strong>the</strong> situation in <strong>the</strong> colonies.To fight for American independencewas to fight for a governmentbased on popular consent in place<strong>of</strong> a government by a king who had“combined with o<strong>the</strong>rs to subject<strong>us</strong> to a jurisdiction foreign to ourconstitution, and unacknowledgedby our laws. ...” Only a governmentbased on popular consent could securenatural rights to life, liberty,and <strong>the</strong> pursuit <strong>of</strong> happiness. Th<strong>us</strong>,to fight for American independencewas to fight on behalf <strong>of</strong> one’s ownnatural rights.DEFEATS AND VICTORIESAlthough <strong>the</strong> Americans sufferedsevere setbacks for months afterindependence was declared, <strong>the</strong>irtenacity and perseverance eventuallypaid <strong>of</strong>f. During Aug<strong>us</strong>t 1776,in <strong>the</strong> Battle <strong>of</strong> Long Island in NewYork, Washington’s position becameuntenable, and he executed amasterly retreat in small boats fromBrooklyn to <strong>the</strong> Manhattan shore.British General William Howe twicehesitated and allowed <strong>the</strong> Americans6061


CHAPTER 3: THE ROAD TO INDEPENDENCEOUTLINE OF U.S. HISTORYto escape. By November, however,Howe had captured Fort Washingtonon Manhattan Island. New YorkCity would remain under Britishcontrol until <strong>the</strong> end <strong>of</strong> <strong>the</strong> war.That December, Washington’sforces were near collapse, as suppliesand promised aid failed tomaterialize. Howe again missed hischance to cr<strong>us</strong>h <strong>the</strong> Americans bydeciding to wait until spring to resumefighting. On Christmas Day,December 25, 1776, Washingtoncrossed <strong>the</strong> Delaware River, north<strong>of</strong> Trenton, New Jersey. In <strong>the</strong> earlymorninghours <strong>of</strong> December 26, histroops surprised <strong>the</strong> British garrison<strong>the</strong>re, taking more than 900 prisoners.A week later, on January 3, 1777,Washington attacked <strong>the</strong> British atPrinceton, regaining most <strong>of</strong> <strong>the</strong>territory formally occupied by <strong>the</strong>British. The victories at Trenton andPrinceton revived flagging Americanspirits.In September 1777, however,Howe defeated <strong>the</strong> American armyat Brandywine in Pennsylvania andoccupied Philadelphia, forcing <strong>the</strong>Continental Congress to flee. Washingtonhad to endure <strong>the</strong> bitterlycold winter <strong>of</strong> 1777-1778 at ValleyForge, Pennsylvania, lacking adequatefood, clothing, and supplies.Farmers and merchants exchanged<strong>the</strong>ir goods for British gold and silverra<strong>the</strong>r than for dubio<strong>us</strong> papermoney issued by <strong>the</strong> ContinentalCongress and <strong>the</strong> states.Valley Forge was <strong>the</strong> lowest ebbfor Washington’s Continental Army,but elsewhere 1777 proved to be <strong>the</strong>turning point in <strong>the</strong> war. BritishGeneral John Burgoyne, movingsouth from Canada, attempted toinvade New York and New Englandvia Lake Champlain and <strong>the</strong> HudsonRiver. He had too much heavyequipment to negotiate <strong>the</strong> woodedand marshy terrain. On Aug<strong>us</strong>t 6,at Oriskany, New York, a band <strong>of</strong>Loyalists and Native Americans underBurgoyne’s command ran into amobile and seasoned American forcethat managed to halt <strong>the</strong>ir advance.A few days later at Bennington, Vermont,more <strong>of</strong> Burgoyne’s forces,seeking much-needed supplies, werep<strong>us</strong>hed back by American troops.Moving to <strong>the</strong> west side <strong>of</strong> <strong>the</strong>Hudson River, Burgoyne’s armyadvanced on Albany. The Americanswere waiting for him. Led byBenedict Arnold — who wouldlater betray <strong>the</strong> Americans at WestPoint, New York — <strong>the</strong> colonialstwice repulsed <strong>the</strong> British. Havingby this time incurred heavy losses,Burgoyne fell back to Saratoga, NewYork, where a vastly superior Americanforce under General HoratioGates surrounded <strong>the</strong> British troops.On October 17, 1777, Burgoyne surrenderedhis entire army — six generals,300 o<strong>the</strong>r <strong>of</strong>ficers, and 5,500enlisted personnel.FRANCO-AMERICANALLIANCEIn France, enth<strong>us</strong>iasm for <strong>the</strong>American ca<strong>us</strong>e was high: TheFrench intellectual world was itselfstirring against feudalism andprivilege. However, <strong>the</strong> Crown lentits support to <strong>the</strong> colonies for geopoliticalra<strong>the</strong>r than ideologicalreasons: The French governmenthad been eager for reprisal againstBritain ever since France’s defeat in1763. To fur<strong>the</strong>r <strong>the</strong> American ca<strong>us</strong>e,Benjamin Franklin was sent to Parisin 1776. His wit, guile, and intellectsoon made <strong>the</strong>ir presence felt in <strong>the</strong>French capital, and played a majorrole in winning French assistance.France began providing aid to <strong>the</strong>colonies in May 1776, when it sent 14ships with war supplies to America.In fact, most <strong>of</strong> <strong>the</strong> gunpowder <strong>us</strong>edby <strong>the</strong> American armies came fromFrance. After Britain’s defeat at Saratoga,France saw an opportunity toserio<strong>us</strong>ly weaken its ancient enemyand restore <strong>the</strong> balance <strong>of</strong> power thathad been upset by <strong>the</strong> Seven Years’War (called <strong>the</strong> French and IndianWar in <strong>the</strong> American colonies). OnFebruary 6, 1778, <strong>the</strong> colonies andFrance signed a Treaty <strong>of</strong> Amity andCommerce, in which France recognized<strong>the</strong> <strong>United</strong> <strong>States</strong> and <strong>of</strong>feredtrade concessions. They also signeda Treaty <strong>of</strong> Alliance, which stipulatedthat if France entered <strong>the</strong> war,nei<strong>the</strong>r country would lay down itsarms until <strong>the</strong> colonies won <strong>the</strong>irindependence, that nei<strong>the</strong>r wouldconclude peace with Britain without<strong>the</strong> consent <strong>of</strong> <strong>the</strong> o<strong>the</strong>r, and thateach guaranteed <strong>the</strong> o<strong>the</strong>r’s possessionsin America. This was <strong>the</strong> onlybilateral defense treaty signed by<strong>the</strong> <strong>United</strong> <strong>States</strong> or its predecessorsuntil 1949.The Franco-American alliancesoon broadened <strong>the</strong> conflict. In June1778 British ships fired on Frenchvessels, and <strong>the</strong> two countries wentto war. In 1779 Spain, hoping to reacquireterritories taken by Britainin <strong>the</strong> Seven Years’ War, entered<strong>the</strong> conflict on <strong>the</strong> side <strong>of</strong> France,but not as an ally <strong>of</strong> <strong>the</strong> Americans.In 1780 Britain declared war on <strong>the</strong>Dutch, who had continued to tradewith <strong>the</strong> Americans. The combination<strong>of</strong> <strong>the</strong>se European powers, withFrance in <strong>the</strong> lead, was a far greaterthreat to Britain than <strong>the</strong> Americancolonies standing alone.THE BRITISH MOVE SOUTHWith <strong>the</strong> French now involved,<strong>the</strong> British, still believing that mostSou<strong>the</strong>rners were Loyalists, steppedup <strong>the</strong>ir efforts in <strong>the</strong> Sou<strong>the</strong>rncolonies. A campaign began in late1778, with <strong>the</strong> capture <strong>of</strong> Savannah,Georgia. Shortly <strong>the</strong>reafter, Britishtroops and naval forces convergedon Charleston, South Carolina, <strong>the</strong>principal Sou<strong>the</strong>rn port. They managedto bottle up American forces on<strong>the</strong> Charleston peninsula. On May12, 1780, General Benjamin Lincolnsurrendered <strong>the</strong> city and its 5,000troops, in <strong>the</strong> greatest American defeat<strong>of</strong> <strong>the</strong> war.But <strong>the</strong> reversal in fortune onlyemboldened <strong>the</strong> American rebels.South Carolinians began roaming<strong>the</strong> countryside, attacking Britishsupply lines. In July, American GeneralHoratio Gates, who had assembleda replacement force <strong>of</strong> untrainedmilitiamen, r<strong>us</strong>hed to Camden,6263


CHAPTER 3: THE ROAD TO INDEPENDENCESouth Carolina, to confront Britishforces led by General Charles Cornwallis.But Gates’s makeshift armypanicked and ran when confrontedby <strong>the</strong> British regulars. Cornwallis’stroops met <strong>the</strong> Americans severalmore times, but <strong>the</strong> most significantbattle took place at Cowpens,South Carolina, in early 1781, where<strong>the</strong> Americans soundly defeated <strong>the</strong>British. After an exha<strong>us</strong>ting butunproductive chase through NorthCarolina, Cornwallis set his sightson Virginia.VICTORY ANDINDEPENDENCEIn July 1780 France’s King LouisXVI had sent to America an expeditionaryforce <strong>of</strong> 6,000 men under<strong>the</strong> Comte Jean de Rochambeau.In addition, <strong>the</strong> French fleet harassedBritish shipping and blockedreinforcement and resupply <strong>of</strong> Britishforces in Virginia. French andAmerican armies and navies, totaling18,000 men, parried with Cornwallisall through <strong>the</strong> summer andinto <strong>the</strong> fall. Finally, on October 19,1781, after being trapped at Yorktownnear <strong>the</strong> mouth <strong>of</strong> ChesapeakeBay, Cornwallis surrendered hisarmy <strong>of</strong> 8,000 British soldiers.Although Cornwallis’s defeatdid not immediately end <strong>the</strong> war— which would drag on inconcl<strong>us</strong>ivelyfor almost two more years — anew British government decided topursue peace negotiations in Paris inearly 1782, with <strong>the</strong> American siderepresented by Benjamin Franklin,John Adams, and John Jay. On April15, 1783, Congress approved <strong>the</strong> finaltreaty. Signed on September 3,<strong>the</strong> Treaty <strong>of</strong> Paris acknowledged<strong>the</strong> independence, freedom, andsovereignty <strong>of</strong> <strong>the</strong> 13 former colonies,now states. The new <strong>United</strong><strong>States</strong> stretched west to <strong>the</strong> MississippiRiver, north to Canada, andsouth to Florida, which was returnedto Spain. The fledgling colonies thatRichard Henry Lee had spoken <strong>of</strong>more than seven years before hadfinally become “free and independentstates.”The task <strong>of</strong> knitting toge<strong>the</strong>r anation remained. 9OUTLINE OF U.S. HISTORYTHE SIGNIFICANCE OF THE AMERICAN REVOLUTIONThe American Revolution had a significance far beyond <strong>the</strong> North Americancontinent. It attracted <strong>the</strong> attention <strong>of</strong> a political intelligentsia throughout <strong>the</strong>European continent. Idealistic notables such as Thadde<strong>us</strong> Kosci<strong>us</strong>ko, Friedrichvon Steuben, and <strong>the</strong> Marquis de Lafayette joined its ranks to affirm liberalideas <strong>the</strong>y hoped to transfer to <strong>the</strong>ir own nations. Its success streng<strong>the</strong>ned <strong>the</strong>concept <strong>of</strong> natural rights throughout <strong>the</strong> Western world and fur<strong>the</strong>red <strong>the</strong> Enlightenmentrationalist critique <strong>of</strong> an old order built around hereditary monarchyand an established church. In a very real sense, it was a precursor to <strong>the</strong>French Revolution, but it lacked <strong>the</strong> French Revolution’s violence and chaosbeca<strong>us</strong>e it had occurred in a society that was already fundamentally liberal.The ideas <strong>of</strong> <strong>the</strong> Revolution have been most <strong>of</strong>ten depicted as a triumph<strong>of</strong> <strong>the</strong> social contract/natural rights <strong>the</strong>ories <strong>of</strong> John Locke. Correct so far as itgoes, this characterization passes too quickly over <strong>the</strong> continuing importance<strong>of</strong> Calvinist dissenting Protestantism, which from <strong>the</strong> Pilgrims and Puritans onhad also stood for <strong>the</strong> ideals <strong>of</strong> <strong>the</strong> social contract and <strong>the</strong> self-governing community.Lockean intellectuals and <strong>the</strong> Protestant clergy were both importantadvocates <strong>of</strong> compatible strains <strong>of</strong> liberalism that had flourished in <strong>the</strong> BritishNorth American colonies.Scholars have also argued that ano<strong>the</strong>r persuasion contributed to <strong>the</strong>Revolution: “republicanism.” Republicanism, <strong>the</strong>y assert, did not deny <strong>the</strong>existence <strong>of</strong> natural rights but subordinated <strong>the</strong>m to <strong>the</strong> belief that <strong>the</strong> maintenance<strong>of</strong> a free republic required a strong sense <strong>of</strong> communal responsibilityand <strong>the</strong> cultivation <strong>of</strong> self-denying virtue among its leaders. The assertion <strong>of</strong>individual rights, even <strong>the</strong> pursuit <strong>of</strong> individual happiness, seemed egoistic bycontrast. For a time republicanism threatened to displace natural rights as <strong>the</strong>major <strong>the</strong>me <strong>of</strong> <strong>the</strong> Revolution. Most historians today, however, concede that<strong>the</strong> distinction was much overdrawn. Most individuals who thought about suchthings in <strong>the</strong> 18th century envisioned <strong>the</strong> two ideas more as different sides <strong>of</strong><strong>the</strong> same intellectual coin.Revolution <strong>us</strong>ually entails social upheaval and violence on a wide scale.By <strong>the</strong>se criteria, <strong>the</strong> American Revolution was relatively mild. About 100,000Loyalists left <strong>the</strong> new <strong>United</strong> <strong>States</strong>. Some tho<strong>us</strong>ands were members <strong>of</strong> oldelites who had suffered expropriation <strong>of</strong> <strong>the</strong>ir property and been expelled;o<strong>the</strong>rs were simply common people faithful to <strong>the</strong>ir King. The majority <strong>of</strong>those who went into exile did so voluntarily. The Revolution did open up andfur<strong>the</strong>r liberalize an already liberal society. In New York and <strong>the</strong> Carolinas,large Loyalist estates were divided among small farmers. Liberal assumptionsbecame <strong>the</strong> <strong>of</strong>ficial norm <strong>of</strong> American political culture — whe<strong>the</strong>r in <strong>the</strong> disestablishment<strong>of</strong> <strong>the</strong> Anglican Church, <strong>the</strong> principle <strong>of</strong> elected national andstate executives, or <strong>the</strong> wide dissemination <strong>of</strong> <strong>the</strong> idea <strong>of</strong> individual freedom.Yet <strong>the</strong> structure <strong>of</strong> society changed little. Revolution or not, most people remainedsecure in <strong>the</strong>ir life, liberty, and property.6465


C H A P T E R4THEFORMATIONOF ANATIONALGOVERNMENTGeorge Washingtonaddressing <strong>the</strong>Constitutional Conventionin Philadelphia, 1787.66


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORY“Every man, andevery body <strong>of</strong> men on Earth,possesses <strong>the</strong> right <strong>of</strong>self-government.”STATE CONSTITUTIONSThe success <strong>of</strong> <strong>the</strong> Revolution gaveAmericans <strong>the</strong> opportunity to givelegal form to <strong>the</strong>ir ideals as expressedin <strong>the</strong> Declaration <strong>of</strong> Independence,and to remedy some <strong>of</strong> <strong>the</strong>ir grievancesthrough state constitutions.As early as May 10, 1776, Congresshad passed a resolution advising<strong>the</strong> colonies to form new governments“such as shall best conduceto <strong>the</strong> happiness and safety <strong>of</strong> <strong>the</strong>irconstituents.” Some <strong>of</strong> <strong>the</strong>m hadalready done so, and within a yearafter <strong>the</strong> Declaration <strong>of</strong> Independence,all but three had drawn upconstitutions.The new constitutions showed<strong>the</strong> impact <strong>of</strong> democratic ideas.None made any drastic break with<strong>the</strong> past, since all were built on <strong>the</strong>Drafter <strong>of</strong> <strong>the</strong> Declaration <strong>of</strong> IndependenceThomas Jefferson, 1790solid foundation <strong>of</strong> colonial experienceand English practice. But eachwas also animated by <strong>the</strong> spirit <strong>of</strong>republicanism, an ideal that hadlong been praised by Enlightenmentphilosophers.Naturally, <strong>the</strong> first objective <strong>of</strong><strong>the</strong> framers <strong>of</strong> <strong>the</strong> state constitutionswas to secure those “unalienablerights” whose violation had ca<strong>us</strong>ed<strong>the</strong> former colonies to repudiate<strong>the</strong>ir connection with Britain. Th<strong>us</strong>,each constitution began with a declarationor bill <strong>of</strong> rights. Virginia’s,which served as a model for all <strong>the</strong>o<strong>the</strong>rs, included a declaration <strong>of</strong>principles: popular sovereignty, rotationin <strong>of</strong>fice, freedom <strong>of</strong> elections,and an enumeration <strong>of</strong> fundamentalliberties: moderate bail and humanepunishment, speedy trial by jury,freedom <strong>of</strong> <strong>the</strong> press and <strong>of</strong> con-science, and <strong>the</strong> right <strong>of</strong> <strong>the</strong> majorityto reform or alter <strong>the</strong> government.O<strong>the</strong>r states enlarged <strong>the</strong> list <strong>of</strong>liberties to freedom <strong>of</strong> speech, <strong>of</strong> assembly,and <strong>of</strong> petition. Their constitutionsfrequently included suchprovisions as <strong>the</strong> right to bear arms,to a writ <strong>of</strong> habeas corp<strong>us</strong>, to inviolability<strong>of</strong> domicile, and to equal protectionunder <strong>the</strong> law. Moreover, allprescribed a three-branch structure<strong>of</strong> government —executive, legislative,and judiciary — each checkedand balanced by <strong>the</strong> o<strong>the</strong>rs.Pennsylvania’s constitution was<strong>the</strong> most radical. In that state, Philadelphiaartisans, Scots-Irish frontiersmen,and German-speakingfarmers had taken control. The provincialcongress adopted a constitutionthat permitted every male taxpayerand his sons to vote, requiredrotation in <strong>of</strong>fice (no one could serveas a representative more than fouryears out <strong>of</strong> every seven), and set upa single-chamber legislature.The state constitutions had someglaring limitations, particularly bymore recent standards. Constitutionsestablished to guarantee people<strong>the</strong>ir natural rights did not securefor everyone <strong>the</strong> most fundamentalnatural right — equality. The coloniessouth <strong>of</strong> Pennsylvania excluded<strong>the</strong>ir slave populations from <strong>the</strong>irinalienable rights as human beings.Women had no political rights. Nostate went so far as to permit universalmale suffrage, and even in thosestates that permitted all taxpayers tovote (Delaware, North Carolina, andGeorgia, in addition to Pennsylvania),<strong>of</strong>fice-holders were required toown a certain amount <strong>of</strong> property.THE ARTICLES OFCONFEDERATIONThe struggle with England haddone much to change colonial attitudes.Local assemblies had rejected<strong>the</strong> Albany Plan <strong>of</strong> Union in1754, ref<strong>us</strong>ing to surrender even <strong>the</strong>smallest part <strong>of</strong> <strong>the</strong>ir autonomy toany o<strong>the</strong>r body, even one <strong>the</strong>y <strong>the</strong>mselveshad elected. But in <strong>the</strong> course<strong>of</strong> <strong>the</strong> Revolution, mutual aid hadproved effective, and <strong>the</strong> fear <strong>of</strong> relinquishingindividual authority hadlessened to a large degree.John Dickinson produced <strong>the</strong>“Articles <strong>of</strong> Confederation and PerpetualUnion” in 1776. The ContinentalCongress adopted <strong>the</strong>m inNovember 1777, and <strong>the</strong>y went intoeffect in 1781, having been ratified byall <strong>the</strong> states. Reflecting <strong>the</strong> fragility<strong>of</strong> a nascent sense <strong>of</strong> nationhood,<strong>the</strong> Articles provided only for a veryloose union. The national governmentlacked <strong>the</strong> authority to set uptariffs, to regulate commerce, and tolevy taxes. It possessed scant control<strong>of</strong> international relations: A number<strong>of</strong> states had begun <strong>the</strong>ir own negotiationswith foreign countries. Ninestates had <strong>the</strong>ir own armies, several<strong>the</strong>ir own navies. In <strong>the</strong> absence <strong>of</strong>a sound common currency, <strong>the</strong> newnation conducted its commerce witha curio<strong>us</strong> hodgepodge <strong>of</strong> coins and abewildering variety <strong>of</strong> state and nationalpaper bills, all fast depreciatingin value.6869


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYEconomic difficulties after <strong>the</strong>war prompted calls for change. Theend <strong>of</strong> <strong>the</strong> war had a severe effect onmerchants who supplied <strong>the</strong> armies<strong>of</strong> both sides and who had lost <strong>the</strong>advantages deriving from participationin <strong>the</strong> British mercantilesystem. The states gave preferenceto American goods in <strong>the</strong>ir tariffpolicies, but <strong>the</strong>se were inconsistent,leading to <strong>the</strong> demand for a strongercentral government to implement auniform policy.Farmers probably suffered <strong>the</strong>most from economic difficultiesfollowing <strong>the</strong> Revolution. Thesupply <strong>of</strong> farm produce exceededdemand; unrest centered chieflyamong farmer-debtors who wantedstrong remedies to avoid foreclosureon <strong>the</strong>ir property and imprisonmentfor debt. Courts were cloggedwith suits for payment filed by <strong>the</strong>ircreditors. All through <strong>the</strong> summer<strong>of</strong> 1786, popular conventions andinformal ga<strong>the</strong>rings in several statesdemanded reform in <strong>the</strong> state administrations.That autumn, mobs <strong>of</strong> farmers inMassach<strong>us</strong>etts under <strong>the</strong> leadership<strong>of</strong> a former army captain, DanielShays, began forcibly to prevent<strong>the</strong> county courts from sitting andpassing fur<strong>the</strong>r judgments for debt,pending <strong>the</strong> next state election.In January 1787 a ragtag army <strong>of</strong>1,200 farmers moved toward <strong>the</strong>federal arsenal at Springfield. Therebels, armed chiefly with stavesand pitchforks, were repulsed by asmall state militia force; GeneralBenjamin Lincoln <strong>the</strong>n arrived withreinforcements from Boston androuted <strong>the</strong> remaining Shaysites,whose leader escaped to Vermont.The government captured 14 rebelsand sentenced <strong>the</strong>m to death, but ultimatelypardoned some and let <strong>the</strong>o<strong>the</strong>rs <strong>of</strong>f with short prison terms.After <strong>the</strong> defeat <strong>of</strong> <strong>the</strong> rebellion,a newly elected legislature, whosemajority sympathized with <strong>the</strong> rebels,met some <strong>of</strong> <strong>the</strong>ir demands fordebt relief.THE PROBLEM OF EXPANSIONWith <strong>the</strong> end <strong>of</strong> <strong>the</strong> Revolution,<strong>the</strong> <strong>United</strong> <strong>States</strong> again had to face<strong>the</strong> old unsolved Western question,<strong>the</strong> problem <strong>of</strong> expansion,with its complications <strong>of</strong> land, furtrade, Indians, settlement, and localgovernment. Lured by <strong>the</strong> richestland yet found in <strong>the</strong> country,pioneers poured over <strong>the</strong> AppalachianMountains and beyond. By1775 <strong>the</strong> far-flung outposts scatteredalong <strong>the</strong> waterways had tens<strong>of</strong> tho<strong>us</strong>ands <strong>of</strong> settlers. Separatedby mountain ranges and hundreds<strong>of</strong> kilometers from <strong>the</strong> centers <strong>of</strong>political authority in <strong>the</strong> East, <strong>the</strong>inhabitants established <strong>the</strong>ir owngovernments. Settlers from all <strong>the</strong>Tidewater states pressed on into<strong>the</strong> fertile river valleys, hardwoodforests, and rolling prairies <strong>of</strong> <strong>the</strong>interior. By 1790 <strong>the</strong> population <strong>of</strong><strong>the</strong> trans-Appalachian region numberedwell over 120,000.Before <strong>the</strong> war, several colonieshad laid extensive and <strong>of</strong>ten overlappingclaims to land beyond <strong>the</strong>Appalachians. To those withoutsuch claims this rich territorialprize seemed unfairly apportioned.Maryland, speaking for <strong>the</strong> lattergroup, introduced a resolution that<strong>the</strong> western lands be consideredcommon property to be parceledby <strong>the</strong> Congress into free and independentgovernments. This ideawas not received enth<strong>us</strong>iastically.None<strong>the</strong>less, in 1780 New York led<strong>the</strong> way by ceding its claims. In 1784Virginia, which held <strong>the</strong> grandestclaims, relinquished all land north<strong>of</strong> <strong>the</strong> Ohio River. O<strong>the</strong>r statesceded <strong>the</strong>ir claims, and it becameapparent that Congress would comeinto possession <strong>of</strong> all <strong>the</strong> lands north<strong>of</strong> <strong>the</strong> Ohio River and west <strong>of</strong> <strong>the</strong> AlleghenyMountains. This commonpossession <strong>of</strong> millions <strong>of</strong> hectareswas <strong>the</strong> most tangible evidence yet<strong>of</strong> nationality and unity, and gave acertain substance to <strong>the</strong> idea <strong>of</strong> nationalsovereignty. At <strong>the</strong> same time,<strong>the</strong>se vast territories were a problemthat required solution.The Confederation Congress establisheda system <strong>of</strong> limited selfgovernmentfor this new nationalNorthwest Territory. The NorthwestOrdinance <strong>of</strong> 1787 provided for itsorganization, initially as a singledistrict, ruled by a governor andjudges appointed by <strong>the</strong> Congress.When this territory had 5,000 freemale inhabitants <strong>of</strong> voting age, itwas to be entitled to a legislature<strong>of</strong> two chambers, itself electing <strong>the</strong>lower ho<strong>us</strong>e. In addition, it could atthat time send a nonvoting delegateto Congress. Three to five stateswould be formed as <strong>the</strong> territory wassettled. Whenever any one <strong>of</strong> <strong>the</strong>mhad 60,000 free inhabitants, it wasto be admitted to <strong>the</strong> Union “onan equal footing with <strong>the</strong> originalstates in all respects.” The ordinanceguaranteed civil rights and liberties,encouraged education, and prohibitedslavery or o<strong>the</strong>r forms <strong>of</strong> involuntaryservitude.The new policy repudiated <strong>the</strong>time-honored concept that coloniesexisted for <strong>the</strong> benefit <strong>of</strong> <strong>the</strong> mo<strong>the</strong>rcountry, were politically subordinate,and peopled by social inferiors.Instead, it established <strong>the</strong> principlethat colonies (“territories”) were anextension <strong>of</strong> <strong>the</strong> nation and entitled,not as a privilege but as a right, to all<strong>the</strong> benefits <strong>of</strong> equality.CONSTITUTIONALCONVENTIONBy <strong>the</strong> time <strong>the</strong> Northwest Ordinancewas enacted, American leaderswere in <strong>the</strong> midst <strong>of</strong> drafting a newand stronger constitution to replace<strong>the</strong> Articles <strong>of</strong> Confederation. Theirpresiding <strong>of</strong>ficer, George Washington,had written accurately that <strong>the</strong>states were united only by a “rope <strong>of</strong>sand.” Disputes between Marylandand Virginia over navigation on<strong>the</strong> Potomac River led to a conference<strong>of</strong> representatives <strong>of</strong> five statesat Annapolis, Maryland, in 1786.One <strong>of</strong> <strong>the</strong> delegates, AlexanderHamilton <strong>of</strong> New York, convincedhis colleagues that commerce wasbound up with large political andeconomic questions. What was re-7071


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYquired was a fundamental rethinking<strong>of</strong> <strong>the</strong> Confederation.The Annapolis conference issueda call for all <strong>the</strong> states to appointrepresentatives to a convention to beheld <strong>the</strong> following spring in Philadelphia.The Continental Congress wasat first indignant over this bold step,but it acquiesced after Washingtongave <strong>the</strong> project his backing and waselected a delegate. During <strong>the</strong> nextfall and winter, elections were heldin all states but Rhode Island.A remarkable ga<strong>the</strong>ring <strong>of</strong> notablesassembled at <strong>the</strong> Federal Conventionin May 1787. The state legislaturessent leaders with experiencein colonial and state governments, inCongress, on <strong>the</strong> bench, and in <strong>the</strong>army. Washington, regarded as <strong>the</strong>country’s first citizen beca<strong>us</strong>e <strong>of</strong> hisintegrity and his military leadershipduring <strong>the</strong> Revolution, was chosenas presiding <strong>of</strong>ficer.Prominent among <strong>the</strong> more activemembers were two Pennsylvanians:Gouverneur Morris, who clearly saw<strong>the</strong> need for national government,and James Wilson, who laboredindefatigably for <strong>the</strong> national idea.Also elected by Pennsylvania wasBenjamin Franklin, nearing <strong>the</strong> end<strong>of</strong> an extraordinary career <strong>of</strong> publicservice and scientific achievement.From Virginia came James Madison,a practical young statesman, a thoroughstudent <strong>of</strong> politics and <strong>history</strong>,and, according to a colleague, “froma spirit <strong>of</strong> ind<strong>us</strong>try and application ...<strong>the</strong> best-informed man on any pointin debate.” He would be recognizedas <strong>the</strong> “Fa<strong>the</strong>r <strong>of</strong> <strong>the</strong> Constitution.”Massach<strong>us</strong>etts sent Ruf<strong>us</strong> Kingand Elbridge Gerry, young men <strong>of</strong>ability and experience. Roger Sherman,shoemaker turned judge, wasone <strong>of</strong> <strong>the</strong> representatives fromConnecticut. From New York cameAlexander Hamilton, who had proposed<strong>the</strong> meeting. Absent from<strong>the</strong> Convention were Thomas Jefferson,who was serving as ministerrepresenting <strong>the</strong> <strong>United</strong> <strong>States</strong> inFrance, and John Adams, serving in<strong>the</strong> same capacity in Great Britain.Youth predominated among <strong>the</strong> 55delegates — <strong>the</strong> average age was 42.Congress had authorized <strong>the</strong>Convention merely to draft amendmentsto <strong>the</strong> Articles <strong>of</strong> Confederationbut, as Madison later wrote, <strong>the</strong>delegates, “with a manly confidencein <strong>the</strong>ir country,” simply threw <strong>the</strong>Articles aside and went ahead with<strong>the</strong> building <strong>of</strong> a wholly new form<strong>of</strong> government.They recognized that <strong>the</strong> paramountneed was to reconcile twodifferent powers — <strong>the</strong> power <strong>of</strong>local control, which was alreadybeing exercised by <strong>the</strong> 13 semi-independentstates, and <strong>the</strong> power <strong>of</strong>a central government. They adopted<strong>the</strong> principle that <strong>the</strong> functions andpowers <strong>of</strong> <strong>the</strong> national government— being new, general, and incl<strong>us</strong>ive— had to be carefully definedand stated, while all o<strong>the</strong>r functionsand powers were to be understood asbelonging to <strong>the</strong> states. But realizingthat <strong>the</strong> central government had tohave real power, <strong>the</strong> delegates alsogenerally accepted <strong>the</strong> fact that <strong>the</strong>government should be authorized,among o<strong>the</strong>r things, to coin money,to regulate commerce, to declarewar, and to make peace.DEBATE AND COMPROMISEThe 18th-century statesmen whomet in Philadelphia were adherents<strong>of</strong> Montesquieu’s concept <strong>of</strong> <strong>the</strong>balance <strong>of</strong> power in politics. Thisprinciple was supported by colonialexperience and streng<strong>the</strong>ned by <strong>the</strong>writings <strong>of</strong> John Locke, with whichmost <strong>of</strong> <strong>the</strong> delegates were familiar.These influences led to <strong>the</strong> convictionthat three equal and coordinatebranches <strong>of</strong> government should beestablished. Legislative, executive,and judicial powers were to be soharmonio<strong>us</strong>ly balanced that noone could ever gain control. Thedelegates agreed that <strong>the</strong> legislativebranch, like <strong>the</strong> colonial legislaturesand <strong>the</strong> British Parliament, shouldconsist <strong>of</strong> two ho<strong>us</strong>es.On <strong>the</strong>se points <strong>the</strong>re was unanimitywithin <strong>the</strong> assembly. Butsharp differences also arose. Representatives<strong>of</strong> <strong>the</strong> small states — NewJersey, for instance — objected tochanges that would reduce <strong>the</strong>ir influencein <strong>the</strong> national governmentby basing representation upon populationra<strong>the</strong>r than upon statehood,as was <strong>the</strong> case under <strong>the</strong> Articles <strong>of</strong>Confederation.On <strong>the</strong> o<strong>the</strong>r hand, representatives<strong>of</strong> large states, like Virginia,argued for proportionate representation.This debate threatened to goon endlessly until Roger Shermancame forward with arguments forrepresentation in proportion to <strong>the</strong>population <strong>of</strong> <strong>the</strong> states in one ho<strong>us</strong>e<strong>of</strong> Congress, <strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representatives,and equal representation in<strong>the</strong> o<strong>the</strong>r, <strong>the</strong> Senate.The alignment <strong>of</strong> large againstsmall states <strong>the</strong>n dissolved. Butalmost every succeeding questionraised new divisions, to be resolvedonly by new compromises. Nor<strong>the</strong>rnerswanted slaves counted whendetermining each state’s tax share,but not in determining <strong>the</strong> number<strong>of</strong> seats a state would have in <strong>the</strong>Ho<strong>us</strong>e <strong>of</strong> Representatives. Under acompromise reached with little dissent,tax levies and Ho<strong>us</strong>e membershipwould be apportioned accordingto <strong>the</strong> number <strong>of</strong> free inhabitantspl<strong>us</strong> three-fifths <strong>of</strong> <strong>the</strong> slaves.Certain members, such as Shermanand Elbridge Gerry, still smartingfrom Shays’s Rebellion, fearedthat <strong>the</strong> mass <strong>of</strong> people lacked sufficientwisdom to govern <strong>the</strong>mselvesand th<strong>us</strong> wished no branch <strong>of</strong> <strong>the</strong>federal government to be elected directlyby <strong>the</strong> people. O<strong>the</strong>rs thought<strong>the</strong> national government should begiven as broad a popular base aspossible. Some delegates wished toexclude <strong>the</strong> growing West from <strong>the</strong>opportunity <strong>of</strong> statehood; o<strong>the</strong>rschampioned <strong>the</strong> equality principleestablished in <strong>the</strong> Northwest Ordinance<strong>of</strong> 1787.There was no serio<strong>us</strong> differenceon such national economic questionsas paper money, laws concerningcontract obligations, or <strong>the</strong> role<strong>of</strong> women, who were excluded frompolitics. But <strong>the</strong>re was a need for7273


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYbalancing sectional economic interests;for settling arguments as to<strong>the</strong> powers, term, and selection <strong>of</strong><strong>the</strong> chief executive; and for solvingproblems involving <strong>the</strong> tenure <strong>of</strong>judges and <strong>the</strong> kind <strong>of</strong> courts to beestablished.Laboring through a hot Philadelphiasummer, <strong>the</strong> convention finallyachieved a draft incorporating ina brief document <strong>the</strong> organization<strong>of</strong> <strong>the</strong> most complex governmentyet devised, one that would be supremewithin a clearly defined andlimited sphere. It would have fullpower to levy taxes, borrow money,establish uniform duties and excisetaxes, coin money, regulate interstatecommerce, fix weights andmeasures, grant patents and copyrights,set up post <strong>of</strong>fices, and buildpost roads. It also was authorized toraise and maintain an army andnavy, manage Native American affairs,conduct foreign policy, andwage war. It could pass laws fornaturalizing foreigners and controllingpublic lands; it could admit newstates on a basis <strong>of</strong> absolute equalitywith <strong>the</strong> old. The power to pass allnecessary and proper laws for executing<strong>the</strong>se clearly defined powersrendered <strong>the</strong> federal governmentable to meet <strong>the</strong> needs <strong>of</strong> later generationsand <strong>of</strong> a greatly expandedbody politic.The principle <strong>of</strong> separation <strong>of</strong>powers had already been given a fairtrial in most state constitutions andhad proved sound. Accordingly, <strong>the</strong>convention set up a governmentalsystem with separate legislative,executive, and judiciary branches,each checked by <strong>the</strong> o<strong>the</strong>rs. Th<strong>us</strong>congressional enactments were notto become law until approved by<strong>the</strong> president. And <strong>the</strong> presidentwas to submit <strong>the</strong> most important<strong>of</strong> his appointments and all his treatiesto <strong>the</strong> Senate for confirmation.The president, in turn, could be impeachedand removed by Congress.The judiciary was to hear all casesarising under federal laws and <strong>the</strong>Constitution; in effect, <strong>the</strong> courtswere empowered to interpret both<strong>the</strong> fundamental and <strong>the</strong> statutelaw. But members <strong>of</strong> <strong>the</strong> judiciary,appointed by <strong>the</strong> president and confirmedby <strong>the</strong> Senate, could also beimpeached by Congress.To protect <strong>the</strong> Constitution fromhasty alteration, Article V stipulatedthat amendments to <strong>the</strong> Constitutionbe proposed ei<strong>the</strong>r by twothirds<strong>of</strong> both ho<strong>us</strong>es <strong>of</strong> Congress orby two-thirds <strong>of</strong> <strong>the</strong> states, meetingin convention. The proposals were tobe ratified by one <strong>of</strong> two methods:ei<strong>the</strong>r by <strong>the</strong> legislatures <strong>of</strong> threefourths<strong>of</strong> <strong>the</strong> states, or by conventionin three-fourths <strong>of</strong> <strong>the</strong> states,with <strong>the</strong> Congress proposing <strong>the</strong>method to be <strong>us</strong>ed.Finally, <strong>the</strong> convention faced<strong>the</strong> most important problem <strong>of</strong> all:How should <strong>the</strong> powers given to<strong>the</strong> new government be enforced?Under <strong>the</strong> Articles <strong>of</strong> Confederation,<strong>the</strong> national government hadpossessed — on paper — significantpowers, which, in practice, hadcome to naught, for <strong>the</strong> states paidno attention to <strong>the</strong>m. What was tosave <strong>the</strong> new government from <strong>the</strong>same fate?At <strong>the</strong> outset, most delegates furnisheda single answer — <strong>the</strong> <strong>us</strong>e <strong>of</strong>force. But it was quickly seen that <strong>the</strong>application <strong>of</strong> force upon <strong>the</strong> stateswould destroy <strong>the</strong> Union. The decisionwas that <strong>the</strong> government shouldnot act upon <strong>the</strong> states but upon <strong>the</strong>people within <strong>the</strong> states, and shouldlegislate for and upon all <strong>the</strong> individualresidents <strong>of</strong> <strong>the</strong> country. As<strong>the</strong> keystone <strong>of</strong> <strong>the</strong> Constitution, <strong>the</strong>convention adopted two brief buthighly significant statements:Congress shall have power ...to make all Laws which shall benecessary and proper for carryinginto Execution <strong>the</strong> ... Powersvested by this Constitution in <strong>the</strong>Government <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>.... (Article I, Section 7)This Constitution, and <strong>the</strong>Laws <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong> whichshall be made in Pursuance<strong>the</strong>re<strong>of</strong>; and all Treaties made, orwhich shall be made, under <strong>the</strong>Authority <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>,shall be <strong>the</strong> supreme Law <strong>of</strong> <strong>the</strong>Land; and <strong>the</strong> Judges in everyState shall be bound <strong>the</strong>reby,any Thing in <strong>the</strong> Constitution orLaws <strong>of</strong> any State to <strong>the</strong> Contrarynotwithstanding. (Article VI)Th<strong>us</strong> <strong>the</strong> laws <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>became enforceable in its own nationalcourts, through its own judgesand marshals, as well as in <strong>the</strong> statecourts through <strong>the</strong> state judges andstate law <strong>of</strong>ficers.Debate continues to this dayabout <strong>the</strong> motives <strong>of</strong> those whowrote <strong>the</strong> Constitution. In 1913 historianCharles Beard, in An EconomicInterpretation <strong>of</strong> <strong>the</strong> Constitution,argued that <strong>the</strong> Founding Fa<strong>the</strong>rsrepresented emerging commercial-capitalistinterests that neededa strong national government. Healso believed many may have beenmotivated by personal holdings <strong>of</strong>large amounts <strong>of</strong> depreciated governmentsecurities. However, JamesMadison, principal drafter <strong>of</strong> <strong>the</strong>Constitution, held no bonds andwas a Virginia planter. Conversely,some opponents <strong>of</strong> <strong>the</strong> Constitutionowned large amounts <strong>of</strong> bondsand securities. Economic interestsinfluenced <strong>the</strong> course <strong>of</strong> <strong>the</strong> debate,but so did state, sectional, and ideologicalinterests. Equally importantwas <strong>the</strong> idealism <strong>of</strong> <strong>the</strong> framers.Products <strong>of</strong> <strong>the</strong> Enlightenment, <strong>the</strong>Founding Fa<strong>the</strong>rs designed a governmentthat <strong>the</strong>y believed wouldpromote individual liberty andpublic virtue. The ideals embodiedin <strong>the</strong> U.S. Constitution remain anessential element <strong>of</strong> <strong>the</strong> Americannational identity.RATIFICATION ANDTHE BILL OF RIGHTSOn September 17, 1787, after 16weeks <strong>of</strong> deliberation, <strong>the</strong> finishedConstitution was signed by 39 <strong>of</strong><strong>the</strong> 42 delegates present. Franklin,pointing to <strong>the</strong> half-sun painted inbrilliant gold on <strong>the</strong> back <strong>of</strong> Washington’schair, said:7475


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYI have <strong>of</strong>ten in <strong>the</strong> course <strong>of</strong> <strong>the</strong>session ... looked at that [chair]behind <strong>the</strong> president, withoutbeing able to tell whe<strong>the</strong>r it wasrising or setting; but now, atlength, I have <strong>the</strong> happiness toknow that it is a rising, and not asetting, sun.The convention was over; <strong>the</strong>members “adjourned to <strong>the</strong> CityTavern, dined toge<strong>the</strong>r, and tooka cordial leave <strong>of</strong> each o<strong>the</strong>r.” Yeta crucial part <strong>of</strong> <strong>the</strong> struggle for amore perfect union remained tobe faced. The consent <strong>of</strong> popularlyelected state conventions was stillrequired before <strong>the</strong> document couldbecome effective.The convention had decided that<strong>the</strong> Constitution would take effectupon ratification by conventions innine <strong>of</strong> <strong>the</strong> 13 states. By June 1788<strong>the</strong> required nine states had ratified<strong>the</strong> Constitution, but <strong>the</strong> large states<strong>of</strong> Virginia and New York had not.Most people felt that without <strong>the</strong>irsupport <strong>the</strong> Constitution would neverbe honored. To many, <strong>the</strong> documentseemed full <strong>of</strong> dangers: Wouldnot <strong>the</strong> strong central governmentthat it established tyrannize <strong>the</strong>m,oppress <strong>the</strong>m with heavy taxes, anddrag <strong>the</strong>m into wars?Differing views on <strong>the</strong>se questionsbrought into existence twoparties, <strong>the</strong> Federalists, who favoreda strong central government, and <strong>the</strong>Antifederalists, who preferred a looseassociation <strong>of</strong> separate states. Impassionedarguments on both sides werevoiced by <strong>the</strong> press, <strong>the</strong> legislatures,and <strong>the</strong> state conventions.In Virginia, <strong>the</strong> Antifederalistsattacked <strong>the</strong> proposed new governmentby challenging <strong>the</strong> openingphrase <strong>of</strong> <strong>the</strong> Constitution: “We<strong>the</strong> People <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>.”Without <strong>us</strong>ing <strong>the</strong> individual statenames in <strong>the</strong> Constitution, <strong>the</strong> delegatesargued, <strong>the</strong> states would notretain <strong>the</strong>ir separate rights or powers.Virginia Antifederalists were ledby Patrick Henry, who became <strong>the</strong>chief spokesman for back-countryfarmers who feared <strong>the</strong> powers <strong>of</strong><strong>the</strong> new central government. Waveringdelegates were persuaded bya proposal that <strong>the</strong> Virginia conventionrecommend a bill <strong>of</strong> rights,and Antifederalists joined with <strong>the</strong>Federalists to ratify <strong>the</strong> Constitutionon June 25.In New York, Alexander Hamilton,John Jay, and James Madisonp<strong>us</strong>hed for <strong>the</strong> ratification <strong>of</strong> <strong>the</strong>Constitution in a series <strong>of</strong> essaysknown as The Federalist Papers.The essays, published in New Yorknewspapers, provided a now-classicargument for a central federal government,with separate executive,legislative, and judicial branches thatchecked and balanced one ano<strong>the</strong>r.With The Federalist Papers influencing<strong>the</strong> New York delegates, <strong>the</strong> Constitutionwas ratified on July 26.Antipathy toward a strong centralgovernment was only oneconcern among those opposed to<strong>the</strong> Constitution; <strong>of</strong> equal concernto many was <strong>the</strong> fear that <strong>the</strong>Constitution did not protect individualrights and freedoms sufficiently.Virginian George Mason, author<strong>of</strong> Virginia’s Declaration <strong>of</strong> Rights<strong>of</strong> 1776, was one <strong>of</strong> three delegatesto <strong>the</strong> Constitutional Conventionwho had ref<strong>us</strong>ed to sign <strong>the</strong> finaldocument beca<strong>us</strong>e it did not enumerateindividual rights. Toge<strong>the</strong>rwith Patrick Henry, he campaignedvigoro<strong>us</strong>ly against ratification <strong>of</strong> <strong>the</strong>Constitution by Virginia. Indeed,five states, including Massach<strong>us</strong>etts,ratified <strong>the</strong> Constitution on <strong>the</strong> conditionthat such amendments beadded immediately.When <strong>the</strong> first Congress convenedin New York City in September1789, <strong>the</strong> calls for amendmentsprotecting individual rights werevirtually unanimo<strong>us</strong>. Congressquickly adopted 12 such amendments;by December 1791, enoughstates had ratified 10 amendmentsto make <strong>the</strong>m part <strong>of</strong> <strong>the</strong> Constitution.Collectively, <strong>the</strong>y are knownas <strong>the</strong> Bill <strong>of</strong> Rights. Among <strong>the</strong>irprovisions: freedom <strong>of</strong> speech, press,religion, and <strong>the</strong> right to assemblepeacefully, protest, and demandchanges (First Amendment); protectionagainst unreasonable searches,seizures <strong>of</strong> property, and arrest(Fourth Amendment); due process<strong>of</strong> law in all criminal cases (FifthAmendment); right to a fair andspeedy trial (Sixth Amendment);protection against cruel and un<strong>us</strong>ualpunishment (Eighth Amendment);and provision that <strong>the</strong> people retainadditional rights not listed in <strong>the</strong>Constitution (Ninth Amendment).Since <strong>the</strong> adoption <strong>of</strong> <strong>the</strong> Bill<strong>of</strong> Rights, only 17 more amendmentshave been added to <strong>the</strong>Constitution. Although a number <strong>of</strong><strong>the</strong> subsequent amendments revised<strong>the</strong> federal government’s structureand operations, most followed <strong>the</strong>precedent established by <strong>the</strong> Bill<strong>of</strong> Rights and expanded individualrights and freedoms.PRESIDENT WASHINGTONOne <strong>of</strong> <strong>the</strong> last acts <strong>of</strong> <strong>the</strong> Congress<strong>of</strong> <strong>the</strong> Confederation was to arrangefor <strong>the</strong> first presidential election, settingMarch 4, 1789, as <strong>the</strong> date that<strong>the</strong> new government would comeinto being. One name was on everyone’slips for <strong>the</strong> new chief <strong>of</strong> state,George Washington. He was unanimo<strong>us</strong>lychosen president and took<strong>the</strong> oath <strong>of</strong> <strong>of</strong>fice at his inaugurationon April 30, 1789. In words spokenby every president since, Washingtonpledged to execute <strong>the</strong> duties <strong>of</strong><strong>the</strong> presidency faithfully and, to <strong>the</strong>best <strong>of</strong> his ability, to “preserve, protect,and defend <strong>the</strong> Constitution <strong>of</strong><strong>the</strong> <strong>United</strong> <strong>States</strong>.”When Washington took <strong>of</strong>fice,<strong>the</strong> new Constitution enjoyed nei<strong>the</strong>rtradition nor <strong>the</strong> full backing <strong>of</strong>organized public opinion. The newgovernment had to create its ownmachinery and legislate a system <strong>of</strong>taxation that would support it. Untila judiciary could be established, lawscould not be enforced. The army wassmall. The navy had ceased to exist.Congress quickly created <strong>the</strong>departments <strong>of</strong> State and Treasury,with Thomas Jefferson and AlexanderHamilton as <strong>the</strong>ir respectivesecretaries. Departments <strong>of</strong> War7677


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYand J<strong>us</strong>tice were also created. SinceWashington preferred to make decisionsonly after consulting thosemen whose judgment he valued,<strong>the</strong> American presidential Cabinetcame into existence, consisting <strong>of</strong><strong>the</strong> heads <strong>of</strong> all <strong>the</strong> departments thatCongress might create. Simultaneo<strong>us</strong>ly,Congress provided for a federaljudiciary — a Supreme Court,with one chief j<strong>us</strong>tice and five associatej<strong>us</strong>tices, three circuit courts,and 13 district courts.Meanwhile, <strong>the</strong> country wasgrowing steadily and immigrationfrom Europe was increasing. Americanswere moving westward: NewEnglanders and Pennsylvanians intoOhio; Virginians and Caroliniansinto Kentucky and Tennessee. Goodfarms were to be had for small sums;labor was in strong demand. Therich valley stretches <strong>of</strong> upper NewYork, Pennsylvania, and Virginiasoon became great wheat-growingareas.Although many items were stillhomemade, <strong>the</strong> Ind<strong>us</strong>trial Revolutionwas dawning in <strong>the</strong> <strong>United</strong><strong>States</strong>. Massach<strong>us</strong>etts and RhodeIsland were laying <strong>the</strong> foundation <strong>of</strong>important textile ind<strong>us</strong>tries; Connecticutwas beginning to turn outtinware and clocks; New York, NewJersey, and Pennsylvania were producingpaper, glass, and iron. Shippinghad grown to such an extentthat on <strong>the</strong> seas <strong>the</strong> <strong>United</strong> <strong>States</strong>was second only to Britain. Even before1790, American ships were travelingto China to sell furs and bringback tea, spices, and silk.At this critical juncture in <strong>the</strong>country’s growth, Washington’s wiseleadership was crucial. He organizeda national government, developedpolicies for settlement <strong>of</strong> territoriesprevio<strong>us</strong>ly held by Britain and Spain,stabilized <strong>the</strong> northwestern frontier,and oversaw <strong>the</strong> admission <strong>of</strong> threenew states: Vermont (1791), Kentucky(1792), and Tennessee (1796).Finally, in his Farewell Address, hewarned <strong>the</strong> nation to “steer clear <strong>of</strong>permanent alliances with any portion<strong>of</strong> <strong>the</strong> foreign world.” This adviceinfluenced American attitudestoward <strong>the</strong> rest <strong>of</strong> <strong>the</strong> world for generationsto come.HAMILTON VS. JEFFERSONA conflict took shape in <strong>the</strong> 1790sbetween America’s first politicalparties. Indeed, <strong>the</strong> Federalists, ledby Alexander Hamilton, and <strong>the</strong>Republicans (also called Democratic-Republicans),led by ThomasJefferson, were <strong>the</strong> first politicalparties in <strong>the</strong> Western world. Unlikeloose political groupings in <strong>the</strong>British Ho<strong>us</strong>e <strong>of</strong> Commons or in<strong>the</strong> American colonies before <strong>the</strong>Revolution, both had reasonablyconsistent and principled platforms,relatively stable popular followings,and continuing organizations.The Federalists in <strong>the</strong> main represented<strong>the</strong> interests <strong>of</strong> trade andmanufacturing, which <strong>the</strong>y saw asforces <strong>of</strong> progress in <strong>the</strong> world. Theybelieved <strong>the</strong>se could be advancedonly by a strong central governmentcapable <strong>of</strong> establishing sound publiccredit and a stable currency. Openlydistr<strong>us</strong>tful <strong>of</strong> <strong>the</strong> latent radicalism<strong>of</strong> <strong>the</strong> masses, <strong>the</strong>y could none<strong>the</strong>lesscredibly appeal to workers andartisans. Their political strongholdwas in <strong>the</strong> New England states. SeeingEngland as in many respects anexample <strong>the</strong> <strong>United</strong> <strong>States</strong> should tryto emulate, <strong>the</strong>y favored good relationswith <strong>the</strong>ir mo<strong>the</strong>r country.Although Alexander Hamiltonwas never able to m<strong>us</strong>ter <strong>the</strong> popularappeal to stand successfully for elective<strong>of</strong>fice, he was far and away <strong>the</strong>Federalists’ main generator <strong>of</strong> ideologyand public policy. He brought topublic life a love <strong>of</strong> efficiency, order,and organization. In response to <strong>the</strong>call <strong>of</strong> <strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representativesfor a plan for <strong>the</strong> “adequate support<strong>of</strong> public credit,” he laid down andsupported principles not only <strong>of</strong> <strong>the</strong>public economy, but <strong>of</strong> effective government.Hamilton pointed out that<strong>the</strong> <strong>United</strong> <strong>States</strong> m<strong>us</strong>t have creditfor ind<strong>us</strong>trial development, commercialactivity, and <strong>the</strong> operations<strong>of</strong> government, and that its obligationsm<strong>us</strong>t have <strong>the</strong> complete faithand support <strong>of</strong> <strong>the</strong> people.There were many who wishedto repudiate <strong>the</strong> Confederation’snational debt or pay only part <strong>of</strong> it.Hamilton insisted upon full paymentand also upon a plan by which<strong>the</strong> federal government took over<strong>the</strong> unpaid debts <strong>of</strong> <strong>the</strong> states incurredduring <strong>the</strong> Revolution. Healso secured congressional legislationfor a Bank <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>.Modeled after <strong>the</strong> Bank <strong>of</strong> England,it acted as <strong>the</strong> nation’s central financialinstitution and operatedbranches in different parts <strong>of</strong> <strong>the</strong>country. Hamilton sponsored a nationalmint, and argued in favor <strong>of</strong>tariffs, saying that temporary protection<strong>of</strong> new firms could help foster<strong>the</strong> development <strong>of</strong> competitivenational ind<strong>us</strong>tries. These measures— placing <strong>the</strong> credit <strong>of</strong> <strong>the</strong> federalgovernment on a firm foundationand giving it all <strong>the</strong> revenues itneeded — encouraged commerceand ind<strong>us</strong>try, and created a solidphalanx <strong>of</strong> interests firmly behind<strong>the</strong> national government.The Republicans, led by ThomasJefferson, spoke primarily for agriculturalinterests and values. Theydistr<strong>us</strong>ted bankers, cared little forcommerce and manufacturing, andbelieved that freedom and democracyflourished best in a rural societycomposed <strong>of</strong> self-sufficient farmers.They felt little need for a strongcentral government; in fact, <strong>the</strong>ytended to see it as a potential source<strong>of</strong> oppression. Th<strong>us</strong> <strong>the</strong>y favoredstates’ rights. They were strongest in<strong>the</strong> South.Hamilton’s great aim was moreefficient organization, whereas Jeffersononce said, “I am not a friendto a very energetic government.”Hamilton feared anarchy andthought in terms <strong>of</strong> order; Jeffersonfeared tyranny and thought in terms<strong>of</strong> freedom. Where Hamilton sawEngland as an example, Jefferson,who had been minister to France in<strong>the</strong> early stages <strong>of</strong> <strong>the</strong> French Revolution,looked to <strong>the</strong> overthrow <strong>of</strong><strong>the</strong> French monarchy as vindication7879


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORY<strong>of</strong> <strong>the</strong> liberal ideals <strong>of</strong> <strong>the</strong> Enlightenment.Against Hamilton’s instinctiveconservatism, he projected aneloquent democratic radicalism.An early clash between <strong>the</strong>m,which occurred shortly after Jeffersontook <strong>of</strong>fice as secretary <strong>of</strong> state,led to a new and pr<strong>of</strong>oundly importantinterpretation <strong>of</strong> <strong>the</strong> Constitution.When Hamilton introducedhis bill to establish a national bank,Jefferson, speaking for those whobelieved in states’ rights, argued that<strong>the</strong> Constitution expressly enumeratedall <strong>the</strong> powers belonging to <strong>the</strong>federal government and reserved allo<strong>the</strong>r powers to <strong>the</strong> states. Nowherewas <strong>the</strong> federal government empoweredto set up a bank.Hamilton responded that beca<strong>us</strong>e<strong>of</strong> <strong>the</strong> mass <strong>of</strong> necessary detail, avast body <strong>of</strong> powers had to beimplied by general cla<strong>us</strong>es, and one<strong>of</strong> <strong>the</strong>se authorized Congress to“make all laws which shall be necessaryand proper” for carrying outo<strong>the</strong>r powers specifically granted.The Constitution authorized <strong>the</strong>national government to levy andcollect taxes, pay debts, and borrowmoney. A national bank wouldmaterially help in performing <strong>the</strong>sefunctions efficiently. Congress,<strong>the</strong>refore, was entitled, under its impliedpowers, to create such a bank.Washington and <strong>the</strong> Congress acceptedHamilton’s view — and setan important precedent for an expansiveinterpretation <strong>of</strong> <strong>the</strong> federalgovernment’s authority.CITIZEN GENET ANDFOREIGN POLICYAlthough one <strong>of</strong> <strong>the</strong> first tasks<strong>of</strong> <strong>the</strong> new government was tostreng<strong>the</strong>n <strong>the</strong> domestic economyand make <strong>the</strong> nation financiallysecure, <strong>the</strong> <strong>United</strong> <strong>States</strong> could notignore foreign affairs. The cornerstones<strong>of</strong> Washington’s foreignpolicy were to preserve peace, togive <strong>the</strong> country time to recoverfrom its wounds, and to permit <strong>the</strong>slow work <strong>of</strong> national integration tocontinue. Events in Europe threatened<strong>the</strong>se goals. Many Americanswatched <strong>the</strong> French Revolution withkeen interest and sympathy. In April1793, news came that France haddeclared war on Great Britain andSpain, and that a new French envoy,Edmond Charles Genet — CitizenGenet — was coming to <strong>the</strong> <strong>United</strong><strong>States</strong>.When <strong>the</strong> revolution in Franceled to <strong>the</strong> execution <strong>of</strong> King LouisXVI in January 1793, Britain, Spain,and Holland became involved inwar with France. According to <strong>the</strong>Franco-American Treaty <strong>of</strong> Alliance<strong>of</strong> 1778, <strong>the</strong> <strong>United</strong> <strong>States</strong> and Francewere perpetual allies, and <strong>the</strong> <strong>United</strong><strong>States</strong> was obliged to help Francedefend <strong>the</strong> West Indies. However,<strong>the</strong> <strong>United</strong> <strong>States</strong>, militarily andeconomically a very weak country,was in no position to become involvedin ano<strong>the</strong>r war with majorEuropean powers.On April 22, 1793, Washingtoneffectively abrogated <strong>the</strong> terms <strong>of</strong> <strong>the</strong>1778 treaty that had made Americanindependence possible by proclaiming<strong>the</strong> <strong>United</strong> <strong>States</strong> to be “friendlyand impartial toward <strong>the</strong> belligerentpowers.” When Genet arrived, hewas cheered by many citizens, buttreated with cool formality by <strong>the</strong>government. Angered, he violateda promise not to outfit a capturedBritish ship as a privateer (privatelyowned warships commissioned toprey on ships <strong>of</strong> enemy nations).Genet <strong>the</strong>n threatened to take hisca<strong>us</strong>e directly to <strong>the</strong> American people,over <strong>the</strong> head <strong>of</strong> <strong>the</strong> government.Shortly afterward, <strong>the</strong> <strong>United</strong> <strong>States</strong>requested his recall by <strong>the</strong> Frenchgovernment.The Genet incident strainedAmerican relations with France ata time when those with Great Britainwere far from satisfactory. Britishtroops still occupied forts in <strong>the</strong>West, property carried <strong>of</strong>f by Britishsoldiers during <strong>the</strong> Revolution hadnot been restored or paid for, and <strong>the</strong>British Navy was seizing Americanships bound for French ports. Thetwo countries seemed to be driftingtoward war. Washington sent JohnJay, first chief j<strong>us</strong>tice <strong>of</strong> <strong>the</strong> SupremeCourt, to London as a special envoy.Jay negotiated a treaty that securedwithdrawal <strong>of</strong> British soldiers fromwestern forts but allowed <strong>the</strong> Britishto continue <strong>the</strong> fur trade with <strong>the</strong>Indians in <strong>the</strong> Northwest. Londonagreed to pay damages for Americanships and cargoes seized in 1793 and1794, but made no commitments onpossible future seizures. Moreover,<strong>the</strong> treaty failed to address <strong>the</strong> festeringissue <strong>of</strong> British “impressment”<strong>of</strong> American sailors into <strong>the</strong> RoyalNavy, placed severe limitations onAmerican trade with <strong>the</strong> West Indies,and accepted <strong>the</strong> British viewthat food and naval stores, as well aswar materiel, were contraband subjectto seizure if bound for enemyports on neutral ships.American diplomat CharlesPinckney was more successful indealing with Spain. In 1795, he negotiatedan important treaty settling<strong>the</strong> Florida border on Americanterms and giving Americans accessto <strong>the</strong> port <strong>of</strong> New Orleans. All <strong>the</strong>same, <strong>the</strong> Jay Treaty with <strong>the</strong> Britishreflected a continuing Americanweakness vis-a-vis a world superpower.Deeply unpopular, it wasvocally supported only by Federalistswho valued cultural and economicties with Britain. Washingtonbacked it as <strong>the</strong> best bargain available,and, after a heated debate, <strong>the</strong>Senate approved it.Citizen Genet’s antics and Jay’sTreaty demonstrated both <strong>the</strong> difficultiesfaced by a small weak nationcaught between two great powersand <strong>the</strong> wide gap in outlook betweenFederalists and Republicans. To <strong>the</strong>Federalists, Republican backers <strong>of</strong><strong>the</strong> increasingly violent and radicalFrench Revolution were dangero<strong>us</strong>radicals (“Jacobins”); to <strong>the</strong> Republicans,advocates <strong>of</strong> amity with Englandwere monarchists who wouldsubvert <strong>the</strong> natural rights <strong>of</strong> Americans.The Federalists connected virtueand national development withcommerce; <strong>the</strong> Republicans saw8081


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYAmerica’s destiny as that <strong>of</strong> a vastagrarian republic. The politics <strong>of</strong><strong>the</strong>ir conflicting positions becameincreasingly vehement.ADAMS AND JEFFERSONWashington retired in 1797, firmlydeclining to serve for more thaneight years as <strong>the</strong> nation’s head.Thomas Jefferson <strong>of</strong> Virginia (Republican)and John Adams (Federalist)vied to succeed him. Adamswon a narrow election victory. From<strong>the</strong> beginning, however, he was at<strong>the</strong> head <strong>of</strong> a party and an administrationdivided between his backersand those <strong>of</strong> his rival, Hamilton.Adams faced serio<strong>us</strong> internationaldifficulties. France, angered byJay’s treaty with Britain, adopted itsdefinition <strong>of</strong> contraband and beganto seize American ships headed forBritain. By 1797 France had snatched300 American ships and broken<strong>of</strong>f diplomatic relations with <strong>the</strong><strong>United</strong> <strong>States</strong>. When Adams sentthree commissioners to Paris tonegotiate, agents <strong>of</strong> Foreign MinisterCharles Maurice de Talleyrand(whom Adams labeled X, Y, andZ in his report to Congress) informed<strong>the</strong> Americans that negotiationscould only begin if <strong>the</strong> <strong>United</strong><strong>States</strong> loaned France $12 millionand bribed <strong>of</strong>ficials <strong>of</strong> <strong>the</strong> Frenchgovernment. American hostility toFrance rose to an excited pitch. Theso-called XYZ Affair led to <strong>the</strong> enlistment<strong>of</strong> troops and <strong>the</strong> streng<strong>the</strong>ning<strong>of</strong> <strong>the</strong> fledgling U.S. Navy.In 1799, after a series <strong>of</strong> sea battleswith <strong>the</strong> French, war seemedinevitable. In this crisis, Adamsrejected <strong>the</strong> guidance <strong>of</strong> Hamilton,who wanted war, and reopened negotiationswith France. Napoleon,who had j<strong>us</strong>t come to power, received<strong>the</strong>m cordially. The danger<strong>of</strong> conflict subsided with <strong>the</strong> negotiation<strong>of</strong> <strong>the</strong> Convention <strong>of</strong> 1800,which formally released <strong>the</strong> <strong>United</strong><strong>States</strong> from its 1778 defense alliancewith France. However, reflectingAmerican weakness, France ref<strong>us</strong>edto pay $20 million in compensationfor American ships taken by <strong>the</strong>French Navy.Hostility to France had led Congressto pass <strong>the</strong> Alien and SeditionActs, which had severe reperc<strong>us</strong>sionsfor American civil liberties. TheNaturalization Act, which changed<strong>the</strong> requirement for citizenshipfrom five to 14 years, was targetedat Irish and French immigrantss<strong>us</strong>pected <strong>of</strong> supporting <strong>the</strong> Republicans.The Alien Act, operative fortwo years only, gave <strong>the</strong> president<strong>the</strong> power to expel or imprisonaliens in time <strong>of</strong> war. The SeditionAct proscribed writing, speaking,or publishing anything <strong>of</strong> “a false,scandalo<strong>us</strong>, and malicio<strong>us</strong>” natureagainst <strong>the</strong> president or Congress.The few convictions won under itcreated martyrs to <strong>the</strong> ca<strong>us</strong>e <strong>of</strong> civilliberties and aro<strong>us</strong>ed support for <strong>the</strong>Republicans.The acts met with resistance. Jeffersonand Madison sponsored <strong>the</strong>passage <strong>of</strong> <strong>the</strong> Kentucky and VirginiaResolutions by <strong>the</strong> legislatures<strong>of</strong> <strong>the</strong>se two states in November andDecember 1798. Extreme declaration<strong>of</strong> states’ rights, <strong>the</strong> resolutionsasserted that states could “interpose”<strong>the</strong>ir views on federal actionsand “nullify” <strong>the</strong>m. The doctrine<strong>of</strong> nullification would be <strong>us</strong>ed laterfor <strong>the</strong> Sou<strong>the</strong>rn states’ resistance toprotective tariffs, and, more omino<strong>us</strong>ly,slavery.By 1800 <strong>the</strong> American peoplewere ready for a change. UnderWashington and Adams, <strong>the</strong> Federalistshad established a strong government,but sometimes failing tohonor <strong>the</strong> principle that <strong>the</strong> Americangovernment m<strong>us</strong>t be responsiveto <strong>the</strong> will <strong>of</strong> <strong>the</strong> people, <strong>the</strong>y hadfollowed policies that alienated largegroups. For example, in 1798 <strong>the</strong>yhad enacted a tax on ho<strong>us</strong>es, land,and slaves, affecting every propertyowner in <strong>the</strong> country.Jefferson had steadily ga<strong>the</strong>redbehind him a great mass <strong>of</strong> smallfarmers, shopkeepers, and o<strong>the</strong>rworkers. He won a close victory ina contested election. Jefferson enjoyedextraordinary favor beca<strong>us</strong>e <strong>of</strong>his appeal to American idealism. Inhis inaugural address, <strong>the</strong> first suchspeech in <strong>the</strong> new capital <strong>of</strong> Washington,D.C., he promised “a wiseand frugal government” that wouldpreserve order among <strong>the</strong> inhabitantsbut leave people “o<strong>the</strong>rwise freeto regulate <strong>the</strong>ir own pursuits <strong>of</strong> ind<strong>us</strong>try,and improvement.”Jefferson’s mere presence in <strong>the</strong>White Ho<strong>us</strong>e encouraged democraticprocedures. He preachedand practiced democratic simplicity,eschewing much <strong>of</strong> <strong>the</strong> pompand ceremony <strong>of</strong> <strong>the</strong> presidency. Inline with Republican ideology, hesharply cut military expenditures.Believing America to be a havenfor <strong>the</strong> oppressed, he secured a liberalnaturalization law. By <strong>the</strong> end<strong>of</strong> his second term, his far-sightedsecretary <strong>of</strong> <strong>the</strong> treasury, AlbertGallatin, had reduced <strong>the</strong> nationaldebt to less than $560 million.Widely popular, Jefferson won reelectionas president easily.LOUISIANA AND BRITAINOne <strong>of</strong> Jefferson’s acts doubled <strong>the</strong>area <strong>of</strong> <strong>the</strong> country. At <strong>the</strong> end <strong>of</strong> <strong>the</strong>Seven Years’ War, France had cededits territory west <strong>of</strong> <strong>the</strong> MississippiRiver to Spain. Access to <strong>the</strong> port<strong>of</strong> New Orleans near its mouth wasvital for <strong>the</strong> shipment <strong>of</strong> Americanproducts from <strong>the</strong> Ohio and Mississippiriver valleys. Shortly after Jeffersonbecame president, Napoleonforced a weak Spanish governmentto cede this great tract, <strong>the</strong> LouisianaTerritory, back to France. The movefilled Americans with apprehensionand indignation. French plans fora huge colonial empire j<strong>us</strong>t west <strong>of</strong><strong>the</strong> <strong>United</strong> <strong>States</strong> serio<strong>us</strong>ly threatened<strong>the</strong> future development <strong>of</strong> <strong>the</strong><strong>United</strong> <strong>States</strong>. Jefferson asserted thatif France took possession <strong>of</strong> Louisiana,“from that moment we m<strong>us</strong>tmarry ourselves to <strong>the</strong> British fleetand nation.”Napoleon, however, lost interestafter <strong>the</strong> French were expelled fromHaiti by a slave revolt. Knowing thatano<strong>the</strong>r war with Great Britain was8283


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYimpending, he resolved to fill histreasury and put Louisiana beyond<strong>the</strong> reach <strong>of</strong> Britain by selling it to<strong>the</strong> <strong>United</strong> <strong>States</strong>. His <strong>of</strong>fer presentedJefferson with a dilemma: TheConstitution conferred no explicitpower to purchase territory. At first<strong>the</strong> president wanted to propose anamendment, but delay might leadNapoleon to change his mind. Advisedthat <strong>the</strong> power to purchaseterritory was inherent in <strong>the</strong> powerto make treaties, Jefferson relented,saying that “<strong>the</strong> good sense <strong>of</strong> ourcountry will correct <strong>the</strong> evil <strong>of</strong> looseconstruction when it shall produceill effects.”The <strong>United</strong> <strong>States</strong> obtained <strong>the</strong>“Louisiana Purchase” for $15 millionin 1803. It contained morethan 2,600,000 square kilometersas well as <strong>the</strong> port <strong>of</strong> New Orleans.The nation had gained a sweep <strong>of</strong>rich plains, mountains, forests, andriver systems that within 80 yearswould become its heartland — anda breadbasket for <strong>the</strong> world.As Jefferson began his secondterm in 1805, he declared Americanneutrality in <strong>the</strong> struggle betweenGreat Britain and France. Althoughboth sides sought to restrict neutralshipping to <strong>the</strong> o<strong>the</strong>r, British control<strong>of</strong> <strong>the</strong> seas made its interdiction andseizure much more serio<strong>us</strong> thanany actions by Napoleonic France.British naval commanders routinelysearched American ships, seized vesselsand cargoes, and took <strong>of</strong>f sailorsbelieved to be British subjects. Theyalso frequently impressed Americanseamen into <strong>the</strong>ir service.When Jefferson issued a proclamationordering British warshipsto leave U.S. territorial waters, <strong>the</strong>British reacted by impressing moresailors. Jefferson <strong>the</strong>n decided to relyon economic pressure; in December1807 Congress passed <strong>the</strong> EmbargoAct, forbidding all foreign commerce.Ironically, <strong>the</strong> law requiredstrong police authority that vastlyincreased <strong>the</strong> powers <strong>of</strong> <strong>the</strong> nationalgovernment. Economically, it wasdisastro<strong>us</strong>. In a single year Americanexports fell to one-fifth <strong>of</strong> <strong>the</strong>irformer volume. Shipping interestswere almost ruined by <strong>the</strong> measure;discontent rose in New England andNew York. Agricultural interestssuffered heavily also. Prices droppeddrastically when <strong>the</strong> Sou<strong>the</strong>rn andWestern farmers could not export<strong>the</strong>ir surpl<strong>us</strong> grain, cotton, meat,and tobacco.The embargo failed to starveGreat Britain into a change <strong>of</strong> policy.As <strong>the</strong> grumbling at home increased,Jefferson turned to a mildermeasure, which partially conciliateddomestic shipping interests. In early1809 he signed <strong>the</strong> Non-IntercourseAct permitting commerce with allcountries except Britain or Franceand <strong>the</strong>ir dependencies.James Madison succeeded Jeffersonas president in 1809. Relationswith Great Britain grew worse, and<strong>the</strong> two countries moved rapidly towardwar. The president laid beforeCongress a detailed report, showingseveral tho<strong>us</strong>and instances in which<strong>the</strong> British had impressed Americancitizens. In addition, northwesternsettlers had suffered from attacksby Indians whom <strong>the</strong>y believed hadbeen incited by British agents inCanada. In turn, many Americansfavored conquest <strong>of</strong> Canada and <strong>the</strong>elimination <strong>of</strong> British influence inNorth America, as well as vengeancefor impressment and commercialrepression. By 1812, war fervor wasdominant. On June 18, <strong>the</strong> <strong>United</strong><strong>States</strong> declared war on Britain.THE WAR OF 1812The nation went to war bitterlydivided. While <strong>the</strong> South and Westfavored <strong>the</strong> conflict, New York andNew England opposed it beca<strong>us</strong>eit interfered with <strong>the</strong>ir commerce.The U.S. military was weak. Thearmy had fewer than 7,000 regularsoldiers, distributed in widely scatteredposts along <strong>the</strong> coast, near <strong>the</strong>Canadian border, and in <strong>the</strong> remoteinterior. The state militias werepoorly trained and undisciplined.Hostilities began with an invasion<strong>of</strong> Canada, which, if properlytimed and executed, would havebrought united action against Montreal.Instead, <strong>the</strong> entire campaignmiscarried and ended with <strong>the</strong> Britishoccupation <strong>of</strong> Detroit. The U.S.Navy, however, scored successes.In addition, American privateers,swarming <strong>the</strong> Atlantic, captured 500British vessels during <strong>the</strong> fall andwinter months <strong>of</strong> 1812 and 1813.The campaign <strong>of</strong> 1813 centeredon Lake Erie. General WilliamHenry Harrison — who would laterbecome president — led an army<strong>of</strong> militia, volunteers, and regularsfrom Kentucky with <strong>the</strong> object <strong>of</strong>reconquering Detroit. On September12, while he was still in upper Ohio,news reached him that CommodoreOliver Hazard Perry had annihilated<strong>the</strong> British fleet on Lake Erie. Harrisonoccupied Detroit and p<strong>us</strong>hedinto Canada, defeating <strong>the</strong> fleeingBritish and <strong>the</strong>ir Indian allies on<strong>the</strong> Thames River. The entire regionnow came under American control.A year later Commodore ThomasMacdonough won a point-blankgun duel with a British flotilla onLake Champlain in upper NewYork. Deprived <strong>of</strong> naval support, aBritish invasion force <strong>of</strong> 10,000 menretreated to Canada. Never<strong>the</strong>less,<strong>the</strong> British fleet harassed <strong>the</strong> Easternseaboard with orders to “destroyand lay waste.” On <strong>the</strong> night <strong>of</strong> Aug<strong>us</strong>t24, 1814, an expeditionary forcerouted American militia, marchedto Washington, D.C., and left <strong>the</strong>city in flames. President James Madisonfled to Virginia.British and American negotiatorsconducted talks in Europe.The British envoys decided to concede,however, when <strong>the</strong>y learned<strong>of</strong> Macdonough’s victory on LakeChamplain. Faced with <strong>the</strong> depletion<strong>of</strong> <strong>the</strong> British treasury due inlarge part to <strong>the</strong> heavy costs <strong>of</strong> <strong>the</strong>Napoleonic Wars, <strong>the</strong> negotiatorsfor Great Britain accepted <strong>the</strong> Treaty<strong>of</strong> Ghent in December 1814. It providedfor <strong>the</strong> cessation <strong>of</strong> hostilities,<strong>the</strong> restoration <strong>of</strong> conquests, and acommission to settle boundary disputes.Unaware that a peace treaty8485


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTOUTLINE OF U.S. HISTORYhad been signed, <strong>the</strong> two sides continuedfighting into 1815 near NewOrleans, Louisiana. Led by GeneralAndrew Jackson, <strong>the</strong> <strong>United</strong> <strong>States</strong>scored <strong>the</strong> greatest land victory <strong>of</strong><strong>the</strong> war, ending for once and for allany British hopes <strong>of</strong> reestablishingcontinental influence south <strong>of</strong> <strong>the</strong>Canadian border.While <strong>the</strong> British and Americanswere negotiating a settlement,Federalist delegates selected by <strong>the</strong>legislatures <strong>of</strong> Massach<strong>us</strong>etts, RhodeIsland, Connecticut, Vermont, andNew Hampshire ga<strong>the</strong>red in Hartford,Connecticut, to express oppositionto “Mr. Madison’s war.” NewEngland had managed to trade with<strong>the</strong> enemy throughout <strong>the</strong> conflict,and some areas actually prosperedfrom this commerce. Never<strong>the</strong>less,<strong>the</strong> Federalists claimed that <strong>the</strong> warwas ruining <strong>the</strong> economy. With apossibility <strong>of</strong> secession from <strong>the</strong>Union in <strong>the</strong> background, <strong>the</strong> conventionproposed a series <strong>of</strong> constitutionalamendments that wouldprotect New England interests. Instead,<strong>the</strong> end <strong>of</strong> <strong>the</strong> war, punctuatedby <strong>the</strong> smashing victory at New Orleans,stamped <strong>the</strong> Federalists with astigma <strong>of</strong> disloyalty from which <strong>the</strong>ynever recovered. 9THE SECOND GREAT AWAKENINGBy <strong>the</strong> end <strong>of</strong> <strong>the</strong> 18th century, many educated Americans no longerpr<strong>of</strong>essed traditional Christian beliefs. In reaction to <strong>the</strong> secularism <strong>of</strong> <strong>the</strong> age,a religio<strong>us</strong> revival spread westward in <strong>the</strong> first half <strong>of</strong> <strong>the</strong> 19th century.This “Second Great Awakening” consisted <strong>of</strong> several kinds <strong>of</strong> activity,distinguished by locale and expression <strong>of</strong> religio<strong>us</strong> commitment. In NewEngland, <strong>the</strong> renewed interest in religion inspired a wave <strong>of</strong> social activism.In western New York, <strong>the</strong> spirit <strong>of</strong> revival encouraged <strong>the</strong> emergence <strong>of</strong> newdenominations. In <strong>the</strong> Appalachian region <strong>of</strong> Kentucky and Tennessee, <strong>the</strong>revival streng<strong>the</strong>ned <strong>the</strong> Methodists and <strong>the</strong> Baptists, and spawned a new form<strong>of</strong> religio<strong>us</strong> expression — <strong>the</strong> camp meeting.In contrast to <strong>the</strong> Great Awakening <strong>of</strong> <strong>the</strong> 1730s, <strong>the</strong> revivals in <strong>the</strong>East were notable for <strong>the</strong> absence <strong>of</strong> hysteria and open emotion. Ra<strong>the</strong>r,unbelievers were awed by <strong>the</strong> “respectful silence” <strong>of</strong> those bearing witnessto <strong>the</strong>ir faith. The evangelical enth<strong>us</strong>iasm in New England gave rise tointerdenominational missionary societies, formed to evangelize <strong>the</strong> West.Members <strong>of</strong> <strong>the</strong>se societies not only acted as apostles for <strong>the</strong> faith, but aseducators, civic leaders, and exponents <strong>of</strong> Eastern, urban culture. Publicationand education societies promoted Christian education. Most notable among<strong>the</strong>m was <strong>the</strong> American Bible Society, founded in 1816. Social activisminspired by <strong>the</strong> revival gave rise to abolition <strong>of</strong> slavery groups and <strong>the</strong> Societyfor <strong>the</strong> Promotion <strong>of</strong> Temperance, as well as to efforts to reform prisons andcare for <strong>the</strong> handicapped and mentally ill.Western New York, from Lake Ontario to <strong>the</strong> Adirondack Mountains, hadbeen <strong>the</strong> scene <strong>of</strong> so many religio<strong>us</strong> revivals in <strong>the</strong> past that it was known as<strong>the</strong> “Burned-Over District.” Here, <strong>the</strong> dominant figure was Charles GrandisonFinney, a lawyer who had experienced a religio<strong>us</strong> epiphany and set out topreach <strong>the</strong> Gospel. His revivals were characterized by careful planning,showmanship, and advertising. Finney preached in <strong>the</strong> Burned-Over Districtthroughout <strong>the</strong> 1820s and <strong>the</strong> early 1830s, before moving to Ohio in 1835to take a chair in <strong>the</strong>ology at Oberlin College, <strong>of</strong> which he subsequentlybecame president.Two o<strong>the</strong>r important religio<strong>us</strong> denominations in America — <strong>the</strong> Mormonsand <strong>the</strong> Seventh Day Adventists — also got <strong>the</strong>ir start in <strong>the</strong> Burned-Over District.8687


CHAPTER 4: THE FORMATION OF A NATIONAL GOVERNMENTIn <strong>the</strong> Appalachian region, <strong>the</strong> revival took on characteristics similarto <strong>the</strong> Great Awakening <strong>of</strong> <strong>the</strong> previo<strong>us</strong> century. But here, <strong>the</strong> center <strong>of</strong> <strong>the</strong>revival was <strong>the</strong> camp meeting, a religio<strong>us</strong> service <strong>of</strong> several days’ length, fora group that was obliged to take shelter on <strong>the</strong> spot beca<strong>us</strong>e <strong>of</strong> <strong>the</strong> distancefrom home. Pioneers in thinly populated areas looked to <strong>the</strong> camp meetingas a refuge from <strong>the</strong> lonely life on <strong>the</strong> frontier. The sheer exhilaration <strong>of</strong>participating in a religio<strong>us</strong> revival with hundreds and perhaps tho<strong>us</strong>ands<strong>of</strong> people inspired <strong>the</strong> dancing, shouting, and singing associated with <strong>the</strong>seevents. Probably <strong>the</strong> largest camp meeting was at Cane Ridge, Kentucky, inAug<strong>us</strong>t 1801; between 10,000 and 25,000 people attended.The great revival quickly spread throughout Kentucky, Tennessee, andsou<strong>the</strong>rn Ohio, with <strong>the</strong> Methodists and <strong>the</strong> Baptists its prime beneficiaries.Each denomination had assets that allowed it to thrive on <strong>the</strong> frontier. TheMethodists had a very efficient organization that depended on ministers —known as circuit riders — who sought out people in remote frontier locations.The circuit riders came from among <strong>the</strong> common people and possessed arapport with <strong>the</strong> frontier families <strong>the</strong>y hoped to convert. The Baptists hadno formal church organization. Their farmer-preachers were people whoreceived “<strong>the</strong> call” from God, studied <strong>the</strong> Bible, and founded a church, which<strong>the</strong>n ordained <strong>the</strong>m. O<strong>the</strong>r candidates for <strong>the</strong> ministry emerged from <strong>the</strong>sechurches, and established a presence far<strong>the</strong>r into <strong>the</strong> wilderness. Using suchmethods, <strong>the</strong> Baptists became dominant throughout <strong>the</strong> border states andmost <strong>of</strong> <strong>the</strong> South.The Second Great Awakening exercised a pr<strong>of</strong>ound impact on American<strong>history</strong>. The numerical strength <strong>of</strong> <strong>the</strong> Baptists and Methodists rose relativeto that <strong>of</strong> <strong>the</strong> denominations dominant in <strong>the</strong> colonial period — Anglicans,Presbyterians, and Congregationalists. The growing differenceswithin American Protestantism reflected <strong>the</strong> growth and diversity <strong>of</strong> anexpanding nation.Andrew Jackson, president from 1829 to 1837. Charismatic, forceful,and passionate, Jackson forged an effective political coalition within<strong>the</strong> Democratic Party with Westerners, farmers, and working people.TRANSFORMINGA N A T I O NA P I C T U R E P R O F I L EThe <strong>United</strong> <strong>States</strong> transformed itself again in <strong>the</strong> 19th andearly 20th centuries. A rural, agricultural nation became anind<strong>us</strong>trial power whose backbone was steel and coal, railroads,and steam power. A young country once bound by <strong>the</strong> MississippiRiver expanded across <strong>the</strong> North American continent, and on tooverseas territories. A nation divided by <strong>the</strong> issue <strong>of</strong> slavery andtested by <strong>the</strong> trauma <strong>of</strong> civil war became a world power whoseglobal influence was first felt in World War I.88 89


Henry Clay <strong>of</strong> Kentucky,although never president,was one <strong>of</strong> <strong>the</strong> mostinfluential Americanpoliticians <strong>of</strong> <strong>the</strong> first half<strong>of</strong> <strong>the</strong> 19th century. Claybecame indispensable forhis role in preserving <strong>the</strong>Union with <strong>the</strong> MissouriCompromise <strong>of</strong> 1820 and<strong>the</strong> Compromise <strong>of</strong> 1850.Both pieces <strong>of</strong> legislationresolved, for a time,disputes over slavery in<strong>the</strong> territories.William Lloyd Garrison, whosepassionate denunciations <strong>of</strong> slaveryand eloquent defense <strong>of</strong> <strong>the</strong> rights<strong>of</strong> enslaved African Americansappeared in his weekly paper, <strong>the</strong>Liberator, from its first issue in 1831 to1865, when <strong>the</strong> last issue appeared at<strong>the</strong> close <strong>of</strong> <strong>the</strong> Civil War.The great champions <strong>of</strong>women’s rights in <strong>the</strong> 19thcentury: Elizabeth CadyStanton (seated) and S<strong>us</strong>anB. Anthony. Stanton helpedorganize <strong>the</strong> first women’srights convention in 1848in Seneca Falls, New York.In later years, she joinedAnthony in founding <strong>the</strong>National Woman SuffrageAssociation. “I forged <strong>the</strong>thunderbolts,” Stanton said<strong>of</strong> <strong>the</strong>ir partnership, “and shefired <strong>the</strong>m.”Frederick Douglass, <strong>the</strong> nation’s leadingAfrican-American abolitionist <strong>of</strong> <strong>the</strong>19th century, escaped from slavery in1838. His speech about his sufferingsas a slave at <strong>the</strong> Massach<strong>us</strong>etts Anti-Slavery Society’s annual conventionin Nantucket launched his career asan outspoken lecturer, writer, andpublisher on <strong>the</strong> abolition <strong>of</strong> slaveryand racial equality.90 91Harriet Tubman, a former slave who rescuedhundreds from slavery through <strong>the</strong> UndergroundRailroad. The Underground Railroad was a vastnetwork <strong>of</strong> people who helped fugitive slavesescape to <strong>the</strong> North and to Canada in <strong>the</strong> firsthalf <strong>of</strong> <strong>the</strong> 19th century.


Confederate dead along a stone wall during <strong>the</strong> Chancellorsville campaign, May 1863.Victorio<strong>us</strong> at Chancellorsville, Sou<strong>the</strong>rn forces advanced north into Pennsylvania, butwere defeated at <strong>the</strong> three-day battle <strong>of</strong> Gettysburg, <strong>the</strong> turning point <strong>of</strong> <strong>the</strong> Civil Warand <strong>the</strong> largest battle ever fought in North America. More Americans died in <strong>the</strong> CivilWar (1861-65) than in any o<strong>the</strong>r conflict in U.S. <strong>history</strong>.93


Union General Ulysses S. Grant, who led Unionforces to victory in <strong>the</strong> Civil War and became<strong>the</strong> 18th president <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>. Despiteheavy losses in several battles against hisopponent, General Lee (below), Grant ref<strong>us</strong>edto retreat, leading President Lincoln to say tocritics calling for his removal “I can’t spare thisgeneral. He fights.”Encampment <strong>of</strong> Union troops from New York in Alexandria, Virginia,j<strong>us</strong>t across <strong>the</strong> Potomac River from <strong>the</strong> capital <strong>of</strong> Washington.Confederate General Robert E. Lee. Militaryhistorians to this day study his tacticsand Grant’s in battles such as Vicksburg,Chancellorsville, and <strong>the</strong> Wilderness.94 95


Engraving <strong>of</strong> <strong>the</strong> first African-American members elected to <strong>the</strong> U.S. Congress during<strong>the</strong> Reconstruction Era, following <strong>the</strong> Civil War. Seated at left is H.R. Revels, senatorfrom Mississippi. The o<strong>the</strong>rs were members <strong>of</strong> <strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representatives, from<strong>the</strong> states <strong>of</strong> Alabama, Florida, South Carolina, and Georgia.Andrew Carnegie, b<strong>us</strong>iness tycoon and philanthropist. Born in Scotland <strong>of</strong> a poorfamily, Carnegie immigrated to <strong>the</strong> <strong>United</strong> <strong>States</strong> and made his fortune by building<strong>the</strong> country’s largest iron and steel manufacturing corporation. Believing that <strong>the</strong>wealthy had an obligation to give back to society, he endowed public libraries across<strong>the</strong> <strong>United</strong> <strong>States</strong>.Although practicallyunknown during herlifetime, Emily Dickinson(1830-1886) is now seen asone <strong>of</strong> <strong>the</strong> most brilliantand original poets Americahas ever produced.Samuel Langhorne Clemens(1835-1910), better known byhis pen name <strong>of</strong> Mark Twain,is perhaps <strong>the</strong> most widelyread and enjoyed Americanwriter and humorist. In hisAdventures <strong>of</strong> HuckleberryFinn and o<strong>the</strong>r works, Twaindeveloped a style based onvigoro<strong>us</strong>, realistic, colloquialAmerican speech.96 97


Sitting Bull, Sioux chief who led <strong>the</strong> last great battle<strong>of</strong> <strong>the</strong> Plains Indians against <strong>the</strong> U.S. Army, when hiswarriors defeated forces under <strong>the</strong> command <strong>of</strong>General George C<strong>us</strong>ter at <strong>the</strong> Battle <strong>of</strong>Little Bighorn in 1876.C<strong>us</strong>ter’s army on <strong>the</strong> march prior toLittle Bighorn. The Plains Indians whodefeated his army were resisting whiteintr<strong>us</strong>ions into <strong>the</strong>ir sacred lands andU.S. government attempts to force<strong>the</strong>m back onto South Dakota’sGreat Sioux Reservation.98 99


Above, Oklahoma City in 1889, four weeks after <strong>the</strong> OklahomaTerritory was opened up for settlement. Settlers staked <strong>the</strong>ir claim,put up tents, and <strong>the</strong>n swiftly began erecting board shacks andho<strong>us</strong>es — a pattern repeated throughout <strong>the</strong> West.Left, a vessel at <strong>the</strong> Gatun locks <strong>of</strong> <strong>the</strong> Panama Canal. The <strong>United</strong><strong>States</strong> acquired <strong>the</strong> rights to build <strong>the</strong> canal in 1903 in a treaty withPanama, which had j<strong>us</strong>t rebelled and broken away from Colombia.Under <strong>the</strong> terms <strong>of</strong> <strong>the</strong> 1977 treaty, <strong>the</strong> canal reverted toPanamanian control on December 31, 1999.101


Left, opposite page, immigrants arriving at Ellis Island in New YorkCity, principal gateway to <strong>the</strong> <strong>United</strong> <strong>States</strong> in <strong>the</strong> late 19th and early20th centuries. From 1890 to 1921, almost 19 million people entered<strong>the</strong> <strong>United</strong> <strong>States</strong> as immigrants.Below, children working at <strong>the</strong> Indiana Glass Works in 1908.Enacting child labor laws was one <strong>of</strong> <strong>the</strong> principal goals <strong>of</strong> <strong>the</strong>Progressive movement in this era.102103


Mulberry Street in New York City, also known as“Little Italy,” in <strong>the</strong> early years <strong>of</strong> <strong>the</strong> 20th century.Newly arrived immigrant families, largely fromEastern and sou<strong>the</strong>rn Europe in this period,<strong>of</strong>ten settled in densely populated urbanenclaves. Typically, <strong>the</strong>ir children,or grandchildren, would disperse,moving to o<strong>the</strong>r cities or o<strong>the</strong>rparts <strong>of</strong> <strong>the</strong> country.104 105


Orville Wright, who built and flew <strong>the</strong> first heavier-than-air airplane atKitty Hawk, North Carolina, in 1903, with his bro<strong>the</strong>r Wilbur. Orville isshown here at <strong>the</strong> controls <strong>of</strong> a later model plane in 1909.Thomas Edison examines film <strong>us</strong>ed in <strong>the</strong> motion pictureprojector that he invented with George Eastman. The mostcelebrated <strong>of</strong> Edison’s hundreds <strong>of</strong> inventions was <strong>the</strong>incandescent light bulb.Alexander Graham Bell makes <strong>the</strong> first telephone call fromNew York City to Chicago in 1892. Bell, an immigrant fromScotland who settled in Boston, invented <strong>the</strong> telephone 16 yearsearlier, in 1876.106 107


American infantry forces in 1918, firing a 37 mm. gun, advance against Germanpositions in World War I.The “Big Four” at <strong>the</strong> Paris Peace Conference in 1919, following <strong>the</strong> end <strong>of</strong> World WarI. They are, seated from left, Prime Minister Vittorio Orlando <strong>of</strong> Italy, Prime MinisterDavid Lloyd George <strong>of</strong> Great Britain, Premier Georges Clemenceau <strong>of</strong> France, andPresident Woodrow Wilson <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>. Despite strenuo<strong>us</strong> efforts, Wilsonwas unable to persuade <strong>the</strong> U.S. Senate to agree to American participation in <strong>the</strong> newLeague <strong>of</strong> Nations established in <strong>the</strong> aftermath <strong>of</strong> <strong>the</strong> war.For <strong>the</strong> educated and well-to-do, <strong>the</strong> 1920s was <strong>the</strong> era <strong>of</strong> <strong>the</strong> “Lost Generation,”symbolized by writers like Ernest Hemingway, who left <strong>the</strong> <strong>United</strong> <strong>States</strong> for voluntaryexile in Paris. It was also <strong>the</strong> “flapper era” <strong>of</strong> frivolity and excess in which young peoplecould reject <strong>the</strong> constraints and traditions <strong>of</strong> <strong>the</strong>ir elders. Top, flappers posing for <strong>the</strong>camera at a 1920s-era party. Above, Henry Ford and his son stand with one <strong>of</strong> his earlyautomobiles, and <strong>the</strong> 10 millionth Ford Model-T. The Model-T was <strong>the</strong> first car whoseprice and availability made car ownership possible for large numbers <strong>of</strong> people.108 109


C H A P T E R5WESTWARDEXPANSIONANDREGIONALDIFFERENCESHorse-drawn combineharvesting wheat in <strong>the</strong>Midwest, 19th century.110


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESOUTLINE OF U.S. HISTORY“Go West, young man,and grow up with<strong>the</strong> country.”BUILDING UNITYThe War <strong>of</strong> 1812 was, in a sense,a second war <strong>of</strong> independence thatconfirmed once and for all <strong>the</strong>American break with England. Withits concl<strong>us</strong>ion, many <strong>of</strong> <strong>the</strong> serio<strong>us</strong>difficulties that <strong>the</strong> young republichad faced since <strong>the</strong> Revolutiondisappeared. National union under<strong>the</strong> Constitution brought a balancebetween liberty and order. With alow national debt and a continentawaiting exploration, <strong>the</strong> prospect <strong>of</strong>peace, prosperity, and social progressopened before <strong>the</strong> nation.Commerce cemented nationalunity. The privations <strong>of</strong> war convincedmany <strong>of</strong> <strong>the</strong> importance <strong>of</strong>protecting <strong>the</strong> manufacturers <strong>of</strong>America until <strong>the</strong>y could stand aloneagainst foreign competition. Economicindependence, many argued,Newspaper editor Horace Greeley, 1851was as essential as political independence.To foster self-sufficiency,congressional leaders Henry Clay <strong>of</strong>Kentucky and John C. Calhoun <strong>of</strong>South Carolina urged a policy <strong>of</strong> protectionism— imposition <strong>of</strong> restrictionson imported goods to foster <strong>the</strong>development <strong>of</strong> American ind<strong>us</strong>try.The time was propitio<strong>us</strong> for raising<strong>the</strong> c<strong>us</strong>toms tariff. The shepherds<strong>of</strong> Vermont and Ohio wanted protectionagainst an influx <strong>of</strong> Englishwool. In Kentucky, a new ind<strong>us</strong>try<strong>of</strong> weaving local hemp into cottonbagging was threatened by <strong>the</strong> Scottishbagging ind<strong>us</strong>try. Pittsburgh,Pennsylvania, already a flourishingcenter <strong>of</strong> iron smelting, was eager tochallenge British and Swedish ironsuppliers. The tariff enacted in 1816imposed duties high enough to givemanufacturers real protection.In addition, Westerners advo-cated a national system <strong>of</strong> roads andcanals to link <strong>the</strong>m with Eastern citiesand ports, and to open frontierlands for settlement. However, <strong>the</strong>ywere unsuccessful in pressing <strong>the</strong>irdemands for a federal role in internalimprovement beca<strong>us</strong>e <strong>of</strong> oppositionfrom New England and <strong>the</strong>South. Roads and canals remained<strong>the</strong> province <strong>of</strong> <strong>the</strong> states until <strong>the</strong>passage <strong>of</strong> <strong>the</strong> Federal Aid Road Act<strong>of</strong> 1916.The position <strong>of</strong> <strong>the</strong> federal governmentat this time was greatlystreng<strong>the</strong>ned by several SupremeCourt decisions. A committed Federalist,John Marshall <strong>of</strong> Virginiabecame chief j<strong>us</strong>tice in 1801 andheld <strong>of</strong>fice until his death in 1835.The court — weak before his administration— was transformedinto a powerful tribunal, occupyinga position co-equal to <strong>the</strong> Congressand <strong>the</strong> president. In a succession<strong>of</strong> historic decisions, Marshall established<strong>the</strong> power <strong>of</strong> <strong>the</strong> SupremeCourt and streng<strong>the</strong>ned <strong>the</strong> nationalgovernment.Marshall was <strong>the</strong> first in a longline <strong>of</strong> Supreme Court j<strong>us</strong>ticeswhose decisions have molded <strong>the</strong>meaning and application <strong>of</strong> <strong>the</strong>Constitution. When he finishedhis long service, <strong>the</strong> court had decidednearly 50 cases clearly involvingconstitutional issues. In one <strong>of</strong>Marshall’s most famo<strong>us</strong> opinions— Marbury v. Madison (1803) — hedecisively established <strong>the</strong> right <strong>of</strong> <strong>the</strong>Supreme Court to review <strong>the</strong> constitutionality<strong>of</strong> any law <strong>of</strong> Congress or<strong>of</strong> a state legislature. In McCulloch v.Maryland (1819), he boldly upheld<strong>the</strong> Hamiltonian <strong>the</strong>ory that <strong>the</strong>Constitution by implication gives<strong>the</strong> government powers beyondthose expressly stated.EXTENSION OF SLAVERYSlavery, which up to now had receivedlittle public attention, beganto assume much greater importanceas a national issue. In <strong>the</strong> early years<strong>of</strong> <strong>the</strong> republic, when <strong>the</strong> Nor<strong>the</strong>rnstates were providing for immediateor gradual emancipation <strong>of</strong> <strong>the</strong>slaves, many leaders had supposedthat slavery would die out. In 1786George Washington wrote that hedevoutly wished some plan mightbe adopted “by which slavery maybe abolished by slow, sure, and imperceptibledegrees.” Virginians Jefferson,Madison, and Monroe ando<strong>the</strong>r leading Sou<strong>the</strong>rn statesmenmade similar statements.The Northwest Ordinance <strong>of</strong> 1787had banned slavery in <strong>the</strong> NorthwestTerritory. As late as 1808, when <strong>the</strong>international slave trade was abolished,<strong>the</strong>re were many Sou<strong>the</strong>rnerswho thought that slavery wouldsoon end. The expectation provedfalse, for during <strong>the</strong> next generation,<strong>the</strong> South became solidly unitedbehind <strong>the</strong> institution <strong>of</strong> slavery asnew economic factors made slaveryfar more pr<strong>of</strong>itable than it had beenbefore 1790.Chief among <strong>the</strong>se was <strong>the</strong> rise <strong>of</strong>a great cotton-growing ind<strong>us</strong>try in<strong>the</strong> South, stimulated by <strong>the</strong> introduction<strong>of</strong> new types <strong>of</strong> cotton and112113


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESOUTLINE OF U.S. HISTORYby Eli Whitney’s invention in 1793 <strong>of</strong><strong>the</strong> cotton gin, which separated <strong>the</strong>seeds from cotton. At <strong>the</strong> same time,<strong>the</strong> Ind<strong>us</strong>trial Revolution, whichmade textile manufacturing a largescaleoperation, vastly increased <strong>the</strong>demand for raw cotton. And <strong>the</strong>opening <strong>of</strong> new lands in <strong>the</strong> Westafter 1812 greatly extended <strong>the</strong> areaavailable for cotton cultivation. Cottonculture moved rapidly from <strong>the</strong>Tidewater states on <strong>the</strong> East Coastthrough much <strong>of</strong> <strong>the</strong> lower Southto <strong>the</strong> delta region <strong>of</strong> <strong>the</strong> Mississippiand eventually to Texas.Sugar cane, ano<strong>the</strong>r labor-intensivecrop, also contributed toslavery’s extension in <strong>the</strong> South.The rich, hot lands <strong>of</strong> sou<strong>the</strong>asternLouisiana proved ideal for growingsugar cane pr<strong>of</strong>itably. By 1830 <strong>the</strong>state was supplying <strong>the</strong> nation withabout half its sugar supply. Finally,tobacco growers moved westward,taking slavery with <strong>the</strong>m.As <strong>the</strong> free society <strong>of</strong> <strong>the</strong> Northand <strong>the</strong> slave society <strong>of</strong> <strong>the</strong> Southspread westward, it seemed politicallyexpedient to maintain a roughequality among <strong>the</strong> new statescarved out <strong>of</strong> western territories. In1818, when Illinois was admitted to<strong>the</strong> Union, 10 states permitted slaveryand 11 states prohibited it; butbalance was restored after Alabamawas admitted as a slave state. Populationwas growing faster in <strong>the</strong> North,which permitted Nor<strong>the</strong>rn states tohave a clear majority in <strong>the</strong> Ho<strong>us</strong>e<strong>of</strong> Representatives. However, equalitybetween <strong>the</strong> North and <strong>the</strong> Southwas maintained in <strong>the</strong> Senate.In 1819 Missouri, which had10,000 slaves, applied to enter <strong>the</strong>Union. Nor<strong>the</strong>rners rallied to opposeMissouri’s entry except as afree state, and a storm <strong>of</strong> protestswept <strong>the</strong> country. For a time Congresswas deadlocked, but HenryClay arranged <strong>the</strong> so-called MissouriCompromise: Missouri wasadmitted as a slave state at <strong>the</strong> sametime Maine came in as a free state.In addition, Congress banned slaveryfrom <strong>the</strong> territory acquired by<strong>the</strong> Louisiana Purchase north <strong>of</strong>Missouri’s sou<strong>the</strong>rn boundary. At<strong>the</strong> time, this provision appeared tobe a victory for <strong>the</strong> Sou<strong>the</strong>rn statesbeca<strong>us</strong>e it was thought unlikely thatthis “Great American Desert” wouldever be settled. The controversy wastemporarily resolved, but ThomasJefferson wrote to a friend that “thismomento<strong>us</strong> question, like a fire bellin <strong>the</strong> night, awakened and filled mewith terror. I considered it at once as<strong>the</strong> knell <strong>of</strong> <strong>the</strong> Union.”LATIN AMERICA AND THEMONROE DOCTRINEDuring <strong>the</strong> opening decades <strong>of</strong><strong>the</strong> 19th century, Central and SouthAmerica turned to revolution. Theidea <strong>of</strong> liberty had stirred <strong>the</strong> people<strong>of</strong> Latin America from <strong>the</strong> time <strong>the</strong>English colonies gained <strong>the</strong>ir freedom.Napoleon’s conquest <strong>of</strong> Spainand Portugal in 1808 provided <strong>the</strong>signal for Latin Americans to risein revolt. By 1822, ably led by SimónBolívar, Francisco Miranda, José deSan Martín and Miguel de Hidalgo,most <strong>of</strong> Hispanic America — fromArgentina and Chile in <strong>the</strong> south toMexico in <strong>the</strong> north — had won independence.The people <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>took a deep interest in what seemeda repetition <strong>of</strong> <strong>the</strong>ir own experiencein breaking away from Europeanrule. The Latin American independencemovements confirmed <strong>the</strong>irown belief in self-government. In1822 President James Monroe, underpowerful public pressure, receivedauthority to recognize <strong>the</strong> newcountries <strong>of</strong> Latin America and soonexchanged ministers with <strong>the</strong>m. He<strong>the</strong>reby confirmed <strong>the</strong>ir stat<strong>us</strong> asgenuinely independent countries,entirely separated from <strong>the</strong>ir formerEuropean connections.At j<strong>us</strong>t this point, R<strong>us</strong>sia, Pr<strong>us</strong>sia,and A<strong>us</strong>tria formed an association,<strong>the</strong> Holy Alliance, to protect <strong>the</strong>mselvesagainst revolution. By interveningin countries where popularmovements threatened monarchies,<strong>the</strong> alliance — joined by post-NapoleonicFrance — hoped to prevent<strong>the</strong> spread <strong>of</strong> revolution. This policywas <strong>the</strong> anti<strong>the</strong>sis <strong>of</strong> <strong>the</strong> Americanprinciple <strong>of</strong> self-determination.As long as <strong>the</strong> Holy Alliance confinedits activities to <strong>the</strong> Old World,it aro<strong>us</strong>ed no anxiety in <strong>the</strong> <strong>United</strong><strong>States</strong>. But when <strong>the</strong> alliance announcedits intention <strong>of</strong> restoring toSpain its former colonies, Americansbecame very concerned. Britain, towhich Latin American trade had become<strong>of</strong> great importance, resolved toblock any such action. London urgedjoint Anglo-American guaranteesto Latin America, but Secretary <strong>of</strong>State John Quincy Adams convincedMonroe to act unilaterally: “It wouldbe more candid, as well as more dignified,to avow our principles explicitlyto R<strong>us</strong>sia and France, than tocome in as a cock-boat in <strong>the</strong> wake<strong>of</strong> <strong>the</strong> British man-<strong>of</strong>-war.”In December 1823, with <strong>the</strong>knowledge that <strong>the</strong> British navywould defend Latin America from<strong>the</strong> Holy Alliance and France, PresidentMonroe took <strong>the</strong> occasion <strong>of</strong>his annual message to Congressto pronounce what would becomeknown as <strong>the</strong> Monroe Doctrine— <strong>the</strong> ref<strong>us</strong>al to tolerate any fur<strong>the</strong>rextension <strong>of</strong> European dominationin <strong>the</strong> Americas:The American continents ... arehenceforth not to be considered assubjects for future colonization byany European powers.We should consider any attempton <strong>the</strong>ir part to extend <strong>the</strong>ir[political] system to any portion<strong>of</strong> this hemisphere, as dangero<strong>us</strong> toour peace and safety.With <strong>the</strong> existing colonies ordependencies <strong>of</strong> any Europeanpower we have not interfered,and shall not interfere. Butwith <strong>the</strong> governments who havedeclared <strong>the</strong>ir independence,and maintained it, and whoseindependence we have ...acknowledged, we could not viewany interposition for <strong>the</strong> purpose <strong>of</strong>oppressing <strong>the</strong>m, or controlling, inany o<strong>the</strong>r manner, <strong>the</strong>ir destiny, byany European power in any o<strong>the</strong>rlight than as <strong>the</strong> manifestation <strong>of</strong>114115


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESOUTLINE OF U.S. HISTORYan unfriendly disposition towards<strong>the</strong> <strong>United</strong> <strong>States</strong>.The Monroe Doctrine expresseda spirit <strong>of</strong> solidarity with <strong>the</strong> newlyindependent republics <strong>of</strong> LatinAmerica. These nations in turn recognized<strong>the</strong>ir political affinity with<strong>the</strong> <strong>United</strong> <strong>States</strong> by basing <strong>the</strong>ir newconstitutions, in many instances, on<strong>the</strong> North American model.FACTIONALISM ANDPOLITICAL PARTIESDomestically, <strong>the</strong> presidency <strong>of</strong>Monroe (1817-1825) was termed <strong>the</strong>“era <strong>of</strong> good feelings.” The phrase acknowledged<strong>the</strong> political triumph <strong>of</strong><strong>the</strong> Republican Party over <strong>the</strong> FederalistParty, which had collapsed as anational force. All <strong>the</strong> same, this wasa period <strong>of</strong> vigoro<strong>us</strong> factional andregional conflict.The end <strong>of</strong> <strong>the</strong> Federalists led to abrief period <strong>of</strong> factional politics andbrought disarray to <strong>the</strong> practice <strong>of</strong>choosing presidential nominees bycongressional party cauc<strong>us</strong>es. Fora time, state legislatures nominatedcandidates. In 1824 Tennessee andPennsylvania chose Andrew Jackson,with South Carolina SenatorJohn C. Calhoun as his runningmate. Kentucky selected Speaker <strong>of</strong><strong>the</strong> Ho<strong>us</strong>e Henry Clay; Massach<strong>us</strong>etts,Secretary <strong>of</strong> State John QuincyAdams, son <strong>of</strong> <strong>the</strong> second president,John Adams. A congressional cauc<strong>us</strong>,widely derided as undemocratic,picked Secretary <strong>of</strong> <strong>the</strong> TreasuryWilliam Crawford.Personality and sectional allegianceplayed important roles indetermining <strong>the</strong> outcome <strong>of</strong> <strong>the</strong>election. Adams won <strong>the</strong> electoralvotes from New England and most<strong>of</strong> New York; Clay won Kentucky,Ohio, and Missouri; Jackson won<strong>the</strong> Sou<strong>the</strong>ast, Illinois, Indiana, <strong>the</strong>Carolinas, Pennsylvania, Maryland,and New Jersey; and Crawford wonVirginia, Georgia, and Delaware.No candidate gained a majority in<strong>the</strong> Electoral College, so, accordingto <strong>the</strong> provisions <strong>of</strong> <strong>the</strong> Constitution,<strong>the</strong> election was thrown into<strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representatives, whereClay was <strong>the</strong> most influential figure.He supported Adams, who gained<strong>the</strong> presidency.During Adams’s administration,new party alignments appeared.Adams’s followers, some <strong>of</strong> whomwere former Federalists, took <strong>the</strong>name <strong>of</strong> “National Republicans”as emblematic <strong>of</strong> <strong>the</strong>ir support <strong>of</strong>a federal government that wouldtake a strong role in developing anexpanding nation. Though he governedhonestly and efficiently, Adamswas not a popular president.He failed in his effort to institute anational system <strong>of</strong> roads and canals.His coldly intellectual temperamentdid not win friends. Jackson, by contrast,had enormo<strong>us</strong> popular appealand a strong political organization.His followers coalesced to establish<strong>the</strong> Democratic Party, claimed directlineage from <strong>the</strong> Democratic-Republican Party <strong>of</strong> Jefferson, andin general advocated <strong>the</strong> principles<strong>of</strong> small, decentralized government.Mounting a strong anti-Adams campaign,<strong>the</strong>y acc<strong>us</strong>ed <strong>the</strong> president <strong>of</strong>a “corrupt bargain” for naming Claysecretary <strong>of</strong> state. In <strong>the</strong> election <strong>of</strong>1828, Jackson defeated Adams by anoverwhelming electoral majority.Jackson — Tennessee politician,fighter in wars against Native Americanson <strong>the</strong> Sou<strong>the</strong>rn frontier, andhero <strong>of</strong> <strong>the</strong> Battle <strong>of</strong> New Orleansduring <strong>the</strong> War <strong>of</strong> 1812 — drewhis support from <strong>the</strong> “commonpeople.” He came to <strong>the</strong> presidencyon a rising tide <strong>of</strong> enth<strong>us</strong>iasm forpopular democracy. The election <strong>of</strong>1828 was a significant benchmarkin <strong>the</strong> trend toward broader voterparticipation. By <strong>the</strong>n most stateshad ei<strong>the</strong>r enacted universal whitemale suffrage or minimized propertyrequirements. In 1824 members<strong>of</strong> <strong>the</strong> Electoral College in six stateswere still selected by <strong>the</strong> state legislatures.By 1828 presidential electorswere chosen by popular vote inevery state but Delaware and SouthCarolina. These developments were<strong>the</strong> products <strong>of</strong> a widespread sensethat <strong>the</strong> people should rule and thatgovernment by traditional elites hadcome to an end.NULLIFICATION CRISISToward <strong>the</strong> end <strong>of</strong> his first termin <strong>of</strong>fice, Jackson was forced to confront<strong>the</strong> state <strong>of</strong> South Carolina,<strong>the</strong> most important <strong>of</strong> <strong>the</strong> emergingDeep South cotton states, on <strong>the</strong>issue <strong>of</strong> <strong>the</strong> protective tariff. B<strong>us</strong>inessand farming interests in <strong>the</strong>state had hoped that <strong>the</strong> presidentwould <strong>us</strong>e his power to modify <strong>the</strong>1828 act that <strong>the</strong>y called <strong>the</strong> Tariff<strong>of</strong> Abominations. In <strong>the</strong>ir view, allits benefits <strong>of</strong> protection went toNor<strong>the</strong>rn manufacturers, leavingagricultural South Carolina poorer.In 1828, <strong>the</strong> state’s leading politician— and Jackson’s vice president untilhis resignation in 1832 — John C.Calhoun had declared in his SouthCarolina Exposition and Protest thatstates had <strong>the</strong> right to nullify oppressivenational legislation.In 1832, Congress passed andJackson signed a bill that revised<strong>the</strong> 1828 tariff downward, but it wasnot enough to satisfy most SouthCarolinians. The state adopted anOrdinance <strong>of</strong> Nullification, whichdeclared both <strong>the</strong> tariffs <strong>of</strong> 1828 and1832 null and void within state borders.Its legislature also passed lawsto enforce <strong>the</strong> ordinance, includingauthorization for raising a militaryforce and appropriations for arms.Nullification was a long-established<strong>the</strong>me <strong>of</strong> protest against perceivedexcesses by <strong>the</strong> federal government.Jefferson and Madison had proposedit in <strong>the</strong> Kentucky and Virginia Resolutions<strong>of</strong> 1798, to protest <strong>the</strong> Alienand Sedition Acts. The HartfordConvention <strong>of</strong> 1814 had invoked itto protest <strong>the</strong> War <strong>of</strong> 1812. Neverbefore, however, had a state actuallyattempted nullification. The youngnation faced its most dangero<strong>us</strong>crisis yet.In response to South Carolina’sthreat, Jackson sent seven smallnaval vessels and a man-<strong>of</strong>-war toCharleston in November 1832. OnDecember 10, he issued a resound-116117


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESOUTLINE OF U.S. HISTORYing proclamation against <strong>the</strong> nullifiers.South Carolina, <strong>the</strong> presidentdeclared, stood on “<strong>the</strong> brink <strong>of</strong>insurrection and treason,” and heappealed to <strong>the</strong> people <strong>of</strong> <strong>the</strong> stateto reassert <strong>the</strong>ir allegiance to <strong>the</strong>Union. He also let it be known that,if necessary, he personally would lead<strong>the</strong> U.S. Army to enforce <strong>the</strong> law.When <strong>the</strong> question <strong>of</strong> tariff dutiesagain came before Congress, Jackson’spolitical rival, Senator HenryClay, a great advocate <strong>of</strong> protectionbut also a devoted Unionist, sponsoreda compromise measure. Clay’stariff bill, quickly passed in 1833,specified that all duties in excess <strong>of</strong>20 percent <strong>of</strong> <strong>the</strong> value <strong>of</strong> <strong>the</strong> goodsimported were to be reduced year byyear, so that by 1842 <strong>the</strong> duties onall articles would reach <strong>the</strong> level <strong>of</strong><strong>the</strong> moderate tariff <strong>of</strong> 1816. At <strong>the</strong>same time, Congress passed a ForceAct, authorizing <strong>the</strong> president to <strong>us</strong>emilitary power to enforce <strong>the</strong> laws.South Carolina had expected <strong>the</strong>support <strong>of</strong> o<strong>the</strong>r Sou<strong>the</strong>rn states,but instead found itself isolated.(Its most likely ally, <strong>the</strong> state government<strong>of</strong> Georgia, wanted, andgot, U.S. military force to removeNative American tribes from <strong>the</strong>state.) Eventually, South Carolinarescinded its action. Both sides, never<strong>the</strong>less,claimed victory. Jacksonhad strongly defended <strong>the</strong> Union.But South Carolina, by its show <strong>of</strong>resistance, had obtained many <strong>of</strong>its demands and had demonstratedthat a single state could force its willon Congress.THE BANK FIGHTAlthough <strong>the</strong> nullification crisispossessed <strong>the</strong> seeds <strong>of</strong> civil war, itwas not as critical a political issueas a bitter struggle over <strong>the</strong> continuedexistence <strong>of</strong> <strong>the</strong> nation’s centralbank, <strong>the</strong> second Bank <strong>of</strong> <strong>the</strong> <strong>United</strong><strong>States</strong>. The first bank, established in1791 under Alexander Hamilton’sguidance, had been chartered fora 20-year period. Though <strong>the</strong> governmen<strong>the</strong>ld some <strong>of</strong> its stock, <strong>the</strong>bank, like <strong>the</strong> Bank <strong>of</strong> England ando<strong>the</strong>r central banks <strong>of</strong> <strong>the</strong> time, wasa private corporation with pr<strong>of</strong>itspassing to its stockholders. Its publicfunctions were to act as a depositoryfor government receipts, to makeshort-term loans to <strong>the</strong> government,and above all to establish a soundcurrency by ref<strong>us</strong>ing to accept at facevalue notes (paper money) issued bystate-chartered banks in excess <strong>of</strong><strong>the</strong>ir ability to redeem.To <strong>the</strong> Nor<strong>the</strong>astern financialand commercial establishment, <strong>the</strong>central bank was a needed enforcer<strong>of</strong> prudent monetary policy, butfrom <strong>the</strong> beginning it was resentedby Sou<strong>the</strong>rners and Westernerswho believed <strong>the</strong>ir prosperity andregional development dependedupon ample money and credit. TheRepublican Party <strong>of</strong> Jefferson andMadison doubted its constitutionality.When its charter expired in 1811,it was not renewed.For <strong>the</strong> next few years, <strong>the</strong> bankingb<strong>us</strong>iness was in <strong>the</strong> hands <strong>of</strong>state-chartered banks, which issuedcurrency in excessive amounts, creatinggreat conf<strong>us</strong>ion and fuelinginflation. It became increasinglyclear that state banks could not provide<strong>the</strong> country with a reliable currency.In 1816 a second Bank <strong>of</strong> <strong>the</strong><strong>United</strong> <strong>States</strong>, similar to <strong>the</strong> first,was again chartered for 20 years.From its inception, <strong>the</strong> second bankwas unpopular in <strong>the</strong> newer statesand territories, especially with stateand local bankers who resented itsvirtual monopoly over <strong>the</strong> country’scredit and currency, but also withless prospero<strong>us</strong> people everywhere,who believed that it represented <strong>the</strong>interests <strong>of</strong> <strong>the</strong> wealthy few.On <strong>the</strong> whole, <strong>the</strong> bank waswell managed and rendered a valuableservice; but Jackson long hadshared <strong>the</strong> Republican distr<strong>us</strong>t <strong>of</strong><strong>the</strong> financial establishment. Electedas a tribune <strong>of</strong> <strong>the</strong> people, he sensedthat <strong>the</strong> bank’s aristocratic manager,Nicholas Biddle, was an easytarget. When <strong>the</strong> bank’s supportersin Congress p<strong>us</strong>hed through anearly renewal <strong>of</strong> its charter, Jacksonresponded with a stinging veto thatdenounced monopoly and specialprivilege. The effort to override <strong>the</strong>veto failed.In <strong>the</strong> presidential campaign thatfollowed, <strong>the</strong> bank question revealeda fundamental division. Establishedmerchant, manufacturing, andfinancial interests favored soundmoney. Regional bankers and entrepreneurson <strong>the</strong> make wanted anincreased money supply and lowerinterest rates. O<strong>the</strong>r debtor classes,especially farmers, shared those sentiments.Jackson and his supporterscalled <strong>the</strong> central bank a “monster”and coasted to an easy election victoryover Henry Clay.The president interpreted his triumphas a popular mandate to cr<strong>us</strong>h<strong>the</strong> central bank irrevocably. In September1833 he ordered an end todeposits <strong>of</strong> government money in<strong>the</strong> bank, and gradual withdrawals<strong>of</strong> <strong>the</strong> money already in its c<strong>us</strong>tody.The government deposited its fundsin selected state banks, characterizedas “pet banks” by <strong>the</strong> opposition.For <strong>the</strong> next generation <strong>the</strong><strong>United</strong> <strong>States</strong> would get by on arelatively unregulated state bankingsystem, which helped fuel westwardexpansion through cheap credit butkept <strong>the</strong> nation vulnerable to periodicpanics. During <strong>the</strong> Civil War,<strong>the</strong> <strong>United</strong> <strong>States</strong> initiated a system<strong>of</strong> national charters for local andregional banks, but <strong>the</strong> nation returnedto a central bank only with<strong>the</strong> establishment <strong>of</strong> <strong>the</strong> Federal Reservesystem in 1913.WHIGS, DEMOCRATS, ANDKNOW-NOTHINGSJackson’s political opponents, unitedby little more than a commonopposition to him, eventually coalescedinto a common party called<strong>the</strong> Whigs, a British term signifyingopposition to Jackson’s “monarchialrule.” Although <strong>the</strong>y organized soonafter <strong>the</strong> election campaign <strong>of</strong> 1832,it was more than a decade before<strong>the</strong>y reconciled <strong>the</strong>ir differencesand were able to draw up a platform.Largely through <strong>the</strong> magnetism <strong>of</strong>118119


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESOUTLINE OF U.S. HISTORYHenry Clay and Daniel Webster, <strong>the</strong>Whigs’ most brilliant statesmen, <strong>the</strong>party solidified its membership. Butin <strong>the</strong> 1836 election, <strong>the</strong> Whigs werestill too divided to unite behind asingle man. New York’s Martin VanBuren, Jackson’s vice president, won<strong>the</strong> contest.An economic depression and <strong>the</strong>larger-than-life personality <strong>of</strong> hispredecessor obscured Van Buren’smerits. His public acts aro<strong>us</strong>ed noenth<strong>us</strong>iasm, for he lacked <strong>the</strong> compellingqualities <strong>of</strong> leadership and<strong>the</strong> dramatic flair that had attendedJackson’s every move. The election<strong>of</strong> 1840 found <strong>the</strong> country afflictedwith hard times and low wages —and <strong>the</strong> Democrats on <strong>the</strong> defensive.The Whig candidate for presidentwas William Henry Harrison<strong>of</strong> Ohio, vastly popular as a hero<strong>of</strong> conflicts with Native Americansand <strong>the</strong> War <strong>of</strong> 1812. He was promoted,like Jackson, as a representative<strong>of</strong> <strong>the</strong> democratic West. Hisvice presidential candidate was JohnTyler — a Virginian whose views onstates’ rights and a low tariff werepopular in <strong>the</strong> South. Harrison wona sweeping victory.Within a month <strong>of</strong> his inauguration,however, <strong>the</strong> 68-year-old Harrisondied, and Tyler became president.Tyler’s beliefs differed sharplyfrom those <strong>of</strong> Clay and Webster, still<strong>the</strong> most influential men in Congress.The result was an open breakbetween <strong>the</strong> new president and <strong>the</strong>party that had elected him. TheTyler presidency would accomplishlittle o<strong>the</strong>r than to establish definitivelythat, if a president died, <strong>the</strong>vice president would assume <strong>the</strong> <strong>of</strong>ficewith full powers for <strong>the</strong> balance<strong>of</strong> his term.Americans found <strong>the</strong>mselves dividedin o<strong>the</strong>r, more complex ways.The large number <strong>of</strong> Catholic immigrantsin <strong>the</strong> first half <strong>of</strong> <strong>the</strong> 19thcentury, primarily Irish and German,triggered a backlash amongnative-born Protestant Americans.Immigrants brought strange newc<strong>us</strong>toms and religio<strong>us</strong> practices toAmerican shores. They competedwith <strong>the</strong> native-born for jobs incities along <strong>the</strong> Eastern seaboard.The coming <strong>of</strong> universal white malesuffrage in <strong>the</strong> 1820s and 1830sincreased <strong>the</strong>ir political clout. Displacedpatrician politicians blamed<strong>the</strong> immigrants for <strong>the</strong>ir fall frompower. The Catholic Church’s failureto support <strong>the</strong> temperance movementgave rise to charges that Romewas trying to subvert <strong>the</strong> <strong>United</strong><strong>States</strong> through alcohol.The most important <strong>of</strong> <strong>the</strong> nativistorganizations that sprang up inthis period was a secret society, <strong>the</strong>Order <strong>of</strong> <strong>the</strong> Star-Spangled Banner,founded in 1849. When its membersref<strong>us</strong>ed to identify <strong>the</strong>mselves, <strong>the</strong>ywere swiftly labeled <strong>the</strong> “Know-Nothings.” In a few years, <strong>the</strong>y becamea national organization withconsiderable political power.The Know-Nothings advocatedan extension in <strong>the</strong> period requiredfor naturalized citizenship from fiveto 21 years. They sought to exclude<strong>the</strong> foreign-born and Catholics frompublic <strong>of</strong>fice. In 1855 <strong>the</strong>y won control<strong>of</strong> legislatures in New York andMassach<strong>us</strong>etts; by <strong>the</strong>n, about 90U.S. congressmen were linked to <strong>the</strong>party. That was its high point. Soonafter, <strong>the</strong> ga<strong>the</strong>ring crisis betweenNorth and South over <strong>the</strong> extension<strong>of</strong> slavery fatally divided <strong>the</strong> party,consuming it along with <strong>the</strong> olddebates between Whigs and Democratsthat had dominated Americanpolitics in <strong>the</strong> second quarter <strong>of</strong> <strong>the</strong>19th century.STIRRINGS OF REFORMThe democratic upheaval in politicsexemplified by Jackson’s electionwas merely one phase <strong>of</strong> <strong>the</strong>long American quest for greaterrights and opportunities for all citizens.Ano<strong>the</strong>r was <strong>the</strong> beginning <strong>of</strong>labor organization, primarily amongskilled and semiskilled workers. In1835 labor forces in Philadelphia,Pennsylvania, succeeded in reducing<strong>the</strong> old “dark-to-dark” workday toa 10-hour day. By 1860, <strong>the</strong> newwork day had become law in several<strong>of</strong> <strong>the</strong> states and was a generallyaccepted standard.The spread <strong>of</strong> suffrage had alreadyled to a new concept <strong>of</strong> education.Clear-sighted statesmen everywhereunderstood that universalsuffrage required a tutored, literateelectorate. Workingmen’s organizationsdemanded free, tax-supportedschools open to all children. Gradually,in one state after ano<strong>the</strong>r, legislationwas enacted to provide forsuch free instruction. The leadership<strong>of</strong> Horace Mann in Massach<strong>us</strong>ettswas especially effective. The publicschool system became commonthroughout <strong>the</strong> North. In o<strong>the</strong>rparts <strong>of</strong> <strong>the</strong> country, however, <strong>the</strong>battle for public education continuedfor years.Ano<strong>the</strong>r influential social movementthat emerged during this periodwas <strong>the</strong> opposition to <strong>the</strong> saleand <strong>us</strong>e <strong>of</strong> alcohol, or <strong>the</strong> temperancemovement. It stemmed froma variety <strong>of</strong> concerns and motives:religio<strong>us</strong> beliefs, <strong>the</strong> effect <strong>of</strong> alcoholon <strong>the</strong> work force, <strong>the</strong> violenceand suffering women and childrenexperienced at <strong>the</strong> hands <strong>of</strong> heavydrinkers. In 1826 Boston ministersorganized <strong>the</strong> Society for <strong>the</strong> Promotion<strong>of</strong> Temperance. Seven yearslater, in Philadelphia, <strong>the</strong> societyconvened a national convention,which formed <strong>the</strong> American TemperanceUnion. The union called for<strong>the</strong> prohibition <strong>of</strong> all alcoholic beverages,and pressed state legislaturesto ban <strong>the</strong>ir production and sale.Thirteen states had done so by 1855,although <strong>the</strong> laws were subsequentlychallenged in court. They survivedonly in nor<strong>the</strong>rn New England, butbetween 1830 and 1860 <strong>the</strong> temperancemovement reduced Americans’per capita consumption <strong>of</strong> alcohol.O<strong>the</strong>r reformers addressed <strong>the</strong>problems <strong>of</strong> prisons and care for <strong>the</strong>insane. Efforts were made to turnprisons, which stressed punishment,into penitentiaries where <strong>the</strong> guiltywould undergo rehabilitation. InMassach<strong>us</strong>etts, Doro<strong>the</strong>a Dix led astruggle to improve conditions forinsane persons, who were kept con-120121


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESOUTLINE OF U.S. HISTORYfined in wretched almsho<strong>us</strong>es andprisons. After winning improvementsin Massach<strong>us</strong>etts, she tookher campaign to <strong>the</strong> South, wherenine states established hospitals for<strong>the</strong> insane between 1845 and 1852.WOMEN’S RIGHTSSuch social reforms brought manywomen to a realization <strong>of</strong> <strong>the</strong>ir ownunequal position in society. Fromcolonial times, unmarried womenhad enjoyed many <strong>of</strong> <strong>the</strong> same legalrights as men, although c<strong>us</strong>tom requiredthat <strong>the</strong>y marry early. Withmatrimony, women virtually lost<strong>the</strong>ir separate identities in <strong>the</strong> eyes<strong>of</strong> <strong>the</strong> law. Women were not permittedto vote. Their education in <strong>the</strong>17th and 18th centuries was limitedlargely to reading, writing, m<strong>us</strong>ic,dancing, and needlework.The awakening <strong>of</strong> women beganwith <strong>the</strong> visit to America <strong>of</strong> FrancesWright, a Scottish lecturer and journalist,who publicly promoted women’srights throughout <strong>the</strong> <strong>United</strong><strong>States</strong> during <strong>the</strong> 1820s. At a timewhen women were <strong>of</strong>ten forbiddento speak in public places, Wright notonly spoke out, but shocked audiencesby her views advocating <strong>the</strong>rights <strong>of</strong> women to seek informationon birth control and divorce. By <strong>the</strong>1840s an American women’s rightsmovement emerged. Its foremostleader was Elizabeth Cady Stanton.In 1848 Cady Stanton and hercolleague Lucretia Mott organizeda women’s rights convention — <strong>the</strong>first in <strong>the</strong> <strong>history</strong> <strong>of</strong> <strong>the</strong> world — atSeneca Falls, New York. Delegatesdrew up a “Declaration <strong>of</strong> Sentiments,”demanding equality withmen before <strong>the</strong> law, <strong>the</strong> right to vote,and equal opportunities in educationand employment. The resolutionspassed unanimo<strong>us</strong>ly with <strong>the</strong>exception <strong>of</strong> <strong>the</strong> one for women’ssuffrage, which won a majority onlyafter an impassioned speech in favorby Frederick Douglass, <strong>the</strong> blackabolitionist.At Seneca Falls, Cady Stantongained national prominence as aneloquent writer and speaker forwomen’s rights. She had realizedearly on that without <strong>the</strong> right tovote, women would never be equalwith men. Taking <strong>the</strong> abolitionistWilliam Lloyd Garrison as her model,she saw that <strong>the</strong> key to success layin changing public opinion, and notin party action. Seneca Falls became<strong>the</strong> catalyst for future change. Soono<strong>the</strong>r women’s rights conventionswere held, and o<strong>the</strong>r women wouldcome to <strong>the</strong> forefront <strong>of</strong> <strong>the</strong> movementfor <strong>the</strong>ir political and socialequality.In 1848 also, Ernestine Rose, aPolish immigrant, was instrumentalin getting a law passed in <strong>the</strong> state<strong>of</strong> New York that allowed marriedwomen to keep <strong>the</strong>ir property in<strong>the</strong>ir own name. Among <strong>the</strong> firstlaws in <strong>the</strong> nation <strong>of</strong> this kind, <strong>the</strong>Married Women’s Property Act encouragedo<strong>the</strong>r state legislatures toenact similar laws.In 1869 Elizabeth Cady Stantonand ano<strong>the</strong>r leading women’s rightsactivist, S<strong>us</strong>an B. Anthony, founded<strong>the</strong> National Woman Suffrage Association(NWSA), to promote a constitutionalamendment for women’sright to <strong>the</strong> vote. These two wouldbecome <strong>the</strong> women’s movement’smost outspoken advocates. Describing<strong>the</strong>ir partnership, Cady Stantonwould say, “I forged <strong>the</strong> thunderboltsand she fired <strong>the</strong>m.”WESTWARDThe frontier did much to shapeAmerican life. Conditions along<strong>the</strong> entire Atlantic seaboard stimulatedmigration to <strong>the</strong> newer regions.From New England, where <strong>the</strong> soilwas incapable <strong>of</strong> producing highyields <strong>of</strong> grain, came a steady stream<strong>of</strong> men and women who left <strong>the</strong>ircoastal farms and villages to takeadvantage <strong>of</strong> <strong>the</strong> rich interior land<strong>of</strong> <strong>the</strong> continent. In <strong>the</strong> backcountrysettlements <strong>of</strong> <strong>the</strong> Carolinas andVirginia, people handicapped by <strong>the</strong>lack <strong>of</strong> roads and canals giving accessto coastal markets and resentful<strong>of</strong> <strong>the</strong> political dominance <strong>of</strong> <strong>the</strong>Tidewater planters also moved westward.By 1800 <strong>the</strong> Mississippi andOhio River valleys were becoming agreat frontier region. “Hi-o, away wego, floating down <strong>the</strong> river on <strong>the</strong> O-hi-o,” became <strong>the</strong> song <strong>of</strong> tho<strong>us</strong>ands<strong>of</strong> migrants.The westward flow <strong>of</strong> populationin <strong>the</strong> early 19th century led to <strong>the</strong>division <strong>of</strong> old territories and <strong>the</strong>drawing <strong>of</strong> new boundaries. As newstates were admitted, <strong>the</strong> politicalmap stabilized east <strong>of</strong> <strong>the</strong> MississippiRiver. From 1816 to 1821, six stateswere created — Indiana, Illinois,and Maine (which were free states),and Mississippi, Alabama, and Missouri(slave states). The first frontierhad been tied closely to Europe, <strong>the</strong>second to <strong>the</strong> coastal settlements,but <strong>the</strong> Mississippi Valley was independentand its people looked westra<strong>the</strong>r than east.Frontier settlers were a variedgroup. One English traveler described<strong>the</strong>m as “a daring, hardyrace <strong>of</strong> men, who live in miserablecabins. ... They are unpolished buthospitable, kind to strangers, honest,and tr<strong>us</strong>tworthy. They raise alittle Indian corn, pumpkins, hogs,and sometimes have a cow or two.... But <strong>the</strong> rifle is <strong>the</strong>ir principalmeans <strong>of</strong> support.” Dextero<strong>us</strong> with<strong>the</strong> ax, snare, and fishing line, <strong>the</strong>semen blazed <strong>the</strong> trails, built <strong>the</strong> firstlog cabins, and confronted NativeAmerican tribes, whose land <strong>the</strong>yoccupied.As more and more settlers penetrated<strong>the</strong> wilderness, many becamefarmers as well as hunters. A comfortablelog ho<strong>us</strong>e with glass windows,a chimney, and partitionedrooms replaced <strong>the</strong> cabin; <strong>the</strong> wellreplaced <strong>the</strong> spring. Ind<strong>us</strong>trio<strong>us</strong>settlers would rapidly clear <strong>the</strong>irland <strong>of</strong> timber, burning <strong>the</strong> woodfor potash and letting <strong>the</strong> stumpsdecay. They grew <strong>the</strong>ir own grain,vegetables, and fruit; ranged <strong>the</strong>woods for deer, wild turkeys, andhoney; fished <strong>the</strong> nearby streams;looked after cattle and hogs. Landspeculators bought large tracts <strong>of</strong> <strong>the</strong>cheap land and, if land values rose,122123


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESOUTLINE OF U.S. HISTORYsold <strong>the</strong>ir holdings and moved stillfar<strong>the</strong>r west, making way for o<strong>the</strong>rs.Doctors, lawyers, storekeepers,editors, preachers, mechanics, andpoliticians soon followed <strong>the</strong> farmers.The farmers were <strong>the</strong> sturdybase, however. Where <strong>the</strong>y settled,<strong>the</strong>y intended to stay and hoped<strong>the</strong>ir children would remain after<strong>the</strong>m. They built large barns andbrick or frame ho<strong>us</strong>es. They broughtimproved livestock, plowed <strong>the</strong> landskillfully, and sowed productiveseed. Some erected flour mills, sawmills,and distilleries. They laid outgood highways, and built churchesand schools. Incredible transformationswere accomplished in a fewyears. In 1830, for example, Chicago,Illinois, was merely an unpromisingtrading village with a fort; butlong before some <strong>of</strong> its original settlershad died, it had become one<strong>of</strong> <strong>the</strong> largest and richest cities in<strong>the</strong> nation.Farms were easy to acquire. Governmentland after 1820 could bebought for $1.25 for about half ahectare, and after <strong>the</strong> 1862 HomesteadAct, could be claimed bymerely occupying and improvingit. In addition, tools for working<strong>the</strong> land were easily available. It wasa time when, in a phrase coined byIndiana newspaperman John Souleand popularized by New York Tribuneeditor Horace Greeley, youngmen could “go west and grow with<strong>the</strong> country.”Except for a migration into Mexican-ownedTexas, <strong>the</strong> westwardmarch <strong>of</strong> <strong>the</strong> agricultural frontierdid not pass Missouri into <strong>the</strong>vast Western territory acquired in<strong>the</strong> Louisiana Purchase until after1840. In 1819, in return for assuming<strong>the</strong> claims <strong>of</strong> American citizensto <strong>the</strong> amount <strong>of</strong> $5 million, <strong>the</strong><strong>United</strong> <strong>States</strong> obtained from Spainboth Florida and Spain’s rights to<strong>the</strong> Oregon country in <strong>the</strong> Far West.In <strong>the</strong> meantime, <strong>the</strong> Far West hadbecome a field <strong>of</strong> great activity in<strong>the</strong> fur trade, which was to havesignificance far beyond <strong>the</strong> value<strong>of</strong> <strong>the</strong> skins. As in <strong>the</strong> first days <strong>of</strong>French exploration in <strong>the</strong> MississippiValley, <strong>the</strong> trader was a pathfinderfor <strong>the</strong> settlers beyond <strong>the</strong> Mississippi.The French and Scots-Irishtrappers, exploring <strong>the</strong> great riversand <strong>the</strong>ir tributaries and discovering<strong>the</strong> passes through <strong>the</strong> Rockyand Sierra Mountains, made possible<strong>the</strong> overland migration <strong>of</strong> <strong>the</strong>1840s and <strong>the</strong> later occupation <strong>of</strong><strong>the</strong> interior <strong>of</strong> <strong>the</strong> nation.Overall, <strong>the</strong> growth <strong>of</strong> <strong>the</strong> nationwas enormo<strong>us</strong>: Population grewfrom 7.25 million to more than 23million from 1812 to 1852, and <strong>the</strong>land available for settlement increasedby almost <strong>the</strong> size <strong>of</strong> WesternEurope — from 4.4 million to7.8 million square kilometers. Stillunresolved, however, were <strong>the</strong> basicconflicts rooted in sectionaldifferences that, by <strong>the</strong> decade <strong>of</strong><strong>the</strong> 1860s, would explode into civilwar. Inevitably, too, this westwardexpansion brought settlers into conflictwith <strong>the</strong> original inhabitants <strong>of</strong><strong>the</strong> land: <strong>the</strong> Native Americans.In <strong>the</strong> first part <strong>of</strong> <strong>the</strong> 19th century,<strong>the</strong> most prominent figureassociated with <strong>the</strong>se conflicts wasAndrew Jackson, <strong>the</strong> first “Westerner”to occupy <strong>the</strong> White Ho<strong>us</strong>e. In<strong>the</strong> midst <strong>of</strong> <strong>the</strong> War <strong>of</strong> 1812, Jackson,<strong>the</strong>n in charge <strong>of</strong> <strong>the</strong> Tennesseemilitia, was sent into sou<strong>the</strong>rn Alabama,where he ruthlessly put downan uprising <strong>of</strong> Creek Indians. TheCreeks soon ceded two-thirds <strong>of</strong><strong>the</strong>ir land to <strong>the</strong> <strong>United</strong> <strong>States</strong>. Jacksonlater routed bands <strong>of</strong> Seminolesfrom <strong>the</strong>ir sanctuaries in SpanishownedFlorida.In <strong>the</strong> 1820s, President Monroe’ssecretary <strong>of</strong> war, John C. Calhoun,pursued a policy <strong>of</strong> removing <strong>the</strong> remainingtribes from <strong>the</strong> old Southwestand resettling <strong>the</strong>m beyond <strong>the</strong>Mississippi. Jackson continued thispolicy as president. In 1830 Congresspassed <strong>the</strong> Indian Removal Act, providingfunds to transport <strong>the</strong> easterntribes beyond <strong>the</strong> Mississippi.In 1834 a special Native Americanterritory was set up in what is nowOklahoma. In all, <strong>the</strong> tribes signed94 treaties during Jackson’s twoterms, ceding millions <strong>of</strong> hectaresto <strong>the</strong> federal government and removingdozens <strong>of</strong> tribes from <strong>the</strong>irancestral homelands.The most terrible chapter in thisunhappy <strong>history</strong> concerned <strong>the</strong>Cherokees, whose lands in westernNorth Carolina and Georgia hadbeen guaranteed by treaty since1791. Among <strong>the</strong> most progressive<strong>of</strong> <strong>the</strong> eastern tribes, <strong>the</strong> Cherokeesnever<strong>the</strong>less were sure to be displacedwhen gold was discovered on<strong>the</strong>ir land in 1829. Forced to makea long and cruel trek to Oklahomain 1838, <strong>the</strong> tribe lost many <strong>of</strong> itsnumbers from disease and privationon what became known as <strong>the</strong>“Trail <strong>of</strong> Tears.” 9124125


CHAPTER 5: WESTWARD EXPANSION AND REGIONAL DIFFERENCESTHE FRONTIER, “THE WEST,” ANDTHE AMERICAN EXPERIENCEThe frontier — <strong>the</strong> point at which settled territory met unoccupied land— began at Jamestown and Plymouth Rock. It moved in a westward directionfor nearly 300 years through densely forested wilderness and barren plainsuntil <strong>the</strong> decennial cens<strong>us</strong> <strong>of</strong> 1890 revealed that at last <strong>the</strong> <strong>United</strong> <strong>States</strong> nolonger possessed a discernible line <strong>of</strong> settlement.At <strong>the</strong> time it seemed to many that a long period had come to an end— one in which <strong>the</strong> country had grown from a few struggling outposts <strong>of</strong>English civilization to a huge independent nation with an identity <strong>of</strong> its own.It was easy to believe that <strong>the</strong> experience <strong>of</strong> settlement and post-settlementdevelopment, constantly repeated as a people conquered a continent, had been<strong>the</strong> defining factor in <strong>the</strong> nation’s development.In 1893, <strong>the</strong> historian Frederick Jackson Turner, expressing a widely heldsentiment, declared that <strong>the</strong> frontier had made <strong>the</strong> <strong>United</strong> <strong>States</strong> more than anextension <strong>of</strong> Europe. It had created a nation with a culture that was perhapscoarser than Europe’s, but also more pragmatic, energetic, individualistic, anddemocratic. The existence <strong>of</strong> large areas <strong>of</strong> “free land” had created a nation <strong>of</strong>property holders and had provided a “safety valve” for discontent in cities andmore settled areas. His analysis implied that an America without a frontierwould trend omino<strong>us</strong>ly toward what were seen as <strong>the</strong> European ills <strong>of</strong> stratifiedsocial systems, class conflict, and diminished opportunity.After more than a hundred years scholars still debate <strong>the</strong> significance <strong>of</strong><strong>the</strong> frontier in American <strong>history</strong>. Few believe it was quite as all-important asTurner suggested; its absence does not appear to have led to dire consequences.Some have gone far<strong>the</strong>r, rejecting <strong>the</strong> Turner argument as a romantic glorification<strong>of</strong> a bloody, brutal process — marked by a war <strong>of</strong> conquest againstMexico, near-genocidal treatment <strong>of</strong> Native American tribes, and environmentaldespoliation. The common experience <strong>of</strong> <strong>the</strong> frontier, <strong>the</strong>y argue, was one<strong>of</strong> hardship and failure.Yet it remains hard to believe that three centuries <strong>of</strong> westward movementhad no impact on <strong>the</strong> national character and suggestive that intelligent foreignobservers, such as <strong>the</strong> French intellectual, Alexis de Tocqueville, were fascinatedby <strong>the</strong> American West. Indeed, <strong>the</strong> last area <strong>of</strong> frontier settlement, <strong>the</strong>vast area stretching north from Texas to <strong>the</strong> Canadian border, which Americanstoday commonly call “<strong>the</strong> West,” still seems characterized by ideals <strong>of</strong>individualism, democracy, and opportunity that are more palpable than in <strong>the</strong>rest <strong>of</strong> <strong>the</strong> nation. It is perhaps also revealing that many people in o<strong>the</strong>r lands,when hearing <strong>the</strong> word “American,” so <strong>of</strong>ten identify it with a symbol <strong>of</strong> thatfinal frontier — <strong>the</strong> “cowboy.”OUTLINE OF U.S. HISTORY<strong>United</strong> <strong>States</strong> <strong>of</strong> America, showing territorial expansion from 1803 to 1898.126127


C H A P T E R6SECTIONALCONFLICTSlave family picking cottonnear Savannah, Georgia,in <strong>the</strong> early 1860s.128


CHAPTER 6: SECTIONAL CONFLICTOUTLINE OF U.S. HISTORYA ho<strong>us</strong>e divided againstitself cannot stand. I believethis government cannotendure permanentlyhalf-slave and half-free.TWO AMERICASNo visitor to <strong>the</strong> <strong>United</strong> <strong>States</strong> lefta more enduring record <strong>of</strong> his travelsand observations than <strong>the</strong> Frenchwriter and political <strong>the</strong>orist Alexisde Tocqueville, whose Democracyin America, first published in 1835,remains one <strong>of</strong> <strong>the</strong> most trenchantand insightful analyses <strong>of</strong> Americansocial and political practices.Tocqueville was far too shrewd anobserver to be uncritical about <strong>the</strong><strong>United</strong> <strong>States</strong>, but his verdict wasfundamentally positive. “The government<strong>of</strong> a democracy brings <strong>the</strong>notion <strong>of</strong> political rights to <strong>the</strong> level<strong>of</strong> <strong>the</strong> humblest citizens,” he wrote,“j<strong>us</strong>t as <strong>the</strong> dissemination <strong>of</strong> wealthbrings <strong>the</strong> notion <strong>of</strong> property within<strong>the</strong> reach <strong>of</strong> all men.” None<strong>the</strong>less,Tocqueville was only one in <strong>the</strong> first<strong>of</strong> a long line <strong>of</strong> thinkers to worrySenatorial candidate Abraham Lincoln, 1858whe<strong>the</strong>r such rough equality couldsurvive in <strong>the</strong> face <strong>of</strong> a growing factorysystem that threatened to createdivisions between ind<strong>us</strong>trial workersand a new b<strong>us</strong>iness elite.O<strong>the</strong>r travelers marveled at <strong>the</strong>growth and vitality <strong>of</strong> <strong>the</strong> country,where <strong>the</strong>y could see “everywhere<strong>the</strong> most unequivocal pro<strong>of</strong>s <strong>of</strong>prosperity and rapid progress in agriculture,commerce, and great publicworks.” But such optimistic views<strong>of</strong> <strong>the</strong> American experiment wereby no means universal. One skepticwas <strong>the</strong> English novelist CharlesDickens, who first visited <strong>the</strong> <strong>United</strong><strong>States</strong> in 1841-42. “This is not <strong>the</strong>Republic I came to see,” he wrotein a letter. “This is not <strong>the</strong> Republic<strong>of</strong> my imagination. ... The more Ithink <strong>of</strong> its youth and strength, <strong>the</strong>poorer and more trifling in a tho<strong>us</strong>andrespects, it appears in my eyes.In everything <strong>of</strong> which it has madea boast — excepting its education <strong>of</strong><strong>the</strong> people, and its care for poor children— it sinks immeasurably below<strong>the</strong> level I had placed it upon.”Dickens was not alone. Americain <strong>the</strong> 19th century, as throughout its<strong>history</strong>, generated expectations andpassions that <strong>of</strong>ten conflicted witha reality at once more mundane andmore complex. The young nation’ssize and diversity defied easy generalizationand invited contradiction:America was both a freedom-lovingand slave-holding society, a nation<strong>of</strong> expansive and primitive frontiers,a society with cities built on growingcommerce and ind<strong>us</strong>trialization.LANDS OF PROMISEBy 1850 <strong>the</strong> national territorystretched over forest, plain, andmountain. Within its far-flung limitsdwelt 23 million people in a Unioncomprising 31 states. In <strong>the</strong> East, ind<strong>us</strong>tryboomed. In <strong>the</strong> Midwest and<strong>the</strong> South, agriculture flourished.After 1849 <strong>the</strong> gold mines <strong>of</strong> Californiapoured <strong>the</strong>ir precio<strong>us</strong> ore into<strong>the</strong> channels <strong>of</strong> trade.New England and <strong>the</strong> MiddleAtlantic states were <strong>the</strong> main centers<strong>of</strong> manufacturing, commerce,and finance. Principal products <strong>of</strong><strong>the</strong>se areas were textiles, lumber,clothing, machinery, lea<strong>the</strong>r, andwoolen goods. The maritime tradehad reached <strong>the</strong> height <strong>of</strong> its prosperity;vessels flying <strong>the</strong> Americanflag plied <strong>the</strong> oceans, distributingwares <strong>of</strong> all nations.The South, from <strong>the</strong> Atlantic to<strong>the</strong> Mississippi River and beyond,featured an economy centered onagriculture. Tobacco was importantin Virginia, Maryland, and NorthCarolina. In South Carolina, ricewas an abundant crop. The climateand soil <strong>of</strong> Louisiana encouraged<strong>the</strong> cultivation <strong>of</strong> sugar. But cottoneventually became <strong>the</strong> dominantcommodity and <strong>the</strong> one with which<strong>the</strong> South was identified. By 1850 <strong>the</strong>American South grew more than 80percent <strong>of</strong> <strong>the</strong> world’s cotton. Slavescultivated all <strong>the</strong>se crops.The Midwest, with its boundlessprairies and swiftly growingpopulation, flourished. Europe and<strong>the</strong> older settled parts <strong>of</strong> Americademanded its wheat and meat products.The introduction <strong>of</strong> labor-savingimplements — notably <strong>the</strong> Mc-Cormick reaper (a machine to cutand harvest grain) — made possiblean unparalleled increase in grainproduction. The nation’s wheatcrops swelled from some 35 millionhectoliters in 1850 to nearly 61 millionin 1860, more than half grownin <strong>the</strong> Midwest.An important stimul<strong>us</strong> to <strong>the</strong>country’s prosperity was <strong>the</strong> greatimprovement in transportation facilities;from 1850 to 1857 <strong>the</strong> AppalachianMountain barrier waspierced by five railway trunk lineslinking <strong>the</strong> Midwest and <strong>the</strong> Nor<strong>the</strong>ast.These links established <strong>the</strong>economic interests that would undergird<strong>the</strong> political alliance <strong>of</strong> <strong>the</strong>Union from 1861 to 1865. The Southlagged behind. It was not until <strong>the</strong>130131


CHAPTER 6: SECTIONAL CONFLICTOUTLINE OF U.S. HISTORYlate 1850s that a continuo<strong>us</strong> line ranthrough <strong>the</strong> mountains connecting<strong>the</strong> lower Mississippi River area with<strong>the</strong> sou<strong>the</strong>rn Atlantic seaboard.SLAVERY AND SECTIONALISMOne overriding issue exacerbated<strong>the</strong> regional and economic differencesbetween North and South:slavery. Resenting <strong>the</strong> large pr<strong>of</strong>itsamassed by Nor<strong>the</strong>rn b<strong>us</strong>inessmenfrom marketing <strong>the</strong> cotton crop,many Sou<strong>the</strong>rners attributed <strong>the</strong>backwardness <strong>of</strong> <strong>the</strong>ir own sectionto Nor<strong>the</strong>rn aggrandizement. ManyNor<strong>the</strong>rners, on <strong>the</strong> o<strong>the</strong>r hand, declaredthat slavery — <strong>the</strong> “peculiarinstitution” that <strong>the</strong> South regardedas essential to its economy — waslargely responsible for <strong>the</strong> region’srelative financial and ind<strong>us</strong>trialbackwardness.As far back as <strong>the</strong> Missouri Compromisein 1819, sectional lines hadbeen steadily hardening on <strong>the</strong>slavery question. In <strong>the</strong> North, sentimentfor outright abolition grewincreasingly powerful. Sou<strong>the</strong>rnersin general felt little guilt about slaveryand defended it vehemently. Insome seaboard areas, slavery by 1850was well over 200 years old; it was anintegral part <strong>of</strong> <strong>the</strong> basic economy <strong>of</strong><strong>the</strong> region.Although <strong>the</strong> 1860 cens<strong>us</strong> showedthat <strong>the</strong>re were nearly four millionslaves out <strong>of</strong> a total population <strong>of</strong>12.3 million in <strong>the</strong> 15 slave states,only a minority <strong>of</strong> Sou<strong>the</strong>rn whitesowned slaves. There were some385,000 slave owners out <strong>of</strong> about1.5 million white families. Fiftypercent <strong>of</strong> <strong>the</strong>se slave owners ownedno more than five slaves. Twelve percentowned 20 or more slaves, <strong>the</strong>number defined as turning a farmerinto a planter. Three-quarters <strong>of</strong>Sou<strong>the</strong>rn white families, including<strong>the</strong> “poor whites,” those on <strong>the</strong> lowestrung <strong>of</strong> Sou<strong>the</strong>rn society, ownedno slaves.It is easy to understand <strong>the</strong> interest<strong>of</strong> <strong>the</strong> planters in slave holding.But <strong>the</strong> yeomen and poor whitessupported <strong>the</strong> institution <strong>of</strong> slaveryas well. They feared that, if freed,blacks would compete with <strong>the</strong>meconomically and challenge <strong>the</strong>irhigher social stat<strong>us</strong>. Sou<strong>the</strong>rn whitesdefended slavery not simply on <strong>the</strong>basis <strong>of</strong> economic necessity but out<strong>of</strong> a visceral dedication to whitesupremacy.As <strong>the</strong>y fought <strong>the</strong> weight <strong>of</strong>Nor<strong>the</strong>rn opinion, political leaders<strong>of</strong> <strong>the</strong> South, <strong>the</strong> pr<strong>of</strong>essionalclasses, and most <strong>of</strong> <strong>the</strong> clergy nowno longer apologized for slavery butchampioned it. Sou<strong>the</strong>rn publicistsinsisted, for example, that <strong>the</strong> relationshipbetween capital and laborwas more humane under <strong>the</strong> slaverysystem than under <strong>the</strong> wage system<strong>of</strong> <strong>the</strong> North.Before 1830 <strong>the</strong> old patriarchalsystem <strong>of</strong> plantation government,with its personal supervision <strong>of</strong> <strong>the</strong>slaves by <strong>the</strong>ir owners or masters,was still characteristic. Gradually,however, with <strong>the</strong> introduction <strong>of</strong>large-scale cotton production in<strong>the</strong> lower South, <strong>the</strong> master graduallyceased to exercise close personalsupervision over his slaves, andemployed pr<strong>of</strong>essional overseerscharged with exacting from slavesa maximum amount <strong>of</strong> work. Insuch circumstances, slavery couldbecome a system <strong>of</strong> brutality andcoercion in which beatings and <strong>the</strong>breakup <strong>of</strong> families through <strong>the</strong> sale<strong>of</strong> individuals were commonplace.In o<strong>the</strong>r settings, however, it couldbe much milder.In <strong>the</strong> end, however, <strong>the</strong> mosttrenchant criticism <strong>of</strong> slavery wasnot <strong>the</strong> behavior <strong>of</strong> individual mastersand overseers. Systematicallytreating African-American laborersas if <strong>the</strong>y were domestic animals,slavery, <strong>the</strong> abolitionists pointedout, violated every human being’sinalienable right to be free.THE ABOLITIONISTSIn national politics, Sou<strong>the</strong>rnerschiefly sought protection andenlargement <strong>of</strong> <strong>the</strong> interests representedby <strong>the</strong> cotton/slavery system.They sought territorial expansionbeca<strong>us</strong>e <strong>the</strong> wastefulness <strong>of</strong> cultivatinga single crop, cotton, rapidlyexha<strong>us</strong>ted <strong>the</strong> soil, increasing <strong>the</strong>need for new fertile lands. Moreover,new territory would establish a basisfor additional slave states to <strong>of</strong>fset<strong>the</strong> admission <strong>of</strong> new free states.Antislavery Nor<strong>the</strong>rners saw in <strong>the</strong>Sou<strong>the</strong>rn view a conspiracy for proslaveryaggrandizement. In <strong>the</strong> 1830s<strong>the</strong>ir opposition became fierce.An earlier antislavery movement,an <strong>of</strong>fshoot <strong>of</strong> <strong>the</strong> American Revolution,had won its last victory in 1808when Congress abolished <strong>the</strong> slavetrade with Africa. Thereafter, oppositioncame largely from <strong>the</strong> Quakers,who kept up a mild but ineffectualprotest. Meanwhile, <strong>the</strong> cottongin and westward expansion into<strong>the</strong> Mississippi delta region createdan increasing demand for slaves.The abolitionist movement thatemerged in <strong>the</strong> early 1830s wascombative, uncompromising, andinsistent upon an immediate endto slavery. This approach found aleader in William Lloyd Garrison,a young man from Massach<strong>us</strong>etts,who combined <strong>the</strong> heroism <strong>of</strong> amartyr with <strong>the</strong> cr<strong>us</strong>ading zeal <strong>of</strong>a demagogue. On January 1, 1831,Garrison produced <strong>the</strong> first issue <strong>of</strong>his newspaper, The Liberator, whichbore <strong>the</strong> announcement: “I shallstrenuo<strong>us</strong>ly contend for <strong>the</strong> immediateenfranchisement <strong>of</strong> our slavepopulation. ... On this subject, I donot wish to think, or speak, or write,with moderation. ... I am in earnest— I will not equivocate — I will notexc<strong>us</strong>e — I will not retreat a singleinch — AND I WILL BE HEARD.”Garrison’s sensational methodsawakened Nor<strong>the</strong>rners to <strong>the</strong> evilin an institution many had longcome to regard as unchangeable. Hesought to hold up to public gaze <strong>the</strong>most repulsive aspects <strong>of</strong> slavery andto castigate slave holders as torturersand traffickers in human life. Herecognized no rights <strong>of</strong> <strong>the</strong> masters,acknowledged no compromise,tolerated no delay. O<strong>the</strong>r abolitionists,unwilling to subscribe to hislaw-defying tactics, held that reform132133


CHAPTER 6: SECTIONAL CONFLICTOUTLINE OF U.S. HISTORYshould be accomplished by legal andpeaceful means. Garrison was joinedby ano<strong>the</strong>r powerful voice, that <strong>of</strong>Frederick Douglass, an escaped slavewho galvanized Nor<strong>the</strong>rn audiences.Theodore Dwight Weld and manyo<strong>the</strong>r abolitionists cr<strong>us</strong>aded againstslavery in <strong>the</strong> states <strong>of</strong> <strong>the</strong> old NorthwestTerritory with evangelical zeal.One activity <strong>of</strong> <strong>the</strong> movement involvedhelping slaves escape to saferefuges in <strong>the</strong> North or over <strong>the</strong> borderinto Canada. The “UndergroundRailroad,” an elaborate network <strong>of</strong>secret routes, was firmly establishedin <strong>the</strong> 1830s in all parts <strong>of</strong> <strong>the</strong> North.In Ohio alone, from 1830 to 1860, asmany as 40,000 fugitive slaves werehelped to freedom. The number <strong>of</strong>local antislavery societies increasedat such a rate that by 1838 <strong>the</strong>re wereabout 1,350 with a membership <strong>of</strong>perhaps 250,000.Most Nor<strong>the</strong>rners none<strong>the</strong>less ei<strong>the</strong>rheld <strong>the</strong>mselves alo<strong>of</strong> from <strong>the</strong>abolitionist movement or activelyopposed it. In 1837, for example, amob attacked and killed <strong>the</strong> antislaveryeditor Elijah P. Lovejoy inAlton, Illinois. Still, Sou<strong>the</strong>rn repression<strong>of</strong> free speech allowed <strong>the</strong>abolitionists to link <strong>the</strong> slavery issuewith <strong>the</strong> ca<strong>us</strong>e <strong>of</strong> civil libertiesfor whites. In 1835 an angry mobdestroyed abolitionist literature in<strong>the</strong> Charleston, South Carolina, post<strong>of</strong>fice. When <strong>the</strong> postmaster-generalstated he would not enforce delivery<strong>of</strong> abolitionist material, bitter debatesensued in Congress. Abolitionistsflooded Congress with petitionscalling for action against slavery. In1836 <strong>the</strong> Ho<strong>us</strong>e voted to table suchpetitions automatically, th<strong>us</strong> effectivelykilling <strong>the</strong>m. Former PresidentJohn Quincy Adams, elected to <strong>the</strong>Ho<strong>us</strong>e <strong>of</strong> Representatives in 1830,fought this so-called gag rule as aviolation <strong>of</strong> <strong>the</strong> First Amendment,finally winning its repeal in 1844.TEXAS AND WAR WITHMEXICOThroughout <strong>the</strong> 1820s, Americanssettled in <strong>the</strong> vast territory <strong>of</strong>Texas, <strong>of</strong>ten with land grants from<strong>the</strong> Mexican government. However,<strong>the</strong>ir numbers soon alarmed <strong>the</strong>authorities, who prohibited fur<strong>the</strong>rimmigration in 1830. In 1834 GeneralAntonio López de Santa Annaestablished a dictatorship in Mexico,and <strong>the</strong> following year Texansrevolted. Santa Anna defeated <strong>the</strong>American rebels at <strong>the</strong> celebratedsiege <strong>of</strong> <strong>the</strong> Alamo in early 1836,but Texans under Sam Ho<strong>us</strong>tondestroyed <strong>the</strong> Mexican Army andcaptured Santa Anna a month laterat <strong>the</strong> Battle <strong>of</strong> San Jacinto, ensuringTexan independence.For almost a decade, Texas remainedan independent republic,largely beca<strong>us</strong>e its annexation as ahuge new slave state would disrupt<strong>the</strong> increasingly precario<strong>us</strong> balance<strong>of</strong> political power in <strong>the</strong> <strong>United</strong><strong>States</strong>. In 1845, President James K.Polk, narrowly elected on a platform<strong>of</strong> westward expansion, brought <strong>the</strong>Republic <strong>of</strong> Texas into <strong>the</strong> Union.Polk’s move was <strong>the</strong> first gambit ina larger design. Texas claimed thatits border with Mexico was <strong>the</strong> RioGrande; Mexico argued that <strong>the</strong>border stood far to <strong>the</strong> north along<strong>the</strong> Nueces River. Meanwhile, settlerswere flooding into <strong>the</strong> territories<strong>of</strong> New Mexico and California.Many Americans claimed that <strong>the</strong><strong>United</strong> <strong>States</strong> had a “manifest destiny”to expand westward to <strong>the</strong>Pacific Ocean.U.S. attempts to purchase fromMexico <strong>the</strong> New Mexico and Californiaterritories failed. In 1846,after a clash <strong>of</strong> Mexican and U.S.troops along <strong>the</strong> Rio Grande, <strong>the</strong><strong>United</strong> <strong>States</strong> declared war. Americantroops occupied <strong>the</strong> lightlypopulated territory <strong>of</strong> New Mexico,<strong>the</strong>n supported a revolt <strong>of</strong> settlersin California. A U.S. force underZachary Taylor invaded Mexico,winning victories at Monterrey andBuena Vista, but failing to bring <strong>the</strong>Mexicans to <strong>the</strong> negotiating table. InMarch 1847, a U.S. Army commandedby Winfield Scott landed nearVeracruz on Mexico’s east coast, andfought its way to Mexico City. The<strong>United</strong> <strong>States</strong> dictated <strong>the</strong> Treaty<strong>of</strong> Guadalupe Hidalgo in whichMexico ceded what would become<strong>the</strong> American Southwest region andCalifornia for $15 million.The war was a training groundfor American <strong>of</strong>ficers who wouldlater fight on both sides in <strong>the</strong> CivilWar. It was also politically divisive.Polk, in a simultaneo<strong>us</strong> facedownwith Great Britain, had achievedBritish recognition <strong>of</strong> Americansovereignty in <strong>the</strong> Pacific Northwestto <strong>the</strong> 49th parallel. Still, antislaveryforces, mainly among <strong>the</strong> Whigs,attacked Polk’s expansion as a proslaveryplot.With <strong>the</strong> concl<strong>us</strong>ion <strong>of</strong> <strong>the</strong> MexicanWar, <strong>the</strong> <strong>United</strong> <strong>States</strong> gaineda vast new territory <strong>of</strong> 1.36 millionsquare kilometers encompassing <strong>the</strong>present-day states <strong>of</strong> New Mexico,Nevada, California, Utah, most <strong>of</strong>Arizona, and portions <strong>of</strong> Coloradoand Wyoming. The nation als<strong>of</strong>aced a revival <strong>of</strong> <strong>the</strong> most explosivequestion in American politics <strong>of</strong> <strong>the</strong>time: Would <strong>the</strong> new territories beslave or free?THE COMPROMISE OF 1850Until 1845, it had seemed likelythat slavery would be confined to <strong>the</strong>areas where it already existed. It hadbeen given limits by <strong>the</strong> MissouriCompromise in 1820 and had no opportunityto overstep <strong>the</strong>m. The newterritories made renewed expansion<strong>of</strong> slavery a real likelihood.Many Nor<strong>the</strong>rners believed thatif not allowed to spread, slaverywould ultimately decline and die.To j<strong>us</strong>tify <strong>the</strong>ir opposition to addingnew slave states, <strong>the</strong>y pointed to <strong>the</strong>statements <strong>of</strong> Washington and Jefferson,and to <strong>the</strong> Ordinance <strong>of</strong> 1787,which forbade <strong>the</strong> extension <strong>of</strong> slaveryinto <strong>the</strong> Northwest. Texas, whichalready permitted slavery, naturallyentered <strong>the</strong> Union as a slave state.But <strong>the</strong> California, New Mexico,and Utah territories did not haveslavery. From <strong>the</strong> beginning, <strong>the</strong>rewere strongly conflicting opinionson whe<strong>the</strong>r <strong>the</strong>y should.134135


CHAPTER 6: SECTIONAL CONFLICTOUTLINE OF U.S. HISTORYSou<strong>the</strong>rners urged that all <strong>the</strong>lands acquired from Mexico shouldbe thrown open to slave holders.Antislavery Nor<strong>the</strong>rners demandedthat all <strong>the</strong> new regions be closedto slavery. One group <strong>of</strong> moderatessuggested that <strong>the</strong> MissouriCompromise line be extended to<strong>the</strong> Pacific with free states north <strong>of</strong>it and slave states to <strong>the</strong> south. Ano<strong>the</strong>rgroup proposed that <strong>the</strong> questionbe left to “popular sovereignty.”The government should permit settlersto enter <strong>the</strong> new territory withor without slaves as <strong>the</strong>y pleased.When <strong>the</strong> time came to organize <strong>the</strong>region into states, <strong>the</strong> people <strong>the</strong>mselvescould decide.Despite <strong>the</strong> vitality <strong>of</strong> <strong>the</strong> abolitionistmovement, most Nor<strong>the</strong>rnerswere unwilling to challenge <strong>the</strong> existence<strong>of</strong> slavery in <strong>the</strong> South. Many,however, were against its expansion.In 1848 nearly 300,000 men votedfor <strong>the</strong> candidates <strong>of</strong> a new Free SoilParty, which declared that <strong>the</strong> bestpolicy was “to limit, localize, anddiscourage slavery.” In <strong>the</strong> immediateaftermath <strong>of</strong> <strong>the</strong> war with Mexico,however, popular sovereigntyhad considerable appeal.In January 1848 <strong>the</strong> discovery<strong>of</strong> gold in California precipitateda headlong r<strong>us</strong>h <strong>of</strong> settlers, morethan 80,000 in <strong>the</strong> single year <strong>of</strong>1849. Congress had to determine <strong>the</strong>stat<strong>us</strong> <strong>of</strong> this new region quickly inorder to establish an organized government.The venerable KentuckySenator Henry Clay, who twicebefore in times <strong>of</strong> crisis had comeforward with compromise arrangements,advanced a complicated andcarefully balanced plan. His oldMassach<strong>us</strong>etts rival, Daniel Webster,supported it. Illinois DemocraticSenator Stephen A. Douglas, <strong>the</strong>leading advocate <strong>of</strong> popular sovereignty,did much <strong>of</strong> <strong>the</strong> work inguiding it through Congress.The Compromise <strong>of</strong> 1850 contained<strong>the</strong> following provisions: (1)California was admitted to <strong>the</strong> Unionas a free state; (2) <strong>the</strong> remainder <strong>of</strong><strong>the</strong> Mexican cession was divided into<strong>the</strong> two territories <strong>of</strong> New Mexico andUtah and organized without mention<strong>of</strong> slavery; (3) <strong>the</strong> claim <strong>of</strong> Texas to aportion <strong>of</strong> New Mexico was satisfiedby a payment <strong>of</strong> $10 million; (4) newlegislation (<strong>the</strong> Fugitive Slave Act)was passed to apprehend runawayslaves and return <strong>the</strong>m to <strong>the</strong>ir masters;and (5) <strong>the</strong> buying and selling <strong>of</strong>slaves (but not slavery) was abolishedin <strong>the</strong> District <strong>of</strong> Columbia.The country brea<strong>the</strong>d a sigh <strong>of</strong>relief. For <strong>the</strong> next three years, <strong>the</strong>compromise seemed to settle nearlyall differences. The new FugitiveSlave Law, however, was an immediatesource <strong>of</strong> tension. It deeply<strong>of</strong>fended many Nor<strong>the</strong>rners, whoref<strong>us</strong>ed to have any part in catchingslaves. Some actively and violentlyobstructed its enforcement. The UndergroundRailroad became moreefficient and daring than ever.A DIVIDED NATIONDuring <strong>the</strong> 1850s, <strong>the</strong> issue <strong>of</strong> slaverysevered <strong>the</strong> political bonds thathad held <strong>the</strong> <strong>United</strong> <strong>States</strong> toge<strong>the</strong>r.It ate away at <strong>the</strong> country’s two greatpolitical parties, <strong>the</strong> Whigs and <strong>the</strong>Democrats, destroying <strong>the</strong> first andirrevocably dividing <strong>the</strong> second. Itproduced weak presidents whoseirresolution mirrored that <strong>of</strong> <strong>the</strong>irparties. It eventually discreditedeven <strong>the</strong> Supreme Court.The moral fervor <strong>of</strong> abolitionistfeeling grew steadily. In 1852,Harriet Beecher Stowe publishedUncle Tom’s Cabin, a novel provokedby <strong>the</strong> passage <strong>of</strong> <strong>the</strong> FugitiveSlave Law. More than 300,000 copieswere sold <strong>the</strong> first year. Pressesran day and night to keep up with<strong>the</strong> demand. Although sentimentaland full <strong>of</strong> stereotypes, Uncle Tom’sCabin portrayed with undeniableforce <strong>the</strong> cruelty <strong>of</strong> slavery and positeda fundamental conflict betweenfree and slave societies. It inspiredwidespread enth<strong>us</strong>iasm for <strong>the</strong> antislaveryca<strong>us</strong>e, appealing as it didto basic human emotions — indignationat inj<strong>us</strong>tice and pity for<strong>the</strong> helpless individuals exposed toruthless exploitation.In 1854 <strong>the</strong> issue <strong>of</strong> slavery in<strong>the</strong> territories was renewed and <strong>the</strong>quarrel became more bitter. The regionthat now comprises Kansas andNebraska was being rapidly settled,increasing pressure for <strong>the</strong> establishment<strong>of</strong> territorial, and eventually,state governments.Under terms <strong>of</strong> <strong>the</strong> MissouriCompromise <strong>of</strong> 1820, <strong>the</strong> entireregion was closed to slavery. Dominantslave-holding elements inMissouri objected to letting Kansasbecome a free territory, for <strong>the</strong>irstate would <strong>the</strong>n have three free-soilneighbors (Illinois, Iowa, and Kansas)and might be forced to becomea free state as well. Their congressionaldelegation, backed by Sou<strong>the</strong>rners,blocked all efforts to organize<strong>the</strong> region.At this point, Stephen A. Douglasenraged all free-soil supporters.Douglas argued that <strong>the</strong> Compromise<strong>of</strong> 1850, having left Utah andNew Mexico free to resolve <strong>the</strong> slaveryissue for <strong>the</strong>mselves, superseded<strong>the</strong> Missouri Compromise. His plancalled for two territories, Kansasand Nebraska. It permitted settlersto carry slaves into <strong>the</strong>m and eventuallyto determine whe<strong>the</strong>r <strong>the</strong>yshould enter <strong>the</strong> Union as free orslave states.Douglas’s opponents acc<strong>us</strong>ed him<strong>of</strong> currying favor with <strong>the</strong> South inorder to gain <strong>the</strong> presidency in 1856.The free-soil movement, which hadseemed to be in decline, reemergedwith greater momentum than ever.Yet in May 1854, Douglas’s plan in<strong>the</strong> form <strong>of</strong> <strong>the</strong> Kansas-NebraskaAct passed Congress to be signed byPresident Franklin Pierce. Sou<strong>the</strong>rnenth<strong>us</strong>iasts celebrated with cannonfire. But when Douglas subsequentlyvisited Chicago to speak in his owndefense, <strong>the</strong> ships in <strong>the</strong> harbor lowered<strong>the</strong>ir flags to half-mast, <strong>the</strong>church bells tolled for an hour, and acrowd <strong>of</strong> 10,000 hooted so loudly tha<strong>the</strong> could not make himself heard.The immediate results <strong>of</strong> Douglas’sill-starred measure were momento<strong>us</strong>.The Whig Party, which hadstraddled <strong>the</strong> question <strong>of</strong> slavery ex-136137


CHAPTER 6: SECTIONAL CONFLICTOUTLINE OF U.S. HISTORYpansion, sank to its death, and in itsstead a powerful new organizationarose, <strong>the</strong> Republican Party, whoseprimary demand was that slaverybe excluded from all <strong>the</strong> territories.In 1856, it nominated John Fremont,whose expeditions into <strong>the</strong> Far Westhad won him renown. Fremont lost<strong>the</strong> election, but <strong>the</strong> new party swepta great part <strong>of</strong> <strong>the</strong> North. Such freesoilleaders as Salmon P. Chase andWilliam Seward exerted greater influencethan ever. Along with <strong>the</strong>mappeared a tall, lanky Illinois attorney,Abraham Lincoln.Meanwhile, <strong>the</strong> flow <strong>of</strong> bothSou<strong>the</strong>rn slave holders and antislaveryfamilies into Kansas resulted inarmed conflict. Soon <strong>the</strong> territorywas being called “bleeding Kansas.”The Supreme Court made thingsworse with its infamo<strong>us</strong> 1857 DredScott decision.Scott was a Missouri slave who,some 20 years earlier, had beentaken by his master to live in Illinoisand <strong>the</strong> Wisconsin Territory; in bothplaces, slavery was banned. Returningto Missouri and becoming discontentedwith his life <strong>the</strong>re, Scottsued for liberation on <strong>the</strong> ground <strong>of</strong>his residence on free soil. A majority<strong>of</strong> <strong>the</strong> Supreme Court — dominatedby Sou<strong>the</strong>rners — decided that Scottlacked standing in court beca<strong>us</strong>e hewas not a citizen; that <strong>the</strong> laws <strong>of</strong> afree state (Illinois) had no effect onhis stat<strong>us</strong> beca<strong>us</strong>e he was <strong>the</strong> resident<strong>of</strong> a slave state (Missouri); andthat slave holders had <strong>the</strong> right totake <strong>the</strong>ir “property” anywhere in<strong>the</strong> federal territories. Th<strong>us</strong>, Congresscould not restrict <strong>the</strong> expansion<strong>of</strong> slavery. This last assertioninvalidated former compromises onslavery and made new ones impossibleto craft.The Dred Scott decision stirredfierce resentment throughout <strong>the</strong>North. Never before had <strong>the</strong> Courtbeen so bitterly condemned. ForSou<strong>the</strong>rn Democrats, <strong>the</strong> decisionwas a great victory, since it gave judicialsanction to <strong>the</strong>ir j<strong>us</strong>tification<strong>of</strong> slavery throughout <strong>the</strong> territories.LINCOLN, DOUGLAS, ANDBROWNAbraham Lincoln had long regardedslavery as an evil. As early as1854 in a widely publicized speech,he declared that all national legislationshould be framed on <strong>the</strong>principle that slavery was to be restrictedand eventually abolished.He contended also that <strong>the</strong> principle<strong>of</strong> popular sovereignty was false, forslavery in <strong>the</strong> western territories was<strong>the</strong> concern not only <strong>of</strong> <strong>the</strong> local inhabitantsbut <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong> asa whole.In 1858 Lincoln opposed StephenA. Douglas for election to <strong>the</strong> U.S.Senate from Illinois. In <strong>the</strong> firstparagraph <strong>of</strong> his opening campaignspeech, on June 17, Lincoln struck<strong>the</strong> keynote <strong>of</strong> American <strong>history</strong> for<strong>the</strong> seven years to follow:A ho<strong>us</strong>e divided against itselfcannot stand. I believe thisgovernment cannot endurepermanently half-slave and halffree.I do not expect <strong>the</strong> Union tobe dissolved — I do not expect <strong>the</strong>ho<strong>us</strong>e to fall — but I do expect itwill cease to be divided.Lincoln and Douglas engagedin a series <strong>of</strong> seven debates in <strong>the</strong>ensuing months <strong>of</strong> 1858. SenatorDouglas, known as <strong>the</strong> “Little Giant,”had an enviable reputation asan orator, but he met his match inLincoln, who eloquently challengedDouglas’s concept <strong>of</strong> popular sovereignty.In <strong>the</strong> end, Douglas won<strong>the</strong> election by a small margin, butLincoln had achieved stature as anational figure.By <strong>the</strong>n events were spinning out<strong>of</strong> control. On <strong>the</strong> night <strong>of</strong> October16, 1859, John Brown, an antislaveryfanatic who had captured and killedfive proslavery settlers in Kansasthree years before, led a band <strong>of</strong> followersin an attack on <strong>the</strong> federalarsenal at Harper’s Ferry (in whatis now West Virginia). Brown’s goalwas to <strong>us</strong>e <strong>the</strong> weapons seized tolead a slave uprising. After two days<strong>of</strong> fighting, Brown and his survivingmen were taken prisoner by a force<strong>of</strong> U.S. Marines commanded byColonel Robert E. Lee.Brown’s attempt confirmed <strong>the</strong>worst fears <strong>of</strong> many Sou<strong>the</strong>rners.Antislavery activists, on <strong>the</strong> o<strong>the</strong>rhand, generally hailed Brown as amartyr to a great ca<strong>us</strong>e. Virginiaput Brown on trial for conspiracy,treason, and murder. On December2, 1859, he was hanged. Althoughmost Nor<strong>the</strong>rners had initially condemnedhim, increasing numberswere coming to accept his view tha<strong>the</strong> had been an instrument in <strong>the</strong>hand <strong>of</strong> God.THE 1860 ELECTIONIn 1860 <strong>the</strong> Republican Partynominated Abraham Lincoln as itscandidate for president. The Republicanplatform declared that slaverycould spread no far<strong>the</strong>r, promised atariff for <strong>the</strong> protection <strong>of</strong> ind<strong>us</strong>try,and pledged <strong>the</strong> enactment <strong>of</strong> a lawgranting free homesteads to settlerswho would help in <strong>the</strong> opening <strong>of</strong><strong>the</strong> West. Sou<strong>the</strong>rn Democrats, unwillingin <strong>the</strong> wake <strong>of</strong> <strong>the</strong> Dred Scottcase to accept Douglas’s popularsovereignty, split from <strong>the</strong> party andnominated Vice President John C.Breckenridge <strong>of</strong> Kentucky for president.Stephen A. Douglas was <strong>the</strong>nominee <strong>of</strong> nor<strong>the</strong>rn Democrats.Diehard Whigs from <strong>the</strong> borderstates, formed into <strong>the</strong> ConstitutionalUnion Party, nominated JohnC. Bell <strong>of</strong> Tennessee.Lincoln and Douglas competedin <strong>the</strong> North, Breckenridge andBell in <strong>the</strong> South. Lincoln won only39 percent <strong>of</strong> <strong>the</strong> popular vote, buthad a clear majority <strong>of</strong> 180 electoralvotes, carrying all 18 free states. Bellwon Tennessee, Kentucky, and Virginia;Breckenridge took <strong>the</strong> o<strong>the</strong>rslave states except for Missouri,which was won by Douglas. Despitehis poor showing, Douglas trailedonly Lincoln in <strong>the</strong> popular vote. 9138139


C H A P T E R7THECIVIL WARANDRECONSTRUCTIONPresident Abraham Lincoln(center), at a Union Armyencampment in October1862, following <strong>the</strong> battle<strong>of</strong> Antietam.140


CHAPTER 7: THE CIVIL WAR AND RECONSTRUCTIONOUTLINE OF U.S. HISTORYThat this nationunder Godshall have anew birth <strong>of</strong> freedom.President Abraham Lincoln, November 19, 1863SECESSION AND CIVIL WARLincoln’s victory in <strong>the</strong> presidentialelection <strong>of</strong> November 1860made South Carolina’s secessionfrom <strong>the</strong> Union December 20 aforegone concl<strong>us</strong>ion. The state hadlong been waiting for an event thatwould unite <strong>the</strong> South against <strong>the</strong>antislavery forces. By February 1,1861, five more Sou<strong>the</strong>rn states hadseceded. On February 8, <strong>the</strong> sixstates signed a provisional constitutionfor <strong>the</strong> Confederate <strong>States</strong> <strong>of</strong>America. The remaining Sou<strong>the</strong>rnstates as yet remained in <strong>the</strong> Union,although Texas had begun to moveon its secession.Less than a month later, March 4,1861, Abraham Lincoln was swornin as president <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>.In his inaugural address, he declared<strong>the</strong> Confederacy “legally void.” Hisspeech closed with a plea for restoration<strong>of</strong> <strong>the</strong> bonds <strong>of</strong> union, but <strong>the</strong>South turned a deaf ear. On April12, Confederate guns opened fire on<strong>the</strong> federal garrison at Fort Sumterin <strong>the</strong> Charleston, South Carolina,harbor. A war had begun in whichmore Americans would die than inany o<strong>the</strong>r conflict before or since.In <strong>the</strong> seven states that had seceded,<strong>the</strong> people responded positivelyto <strong>the</strong> Confederate actionand <strong>the</strong> leadership <strong>of</strong> ConfederatePresident Jefferson Davis. Bothsides now tensely awaited <strong>the</strong> action<strong>of</strong> <strong>the</strong> slave states that th<strong>us</strong> far hadremained loyal. Virginia seceded onApril 17; Arkansas, Tennessee, andNorth Carolina followed quickly.No state left <strong>the</strong> Union withgreater reluctance than Virginia.Her statesmen had a leading part in<strong>the</strong> winning <strong>of</strong> <strong>the</strong> Revolution and<strong>the</strong> framing <strong>of</strong> <strong>the</strong> Constitution, andshe had provided <strong>the</strong> nation withfive presidents. With Virginia wentColonel Robert E. Lee, who declined<strong>the</strong> command <strong>of</strong> <strong>the</strong> Union Armyout <strong>of</strong> loyalty to his native state.Between <strong>the</strong> enlarged Confederacyand <strong>the</strong> free-soil North lay<strong>the</strong> border slave states <strong>of</strong> Delaware,Maryland, Kentucky, and Missouri,which, despite some sympathy with<strong>the</strong> South, would remain loyal to<strong>the</strong> Union.Each side entered <strong>the</strong> war withhigh hopes for an early victory. Inmaterial resources <strong>the</strong> North enjoyeda decided advantage. Twenty-threestates with a population <strong>of</strong> 22 millionwere arrayed against 11 statesinhabited by nine million, includingslaves. The ind<strong>us</strong>trial superiority <strong>of</strong><strong>the</strong> North exceeded even its preponderancein population, providing itwith abundant facilities for manufacturingarms and ammunition,clothing, and o<strong>the</strong>r supplies. It had agreatly superior railway network.The South none<strong>the</strong>less had certainadvantages. The most importantwas geography; <strong>the</strong> South wasfighting a defensive war on its ownterritory. It could establish its independencesimply by beating <strong>of</strong>f <strong>the</strong>Nor<strong>the</strong>rn armies. The South alsohad a stronger military tradition,and possessed <strong>the</strong> more experiencedmilitary leaders.WESTERN ADVANCE,EASTERN STALEMATEThe first large battle <strong>of</strong> <strong>the</strong> war, atBull Run, Virginia (also known asFirst Manassas) near Washington,stripped away any ill<strong>us</strong>ions that victorywould be quick or easy. It alsoestablished a pattern, at least in <strong>the</strong>Eastern <strong>United</strong> <strong>States</strong>, <strong>of</strong> bloodySou<strong>the</strong>rn victories that never translatedinto a decisive military advantagefor <strong>the</strong> Confederacy.In contrast to its military failuresin <strong>the</strong> East, <strong>the</strong> Union was able to securebattlefield victories in <strong>the</strong> Westand slow strategic success at sea.Most <strong>of</strong> <strong>the</strong> Navy, at <strong>the</strong> war’s beginning,was in Union hands, but it wasscattered and weak. Secretary <strong>of</strong> <strong>the</strong>Navy Gideon Welles took promptmeasures to streng<strong>the</strong>n it. Lincoln<strong>the</strong>n proclaimed a blockade <strong>of</strong> <strong>the</strong>Sou<strong>the</strong>rn coasts. Although <strong>the</strong> effect<strong>of</strong> <strong>the</strong> blockade was negligibleat first, by 1863 it almost completelyprevented shipments <strong>of</strong> cotton toEurope and blocked <strong>the</strong> importation<strong>of</strong> sorely needed munitions,clothing, and medical supplies to<strong>the</strong> South.A brilliant Union naval commander,David Farragut, conductedtwo remarkable operations. In April1862, he took a fleet into <strong>the</strong> mouth<strong>of</strong> <strong>the</strong> Mississippi River and forced<strong>the</strong> surrender <strong>of</strong> <strong>the</strong> largest city in<strong>the</strong> South, New Orleans, Louisiana.In Aug<strong>us</strong>t 1864, with <strong>the</strong> cry, “Damn<strong>the</strong> torpedoes! Full speed ahead,” heled a force past <strong>the</strong> fortified entrance<strong>of</strong> Mobile Bay, Alabama, captureda Confederate ironclad vessel, andsealed <strong>of</strong>f <strong>the</strong> port.In <strong>the</strong> Mississippi Valley, <strong>the</strong>Union forces won an almost uninterruptedseries <strong>of</strong> victories. Theybegan by breaking a long Confeder-142143


CHAPTER 7: THE CIVIL WAR AND RECONSTRUCTIONOUTLINE OF U.S. HISTORYate line in Tennessee, th<strong>us</strong> makingit possible to occupy almost all <strong>the</strong>western part <strong>of</strong> <strong>the</strong> state. When <strong>the</strong>important Mississippi River port <strong>of</strong>Memphis was taken, Union troopsadvanced some 320 kilometers into<strong>the</strong> heart <strong>of</strong> <strong>the</strong> Confederacy. With<strong>the</strong> tenacio<strong>us</strong> General Ulysses S.Grant in command, <strong>the</strong>y withstooda sudden Confederate counterattackat Shiloh, on <strong>the</strong> bluffs overlooking<strong>the</strong> Tennessee River. Those killedand wounded at Shiloh numberedmore than 10,000 on each side, a casualtyrate that Americans had neverbefore experienced. But it was only<strong>the</strong> beginning <strong>of</strong> <strong>the</strong> carnage.In Virginia, by contrast, Uniontroops continued to meet one defeatafter ano<strong>the</strong>r in a succession <strong>of</strong>bloody attempts to capture Richmond,<strong>the</strong> Confederate capital. TheConfederates enjoyed strong defensepositions afforded by numero<strong>us</strong>streams cutting <strong>the</strong> road betweenWashington and Richmond. Theirtwo best generals, Robert E. Lee andThomas J. (“Stonewall”) Jackson,both far surpassed in ability <strong>the</strong>irearly Union counterparts. In 1862Union commander George McClellanmade a slow, excessively cautio<strong>us</strong>attempt to seize Richmond. But in<strong>the</strong> Seven Days’ Battles between June25 and July 1, <strong>the</strong> Union troops weredriven steadily backward, both sidessuffering terrible losses.After ano<strong>the</strong>r Confederate victoryat <strong>the</strong> Second Battle <strong>of</strong> BullRun (or Second Manassas), Leecrossed <strong>the</strong> Potomac River and invadedMaryland. McClellan againresponded tentatively, despite learningthat Lee had split his army andwas heavily outnumbered. TheUnion and Confederate Armies metat Antietam Creek, near Sharpsburg,Maryland, on September 17, 1862, in<strong>the</strong> bloodiest single day <strong>of</strong> <strong>the</strong> war:More than 4,000 died on both sidesand 18,000 were wounded. Despitehis numerical advantage, however,McClellan failed to break Lee’s linesor press <strong>the</strong> attack, and Lee was ableto retreat across <strong>the</strong> Potomac withhis army intact. As a result, Lincolnfired McClellan.Although Antietam was inconcl<strong>us</strong>ivein military terms, its consequenceswere none<strong>the</strong>less momento<strong>us</strong>.Great Britain and France,both on <strong>the</strong> verge <strong>of</strong> recognizing<strong>the</strong> Confederacy, delayed <strong>the</strong>ir decision,and <strong>the</strong> South never received<strong>the</strong> diplomatic recognition and <strong>the</strong>economic aid from Europe that itdesperately sought.Antietam also gave Lincoln <strong>the</strong>opening he needed to issue <strong>the</strong>preliminary Emancipation Proclamation,which declared that as <strong>of</strong>January 1, 1863, all slaves in states rebellingagainst <strong>the</strong> Union were free.In practical terms, <strong>the</strong> proclamationhad little immediate impact; it freedslaves only in <strong>the</strong> Confederate states,while leaving slavery intact in <strong>the</strong>border states. Politically, however, itmeant that in addition to preserving<strong>the</strong> Union, <strong>the</strong> abolition <strong>of</strong> slaverywas now a declared objective <strong>of</strong> <strong>the</strong>Union war effort.The final Emancipation Proclamation,issued January 1, 1863,also authorized <strong>the</strong> recruitment <strong>of</strong>African Americans into <strong>the</strong> UnionArmy, a move abolitionist leaderssuch as Frederick Douglass had beenurging since <strong>the</strong> beginning <strong>of</strong> armedconflict. Union forces already hadbeen sheltering escaped slaves as“contraband <strong>of</strong> war,” but following<strong>the</strong> Emancipation Proclamation, <strong>the</strong>Union Army recruited and trainedregiments <strong>of</strong> African-Americansoldiers that fought with distinctionin battles from Virginia to <strong>the</strong>Mississippi. About 178,000 AfricanAmericans served in <strong>the</strong> U.S. ColoredTroops, and 29,500 served in<strong>the</strong> Union Navy.Despite <strong>the</strong> political gains representedby <strong>the</strong> Emancipation Proclamation,however, <strong>the</strong> North’s militaryprospects in <strong>the</strong> East remainedbleak as Lee’s Army <strong>of</strong> Nor<strong>the</strong>rn Virginiacontinued to maul <strong>the</strong> UnionArmy <strong>of</strong> <strong>the</strong> Potomac, first at Fredericksburg,Virginia, in December1862 and <strong>the</strong>n at Chancellorsvillein May 1863. But Chancellorsville,although one <strong>of</strong> Lee’s most brilliantmilitary victories, was also one <strong>of</strong> hismost costly. His most valued lieutenant,General “Stonewall” Jackson,was mistakenly shot and killed byhis own men.GETTYSBURG TOAPPOMATTOXYet none <strong>of</strong> <strong>the</strong> Confederate victorieswas decisive. The Union simplym<strong>us</strong>tered new armies and triedagain. Believing that <strong>the</strong> North’scr<strong>us</strong>hing defeat at Chancellorsvillegave him his chance, Lee strucknorthward into Pennsylvania at <strong>the</strong>beginning <strong>of</strong> July 1863, almost reaching<strong>the</strong> state capital at Harrisburg. Astrong Union force intercepted himat Gettysburg, where, in a titanicthree-day battle — <strong>the</strong> largest <strong>of</strong> <strong>the</strong>Civil War — <strong>the</strong> Confederates madea valiant effort to break <strong>the</strong> Unionlines. They failed, and on July 4 Lee’sarmy, after crippling losses, retreatedbehind <strong>the</strong> Potomac.More than 3,000 Union soldiersand almost 4,000 Confederates diedat Gettysburg; wounded and missingtotaled more than 20,000 oneach side. On November 19, 1863,Lincoln dedicated a new nationalcemetery <strong>the</strong>re with perhaps <strong>the</strong>most famo<strong>us</strong> address in U.S. <strong>history</strong>.He concluded his brief remarks with<strong>the</strong>se words:... we here highly resolve that <strong>the</strong>sedead shall not have died in vain —that this nation, under God, shallhave a new birth <strong>of</strong> freedom —and that government <strong>of</strong> <strong>the</strong> people,by <strong>the</strong> people, for <strong>the</strong> people, shallnot perish from <strong>the</strong> earth.On <strong>the</strong> Mississippi, Union controlhad been blocked at Vicksburg,where <strong>the</strong> Confederates had stronglyfortified <strong>the</strong>mselves on bluffs toohigh for naval attack. In early 1863Grant began to move below andaround Vicksburg, subjecting it toa six-week siege. On July 4, he captured<strong>the</strong> town, toge<strong>the</strong>r with <strong>the</strong>strongest Confederate Army in <strong>the</strong>West. The river was now entirely inUnion hands. The Confederacy wasbroken in two, and it became almost144145


CHAPTER 7: THE CIVIL WAR AND RECONSTRUCTIONOUTLINE OF U.S. HISTORYimpossible to bring supplies fromTexas and Arkansas.The Nor<strong>the</strong>rn victories at Vicksburgand Gettysburg in July 1863marked <strong>the</strong> turning point <strong>of</strong> <strong>the</strong> war,although <strong>the</strong> bloodshed continuedunabated for more than a year-anda-half.Lincoln brought Grant east andmade him commander-in-chief<strong>of</strong> all Union forces. In May 1864Grant advanced deep into Virginiaand met Lee’s Confederate Armyin <strong>the</strong> three-day Battle <strong>of</strong> <strong>the</strong> Wilderness.Losses on both sides wereheavy, but unlike o<strong>the</strong>r Union commanders,Grant ref<strong>us</strong>ed to retreat.Instead, he attempted to outflankLee, stretching <strong>the</strong> Confederate linesand pounding away with artilleryand infantry attacks. “I propose t<strong>of</strong>ight it out along this line if it takesall summer,” <strong>the</strong> Union commandersaid at Spotsylvania, during five days<strong>of</strong> bloody trench warfare that characterizedfighting on <strong>the</strong> easternfront for almost a year.In <strong>the</strong> West, Union forces gainedcontrol <strong>of</strong> Tennessee in <strong>the</strong> fall <strong>of</strong>1863 with victories at Chattanoogaand nearby Lookout Mountain,opening <strong>the</strong> way for General WilliamT. Sherman to invade Georgia.Sherman outmaneuvered severalsmaller Confederate armies, occupied<strong>the</strong> state capital <strong>of</strong> Atlanta,<strong>the</strong>n marched to <strong>the</strong> Atlantic coast,systematically destroying railroads,factories, wareho<strong>us</strong>es, and o<strong>the</strong>rfacilities in his path. His men, cut<strong>of</strong>f from <strong>the</strong>ir normal supply lines,ravaged <strong>the</strong> countryside for food.From <strong>the</strong> coast, Sherman marchednorthward; by February 1865, hehad taken Charleston, South Carolina,where <strong>the</strong> first shots <strong>of</strong> <strong>the</strong>Civil War had been fired. Sherman,more than any o<strong>the</strong>r Union general,understood that destroying <strong>the</strong> willand morale <strong>of</strong> <strong>the</strong> South was as importantas defeating its armies.Grant, meanwhile, lay siege to Petersburg,Virginia, for nine months,before Lee, in March 1865, knew tha<strong>the</strong> had to abandon both Petersburgand <strong>the</strong> Confederate capital <strong>of</strong> Richmondin an attempt to retreat south.But it was too late. On April 9, 1865,surrounded by huge Union armies,Lee surrendered to Grant at AppomattoxCourtho<strong>us</strong>e. Although scatteredfighting continued elsewherefor several months, <strong>the</strong> Civil Warwas over.The terms <strong>of</strong> surrender at Appomattoxwere magnanimo<strong>us</strong>, andon his return from his meeting withLee, Grant quieted <strong>the</strong> noisy demonstrations<strong>of</strong> his soldiers by reminding<strong>the</strong>m: “The rebels are our countrymenagain.” The war for Sou<strong>the</strong>rnindependence had become <strong>the</strong> “lostca<strong>us</strong>e,” whose hero, Robert E. Lee,had won wide admiration through<strong>the</strong> brilliance <strong>of</strong> his leadership andhis greatness in defeat.WITH MALICE TOWARD NONEFor <strong>the</strong> North, <strong>the</strong> war produceda still greater hero in Abraham Lincoln— a man eager, above all else,to weld <strong>the</strong> Union toge<strong>the</strong>r again,not by force and repression but bywarmth and generosity. In 1864 hehad been elected for a second termas president, defeating his Democraticopponent, George McClellan,<strong>the</strong> general he had dismissed afterAntietam. Lincoln’s second inauguraladdress closed with <strong>the</strong>se words:With malice toward none; withcharity for all; with firmness in<strong>the</strong> right, as God gives <strong>us</strong> to see<strong>the</strong> right, let <strong>us</strong> strive on to finish<strong>the</strong> work we are in; to bind up <strong>the</strong>nation’s wounds; to care for himwho shall have borne <strong>the</strong> battle,and for his widow, and his orphan— to do all which may achieveand cherish a j<strong>us</strong>t, and a lastingpeace, among ourselves, and withall nations.Three weeks later, two days afterLee’s surrender, Lincoln deliveredhis last public address, in which heunfolded a genero<strong>us</strong> reconstructionpolicy. On April 14, 1865, <strong>the</strong>president held what was to be hislast Cabinet meeting. That evening— with his wife and a young couplewho were his guests — he attendeda performance at Ford’s Theater.There, as he sat in <strong>the</strong> presidentialbox, he was assassinated by JohnWilkes Booth, a Virginia actor embitteredby <strong>the</strong> South’s defeat. Boothwas killed in a shootout some dayslater in a barn in <strong>the</strong> Virginia countryside.His accomplices were capturedand later executed.Lincoln died in a downstairsbedroom <strong>of</strong> a ho<strong>us</strong>e across <strong>the</strong> streetfrom Ford’s Theater on <strong>the</strong> morning<strong>of</strong> April 15. Poet James R<strong>us</strong>sell Lowellwrote:Never before that startled Aprilmorning did such multitudes <strong>of</strong>men shed tears for <strong>the</strong> death <strong>of</strong>one <strong>the</strong>y had never seen, as if withhim a friendly presence had beentaken from <strong>the</strong>ir lives, leaving<strong>the</strong>m colder and darker. Neverwas funeral panegyric so eloquentas <strong>the</strong> silent look <strong>of</strong> sympathywhich strangers exchanged when<strong>the</strong>y met that day. Their commonmanhood had lost a kinsman.The first great task confronting<strong>the</strong> victorio<strong>us</strong> North — now under<strong>the</strong> leadership <strong>of</strong> Lincoln’s vice president,Andrew Johnson, a Sou<strong>the</strong>rnerwho remained loyal to <strong>the</strong> Union— was to determine <strong>the</strong> stat<strong>us</strong> <strong>of</strong><strong>the</strong> states that had seceded. Lincolnhad already set <strong>the</strong> stage. In his view,<strong>the</strong> people <strong>of</strong> <strong>the</strong> Sou<strong>the</strong>rn stateshad never legally seceded; <strong>the</strong>y hadbeen misled by some disloyal citizensinto a defiance <strong>of</strong> federal authority.And since <strong>the</strong> war was <strong>the</strong>act <strong>of</strong> individuals, <strong>the</strong> federal governmentwould have to deal with<strong>the</strong>se individuals and not with<strong>the</strong> states. Th<strong>us</strong>, in 1863 Lincolnproclaimed that if in any state 10percent <strong>of</strong> <strong>the</strong> voters <strong>of</strong> record in1860 would form a government loyalto <strong>the</strong> U.S. Constitution and wouldacknowledge obedience to <strong>the</strong> laws<strong>of</strong> <strong>the</strong> Congress and <strong>the</strong> proclamations<strong>of</strong> <strong>the</strong> president, he would recognize<strong>the</strong> government so created as<strong>the</strong> state’s legal government.Congress rejected this plan. ManyRepublicans feared it would simplyentrench former rebels in power;<strong>the</strong>y challenged Lincoln’s right to146147


CHAPTER 7: THE CIVIL WAR AND RECONSTRUCTIONOUTLINE OF U.S. HISTORYdeal with <strong>the</strong> rebel states withoutconsultation. Some members <strong>of</strong>Congress advocated severe punishmentfor all <strong>the</strong> seceded states; o<strong>the</strong>rssimply felt <strong>the</strong> war would havebeen in vain if <strong>the</strong> old Sou<strong>the</strong>rn establishmentwas restored to power.Yet even before <strong>the</strong> war was whollyover, new governments had been setup in Virginia, Tennessee, Arkansas,and Louisiana.To deal with one <strong>of</strong> its majorconcerns — <strong>the</strong> condition <strong>of</strong> formerslaves — Congress established<strong>the</strong> Freedmen’s Bureau in March1865 to act as guardian over AfricanAmericans and guide <strong>the</strong>m towardself-support. And in December <strong>of</strong>that year, Congress ratified <strong>the</strong> 13thAmendment to <strong>the</strong> U.S. Constitution,which abolished slavery.Throughout <strong>the</strong> summer <strong>of</strong> 1865Johnson proceeded to carry out Lincoln’sreconstruction program, withminor modifications. By presidentialproclamation he appointed a governorfor each <strong>of</strong> <strong>the</strong> former Confederatestates and freely restored politicalrights to many Sou<strong>the</strong>rners through<strong>us</strong>e <strong>of</strong> presidential pardons.In due time conventions wereheld in each <strong>of</strong> <strong>the</strong> former Confederatestates to repeal <strong>the</strong> ordinances<strong>of</strong> secession, repudiate <strong>the</strong> war debt,and draft new state constitutions.Eventually a native Unionist becamegovernor in each state with authorityto convoke a convention <strong>of</strong> loyal voters.Johnson called upon each conventionto invalidate <strong>the</strong> secession,abolish slavery, repudiate all debtsthat went to aid <strong>the</strong> Confederacy,and ratify <strong>the</strong> 13th Amendment.By <strong>the</strong> end <strong>of</strong> 1865, this process wascompleted, with a few exceptions.RADICAL RECONSTRUCTIONBoth Lincoln and Johnson hadforeseen that <strong>the</strong> Congress wouldhave <strong>the</strong> right to deny Sou<strong>the</strong>rnlegislators seats in <strong>the</strong> U.S. Senate orHo<strong>us</strong>e <strong>of</strong> Representatives, under <strong>the</strong>cla<strong>us</strong>e <strong>of</strong> <strong>the</strong> Constitution that says,“Each ho<strong>us</strong>e shall be <strong>the</strong> judge <strong>of</strong> <strong>the</strong>... qualifications <strong>of</strong> its own members.”This came to pass when, under<strong>the</strong> leadership <strong>of</strong> Thadde<strong>us</strong> Stevens,those congressmen called “RadicalRepublicans,” who were wary <strong>of</strong> aquick and easy “reconstruction,” ref<strong>us</strong>edto seat newly elected Sou<strong>the</strong>rnsenators and representatives. Within<strong>the</strong> next few months, Congress proceededto work out a plan for <strong>the</strong>reconstruction <strong>of</strong> <strong>the</strong> South quitedifferent from <strong>the</strong> one Lincoln hadstarted and Johnson had continued.Wide public support graduallydeveloped for those members <strong>of</strong>Congress who believed that AfricanAmericans should be given full citizenship.By July 1866, Congress hadpassed a civil rights bill and set upa new Freedmen’s Bureau — bothdesigned to prevent racial discriminationby Sou<strong>the</strong>rn legislatures.Following this, <strong>the</strong> Congress passeda 14th Amendment to <strong>the</strong> Constitution,stating that “all persons born ornaturalized in <strong>the</strong> <strong>United</strong> <strong>States</strong>, andsubject to <strong>the</strong> jurisdiction <strong>the</strong>re<strong>of</strong>,are citizens <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong> and<strong>of</strong> <strong>the</strong> State wherein <strong>the</strong>y reside.”This repudiated <strong>the</strong> Dred Scott ruling,which had denied slaves <strong>the</strong>irright <strong>of</strong> citizenship.All <strong>the</strong> Sou<strong>the</strong>rn state legislatures,with <strong>the</strong> exception <strong>of</strong> Tennessee,ref<strong>us</strong>ed to ratify <strong>the</strong> amendment,some voting against it unanimo<strong>us</strong>ly.In addition, Sou<strong>the</strong>rn state legislaturespassed “codes” to regulate <strong>the</strong>African-American freedmen. Thecodes differed from state to state,but some provisions were common.African Americans were required toenter into annual labor contracts,with penalties imposed in case <strong>of</strong>violation; dependent children weresubject to compulsory apprenticeshipand corporal punishments bymasters; vagrants could be sold intoprivate service if <strong>the</strong>y could not paysevere fines.Many Nor<strong>the</strong>rners interpreted<strong>the</strong> Sou<strong>the</strong>rn response as an attemptto reestablish slavery and repudiate<strong>the</strong> hard-won Union victory in<strong>the</strong> Civil War. It did not help thatJohnson, although a Unionist, wasa Sou<strong>the</strong>rn Democrat with an addictionto intemperate rhetoric andan aversion to political compromise.Republicans swept <strong>the</strong> congressionalelections <strong>of</strong> 1866. Firmly in power,<strong>the</strong> Radicals imposed <strong>the</strong>ir own vision<strong>of</strong> Reconstruction.In <strong>the</strong> Reconstruction Act <strong>of</strong>March 1867, Congress, ignoring <strong>the</strong>governments that had been establishedin <strong>the</strong> Sou<strong>the</strong>rn states, divided<strong>the</strong> South into five military districts,each administered by a Union general.Escape from permanent militarygovernment was open to those statesthat established civil governments,ratified <strong>the</strong> 14th Amendment, andadopted African-American suffrage.Supporters <strong>of</strong> <strong>the</strong> Confederacy whohad not taken oaths <strong>of</strong> loyalty to <strong>the</strong><strong>United</strong> <strong>States</strong> generally could notvote. The 14 th Amendment was ratifiedin 1868. The 15th Amendment,passed by Congress <strong>the</strong> followingyear and ratified in 1870 by state legislatures,provided that “The right <strong>of</strong>citizens <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong> to voteshall not be denied or abridged by<strong>the</strong> <strong>United</strong> <strong>States</strong> or any state on account<strong>of</strong> race, color, or previo<strong>us</strong> condition<strong>of</strong> servitude.”The Radical Republicans inCongress were infuriated by PresidentJohnson’s vetoes (even though<strong>the</strong>y were overridden) <strong>of</strong> legislationprotecting newly freed AfricanAmericans and punishing formerConfederate leaders by depriving<strong>the</strong>m <strong>of</strong> <strong>the</strong> right to hold <strong>of</strong>fice.Congressional antipathy to Johnsonwas so great that, for <strong>the</strong> first timein American <strong>history</strong>, impeachmentproceedings were instituted to remove<strong>the</strong> president from <strong>of</strong>fice.Johnson’s main <strong>of</strong>fense was hisopposition to punitive congressionalpolicies and <strong>the</strong> violent language he<strong>us</strong>ed in criticizing <strong>the</strong>m. The mostserio<strong>us</strong> legal charge his enemiescould level against him was that,despite <strong>the</strong> Tenure <strong>of</strong> Office Act(which required Senate approval for<strong>the</strong> removal <strong>of</strong> any <strong>of</strong>ficeholder <strong>the</strong>Senate had previo<strong>us</strong>ly confirmed),he had removed from his Cabinet<strong>the</strong> secretary <strong>of</strong> war, a staunch supporter<strong>of</strong> <strong>the</strong> Congress. When <strong>the</strong>148149


CHAPTER 7: THE CIVIL WAR AND RECONSTRUCTIONOUTLINE OF U.S. HISTORYimpeachment trial was held in <strong>the</strong>Senate, it was proved that Johnsonwas technically within his rights inremoving <strong>the</strong> Cabinet member. Evenmore important, it was pointed outthat a dangero<strong>us</strong> precedent would beset if <strong>the</strong> Congress were to remove apresident beca<strong>us</strong>e he disagreed with<strong>the</strong> majority <strong>of</strong> its members. Thefinal vote was one short <strong>of</strong> <strong>the</strong> twothirdsrequired for conviction.Johnson continued in <strong>of</strong>fice untilhis term expired in 1869, but Congresshad established an ascendancythat would endure for <strong>the</strong> rest <strong>of</strong> <strong>the</strong>century. The Republican victor in<strong>the</strong> presidential election <strong>of</strong> 1868, formerUnion general Ulysses S. Grant,would enforce <strong>the</strong> reconstructionpolicies <strong>the</strong> Radicals had initiated.By June 1868, Congress had readmitted<strong>the</strong> majority <strong>of</strong> <strong>the</strong> formerConfederate states back into<strong>the</strong> Union. In many <strong>of</strong> <strong>the</strong>se reconstructedstates, <strong>the</strong> majority <strong>of</strong><strong>the</strong> governors, representatives, andsenators were Nor<strong>the</strong>rn men — socalledcarpetbaggers — who hadgone South after <strong>the</strong> war to make<strong>the</strong>ir political fortunes, <strong>of</strong>ten inalliance with newly freed AfricanAmericans. In <strong>the</strong> legislatures <strong>of</strong>Louisiana and South Carolina, AfricanAmericans actually gained amajority <strong>of</strong> <strong>the</strong> seats.Many Sou<strong>the</strong>rn whites, <strong>the</strong>irpolitical and social dominancethreatened, turned to illegal meansto prevent African Americans fromgaining equality. Violence againstAfrican Americans by such extralegalorganizations as <strong>the</strong> Ku KluxKlan became more and more frequent.Increasing disorder led to <strong>the</strong>passage <strong>of</strong> Enforcement Acts in 1870and 1871, severely punishing thosewho attempted to deprive <strong>the</strong> African-Americanfreedmen <strong>of</strong> <strong>the</strong>ircivil rights.THE END OFRECONSTRUCTIONAs time passed, it became moreand more obvio<strong>us</strong> that <strong>the</strong> problems<strong>of</strong> <strong>the</strong> South were not being solvedby harsh laws and continuing rancoragainst former Confederates. Moreover,some Sou<strong>the</strong>rn Radical stategovernments with prominent African-American<strong>of</strong>ficials appearedcorrupt and inefficient. The nationwas quickly tiring <strong>of</strong> <strong>the</strong> attempt toimpose racial democracy and liberalvalues on <strong>the</strong> South with Union bayonets.In May 1872, Congress passeda general Amnesty Act, restoring fullpolitical rights to all but about 500former rebels.Gradually Sou<strong>the</strong>rn states beganelecting members <strong>of</strong> <strong>the</strong> DemocraticParty into <strong>of</strong>fice, o<strong>us</strong>ting carpetbaggergovernments and intimidatingAfrican Americans from voting orattempting to hold public <strong>of</strong>fice.By 1876 <strong>the</strong> Republicans remainedin power in only three Sou<strong>the</strong>rnstates. As part <strong>of</strong> <strong>the</strong> bargaining thatresolved <strong>the</strong> disputed presidentialelections that year in favor <strong>of</strong> Ru<strong>the</strong>rfordB. Hayes, <strong>the</strong> Republicanspromised to withdraw federal troopsthat had propped up <strong>the</strong> remainingRepublican governments. In 1877Hayes kept his promise, tacitly abandoningfederal responsibility for enforcingblacks’ civil rights.The South was still a region devastatedby war, burdened by debtca<strong>us</strong>ed by misgovernment, and demoralizedby a decade <strong>of</strong> racial warfare.Unfortunately, <strong>the</strong> pendulum<strong>of</strong> national racial policy swung fromone extreme to <strong>the</strong> o<strong>the</strong>r. A federalgovernment that had supportedharsh penalties against Sou<strong>the</strong>rnwhite leaders now tolerated new andhumiliating kinds <strong>of</strong> discriminationagainst African Americans. The lastquarter <strong>of</strong> <strong>the</strong> 19th century saw apr<strong>of</strong><strong>us</strong>ion <strong>of</strong> “Jim Crow” laws inSou<strong>the</strong>rn states that segregated publicschools, forbade or limited African-Americanaccess to many publicfacilities such as parks, restaurants,and hotels, and denied most blacks<strong>the</strong> right to vote by imposing polltaxes and arbitrary literacy tests.“Jim Crow” is a term derived froma song in an 1828 minstrel showwhere a white man first performedin “blackface.”Historians have tended to judgeReconstruction harshly, as a murkyperiod <strong>of</strong> political conflict, corruption,and regression that failed toachieve its original high-mindedgoals and collapsed into a sinkhole<strong>of</strong> virulent racism. Slaves were grantedfreedom, but <strong>the</strong> North completelyfailed to address <strong>the</strong>ir economicneeds. The Freedmen’s Bureau wasunable to provide former slaveswith political and economic opportunity.Union military occupiers<strong>of</strong>ten could not even protect <strong>the</strong>mfrom violence and intimidation.Indeed, federal army <strong>of</strong>ficers andagents <strong>of</strong> <strong>the</strong> Freedmen’s Bureauwere <strong>of</strong>ten racists <strong>the</strong>mselves. Withouteconomic resources <strong>of</strong> <strong>the</strong>ir own,many Sou<strong>the</strong>rn African Americanswere forced to become tenant farmerson land owned by <strong>the</strong>ir formermasters, caught in a cycle <strong>of</strong> povertythat would continue well into <strong>the</strong>20th century.Reconstruction-era governmentsdid make genuine gains in rebuildingSou<strong>the</strong>rn states devastated by<strong>the</strong> war, and in expanding publicservices, notably in establishingtax-supported, free public schoolsfor African Americans and whites.However, recalcitrant Sou<strong>the</strong>rnersseized upon instances <strong>of</strong> corruption(hardly unique to <strong>the</strong> South in thisera) and exploited <strong>the</strong>m to bringdown radical regimes. The failure<strong>of</strong> Reconstruction meant that <strong>the</strong>struggle <strong>of</strong> African Americans forequality and freedom was deferreduntil <strong>the</strong> 20th century — when itwould become a national, not j<strong>us</strong>t aSou<strong>the</strong>rn issue. 9150151


C H A P T E R8GROWTHANDTRANSFORMATIONBuilding <strong>the</strong>transcontinental railroad,1868.154


The snow-covered Old Granary cemetery in Boston, Massach<strong>us</strong>etts, is burial ground for,among o<strong>the</strong>r leading American patriots, victims <strong>of</strong> <strong>the</strong> Boston Massacre, three signers <strong>of</strong><strong>the</strong> Declaration <strong>of</strong> Independence, and six governors <strong>of</strong> Massach<strong>us</strong>etts. Originally foundedby religio<strong>us</strong> dissidents from England known as Puritans, Massach<strong>us</strong>etts was a leader in <strong>the</strong>struggle for independence against England. It was <strong>the</strong> setting for <strong>the</strong> Boston Tea Party and<strong>the</strong> first battles <strong>of</strong> <strong>the</strong> American Revolution — in Lexington and Concord.163


Statues guard <strong>the</strong> majestic façade <strong>of</strong> <strong>the</strong> U.S. Supreme Court, <strong>the</strong> highest courtin <strong>the</strong> land. The words engraved on <strong>the</strong> lintel over <strong>the</strong> Greek pillars embody one<strong>of</strong> America’s founding principles: “Equal J<strong>us</strong>tice Under Law.”The Statue <strong>of</strong> Liberty, one <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>’ most beloved monuments, stands 151feet high at <strong>the</strong> entrance to New York harbor. A gift <strong>of</strong> friendship from <strong>the</strong> people<strong>of</strong> France to <strong>the</strong> <strong>United</strong> <strong>States</strong>, it was intended to be an impressive symbol <strong>of</strong> humanliberty. It was certainly that for <strong>the</strong> millions <strong>of</strong> immigrants who came to <strong>the</strong> <strong>United</strong><strong>States</strong> in <strong>the</strong> 19th and early 20th century, seeking freedom and a better life.166 167


Aerial view <strong>of</strong> <strong>the</strong> Great Serpent Mound in Adams County, Ohio. Carbontests <strong>of</strong> <strong>the</strong> effigy revealed that <strong>the</strong> creators <strong>of</strong> this 1,330-foot monument weremembers <strong>of</strong> <strong>the</strong> Native-American Fort Ancient Culture (A.D. 1000-1550).The Liberty Bell, inPhiladelphia, Pennsylvania, anenduring symbol <strong>of</strong> Americanfreedom. First rung on July8, 1776, to celebrate <strong>the</strong>adoption <strong>of</strong> <strong>the</strong> Declaration<strong>of</strong> Independence, it crackedin 1836, during <strong>the</strong> funeral <strong>of</strong>John Marshall, Chief J<strong>us</strong>tice<strong>of</strong> <strong>the</strong> U.S. Supreme Court.Two monuments to <strong>the</strong> central role Spain played in <strong>the</strong> exploration <strong>of</strong> what is now<strong>the</strong> <strong>United</strong> <strong>States</strong>. Top, <strong>the</strong> Castillo de San Marcos, built 1672-1695 to guard St.Aug<strong>us</strong>tine, Florida, <strong>the</strong> first permanent European settlement in <strong>the</strong> continental<strong>United</strong> <strong>States</strong>. Above, fountain and mission remains <strong>of</strong> <strong>the</strong> San Juan CapistranoMission, California, one <strong>of</strong> nine missions founded by Spanish Franciscanmissionaries led by Fray Junípero Serra in <strong>the</strong> 1770s. Serra led <strong>the</strong> Spanishcolonization <strong>of</strong> what is today <strong>the</strong> state <strong>of</strong> California.168


The faces <strong>of</strong> four <strong>of</strong> <strong>the</strong> most admired American presidents werecarved by Gutzon Borglum into <strong>the</strong> sou<strong>the</strong>ast face <strong>of</strong> MountR<strong>us</strong>hmore in South Dakota, beginning in 1927. From left to right,<strong>the</strong>y are: George Washington, commander <strong>of</strong> <strong>the</strong> RevolutionaryArmy and first president <strong>of</strong> <strong>the</strong> young nation; Thomas Jefferson,author <strong>of</strong> <strong>the</strong> Declaration <strong>of</strong> Independence; Theodore Roosevelt,who led <strong>the</strong> country toward progressive reforms and a strongforeign policy; and Abraham Lincoln, who led <strong>the</strong> country through<strong>the</strong> Civil War and freed <strong>the</strong> slaves.George Washington’s beloved home, Mount Vernon,by <strong>the</strong> Potomac River in Virginia, where he died onDecember 14, 1799, and is buried along with his wifeMartha. Among o<strong>the</strong>r treasured items owned by <strong>the</strong>first president on display <strong>the</strong>re, visitors can see one <strong>of</strong><strong>the</strong> keys to <strong>the</strong> Bastille, a gift to Washington from <strong>the</strong>Marquis de Lafayette.170 171


Six-year-old Mary Zheng straightens a flower placed at <strong>the</strong> Vietnam VeteransMemorial in Washington, D.C., April 30, 2000. The names <strong>of</strong> more than 58,000servicemen who died in <strong>the</strong> war or remain missing are etched on <strong>the</strong> “wall” part <strong>of</strong> <strong>the</strong>memorial, pictured here. This portion <strong>of</strong> <strong>the</strong> monument was designed by Maya Lin,<strong>the</strong>n a student at Yale University.172


An autumnal view <strong>of</strong> Arlington Cemetery, Virginia, America’s largest and best-knownnational burial grounds. More than 260,000 people are buried at Arlington Cemetery,including veterans from all <strong>the</strong> nation’s wars.A mo<strong>the</strong>r and daughter viewing documents in <strong>the</strong> Exhibition Hall<strong>of</strong> <strong>the</strong> National Archives. The U.S. Constitution, <strong>the</strong> Declaration <strong>of</strong>Independence, and <strong>the</strong> Bill <strong>of</strong> Rights are on display in this Washington,D.C., building.Fireworks celebrating <strong>the</strong> arrival <strong>of</strong> <strong>the</strong> Millennium illuminate two majormonuments in Washington, D.C., <strong>the</strong> Lincoln Memorial on <strong>the</strong> left and <strong>the</strong>obelisk-shaped Washington Monument, center. The Lincoln Memorial’s north andsouth side chambers contain carved inscriptions <strong>of</strong> his Second Inaugural Addressand his Gettysburg Address. The tallest structure in <strong>the</strong> nation’s capital,<strong>the</strong> Washington Monument was dedicated on February 21, 1885.175


OUTLINE OF U.S. HISTORYTop, <strong>the</strong> World War II Memorial, opened in 2004, is <strong>the</strong> most recent addition to<strong>the</strong> many national monuments in Washington, D.C. It honors <strong>the</strong> 16 million whoserved in <strong>the</strong> armed forces <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>, <strong>the</strong> more than 400,000 who died,and all who supported <strong>the</strong> war effort from home. Above, <strong>the</strong> planned design for<strong>the</strong> World Trade Center Memorial in New York City is depicted in this photograph<strong>of</strong> a model unveiled in late 2004. “Reflecting Absence” will preserve not only <strong>the</strong>memory <strong>of</strong> those who died in <strong>the</strong> terrorist attack <strong>of</strong> September 11, 2001, but <strong>the</strong>visible remnants <strong>of</strong> <strong>the</strong> buildings destroyed that morning, too.machine, and <strong>the</strong> reaper-thresher orcombine. Mechanical planters, cutters,h<strong>us</strong>kers, and shellers appeared,as did cream separators, manurespreaders, potato planters, hay driers,poultry incubators, and a hundredo<strong>the</strong>r inventions.Scarcely less important than machineryin <strong>the</strong> agricultural revolutionwas science. In 1862 <strong>the</strong> MorrillLand Grant College Act allottedpublic land to each state for <strong>the</strong> establishment<strong>of</strong> agricultural and ind<strong>us</strong>trialcolleges. These were to serveboth as educational institutions andas centers for research in scientificfarming. Congress subsequentlyappropriated funds for <strong>the</strong> creation<strong>of</strong> agricultural experiment stationsthroughout <strong>the</strong> country and grantedfunds directly to <strong>the</strong> Department <strong>of</strong>Agriculture for research purposes.By <strong>the</strong> beginning <strong>of</strong> <strong>the</strong> new century,scientists throughout <strong>the</strong> <strong>United</strong><strong>States</strong> were at work on a wide variety<strong>of</strong> agricultural projects.One <strong>of</strong> <strong>the</strong>se scientists, MarkCarleton, traveled for <strong>the</strong> Department<strong>of</strong> Agriculture to R<strong>us</strong>sia. Therehe found and exported to his homeland<strong>the</strong> r<strong>us</strong>t- and drought-resistantwinter wheat that now accountsfor more than half <strong>the</strong> U.S. wheatcrop. Ano<strong>the</strong>r scientist, MarionDorset, conquered <strong>the</strong> dreaded hogcholera, while still ano<strong>the</strong>r, GeorgeMohler, helped prevent ho<strong>of</strong>-andmouthdisease. From North Africa,one researcher brought back Kaffircorn; from Turkestan, ano<strong>the</strong>rimported <strong>the</strong> yellow-flowering alfalfa.Lu<strong>the</strong>r Burbank in Californiaproduced scores <strong>of</strong> new fruits andvegetables; in Wisconsin, StephenBabcock devised a test for determining<strong>the</strong> butterfat content <strong>of</strong> milk; atT<strong>us</strong>kegee Institute in Alabama, <strong>the</strong>African-American scientist GeorgeWashington Carver found hundreds<strong>of</strong> new <strong>us</strong>es for <strong>the</strong> peanut, sweet potato,and soybean.In varying degrees, <strong>the</strong> explosionin agricultural science and technologyaffected farmers all over <strong>the</strong>world, raising yields, squeezing outsmall producers, and driving migrationto ind<strong>us</strong>trial cities. Railroadsand steamships, moreover, began topull regional markets into one largeworld market with prices instantlycommunicated by trans-Atlanticcable as well as ground wires. Goodnews for urban consumers, fallingagricultural prices threatened <strong>the</strong>livelihood <strong>of</strong> many American farmersand touched <strong>of</strong>f a wave <strong>of</strong> agrariandiscontent.THE DIVIDED SOUTHAfter Reconstruction, Sou<strong>the</strong>rnleaders p<strong>us</strong>hed hard to attract ind<strong>us</strong>try.<strong>States</strong> <strong>of</strong>fered large inducementsand cheap labor to investors to develop<strong>the</strong> steel, lumber, tobacco, andtextile ind<strong>us</strong>tries. Yet in 1900 <strong>the</strong>region’s percentage <strong>of</strong> <strong>the</strong> nation’sind<strong>us</strong>trial base remained about whatit had been in 1860. Moreover, <strong>the</strong>price <strong>of</strong> this drive for ind<strong>us</strong>trializationwas high: Disease and childlabor proliferated in Sou<strong>the</strong>rn milltowns. Thirty years after <strong>the</strong> CivilWar, <strong>the</strong> South was still poor, over-176177


CHAPTER 8: GROWTH AND TRANSFORMATIONOUTLINE OF U.S. HISTORYwhelmingly agrarian, and economicallydependent. Moreover, its racerelations reflected not j<strong>us</strong>t <strong>the</strong> legacy<strong>of</strong> slavery, but what was emerging as<strong>the</strong> central <strong>the</strong>me <strong>of</strong> its <strong>history</strong> — adetermination to enforce white supremacyat any cost.Intransigent white Sou<strong>the</strong>rnersfound ways to assert state controlto maintain white dominance. SeveralSupreme Court decisions alsobolstered <strong>the</strong>ir efforts by upholdingtraditional Sou<strong>the</strong>rn views <strong>of</strong> <strong>the</strong> appropriatebalance between nationaland state power.In 1873 <strong>the</strong> Supreme Court foundthat <strong>the</strong> 14th Amendment (citizenshiprights not to be abridged)conferred no new privileges or immunitiesto protect African Americansfrom state power. In 1883,fur<strong>the</strong>rmore, it ruled that <strong>the</strong> 14thAmendment did not prevent individuals,as opposed to states, frompracticing discrimination. And inPlessy v. Ferg<strong>us</strong>on (1896), <strong>the</strong> Courtfound that “separate but equal”public accommodations for AfricanAmericans, such as trains andrestaurants, did not violate <strong>the</strong>irrights. Soon <strong>the</strong> principle <strong>of</strong> segregationby race extended into everyarea <strong>of</strong> Sou<strong>the</strong>rn life, from railroadsto restaurants, hotels, hospitals, andschools. Moreover, any area <strong>of</strong> lifethat was not segregated by law wassegregated by c<strong>us</strong>tom and practice.Fur<strong>the</strong>r curtailment <strong>of</strong> <strong>the</strong> right tovote followed. Periodic lynchingsby mobs underscored <strong>the</strong> region’sdetermination to subjugate its African-Americanpopulation.Faced with pervasive discrimination,many African Americans followedBooker T. Washington, whocounseled <strong>the</strong>m to foc<strong>us</strong> on modesteconomic goals and to accept temporarysocial discrimination. O<strong>the</strong>rs,led by <strong>the</strong> African-Americanintellectual W.E.B. Du Bois, wantedto challenge segregation throughpolitical action. But with both majorparties uninterested in <strong>the</strong> issueand scientific <strong>the</strong>ory <strong>of</strong> <strong>the</strong> timegenerally accepting black inferiority,calls for racial j<strong>us</strong>tice attractedlittle support.THE LAST FRONTIERIn 1865 <strong>the</strong> frontier line generallyfollowed <strong>the</strong> western limits <strong>of</strong> <strong>the</strong>states bordering <strong>the</strong> Mississippi River,but bulged outward beyond <strong>the</strong>eastern sections <strong>of</strong> Texas, Kansas,and Nebraska. Then, running northand south for nearly 1,600 kilometers,loomed huge mountain ranges,many rich in silver, gold, and o<strong>the</strong>rmetals. To <strong>the</strong>ir west, plains and desertsstretched to <strong>the</strong> wooded coastalranges and <strong>the</strong> Pacific Ocean. Apartfrom <strong>the</strong> settled districts in Californiaand scattered outposts, <strong>the</strong>vast inland region was populatedby Native Americans: among <strong>the</strong>m<strong>the</strong> Great Plains tribes — Sioux andBlackfoot, Pawnee and Cheyenne— and <strong>the</strong> Indian cultures <strong>of</strong> <strong>the</strong>Southwest, including Apache, Navajo,and Hopi.A mere quarter-century later,virtually all this country had beencarved into states and territories.Miners had ranged over <strong>the</strong> whole<strong>of</strong> <strong>the</strong> mountain country, tunnelinginto <strong>the</strong> earth, establishing littlecommunities in Nevada, Montana,and Colorado. Cattle ranchers,taking advantage <strong>of</strong> <strong>the</strong> enormo<strong>us</strong>grasslands, had laid claim to <strong>the</strong>huge expanse stretching from Texasto <strong>the</strong> upper Missouri River. Sheepherders had found <strong>the</strong>ir way to <strong>the</strong>valleys and mountain slopes. Farmerssank <strong>the</strong>ir plows into <strong>the</strong> plainsand closed <strong>the</strong> gap between <strong>the</strong> Eastand West. By 1890 <strong>the</strong> frontier linehad disappeared.Settlement was spurred by <strong>the</strong>Homestead Act <strong>of</strong> 1862, whichgranted free farms <strong>of</strong> 64 hectaresto citizens who would occupy andimprove <strong>the</strong> land. Unfortunatelyfor <strong>the</strong> would-be farmers, much <strong>of</strong><strong>the</strong> Great Plains was suited more forcattle ranching than farming, andby 1880 nearly 22,400,000 hectares<strong>of</strong> “free” land was in <strong>the</strong> hands <strong>of</strong>cattlemen or <strong>the</strong> railroads.In 1862 Congress also voted acharter to <strong>the</strong> Union Pacific Railroad,which p<strong>us</strong>hed westward fromCouncil Bluffs, Iowa, <strong>us</strong>ing mostly<strong>the</strong> labor <strong>of</strong> ex-soldiers and Irish immigrants.At <strong>the</strong> same time, <strong>the</strong> CentralPacific Railroad began to buildeastward from Sacramento, California,relying heavily on Chineseimmigrant labor. The whole countrywas stirred as <strong>the</strong> two lines steadilyapproached each o<strong>the</strong>r, finally meetingon May 10, 1869, at PromontoryPoint in Utah. The months <strong>of</strong> laborio<strong>us</strong>travel hi<strong>the</strong>rto separating <strong>the</strong>two oceans was now cut to about sixdays. The continental rail networkgrew steadily; by 1884 four greatlines linked <strong>the</strong> central MississippiValley area with <strong>the</strong> Pacific.The first great r<strong>us</strong>h <strong>of</strong> populationto <strong>the</strong> Far West was drawn to <strong>the</strong>mountaino<strong>us</strong> regions, where goldwas found in California in 1848,in Colorado and Nevada 10 yearslater, in Montana and Wyoming in<strong>the</strong> 1860s, and in <strong>the</strong> Black Hills <strong>of</strong><strong>the</strong> Dakota country in <strong>the</strong> 1870s.Miners opened up <strong>the</strong> country, establishedcommunities, and laid <strong>the</strong>foundations for more permanentsettlements. Eventually, however,though a few communities continuedto be devoted almost excl<strong>us</strong>ivelyto mining, <strong>the</strong> real wealth <strong>of</strong> Montana,Colorado, Wyoming, Idaho,and California proved to be in <strong>the</strong>grass and soil. Cattle-raising, longan important ind<strong>us</strong>try in Texas,flourished after <strong>the</strong> Civil War, whenenterprising men began to drive<strong>the</strong>ir Texas longhorn cattle northacross <strong>the</strong> open public land. Feedingas <strong>the</strong>y went, <strong>the</strong> cattle arrivedat railway shipping points in Kansas,larger and fatter than when <strong>the</strong>ystarted. The annual cattle drive becamea regular event; for hundreds<strong>of</strong> kilometers, trails were dotted withherds moving northward.Next, immense cattle ranchesappeared in Colorado, Wyoming,Kansas, Nebraska, and <strong>the</strong> Dakotaterritory. Western cities flourishedas centers for <strong>the</strong> slaughter anddressing <strong>of</strong> meat. The cattle boompeaked in <strong>the</strong> mid-1880s. By <strong>the</strong>n,not far behind <strong>the</strong> rancher creaked178179


C H A P T E R9DISCONTENTANDREFORMSuffragists march onPennsylvania Avenue,Washington, D.C.,March 3, 1913.188


CHAPTER 9: DISCONTENT AND REFORMOUTLINE OF U.S. HISTORY“A great democracy will benei<strong>the</strong>r great nor a democracyif it is not progressive.”Former President Theodore Roosevelt, circa 1910AGRARIAN DISTRESS ANDTHE RISE OF POPULISMIn spite <strong>of</strong> <strong>the</strong>ir remarkable progress,late-19th century Americanfarmers experienced recurring periods<strong>of</strong> hardship. Mechanical improvementsgreatly increased yieldper hectare. The amount <strong>of</strong> land undercultivation grew rapidly throughout<strong>the</strong> second half <strong>of</strong> <strong>the</strong> century,as <strong>the</strong> railroads and <strong>the</strong> gradualdisplacement <strong>of</strong> <strong>the</strong> Plains Indiansopened up new areas for westernsettlement. A similar expansion <strong>of</strong>agricultural lands in countries suchas Canada, Argentina, and A<strong>us</strong>traliacompounded <strong>the</strong>se problems in <strong>the</strong>international market, where much<strong>of</strong> U.S. agricultural production wasnow sold. Everywhere, heavy supplyp<strong>us</strong>hed <strong>the</strong> price <strong>of</strong> agriculturalcommodities downward.Midwestern farmers were increasinglyrestive over what <strong>the</strong>yconsidered excessive railroadfreight rates to move <strong>the</strong>ir goodsto market. They believed that <strong>the</strong>protective tariff, a subsidy to bigb<strong>us</strong>iness, drove up <strong>the</strong> price <strong>of</strong> <strong>the</strong>irincreasingly expensive equipment.Squeezed by low market pricesand high costs, <strong>the</strong>y resented everheavierdebt loads and <strong>the</strong> banksthat held <strong>the</strong>ir mortgages. Even <strong>the</strong>wea<strong>the</strong>r was hostile. During <strong>the</strong> late1880s droughts devastated <strong>the</strong> westernGreat Plains and bankruptedtho<strong>us</strong>ands <strong>of</strong> settlers.In <strong>the</strong> South, <strong>the</strong> end <strong>of</strong> slaverybrought major changes. Much agriculturalland was now worked bysharecroppers, tenants who gaveup to half <strong>of</strong> <strong>the</strong>ir crop to a landownerfor rent, seed, and essentialsupplies. An estimated 80 percent<strong>of</strong> <strong>the</strong> South’s African-Americanfarmers and 40 percent <strong>of</strong> its whiteones lived under this debilitatingsystem. Most were locked in a cycle<strong>of</strong> debt, from which <strong>the</strong> only hope <strong>of</strong>escape was increased planting. Thisled to <strong>the</strong> over-production <strong>of</strong> cottonand tobacco, and th<strong>us</strong> to decliningprices and <strong>the</strong> fur<strong>the</strong>r exha<strong>us</strong>tion<strong>of</strong> <strong>the</strong> soil.The first organized effort to addressgeneral agricultural problemswas by <strong>the</strong> Patrons <strong>of</strong> H<strong>us</strong>bandry, afarmer’s group popularly known as<strong>the</strong> Grange movement. Launchedin 1867 by employees <strong>of</strong> <strong>the</strong> U.S.Department <strong>of</strong> Agriculture, <strong>the</strong>Granges foc<strong>us</strong>ed initially on socialactivities to counter <strong>the</strong> isolationmost farm families encountered.Women’s participation was activelyencouraged. Spurred by <strong>the</strong> Panic<strong>of</strong> 1873, <strong>the</strong> Grange soon grew to20,000 chapters and one-and-a-halfmillion members.The Granges set up <strong>the</strong>ir ownmarketing systems, stores, processingplants, factories, and cooperatives,but most ultimately failed. Themovement also enjoyed some politicalsuccess. During <strong>the</strong> 1870s, a fewstates passed “Granger laws,” limitingrailroad and wareho<strong>us</strong>e fees.By 1880 <strong>the</strong> Grange was in declineand being replaced by <strong>the</strong> Farmers’Alliances, which were similar inmany respects but more overtly political.By 1890 <strong>the</strong> alliances, initiallyautonomo<strong>us</strong> state organizations,had about 1.5 million membersfrom New York to California. A parallelAfrican-American group, <strong>the</strong>Colored Farmers National Alliance,claimed over a million members.Federating into two large Nor<strong>the</strong>rnand Sou<strong>the</strong>rn blocs, <strong>the</strong> alliancespromoted elaborate economicprograms to “unite <strong>the</strong> farmers <strong>of</strong>America for <strong>the</strong>ir protection againstclass legislation and <strong>the</strong> encroachments<strong>of</strong> concentrated capital.”By 1890 <strong>the</strong> level <strong>of</strong> agrarian distress,fueled by years <strong>of</strong> hardship andhostility toward <strong>the</strong> McKinley tariff,was at an all-time high. Workingwith sympa<strong>the</strong>tic Democrats in <strong>the</strong>South or small third parties in <strong>the</strong>West, <strong>the</strong> Farmers’ Alliances madea p<strong>us</strong>h for political power. A thirdpolitical party, <strong>the</strong> People’s (or Populist)Party, emerged. Never beforein American politics had <strong>the</strong>re beenanything like <strong>the</strong> Populist fervorthat swept <strong>the</strong> prairies and cottonlands. The elections <strong>of</strong> 1890 brought<strong>the</strong> new party into power in a dozenSou<strong>the</strong>rn and Western states, andsent a score <strong>of</strong> Populist senators andrepresentatives to Congress.The first Populist convention wasin 1892. Delegates from farm, labor,and reform organizations met inOmaha, Nebraska, determined tooverturn a U.S. political system <strong>the</strong>yviewed as hopelessly corrupted by<strong>the</strong> ind<strong>us</strong>trial and financial tr<strong>us</strong>ts.Their platform stated:We are met, in <strong>the</strong> midst <strong>of</strong> anation brought to <strong>the</strong> verge <strong>of</strong>moral, political, and material ruin.Corruption dominates <strong>the</strong> ballotbox,<strong>the</strong> legislatures, <strong>the</strong> Congress,and touches even <strong>the</strong> ermine <strong>of</strong> <strong>the</strong>bench [courts]. ... From <strong>the</strong> same190191


CHAPTER 9: DISCONTENT AND REFORMOUTLINE OF U.S. HISTORYprolific womb <strong>of</strong> governmentalinj<strong>us</strong>tice we breed <strong>the</strong> two greatclasses — tramps and millionaires.The pragmatic portion <strong>of</strong> <strong>the</strong>irplatform called for <strong>the</strong> nationalization<strong>of</strong> <strong>the</strong> railroads; a low tariff;loans secured by non-perishablecrops stored in government-ownedwareho<strong>us</strong>es; and, most explosively,currency inflation through Treasurypurchase and <strong>the</strong> unlimited coinage<strong>of</strong> silver at <strong>the</strong> “traditional” ratio<strong>of</strong> 16 ounces <strong>of</strong> silver to one ounce<strong>of</strong> gold.The Populists showed impressivestrength in <strong>the</strong> West and South, and<strong>the</strong>ir candidate for president polledmore than a million votes. But<strong>the</strong> currency question soon overshadowedall o<strong>the</strong>r issues. Agrarianspokesmen, convinced that <strong>the</strong>irtroubles stemmed from a shortage<strong>of</strong> money in circulation, argued thatincreasing <strong>the</strong> volume <strong>of</strong> moneywould indirectly raise prices forfarm products and drive up ind<strong>us</strong>trialwages, th<strong>us</strong> allowing debts to bepaid with inflated currency. Conservativegroups and <strong>the</strong> financial classes,on <strong>the</strong> o<strong>the</strong>r hand, respondedthat <strong>the</strong> 16:1 price ratio was nearlytwice <strong>the</strong> market price for silver. Apolicy <strong>of</strong> unlimited purchase woulddenude <strong>the</strong> U.S. Treasury <strong>of</strong> all itsgold holdings, sharply devalue <strong>the</strong>dollar, and destroy <strong>the</strong> purchasingpower <strong>of</strong> <strong>the</strong> working and middleclasses. Only <strong>the</strong> gold standard, <strong>the</strong>ysaid, <strong>of</strong>fered stability.The financial panic <strong>of</strong> 1893heightened <strong>the</strong> tension <strong>of</strong> this debate.Bank failures abounded in <strong>the</strong>South and Midwest; unemploymentsoared and crop prices fell badly.The crisis and President GroverCleveland’s defense <strong>of</strong> <strong>the</strong> gold standardsharply divided <strong>the</strong> DemocraticParty. Democrats who were silversupporters went over to <strong>the</strong> Populistsas <strong>the</strong> presidential elections <strong>of</strong>1896 neared.The Democratic convention thatyear was swayed by one <strong>of</strong> <strong>the</strong> mostfamo<strong>us</strong> speeches in U.S. political<strong>history</strong>. Pleading with <strong>the</strong> conventionnot to “crucify mankind ona cross <strong>of</strong> gold,” William JenningsBryan, <strong>the</strong> young Nebraskan champion<strong>of</strong> silver, won <strong>the</strong> Democrats’presidential nomination. The Populistsalso endorsed Bryan.In <strong>the</strong> epic contest that followed,Bryan carried almost all <strong>the</strong> Sou<strong>the</strong>rnand Western states. But he lost<strong>the</strong> more populated, ind<strong>us</strong>trialNorth and East — and <strong>the</strong> election— to Republican candidate WilliamMcKinley.The following year <strong>the</strong> country’sfinances began to improve, in partowing to <strong>the</strong> discovery <strong>of</strong> gold inAlaska and <strong>the</strong> Yukon. This provideda basis for a conservativeexpansion <strong>of</strong> <strong>the</strong> money supply. In1898 <strong>the</strong> Spanish-American Wardrew <strong>the</strong> nation’s attention fur<strong>the</strong>rfrom Populist issues. Populism and<strong>the</strong> silver issue were dead. Many <strong>of</strong><strong>the</strong> movement’s o<strong>the</strong>r reform ideas,however, lived on.THE STRUGGLES OF LABORThe life <strong>of</strong> a 19th-century Americanind<strong>us</strong>trial worker was hard.Even in good times wages were low,hours long, and working conditionshazardo<strong>us</strong>. Little <strong>of</strong> <strong>the</strong> wealth that<strong>the</strong> growth <strong>of</strong> <strong>the</strong> nation had generatedwent to its workers. Moreover,women and children made up a highpercentage <strong>of</strong> <strong>the</strong> work force in someind<strong>us</strong>tries and <strong>of</strong>ten received but afraction <strong>of</strong> <strong>the</strong> wages a man couldearn. Periodic economic crises swept<strong>the</strong> nation, fur<strong>the</strong>r eroding ind<strong>us</strong>trialwages and producing high levels <strong>of</strong>unemployment.At <strong>the</strong> same time, technologicalimprovements, which added somuch to <strong>the</strong> nation’s productivity,continually reduced <strong>the</strong> demand forskilled labor. Yet <strong>the</strong> unskilled laborpool was constantly growing, as unprecedentednumbers <strong>of</strong> immigrants— 18 million between 1880 and1910 — entered <strong>the</strong> country, eagerfor work.Before 1874, when Massach<strong>us</strong>ettspassed <strong>the</strong> nation’s first legislationlimiting <strong>the</strong> number <strong>of</strong> hours womenand child factory workers couldperform to 10 hours a day, virtuallyno labor legislation existed in <strong>the</strong>country. It was not until <strong>the</strong> 1930sthat <strong>the</strong> federal government wouldbecome actively involved. Until<strong>the</strong>n, <strong>the</strong> field was left to <strong>the</strong> stateand local authorities, few <strong>of</strong> whomwere as responsive to <strong>the</strong> workers as<strong>the</strong>y were to wealthy ind<strong>us</strong>trialists.The laissez-faire capitalism thatdominated <strong>the</strong> second half <strong>of</strong> <strong>the</strong>19th century and fostered hugeconcentrations <strong>of</strong> wealth and powerwas backed by a judiciary that timeand again ruled against those whochallenged <strong>the</strong> system. In this, <strong>the</strong>ywere merely following <strong>the</strong> prevailingphilosophy <strong>of</strong> <strong>the</strong> times. Drawing ona simplified understanding <strong>of</strong> Darwinianscience, many social thinkersbelieved that both <strong>the</strong> growth<strong>of</strong> large b<strong>us</strong>iness at <strong>the</strong> expense <strong>of</strong>small enterprise and <strong>the</strong> wealth <strong>of</strong>a few alongside <strong>the</strong> poverty <strong>of</strong> manywas “survival <strong>of</strong> <strong>the</strong> fittest,” and anunavoidable by-product <strong>of</strong> progress.American workers, especially <strong>the</strong>skilled among <strong>the</strong>m, appear to havelived at least as well as <strong>the</strong>ir counterpartsin ind<strong>us</strong>trial Europe. Still,<strong>the</strong> social costs were high. As late as<strong>the</strong> year 1900, <strong>the</strong> <strong>United</strong> <strong>States</strong> had<strong>the</strong> highest job-related fatality rate<strong>of</strong> any ind<strong>us</strong>trialized nation in <strong>the</strong>world. Most ind<strong>us</strong>trial workers stillworked a 10-hour day (12 hours in<strong>the</strong> steel ind<strong>us</strong>try), yet earned lessthan <strong>the</strong> minimum deemed necessaryfor a decent life. The number <strong>of</strong>children in <strong>the</strong> work force doubledbetween 1870 and 1900.The first major effort to organizeworkers’ groups on a nationwidebasis appeared with <strong>the</strong> NobleOrder <strong>of</strong> <strong>the</strong> Knights <strong>of</strong> Labor in1869. Originally a secret, ritualisticsociety organized by Philadelphiagarment workers and advocating acooperative program, it was opento all workers, including AfricanAmericans, women, and farmers.The Knights grew slowly until itsrailway workers’ unit won a strike192193


CHAPTER 9: DISCONTENT AND REFORMOUTLINE OF U.S. HISTORYagainst <strong>the</strong> great railroad baron, JayGould, in 1885. Within a year <strong>the</strong>yadded 500,000 workers to <strong>the</strong>ir rolls,but, not attuned to pragmatic tradeunionism and unable to repeat thissuccess, <strong>the</strong> Knights soon fell intoa decline.Their place in <strong>the</strong> labor movementwas gradually taken by <strong>the</strong>American Federation <strong>of</strong> Labor(AFL). Ra<strong>the</strong>r than open membershipto all, <strong>the</strong> AFL, under former cigarunion <strong>of</strong>ficial Samuel Gompers,was a group <strong>of</strong> unions foc<strong>us</strong>ed onskilled workers. Its objectives were“pure and simple” and apolitical:increasing wages, reducing hours,and improving working conditions.It did much to turn <strong>the</strong> labor movementaway from <strong>the</strong> socialist views<strong>of</strong> most European labor movements.None<strong>the</strong>less, both before <strong>the</strong>founding <strong>of</strong> <strong>the</strong> AFL and after,American labor <strong>history</strong> was violent.In <strong>the</strong> Great Rail Strike <strong>of</strong> 1877, railworkers across <strong>the</strong> nation went outin response to a 10-percent pay cut.Attempts to break <strong>the</strong> strike led to riotingand wide-scale destruction inseveral cities: Baltimore, Maryland;Chicago, Illinois; Pittsburgh, Pennsylvania;Buffalo, New York; andSan Francisco, California. Federaltroops had to be sent to several locationsbefore <strong>the</strong> strike was ended.Nine years later, in Chicago’sHaymarket Square incident, someonethrew a bomb at police aboutto break up an anarchist rally insupport <strong>of</strong> an ongoing strike at <strong>the</strong>McCormick Harvester Company inChicago. In <strong>the</strong> ensuing melee, sevenpolicemen and at least four workerswere reported killed. Some 60 police<strong>of</strong>ficers were injured.In 1892, at Carnegie’s steel worksin Homestead, Pennsylvania, agroup <strong>of</strong> 300 Pinkerton detectives<strong>the</strong> company had hired to break abitter strike by <strong>the</strong> AmalgamatedAssociation <strong>of</strong> Iron, Steel, and TinWorkers fought a fierce and losinggun battle with strikers. The NationalGuard was called in to protectnon-union workers and <strong>the</strong> strikewas broken. Unions were not letback into <strong>the</strong> plant until 1937.In 1894, wage cuts at <strong>the</strong> PullmanCompany j<strong>us</strong>t outside Chicago led toa strike, which, with <strong>the</strong> support <strong>of</strong><strong>the</strong> American Railway Union, soontied up much <strong>of</strong> <strong>the</strong> country’s railsystem. As <strong>the</strong> situation deteriorated,U.S. Attorney General RichardOlney, himself a former railroadlawyer, deputized over 3,000 menin an attempt to keep <strong>the</strong> rails open.This was followed by a federal courtinjunction against union interferencewith <strong>the</strong> trains. When riotingensued, President Cleveland sent infederal troops, and <strong>the</strong> strike waseventually broken.The most militant <strong>of</strong> <strong>the</strong> strikefavoringunions was <strong>the</strong> Ind<strong>us</strong>trialWorkers <strong>of</strong> <strong>the</strong> World (IWW).Formed from an amalgam <strong>of</strong> unionsfighting for better conditions in <strong>the</strong>West’s mining ind<strong>us</strong>try, <strong>the</strong> IWW, or“Wobblies” as <strong>the</strong>y were commonlyknown, gained particular prominencefrom <strong>the</strong> Colorado mineclashes <strong>of</strong> 1903 and <strong>the</strong> singularlybrutal fashion in which <strong>the</strong>y wereput down. Influenced by militantanarchism and openly calling forclass warfare, <strong>the</strong> Wobblies gainedmany adherents after <strong>the</strong>y won a difficultstrike battle in <strong>the</strong> textile mills<strong>of</strong> Lawrence, Massach<strong>us</strong>etts, in 1912.Their call for work stoppages in <strong>the</strong>midst <strong>of</strong> World War I, however, ledto a government crackdown in 1917that virtually destroyed <strong>the</strong>m.THE REFORM IMPULSEThe presidential election <strong>of</strong> 1900gave <strong>the</strong> American people a chanceto pass judgment on <strong>the</strong> Republicanadministration <strong>of</strong> President McKinley,especially its foreign policy.Meeting at Philadelphia, <strong>the</strong> Republicansexpressed jubilation over <strong>the</strong>successful outcome <strong>of</strong> <strong>the</strong> war withSpain, <strong>the</strong> restoration <strong>of</strong> prosperity,and <strong>the</strong> effort to obtain new marketsthrough <strong>the</strong> Open Door policy.McKinley easily defeated his opponent,once again William JenningsBryan. But <strong>the</strong> president did not liveto enjoy his victory. In September1901, while attending an expositionin Buffalo, New York, he wasshot down by an assassin, <strong>the</strong> thirdpresident to be assassinated since <strong>the</strong>Civil War.Theodore Roosevelt, McKinley’svice president, assumed <strong>the</strong> presidency.Roosevelt’s accession coincidedwith a new epoch in Americanpolitical life and international relations.The continent was peopled;<strong>the</strong> frontier was disappearing. Asmall, formerly struggling republichad become a world power. Thecountry’s political foundations hadendured <strong>the</strong> vicissitudes <strong>of</strong> foreignand civil war, <strong>the</strong> tides <strong>of</strong> prosperityand depression. Immense strideshad been made in agriculture andind<strong>us</strong>try. Free public education hadbeen largely realized and a free pressmaintained. The ideal <strong>of</strong> religio<strong>us</strong>freedom had been s<strong>us</strong>tained. Theinfluence <strong>of</strong> big b<strong>us</strong>iness was nowmore firmly entrenched than ever,however, and local and municipalgovernment <strong>of</strong>ten was in <strong>the</strong> hands<strong>of</strong> corrupt politicians.In response to <strong>the</strong> excesses <strong>of</strong>19th-century capitalism and politicalcorruption, a reform movementarose called “progressivism,” whichgave American politics and thoughtits special character from approximately1890 until <strong>the</strong> Americanentry into World War I in 1917. TheProgressives had diverse objectives.In general, however, <strong>the</strong>y saw <strong>the</strong>mselvesas engaged in a democraticcr<strong>us</strong>ade against <strong>the</strong> ab<strong>us</strong>es <strong>of</strong> urbanpolitical bosses and <strong>the</strong> corrupt“robber barons” <strong>of</strong> big b<strong>us</strong>iness.Their goals were greater democracyand social j<strong>us</strong>tice, honest government,more effective regulation <strong>of</strong>b<strong>us</strong>iness, and a revived commitmentto public service. They believed thatexpanding <strong>the</strong> scope <strong>of</strong> governmentwould ensure <strong>the</strong> progress <strong>of</strong> U.S. societyand <strong>the</strong> welfare <strong>of</strong> its citizens.The years 1902 to 1908 marked<strong>the</strong> era <strong>of</strong> greatest reform activity,as writers and journalists stronglyprotested practices and principlesinherited from <strong>the</strong> 18th-centuryrural republic that were proving194195


CHAPTER 9: DISCONTENT AND REFORMOUTLINE OF U.S. HISTORYinadequate for a 20th-century urbanstate. Years before, in 1873,<strong>the</strong> celebrated author Mark Twainhad exposed American society tocritical scrutiny in The Gilded Age.Now, trenchant articles dealing withtr<strong>us</strong>ts, high finance, impure foods,and ab<strong>us</strong>ive railroad practices beganto appear in <strong>the</strong> daily newspapersand in such popular magazines asMcClure’s and Collier’s. Their authors,such as <strong>the</strong> journalist Ida M.Tarbell, who cr<strong>us</strong>aded against <strong>the</strong>Standard Oil Tr<strong>us</strong>t, became knownas “muckrakers.”In his sensational novel, TheJungle, Upton Sinclair exposedunsanitary conditions in <strong>the</strong> greatChicago meat-packing ho<strong>us</strong>es andcondemned <strong>the</strong> grip <strong>of</strong> <strong>the</strong> beeftr<strong>us</strong>t on <strong>the</strong> nation’s meat supply.Theodore Dreiser, in his novelsThe Financier and The Titan madeit easy for laymen to understand<strong>the</strong> machinations <strong>of</strong> big b<strong>us</strong>iness.Frank Norris’s The Octop<strong>us</strong> assailedamoral railroad management; hisThe Pit depicted secret manipulationson <strong>the</strong> Chicago grain market.Lincoln Steffens’s The Shame <strong>of</strong> <strong>the</strong>Cities bared local political corruption.This “literature <strong>of</strong> exposure”ro<strong>us</strong>ed people to action.The hammering impact <strong>of</strong> uncompromisingwriters and an increasinglyaro<strong>us</strong>ed public spurredpolitical leaders to take practicalmeasures. Many states enacted lawsto improve <strong>the</strong> conditions underwhich people lived and worked. At<strong>the</strong> urging <strong>of</strong> such prominent socialcritics as Jane Addams, childlabor laws were streng<strong>the</strong>ned andnew ones adopted, raising age limits,shortening work hours, restrictingnight work, and requiring schoolattendance.ROOSEVELT’S REFORMSBy <strong>the</strong> early 20th century, most <strong>of</strong><strong>the</strong> larger cities and more than half<strong>the</strong> states had established an eighthourday on public works. Equallyimportant were <strong>the</strong> workman’scompensation laws, which madeemployers legally responsible forinjuries s<strong>us</strong>tained by employees atwork. New revenue laws were alsoenacted, which, by taxing inheritances,incomes, and <strong>the</strong> property orearnings <strong>of</strong> corporations, sought toplace <strong>the</strong> burden <strong>of</strong> government onthose best able to pay.It was clear to many people —notably President Theodore Rooseveltand Progressive leaders in <strong>the</strong>Congress (foremost among <strong>the</strong>mWisconsin Senator Robert LaFollette)— that most <strong>of</strong> <strong>the</strong> problemsreformers were concerned aboutcould be solved only if dealt with ona national scale. Roosevelt declaredhis determination to give all <strong>the</strong>American people a “Square Deal.”During his first term, he initiateda policy <strong>of</strong> increased government supervisionthrough <strong>the</strong> enforcement<strong>of</strong> antitr<strong>us</strong>t laws. With his backing,Congress passed <strong>the</strong> Elkins Act(1903), which greatly restricted <strong>the</strong>railroad practice <strong>of</strong> giving rebatesto favored shippers. The act madepublished rates <strong>the</strong> lawful standard,and shippers equally liable withrailroads for rebates. Meanwhile,Congress had created a new CabinetDepartment <strong>of</strong> Commerce andLabor, which included a Bureau <strong>of</strong>Corporations empowered to investigate<strong>the</strong> affairs <strong>of</strong> large b<strong>us</strong>inessaggregations.Roosevelt won acclaim as a“tr<strong>us</strong>t-b<strong>us</strong>ter,” but his actual attitudetoward big b<strong>us</strong>iness was complex.Economic concentration, hebelieved, was inevitable. Some tr<strong>us</strong>tswere “good,” some “bad.” The task<strong>of</strong> government was to make reasonabledistinctions. When, for example,<strong>the</strong> Bureau <strong>of</strong> Corporationsdiscovered in 1907 that <strong>the</strong> AmericanSugar Refining Company hadevaded import duties, subsequentlegal actions recovered more than$4 million and convicted severalcompany <strong>of</strong>ficials. The Standard OilCompany was indicted for receivingsecret rebates from <strong>the</strong> Chicago andAlton Railroad, convicted, and fineda staggering $29 million.Roosevelt’s striking personalityand his tr<strong>us</strong>t-b<strong>us</strong>ting activities captured<strong>the</strong> imagination <strong>of</strong> <strong>the</strong> ordinaryindividual; approval <strong>of</strong> his progressivemeasures cut across party lines.In addition, <strong>the</strong> abounding prosperity<strong>of</strong> <strong>the</strong> country at this time ledpeople to feel satisfied with <strong>the</strong> partyin <strong>of</strong>fice. He won an easy victory in<strong>the</strong> 1904 presidential election.Emboldened by a sweeping electoraltriumph, Roosevelt called forstronger railroad regulation. In June1906 Congress passed <strong>the</strong> HepburnAct. It gave <strong>the</strong> Interstate CommerceCommission real authority in regulatingrates, extended <strong>the</strong> commission’sjurisdiction, and forced <strong>the</strong>railroads to surrender <strong>the</strong>ir interlockinginterests in steamship linesand coal companies.O<strong>the</strong>r congressional measurescarried <strong>the</strong> principle <strong>of</strong> federal controlstill fur<strong>the</strong>r. The Pure Food andDrug Act <strong>of</strong> 1906 prohibited <strong>the</strong> <strong>us</strong>e<strong>of</strong> any “deleterio<strong>us</strong> drug, chemical,or preservative” in prepared medicinesand foods. The Meat InspectionAct <strong>of</strong> <strong>the</strong> same year mandatedfederal inspection <strong>of</strong> all meat-packingestablishments engaged in interstatecommerce.Conservation <strong>of</strong> <strong>the</strong> nation’snatural resources, managed development<strong>of</strong> <strong>the</strong> public domain, and<strong>the</strong> reclamation <strong>of</strong> wide stretches <strong>of</strong>neglected land were among <strong>the</strong> o<strong>the</strong>rmajor achievements <strong>of</strong> <strong>the</strong> Rooseveltera. Roosevelt and his aides weremore than conservationists, but given<strong>the</strong> helter-skelter exploitation <strong>of</strong>public resources that had preceded<strong>the</strong>m, conservation loomed large on<strong>the</strong>ir agenda. Whereas his predecessorshad set aside 18,800,000 hectares<strong>of</strong> timberland for preservationand parks, Roosevelt increased <strong>the</strong>area to 59,200,000 hectares. Theyalso began systematic efforts to preventforest fires and to re-timberdenuded tracts.TAFT AND WILSONRoosevelt’s popularity was at itspeak as <strong>the</strong> campaign <strong>of</strong> 1908 neared,but he was unwilling to break <strong>the</strong>196197


CHAPTER 9: DISCONTENT AND REFORMOUTLINE OF U.S. HISTORYtradition by which no president hadheld <strong>of</strong>fice for more than two terms.Instead, he supported William HowardTaft, who had served under himas governor <strong>of</strong> <strong>the</strong> Philippines andsecretary <strong>of</strong> war. Taft, pledging tocontinue Roosevelt’s programs, defeatedBryan, who was running for<strong>the</strong> third and last time.The new president continued <strong>the</strong>prosecution <strong>of</strong> tr<strong>us</strong>ts with less discriminationthan Roosevelt, fur<strong>the</strong>rstreng<strong>the</strong>ned <strong>the</strong> Interstate CommerceCommission, established apostal savings bank and a parcelpost system, expanded <strong>the</strong> civil service,and sponsored <strong>the</strong> enactment<strong>of</strong> two amendments to <strong>the</strong> Constitution,both adopted in 1913.The 16th Amendment, ratifiedj<strong>us</strong>t before Taft left <strong>of</strong>fice, authorizeda federal income tax; <strong>the</strong> 17thAmendment, approved a few monthslater, mandated <strong>the</strong> direct election<strong>of</strong> senators by <strong>the</strong> people, instead<strong>of</strong> state legislatures. Yet balancedagainst <strong>the</strong>se progressive measureswas Taft’s acceptance <strong>of</strong> a new tariffwith higher protective schedules; hisopposition to <strong>the</strong> entry <strong>of</strong> <strong>the</strong> state<strong>of</strong> Arizona into <strong>the</strong> Union beca<strong>us</strong>e<strong>of</strong> its liberal constitution; and hisgrowing reliance on <strong>the</strong> conservativewing <strong>of</strong> his party.By 1910 Taft’s party was bitterlydivided. Democrats gained control<strong>of</strong> Congress in <strong>the</strong> midterm elections.Two years later, WoodrowWilson, <strong>the</strong> Democratic, progressivegovernor <strong>of</strong> <strong>the</strong> state <strong>of</strong> NewJersey, campaigned against Taft, <strong>the</strong>Republican candidate — and alsoagainst Roosevelt who ran as <strong>the</strong>candidate <strong>of</strong> a new Progressive Party.Wilson, in a spirited campaign, defeatedboth rivals.During his first term, Wilson securedone <strong>of</strong> <strong>the</strong> most notable legislativeprograms in American <strong>history</strong>.The first task was tariff revision.“The tariff duties m<strong>us</strong>t be altered,”Wilson said. “We m<strong>us</strong>t abolish everythingthat bears any semblance<strong>of</strong> privilege.” The Underwood Tariff,signed on October 3, 1913, providedsubstantial rate reductions on importedraw materials and foodstuffs,cotton and woolen goods, iron andsteel; it removed <strong>the</strong> duties frommore than a hundred o<strong>the</strong>r items.Although <strong>the</strong> act retained manyprotective features, it was a genuineattempt to lower <strong>the</strong> cost <strong>of</strong> living.To compensate for lost revenues, itestablished a modest income tax.The second item on <strong>the</strong> Democraticprogram was a long overdue,thorough reorganization <strong>of</strong> <strong>the</strong> ramshacklebanking and currency system.“Control,” said Wilson, “m<strong>us</strong>tbe public, not private, m<strong>us</strong>t be vestedin <strong>the</strong> government itself, so that <strong>the</strong>banks may be <strong>the</strong> instruments, not<strong>the</strong> masters, <strong>of</strong> b<strong>us</strong>iness and <strong>of</strong> individualenterprise and initiative.”The Federal Reserve Act <strong>of</strong> December23, 1913, was Wilson’s mostenduring legislative accomplishment.Conservatives had favoredestablishment <strong>of</strong> one powerful centralbank. The new act, in line with<strong>the</strong> Democratic Party’s Jeffersoniansentiments, divided <strong>the</strong> country into12 districts, with a Federal ReserveBank in each, all supervised by anational Federal Reserve Board withlimited authority to set interest rates.The act assured greater flexibility in<strong>the</strong> money supply and made provisionfor issuing federal-reserve notesto meet b<strong>us</strong>iness demands. Greatercentralization <strong>of</strong> <strong>the</strong> system wouldcome in <strong>the</strong> 1930s.The next important task wastr<strong>us</strong>t regulation and investigation<strong>of</strong> corporate ab<strong>us</strong>es. Congressauthorized a Federal Trade Commissionto issue orders prohibiting“unfair methods <strong>of</strong> competition”by b<strong>us</strong>iness concerns in interstatetrade. The Clayton Antitr<strong>us</strong>t Actforbade many corporate practicesthat had th<strong>us</strong> far escaped specificcondemnation: interlocking directorates,price discrimination amongpurchasers, <strong>us</strong>e <strong>of</strong> <strong>the</strong> injunction inlabor disputes, and ownership byone corporation <strong>of</strong> stock in similarenterprises.Farmers and o<strong>the</strong>r workers werenot forgotten. The Smith-Lever Act<strong>of</strong> 1914 established an “extensionsystem” <strong>of</strong> county agents to assistfarming throughout <strong>the</strong> country.Subsequent acts made credit availableto farmers at low rates <strong>of</strong> interest.The Seamen’s Act <strong>of</strong> 1915improved living and working conditionson board ships. The FederalWorkingman’s Compensation Actin 1916 authorized allowances tocivil service employees for disabilitiesincurred at work and establisheda model for private enterprise. TheAdamson Act <strong>of</strong> <strong>the</strong> same year establishedan eight-hour day for railroadlabor.This record <strong>of</strong> achievement wonWilson a firm place in American<strong>history</strong> as one <strong>of</strong> <strong>the</strong> nation’s foremostprogressive reformers. However,his domestic reputation wouldsoon be overshadowed by his recordas a wartime president who led hiscountry to victory but could nothold <strong>the</strong> support <strong>of</strong> his people for<strong>the</strong> peace that followed. 9198199


CHAPTER 9: DISCONTENT AND REFORMA NATION OF NATIONSNo country’s <strong>history</strong> has been more closely bound to immigration than that<strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>. During <strong>the</strong> first 15 years <strong>of</strong> <strong>the</strong> 20th century alone, over13 million people came to <strong>the</strong> <strong>United</strong> <strong>States</strong>, many passing through Ellis Island,<strong>the</strong> federal immigration center that opened in New York harbor in 1892.(Though no longer in service, Ellis Island reopened in 1992 as a monument to<strong>the</strong> millions who crossed <strong>the</strong> nation’s threshold <strong>the</strong>re.)The first <strong>of</strong>ficial cens<strong>us</strong> in 1790 had numbered Americans at 3,929,214.Approximately half <strong>of</strong> <strong>the</strong> population <strong>of</strong> <strong>the</strong> original 13 states was <strong>of</strong> Englishorigin; <strong>the</strong> rest were Scots-Irish, German, Dutch, French, Swedish, Welsh,and Finnish. These white Europeans were mostly Protestants. A fifth <strong>of</strong> <strong>the</strong>population was enslaved Africans.From early on, Americans viewed immigrants as a necessary resource foran expanding country. As a result, few <strong>of</strong>ficial restrictions were placed uponimmigration into <strong>the</strong> <strong>United</strong> <strong>States</strong> until <strong>the</strong> 1920s. As more and more immigrantsarrived, however, some Americans became fearful that <strong>the</strong>ir culturewas threatened.The Founding Fa<strong>the</strong>rs, especially Thomas Jefferson, had been ambivalentover whe<strong>the</strong>r or not <strong>the</strong> <strong>United</strong> <strong>States</strong> ought to welcome arrivals from everycorner <strong>of</strong> <strong>the</strong> globe. Jefferson wondered whe<strong>the</strong>r democracy could ever restsafely in <strong>the</strong> hands <strong>of</strong> men from countries that revered monarchs or replacedroyalty with mob rule. However, few supported closing <strong>the</strong> gates to newcomersin a country desperate for labor.Immigration lagged in <strong>the</strong> late 18th and early 19th centuries as wars disruptedtrans-Atlantic travel and European governments restricted movementto retain young men <strong>of</strong> military age. Still, as European populations increased,more people on <strong>the</strong> same land constricted <strong>the</strong> size <strong>of</strong> farming lots to a pointwhere families could barely survive. Moreover, cottage ind<strong>us</strong>tries were fallingvictim to an Ind<strong>us</strong>trial Revolution that was mechanizing production. Tho<strong>us</strong>ands<strong>of</strong> artisans unwilling or unable to find jobs in factories were out <strong>of</strong> workin Europe.In <strong>the</strong> mid-1840s millions more made <strong>the</strong>ir way to <strong>the</strong> <strong>United</strong> <strong>States</strong> asa result <strong>of</strong> a potato blight in Ireland and continual revolution in <strong>the</strong> Germanhomelands. Meanwhile, a trickle <strong>of</strong> Chinese immigrants, most from impoverishedSou<strong>the</strong>astern China, began to make <strong>the</strong>ir way to <strong>the</strong> American WestCoast.Almost 19 million people arrived in <strong>the</strong> <strong>United</strong> <strong>States</strong> between 1890 and1921, <strong>the</strong> year Congress first passed severe restrictions. Most <strong>of</strong> <strong>the</strong>se immi-OUTLINE OF U.S. HISTORYgrants were from Italy, R<strong>us</strong>sia, Poland, Greece, and <strong>the</strong> Balkans. Non-Europeanscame, too: east from Japan, south from Canada, and north from Mexico.By <strong>the</strong> early 1920s, an alliance was forged between wage-conscio<strong>us</strong>organized labor and those who called for restricted immigration on racial orreligio<strong>us</strong> grounds, such as <strong>the</strong> Ku Klux Klan and <strong>the</strong> Immigration RestrictionLeague. The Johnson-Reed Immigration Act <strong>of</strong> 1924 permanently curtailed<strong>the</strong> influx <strong>of</strong> newcomers with quotas calculated on nation <strong>of</strong> origin.The Great Depression <strong>of</strong> <strong>the</strong> 1930s dramatically slowed immigration stillfur<strong>the</strong>r. With public opinion generally opposed to immigration, even for persecutedEuropean minorities, relatively few refugees found sanctuary in <strong>the</strong><strong>United</strong> <strong>States</strong> after Adolf Hitler’s ascent to power in 1933.Throughout <strong>the</strong> postwar decades, <strong>the</strong> <strong>United</strong> <strong>States</strong> continued to clingto nationally based quotas. Supporters <strong>of</strong> <strong>the</strong> McCarran-Walter Act <strong>of</strong> 1952argued that quota relaxation might inundate <strong>the</strong> <strong>United</strong> <strong>States</strong> with Marxistsubversives from Eastern Europe.In 1965 Congress replaced national quotas with hemispheric ones. Relatives<strong>of</strong> U.S. citizens received preference, as did immigrants with job skillsin short supply in <strong>the</strong> <strong>United</strong> <strong>States</strong>. In 1978 <strong>the</strong> hemispheric quotas werereplaced by a worldwide ceiling <strong>of</strong> 290,000, a limit reduced to 270,000 afterpassage <strong>of</strong> <strong>the</strong> Refugee Act <strong>of</strong> 1980.Since <strong>the</strong> mid-1970s, <strong>the</strong> <strong>United</strong> <strong>States</strong> has experienced a fresh wave <strong>of</strong>immigration, with arrivals from Asia, Africa, and Latin America transformingcommunities throughout <strong>the</strong> country. Current estimates suggest a total annualarrival <strong>of</strong> approximately 600,000 legal newcomers to <strong>the</strong> <strong>United</strong> <strong>States</strong>.Beca<strong>us</strong>e immigrant and refugee quotas remain well under demand, however,illegal immigration is still a major problem. Mexicans and o<strong>the</strong>r LatinAmericans daily cross <strong>the</strong> Southwestern U.S. borders to find work, higherwages, and improved education and health care for <strong>the</strong>ir families. Likewise,<strong>the</strong>re is a substantial illegal migration from countries like China and o<strong>the</strong>rAsian nations. Estimates vary, but some suggest that as many as 600,000illegals per year arrive in <strong>the</strong> <strong>United</strong> <strong>States</strong>.Large surges <strong>of</strong> immigration have historically created social strains alongwith economic and cultural dividends. Deeply ingrained in most Americans,however, is <strong>the</strong> conviction that <strong>the</strong> Statue <strong>of</strong> Liberty does, indeed, stand as asymbol for <strong>the</strong> <strong>United</strong> <strong>States</strong> as she lifts her lamp before <strong>the</strong> “golden door,”welcoming those “yearning to brea<strong>the</strong> free.” This belief, and <strong>the</strong> sure knowledgethat <strong>the</strong>ir forebears were once immigrants, has kept <strong>the</strong> <strong>United</strong> <strong>States</strong> anation <strong>of</strong> nations.200201


C H A P T E R10WAR,PROSPERITY,ANDDEPRESSIONDepression era soup line,1930s.202


CHAPTER 10: WAR, PROSPERITY, AND DEPRESSIONOUTLINE OF U.S. HISTORYconcessions, Wilson compromisedsomewhat on <strong>the</strong> issues <strong>of</strong> self-determination,open diplomacy, ando<strong>the</strong>r specifics. He successfully resistedFrench demands for <strong>the</strong> entireRhineland, and somewhat moderatedthat country’s insistence uponcharging Germany <strong>the</strong> whole cost<strong>of</strong> <strong>the</strong> war. The final agreement (<strong>the</strong>Treaty <strong>of</strong> Versailles), however, providedfor French occupation <strong>of</strong> <strong>the</strong>coal and iron rich Saar Basin, anda very heavy burden <strong>of</strong> reparationsupon Germany.In <strong>the</strong> end, <strong>the</strong>re was little left <strong>of</strong>Wilson’s proposals for a genero<strong>us</strong>and lasting peace but <strong>the</strong> League <strong>of</strong>Nations itself, which he had made anintegral part <strong>of</strong> <strong>the</strong> treaty. Displayingpoor judgment, however, <strong>the</strong>president had failed to involve leadingRepublicans in <strong>the</strong> treaty negotiations.Returning with a partisandocument, he <strong>the</strong>n ref<strong>us</strong>ed to makeconcessions necessary to satisfy Republicanconcerns about protectingAmerican sovereignty.With <strong>the</strong> treaty stalled in a Senatecommittee, Wilson began a nationaltour to appeal for support. On September25, 1919, physically ravagedby <strong>the</strong> rigors <strong>of</strong> peacemaking and<strong>the</strong> pressures <strong>of</strong> <strong>the</strong> wartime presidency,he suffered a crippling stroke.Critically ill for weeks, he never fullyrecovered. In two separate votes— November 1919 and March 1920— <strong>the</strong> Senate once again rejected<strong>the</strong> Versailles Treaty and with it <strong>the</strong>League <strong>of</strong> Nations.The League <strong>of</strong> Nations wouldnever be capable <strong>of</strong> maintainingworld order. Wilson’s defeat showedthat <strong>the</strong> American people were notyet ready to play a commanding rolein world affairs. His utopian visionhad briefly inspired <strong>the</strong> nation, butits collision with reality quickly ledto widespread disill<strong>us</strong>ion with worldaffairs. America reverted to its instinctiveisolationism.POSTWAR UNRESTThe transition from war to peacewas tumultuo<strong>us</strong>. A postwar economicboom coexisted with rapidincreases in consumer prices. Laborunions that had refrained fromstriking during <strong>the</strong> war engaged inseveral major job actions. During <strong>the</strong>summer <strong>of</strong> 1919, several race riots occurred,reflecting apprehension over<strong>the</strong> emergence <strong>of</strong> a “New Negro”who had seen military service orgone north to work in war ind<strong>us</strong>try.Reaction to <strong>the</strong>se events mergedwith a widespread national fear <strong>of</strong>a new international revolutionarymovement. In 1917, <strong>the</strong> Bolshevikshad seized power in R<strong>us</strong>sia; after <strong>the</strong>war, <strong>the</strong>y attempted revolutions inGermany and Hungary. By 1919, itseemed <strong>the</strong>y had come to America.Excited by <strong>the</strong> Bolshevik example,large numbers <strong>of</strong> militants splitfrom <strong>the</strong> Socialist Party to foundwhat would become <strong>the</strong> CommunistParty <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>. In April1919, <strong>the</strong> postal service interceptednearly 40 bombs addressed to prominentcitizens. Attorney GeneralA. Mitchell Palmer’s residence inWashington was bombed. Palmer,in turn, authorized federal roundups<strong>of</strong> radicals and deported many whowere not citizens. Strikes were <strong>of</strong>tenblamed on radicals and depicted as<strong>the</strong> opening shots <strong>of</strong> a revolution.Palmer’s dire warnings fueled a“Red Scare” that subsided by mid-1920. Even a murdero<strong>us</strong> bombingin Wall Street in September failed toreawaken it. From 1919 on, however,a current <strong>of</strong> militant hostility towardrevolutionary communism wouldsimmer not far beneath <strong>the</strong> surface<strong>of</strong> American life.THE BOOMING 1920SWilson, distracted by <strong>the</strong> war,<strong>the</strong>n laid low by his stroke, hadmishandled almost every postwarissue. The booming economy beganto collapse in mid-1920. The Republicancandidates for president andvice president, Warren G. Hardingand Calvin Coolidge, easily defeated<strong>the</strong>ir Democratic opponents, JamesM. Cox and Franklin D. Roosevelt.Following ratification <strong>of</strong> <strong>the</strong> 19thAmendment to <strong>the</strong> Constitution,women voted in a presidential electionfor <strong>the</strong> first time.The first two years <strong>of</strong> Harding’sadministration saw a continuance<strong>of</strong> <strong>the</strong> economic recession that hadbegun under Wilson. By 1923, however,prosperity was back. For <strong>the</strong>next six years <strong>the</strong> country enjoyed<strong>the</strong> strongest economy in its <strong>history</strong>,at least in urban areas. Governmentaleconomic policy during <strong>the</strong> 1920swas eminently conservative. It wasbased upon <strong>the</strong> belief that if governmentfostered private b<strong>us</strong>iness, benefitswould radiate out to most <strong>of</strong> <strong>the</strong>rest <strong>of</strong> <strong>the</strong> population.Accordingly, <strong>the</strong> Republicanstried to create <strong>the</strong> most favorableconditions for U.S. ind<strong>us</strong>try. TheFordney-McCumber Tariff <strong>of</strong> 1922and <strong>the</strong> Hawley-Smoot Tariff <strong>of</strong>1930 brought American trade barriersto new heights, guaranteeingU.S. manufacturers in one fieldafter ano<strong>the</strong>r a monopoly <strong>of</strong> <strong>the</strong>domestic market, but blocking ahealthy trade with Europe thatwould have reinvigorated <strong>the</strong> internationaleconomy. Occurring at <strong>the</strong>beginning <strong>of</strong> <strong>the</strong> Great Depression,Hawley-Smoot triggered retaliationfrom o<strong>the</strong>r manufacturing nationsand contributed greatly to a collapsingcycle <strong>of</strong> world trade that intensifiedworld economic misery.The federal government also starteda program <strong>of</strong> tax cuts, reflectingTreasury Secretary Andrew Mellon’sbelief that high taxes on individualincomes and corporations discouragedinvestment in new ind<strong>us</strong>trialenterprises. Congress, in laws passedbetween 1921 and 1929, respondedfavorably to his proposals.“The chief b<strong>us</strong>iness <strong>of</strong> <strong>the</strong> Americanpeople is b<strong>us</strong>iness,” declaredCalvin Coolidge, <strong>the</strong> Vermont-bornvice president who succeeded to <strong>the</strong>presidency in 1923 after Harding’sdeath, and was elected in his ownright in 1924. Coolidge hewed to<strong>the</strong> conservative economic policies<strong>of</strong> <strong>the</strong> Republican Party, but he wasa much abler administrator than <strong>the</strong>hapless Harding, whose administra-206207


CHAPTER 10: WAR, PROSPERITY, AND DEPRESSIONOUTLINE OF U.S. HISTORYtion was mired in charges <strong>of</strong> corruptionin <strong>the</strong> months before his death.Throughout <strong>the</strong> 1920s, privateb<strong>us</strong>iness received substantial encouragement,including constructionloans, pr<strong>of</strong>itable mail-carryingcontracts, and o<strong>the</strong>r indirectsubsidies. The Transportation Act<strong>of</strong> 1920, for example, had alreadyrestored to private management <strong>the</strong>nation’s railways, which had beenunder government control during<strong>the</strong> war. The Merchant Marine,which had been owned and largelyoperated by <strong>the</strong> government, wassold to private operators.Republican policies in agriculture,however, faced mountingcriticism, for farmers shared leastin <strong>the</strong> prosperity <strong>of</strong> <strong>the</strong> 1920s. Theperiod since 1900 had been one<strong>of</strong> rising farm prices. The unprecedentedwartime demand for U.S.farm products had provided a strongstimul<strong>us</strong> to expansion. But by <strong>the</strong>close <strong>of</strong> 1920, with <strong>the</strong> abrupt end<strong>of</strong> wartime demand, <strong>the</strong> commercialagriculture <strong>of</strong> staple crops suchas wheat and corn fell into sharpdecline. Many factors accounted for<strong>the</strong> depression in American agriculture,but foremost was <strong>the</strong> loss <strong>of</strong>foreign markets. This was partly inreaction to American tariff policy,but also beca<strong>us</strong>e excess farm productionwas a worldwide phenomenon.When <strong>the</strong> Great Depressionstruck in <strong>the</strong> 1930s, it devastated analready fragile farm economy.The distress <strong>of</strong> agriculture aside,<strong>the</strong> Twenties brought <strong>the</strong> best lifeever to most Americans. It was <strong>the</strong>decade in which <strong>the</strong> ordinary familypurchased its first automobile,obtained refrigerators and vacuumcleaners, listened to <strong>the</strong> radio for entertainment,and went regularly tomotion pictures. Prosperity was realand broadly distributed. The Republicanspr<strong>of</strong>ited politically, as a result,by claiming credit for it.TENSIONS OVERIMMIGRATIONDuring <strong>the</strong> 1920s, <strong>the</strong> <strong>United</strong><strong>States</strong> sharply restricted foreign immigrationfor <strong>the</strong> first time in its<strong>history</strong>. Large inflows <strong>of</strong> foreignerslong had created a certain amount<strong>of</strong> social tension, but most had been<strong>of</strong> Nor<strong>the</strong>rn European stock and,if not quickly assimilated, at leastpossessed a certain commonalitywith most Americans. By <strong>the</strong> end <strong>of</strong><strong>the</strong> 19th century, however, <strong>the</strong> flowwas predominantly from sou<strong>the</strong>rnand Eastern Europe. According to<strong>the</strong> cens<strong>us</strong> <strong>of</strong> 1900, <strong>the</strong> population<strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong> was j<strong>us</strong>t over76 million. Over <strong>the</strong> next 15 years,more than 15 million immigrantsentered <strong>the</strong> country.Around two-thirds <strong>of</strong> <strong>the</strong> inflowconsisted <strong>of</strong> “newer” nationalitiesand ethnic groups — R<strong>us</strong>sian Jews,Poles, Slavic peoples, Greeks, sou<strong>the</strong>rnItalians. They were non-Protestant,non-“Nordic,” and, manyAmericans feared, nonassimilable.They did hard, <strong>of</strong>ten dangero<strong>us</strong>,low-pay work — but were acc<strong>us</strong>ed<strong>of</strong> driving down <strong>the</strong> wages <strong>of</strong> nativebornAmericans. Settling in squalidurban ethnic enclaves, <strong>the</strong> new immigrantswere seen as maintainingOld World c<strong>us</strong>toms, getting alongwith very little English, and supportingunsavory political machinesthat catered to <strong>the</strong>ir needs. Nativistswanted to send <strong>the</strong>m back to Europe;social workers wanted to Americanize<strong>the</strong>m. Both agreed that <strong>the</strong>y werea threat to American identity.Halted by World War I, massimmigration resumed in 1919, butquickly ran into determined oppositionfrom groups as varied as <strong>the</strong>American Federation <strong>of</strong> Labor and<strong>the</strong> reorganized Ku Klux Klan. Millions<strong>of</strong> old-stock Americans whobelonged to nei<strong>the</strong>r organization acceptedcommonly held assumptionsabout <strong>the</strong> inferiority <strong>of</strong> non-Nordicsand backed restrictions. Of course,<strong>the</strong>re were also practical argumentsin favor <strong>of</strong> a maturing nation puttingsome limits on new arrivals.In 1921, Congress passed a sharplyrestrictive emergency immigrationact. It was supplanted in 1924 by <strong>the</strong>Johnson-Reed National Origins Act,which established an immigrationquota for each nationality. Thosequotas were pointedly based on <strong>the</strong>cens<strong>us</strong> <strong>of</strong> 1890, a year in which <strong>the</strong>newer immigration had not yet leftits mark. Bitterly resented by sou<strong>the</strong>rnand Eastern European ethnicgroups, <strong>the</strong> new law reduced immigrationto a trickle. After 1929, <strong>the</strong>economic impact <strong>of</strong> <strong>the</strong> Great Depressionwould reduce <strong>the</strong> trickle toa reverse flow — until refugees fromEuropean fascism began to press foradmission to <strong>the</strong> country.CLASH OF CULTURESSome Americans expressed <strong>the</strong>irdiscontent with <strong>the</strong> character <strong>of</strong>modern life in <strong>the</strong> 1920s by foc<strong>us</strong>ingon family and religion, as anincreasingly urban, secular societycame into conflict with older ruraltraditions. Fundamentalist preacherssuch as Billy Sunday provided anoutlet for many who yearned for areturn to a simpler past.Perhaps <strong>the</strong> most dramatic demonstration<strong>of</strong> this yearning was <strong>the</strong>religio<strong>us</strong> fundamentalist cr<strong>us</strong>adethat pitted Biblical texts against<strong>the</strong> Darwinian <strong>the</strong>ory <strong>of</strong> biologicalevolution. In <strong>the</strong> 1920s, bills toprohibit <strong>the</strong> teaching <strong>of</strong> evolutionbegan appearing in Midwestern andSou<strong>the</strong>rn state legislatures. Leadingthis cr<strong>us</strong>ade was <strong>the</strong> aging WilliamJennings Bryan, long a spokesmanfor <strong>the</strong> values <strong>of</strong> <strong>the</strong> countryside aswell as a progressive politician. Bryanskillfully reconciled his anti-evolutionaryactivism with his earliereconomic radicalism, declaring thatevolution “by denying <strong>the</strong> need orpossibility <strong>of</strong> spiritual regeneration,discourages all reforms.”The issue came to a head in 1925,when a young high school teacher,John Scopes, was prosecuted for violatinga Tennessee law that forbade<strong>the</strong> teaching <strong>of</strong> evolution in <strong>the</strong> publicschools. The case became a nationalspectacle, drawing intense newscoverage. The American Civil LibertiesUnion retained <strong>the</strong> renownedattorney Clarence Darrow to defendScopes. Bryan wrangled an appoint-208209


CHAPTER 10: WAR, PROSPERITY, AND DEPRESSIONOUTLINE OF U.S. HISTORYment as special prosecutor, <strong>the</strong>nfoolishly allowed Darrow to call himas a hostile witness. Bryan’s conf<strong>us</strong>eddefense <strong>of</strong> Biblical passages as literalra<strong>the</strong>r than metaphorical truth drewwidespread criticism. Scopes, nearlyforgotten in <strong>the</strong> f<strong>us</strong>s, was convicted,but his fine was reversed on a technicality.Bryan died shortly after <strong>the</strong>trial ended. The state wisely declinedto retry Scopes. Urban sophisticatesridiculed fundamentalism, but itcontinued to be a powerful force inrural, small-town America.Ano<strong>the</strong>r example <strong>of</strong> a powerfulclash <strong>of</strong> cultures — one withfar greater national consequences— was Prohibition. In 1919, after almosta century <strong>of</strong> agitation, <strong>the</strong> 18thAmendment to <strong>the</strong> Constitution wasenacted, prohibiting <strong>the</strong> manufacture,sale, or transportation <strong>of</strong> alcoholicbeverages. Intended to eliminate<strong>the</strong> saloon and <strong>the</strong> drunkardfrom American society, Prohibitioncreated tho<strong>us</strong>ands <strong>of</strong> illegal drinkingplaces called “speakeasies,” made intoxicationfashionable, and created anew form <strong>of</strong> criminal activity — <strong>the</strong>transportation <strong>of</strong> illegal liquor, or“bootlegging.” Widely observed inrural America, openly evaded inurban America, Prohibition was anemotional issue in <strong>the</strong> prospero<strong>us</strong>Twenties. When <strong>the</strong> Depression hit,it seemed increasingly irrelevant.The 18th Amendment would be repealedin 1933.Fundamentalism and Prohibitionwere aspects <strong>of</strong> a larger reaction to amodernist social and intellectualrevolution most visible in changingmanners and morals that ca<strong>us</strong>ed<strong>the</strong> decade to be called <strong>the</strong> Jazz Age,<strong>the</strong> Roaring Twenties, or <strong>the</strong> era <strong>of</strong>“flaming youth.” World War I hadoverturned <strong>the</strong> Victorian socialand moral order. Mass prosperityenabled an open and hedonistic lifestyle for <strong>the</strong> young middle classes.The leading intellectuals weresupportive. H.L. Mencken, <strong>the</strong>decade’s most important socialcritic, was unsparing in denouncingsham and venality in Americanlife. He <strong>us</strong>ually found <strong>the</strong>se qualitiesin rural areas and among b<strong>us</strong>inessmen.His counterparts <strong>of</strong> <strong>the</strong> progressivemovement had believed in“<strong>the</strong> people” and sought to extenddemocracy. Mencken, an elitist andadmirer <strong>of</strong> Nietzsche, bluntly calleddemocratic man a boob and characterized<strong>the</strong> American middle class as<strong>the</strong> “booboisie.”Novelist F. Scott Fitzgerald captured<strong>the</strong> energy, turmoil, and disill<strong>us</strong>ion<strong>of</strong> <strong>the</strong> decade in such worksas The Beautiful and <strong>the</strong> Damned(1922) and The Great Gatsby (1925).Sinclair Lewis, <strong>the</strong> first American towin a Nobel Prize for literature, satirizedmainstream America in MainStreet (1920) and Babbitt (1922). ErnestHemingway vividly portrayed<strong>the</strong> malaise wrought by <strong>the</strong> war inThe Sun Also Rises (1926) and AFarewell to Arms (1929). Fitzgerald,Hemingway, and many o<strong>the</strong>r writersdramatized <strong>the</strong>ir alienation fromAmerica by spending much <strong>of</strong> <strong>the</strong>decade in Paris.African-American culture flowered.Between 1910 and 1930, hugenumbers <strong>of</strong> African Americansmoved from <strong>the</strong> South to <strong>the</strong> Northin search <strong>of</strong> jobs and personal freedom.Most settled in urban areas,especially New York City’s Harlem,Detroit, and Chicago. In 1910 W.E.B.Du Bois and o<strong>the</strong>r intellectuals hadfounded <strong>the</strong> National Associationfor <strong>the</strong> Advancement <strong>of</strong> ColoredPeople (NAACP), which helpedAfrican Americans gain a nationalvoice that would grow in importancewith <strong>the</strong> passing years.An African-American literaryand artistic movement, called <strong>the</strong>“Harlem Renaissance,” emerged.Like <strong>the</strong> “Lost Generation,” itswriters, such as <strong>the</strong> poets LangstonHughes and Countee Cullen,rejected middle-class values andconventional literary forms, evenas <strong>the</strong>y addressed <strong>the</strong> realities <strong>of</strong>African-American experience. African-Americanm<strong>us</strong>icians — DukeEllington, King Oliver, Louis Armstrong— first made jazz a staple <strong>of</strong>American culture in <strong>the</strong> 1920’s.THE GREAT DEPRESSIONIn October 1929 <strong>the</strong> booming stockmarket crashed, wiping out manyinvestors. The collapse did not initself ca<strong>us</strong>e <strong>the</strong> Great Depression,although it reflected excessively easycredit policies that had allowed <strong>the</strong>market to get out <strong>of</strong> hand. It also aggravatedfragile economies in Europethat had relied heavily on Americanloans. Over <strong>the</strong> next three years, aninitial American recession becamepart <strong>of</strong> a worldwide depression.B<strong>us</strong>iness ho<strong>us</strong>es closed <strong>the</strong>ir doors,factories shut down, banks failedwith <strong>the</strong> loss <strong>of</strong> depositors’ savings.Farm income fell some 50 percent.By November 1932, approximatelyone <strong>of</strong> every five American workerswas unemployed.The presidential campaign <strong>of</strong>1932 was chiefly a debate over <strong>the</strong>ca<strong>us</strong>es and possible remedies <strong>of</strong> <strong>the</strong>Great Depression. President HerbertHoover, unlucky in entering <strong>the</strong>White Ho<strong>us</strong>e only eight months before<strong>the</strong> stock market crash, had triedharder than any o<strong>the</strong>r president beforehim to deal with economic hardtimes. He had attempted to organizeb<strong>us</strong>iness, had sped up public worksschedules, established <strong>the</strong> ReconstructionFinance Corporation tosupport b<strong>us</strong>inesses and financialinstitutions, and had secured from areluctant Congress an agency to underwritehome mortgages. None<strong>the</strong>less,his efforts had little impact, andhe was a picture <strong>of</strong> defeat.His Democratic opponent, FranklinD. Roosevelt, already popular as<strong>the</strong> governor <strong>of</strong> New York during<strong>the</strong> developing crisis, radiated infectio<strong>us</strong>optimism. Prepared to <strong>us</strong>e <strong>the</strong>federal government’s authority foreven bolder experimental remedies,he scored a smashing victory — receiving22,800,000 popular votes toHoover’s 15,700,000. The <strong>United</strong><strong>States</strong> was about to enter a new era<strong>of</strong> economic and political change. 9210211


C H A P T E R11THENEW DEALANDWORLDWAR IIU.S. battleships WestVirginia and Tennessee,following <strong>the</strong> Japaneseattack on Pearl Harbor,December 7, 1941.212


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIOUTLINE OF U.S. HISTORYROOSEVELT AND THENEW DEAL“We m<strong>us</strong>t be<strong>the</strong> great arsenal<strong>of</strong> democracy.”President Franklin D. Roosevelt, 1941In 1933 <strong>the</strong> new president, FranklinD. Roosevelt, brought an air <strong>of</strong> confidenceand optimism that quicklyrallied <strong>the</strong> people to <strong>the</strong> banner <strong>of</strong>his program, known as <strong>the</strong> NewDeal. “The only thing we have t<strong>of</strong>ear is fear itself,” <strong>the</strong> president declaredin his inaugural address to<strong>the</strong> nation.In one sense, <strong>the</strong> New Dealmerely introduced social and economicreforms familiar to manyEuropeans for more than a generation.Moreover, <strong>the</strong> New Dealrepresented <strong>the</strong> culmination <strong>of</strong> along-range trend toward abandonment<strong>of</strong> “laissez-faire” capitalism,going back to <strong>the</strong> regulation <strong>of</strong><strong>the</strong> railroads in <strong>the</strong> 1880s, and <strong>the</strong>flood <strong>of</strong> state and national reformlegislation introduced in <strong>the</strong> Progressiveera <strong>of</strong> Theodore Rooseveltand Woodrow Wilson.What was truly novel about <strong>the</strong>New Deal, however, was <strong>the</strong> speedwith which it accomplished whatprevio<strong>us</strong>ly had taken generations.Many <strong>of</strong> its reforms were hastilydrawn and weakly administered;some actually contradicted o<strong>the</strong>rs.Moreover, it never succeeded inrestoring prosperity. Yet its actionsprovided tangible help for millions<strong>of</strong> Americans, laid <strong>the</strong> basisfor a powerful new political coalition,and brought to <strong>the</strong> individualcitizen a sharp revival <strong>of</strong> interest ingovernment.THE FIRST NEW DEALBanking and Finance. When Roosevelttook <strong>the</strong> presidential oath, <strong>the</strong>banking and credit system <strong>of</strong> <strong>the</strong> nationwas in a state <strong>of</strong> paralysis. Withastonishing rapidity <strong>the</strong> nation’sbanks were first closed — and <strong>the</strong>nreopened only if <strong>the</strong>y were solvent.The administration adopted a policy<strong>of</strong> moderate currency inflation tostart an upward movement in commodityprices and to afford somerelief to debtors. New governmentalagencies brought genero<strong>us</strong> creditfacilities to ind<strong>us</strong>try and agriculture.The Federal Deposit InsuranceCorporation (FDIC) insured savings-bankdeposits up to $5,000.Federal regulations were imposedupon <strong>the</strong> sale <strong>of</strong> securities on <strong>the</strong>stock exchange.Unemployment. Roosevelt facedunprecedented mass unemployment.By <strong>the</strong> time he took <strong>of</strong>fice, as manyas 13 million Americans — morethan a quarter <strong>of</strong> <strong>the</strong> labor force— were out <strong>of</strong> work. Bread lineswere a common sight in most cities.Hundreds <strong>of</strong> tho<strong>us</strong>ands roamed<strong>the</strong> country in search <strong>of</strong> food, work,and shelter. “Bro<strong>the</strong>r, can you sparea dime?” was <strong>the</strong> refrain <strong>of</strong> a popularsong.An early step for <strong>the</strong> unemployedcame in <strong>the</strong> form <strong>of</strong> <strong>the</strong> CivilianConservation Corps (CCC), a programthat brought relief to youngmen between 18 and 25 years <strong>of</strong> age.CCC enrollees worked in camps administeredby <strong>the</strong> army. About twomillion took part during <strong>the</strong> decade.They participated in a variety <strong>of</strong>conservation projects: planting treesto combat soil erosion and maintainnational forests; eliminating streampollution; creating fish, game, andbird sanctuaries; and conservingcoal, petroleum, shale, gas, sodium,and helium deposits.A Public Works Administration(PWA) provided employment forskilled construction workers on awide variety <strong>of</strong> mostly medium- tolarge-sized projects. Among <strong>the</strong>most memorable <strong>of</strong> its many accomplishmentswere <strong>the</strong> Bonneville andGrand Coulee Dams in <strong>the</strong> PacificNorthwest, a new Chicago sewersystem, <strong>the</strong> Triborough Bridge inNew York City, and two aircraft carriers(Yorktown and Enterprise) for<strong>the</strong> U.S. Navy.The Tennessee Valley Authority(TVA), both a work relief programand an exercise in public planning,developed <strong>the</strong> impoverished TennesseeRiver valley area through aseries <strong>of</strong> dams built for flood controland hydroelectric power generation.Its provision <strong>of</strong> cheap electricity for<strong>the</strong> area stimulated some economicprogress, but won it <strong>the</strong> enmity <strong>of</strong>private electric companies. NewDealers hailed it as an example <strong>of</strong>“grass roots democracy.”The Federal Emergency ReliefAdministration (FERA), in operationfrom 1933 to 1935, distributeddirect relief to hundreds <strong>of</strong> tho<strong>us</strong>ands<strong>of</strong> people, <strong>us</strong>ually in <strong>the</strong> form<strong>of</strong> direct payments. Sometimes, itassumed <strong>the</strong> salaries <strong>of</strong> schoolteachersand o<strong>the</strong>r local public serviceworkers. It also developed numero<strong>us</strong>small-scale public works projects,as did <strong>the</strong> Civil Works Administration(CWA) from late 1933 into <strong>the</strong>spring <strong>of</strong> 1934. Criticized as “make214215


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIOUTLINE OF U.S. HISTORYwork,” <strong>the</strong> jobs funded ranged fromditch digging to highway repairs toteaching. Roosevelt and his key <strong>of</strong>ficialsworried about costs but continuedto favor unemployment programsbased on work relief ra<strong>the</strong>rthan welfare.Agriculture. In <strong>the</strong> spring <strong>of</strong> 1933,<strong>the</strong> agricultural sector <strong>of</strong> <strong>the</strong> economywas in a state <strong>of</strong> collapse. It <strong>the</strong>rebyprovided a laboratory for <strong>the</strong> NewDealers’ belief that greater regulationwould solve many <strong>of</strong> <strong>the</strong> country’sproblems. In 1933, Congress passed<strong>the</strong> Agricultural Adj<strong>us</strong>tment Act(AAA) to provide economic reliefto farmers. The AAA proposed toraise crop prices by paying farmers asubsidy to compensate for voluntarycutbacks in production. Funds for<strong>the</strong> payments would be generatedby a tax levied on ind<strong>us</strong>tries thatprocessed crops. By <strong>the</strong> time <strong>the</strong> acthad become law, however, <strong>the</strong> growingseason was well under way, and<strong>the</strong> AAA paid farmers to plow under<strong>the</strong>ir abundant crops. Crop reductionand fur<strong>the</strong>r subsidies through<strong>the</strong> Commodity Credit Corporation,which purchased commodities to bekept in storage, drove output downand farm prices up.Between 1932 and 1935, farmincome increased by more than 50percent, but only partly beca<strong>us</strong>e <strong>of</strong>federal programs. During <strong>the</strong> sameyears that farmers were being encouragedto take land out <strong>of</strong> production— displacing tenants andsharecroppers — a severe droughthit <strong>the</strong> Plains states. Violent windand d<strong>us</strong>t storms during <strong>the</strong> 1930screated what became known as <strong>the</strong>“D<strong>us</strong>t Bowl.” Crops were destroyedand farms ruined.By 1940, 2.5 million people hadmoved out <strong>of</strong> <strong>the</strong> Plains states, <strong>the</strong>largest migration in American <strong>history</strong>.Of those, 200,000 moved to California.The migrants were not onlyfarmers, but also pr<strong>of</strong>essionals, retailers,and o<strong>the</strong>rs whose livelihoodswere connected to <strong>the</strong> health <strong>of</strong> <strong>the</strong>farm communities. Many ended upcompeting for seasonal jobs pickingcrops at extremely low wages.The government provided aid in<strong>the</strong> form <strong>of</strong> <strong>the</strong> Soil ConservationService, established in 1935. Farmpractices that damaged <strong>the</strong> soilhad intensified <strong>the</strong> impact <strong>of</strong> <strong>the</strong>drought. The service taught farmersmeasures to reduce erosion. In addition,almost 30,000 kilometers <strong>of</strong>trees were planted to break <strong>the</strong> force<strong>of</strong> winds.Although <strong>the</strong> AAA had beenmostly successful, it was abandonedin 1936, when its tax on food processorswas ruled unconstitutionalby <strong>the</strong> Supreme Court. Congressquickly passed a farm-relief act,which authorized <strong>the</strong> government tomake payments to farmers who tookland out <strong>of</strong> production for <strong>the</strong> purpose<strong>of</strong> soil conservation. In 1938,with a pro-New Deal majority on<strong>the</strong> Supreme Court, Congress reinstated<strong>the</strong> AAA.By 1940 nearly six million farmerswere receiving federal subsidies.New Deal programs also providedloans on surpl<strong>us</strong> crops, insurance forwheat, and a system <strong>of</strong> planned storageto ensure a stable food supply.Economic stability for <strong>the</strong> farmerwas substantially achieved, albeit atgreat expense and with extraordinarygovernment oversight.Ind<strong>us</strong>try and Labor. The NationalRecovery Administration (NRA),established in 1933 with <strong>the</strong> NationalInd<strong>us</strong>trial Recovery Act (NIRA), attemptedto end cut-throat competitionby setting codes <strong>of</strong> fair competitivepractice to generate more jobsand th<strong>us</strong> more buying. Althoughwelcomed initially, <strong>the</strong> NRA wassoon criticized for over-regulationand was unable to achieve ind<strong>us</strong>trialrecovery. It was declared unconstitutionalin 1935.The NIRA had guaranteed to labor<strong>the</strong> right <strong>of</strong> collective bargainingthrough labor unions representingindividual workers, but <strong>the</strong> NRAhad failed to overcome strong b<strong>us</strong>inessopposition to independentunionism. After its demise in 1935,Congress passed <strong>the</strong> National LaborRelations Act, which restated thatguarantee and prohibited employersfrom unfairly interfering with unionactivities. It also created <strong>the</strong> NationalLabor Relations Board (NLRB) tosupervise collective bargaining, administerelections, and ensure workers<strong>the</strong> right to choose <strong>the</strong> organizationthat should represent <strong>the</strong>m indealing with employers.The great progress made in labororganization brought working peoplea growing sense <strong>of</strong> common interests,and labor’s power increasednot only in ind<strong>us</strong>try but also in politics.Roosevelt’s Democratic Partybenefited enormo<strong>us</strong>ly from <strong>the</strong>sedevelopments.THE SECOND NEW DEALIn its early years, <strong>the</strong> New Dealsponsored a remarkable series <strong>of</strong>legislative initiatives and achievedsignificant increases in productionand prices — but it did not bringan end to <strong>the</strong> Depression. As <strong>the</strong>sense <strong>of</strong> immediate crisis eased, newdemands emerged. B<strong>us</strong>inessmenmourned <strong>the</strong> end <strong>of</strong> “laissez-faire”and chafed under <strong>the</strong> regulations<strong>of</strong> <strong>the</strong> NIRA. Vocal attacks alsomounted from <strong>the</strong> political leftand right as dreamers, schemers,and politicians alike emerged wi<strong>the</strong>conomic panaceas that drew wideaudiences. Dr. Francis E. Townsendadvocated genero<strong>us</strong> old-age pensions.Fa<strong>the</strong>r Charles Coughlin, <strong>the</strong>“radio priest,” called for inflationarypolicies and blamed internationalbankers in speeches increasinglypeppered with anti-Semiticimagery. Most formidably, SenatorHuey P. Long <strong>of</strong> Louisiana, an eloquentand ruthless spokesman for<strong>the</strong> displaced, advocated a radicalredistribution <strong>of</strong> wealth. (If he hadnot been assassinated in September1935, Long very likely would havelaunched a presidential challenge toFranklin Roosevelt in 1936.)In <strong>the</strong> face <strong>of</strong> <strong>the</strong>se pressures,President Roosevelt backed a new set<strong>of</strong> economic and social measures.Prominent among <strong>the</strong>m were mea-216217


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIOUTLINE OF U.S. HISTORYsures to fight poverty, create morework for <strong>the</strong> unemployed, and providea social safety net.The Works Progress Administration(WPA), <strong>the</strong> principal reliefagency <strong>of</strong> <strong>the</strong> so-called second NewDeal, was <strong>the</strong> biggest public worksagency yet. It pursued small-scaleprojects throughout <strong>the</strong> country,constructing buildings, roads, airports,and schools. Actors, painters,m<strong>us</strong>icians, and writers wereemployed through <strong>the</strong> Federal TheaterProject, <strong>the</strong> Federal Art Project,and <strong>the</strong> Federal Writers Project.The National Youth Administrationgave part-time employmentto students, established trainingprograms, and provided aid tounemployed youth. The WPA onlyincluded about three million joblessat a time; when it was abandoned in1943, it had helped a total <strong>of</strong> ninemillion people.The New Deal’s cornerstone, accordingto Roosevelt, was <strong>the</strong> SocialSecurity Act <strong>of</strong> 1935. Social Securitycreated a system <strong>of</strong> state-administeredwelfare payments for <strong>the</strong> poor,unemployed, and disabled based onmatching state and federal contributions.It also established a nationalsystem <strong>of</strong> retirement benefits drawingon a “tr<strong>us</strong>t fund” created by employerand employee contributions.Many o<strong>the</strong>r ind<strong>us</strong>trialized nationshad already enacted such programs,but calls for such an initiative in <strong>the</strong><strong>United</strong> <strong>States</strong> had gone unheeded.Social Security today is <strong>the</strong> largestdomestic program administered by<strong>the</strong> U.S. government.To <strong>the</strong>se, Roosevelt added <strong>the</strong>National Labor Relations Act, <strong>the</strong>“Wealth Tax Act” that increasedtaxes on <strong>the</strong> wealthy, <strong>the</strong> PublicUtility Holding Company Act tobreak up large electrical utility conglomerates,and a Banking Act thatgreatly expanded <strong>the</strong> power <strong>of</strong> <strong>the</strong>Federal Reserve Board over <strong>the</strong> largeprivate banks. Also notable was <strong>the</strong>establishment <strong>of</strong> <strong>the</strong> Rural ElectrificationAdministration, which extendedelectricity into farming areasthroughout <strong>the</strong> country.A NEW COALITIONIn <strong>the</strong> 1936 election, Rooseveltwon a decisive victory over his Republicanopponent, Alf Landon <strong>of</strong>Kansas. He was personally popular,and <strong>the</strong> economy seemed near recovery.He took 60 percent <strong>of</strong> <strong>the</strong>vote and carried all but two states.A broad new coalition aligned with<strong>the</strong> Democratic Party emerged, consisting<strong>of</strong> labor, most farmers, mosturban ethnic groups, African Americans,and <strong>the</strong> traditionally DemocraticSouth. The Republican Partyreceived <strong>the</strong> support <strong>of</strong> b<strong>us</strong>iness aswell as middle-class members <strong>of</strong>small towns and suburbs. This politicalalliance, with some variationand shifting, remained intact forseveral decades.Roosevelt’s second term was atime <strong>of</strong> consolidation. The presidentmade two serio<strong>us</strong> politicalmissteps: an ill-advised, unsuccessfulattempt to enlarge <strong>the</strong> SupremeCourt and a failed effort to “purge”increasingly recalcitrant Sou<strong>the</strong>rnconservatives from <strong>the</strong> DemocraticParty. When he cut high governmentspending, moreover, <strong>the</strong> economycollapsed. These events led to<strong>the</strong> rise <strong>of</strong> a conservative coalitionin Congress that was unreceptive tonew initiatives.From 1932 to 1938 <strong>the</strong>re waswidespread public debate on <strong>the</strong>meaning <strong>of</strong> New Deal policies to<strong>the</strong> nation’s political and economiclife. Americans clearly wanted <strong>the</strong>government to take greater responsibilityfor <strong>the</strong> welfare <strong>of</strong> ordinarypeople, however uneasy <strong>the</strong>y mightbe about big government in general.The New Deal established <strong>the</strong> foundations<strong>of</strong> <strong>the</strong> modern welfare statein <strong>the</strong> <strong>United</strong> <strong>States</strong>. Roosevelt, perhaps<strong>the</strong> most imposing <strong>of</strong> <strong>the</strong> 20thcenturypresidents, had established anew standard <strong>of</strong> mass leadership.No American leader, <strong>the</strong>n orsince, <strong>us</strong>ed <strong>the</strong> radio so effectively.In a radio address in 1938, Rooseveltdeclared: “Democracy hasdisappeared in several o<strong>the</strong>r greatnations, not beca<strong>us</strong>e <strong>the</strong> people <strong>of</strong>those nations disliked democracy,but beca<strong>us</strong>e <strong>the</strong>y had grown tired<strong>of</strong> unemployment and insecurity, <strong>of</strong>seeing <strong>the</strong>ir children hungry while<strong>the</strong>y sat helpless in <strong>the</strong> face <strong>of</strong> governmentconf<strong>us</strong>ion and governmentweakness through lack <strong>of</strong> leadership.”Americans, he concluded,wanted to defend <strong>the</strong>ir liberties atany cost and understood that “<strong>the</strong>first line <strong>of</strong> <strong>the</strong> defense lies in <strong>the</strong>protection <strong>of</strong> economic security.”WAR AND UNEASYNEUTRALITYBefore Roosevelt’s second termwas well under way, his domesticprogram was overshadowed by <strong>the</strong>expansionist designs <strong>of</strong> totalitarianregimes in Japan, Italy, and Germany.In 1931 Japan had invadedManchuria, cr<strong>us</strong>hed Chinese resistance,and set up <strong>the</strong> puppet state<strong>of</strong> Manchukuo. Italy, under BenitoM<strong>us</strong>solini, enlarged its boundariesin Libya and in 1935 conqueredEthiopia. Germany, under Nazileader Adolf Hitler, militarized itseconomy and reoccupied <strong>the</strong> Rhineland(demilitarized by <strong>the</strong> Treaty <strong>of</strong>Versailles) in 1936. In 1938, Hitlerincorporated A<strong>us</strong>tria into <strong>the</strong> GermanReich and demanded cession <strong>of</strong><strong>the</strong> German-speaking Sudetenlandfrom Czechoslovakia. By <strong>the</strong>n, warseemed imminent.The <strong>United</strong> <strong>States</strong>, disill<strong>us</strong>ionedby <strong>the</strong> failure <strong>of</strong> <strong>the</strong> cr<strong>us</strong>ade fordemocracy in World War I, announcedthat in no circumstancescould any country involved in <strong>the</strong>conflict look to it for aid. Neutralitylegislation, enacted piecemealfrom 1935 to 1937, prohibited tradein arms with any warring nations,required cash for all o<strong>the</strong>r commodities,and forbade Americanflag merchant ships from carryingthose goods. The objective was toprevent, at almost any cost, <strong>the</strong> involvement<strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong> in aforeign war.With <strong>the</strong> Nazi conquest <strong>of</strong> Polandin 1939 and <strong>the</strong> outbreak <strong>of</strong>218219


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIOUTLINE OF U.S. HISTORYWorld War II, isolationist sentimentincreased, even though Americansclearly favored <strong>the</strong> victims <strong>of</strong> Hitler’saggression and supported <strong>the</strong> Allieddemocracies, Britain and France.Roosevelt could only wait until publicopinion regarding U.S. involvementwas altered by events.After <strong>the</strong> fall <strong>of</strong> France and <strong>the</strong>beginning <strong>of</strong> <strong>the</strong> German air waragainst Britain in mid-1940, <strong>the</strong> debateintensified between those in <strong>the</strong><strong>United</strong> <strong>States</strong> who favored aiding <strong>the</strong>democracies and <strong>the</strong> antiwar factionknown as <strong>the</strong> isolationists. Rooseveltdid what he could to nudgepublic opinion toward intervention.The <strong>United</strong> <strong>States</strong> joined Canadain a Mutual Board <strong>of</strong> Defense, andaligned with <strong>the</strong> Latin American republicsin extending collective protectionto <strong>the</strong> nations in <strong>the</strong> WesternHemisphere.Congress, confronted with <strong>the</strong>mounting crisis, voted immensesums for rearmament, and in September1940 passed <strong>the</strong> first peacetimeconscription bill ever enactedin <strong>the</strong> <strong>United</strong> <strong>States</strong>. In that monthalso, Roosevelt concluded a daringexecutive agreement with BritishPrime Minister Winston Churchill.The <strong>United</strong> <strong>States</strong> gave <strong>the</strong> BritishNavy 50 “overage” destroyers in returnfor British air and naval basesin Newfoundland and <strong>the</strong> NorthAtlantic.The 1940 presidential electioncampaign demonstrated that <strong>the</strong>isolationists, while vocal, were aminority. Roosevelt’s Republicanopponent, Wendell Wilkie, leanedtoward intervention. Th<strong>us</strong> <strong>the</strong> Novemberelection yielded ano<strong>the</strong>rmajority for <strong>the</strong> president, makingRoosevelt <strong>the</strong> first, and last, U. S.chief executive to be elected to athird term.In early 1941, Roosevelt got Congressto approve <strong>the</strong> Lend-LeaseProgram, which enabled him totransfer arms and equipment toany nation (notably Great Britain,later <strong>the</strong> Soviet Union and China)deemed vital to <strong>the</strong> defense <strong>of</strong> <strong>the</strong><strong>United</strong> <strong>States</strong>. Total Lend-Lease aidby war’s end would amount to morethan $50,000 million.Most remarkably, in Aug<strong>us</strong>t, hemet with Prime Minister Churchill<strong>of</strong>f <strong>the</strong> coast <strong>of</strong> Newfoundland. Thetwo leaders issued a “joint statement<strong>of</strong> war aims,” which <strong>the</strong>ycalled <strong>the</strong> Atlantic Charter. Bearinga remarkable resemblance to WoodrowWilson’s Fourteen Points, itcalled for <strong>the</strong>se objectives: no territorialaggrandizement; no territorialchanges without <strong>the</strong> consent <strong>of</strong><strong>the</strong> people concerned; <strong>the</strong> right <strong>of</strong>all people to choose <strong>the</strong>ir own form<strong>of</strong> government; <strong>the</strong> restoration <strong>of</strong>self-government to those deprived<strong>of</strong> it; economic collaboration betweenall nations; freedom fromwar, from fear, and from want forall peoples; freedom <strong>of</strong> <strong>the</strong> seas;and <strong>the</strong> abandonment <strong>of</strong> <strong>the</strong> <strong>us</strong>e<strong>of</strong> force as an instrument <strong>of</strong> internationalpolicy.America was now neutral inname only.JAPAN, PEARL HARBOR,AND WARWhile most Americans anxio<strong>us</strong>lywatched <strong>the</strong> course <strong>of</strong> <strong>the</strong> Europeanwar, tension mounted in Asia. Takingadvantage <strong>of</strong> an opportunity toimprove its strategic position, Japanboldly announced a “new order” inwhich it would exercise hegemonyover all <strong>of</strong> <strong>the</strong> Pacific. Battling forsurvival against Nazi Germany, Britainwas unable to resist, abandoningits concession in Shanghai and temporarilyclosing <strong>the</strong> Chinese supplyroute from Burma. In <strong>the</strong> summer<strong>of</strong> 1940, Japan won permissionfrom <strong>the</strong> weak Vichy government inFrance to <strong>us</strong>e airfields in nor<strong>the</strong>rnIndochina (North Vietnam). ThatSeptember <strong>the</strong> Japanese formallyjoined <strong>the</strong> Rome-Berlin Axis. The<strong>United</strong> <strong>States</strong> countered with anembargo on <strong>the</strong> export <strong>of</strong> scrap ironto Japan.In July 1941 <strong>the</strong> Japanese occupiedsou<strong>the</strong>rn Indochina (SouthVietnam), signaling a probablemove southward toward <strong>the</strong> oil, tin,and rubber <strong>of</strong> British Malaya and<strong>the</strong> Dutch East Indies. The <strong>United</strong><strong>States</strong>, in response, froze Japaneseassets and initiated an embargo on<strong>the</strong> one commodity Japan neededabove all o<strong>the</strong>rs — oil.General Hideki Tojo becameprime minister <strong>of</strong> Japan that October.In mid-November, he sent aspecial envoy to <strong>the</strong> <strong>United</strong> <strong>States</strong>to meet with Secretary <strong>of</strong> StateCordell Hull. Among o<strong>the</strong>r things,Japan demanded that <strong>the</strong> <strong>United</strong><strong>States</strong> release Japanese assets andstop U.S. naval expansion in <strong>the</strong>Pacific. Hull countered with a proposalfor Japanese withdrawal fromall its conquests. The swift Japaneserejection on December 1 left <strong>the</strong>talks stalemated.On <strong>the</strong> morning <strong>of</strong> December 7,Japanese carrier-based planes executeda devastating surprise attackagainst <strong>the</strong> U.S. Pacific Fleet at PearlHarbor, Hawaii.Twenty-one ships were destroyedor temporarily disabled; 323 aircraftwere destroyed or damaged; 2,388soldiers, sailors, and civilians werekilled. However, <strong>the</strong> U.S. aircraftcarriers that would play such a criticalrole in <strong>the</strong> ensuing naval war in<strong>the</strong> Pacific were at sea and not anchoredat Pearl Harbor.American opinion, still dividedabout <strong>the</strong> war in Europe, was unifiedovernight by what PresidentRoosevelt called “a day that willlive in infamy.” On December 8,Congress declared a state <strong>of</strong> warwith Japan; three days later Germanyand Italy declared war on <strong>the</strong><strong>United</strong> <strong>States</strong>.MOBILIZATION FORTOTAL WARThe nation rapidly geared itself formobilization <strong>of</strong> its people and itsentire ind<strong>us</strong>trial capacity. Over <strong>the</strong>next three-and-a-half years, war ind<strong>us</strong>tryachieved staggering productiongoals — 300,000 aircraft, 5,000cargo ships, 60,000 landing craft,86,000 tanks. Women workers, ex-220221


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIOUTLINE OF U.S. HISTORYemplified by “Rosie <strong>the</strong> Riveter,”played a bigger part in ind<strong>us</strong>trialproduction than ever before. Totalstrength <strong>of</strong> <strong>the</strong> U.S. armed forces at<strong>the</strong> end <strong>of</strong> <strong>the</strong> war was more than12 million. All <strong>the</strong> nation’s activities— farming, manufacturing,mining, trade, labor, investment,communications, even educationand cultural undertakings — werein some fashion brought under newand enlarged controls.As a result <strong>of</strong> Pearl Harbor and<strong>the</strong> fear <strong>of</strong> Asian espionage, Americansalso committed what waslater recognized as an act <strong>of</strong> intolerance:<strong>the</strong> internment <strong>of</strong> JapaneseAmericans. In February 1942, nearly120,000 Japanese Americans residingin California were removed from<strong>the</strong>ir homes and interned behindbarbed wire in 10 wretched temporarycamps, later to be moved to“relocation centers” outside isolatedSouthwestern towns.Nearly 63 percent <strong>of</strong> <strong>the</strong>se JapaneseAmericans were AmericanbornU.S. citizens. A few were Japanesesympathizers, but no evidence<strong>of</strong> espionage ever surfaced. O<strong>the</strong>rsvolunteered for <strong>the</strong> U.S. Army andfought with distinction and valorin two infantry units on <strong>the</strong> Italianfront. Some served as interpretersand translators in <strong>the</strong> Pacific.In 1983 <strong>the</strong> U.S. government acknowledged<strong>the</strong> inj<strong>us</strong>tice <strong>of</strong> internmentwith limited payments to thoseJapanese-Americans <strong>of</strong> that era whowere still living.THE WAR IN NORTH AFRICAAND EUROPESoon after <strong>the</strong> <strong>United</strong> <strong>States</strong> entered<strong>the</strong> war, <strong>the</strong> <strong>United</strong> <strong>States</strong>,Britain, and <strong>the</strong> Soviet Union (atwar with Germany since June 22,1941) decided that <strong>the</strong>ir primarymilitary effort was to be concentratedin Europe.Throughout 1942, British andGerman forces fought inconcl<strong>us</strong>iveback-and-forth battles across Libyaand Egypt for control <strong>of</strong> <strong>the</strong> SuezCanal. But on October 23, Britishforces commanded by GeneralSir Bernard Montgomery struck at<strong>the</strong> Germans from El Alamein.Equipped with a tho<strong>us</strong>and tanks,many made in America, <strong>the</strong>y defeatedGeneral Erwin Rommel’s armyin a grinding two-week campaign.On November 7, American and Britisharmed forces landed in FrenchNorth Africa. Squeezed betweenforces advancing from east and west,<strong>the</strong> Germans were p<strong>us</strong>hed back and,after fierce resistance, surrenderedin May 1943.The year 1942 was also <strong>the</strong> turningpoint on <strong>the</strong> Eastern Front. TheSoviet Union, suffering immenselosses, stopped <strong>the</strong> Nazi invasion at<strong>the</strong> gates <strong>of</strong> Leningrad and Moscow.In <strong>the</strong> winter <strong>of</strong> 1942-43, <strong>the</strong> RedArmy defeated <strong>the</strong> Germans at Stalingrad(Volgograd) and began <strong>the</strong>long <strong>of</strong>fensive that would take <strong>the</strong>mto Berlin in 1945.In July 1943 British and Americanforces invaded Sicily and woncontrol <strong>of</strong> <strong>the</strong> island in a month.During that time, Benito M<strong>us</strong>solinifell from power in Italy. Hissuccessors began negotiations with<strong>the</strong> Allies and surrendered immediatelyafter <strong>the</strong> invasion <strong>of</strong> <strong>the</strong> Italianmainland in September. However,<strong>the</strong> German Army had by <strong>the</strong>ntaken control <strong>of</strong> <strong>the</strong> peninsula. Thefight against Nazi forces in Italy wasbitter and protracted. Rome was notliberated until June 4, 1944. As <strong>the</strong>Allies slowly moved north, <strong>the</strong>y builtairfields from which <strong>the</strong>y made devastatingair raids against railroads,factories, and weapon emplacementsin sou<strong>the</strong>rn Germany and centralEurope, including <strong>the</strong> oil installationsat Ploesti, Romania.Late in 1943 <strong>the</strong> Allies, after muchdebate over strategy, decided to opena front in France to compel <strong>the</strong> Germansto divert far larger forces from<strong>the</strong> Soviet Union.U.S. General Dwight D. Eisenhowerwas appointed SupremeCommander <strong>of</strong> Allied Forces in Europe.After immense preparations,on June 6, 1944, a U.S., British, andCanadian invasion army, protectedby a greatly superior air force, landedon five beaches in Normandy.With <strong>the</strong> beachheads establishedafter heavy fighting, more troopspoured in, and p<strong>us</strong>hed <strong>the</strong> Germansback in one bloody engagement afterano<strong>the</strong>r. On Aug<strong>us</strong>t 25 Paris wasliberated.The Allied <strong>of</strong>fensive stalled thatfall, <strong>the</strong>n suffered a setback in easternBelgium during <strong>the</strong> winter, butin March, <strong>the</strong> Americans and Britishwere across <strong>the</strong> Rhine and <strong>the</strong> R<strong>us</strong>siansadvancing irresistibly from <strong>the</strong>East. On May 7, Germany surrenderedunconditionally.THE WAR IN THE PACIFICU.S. troops were forced to surrenderin <strong>the</strong> Philippines in early 1942,but <strong>the</strong> Americans rallied in <strong>the</strong>following months. General James“Jimmy” Doolittle led U.S. Armybombers on a raid over Tokyo inApril; it had little actual militarysignificance, but gave Americans animmense psychological boost.In May, at <strong>the</strong> Battle <strong>of</strong> <strong>the</strong> CoralSea — <strong>the</strong> first naval engagement in<strong>history</strong> in which all <strong>the</strong> fighting wasdone by carrier-based planes — aJapanese naval invasion fleet sentto strike at sou<strong>the</strong>rn New Guineaand A<strong>us</strong>tralia was turned back by aU.S. task force in a close battle. A fewweeks later, <strong>the</strong> naval Battle <strong>of</strong> Midwayin <strong>the</strong> central Pacific resulted in<strong>the</strong> first major defeat <strong>of</strong> <strong>the</strong> JapaneseNavy, which lost four aircraft carriers.Ending <strong>the</strong> Japanese advanceacross <strong>the</strong> central Pacific, Midwaywas <strong>the</strong> turning point.O<strong>the</strong>r battles also contributedto Allied success. The six-monthland and sea battle for <strong>the</strong> island <strong>of</strong>Guadalcanal (Aug<strong>us</strong>t 1942-February1943) was <strong>the</strong> first major U.S.ground victory in <strong>the</strong> Pacific. Formost <strong>of</strong> <strong>the</strong> next two years, Americanand A<strong>us</strong>tralian troops fought<strong>the</strong>ir way northward from <strong>the</strong>South Pacific and westward from<strong>the</strong> Central Pacific, capturing <strong>the</strong>Solomons, <strong>the</strong> Gilberts, <strong>the</strong> Mar-222223


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIOUTLINE OF U.S. HISTORYshalls, and <strong>the</strong> Marianas in a series<strong>of</strong> amphibio<strong>us</strong> assaults.THE POLITICS OF WARAllied military efforts were accompaniedby a series <strong>of</strong> importantinternational meetings on <strong>the</strong> politicalobjectives <strong>of</strong> <strong>the</strong> war. In January1943 at Casablanca, Morocco, anAnglo-American conference decidedthat no peace would be concludedwith <strong>the</strong> Axis and its Balkansatellites except on <strong>the</strong> basis <strong>of</strong> “unconditionalsurrender.” This term,insisted upon by Roosevelt, soughtto assure <strong>the</strong> people <strong>of</strong> all <strong>the</strong> fightingnations that no separate peacenegotiations would be carried onwith representatives <strong>of</strong> Fascism andNazism and <strong>the</strong>re would be no compromise<strong>of</strong> <strong>the</strong> war’s idealistic objectives.Axis propagandists, <strong>of</strong> course,<strong>us</strong>ed it to assert that <strong>the</strong> Allies wereengaged in a war <strong>of</strong> extermination.At Cairo, in November 1943,Roosevelt and Churchill met withNationalist Chinese leader ChiangKai-shek to agree on terms for Japan,including <strong>the</strong> relinquishment<strong>of</strong> gains from past aggression. AtTehran, shortly afterward, Roosevelt,Churchill, and Soviet leaderJoseph Stalin made basic agreementson <strong>the</strong> postwar occupation <strong>of</strong> Germanyand <strong>the</strong> establishment <strong>of</strong> anew international organization, <strong>the</strong><strong>United</strong> Nations.In February 1945, <strong>the</strong> three Alliedleaders met again at Yalta (nowin Ukraine), with victory seeminglysecure. There, <strong>the</strong> Soviet Union secretlyagreed to enter <strong>the</strong> war againstJapan three months after <strong>the</strong> surrender<strong>of</strong> Germany. In return, <strong>the</strong>USSR would gain effective control <strong>of</strong>Manchuria and receive <strong>the</strong> JapaneseKurile Islands as well as <strong>the</strong> sou<strong>the</strong>rnhalf <strong>of</strong> Sakhalin Island. The easternboundary <strong>of</strong> Poland was set roughlyat <strong>the</strong> Curzon line <strong>of</strong> 1919, th<strong>us</strong> giving<strong>the</strong> USSR half its prewar territory.Disc<strong>us</strong>sion <strong>of</strong> reparations to becollected from Germany — paymentdemanded by Stalin and opposed byRoosevelt and Churchill — was inconcl<strong>us</strong>ive.Specific arrangementswere made concerning Allied occupationin Germany and <strong>the</strong> trial andpunishment <strong>of</strong> war criminals. Alsoat Yalta it was agreed that <strong>the</strong> greatpowers in <strong>the</strong> Security Council <strong>of</strong><strong>the</strong> proposed <strong>United</strong> Nations shouldhave <strong>the</strong> right <strong>of</strong> veto in matters affecting<strong>the</strong>ir security.Two months after his returnfrom Yalta, Franklin Roosevelt died<strong>of</strong> a cerebral hemorrhage while vacationingin Georgia. Few figuresin U.S. <strong>history</strong> have been so deeplymourned, and for a time <strong>the</strong> Americanpeople suffered from a numbingsense <strong>of</strong> irreparable loss. Vice PresidentHarry Truman, former senatorfrom Missouri, succeeded him.WAR, VICTORY, ANDTHE BOMBThe final battles in <strong>the</strong> Pacific wereamong <strong>the</strong> war’s bloodiest. In June1944, <strong>the</strong> Battle <strong>of</strong> <strong>the</strong> Philippine Seaeffectively destroyed Japanese navalair power, forcing <strong>the</strong> resignation <strong>of</strong>Japanese Prime Minister Tojo. GeneralDouglas MacArthur — whohad reluctantly left <strong>the</strong> Philippinestwo years before to escape Japanesecapture — returned to <strong>the</strong> islands inOctober. The accompanying Battle<strong>of</strong> Leyte Gulf, <strong>the</strong> largest naval engagementever fought, was <strong>the</strong> finaldecisive defeat <strong>of</strong> <strong>the</strong> Japanese Navy.By February 1945, U.S. forces hadtaken Manila.Next, <strong>the</strong> <strong>United</strong> <strong>States</strong> set itssight on <strong>the</strong> strategic island <strong>of</strong> IwoJima in <strong>the</strong> Bonin Islands, abouthalfway between <strong>the</strong> Marianas andJapan. The Japanese, trained to diefighting for <strong>the</strong> Emperor, made suicidal<strong>us</strong>e <strong>of</strong> natural caves and rockyterrain. U.S. forces took <strong>the</strong> islandby mid-March, but not before losing<strong>the</strong> lives <strong>of</strong> some 6,000 U.S.Marines. Nearly all <strong>the</strong> Japanese defendersperished. By now <strong>the</strong> <strong>United</strong><strong>States</strong> was undertaking extensive airattacks on Japanese shipping andairfields and wave after wave <strong>of</strong> incendiarybombing attacks againstJapanese cities.At Okinawa (April 1-June 21,1945), <strong>the</strong> Americans met even fiercerresistance. With few <strong>of</strong> <strong>the</strong> defenderssurrendering, <strong>the</strong> U.S. Armyand Marines were forced to wage awar <strong>of</strong> annihilation. Waves <strong>of</strong> Kamikazesuicide planes pounded <strong>the</strong><strong>of</strong>fshore Allied fleet, inflicting moredamage than at Leyte Gulf. Japanlost 90-100,000 troops and probablyas many Okinawan civilians.U.S. losses were more than 11,000killed and nearly 34,000 wounded.Most Americans saw <strong>the</strong> fighting asa preview <strong>of</strong> what <strong>the</strong>y would face ina planned invasion <strong>of</strong> Japan.The heads <strong>of</strong> <strong>the</strong> U.S., British,and Soviet governments met at Potsdam,a suburb outside Berlin, fromJuly 17 to Aug<strong>us</strong>t 2, 1945, to disc<strong>us</strong>soperations against Japan, <strong>the</strong> peacesettlement in Europe, and a policyfor <strong>the</strong> future <strong>of</strong> Germany. Perhapspresaging <strong>the</strong> coming end <strong>of</strong> <strong>the</strong> alliance,<strong>the</strong>y had no trouble on vaguematters <strong>of</strong> principle or <strong>the</strong> practicalissues <strong>of</strong> military occupation, butreached no agreement on many tangibleissues, including reparations.The day before <strong>the</strong> Potsdam Conferencebegan, U.S. nuclear scientistsengaged in <strong>the</strong> secret ManhattanProject exploded an atomic bombnear Alamogordo, New Mexico. Thetest was <strong>the</strong> culmination <strong>of</strong> threeyears <strong>of</strong> intensive research in laboratoriesacross <strong>the</strong> <strong>United</strong> <strong>States</strong>. Itlay behind <strong>the</strong> Potsdam Declaration,issued on July 26 by <strong>the</strong> <strong>United</strong><strong>States</strong> and Britain, promising thatJapan would nei<strong>the</strong>r be destroyednor enslaved if it surrendered. IfJapan continued <strong>the</strong> war, however,it would meet “prompt and utterdestruction.” President Truman,calculating that an atomic bombmight be <strong>us</strong>ed to gain Japan’s surrendermore quickly and with fewercasualties than an invasion <strong>of</strong> <strong>the</strong>mainland, ordered that <strong>the</strong> bomb be<strong>us</strong>ed if <strong>the</strong> Japanese did not surrenderby Aug<strong>us</strong>t 3.A committee <strong>of</strong> U.S. military andpolitical <strong>of</strong>ficials and scientists hadconsidered <strong>the</strong> question <strong>of</strong> targetsfor <strong>the</strong> new weapon. Secretary <strong>of</strong>224225


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIOUTLINE OF U.S. HISTORYWar Henry L. Stimson argued successfullythat Kyoto, Japan’s ancientcapital and a repository <strong>of</strong> manynational and religio<strong>us</strong> treasures, betaken out <strong>of</strong> consideration. Hiroshima,a center <strong>of</strong> war ind<strong>us</strong>triesand military operations, became <strong>the</strong>first objective.On Aug<strong>us</strong>t 6, a U.S. plane, <strong>the</strong>Enola Gay, dropped an atomic bombon <strong>the</strong> city <strong>of</strong> Hiroshima. On Aug<strong>us</strong>t9, a second atomic bomb wasdropped, this time on Nagasaki.The bombs destroyed large sections<strong>of</strong> both cities, with massive loss <strong>of</strong>life. On Aug<strong>us</strong>t 8, <strong>the</strong> USSR declaredwar on Japan and attacked Japaneseforces in Manchuria. On Aug<strong>us</strong>t14, Japan agreed to <strong>the</strong> terms set atPotsdam. On September 2, 1945,Japan formally surrendered. Americanswere relieved that <strong>the</strong> bombhastened <strong>the</strong> end <strong>of</strong> <strong>the</strong> war. Therealization <strong>of</strong> <strong>the</strong> full implications <strong>of</strong>nuclear weapons’ awesome destructivenesswould come later.Within a month, on October24, <strong>the</strong> <strong>United</strong> Nations came intoexistence following <strong>the</strong> meeting <strong>of</strong>representatives <strong>of</strong> 50 nations in SanFrancisco, California. The constitution<strong>the</strong>y drafted outlined a worldorganization in which internationaldifferences could be disc<strong>us</strong>sedpeacefully and common ca<strong>us</strong>e madeagainst hunger and disease. In contrastto its rejection <strong>of</strong> U.S. membershipin <strong>the</strong> League <strong>of</strong> Nationsafter World War I, <strong>the</strong> U.S. Senatepromptly ratified <strong>the</strong> U.N. Charterby an 89 to 2 vote. This action confirmed<strong>the</strong> end <strong>of</strong> <strong>the</strong> spirit <strong>of</strong> isolationismas a dominating element inAmerican foreign policy.In November 1945 at Nuremberg,Germany, <strong>the</strong> criminal trials<strong>of</strong> 22 Nazi leaders, provided for atPotsdam, took place. Before a group<strong>of</strong> distinguished jurists from Britain,France, <strong>the</strong> Soviet Union, and<strong>the</strong> <strong>United</strong> <strong>States</strong>, <strong>the</strong> Nazis were acc<strong>us</strong>ednot only <strong>of</strong> plotting and wagingaggressive war but also <strong>of</strong> violating<strong>the</strong> laws <strong>of</strong> war and <strong>of</strong> humanityin <strong>the</strong> systematic genocide, known as<strong>the</strong> Holoca<strong>us</strong>t, <strong>of</strong> European Jews ando<strong>the</strong>r peoples. The trials lasted morethan 10 months. Twenty-two defendantswere convicted, 12 <strong>of</strong> <strong>the</strong>msentenced to death. Similar proceedingswould be held against Japanesewar leaders. 9THE RISE OF INDUSTRIAL UNIONSWhile <strong>the</strong> 1920s were years <strong>of</strong> relative prosperity in <strong>the</strong> <strong>United</strong> <strong>States</strong>, <strong>the</strong>workers in ind<strong>us</strong>tries such as steel, automobiles, rubber, and textiles benefitedless than <strong>the</strong>y would later in <strong>the</strong> years after World War II. Working conditionsin many <strong>of</strong> <strong>the</strong>se ind<strong>us</strong>tries did improve. Some companies in <strong>the</strong> 1920s beganto institute “welfare capitalism” by <strong>of</strong>fering workers vario<strong>us</strong> pension, pr<strong>of</strong>itsharing,stock option, and health plans to ensure <strong>the</strong>ir loyalty. Still, shop floorenvironments were <strong>of</strong>ten hard and authoritarian.The 1920s saw <strong>the</strong> mass production ind<strong>us</strong>tries redouble <strong>the</strong>ir efforts toprevent <strong>the</strong> growth <strong>of</strong> unions, which under <strong>the</strong> American Federation <strong>of</strong> Labor(AFL) had enjoyed some success during World War I. They did so by <strong>us</strong>ingspies and armed strikebreakers and by firing those s<strong>us</strong>pected <strong>of</strong> union sympathies.Independent unions were <strong>of</strong>ten acc<strong>us</strong>ed <strong>of</strong> being Communist. At <strong>the</strong>same time, many companies formed <strong>the</strong>ir own compliant employee organizations,<strong>of</strong>ten called “company unions.”Traditionally, state legislatures, reflecting <strong>the</strong> views <strong>of</strong> <strong>the</strong> American middleclass, supported <strong>the</strong> concept <strong>of</strong> <strong>the</strong> “open shop,” which prevented a unionfrom being <strong>the</strong> excl<strong>us</strong>ive representative <strong>of</strong> all workers. This made it easier forcompanies to deny unions <strong>the</strong> right to collective bargaining and block unionizationthrough court enforcement.Between 1920 and 1929, union membership in <strong>the</strong> <strong>United</strong> <strong>States</strong>dropped from about five million to three-and-a-half million. The large unskilledor semi-skilled ind<strong>us</strong>tries remained unorganized.The onset <strong>of</strong> <strong>the</strong> Great Depression led to widespread unemployment. By1933 <strong>the</strong>re were over 12 million Americans out <strong>of</strong> work. In <strong>the</strong> automobile ind<strong>us</strong>try,for example, <strong>the</strong> work force was cut in half between 1929 and 1933. At<strong>the</strong> same time, wages dropped by two-thirds.The election <strong>of</strong> Franklin Roosevelt, however, was to change <strong>the</strong> stat<strong>us</strong> <strong>of</strong><strong>the</strong> American ind<strong>us</strong>trial worker forever. The first indication that Roosevelt wasinterested in <strong>the</strong> well-being <strong>of</strong> workers came with <strong>the</strong> appointment <strong>of</strong> FrancesPerkins, a prominent social welfare advocate, to be his secretary <strong>of</strong> labor.(Perkins was also <strong>the</strong> first woman to hold a Cabinet-level position.) The farreachingNational Ind<strong>us</strong>trial Recovery Act sought to raise ind<strong>us</strong>trial wages,limit <strong>the</strong> hours in a work week, and eliminate child labor. Most importantly,<strong>the</strong> law recognized <strong>the</strong> right <strong>of</strong> employees “to organize and bargain collectivelythrough representatives <strong>of</strong> <strong>the</strong>ir own choosing.”John L. Lewis, <strong>the</strong> feisty and articulate head <strong>of</strong> <strong>the</strong> <strong>United</strong> Mine Workers(UMW), understood more than any o<strong>the</strong>r labor leader what <strong>the</strong> New Dealmeant for workers. Stressing Roosevelt’s support, Lewis engineered a major226227


CHAPTER 11: THE NEW DEAL AND WORLD WAR IIunionizing campaign, rebuilding <strong>the</strong> UMW’s declining membership from150,000 to over 500,000 within a year.Lewis was eager to get <strong>the</strong> AFL, where he was a member <strong>of</strong> <strong>the</strong> ExecutiveCouncil, to launch a similar drive in <strong>the</strong> mass production ind<strong>us</strong>tries. But<strong>the</strong> AFL, with its historic foc<strong>us</strong> on <strong>the</strong> skilled trade worker, was unwilling todo so. After a bitter internal feud, Lewis and a few o<strong>the</strong>rs broke with <strong>the</strong> AFLto set up <strong>the</strong> Committee for Ind<strong>us</strong>trial Organization (CIO), later <strong>the</strong> Congress<strong>of</strong> Ind<strong>us</strong>trial Organizations. The passage <strong>of</strong> <strong>the</strong> National Labor Relations Act(NLRA) in 1935 and <strong>the</strong> friendly attitude <strong>of</strong> <strong>the</strong> National Labor RelationsBoard put <strong>the</strong> power and authority <strong>of</strong> <strong>the</strong> federal government behind <strong>the</strong> CIO.Its first targets were <strong>the</strong> notorio<strong>us</strong>ly anti-union auto and steel ind<strong>us</strong>tries.In late 1936 a series <strong>of</strong> sit-down strikes, orchestrated by <strong>the</strong> fledgling <strong>United</strong>Auto Workers union under Walter Reu<strong>the</strong>r, erupted at General Motors plantsin Cleveland, Ohio, and Flint, Michigan. Soon 135,000 workers were involvedand GM production ground to a halt.With <strong>the</strong> sympa<strong>the</strong>tic governor <strong>of</strong> Michigan ref<strong>us</strong>ing to evict <strong>the</strong> strikers,a settlement was reached in early 1937. By September <strong>of</strong> that year, <strong>the</strong> <strong>United</strong>Auto Workers had contracts with 400 companies involved in <strong>the</strong> automobileind<strong>us</strong>try, assuring workers a minimum wage <strong>of</strong> 75 cents per hour and a 40-hour work week.In <strong>the</strong> first six months <strong>of</strong> its existence, <strong>the</strong> Steel Workers OrganizingCommittee (SWOC), headed by Lewis lieutenant Philip Murray, picked up125,000 members. The major American steel company, U.S. Steel, realizingthat times had changed, also came to terms in 1937. That same year <strong>the</strong> SupremeCourt upheld <strong>the</strong> constitutionality <strong>of</strong> <strong>the</strong> NLRA. Subsequently, smallercompanies, traditionally even more anti-union than <strong>the</strong> large corporations,gave in. One by one, o<strong>the</strong>r ind<strong>us</strong>tries — rubber, oil, electronics, and textiles— also followed suit.The rise <strong>of</strong> big labor had two major long-term impacts. It became <strong>the</strong>organizational core <strong>of</strong> <strong>the</strong> national Democratic Party, and it gained materialbenefits for its members that all but erased <strong>the</strong> economic distinction betweenworking-class and middle-class America.In <strong>the</strong> depths <strong>of</strong> <strong>the</strong> Great Depression, March 1933, anxio<strong>us</strong> depositors line upoutside <strong>of</strong> a New York bank. The new president, Franklin D. Roosevelt,had j<strong>us</strong>t temporarily closed <strong>the</strong> nation’s banks to end <strong>the</strong> drain on <strong>the</strong>banks’ reserves. Only those banks that were still solvent were permittedto reopen after a four-day “bank holiday.”T U R M O I L A N DCHANGEA P I C T U R E P R O F I L EFor <strong>the</strong> <strong>United</strong> <strong>States</strong>, <strong>the</strong> 20th century was a period <strong>of</strong> extraordinaryturmoil and change. In <strong>the</strong>se decades, <strong>the</strong> nation endured <strong>the</strong> worsteconomic depression in its <strong>history</strong>; emerged triumphant, with <strong>the</strong>Allies, in World War II; assumed a role <strong>of</strong> global leadership in <strong>the</strong>century’s twilight conflict known as <strong>the</strong> Cold War; and underwent aremarkable social, economic, and political transition at home. Whereonce <strong>the</strong> <strong>United</strong> <strong>States</strong> transformed itself over <strong>the</strong> slow march <strong>of</strong>centuries, it now seemed to reinvent itself almost by decades.228 229


Men and women strikers dance <strong>the</strong> time away on March 11, 1937, during a strikeat <strong>the</strong> Chevrolet Fisher Body Plants in St. Louis, Missouri. Strikes such as <strong>the</strong>sesucceeded in winning union recognition for ind<strong>us</strong>trial workers throughout<strong>the</strong> country in <strong>the</strong> 1930s.President Franklin D. Roosevelt signs perhaps <strong>the</strong> most far-reaching legislation<strong>of</strong> <strong>the</strong> New Deal: <strong>the</strong> Social Security Act <strong>of</strong> 1935. Today, Social Security, one <strong>of</strong><strong>the</strong> largest government programs in <strong>the</strong> <strong>United</strong> <strong>States</strong>, provides retirement anddisability income to millions <strong>of</strong> Americans.World War II in <strong>the</strong> Pacific was characterized by large-scale naval and air battles.Here, a Japanese plane plunges down in flames during an attack on a U.S. carrierfleet in <strong>the</strong> Mariana Islands, June 1944. U.S. Army and Marine forces’ “island hopping”campaign began at Guadalcanal in Aug<strong>us</strong>t 1942 and ended with <strong>the</strong> assault onOkinawa in April 1945.230 231


Assembly line <strong>of</strong> P-38 Lightningfighter planes during World WarII. With its massive output <strong>of</strong> warmateriel, <strong>the</strong> <strong>United</strong> <strong>States</strong> became,in <strong>the</strong> words <strong>of</strong> President Roosevelt,“<strong>the</strong> arsenal <strong>of</strong> democracy.”Top, General Dwight Eisenhower, Supreme Commander in Europe, talks withparatroopers shortly before <strong>the</strong> Normandy invasion, June 6, 1944.Above, General Douglas MacArthur (center) had declared, “I shall return,”when he escaped from advancing Japanese forces in <strong>the</strong> Philippines in 1942.Two years later, he made good on his promise and waded ashore at Leyte asAmerican forces began <strong>the</strong> liberation <strong>of</strong> <strong>the</strong> Philippines.Japanese Americans awaitrelocation to internmentcamps in <strong>the</strong> worst violation<strong>of</strong> human rights that occurredinside <strong>the</strong> <strong>United</strong> <strong>States</strong>during World II.232 233


In perhaps <strong>the</strong> mostfamo<strong>us</strong> photographin American political<strong>history</strong>, President HarryTruman holds al<strong>of</strong>t anewspaper wronglyannouncing his defeatby Republican nomineeThomas Dewey in<strong>the</strong> 1948 presidentialelection. Truman’scome-from-behindvictory surprised allpolitical expertsthat day.Meeting <strong>of</strong> British PrimeMinister Winston Churchill,President Roosevelt, andSoviet leader Josef Stalinat Yalta in February 1945.Disagreements over <strong>the</strong>future <strong>of</strong> Europe anticipated<strong>the</strong> division <strong>of</strong> <strong>the</strong> Europeancontinent that remained afixture <strong>of</strong> <strong>the</strong> Cold War.U.S. troops witness anuclear test in <strong>the</strong> Nevadadesert in 1951. The threat <strong>of</strong>nuclear weapons remaineda constant and omino<strong>us</strong> fact<strong>of</strong> life throughout <strong>the</strong>Cold War era.U.S. infantry fire against North Korean forces invading South Korea in 1951,in a conflict that lasted three painful years.234


At a congressional hearing in 1954, Senator Joseph McCarthy points to a mappurportedly showing Communist Party influence in <strong>the</strong> <strong>United</strong> <strong>States</strong> in 1950.His chief antagonist at <strong>the</strong> hearing, lawyer Joseph Welch, sits at left. Welchsuccessfully discredited McCarthy at <strong>the</strong>se hearings, which were among <strong>the</strong>first to be televised across <strong>the</strong> country.Jackie Robinson, sliding home in a 1948 baseball game. Robinson broke <strong>the</strong>color barrier against black pr<strong>of</strong>essional baseball players when he joined <strong>the</strong>Brooklyn Dodgers and became one <strong>of</strong> <strong>the</strong> stars <strong>of</strong> <strong>the</strong> game.Portrait <strong>of</strong> President DwightEisenhower, whose genial,reassuring personalitydominated <strong>the</strong> decade <strong>of</strong><strong>the</strong> 1950s.236 237


Lucille Ball (second from left) with her supporting cast, including h<strong>us</strong>bandDesi Arnaz (standing), on one <strong>of</strong> <strong>the</strong> most popular television comedy shows <strong>of</strong> <strong>the</strong>1950s, I Love Lucy. The show established many <strong>of</strong> <strong>the</strong> techniques and conventionsshared by hundreds <strong>of</strong> <strong>the</strong> televised “situation comedies” that followed.America’s first star <strong>of</strong> rock and roll, Elvis Presley, performing on television’s “EdSullivan Show,” September 9, 1956. Today, years after his death, he is stillrevered by legions <strong>of</strong> his fans as “The King.”238 239


Above, Rosa Parks sits in one <strong>of</strong> <strong>the</strong> front seats <strong>of</strong> a city b<strong>us</strong> following<strong>the</strong> successful boycott <strong>of</strong> <strong>the</strong> b<strong>us</strong> system in 1955-56 by African-American citizens <strong>of</strong> Montgomery, Alabama. The boycott wasorganized to protest <strong>the</strong> practice <strong>of</strong> segregation in which AfricanAmericans were forced to sit in <strong>the</strong> back <strong>of</strong> <strong>the</strong> b<strong>us</strong>. The SupremeCourt agreed that this practice was a constitutional violation ayear after <strong>the</strong> boycott began. The great leader <strong>of</strong> <strong>the</strong> civil rightsmovement in America, Martin Lu<strong>the</strong>r King Jr., gained nationalprominence through <strong>the</strong> Montgomery b<strong>us</strong> boycott.Opposite page, right, Martin Lu<strong>the</strong>r King Jr. escorts children to aprevio<strong>us</strong>ly all-white public school in Grenada, Mississippi, in 1966.Although school segregation was outlawed in <strong>the</strong> landmark Brownv. Board <strong>of</strong> Education decision <strong>of</strong> <strong>the</strong> Supreme Court in 1954, it tookdecades <strong>of</strong> protest, political pressure, and additional court decisionsto enforce school desegregation across <strong>the</strong> country.240 241


President John F. Kennedy addresses nearly a quarter <strong>of</strong> a million Germans inWest Berlin in June 1963. Honoring <strong>the</strong> courage <strong>of</strong> those living in one <strong>of</strong> <strong>the</strong>flash points <strong>of</strong> <strong>the</strong> Cold War, he said, “All free men, wherever <strong>the</strong>y may live, arecitizens <strong>of</strong> Berlin, and <strong>the</strong>refore, as a free man, I take pride in <strong>the</strong> words, ‘Ich bin einBerliner’ (I am a Berliner.)”242Ratification document for<strong>the</strong> 1963 Limited NuclearTest Ban Treaty, one <strong>of</strong><strong>the</strong> first arms controlagreements between <strong>the</strong>West and <strong>the</strong> Soviet bloc,which ended atmosphericnuclear testing.


Thurgood Marshall, one <strong>of</strong> <strong>the</strong> champions <strong>of</strong> equal rights for all Americans. Asa counsel for <strong>the</strong> National Association for <strong>the</strong> Advancement <strong>of</strong> Colored People(NAACP), Marshall successfully argued <strong>the</strong> landmark 1954 Brown v. Board <strong>of</strong>Education case before <strong>the</strong> Supreme Court, which outlawed segregation in publicschools. He later served a distinguished career as a j<strong>us</strong>tice <strong>of</strong> <strong>the</strong> Supreme Court.President Lyndon B. Johnson, born in Texas, was Senate majority leader in <strong>the</strong>Eisenhower years and vice president under John F. Kennedy before becomingpresident. One <strong>of</strong> <strong>the</strong> most powerful political personalities to serve in Washington,Johnson engineered <strong>the</strong> most ambitio<strong>us</strong> domestic legislative agenda throughCongress since Roosevelt’s New Deal. The Vietnam War ended his presidency,however, since it divided <strong>the</strong> nation.244 245


A U.S. Army unit searches for snipers while onpatrol in South Vietnam in 1965. From 60,000troops in 1965, U.S. forces grew to more than540,000 by 1969, in a conflict that divided<strong>the</strong> nation more bitterly than any o<strong>the</strong>r in <strong>the</strong>20th century. The last U.S. combat forces leftVietnam in 1973.247


Antiwar demonstrators and police clash during violent protests at <strong>the</strong> 1968Democratic National Convention in Chicago, Illinois. Antiwar candidates at<strong>the</strong> convention lost <strong>the</strong> presidential nomination to Lyndon Johnson’s vicepresident, Hubert Humphrey.The crest <strong>of</strong> <strong>the</strong> counterculture wave in <strong>the</strong> <strong>United</strong><strong>States</strong>: <strong>the</strong> three-day 1969 outdoor rock concertand ga<strong>the</strong>ring known as Woodstock.Two <strong>of</strong> <strong>the</strong> leaders <strong>of</strong> <strong>the</strong> women’s movement in <strong>the</strong> 1960s: Kate Millett (left),author <strong>of</strong> a controversial book <strong>of</strong> <strong>the</strong> time, Sexual Politics, and journalist andactivist Gloria Steinem.248 249


Mexican-American labor activist CésarChávez (center) talking with grapepickers in <strong>the</strong> field in 1968. Head <strong>of</strong> <strong>the</strong><strong>United</strong> Farm Workers Union in California,Chávez was a leading voice for <strong>the</strong>rights <strong>of</strong> migrant farm workers, foc<strong>us</strong>ingnational attention on <strong>the</strong>ir terribleworking conditions.President Richard M. Nixon, with his wife Pat Nixonand Secretary <strong>of</strong> State William Rogers (far right),walks along a portion <strong>of</strong> <strong>the</strong> Great Wall <strong>of</strong> China.Nixon’s 1972 opening to <strong>the</strong> People’s Republic <strong>of</strong>China was a major diplomatic triumph at a timewhen U.S. forces were slowly withdrawing fromSouth Vietnam.250 251


Civil rights leader and political activist Jesse Jackson at a politicalrally in 1984. For more than four decades, Jackson has remainedamong <strong>the</strong> most prominent, politically active, and eloquentrepresentatives <strong>of</strong> what he has termed a “Rainbow Coalition”<strong>of</strong> <strong>the</strong> poor, African Americans, and o<strong>the</strong>r minorities.Participant in a demonstration by NativeAmericans in Washington, D.C., in 1978.They also have sought to assert <strong>the</strong>ir rightsand identity in recent decades.Oil fires burn behind a destroyed Iraqitank at <strong>the</strong> concl<strong>us</strong>ion <strong>of</strong> <strong>the</strong> GulfWar in February 1991. The <strong>United</strong><strong>States</strong> led a coalition <strong>of</strong> more than 30nations in an air and ground campaigncalled Desert Storm that ended Iraq’soccupation <strong>of</strong> Kuwait.252 253


President GeorgeH.W. B<strong>us</strong>h withPoland’s Lech Walesa(center) and FirstLady Barbara B<strong>us</strong>hin Warsaw, July 1989.That remarkable yearsaw <strong>the</strong> end <strong>of</strong> <strong>the</strong>Cold War, as wellas <strong>the</strong> end to <strong>the</strong>40-year division <strong>of</strong>Europe into hostileEast and West blocs.A launch <strong>of</strong> a space shuttle, <strong>the</strong> first re<strong>us</strong>able space vehicle. The versatile shuttle,which has been <strong>us</strong>ed to place satellites in orbit and conduct wide-ranging experiments,is indispensable in <strong>the</strong> assemblage (beginning June 1998) and running <strong>of</strong> <strong>the</strong>International Space Station.President William (Bill)J. Clinton, deliveringhis inaugural addressto <strong>the</strong> nation, January21, 1993. During hisadministration, <strong>the</strong><strong>United</strong> <strong>States</strong> enjoyedmore peace andeconomic well-beingthan at any time in its<strong>history</strong>. He was <strong>the</strong>second U.S. presidentto be impeached andfound not guilty.254255


C H A P T E R12POSTWARAMERICAMoving day in a newlyopened suburbancommunity, 1953.256


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORY“We m<strong>us</strong>t build a new world,a far better world —one in which <strong>the</strong>eternal dignity <strong>of</strong> manis respected.”CONSENSUS AND CHANGEThe <strong>United</strong> <strong>States</strong> dominated globalaffairs in <strong>the</strong> years immediately afterWorld War II. Victorio<strong>us</strong> in thatgreat struggle, its homeland undamagedfrom <strong>the</strong> ravages <strong>of</strong> war, <strong>the</strong>nation was confident <strong>of</strong> its missionat home and abroad. U.S. leaderswanted to maintain <strong>the</strong> democraticstructure <strong>the</strong>y had defended attremendo<strong>us</strong> cost and to share <strong>the</strong>benefits <strong>of</strong> prosperity as widely aspossible. For <strong>the</strong>m, as for publisherHenry Luce <strong>of</strong> Time magazine, thiswas <strong>the</strong> “American Century.”For 20 years most Americansremained sure <strong>of</strong> this confidentapproach. They accepted <strong>the</strong> needfor a strong stance against <strong>the</strong> SovietUnion in <strong>the</strong> Cold War thatunfolded after 1945. They endorsedPresident Harry S Truman, 1945<strong>the</strong> growth <strong>of</strong> government authorityand accepted <strong>the</strong> outlines <strong>of</strong> <strong>the</strong>rudimentary welfare state first formulatedduring <strong>the</strong> New Deal. Theyenjoyed a postwar prosperity thatcreated new levels <strong>of</strong> affluence.But gradually some began toquestion dominant assumptions.Challenges on a variety <strong>of</strong> frontsshattered <strong>the</strong> consens<strong>us</strong>. In <strong>the</strong>1950s, African Americans launcheda cr<strong>us</strong>ade, joined later by o<strong>the</strong>r minoritygroups and women, for a largershare <strong>of</strong> <strong>the</strong> American dream. In<strong>the</strong> 1960s, politically active studentsprotested <strong>the</strong> nation’s role abroad,particularly in <strong>the</strong> corrosive war inVietnam. A youth countercultureemerged to challenge <strong>the</strong> stat<strong>us</strong> quo.Americans from many walks <strong>of</strong> lifesought to establish a new social andpolitical equilibrium.COLD WAR AIMSThe Cold War was <strong>the</strong> most importantpolitical and diplomaticissue <strong>of</strong> <strong>the</strong> early postwar period. Itgrew out <strong>of</strong> longstanding disagreementsbetween <strong>the</strong> Soviet Unionand <strong>the</strong> <strong>United</strong> <strong>States</strong> that developedafter <strong>the</strong> R<strong>us</strong>sian Revolution <strong>of</strong>1917. The Soviet Communist Partyunder V.I. Lenin considered itself<strong>the</strong> spearhead <strong>of</strong> an internationalmovement that would replace <strong>the</strong>existing political orders in <strong>the</strong> West,and indeed throughout <strong>the</strong> world. In1918 American troops participatedin <strong>the</strong> Allied intervention in R<strong>us</strong>siaon behalf <strong>of</strong> anti-Bolshevik forces.American diplomatic recognition <strong>of</strong><strong>the</strong> Soviet Union did not come until1933. Even <strong>the</strong>n, s<strong>us</strong>picions persisted.During World War II, however,<strong>the</strong> two countries found <strong>the</strong>mselvesallied and downplayed <strong>the</strong>ir differencesto counter <strong>the</strong> Nazi threat.At <strong>the</strong> war’s end, antagonismssurfaced again. The <strong>United</strong> <strong>States</strong>hoped to share with o<strong>the</strong>r countriesits conception <strong>of</strong> liberty, equality,and democracy. It sought also tolearn from <strong>the</strong> perceived mistakes <strong>of</strong><strong>the</strong> post-WWI era, when Americanpolitical disengagement and economicprotectionism were thoughtto have contributed to <strong>the</strong> rise <strong>of</strong> dictatorshipsin Europe and elsewhere.Faced again with a postwar world<strong>of</strong> civil wars and disintegratingempires, <strong>the</strong> nation hoped to provide<strong>the</strong> stability to make peacefulreconstruction possible. Recalling<strong>the</strong> specter <strong>of</strong> <strong>the</strong> Great Depression(1929-40), America now advocatedopen trade for two reasons: to createmarkets for American agriculturaland ind<strong>us</strong>trial products, and to ensure<strong>the</strong> ability <strong>of</strong> Western Europeannations to export as a means<strong>of</strong> rebuilding <strong>the</strong>ir economies.Reduced trade barriers, Americanpolicy makers believed, would promoteeconomic growth at home andabroad, bolstering U.S. friends andallies in <strong>the</strong> process.The Soviet Union had its ownagenda. The R<strong>us</strong>sian historicaltradition <strong>of</strong> centralized, autocraticgovernment contrasted with <strong>the</strong>American emphasis on democracy.Marxist-Leninist ideology had beendownplayed during <strong>the</strong> war but stillguided Soviet policy. Devastated by<strong>the</strong> struggle in which 20 millionSoviet citizens had died, <strong>the</strong> SovietUnion was intent on rebuilding andon protecting itself from ano<strong>the</strong>rsuch terrible conflict. The Sovietswere particularly concerned aboutano<strong>the</strong>r invasion <strong>of</strong> <strong>the</strong>ir territoryfrom <strong>the</strong> west. Having repelledHitler’s thr<strong>us</strong>t, <strong>the</strong>y were determinedto preclude ano<strong>the</strong>r such attack.They demanded “defensible” bordersand “friendly” regimes in EasternEurope and seemingly equatedboth with <strong>the</strong> spread <strong>of</strong> Communism,regardless <strong>of</strong> <strong>the</strong> wishes <strong>of</strong>native populations. However, <strong>the</strong><strong>United</strong> <strong>States</strong> had declared that one<strong>of</strong> its war aims was <strong>the</strong> restoration<strong>of</strong> independence and self-governmentto Poland, Czechoslovakia,and <strong>the</strong> o<strong>the</strong>r countries <strong>of</strong> Centraland Eastern Europe.258259


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORYHARRY TRUMAN’SLEADERSHIPThe nation’s new chief executive,Harry S Truman, succeeded FranklinD. Roosevelt as president before<strong>the</strong> end <strong>of</strong> <strong>the</strong> war. An unpretentio<strong>us</strong>man who had previo<strong>us</strong>ly served asDemocratic senator from Missouri,<strong>the</strong>n as vice president, Trumaninitially felt ill-prepared to govern.Roosevelt had not disc<strong>us</strong>sed complexpostwar issues with him, and hehad little experience in internationalaffairs. “I’m not big enough for thisjob,” he told a former colleague.Still, Truman responded quicklyto new challenges. Sometimes impulsiveon small matters, he provedwilling to make hard and carefullyconsidered decisions on large ones.A small sign on his White Ho<strong>us</strong>edesk declared, “The Buck StopsHere.” His judgments about howto respond to <strong>the</strong> Soviet Union ultimatelydetermined <strong>the</strong> shape <strong>of</strong> <strong>the</strong>early Cold War.ORIGINS OF THE COLD WARThe Cold War developed as differencesabout <strong>the</strong> shape <strong>of</strong> <strong>the</strong> postwarworld created s<strong>us</strong>picion and distr<strong>us</strong>tbetween <strong>the</strong> <strong>United</strong> <strong>States</strong> and <strong>the</strong>Soviet Union. The first — andmost difficult — test case was Poland,<strong>the</strong> eastern half <strong>of</strong> which hadbeen invaded and occupied by <strong>the</strong>USSR in 1939. Moscow demanded agovernment subject to Soviet influence;Washington wanted a moreindependent, representative governmentfollowing <strong>the</strong> Western model.The Yalta Conference <strong>of</strong> February1945 had produced an agreement onEastern Europe open to different interpretations.It included a promise<strong>of</strong> “free and unfettered” elections.Meeting with Soviet Minister <strong>of</strong>Foreign Affairs Vyacheslav Molotovless than two weeks after becomingpresident, Truman stood firm onPolish self-determination, lecturing<strong>the</strong> Soviet diplomat about <strong>the</strong> needto implement <strong>the</strong> Yalta accords.When Molotov protested, “I havenever been talked to like that in mylife,” Truman retorted, “Carry outyour agreements and you won’t gettalked to like that.” Relations deterioratedfrom that point onward.During <strong>the</strong> closing months <strong>of</strong>World War II, Soviet military forcesoccupied all <strong>of</strong> Central and EasternEurope. Moscow <strong>us</strong>ed its militarypower to support <strong>the</strong> efforts <strong>of</strong><strong>the</strong> Communist parties in EasternEurope and cr<strong>us</strong>h <strong>the</strong> democraticparties. Communists took over onenation after ano<strong>the</strong>r. The processconcluded with a shocking coupd’etat in Czechoslovakia in 1948.Public statements defined <strong>the</strong>beginning <strong>of</strong> <strong>the</strong> Cold War. In 1946Stalin declared that internationalpeace was impossible “under <strong>the</strong>present capitalist development <strong>of</strong><strong>the</strong> world economy.” Former BritishPrime Minister Winston Churchilldelivered a dramatic speech in Fulton,Missouri, with Truman sittingon <strong>the</strong> platform. “From Stettin in<strong>the</strong> Baltic to Trieste in <strong>the</strong> Adriatic,”Churchill said, “an iron curtain hasdescended across <strong>the</strong> Continent.”Britain and <strong>the</strong> <strong>United</strong> <strong>States</strong>, hedeclared, had to work toge<strong>the</strong>r tocounter <strong>the</strong> Soviet threat.CONTAINMENTContainment <strong>of</strong> <strong>the</strong> Soviet Unionbecame American policy in <strong>the</strong>postwar years. George Kennan, atop <strong>of</strong>ficial at <strong>the</strong> U.S. embassy inMoscow, defined <strong>the</strong> new approachin <strong>the</strong> Long Telegram he sent to<strong>the</strong> State Department in 1946. Heextended his analysis in an articleunder <strong>the</strong> signature “X” in <strong>the</strong>prestigio<strong>us</strong> journal Foreign Affairs.Pointing to R<strong>us</strong>sia’s traditional sense<strong>of</strong> insecurity, Kennan argued that<strong>the</strong> Soviet Union would not s<strong>of</strong>tenits stance under any circumstances.Moscow, he wrote, was “committedfanatically to <strong>the</strong> belief that with <strong>the</strong><strong>United</strong> <strong>States</strong> <strong>the</strong>re can be no permanentmod<strong>us</strong> vivendi, that it is desirableand necessary that <strong>the</strong> internalharmony <strong>of</strong> our society be disrupted.”Moscow’s pressure to expandits power had to be stopped through“firm and vigilant containment <strong>of</strong>R<strong>us</strong>sian expansive tendencies. ...”The first significant application<strong>of</strong> <strong>the</strong> containment doctrine camein <strong>the</strong> Middle East and eastern Mediterranean.In early 1946, <strong>the</strong> <strong>United</strong><strong>States</strong> demanded, and obtained, afull Soviet withdrawal from Iran,<strong>the</strong> nor<strong>the</strong>rn half <strong>of</strong> which it hadoccupied during <strong>the</strong> war. That summer,<strong>the</strong> <strong>United</strong> <strong>States</strong> pointedlysupported Turkey against Soviet demandsfor control <strong>of</strong> <strong>the</strong> Turkishstraits between <strong>the</strong> Black Sea and<strong>the</strong> Mediterranean. In early 1947,American policy crystallized whenBritain told <strong>the</strong> <strong>United</strong> <strong>States</strong> thatit could no longer afford to support<strong>the</strong> government <strong>of</strong> Greece against astrong Communist insurgency.In a strongly worded speech toCongress, Truman declared, “I believethat it m<strong>us</strong>t be <strong>the</strong> policy <strong>of</strong> <strong>the</strong><strong>United</strong> <strong>States</strong> to support free peopleswho are resisting attempted subjugationby armed minorities or by outsidepressures.” Journalists quicklydubbed this statement <strong>the</strong> “TrumanDoctrine.” The president askedCongress to provide $400 million foreconomic and military aid, mostlyto Greece but also to Turkey. Afteran emotional debate that resembled<strong>the</strong> one between interventionistsand isolationists before World WarII, <strong>the</strong> money was appropriated.Critics from <strong>the</strong> left later chargedthat to whip up American supportfor <strong>the</strong> policy <strong>of</strong> containment, Trumanoverstated <strong>the</strong> Soviet threat to<strong>the</strong> <strong>United</strong> <strong>States</strong>. In turn, his statementsinspired a wave <strong>of</strong> hystericalanti-Communism throughout <strong>the</strong>country. Perhaps so. O<strong>the</strong>rs, however,would counter that this argumentignores <strong>the</strong> backlash that likelywould have occurred if Greece, Turkey,and o<strong>the</strong>r countries had fallenwithin <strong>the</strong> Soviet orbit with no oppositionfrom <strong>the</strong> <strong>United</strong> <strong>States</strong>.Containment also called for extensiveeconomic aid to assist <strong>the</strong> recovery<strong>of</strong> war-torn Western Europe.With many <strong>of</strong> <strong>the</strong> region’s nationseconomically and politically un-260261


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORYstable, <strong>the</strong> <strong>United</strong> <strong>States</strong> feared thatlocal Communist parties, directedby Moscow, would capitalize on<strong>the</strong>ir wartime record <strong>of</strong> resistance to<strong>the</strong> Nazis and come to power. “Thepatient is sinking while <strong>the</strong> doctorsdeliberate,” declared Secretary <strong>of</strong>State George C. Marshall. In mid-1947 Marshall asked troubled Europeannations to draw up a program“directed not against any country ordoctrine but against hunger, poverty,desperation, and chaos.”The Soviets participated in <strong>the</strong>first planning meeting, <strong>the</strong>n departedra<strong>the</strong>r than share economicdata and submit to Western controlson <strong>the</strong> expenditure <strong>of</strong> <strong>the</strong> aid. Theremaining 16 nations hammeredout a request that finally came to$17,000 million for a four-year period.In early 1948 Congress votedto fund <strong>the</strong> “Marshall Plan,” whichhelped underwrite <strong>the</strong> economicresurgence <strong>of</strong> Western Europe. Itis generally regarded as one <strong>of</strong> <strong>the</strong>most successful foreign policy initiativesin U.S. <strong>history</strong>.Postwar Germany was a specialproblem. It had been divided intoU.S., Soviet, British, and Frenchzones <strong>of</strong> occupation, with <strong>the</strong> formerGerman capital <strong>of</strong> Berlin (itselfdivided into four zones), near <strong>the</strong>center <strong>of</strong> <strong>the</strong> Soviet zone. When<strong>the</strong> Western powers announced<strong>the</strong>ir intention to create a consolidatedfederal state from <strong>the</strong>ir zones,Stalin responded. On June 24, 1948,Soviet forces blockaded Berlin, cutting<strong>of</strong>f all road and rail access from<strong>the</strong> West.American leaders feared thatlosing Berlin would be a prelude tolosing Germany and subsequently all<strong>of</strong> Europe. Therefore, in a successfuldemonstration <strong>of</strong> Western resolveknown as <strong>the</strong> Berlin Airlift, Allied airforces took to <strong>the</strong> sky, flying suppliesinto Berlin. U.S., French, and Britishplanes delivered nearly 2,250,000tons <strong>of</strong> goods, including food andcoal. Stalin lifted <strong>the</strong> blockade after231 days and 277,264 flights.By <strong>the</strong>n, Soviet domination <strong>of</strong>Eastern Europe, and especially <strong>the</strong>Czech coup, had alarmed <strong>the</strong> WesternEuropeans. The result, initiatedby <strong>the</strong> Europeans, was a militaryalliance to complement economic effortsat containment. The Norwegianhistorian Geir Lundestad has calledit “empire by invitation.” In 1949 <strong>the</strong><strong>United</strong> <strong>States</strong> and 11 o<strong>the</strong>r countriesestablished <strong>the</strong> North Atlantic TreatyOrganization (NATO). An attackagainst one was to be considered anattack against all, to be met by appropriateforce. NATO was <strong>the</strong> firstpeacetime “entangling alliance” withpowers outside <strong>the</strong> Western hemispherein American <strong>history</strong>.The next year, <strong>the</strong> <strong>United</strong> <strong>States</strong>defined its defense aims clearly. TheNational Security Council (NSC)— <strong>the</strong> forum where <strong>the</strong> President,Cabinet <strong>of</strong>ficers, and o<strong>the</strong>r executivebranch members consider nationalsecurity and foreign affairsissues — undertook a full-fledgedreview <strong>of</strong> American foreign anddefense policy. The resulting document,known as NSC-68, signaled anew direction in American securitypolicy. Based on <strong>the</strong> assumption that“<strong>the</strong> Soviet Union was engaged in afanatical effort to seize control <strong>of</strong>all governments wherever possible,”<strong>the</strong> document committed Americato assist allied nations anywhere in<strong>the</strong> world that seemed threatened bySoviet aggression. After <strong>the</strong> start <strong>of</strong><strong>the</strong> Korean War, a reluctant Trumanapproved <strong>the</strong> document. The <strong>United</strong><strong>States</strong> proceeded to increase defensespending dramatically.THE COLD WAR IN ASIA ANDTHE MIDDLE EASTWhile seeking to prevent Communistideology from gaining fur<strong>the</strong>radherents in Europe, <strong>the</strong> <strong>United</strong><strong>States</strong> also responded to challengeselsewhere. In China, Americansworried about <strong>the</strong> advances <strong>of</strong> MaoZedong and his Communist Party.During World War II, <strong>the</strong> Nationalistgovernment under ChiangKai-shek and <strong>the</strong> Communist forceswaged a civil war even as <strong>the</strong>y fought<strong>the</strong> Japanese. Chiang had been awar-time ally, but his governmentwas hopelessly inefficient and corrupt.American policy makers hadlittle hope <strong>of</strong> saving his regime andconsidered Europe vastly more important.With most American aidmoving across <strong>the</strong> Atlantic, Mao’sforces seized power in 1949. Chiang’sgovernment fled to <strong>the</strong> island<strong>of</strong> Taiwan. When China’s new rulerannounced that he would support<strong>the</strong> Soviet Union against <strong>the</strong> “imperialist”<strong>United</strong> <strong>States</strong>, it appearedthat Communism was spreading out<strong>of</strong> control, at least in Asia.The Korean War brought armedconflict between <strong>the</strong> <strong>United</strong> <strong>States</strong>and China. The <strong>United</strong> <strong>States</strong> and<strong>the</strong> Soviet Union had divided Koreaalong <strong>the</strong> 38th parallel after liberatingit from Japan at <strong>the</strong> end <strong>of</strong> WorldWar II. Originally a matter <strong>of</strong> militaryconvenience, <strong>the</strong> dividing linebecame more rigid as both majorpowers set up governments in <strong>the</strong>irrespective occupation zones andcontinued to support <strong>the</strong>m even afterdeparting.In June 1950, after consultationswith and having obtained <strong>the</strong> assent<strong>of</strong> <strong>the</strong> Soviet Union, North Koreanleader Kim Il-sung dispatched hisSoviet-supplied army across <strong>the</strong>38th parallel and attacked southward,overrunning Seoul. Truman,perceiving <strong>the</strong> North Koreans asSoviet pawns in <strong>the</strong> global struggle,readied American forces and orderedWorld War II hero General DouglasMacArthur to Korea. Meanwhile,<strong>the</strong> <strong>United</strong> <strong>States</strong> was able to securea U.N. resolution branding NorthKorea as an aggressor. (The SovietUnion, which could have vetoed anyaction had it been occupying its seaton <strong>the</strong> Security Council, was boycotting<strong>the</strong> <strong>United</strong> Nations to protest adecision not to admit Mao’s newChinese regime.)The war seesawed back and forth.U.S. and Korean forces were initiallyp<strong>us</strong>hed into an enclave far to <strong>the</strong>south around <strong>the</strong> city <strong>of</strong> P<strong>us</strong>an. Adaring amphibio<strong>us</strong> landing at Inchon,<strong>the</strong> port for <strong>the</strong> city <strong>of</strong> Seoul,drove <strong>the</strong> North Koreans back and262263


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORYthreatened to occupy <strong>the</strong> entirepeninsula. In November, Chinaentered <strong>the</strong> war, sending massiveforces across <strong>the</strong> Yalu River. U.N.forces, largely American, retreatedonce again in bitter fighting. Commandedby General Mat<strong>the</strong>w B.Ridgway, <strong>the</strong>y stopped <strong>the</strong> overextendedChinese, and slowly fought<strong>the</strong>ir way back to <strong>the</strong> 38th parallel.MacArthur meanwhile challengedTruman’s authority by attemptingto orchestrate public support forbombing China and assisting aninvasion <strong>of</strong> <strong>the</strong> mainland by ChiangKai-shek’s forces. In April 1951, Trumanrelieved him <strong>of</strong> his duties andreplaced him with Ridgway.The Cold War stakes were high.Mindful <strong>of</strong> <strong>the</strong> European priority,<strong>the</strong> U.S. government decided againstsending more troops to Korea andwas ready to settle for <strong>the</strong> prewarstat<strong>us</strong> quo. The result was fr<strong>us</strong>trationamong many Americans whocould not understand <strong>the</strong> needfor restraint. Truman’s popularityplunged to a 24-percent approvalrating, <strong>the</strong> lowest to that time <strong>of</strong> anypresident since pollsters had begunto measure presidential popularity.Truce talks began in July 1951. Thetwo sides finally reached an agreementin July 1953, during <strong>the</strong> firstterm <strong>of</strong> Truman’s successor, DwightEisenhower.Cold War struggles also occurredin <strong>the</strong> Middle East. The region’s strategicimportance as a supplier <strong>of</strong> oilhad provided much <strong>of</strong> <strong>the</strong> impet<strong>us</strong>for p<strong>us</strong>hing <strong>the</strong> Soviets out <strong>of</strong> Iran in1946. But two years later, <strong>the</strong> <strong>United</strong><strong>States</strong> <strong>of</strong>ficially recognized <strong>the</strong> newstate <strong>of</strong> Israel 15 minutes after it wasproclaimed — a decision Trumanmade over strong resistance fromMarshall and <strong>the</strong> State Department.The result was an enduring dilemma— how to maintain ties with Israelwhile keeping good relations withbitterly anti-Israeli (and oil-rich)Arab states.EISENHOWER AND THECOLD WARIn 1953, Dwight D. Eisenhower became<strong>the</strong> first Republican presidentin 20 years. A war hero ra<strong>the</strong>r thana career politician, he had a natural,common touch that made himwidely popular. “I like Ike” was <strong>the</strong>campaign slogan <strong>of</strong> <strong>the</strong> time. Afterserving as Supreme Commander<strong>of</strong> Allied Forces in Western Europeduring World War II, Eisenhowerhad been army chief <strong>of</strong> staff,president <strong>of</strong> Columbia University,and military head <strong>of</strong> NATO beforeseeking <strong>the</strong> Republican presidentialnomination. Skillful at getting peopleto work toge<strong>the</strong>r, he functionedas a strong public spokesman andan executive manager somewhat removedfrom detailed policy making.Despite disagreements on detail,he shared Truman’s basic view <strong>of</strong>American foreign policy. He, too,perceived Communism as a monolithicforce struggling for world supremacy.In his first inaugural address,he declared, “Forces <strong>of</strong> goodand evil are massed and armed andopposed as rarely before in <strong>history</strong>.Freedom is pitted against slavery,lightness against dark.”The new president and his secretary<strong>of</strong> state, John Foster Dulles, hadargued that containment did not g<strong>of</strong>ar enough to stop Soviet expansion.Ra<strong>the</strong>r, a more aggressive policy<strong>of</strong> liberation was necessary, to freethose subjugated by Communism.But when a democratic rebellionbroke out in Hungary in 1956, <strong>the</strong><strong>United</strong> <strong>States</strong> stood back as Sovietforces suppressed it.Eisenhower’s basic commitmentto contain Communism remained,and to that end he increased Americanreliance on a nuclear shield. The<strong>United</strong> <strong>States</strong> had created <strong>the</strong> firstatomic bombs. In 1950 Truman hadauthorized <strong>the</strong> development <strong>of</strong> a newand more powerful hydrogen bomb.Eisenhower, fearful that defensespending was out <strong>of</strong> control, reversedTruman’s NSC-68 policy <strong>of</strong> alarge conventional military buildup.Relying on what Dulles called “massiveretaliation,” <strong>the</strong> administrationsignaled it would <strong>us</strong>e nuclear weaponsif <strong>the</strong> nation or its vital interestswere attacked.In practice, however, <strong>the</strong> nuclearoption could be <strong>us</strong>ed only againstextremely critical attacks. RealCommunist threats were generallyperipheral. Eisenhower rejected <strong>the</strong><strong>us</strong>e <strong>of</strong> nuclear weapons in Indochina,when <strong>the</strong> French were o<strong>us</strong>tedby Vietnamese Communist forcesin 1954. In 1956, British and Frenchforces attacked Egypt followingEgyptian nationalization <strong>of</strong> <strong>the</strong> SuezCanal and Israel invaded <strong>the</strong> EgyptianSinai. The president exertedheavy pressure on all three countriesto withdraw. Still, <strong>the</strong> nuclear threatmay have been taken serio<strong>us</strong>ly byCommunist China, which refrainednot only from attacking Taiwan, butfrom occupying small islands heldby Nationalist Chinese j<strong>us</strong>t <strong>of</strong>f <strong>the</strong>mainland. It may also have deterredSoviet occupation <strong>of</strong> Berlin, whichreemerged as a festering problemduring Eisenhower’s last two yearsin <strong>of</strong>fice.THE COLD WAR AT HOMENot only did <strong>the</strong> Cold War shapeU.S. foreign policy, it also had a pr<strong>of</strong>oundeffect on domestic affairs.Americans had long feared radicalsubversion. These fears could attimes be overdrawn, and <strong>us</strong>ed to j<strong>us</strong>tifyo<strong>the</strong>rwise unacceptable politicalrestrictions, but it also was true thatindividuals under Communist Partydiscipline and many “fellow traveler”hangers-on gave <strong>the</strong>ir politicalallegiance not to <strong>the</strong> <strong>United</strong> <strong>States</strong>,but to <strong>the</strong> international Communistmovement, or, practically speaking,to Moscow. During <strong>the</strong> Red Scare<strong>of</strong> 1919-1920, <strong>the</strong> government hadattempted to remove perceivedthreats to American society. AfterWorld War II, it made strong effortsagainst Communism within <strong>the</strong><strong>United</strong> <strong>States</strong>. Foreign events, espionagescandals, and politics createdan anti-Communist hysteria.When Republicans were victorio<strong>us</strong>in <strong>the</strong> midterm congressionalelections <strong>of</strong> 1946 and appeared264265


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORYready to investigate subversive activity,President Truman established aFederal Employee Loyalty Program.It had little impact on <strong>the</strong> lives <strong>of</strong>most civil servants, but a few hundredwere dismissed, some unfairly.In 1947 <strong>the</strong> Ho<strong>us</strong>e Committeeon Un-American Activities investigated<strong>the</strong> motion-picture ind<strong>us</strong>tryto determine whe<strong>the</strong>r Communistsentiments were being reflected inpopular films. When some writers(who happened to be secret members<strong>of</strong> <strong>the</strong> Communist Party) ref<strong>us</strong>edto testify, <strong>the</strong>y were cited forcontempt and sent to prison. Afterthat, <strong>the</strong> film companies ref<strong>us</strong>ed tohire anyone with a marginally questionablepast.In 1948, Alger Hiss, who hadbeen an assistant secretary <strong>of</strong> stateand an adviser to Roosevelt atYalta, was publicly acc<strong>us</strong>ed <strong>of</strong> beinga Communist spy by WhittakerChambers, a former Soviet agent.Hiss denied <strong>the</strong> acc<strong>us</strong>ation, but in1950 he was convicted <strong>of</strong> perjury.Subsequent evidence indicates tha<strong>the</strong> was indeed guilty.In 1949 <strong>the</strong> Soviet Union shockedAmericans by testing its own atomicbomb. In 1950, <strong>the</strong> government uncovereda British-American spy networkthat transferred to <strong>the</strong> SovietUnion materials about <strong>the</strong> development<strong>of</strong> <strong>the</strong> atomic bomb. Two <strong>of</strong>its operatives, Juli<strong>us</strong> Rosenberg andhis wife E<strong>the</strong>l, were sentenced todeath. Attorney General J. HowardMcGrath declared <strong>the</strong>re were manyAmerican Communists, each bearing“<strong>the</strong> germ <strong>of</strong> death for society.”The most vigoro<strong>us</strong> anti-Communistwarrior was Senator Joseph R.McCarthy, a Republican from Wisconsin.He gained national attentionin 1950 by claiming that he had a list<strong>of</strong> 205 known Communists in <strong>the</strong>State Department. Though McCarthysubsequently changed this figureseveral times and failed to substantiateany <strong>of</strong> his charges, he struck aresponsive public chord.McCarthy gained power when<strong>the</strong> Republican Party won control<strong>of</strong> <strong>the</strong> Senate in 1952. As a committeechairman, he now had a forumfor his cr<strong>us</strong>ade. Relying on extensivepress and television coverage, hecontinued to search for treacheryamong second-level <strong>of</strong>ficials in <strong>the</strong>Eisenhower administration. Enjoying<strong>the</strong> role <strong>of</strong> a tough guy doingdirty but necessary work, he pursuedpresumed Communists with vigor.McCarthy overstepped himselfby challenging <strong>the</strong> U.S. Army whenone <strong>of</strong> his assistants was drafted.Television brought <strong>the</strong> hearings intomillions <strong>of</strong> homes. Many Americanssaw McCarthy’s savage tactics for<strong>the</strong> first time, and public supportbegan to wane. The RepublicanParty, which had found McCarthy<strong>us</strong>eful in challenging a Democraticadministration when Truman waspresident, began to see him as anembarrassment. The Senate finallycondemned him for his conduct.McCarthy in many ways represented<strong>the</strong> worst domestic excesses<strong>of</strong> <strong>the</strong> Cold War. As Americansrepudiated him, it became naturalfor many to assume that <strong>the</strong> Communistthreat at home and abroadhad been grossly overblown. As <strong>the</strong>country moved into <strong>the</strong> 1960s, anti-Communism became increasinglys<strong>us</strong>pect, especially among intellectualsand opinion-shapers.THE POSTWAR ECONOMY:1945-1960In <strong>the</strong> decade and a half afterWorld War II, <strong>the</strong> <strong>United</strong> <strong>States</strong>experienced phenomenal economicgrowth and consolidated its positionas <strong>the</strong> world’s richest country. Grossnational product (GNP), a measure<strong>of</strong> all goods and services producedin <strong>the</strong> <strong>United</strong> <strong>States</strong>, jumped fromabout $200,000-million in 1940 to$300,000-million in 1950 to morethan $500,000-million in 1960.More and more Americans nowconsidered <strong>the</strong>mselves part <strong>of</strong> <strong>the</strong>middle class.The growth had different sources.The economic stimul<strong>us</strong> providedby large-scale public spending forWorld War II helped get it started.Two basic middle-class needs didmuch to keep it going. The number<strong>of</strong> automobiles produced annuallyquadrupled between 1946 and 1955.A ho<strong>us</strong>ing boom, stimulated in partby easily affordable mortgages forreturning servicemen, fueled <strong>the</strong> expansion.The rise in defense spendingas <strong>the</strong> Cold War escalated alsoplayed a part.After 1945 <strong>the</strong> major corporationsin America grew even larger. Therehad been earlier waves <strong>of</strong> mergersin <strong>the</strong> 1890s and in <strong>the</strong> 1920s; in <strong>the</strong>1950s ano<strong>the</strong>r wave occurred. Franchiseoperations like McDonald’sfast-food restaurants allowed smallentrepreneurs to make <strong>the</strong>mselvespart <strong>of</strong> large, efficient enterprises.Big American corporations alsodeveloped holdings overseas, wherelabor costs were <strong>of</strong>ten lower.Workers found <strong>the</strong>ir own liveschanging as ind<strong>us</strong>trial Americachanged. Fewer workers producedgoods; more provided services. Asearly as 1956 a majority <strong>of</strong> employeesheld white-collar jobs, workingas managers, teachers, salespersons,and <strong>of</strong>fice operatives. Some firmsgranted a guaranteed annual wage,long-term employment contracts,and o<strong>the</strong>r benefits. With suchchanges, labor militancy was underminedand some class distinctionsbegan to fade.Farmers — at least those withsmall operations — faced toughtimes. Gains in productivity ledto agricultural consolidation, andfarming became a big b<strong>us</strong>iness.More and more family farmers left<strong>the</strong> land.O<strong>the</strong>r Americans moved too.The West and <strong>the</strong> Southwest grewwith increasing rapidity, a trend thatwould continue through <strong>the</strong> end<strong>of</strong> <strong>the</strong> century. Sun Belt cities likeHo<strong>us</strong>ton, Texas; Miami, Florida; Albuquerque,New Mexico; and Phoenix,Arizona, expanded rapidly. LosAngeles, California, moved ahead <strong>of</strong>Philadelphia, Pennsylvania, as <strong>the</strong>third largest U.S. city and <strong>the</strong>n surpassedChicago, metropolis <strong>of</strong> <strong>the</strong>Midwest. The 1970 cens<strong>us</strong> showed266267


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORYthat California had displaced NewYork as <strong>the</strong> nation’s largest state.By 2000, Texas had moved ahead <strong>of</strong>New York into second place.An even more important form<strong>of</strong> movement led Americans out <strong>of</strong>inner cities into new suburbs, where<strong>the</strong>y hoped to find affordable ho<strong>us</strong>ingfor <strong>the</strong> larger families spawnedby <strong>the</strong> postwar baby boom. Developerslike William J. Levitt built newcommunities — with homes thatall looked alike — <strong>us</strong>ing <strong>the</strong> techniques<strong>of</strong> mass production. Levitt’sho<strong>us</strong>es were prefabricated — partlyassembled in a factory ra<strong>the</strong>r thanon <strong>the</strong> final location — and modest,but Levitt’s methods cut costsand allowed new owners to possess apart <strong>of</strong> <strong>the</strong> American dream.As suburbs grew, b<strong>us</strong>inessesmoved into <strong>the</strong> new areas. Largeshopping centers containing a greatvariety <strong>of</strong> stores changed consumerpatterns. The number <strong>of</strong> <strong>the</strong>se centersrose from eight at <strong>the</strong> end <strong>of</strong>World War II to 3,840 in 1960. Wi<strong>the</strong>asy parking and convenient eveninghours, c<strong>us</strong>tomers could avoid cityshopping entirely. An unfortunateby-product was <strong>the</strong> “hollowing-out”<strong>of</strong> formerly b<strong>us</strong>y urban cores.New highways created better accessto <strong>the</strong> suburbs and its shops.The Highway Act <strong>of</strong> 1956 provided$26,000-million, <strong>the</strong> largest publicworks expenditure in U.S. <strong>history</strong>, tobuild more than 64,000 kilometers<strong>of</strong> limited access interstate highwaysto link <strong>the</strong> country toge<strong>the</strong>r.Television, too, had a powerfulimpact on social and economic patterns.Developed in <strong>the</strong> 1930s, it wasnot widely marketed until after <strong>the</strong>war. In 1946 <strong>the</strong> country had fewerthan 17,000 television sets. Threeyears later consumers were buying250,000 sets a month, and by 1960three-quarters <strong>of</strong> all families ownedat least one set. In <strong>the</strong> middle <strong>of</strong> <strong>the</strong>decade, <strong>the</strong> average family watchedtelevision four to five hours a day.Popular shows for children includedHowdy Doody Time and The MickeyMo<strong>us</strong>e Club ; older viewers preferredsituation comedies like I Love Lucyand Fa<strong>the</strong>r Knows Best. Americans <strong>of</strong>all ages became exposed to increasinglysophisticated advertisementsfor products said to be necessary for<strong>the</strong> good life.THE FAIR DEALThe Fair Deal was <strong>the</strong> name givento President Harry Truman’s domesticprogram. Building on Roosevelt’sNew Deal, Truman believed that <strong>the</strong>federal government should guaranteeeconomic opportunity and socialstability. He struggled to achieve thoseends in <strong>the</strong> face <strong>of</strong> fierce political oppositionfrom legislators determinedto reduce <strong>the</strong> role <strong>of</strong> government.Truman’s first priority in <strong>the</strong>immediate postwar period was tomake <strong>the</strong> transition to a peacetimeeconomy. Servicemen wanted tocome home quickly, but once <strong>the</strong>yarrived <strong>the</strong>y faced competition forho<strong>us</strong>ing and employment. The G.I.Bill, passed before <strong>the</strong> end <strong>of</strong> <strong>the</strong> war,helped ease servicemen back into civilianlife by providing benefits suchas guaranteed loans for home-buyingand financial aid for ind<strong>us</strong>trialtraining and university education.More troubling was labor unrest.As war production ceased, manyworkers found <strong>the</strong>mselves withoutjobs. O<strong>the</strong>rs wanted pay increases<strong>the</strong>y felt were long overdue. In 1946,4.6 million workers went on strike,more than ever before in American<strong>history</strong>. They challenged <strong>the</strong> automobile,steel, and electrical ind<strong>us</strong>tries.When <strong>the</strong>y took on <strong>the</strong> railroads ands<strong>of</strong>t-coal mines, Truman intervenedto stop union excesses, but in so doinghe alienated many workers.While dealing with immediatelypressing issues, Truman also provideda broader agenda for action. Lessthan a week after <strong>the</strong> war ended, hepresented Congress with a 21-pointprogram, which provided for protectionagainst unfair employmentpractices, a higher minimum wage,greater unemployment compensation,and ho<strong>us</strong>ing assistance. In<strong>the</strong> next several months, he addedproposals for health insurance andatomic energy legislation. But thisscattershot approach <strong>of</strong>ten left Truman’spriorities unclear.Republicans were quick to attack.In <strong>the</strong> 1946 congressional elections<strong>the</strong>y asked, “Had enough?” andvoters responded that <strong>the</strong>y had. Republicans,with majorities in bothho<strong>us</strong>es <strong>of</strong> Congress for <strong>the</strong> firsttime since 1928, were determinedto reverse <strong>the</strong> liberal direction <strong>of</strong> <strong>the</strong>Roosevelt years.Truman fought with <strong>the</strong> Congressas it cut spending and reduced taxes.In 1948 he sought reelection, despitepolls indicating that he had littlechance. After a vigoro<strong>us</strong> campaign,Truman scored one <strong>of</strong> <strong>the</strong> great upsetsin American politics, defeating<strong>the</strong> Republican nominee, ThomasDewey, governor <strong>of</strong> New York. Reviving<strong>the</strong> old New Deal coalition,Truman held on to labor, farmers,and African-American voters.When Truman finally left <strong>of</strong>ficein 1953, his Fair Deal was buta mixed success. In July 1948 hebanned racial discrimination in federalgovernment hiring practices andordered an end to segregation in <strong>the</strong>military. The minimum wage hadrisen, and social security programshad expanded. A ho<strong>us</strong>ing programbrought some gains but left manyneeds unmet. National health insurance,aid-to-education measures,reformed agricultural subsidies,and his legislative civil rights agendanever made it through Congress.The president’s pursuit <strong>of</strong> <strong>the</strong> ColdWar, ultimately his most importantobjective, made it especially difficultto develop support for social reformin <strong>the</strong> face <strong>of</strong> intense opposition.EISENHOWER’S APPROACHWhen Dwight Eisenhower succeededTruman as president, he accepted<strong>the</strong> basic framework <strong>of</strong> governmentresponsibility establishedby <strong>the</strong> New Deal, but sought to hold<strong>the</strong> line on programs and expenditures.He termed his approach “dynamicconservatism” or “modernRepublicanism,” which meant, he ex-268269


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORYplained, “conservative when it comesto money, liberal when it comes tohuman beings.” A critic counteredthat Eisenhower appeared to arguethat he would “strongly recommend<strong>the</strong> building <strong>of</strong> a great many schools... but not provide <strong>the</strong> money.”Eisenhower’s first priority wasto balance <strong>the</strong> budget after years <strong>of</strong>deficits. He wanted to cut spendingand taxes and maintain <strong>the</strong> value <strong>of</strong><strong>the</strong> dollar. Republicans were willingto risk unemployment to keepinflation in check. Reluctant tostimulate <strong>the</strong> economy too much,<strong>the</strong>y saw <strong>the</strong> country suffer threeeconomic recessions in <strong>the</strong> eightyears <strong>of</strong> <strong>the</strong> Eisenhower presidency,but none was very severe.In o<strong>the</strong>r areas, <strong>the</strong> administrationtransferred control <strong>of</strong> <strong>of</strong>fshoreoil lands from <strong>the</strong> federal governmentto <strong>the</strong> states. It also favoredprivate development <strong>of</strong> electricalpower ra<strong>the</strong>r than <strong>the</strong> public approach<strong>the</strong> Democrats had initiated.In general, its orientation was sympa<strong>the</strong>ticto b<strong>us</strong>iness.Compared to Truman, Eisenhowerhad only a modest domesticprogram. When he was active inpromoting a bill, it likely was to trim<strong>the</strong> New Deal legacy a bit — as inreducing agricultural subsidies orplacing mild restrictions on laborunions. His disinclination to p<strong>us</strong>hfundamental change in ei<strong>the</strong>r directionwas in keeping with <strong>the</strong> spirit <strong>of</strong><strong>the</strong> generally prospero<strong>us</strong> Fifties. Hewas one <strong>of</strong> <strong>the</strong> few presidents wholeft <strong>of</strong>fice as popular as when heentered it.THE CULTURE OF THE 1950SDuring <strong>the</strong> 1950s, many culturalcommentators pointed outthat a sense <strong>of</strong> uniformity pervadedAmerican society. Conformity, <strong>the</strong>yasserted, was numbingly common.Though men and women had beenforced into new employment patternsduring World War II, once <strong>the</strong>war was over, traditional roles werereaffirmed. Men expected to be <strong>the</strong>breadwinners in each family; women,even when <strong>the</strong>y worked, assumed<strong>the</strong>ir proper place was at home. In hisinfluential book, The Lonely Crowd,sociologist David Riesman calledthis new society “o<strong>the</strong>r-directed,”characterized by conformity, butalso by stability. Television, still verylimited in <strong>the</strong> choices it gave its viewers,contributed to <strong>the</strong> homogenizingcultural trend by providing youngand old with a shared experience reflectingaccepted social patterns.Yet beneath this seeminglybland surface, important segments<strong>of</strong> American society see<strong>the</strong>d withrebellion. A number <strong>of</strong> writers,collectively known as <strong>the</strong> “BeatGeneration,” went out <strong>of</strong> <strong>the</strong>ir wayto challenge <strong>the</strong> patterns <strong>of</strong> respectabilityand shock <strong>the</strong> rest <strong>of</strong> <strong>the</strong>culture. Stressing spontaneity andspirituality, <strong>the</strong>y preferred intuitionover reason, Eastern mysticism overWestern institutionalized religion.The literary work <strong>of</strong> <strong>the</strong> beatsdisplayed <strong>the</strong>ir sense <strong>of</strong> alienationand quest for self-realization. JackKerouac typed his best-selling novelOn <strong>the</strong> Road on a 75-meter roll <strong>of</strong>paper. Lacking traditional punctuationand paragraph structure, <strong>the</strong>book glorified <strong>the</strong> possibilities <strong>of</strong> <strong>the</strong>free life. Poet Allen Ginsberg gainedsimilar notoriety for his poem“Howl,” a scathing critique <strong>of</strong> modern,mechanized civilization. Whenpolice charged that it was obsceneand seized <strong>the</strong> published version,Ginsberg successfully challenged <strong>the</strong>ruling in court.M<strong>us</strong>icians and artists rebelled aswell. Tennessee singer Elvis Presleywas <strong>the</strong> most successful <strong>of</strong> severalwhite performers who popularizeda sensual and pulsating style <strong>of</strong> African-Americanm<strong>us</strong>ic, which beganto be called “rock and roll.” At first,he outraged middle-class Americanswith his ducktail haircut and undulatinghips. But in a few years hisperformances would seem relativelytame alongside <strong>the</strong> antics <strong>of</strong> laterperformances such as <strong>the</strong> BritishRolling Stones. Similarly, it was in<strong>the</strong> 1950s that painters like JacksonPollock discarded easels and laid outgigantic canvases on <strong>the</strong> floor, <strong>the</strong>napplied paint, sand, and o<strong>the</strong>r materialsin wild splashes <strong>of</strong> color. All <strong>of</strong><strong>the</strong>se artists and authors, whatever<strong>the</strong> medium, provided models for<strong>the</strong> wider and more deeply felt socialrevolution <strong>of</strong> <strong>the</strong> 1960s.ORIGINS OF THE CIVILRIGHTS MOVEMENTAfrican Americans became increasinglyrestive in <strong>the</strong> postwaryears. During <strong>the</strong> war <strong>the</strong>y had challengeddiscrimination in <strong>the</strong> militaryservices and in <strong>the</strong> work force,and <strong>the</strong>y had made limited gains.Millions <strong>of</strong> African Americans hadleft Sou<strong>the</strong>rn farms for Nor<strong>the</strong>rncities, where <strong>the</strong>y hoped to findbetter jobs. They found insteadcrowded conditions in urban slums.Now, African-American servicemenreturned home, many intent on rejectingsecond-class citizenship.Jackie Robinson dramatized <strong>the</strong>racial question in 1947 when hebroke baseball’s color line and beganplaying in <strong>the</strong> major leagues. Amember <strong>of</strong> <strong>the</strong> Brooklyn Dodgers,he <strong>of</strong>ten faced trouble with opponentsand teammates as well. Butan outstanding first season led tohis acceptance and eased <strong>the</strong> wayfor o<strong>the</strong>r African-American players,who now left <strong>the</strong> Negro leagues towhich <strong>the</strong>y had been confined.Government <strong>of</strong>ficials, and manyo<strong>the</strong>r Americans, discovered <strong>the</strong>connection between racial problemsand Cold War politics. As <strong>the</strong> leader<strong>of</strong> <strong>the</strong> free world, <strong>the</strong> <strong>United</strong> <strong>States</strong>sought support in Africa and Asia.Discrimination at home impeded<strong>the</strong> effort to win friends in o<strong>the</strong>rparts <strong>of</strong> <strong>the</strong> world.Harry Truman supported <strong>the</strong>early civil rights movement. He personallybelieved in political equality,though not in social equality, andrecognized <strong>the</strong> growing importance<strong>of</strong> <strong>the</strong> African-American urban vote.When apprised in 1946 <strong>of</strong> a spate <strong>of</strong>lynchings and anti-black violencein <strong>the</strong> South, he appointed a committeeon civil rights to investigatediscrimination. Its report, To Secure270271


CHAPTER 12: POSTWAR AMERICAOUTLINE OF U.S. HISTORYThese Rights, issued <strong>the</strong> next year,documented African Americans’second-class stat<strong>us</strong> in Americanlife and recommended numero<strong>us</strong>federal measures to secure <strong>the</strong> rightsguaranteed to all citizens.Truman responded by sendinga 10-point civil rights program toCongress. Sou<strong>the</strong>rn Democrats inCongress were able to block its enactment.A number <strong>of</strong> <strong>the</strong> angriest,led by Governor Strom Thurmond<strong>of</strong> South Carolina, formed a <strong>States</strong>Rights Party to oppose <strong>the</strong> presidentin 1948. Truman <strong>the</strong>reupon issuedan executive order barring discriminationin federal employment, orderedequal treatment in <strong>the</strong> armedforces, and appointed a committeeto work toward an end to militarysegregation, which was largely endedduring <strong>the</strong> Korean War.African Americans in <strong>the</strong> Southin <strong>the</strong> 1950s still enjoyed few, if any,civil and political rights. In general,<strong>the</strong>y could not vote. Those who triedto register faced <strong>the</strong> likelihood <strong>of</strong>beatings, loss <strong>of</strong> job, loss <strong>of</strong> credit,or eviction from <strong>the</strong>ir land. Occasionallynchings still occurred. JimCrow laws enforced segregation <strong>of</strong><strong>the</strong> races in streetcars, trains, hotels,restaurants, hospitals, recreationalfacilities, and employment.DESEGREGATIONThe National Association for <strong>the</strong>Advancement <strong>of</strong> Colored People(NAACP) took <strong>the</strong> lead in efforts tooverturn <strong>the</strong> judicial doctrine, establishedin <strong>the</strong> Supreme Court casePlessy v. Ferg<strong>us</strong>on in 1896, that segregation<strong>of</strong> African-American andwhite students was constitutional iffacilities were “separate but equal.”That decree had been <strong>us</strong>ed for decadesto sanction rigid segregationin all aspects <strong>of</strong> Sou<strong>the</strong>rn life, wherefacilities were seldom, if ever, equal.African Americans achieved <strong>the</strong>irgoal <strong>of</strong> overturning Plessy in 1954when <strong>the</strong> Supreme Court — presidedover by an Eisenhower appointee,Chief J<strong>us</strong>tice Earl Warren— handed down its Brown v. Board<strong>of</strong> Education ruling. The Court declaredunanimo<strong>us</strong>ly that “separatefacilities are inherently unequal,”and decreed that <strong>the</strong> “separate butequal” doctrine could no longer be<strong>us</strong>ed in public schools. A year later,<strong>the</strong> Supreme Court demanded thatlocal school boards move “with alldeliberate speed” to implement <strong>the</strong>decision.Eisenhower, although sympa<strong>the</strong>ticto <strong>the</strong> needs <strong>of</strong> <strong>the</strong> South as itfaced a major transition, none<strong>the</strong>lessacted to see that <strong>the</strong> law was upheldin <strong>the</strong> face <strong>of</strong> massive resistance frommuch <strong>of</strong> <strong>the</strong> South. He faced a majorcrisis in Little Rock, Arkansas, in1957, when Governor Orval Faub<strong>us</strong>attempted to block a desegregationplan calling for <strong>the</strong> admission <strong>of</strong> nineblack students to <strong>the</strong> city’s previo<strong>us</strong>lyall-white Central High School.After futile efforts at negotiation,<strong>the</strong> president sent federal troops toLittle Rock to enforce <strong>the</strong> plan.Governor Faub<strong>us</strong> responded byordering <strong>the</strong> Little Rock high schoolsclosed down for <strong>the</strong> 1958-59 schoolyear. However, a federal court ordered<strong>the</strong>m reopened <strong>the</strong> followingyear. They did so in a tenseatmosphere with a tiny number <strong>of</strong>African-American students. Th<strong>us</strong>,school desegregation proceeded at aslow and uncertain pace throughoutmuch <strong>of</strong> <strong>the</strong> South.Ano<strong>the</strong>r milestone in <strong>the</strong> civilrights movement occurred in 1955 inMontgomery, Alabama. Rosa Parks,a 42-year-old African-Americanseamstress who was also secretary<strong>of</strong> <strong>the</strong> state chapter <strong>of</strong> <strong>the</strong> NAACP,sat down in <strong>the</strong> front <strong>of</strong> a b<strong>us</strong> in asection reserved by law and c<strong>us</strong>tomfor whites. Ordered to move to <strong>the</strong>back, she ref<strong>us</strong>ed. Police came andarrested her for violating <strong>the</strong> segregationstatutes. African-Americanleaders, who had been waiting forj<strong>us</strong>t such a case, organized a boycott<strong>of</strong> <strong>the</strong> b<strong>us</strong> system.Martin Lu<strong>the</strong>r King Jr., a youngminister <strong>of</strong> <strong>the</strong> Baptist church where<strong>the</strong> African Americans met, becamea spokesman for <strong>the</strong> protest. “Therecomes a time,” he said, “when peopleget tired ... <strong>of</strong> being kicked aboutby <strong>the</strong> brutal feet <strong>of</strong> oppression.”King was arrested, as he would beagain and again; a bomb damaged<strong>the</strong> front <strong>of</strong> his ho<strong>us</strong>e. But AfricanAmericans in Montgomery s<strong>us</strong>tained<strong>the</strong> boycott. About a yearlater, <strong>the</strong> Supreme Court affirmedthat b<strong>us</strong> segregation, like schoolsegregation, was unconstitutional.The boycott ended. The civil rightsmovement had won an importantvictory — and discovered its mostpowerful, thoughtful, and eloquentleader in Martin Lu<strong>the</strong>r King Jr.African Americans also sought tosecure <strong>the</strong>ir voting rights. Although<strong>the</strong> 15th Amendment to <strong>the</strong> U.S.Constitution guaranteed <strong>the</strong> rightto vote, many states had found waysto circumvent <strong>the</strong> law. The stateswould impose a poll (“head”) taxor a literacy test — typically muchmore stringently interpreted forAfrican Americans — to preventpoor African Americans with littleeducation from voting. Eisenhower,working with Senate majority leaderLyndon B. Johnson, lent his supportto a congressional effort to guarantee<strong>the</strong> vote. The Civil Rights Act<strong>of</strong> 1957, <strong>the</strong> first such measure in82 years, marked a step forward, asit authorized federal interventionin cases where African Americanswere denied <strong>the</strong> chance to vote. Yetloopholes remained, and so activistsp<strong>us</strong>hed successfully for <strong>the</strong> CivilRights Act <strong>of</strong> 1960, which providedstiffer penalties for interfering withvoting, but still stopped short <strong>of</strong> authorizingfederal <strong>of</strong>ficials to registerAfrican Americans.Relying on <strong>the</strong> efforts <strong>of</strong> AfricanAmericans <strong>the</strong>mselves, <strong>the</strong> civilrights movement gained momentumin <strong>the</strong> postwar years. Workingthrough <strong>the</strong> Supreme Court andthrough Congress, civil rights supportershad created <strong>the</strong> groundworkfor a dramatic yet peaceful “revolution”in American race relations in<strong>the</strong> 1960s. 9272273


C H A P T E R13DECADESOFCHANGE:1960-1980Astronaut on <strong>the</strong> moon,July 20, 1969.274


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORY“I have a dream that one dayon <strong>the</strong> red hills <strong>of</strong> Georgia,sons <strong>of</strong> former slaves and<strong>the</strong> sons <strong>of</strong> former slaveowners will be able to sitdown toge<strong>the</strong>r at <strong>the</strong> table<strong>of</strong> bro<strong>the</strong>rhood.”By 1960, <strong>the</strong> <strong>United</strong> <strong>States</strong> was on<strong>the</strong> verge <strong>of</strong> a major social change.American society had always beenmore open and fluid than that <strong>of</strong><strong>the</strong> nations in most <strong>of</strong> <strong>the</strong> rest <strong>of</strong> <strong>the</strong>world. Still, it had been dominatedprimarily by old-stock, white males.During <strong>the</strong> 1960s, groups that previo<strong>us</strong>lyhad been submerged or subordinatebegan more forcefully andsuccessfully to assert <strong>the</strong>mselves: AfricanAmericans, Native Americans,women, <strong>the</strong> white ethnic <strong>of</strong>fspring <strong>of</strong><strong>the</strong> “new immigration,” and Latinos.Much <strong>of</strong> <strong>the</strong> support <strong>the</strong>y receivedcame from a young population largerthan ever, making its way througha college and university system thatwas expanding at an unprecedentedpace. Frequently embracing “countercultural”life styles and radicalMartin Lu<strong>the</strong>r King Jr., 1963politics, many <strong>of</strong> <strong>the</strong> <strong>of</strong>fspring <strong>of</strong> <strong>the</strong>World War II generation emerged asadvocates <strong>of</strong> a new America characterizedby a cultural and ethnicpluralism that <strong>the</strong>ir parents <strong>of</strong>tenviewed with unease.THE CIVIL RIGHTSMOVEMENT 1960-1980The struggle <strong>of</strong> African Americansfor equality reached its peak in <strong>the</strong>mid-1960s. After progressive victoriesin <strong>the</strong> 1950s, African Americansbecame even more committedto nonviolent direct action. Groupslike <strong>the</strong> Sou<strong>the</strong>rn Christian LeadershipConference (SCLC), made up<strong>of</strong> African-American clergy, and<strong>the</strong> Student Nonviolent CoordinatingCommittee (SNCC), composed<strong>of</strong> younger activists, sought reformthrough peaceful confrontation.In 1960 African-American collegestudents sat down at a segregatedWoolworth’s lunch counterin North Carolina and ref<strong>us</strong>ed toleave. Their sit-in captured mediaattention and led to similar demonstrationsthroughout <strong>the</strong> South. Thenext year, civil rights workers organized“freedom rides,” in which AfricanAmericans and whites boardedb<strong>us</strong>es heading south toward segregatedterminals, where confrontationsmight capture media attentionand lead to change.They also organized rallies, <strong>the</strong>largest <strong>of</strong> which was <strong>the</strong> “Marchon Washington” in 1963. Morethan 200,000 people ga<strong>the</strong>red in<strong>the</strong> nation’s capital to demonstrate<strong>the</strong>ir commitment to equality forall. The high point <strong>of</strong> a day <strong>of</strong> songsand speeches came with <strong>the</strong> address<strong>of</strong> Martin Lu<strong>the</strong>r King Jr., who hademerged as <strong>the</strong> preeminent spokesmanfor civil rights. “I have a dreamthat one day on <strong>the</strong> red hills <strong>of</strong> Georgia<strong>the</strong> sons <strong>of</strong> former slaves and <strong>the</strong>sons <strong>of</strong> former slave owners will beable to sit down toge<strong>the</strong>r at <strong>the</strong> table<strong>of</strong> bro<strong>the</strong>rhood,” King proclaimed.Each time he <strong>us</strong>ed <strong>the</strong> refrain “I havea dream,” <strong>the</strong> crowd roared.The level <strong>of</strong> progress initiallyachieved did not match <strong>the</strong> rhetoric<strong>of</strong> <strong>the</strong> civil rights movement. PresidentKennedy was initially reluctantto press white Sou<strong>the</strong>rners forsupport on civil rights beca<strong>us</strong>e heneeded <strong>the</strong>ir votes on o<strong>the</strong>r issues.Events, driven by African Americans<strong>the</strong>mselves, forced his hand. WhenJames Meredith was denied admissionto <strong>the</strong> University <strong>of</strong> Mississippiin 1962 beca<strong>us</strong>e <strong>of</strong> his race, Kennedysent federal troops to uphold <strong>the</strong> law.After protests aimed at <strong>the</strong> desegregation<strong>of</strong> Birmingham, Alabama,prompted a violent response by <strong>the</strong>police, he sent Congress a new civilrights bill mandating <strong>the</strong> integration<strong>of</strong> public places. Not even <strong>the</strong> Marchon Washington, however, could extricate<strong>the</strong> measure from a congressionalcommittee, where it was stillbottled up when Kennedy was assassinatedin 1963.President Lyndon B. Johnsonwas more successful. Displayingnegotiating skills he had so frequentlyemployed during his yearsas Senate majority leader, Johnsonpersuaded <strong>the</strong> Senate to limit delayingtactics preventing a final voteon <strong>the</strong> sweeping Civil Rights Act <strong>of</strong>1964, which outlawed discriminationin all public accommodations.The next year’s Voting Rights Act<strong>of</strong> 1965 authorized <strong>the</strong> federal governmentto register voters where local<strong>of</strong>ficials had prevented AfricanAmericans from doing so. By 1968a million African Americans wereregistered in <strong>the</strong> deep South. Nationwide,<strong>the</strong> number <strong>of</strong> African-American elected <strong>of</strong>ficials increasedsubstantially. In 1968, <strong>the</strong> Congresspassed legislation banning discriminationin ho<strong>us</strong>ing.Once unleashed, however, <strong>the</strong>civil rights revolution producedleaders impatient with both <strong>the</strong> pace<strong>of</strong> change and <strong>the</strong> goal <strong>of</strong> channel-276277


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORYing African Americans into mainstreamwhite society. Malcolm X,an eloquent activist, was <strong>the</strong> mostprominent figure arguing for African-Americanseparation from<strong>the</strong> white race. Stokely Carmichael,a student leader, became similarlydisill<strong>us</strong>ioned by <strong>the</strong> notions <strong>of</strong> nonviolenceand interracial cooperation.He popularized <strong>the</strong> slogan “blackpower,” to be achieved by “whatevermeans necessary,” in <strong>the</strong> words <strong>of</strong>Malcolm X.Violence accompanied militantcalls for reform. Riots broke out inseveral big cities in 1966 and 1967.In <strong>the</strong> spring <strong>of</strong> 1968, Martin Lu<strong>the</strong>rKing Jr. fell before an assassin’sbullet. Several months later, SenatorRobert Kennedy, a spokesman for<strong>the</strong> disadvantaged, an opponent <strong>of</strong><strong>the</strong> Vietnam War, and <strong>the</strong> bro<strong>the</strong>r<strong>of</strong> <strong>the</strong> slain president, met <strong>the</strong> samefate. To many <strong>the</strong>se two assassinationsmarked <strong>the</strong> end <strong>of</strong> an era <strong>of</strong> innocenceand idealism. The growingmilitancy on <strong>the</strong> left, coupled withan inevitable conservative backlash,opened a rift in <strong>the</strong> nation’s psychethat took years to heal.By <strong>the</strong>n, however, a civil rightsmovement supported by court decisions,congressional enactments,and federal administrative regulationswas irreversibly woven into <strong>the</strong>fabric <strong>of</strong> American life. The majorissues were about implementation<strong>of</strong> equality and access, not about <strong>the</strong>legality <strong>of</strong> segregation or disenfranchisement.The arguments <strong>of</strong> <strong>the</strong>1970s and <strong>the</strong>reafter were over matterssuch as b<strong>us</strong>ing children out <strong>of</strong><strong>the</strong>ir neighborhoods to achieve racialbalance in metropolitan schoolsor about <strong>the</strong> <strong>us</strong>e <strong>of</strong> “affirmative action.”These policies and programswere viewed by some as active measuresto ensure equal opportunity, asin education and employment, andby o<strong>the</strong>rs as reverse discrimination.The courts worked <strong>the</strong>ir waythrough <strong>the</strong>se problems with decisionsthat were <strong>of</strong>ten inconsistent.In <strong>the</strong> meantime, <strong>the</strong> steady march<strong>of</strong> African Americans into <strong>the</strong> ranks<strong>of</strong> <strong>the</strong> middle class and once largelywhite suburbs quietly reflected apr<strong>of</strong>ound demographic change.THE WOMEN’S MOVEMENTDuring <strong>the</strong> 1950s and 1960s,increasing numbers <strong>of</strong> marriedwomen entered <strong>the</strong> labor force, butin 1963 <strong>the</strong> average working womanearned only 63 percent <strong>of</strong> what aman made. That year Betty Friedanpublished The Feminine Mystique,an explosive critique <strong>of</strong> middleclassliving patterns that articulateda pervasive sense <strong>of</strong> discontent thatFriedan contended was felt by manywomen. Arguing that women <strong>of</strong>tenhad no outlets for expression o<strong>the</strong>rthan “finding a h<strong>us</strong>band and bearingchildren,” Friedan encouragedher readers to seek new roles and responsibilitiesand to find <strong>the</strong>ir ownpersonal and pr<strong>of</strong>essional identities,ra<strong>the</strong>r than have <strong>the</strong>m defined by amale-dominated society.The women’s movement <strong>of</strong> <strong>the</strong>1960s and 1970s drew inspirationfrom <strong>the</strong> civil rights movement. Itwas made up mainly <strong>of</strong> members <strong>of</strong><strong>the</strong> middle class, and th<strong>us</strong> partook<strong>of</strong> <strong>the</strong> spirit <strong>of</strong> rebellion that affectedlarge segments <strong>of</strong> middle-classyouth in <strong>the</strong> 1960s.Reform legislation also promptedchange. During debate on <strong>the</strong> 1964Civil Rights bill, opponents hopedto defeat <strong>the</strong> entire measure by proposingan amendment to outlaw discriminationon <strong>the</strong> basis <strong>of</strong> gender aswell as race. First <strong>the</strong> amendment,<strong>the</strong>n <strong>the</strong> bill itself, passed, givingwomen a valuable legal tool.In 1966, 28 pr<strong>of</strong>essional women,including Friedan, established <strong>the</strong>National Organization for Women(NOW) “to take action to bringAmerican women into full participationin <strong>the</strong> mainstream <strong>of</strong> Americansociety now.” While NOW andsimilar feminist organizations boast<strong>of</strong> substantial memberships today,arguably <strong>the</strong>y attained <strong>the</strong>ir greatestinfluence in <strong>the</strong> early 1970s, a timethat also saw <strong>the</strong> journalist GloriaSteinem and several o<strong>the</strong>r womenfound Ms. magazine. They alsospurred <strong>the</strong> formation <strong>of</strong> counterfeministgroups, <strong>of</strong>ten led by women,including most prominently <strong>the</strong> politicalactivist Phyllis Schlafly. Thesegroups typically argued for more“traditional” gender roles and opposed<strong>the</strong> proposed “Equal Rights”constitutional amendment.Passed by Congress in 1972,that amendment declared in part,“Equality <strong>of</strong> rights under <strong>the</strong> lawshall not be denied or abridged by<strong>the</strong> <strong>United</strong> <strong>States</strong> or by any State onaccount <strong>of</strong> sex.” Over <strong>the</strong> next severalyears, 35 <strong>of</strong> <strong>the</strong> necessary 38 statesratified it. The courts also movedto expand women’s rights. In 1973<strong>the</strong> Supreme Court in Roe v. Wadesanctioned women’s right to obtainan abortion during <strong>the</strong> early months<strong>of</strong> pregnancy — seen as a significantvictory for <strong>the</strong> women’s movement— but Roe also spurred <strong>the</strong> growth<strong>of</strong> an anti-abortion movement.In <strong>the</strong> mid- to late-1970s, however,<strong>the</strong> women’s movement seemedto stagnate. It failed to broaden itsappeal beyond <strong>the</strong> middle class.Divisions arose between moderateand radical feminists. Conservativeopponents mounted a campaignagainst <strong>the</strong> Equal Rights Amendment,and it died in 1982 withoutgaining <strong>the</strong> approval <strong>of</strong> <strong>the</strong> 38 statesneeded for ratification.THE LATINO MOVEMENTIn post-World War II America,Americans <strong>of</strong> Mexican and PuertoRican descent had faced discrimination.New immigrants, coming fromCuba, Mexico, and Central America— <strong>of</strong>ten unskilled and unable tospeak English — suffered from discriminationas well. Some Hispanicsworked as farm laborers and at timeswere cruelly exploited while harvestingcrops; o<strong>the</strong>rs gravitated to <strong>the</strong>cities, where, like earlier immigrantgroups, <strong>the</strong>y encountered difficultiesin <strong>the</strong>ir quest for a better life.Chicanos, or Mexican-Americans,mobilized in organizationslike <strong>the</strong> radical Asociación NacionalMexico-Americana, yet did278279


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORYnot become confrontational until<strong>the</strong> 1960s. Hoping that LyndonJohnson’s poverty program wouldexpand opportunities for <strong>the</strong>m,<strong>the</strong>y found that bureaucrats failedto respond to less vocal groups.The example <strong>of</strong> black activism inparticular taught Hispanics <strong>the</strong>importance <strong>of</strong> pressure politics ina pluralistic society.The National Labor Relations Act<strong>of</strong> 1935 had excluded agriculturalworkers from its guarantee <strong>of</strong> <strong>the</strong>right to organize and bargain collectively.But César Chávez, founder<strong>of</strong> <strong>the</strong> overwhelmingly Hispanic<strong>United</strong> Farm Workers, demonstratedthat direct action could achieveemployer recognition for his union.California grape growers agreed tobargain with <strong>the</strong> union after Chávezled a nationwide consumer boycott.Similar boycotts <strong>of</strong> lettuce ando<strong>the</strong>r products were also successful.Though farm interests continued totry to obstruct Chávez’s organization,<strong>the</strong> legal foundation had beenlaid for representation to securehigher wages and improved workingconditions.Hispanics became politicallyactive as well. In 1961 Henry B.González won election to Congressfrom Texas. Three years later Eligio(“Kika”) de la Garza, ano<strong>the</strong>r Texan,followed him, and Joseph Montoya<strong>of</strong> New Mexico went to <strong>the</strong> Senate.Both González and de la Garzalater rose to positions <strong>of</strong> power ascommittee chairmen in <strong>the</strong> Ho<strong>us</strong>e.In <strong>the</strong> 1970s and 1980s, <strong>the</strong> pace <strong>of</strong>Hispanic political involvement increased.Several prominent Hispanicshave served in <strong>the</strong> Bill Clintonand George W. B<strong>us</strong>h cabinets.THE NATIVE-AMERICANMOVEMENTIn <strong>the</strong> 1950s, Native Americansstruggled with <strong>the</strong> government’spolicy <strong>of</strong> moving <strong>the</strong>m <strong>of</strong>f reservationsand into cities where <strong>the</strong>ymight assimilate into mainstreamAmerica. Many <strong>of</strong> <strong>the</strong> uprooted<strong>of</strong>ten had difficulties adj<strong>us</strong>ting tourban life. In 1961, when <strong>the</strong> policywas discontinued, <strong>the</strong> U.S. Commissionon Civil Rights noted that,for Native Americans, “poverty anddeprivation are common.”In <strong>the</strong> 1960s and 1970s, watchingboth <strong>the</strong> development <strong>of</strong> ThirdWorld nationalism and <strong>the</strong> progress<strong>of</strong> <strong>the</strong> civil rights movement, NativeAmericans became more aggressivein pressing for <strong>the</strong>ir own rights. Anew generation <strong>of</strong> leaders went tocourt to protect what was left <strong>of</strong> triballands or to recover those which hadbeen taken, <strong>of</strong>ten illegally, in previo<strong>us</strong>times. In state after state, <strong>the</strong>ychallenged treaty violations, and in1967 won <strong>the</strong> first <strong>of</strong> many victoriesguaranteeing long-ab<strong>us</strong>ed land andwater rights. The American IndianMovement (AIM), founded in 1968,helped channel government fundsto Native-American-controlled organizationsand assisted neglectedNative Americans in <strong>the</strong> cities.Confrontations became morecommon. In 1969 a landing party<strong>of</strong> 78 Native Americans seized AlcatrazIsland in San Francisco Bay andheld it until federal <strong>of</strong>ficials removed<strong>the</strong>m in 1971. In 1973 AIM took over<strong>the</strong> South Dakota village <strong>of</strong> WoundedKnee, where soldiers in <strong>the</strong> late19th century had massacred a Siouxencampment. Militants hoped todramatize <strong>the</strong> poverty and alcoholismin <strong>the</strong> reservation surrounding<strong>the</strong> town. The episode ended afterone Native American was killedand ano<strong>the</strong>r wounded, with a governmentagreement to re-examinetreaty rights.Still, Native-American activismbrought results. O<strong>the</strong>r Americansbecame more aware <strong>of</strong> Native-American needs. Government <strong>of</strong>ficialsresponded with measuresincluding <strong>the</strong> Education AssistanceAct <strong>of</strong> 1975 and <strong>the</strong> 1996 Native-American Ho<strong>us</strong>ing and Self-DeterminationAct. The Senate’s firstNative-American member, BenNighthorse Campbell <strong>of</strong> Colorado,was elected in 1992.THE COUNTERCULTUREThe agitation for equal opportunitysparked o<strong>the</strong>r forms <strong>of</strong> upheaval.Young people in particular rejected<strong>the</strong> stable patterns <strong>of</strong> middle-classlife <strong>the</strong>ir parents had created in <strong>the</strong>decades after World War II. Someplunged into radical political activity;many more embraced new standards<strong>of</strong> dress and sexual behavior.The visible signs <strong>of</strong> <strong>the</strong> counterculturespread through parts <strong>of</strong>American society in <strong>the</strong> late 1960sand early 1970s. Hair grew longerand beards became common. Bluejeans and tee shirts took <strong>the</strong> place<strong>of</strong> slacks, jackets, and ties. The <strong>us</strong>e<strong>of</strong> illegal drugs increased. Rockand roll grew, proliferated, andtransformed into many m<strong>us</strong>icalvariations. The Beatles, <strong>the</strong> RollingStones, and o<strong>the</strong>r British groupstook <strong>the</strong> country by storm. “Hardrock” grew popular, and songs witha political or social commentary,such as those by singer-songwriterBob Dylan, became common. Theyouth counterculture reached itsapogee in Aug<strong>us</strong>t 1969 at Woodstock,a three-day m<strong>us</strong>ic festival inrural New York State attended byalmost half-a-million persons. Thefestival, mythologized in films andrecord albums, gave its name to <strong>the</strong>era, <strong>the</strong> Woodstock Generation.A parallel manifestation <strong>of</strong> <strong>the</strong>new sensibility <strong>of</strong> <strong>the</strong> young was<strong>the</strong> rise <strong>of</strong> <strong>the</strong> New Left, a group <strong>of</strong>young, college-age radicals. The NewLeftists, who had close counterpartsin Western Europe, were in many instances<strong>the</strong> children <strong>of</strong> <strong>the</strong> older generation<strong>of</strong> radicals. None<strong>the</strong>less, <strong>the</strong>yrejected old-style Marxist rhetoric.Instead, <strong>the</strong>y depicted universitystudents as <strong>the</strong>mselves an oppressedclass that possessed special insightsinto <strong>the</strong> struggle <strong>of</strong> o<strong>the</strong>r oppressedgroups in American society.New Leftists participated in <strong>the</strong>civil rights movement and <strong>the</strong> struggleagainst poverty. Their greatestsuccess — and <strong>the</strong> one instance inwhich <strong>the</strong>y developed a mass following— was in opposing <strong>the</strong> VietnamWar, an issue <strong>of</strong> emotional interest280281


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORYto <strong>the</strong>ir draft-age contemporaries.By <strong>the</strong> late 1970s, <strong>the</strong> student NewLeft had disappeared, but many<strong>of</strong> its activists made <strong>the</strong>ir way intomainstream politics.ENVIRONMENTALISMThe energy and sensibility that fueled<strong>the</strong> civil rights movement, <strong>the</strong>counterculture, and <strong>the</strong> New Leftalso stimulated an environmentalmovement in <strong>the</strong> mid-1960s. Manywere aro<strong>us</strong>ed by <strong>the</strong> publication in1962 <strong>of</strong> Rachel Carson’s book SilentSpring, which alleged that chemicalpesticides, particularly DDT, ca<strong>us</strong>edcancer, among o<strong>the</strong>r ills. Publicconcern about <strong>the</strong> environmentcontinued to increase throughout<strong>the</strong> 1960s as many became aware <strong>of</strong>o<strong>the</strong>r pollutants surrounding <strong>the</strong>m— automobile emissions, ind<strong>us</strong>trialwastes, oil spills — that threatened<strong>the</strong>ir health and <strong>the</strong> beauty <strong>of</strong> <strong>the</strong>irsurroundings. On April 22, 1970,schools and communities across <strong>the</strong><strong>United</strong> <strong>States</strong> celebrated Earth Dayfor <strong>the</strong> first time. “Teach-ins” educatedAmericans about <strong>the</strong> dangers<strong>of</strong> environmental pollution.Few denied that pollution wasa problem, but <strong>the</strong> proposed solutionsinvolved expense and inconvenience.Many believed <strong>the</strong>se wouldreduce <strong>the</strong> economic growth uponwhich many Americans’ standard<strong>of</strong> living depended. Never<strong>the</strong>less, in1970, Congress amended <strong>the</strong> CleanAir Act <strong>of</strong> 1967 to develop uniformnational air-quality standards. Italso passed <strong>the</strong> Water Quality ImprovementAct, which assigned to<strong>the</strong> polluter <strong>the</strong> responsibility <strong>of</strong>cleaning up <strong>of</strong>f-shore oil spills. Also,in 1970, <strong>the</strong> Environmental ProtectionAgency (EPA) was created asan independent federal agency tospearhead <strong>the</strong> effort to bring ab<strong>us</strong>esunder control. During <strong>the</strong> nextthree decades, <strong>the</strong> EPA, bolstered bylegislation that increased its authority,became one <strong>of</strong> <strong>the</strong> most activeagencies in <strong>the</strong> government, issuingstrong regulations covering air andwater quality.KENNEDY AND THERESURGENCE OF BIGGOVERNMENT LIBERALISMBy 1960 government had becomean increasingly powerful force inpeople’s lives. During <strong>the</strong> GreatDepression <strong>of</strong> <strong>the</strong> 1930s, new executiveagencies were created to dealwith many aspects <strong>of</strong> American life.During World War II, <strong>the</strong> number<strong>of</strong> civilians employed by <strong>the</strong> federalgovernment rose from one millionto 3.8 million, <strong>the</strong>n stabilized at2.5 million in <strong>the</strong> 1950s. Federalexpenditures, which had stood at$3,100-million in 1929, increased to$75,000-million in 1953 and passed$150,000-million in <strong>the</strong> 1960s.Most Americans accepted government’sexpanded role, even as<strong>the</strong>y disagreed about how far thatexpansion should continue. Democratsgenerally wanted <strong>the</strong> governmentto ensure growth and stability.They wanted to extend federalbenefits for education, health, andwelfare. Many Republicans accepteda level <strong>of</strong> government responsibility,but hoped to cap spendingand restore a larger measure <strong>of</strong>individual initiative. The presidentialelection <strong>of</strong> 1960 revealed a nationalmost evenly divided between<strong>the</strong>se visions.John F. Kennedy, <strong>the</strong> Democraticvictor by a narrow margin, was at 43<strong>the</strong> youngest man ever to win <strong>the</strong>presidency. On television, in a series<strong>of</strong> debates with opponent RichardNixon, he appeared able, articulate,and energetic. In <strong>the</strong> campaign, hespoke <strong>of</strong> moving aggressively into<strong>the</strong> new decade, for “<strong>the</strong> New Frontieris here whe<strong>the</strong>r we seek it ornot.” In his first inaugural address,he concluded with an eloquent plea:“Ask not what your country can d<strong>of</strong>or you — ask what you can do foryour country.” Throughout his briefpresidency, Kennedy’s special combination<strong>of</strong> grace, wit, and style —far more than his specific legislativeagenda — s<strong>us</strong>tained his popularityand influenced generations <strong>of</strong> politiciansto come.Kennedy wanted to exert strongleadership to extend economicbenefits to all citizens, but a razorthinmargin <strong>of</strong> victory limited hismandate. Even though <strong>the</strong> DemocraticParty controlled both ho<strong>us</strong>es<strong>of</strong> Congress, conservative Sou<strong>the</strong>rnDemocrats <strong>of</strong>ten sided with <strong>the</strong>Republicans on issues involving <strong>the</strong>scope <strong>of</strong> governmental interventionin <strong>the</strong> economy. They resisted plansto increase federal aid to education,provide health insurance for <strong>the</strong> elderly,and create a new Department<strong>of</strong> Urban Affairs. And so, despite hisl<strong>of</strong>ty rhetoric, Kennedy’s policieswere <strong>of</strong>ten limited and restrained.One priority was to end <strong>the</strong> recession,in progress when Kennedy took<strong>of</strong>fice, and restore economic growth.But Kennedy lost <strong>the</strong> confidence <strong>of</strong>b<strong>us</strong>iness leaders in 1962, when hesucceeded in rolling back what <strong>the</strong>administration regarded as an excessiveprice increase in <strong>the</strong> steel ind<strong>us</strong>try.Though <strong>the</strong> president achievedhis immediate goal, he alienated animportant source <strong>of</strong> support. Persuadedby his economic advisers thata large tax cut would stimulate <strong>the</strong>economy, Kennedy backed a bill providingfor one. Conservative oppositionin Congress, however, appearedto destroy any hopes <strong>of</strong> passing a billmost congressmen thought wouldwiden <strong>the</strong> budget deficit.The overall legislative record <strong>of</strong><strong>the</strong> Kennedy administration wasmeager. The president made somegestures toward civil rights leadersbut did not embrace <strong>the</strong> goals <strong>of</strong> <strong>the</strong>civil rights movement until demonstrationsled by Martin Lu<strong>the</strong>r KingJr. forced his hand in 1963. Like Trumanbefore him, he could not securecongressional passage <strong>of</strong> federal aidto public education or for a medicalcare program limited to <strong>the</strong> elderly.He gained only a modest increasein <strong>the</strong> minimum wage. Still, he didsecure funding for a space program,and established <strong>the</strong> Peace Corps tosend men and women overseas toassist developing countries in meeting<strong>the</strong>ir own needs.282283


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORYKENNEDY AND THECOLD WARPresident Kennedy came into <strong>of</strong>ficepledged to carry on <strong>the</strong> ColdWar vigoro<strong>us</strong>ly, but he also hopedfor accommodation and was reluctantto commit American power.During his first year-and-a-halfin <strong>of</strong>fice, he rejected American interventionafter <strong>the</strong> CIA-guidedCuban exile invasion at <strong>the</strong> Bay <strong>of</strong>Pigs failed, effectively ceded <strong>the</strong>landlocked Sou<strong>the</strong>ast Asian nation<strong>of</strong> Laos to Communist control, andacquiesced in <strong>the</strong> building <strong>of</strong> <strong>the</strong>Berlin Wall. Kennedy’s decisionsreinforced impressions <strong>of</strong> weaknessthat Soviet Premier Nikita Khr<strong>us</strong>hchevhad formed in <strong>the</strong>ir only personalmeeting, a summit meeting atVienna in June 1961.It was against this backdrop thatKennedy faced <strong>the</strong> most serio<strong>us</strong>event <strong>of</strong> <strong>the</strong> Cold War, <strong>the</strong> Cubanmissile crisis.In <strong>the</strong> fall <strong>of</strong> 1962, <strong>the</strong> administrationlearned that <strong>the</strong> Soviet Unionwas secretly installing <strong>of</strong>fensive nuclearmissiles in Cuba. After consideringdifferent options, Kennedydecided on a quarantine to preventSoviet ships from bringing additionalsupplies to Cuba. He demandedpublicly that <strong>the</strong> Soviets remove <strong>the</strong>weapons and warned that an attackfrom that island would bring retaliationagainst <strong>the</strong> USSR. After severaldays <strong>of</strong> tension, during which <strong>the</strong>world was closer than ever beforeto nuclear war, <strong>the</strong> Soviets agreed toremove <strong>the</strong> missiles. Critics chargedthat Kennedy had risked nuclear disasterwhen quiet diplomacy mighthave been effective. But most Americansand much <strong>of</strong> <strong>the</strong> non-Communistworld applauded his decisiveness.The missile crisis made himfor <strong>the</strong> first time <strong>the</strong> acknowledgedleader <strong>of</strong> <strong>the</strong> democratic West.In retrospect, <strong>the</strong> Cuban missilecrisis marked a turning pointin U.S.-Soviet relations. Both sidessaw <strong>the</strong> need to def<strong>us</strong>e tensions thatcould lead to direct military conflict.The following year, <strong>the</strong> <strong>United</strong><strong>States</strong>, <strong>the</strong> Soviet Union, and GreatBritain signed a landmark LimitedTest Ban Treaty prohibiting nuclearweapons tests in <strong>the</strong> atmosphere.Indochina (Vietnam, Laos, Cambodia),a French possession beforeWorld War II, was still ano<strong>the</strong>r ColdWar battlefield. The French effort toreassert colonial control <strong>the</strong>re wasopposed by Ho Chi Minh, a VietnameseCommunist, whose VietMinh movement engaged in a guerrillawar with <strong>the</strong> French army.Both Truman and Eisenhower,eager to maintain French support for<strong>the</strong> policy <strong>of</strong> containment in Europe,provided France with economic aidthat freed resources for <strong>the</strong> strugglein Vietnam. But <strong>the</strong> French suffereda decisive defeat in Dien Bien Phu inMay 1954. At an international conferencein Geneva, Laos and Cambodiawere given <strong>the</strong>ir independence. Vietnamwas divided, with Ho in powerin <strong>the</strong> North and Ngo Dinh Diem, aRoman Catholic anti-Communist ina largely Buddhist population, heading<strong>the</strong> government in <strong>the</strong> South.Elections were to be held two yearslater to unify <strong>the</strong> country. Persuadedthat <strong>the</strong> fall <strong>of</strong> Vietnam could lead to<strong>the</strong> fall <strong>of</strong> Burma, Thailand, and Indonesia,Eisenhower backed Diem’sref<strong>us</strong>al to hold elections in 1956 andeffectively established South Vietnamas an American client state.Kennedy increased assistance,and sent small numbers <strong>of</strong> militaryadvisors, but a new guerrilla strugglebetween North and South continued.Diem’s unpopularity grew and<strong>the</strong> military situation worsened. Inlate 1963, Kennedy secretly assentedto a coup d’etat. To <strong>the</strong> president’ssurprise, Diem and his powerfulbro<strong>the</strong>r-in-law, Ngo Dien Nu,were killed. It was at this uncertainjuncture that Kennedy’s presidencyended three weeks later.THE SPACE PROGRAMDuring Eisenhower’s second term,outer space had become an arena forU.S.-Soviet competition. In 1957,<strong>the</strong> Soviet Union launched Sputnik— an artificial satellite — <strong>the</strong>rebydemonstrating it could build morepowerful rockets than <strong>the</strong> <strong>United</strong><strong>States</strong>. The <strong>United</strong> <strong>States</strong> launchedits first satellite, Explorer I, in 1958.But three months after Kennedybecame president, <strong>the</strong> USSR put<strong>the</strong> first man in orbit. Kennedy respondedby committing <strong>the</strong> <strong>United</strong><strong>States</strong> to land a man on <strong>the</strong> moonand bring him back “before this decadeis out.” With Project Mercuryin 1962, John Glenn became <strong>the</strong> firstU.S. astronaut to orbit <strong>the</strong> Earth.After Kennedy’s death, PresidentLyndon Johnson enth<strong>us</strong>iasticallysupported <strong>the</strong> space program. In<strong>the</strong> mid-1960s, U.S. scientists developed<strong>the</strong> two-person Geminispacecraft. Gemini achieved severalfirsts, including an eight-day missionin Aug<strong>us</strong>t 1965 — <strong>the</strong> longestspace flight at that time — and inNovember 1966, <strong>the</strong> first automaticallycontrolled reentry into <strong>the</strong>Earth’s atmosphere. Gemini also accomplished<strong>the</strong> first manned linkup<strong>of</strong> two spacecraft in flight as well as<strong>the</strong> first U.S. walks in space.The three-person Apollo spacecraftachieved Kennedy’s goal anddemonstrated to <strong>the</strong> world that <strong>the</strong><strong>United</strong> <strong>States</strong> had surpassed Sovietcapabilities in space. On July 20,1969, with hundreds <strong>of</strong> millions <strong>of</strong>television viewers watching around<strong>the</strong> world, Neil Armstrong became<strong>the</strong> first human to walk on <strong>the</strong> surface<strong>of</strong> <strong>the</strong> moon.O<strong>the</strong>r Apollo flights followed, butmany Americans began to question<strong>the</strong> value <strong>of</strong> manned space flight. In<strong>the</strong> early 1970s, as o<strong>the</strong>r prioritiesbecame more pressing, <strong>the</strong> <strong>United</strong><strong>States</strong> scaled down <strong>the</strong> space program.Some Apollo missions werescrapped; only one <strong>of</strong> two proposedSkylab space stations was built.DEATH OF A PRESIDENTJohn Kennedy had gained worldprestige by his management <strong>of</strong> <strong>the</strong>Cuban missile crisis and had wongreat popularity at home. Manybelieved he would win re-election284285


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORYeasily in 1964. But on November 22,1963, he was assassinated while ridingin an open car during a visit toDallas, Texas. His death, amplifiedby television coverage, was a traumaticevent, j<strong>us</strong>t as Roosevelt’s hadbeen 18 years earlier.In retrospect, it is clear that Kennedy’sreputation stems more fromhis style and eloquently stated idealsthan from <strong>the</strong> implementation <strong>of</strong> hispolicies. He had laid out an impressiveagenda but at his death much remainedblocked in Congress. It waslargely beca<strong>us</strong>e <strong>of</strong> <strong>the</strong> political skilland legislative victories <strong>of</strong> his successorthat Kennedy would be seen as aforce for progressive change.LYNDON JOHNSON ANDTHE GREAT SOCIETYLyndon Johnson, a Texan who wasmajority leader in <strong>the</strong> Senate beforebecoming Kennedy’s vice president,was a masterful politician. He hadbeen schooled in Congress, wherehe developed an extraordinary abilityto get things done. He excelled atpleading, cajoling, or threatening asnecessary to achieve his ends. Hisliberal idealism was probably deeperthan Kennedy’s. As president, hewanted to <strong>us</strong>e his power aggressivelyto eliminate poverty and spread <strong>the</strong>benefits <strong>of</strong> prosperity to all.Johnson took <strong>of</strong>fice determinedto secure <strong>the</strong> passage <strong>of</strong> Kennedy’slegislative agenda. His immediatepriorities were his predecessor’s billsto reduce taxes and guarantee civilrights. Using his skills <strong>of</strong> persuasionand calling on <strong>the</strong> legislators’ respectfor <strong>the</strong> slain president, Johnson succeededin gaining passage <strong>of</strong> bothduring his first year in <strong>of</strong>fice. Thetax cuts stimulated <strong>the</strong> economy.The Civil Rights Act <strong>of</strong> 1964 was <strong>the</strong>most far-reaching such legislationsince Reconstruction.Johnson addressed o<strong>the</strong>r issues aswell. By <strong>the</strong> spring <strong>of</strong> 1964, he hadbegun to <strong>us</strong>e <strong>the</strong> name “Great Society”to describe his socio-economicprogram. That summer he securedpassage <strong>of</strong> a federal jobs program forimpoverished young people. It was<strong>the</strong> first step in what he called <strong>the</strong>“War on Poverty.” In <strong>the</strong> presidentialelection that November, he wona landslide victory over conservativeRepublican Barry Goldwater. Significantly,<strong>the</strong> 1964 election gave liberalDemocrats firm control <strong>of</strong> Congressfor <strong>the</strong> first time since 1938. Thiswould enable <strong>the</strong>m to pass legislationover <strong>the</strong> combined opposition<strong>of</strong> Republicans and conservativeSou<strong>the</strong>rn Democrats.The War on Poverty became <strong>the</strong>centerpiece <strong>of</strong> <strong>the</strong> administration’sGreat Society program. The Office<strong>of</strong> Economic Opportunity, establishedin 1964, provided trainingfor <strong>the</strong> poor and established vario<strong>us</strong>community-action agencies,guided by an ethic <strong>of</strong> “participatorydemocracy” that aimed to give <strong>the</strong>poor <strong>the</strong>mselves a voice in ho<strong>us</strong>ing,health, and education programs.Medical care came next. UnderJohnson’s leadership, Congress enactedMedicare, a health insuranceprogram for <strong>the</strong> elderly, and Medicaid,a program providing healthcareassistance for <strong>the</strong> poor.Johnson succeeded in <strong>the</strong> effortto provide more federal aid for elementaryand secondary schooling,traditionally a state and local function.The measure that was enactedgave money to <strong>the</strong> states based on<strong>the</strong> number <strong>of</strong> <strong>the</strong>ir children fromlow-income families. Funds couldbe <strong>us</strong>ed to assist public- and privateschoolchildren alike.Convinced <strong>the</strong> <strong>United</strong> <strong>States</strong>confronted an “urban crisis” characterizedby declining inner cities,<strong>the</strong> Great Society architects deviseda new ho<strong>us</strong>ing act that provided rentsupplements for <strong>the</strong> poor and establisheda Department <strong>of</strong> Ho<strong>us</strong>ing andUrban Development.O<strong>the</strong>r legislation had an impacton many aspects <strong>of</strong> American life.Federal assistance went to artistsand scholars to encourage <strong>the</strong>irwork. In September 1966, Johnsonsigned into law two transportationbills. The first provided funds tostate and local governments for developingsafety programs, while <strong>the</strong>o<strong>the</strong>r set up federal safety standardsfor cars and tires. The latter programreflected <strong>the</strong> efforts <strong>of</strong> a cr<strong>us</strong>adingyoung radical, Ralph Nader. In his1965 book, Unsafe at Any Speed: TheDesigned-In Dangers <strong>of</strong> <strong>the</strong> AmericanAutomobile, Nader argued thatautomobile manufacturers weresacrificing safety features for style,and charged that faulty engineeringcontributed to highway fatalities.In 1965, Congress abolished <strong>the</strong>discriminatory 1924 national-originimmigration quotas. This triggereda new wave <strong>of</strong> immigration, much<strong>of</strong> it from South and East Asia andLatin America.The Great Society was <strong>the</strong> largestburst <strong>of</strong> legislative activity since <strong>the</strong>New Deal. But support weakenedas early as 1966. Some <strong>of</strong> Johnson’sprograms did not live up to expectations;many went underfunded. Theurban crisis seemed, if anything, toworsen. Still, whe<strong>the</strong>r beca<strong>us</strong>e <strong>of</strong> <strong>the</strong>Great Society spending or beca<strong>us</strong>e <strong>of</strong>a strong economic upsurge, povertydid decline at least marginally during<strong>the</strong> Johnson administration.THE WAR IN VIETNAMDissatisfaction with <strong>the</strong> Great Societycame to be more than matchedby unhappiness with <strong>the</strong> situationin Vietnam. A series <strong>of</strong> South Vietnamesestrong men proved littlemore successful than Diem in mobilizing<strong>the</strong>ir country. The Viet Cong,insurgents supplied and coordinatedfrom North Vietnam, gained groundin <strong>the</strong> countryside.Determined to halt Communistadvances in South Vietnam, Johnsonmade <strong>the</strong> Vietnam War his own. Aftera North Vietnamese naval attackon two American destroyers, Johnsonwon from Congress on Aug<strong>us</strong>t 7,1964, passage <strong>of</strong> <strong>the</strong> Gulf <strong>of</strong> TonkinResolution, which allowed <strong>the</strong> presidentto “take all necessary measuresto repel any armed attack against<strong>the</strong> forces <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong> andto prevent fur<strong>the</strong>r aggression.” Afterhis re-election in November 1964,286287


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORYhe embarked on a policy <strong>of</strong> escalation.From 25,000 troops at <strong>the</strong> start<strong>of</strong> 1965, <strong>the</strong> number <strong>of</strong> soldiers —both volunteers and draftees — roseto 500,000 by 1968. A bombing campaignwrought havoc in both Northand South Vietnam.Grisly television coverage with acritical edge dampened support for<strong>the</strong> war. Some Americans thought itimmoral; o<strong>the</strong>rs watched in dismayas <strong>the</strong> massive military campaignseemed to be ineffective. Large protests,especially among <strong>the</strong> young,and a mounting general public dissatisfactionpressured Johnson tobegin negotiating for peace.THE ELECTION OF 1968By 1968 <strong>the</strong> country was in turmoilover both <strong>the</strong> Vietnam War andcivil disorder, expressed in urbanriots that reflected African-Americananger. On March 31, 1968, <strong>the</strong>president renounced any intention<strong>of</strong> seeking ano<strong>the</strong>r term. J<strong>us</strong>ta week later, Martin Lu<strong>the</strong>r KingJr. was shot and killed in Memphis,Tennessee. John Kennedy’s youngerbro<strong>the</strong>r, Robert, made an emotionalanti-war campaign for <strong>the</strong> Democraticnomination, only to be assassinatedin June.At <strong>the</strong> Democratic National Conventionin Chicago, Illinois, protestersfought street battles with police.A divided Democratic Party nominatedVice President Hubert Humphrey,once <strong>the</strong> hero <strong>of</strong> <strong>the</strong> liberalsbut now seen as a Johnson loyalist.White opposition to <strong>the</strong> civil rightsmeasures <strong>of</strong> <strong>the</strong> 1960s galvanized<strong>the</strong> third-party candidacy <strong>of</strong> AlabamaGovernor George Wallace, aDemocrat who captured his homestate, Mississippi, and Arkansas,Louisiana, and Georgia, statestypically carried in that era by <strong>the</strong>Democratic nominee. RepublicanRichard Nixon, who ran on a plan toextricate <strong>the</strong> <strong>United</strong> <strong>States</strong> from <strong>the</strong>war and to increase “law and order”at home, scored a narrow victory.NIXON, VIETNAM, AND THECOLD WARDetermined to achieve “peacewith honor,” Nixon slowly withdrewAmerican troops while redoublingefforts to equip <strong>the</strong> South Vietnamesearmy to carry on <strong>the</strong> fight. Healso ordered strong American <strong>of</strong>fensiveactions. The most important <strong>of</strong><strong>the</strong>se was an invasion <strong>of</strong> Cambodiain 1970 to cut <strong>of</strong>f North Vietnamesesupply lines to South Vietnam. Thisled to ano<strong>the</strong>r round <strong>of</strong> protests anddemonstrations. Students in manyuniversities took to <strong>the</strong> streets. AtKent State in Ohio, <strong>the</strong> nationalguard troops who had been called into restore order panicked and killedfour students.By <strong>the</strong> fall <strong>of</strong> 1972, however,troop strength in Vietnam was below50,000 and <strong>the</strong> military draft,which had ca<strong>us</strong>ed so much camp<strong>us</strong>discontent, was all but dead. Acease-fire, negotiated for <strong>the</strong> <strong>United</strong><strong>States</strong> by Nixon’s national securityadviser, Henry Kissinger, was signedin 1973. Although American troopsdeparted, <strong>the</strong> war lingered on into<strong>the</strong> spring <strong>of</strong> 1975, when Congresscut <strong>of</strong>f assistance to South Vietnamand North Vietnam consolidated itscontrol over <strong>the</strong> entire country.The war left Vietnam devastated,with millions maimed or killed. Italso left <strong>the</strong> <strong>United</strong> <strong>States</strong> traumatized.The nation had spent over$150,000-million in a losing effortthat cost more than 58,000 Americanlives. Americans were no longerunited by a widely held Cold Warconsens<strong>us</strong>, and became wary <strong>of</strong> fur<strong>the</strong>rforeign entanglements.Yet as Vietnam wound down,<strong>the</strong> Nixon administration took historicsteps toward closer ties with<strong>the</strong> major Communist powers. Themost dramatic move was a new relationshipwith <strong>the</strong> People’s Republic<strong>of</strong> China. In <strong>the</strong> two decades sinceMao Zedong’s victory, <strong>the</strong> <strong>United</strong><strong>States</strong> had argued that <strong>the</strong> Nationalistgovernment on Taiwan representedall <strong>of</strong> China. In 1971 and1972, Nixon s<strong>of</strong>tened <strong>the</strong> Americanstance, eased trading restrictions,and became <strong>the</strong> first U.S. presidentever to visit Beijing. The “ShanghaiCommunique” signed during thatvisit established a new U.S. policy:that <strong>the</strong>re was one China, that Taiwanwas a part <strong>of</strong> China, and thata peaceful settlement <strong>of</strong> <strong>the</strong> dispute<strong>of</strong> <strong>the</strong> question by <strong>the</strong> Chinese<strong>the</strong>mselves was a U.S. interest.With <strong>the</strong> Soviet Union, Nixon wasequally successful in pursuing <strong>the</strong>policy he and his Secretary <strong>of</strong> StateHenry Kissinger called détente. Heheld several cordial meetings withSoviet leader Leonid Brezhnev inwhich <strong>the</strong>y agreed to limit stockpiles<strong>of</strong> missiles, cooperate in space, andease trading restrictions. The StrategicArms Limitation Talks (SALT)culminated in 1972 in an arms controlagreement limiting <strong>the</strong> growth<strong>of</strong> nuclear arsenals and restrictinganti-ballistic missile systems.NIXON’S ACCOMPLISHMENTSAND DEFEATSVice president under Eisenhowerbefore his unsuccessful run for<strong>the</strong> presidency in 1960, Nixon wasseen as among <strong>the</strong> shrewdest <strong>of</strong>American politicians. AlthoughNixon subscribed to <strong>the</strong> Republicanvalue <strong>of</strong> fiscal responsibility, heaccepted a need for government’sexpanded role and did not oppose<strong>the</strong> basic contours <strong>of</strong> <strong>the</strong> welfarestate. He simply wanted to manageits programs better. Not opposedto African-American civil rightson principle, he was wary <strong>of</strong> largefederal civil rights bureaucracies.None<strong>the</strong>less, his administrationvigoro<strong>us</strong>ly enforced court orderson school desegregation even as itcourted Sou<strong>the</strong>rn white voters.Perhaps his biggest domesticproblem was <strong>the</strong> economy. He inheritedboth a slowdown from itsVietnam peak under Johnson, anda continuing inflationary surge thathad been a by-product <strong>of</strong> <strong>the</strong> war. Hedealt with <strong>the</strong> first by becoming <strong>the</strong>first Republican president to endorsedeficit spending as a way to stimulate<strong>the</strong> economy; <strong>the</strong> second by288289


CHAPTER 13: DECADES OF CHANGE: 1960-1980OUTLINE OF U.S. HISTORYimposing wage and price controls,a policy in which <strong>the</strong> Right had nolong-term faith, in 1971. In <strong>the</strong> shortrun, <strong>the</strong>se decisions stabilized <strong>the</strong>economy and established favorableconditions for Nixon’s re-election in1972. He won an overwhelming victoryover peace-minded DemocraticSenator George McGovern.Things began to sour very quicklyinto <strong>the</strong> president’s second term.Very early on, he faced charges thathis re-election committee had manageda break-in at <strong>the</strong> Watergatebuilding headquarters <strong>of</strong> <strong>the</strong> DemocraticNational Committee and tha<strong>the</strong> had participated in a cover-up.Special prosecutors and congressionalcommittees dogged his presidency<strong>the</strong>reafter.Factors beyond Nixon’s controlundermined his economic policies.In 1973 <strong>the</strong> war between Israel andEgypt and Syria prompted SaudiArabia to embargo oil shipments toIsrael’s ally, <strong>the</strong> <strong>United</strong> <strong>States</strong>. O<strong>the</strong>rmember nations <strong>of</strong> <strong>the</strong> Organization<strong>of</strong> <strong>the</strong> Petroleum Exporting Countries(OPEC) quadrupled <strong>the</strong>ir prices.Americans faced both shortages,exacerbated in <strong>the</strong> view <strong>of</strong> many byover-regulation <strong>of</strong> distribution, andrapidly rising prices. Even when <strong>the</strong>embargo ended <strong>the</strong> next year, pricesremained high and affected all areas<strong>of</strong> American economic life: In 1974,inflation reached 12 percent, ca<strong>us</strong>ingdisruptions that led to even higherunemployment rates. The unprecedentedeconomic boom Americahad enjoyed since 1948 was grindingto a halt.Nixon’s rhetoric about <strong>the</strong> needfor “law and order” in <strong>the</strong> face <strong>of</strong>rising crime rates, increased drug<strong>us</strong>e, and more permissive viewsabout sex resonated with moreAmericans than not. But this concernwas insufficient to quell concernsabout <strong>the</strong> Watergate break-inand <strong>the</strong> economy. Seeking to energizeand enlarge his own politicalconstituency, Nixon lashed out atdemonstrators, attacked <strong>the</strong> pressfor distorted coverage, and soughtto silence his opponents. Instead, heleft an unfavorable impression withmany who saw him on television andperceived him as unstable. Addingto Nixon’s troubles, Vice PresidentSpiro Agnew, his outspoken pointman against <strong>the</strong> media and liberals,was forced to resign in 1973, pleading“no contest” to a criminal charge<strong>of</strong> tax evasion.Nixon probably had not knownin advance <strong>of</strong> <strong>the</strong> Watergate burglary,but he had tried to cover it up,and had lied to <strong>the</strong> American peopleabout it. Evidence <strong>of</strong> his involvementmounted. On July 27, 1974, <strong>the</strong>Ho<strong>us</strong>e Judiciary Committee votedto recommend his impeachment.Facing certain o<strong>us</strong>ter from <strong>of</strong>fice, heresigned on Aug<strong>us</strong>t 9, 1974.THE FORD INTERLUDENixon’s vice president, GeraldFord (appointed to replace Agnew),was an unpretentio<strong>us</strong> man who hadspent most <strong>of</strong> his public life in Congress.His first priority was to restoretr<strong>us</strong>t in <strong>the</strong> government. However,feeling it necessary to head <strong>of</strong>f <strong>the</strong>spectacle <strong>of</strong> a possible prosecution<strong>of</strong> Nixon, he issued a blanket pardonto his predecessor. Although it wasperhaps necessary, <strong>the</strong> move wasnone<strong>the</strong>less unpopular.In public policy, Ford followed<strong>the</strong> course Nixon had set. Economicproblems remained serio<strong>us</strong>, as inflationand unemployment continuedto rise. Ford first tried to reassure<strong>the</strong> public, much as Herbert Hooverhad done in 1929. When that failed,he imposed measures to curb inflation,which sent unemploymentabove 8 percent. A tax cut, coupledwith higher unemployment benefits,helped a bit but <strong>the</strong> economyremained weak.In foreign policy, Ford adoptedNixon’s strategy <strong>of</strong> detente. Perhapsits major manifestation was <strong>the</strong>Helsinki Accords <strong>of</strong> 1975, in which<strong>the</strong> <strong>United</strong> <strong>States</strong> and Western Europeannations effectively recognizedSoviet hegemony in Eastern Europein return for Soviet affirmation<strong>of</strong> human rights. The agreementhad little immediate significance,but over <strong>the</strong> long run may havemade maintenance <strong>of</strong> <strong>the</strong> Sovietempire more difficult. Westernnations effectively <strong>us</strong>ed periodic“Helsinki review meetings” to callattention to vario<strong>us</strong> ab<strong>us</strong>es <strong>of</strong> humanrights by Communist regimes<strong>of</strong> <strong>the</strong> Eastern bloc.THE CARTER YEARSJimmy Carter, former Democraticgovernor <strong>of</strong> Georgia, won <strong>the</strong> presidencyin 1976. Portraying himselfduring <strong>the</strong> campaign as an outsiderto Washington politics, he promiseda fresh approach to governing, buthis lack <strong>of</strong> experience at <strong>the</strong> nationallevel complicated his tenure from<strong>the</strong> start. A naval <strong>of</strong>ficer and engineerby training, he <strong>of</strong>ten appearedto be a technocrat, when Americanswanted someone more visionary tolead <strong>the</strong>m through troubled times.In economic affairs, Carter atfirst permitted a policy <strong>of</strong> deficitspending. Inflation rose to 10 percenta year when <strong>the</strong> Federal ReserveBoard, responsible for setting monetarypolicy, increased <strong>the</strong> moneysupply to cover deficits. Carterresponded by cutting <strong>the</strong> budget,but cuts affected social programs at<strong>the</strong> heart <strong>of</strong> Democratic domesticpolicy. In mid-1979, anger in <strong>the</strong>financial community practicallyforced him to appoint Paul Volckeras chairman <strong>of</strong> <strong>the</strong> Federal Reserve.Volcker was an “inflation hawk”who increased interest rates in anattempt to halt price increases, at<strong>the</strong> cost <strong>of</strong> negative consequencesfor <strong>the</strong> economy.Carter also faced criticism for hisfailure to secure passage <strong>of</strong> an effectiveenergy policy. He presenteda comprehensive program, aimedat reducing dependence on foreignoil, that he called <strong>the</strong> “moral equivalent<strong>of</strong> war.” Opponents thwartedit in Congress.Though Carter called himself apopulist, his political priorities werenever wholly clear. He endorsedgovernment’s protective role, but290291


CHAPTER 13: DECADES OF CHANGE: 1960-1980<strong>the</strong>n began <strong>the</strong> process <strong>of</strong> deregulation,<strong>the</strong> removal <strong>of</strong> governmentalcontrols in economic life. Arguingthat some restrictions over <strong>the</strong>course <strong>of</strong> <strong>the</strong> past century limitedcompetition and increased consumercosts, he favored decontrolin <strong>the</strong> oil, airline, railroad, andtrucking ind<strong>us</strong>tries.Carter’s political efforts failed togain ei<strong>the</strong>r public or congressionalsupport. By <strong>the</strong> end <strong>of</strong> his term, hisdisapproval rating reached 77 percent,and Americans began to looktoward <strong>the</strong> Republican Party again.Carter’s greatest foreign policyaccomplishment was <strong>the</strong> negotiation<strong>of</strong> a peace settlement betweenEgypt, under President Anwaral-Sadat, and Israel, under PrimeMinister Menachem Begin. Actingas both mediator and participant, hepersuaded <strong>the</strong> two leaders to end a30-year state <strong>of</strong> war. The subsequentpeace treaty was signed at <strong>the</strong> WhiteHo<strong>us</strong>e in March 1979.After protracted and <strong>of</strong>ten emotionaldebate, Carter also securedSenate ratification <strong>of</strong> treaties ceding<strong>the</strong> Panama Canal to Panama by <strong>the</strong>year 2000. Going a step far<strong>the</strong>r thanNixon, he extended formal diplomaticrecognition to <strong>the</strong> People’sRepublic <strong>of</strong> China.But Carter enjoyed less successwith <strong>the</strong> Soviet Union. Thoughhe assumed <strong>of</strong>fice with detenteat high tide and declared that <strong>the</strong><strong>United</strong> <strong>States</strong> had escaped its “inordinatefear <strong>of</strong> Communism,” hisinsistence that “our commitment tohuman rights m<strong>us</strong>t be absolute” antagonized<strong>the</strong> Soviet government. ASALT II agreement fur<strong>the</strong>r limitingnuclear stockpiles was signed, butnot ratified by <strong>the</strong> U.S. Senate, many<strong>of</strong> whose members felt <strong>the</strong> treatywas unbalanced. The 1979 Sovietinvasion <strong>of</strong> Afghanistan killed <strong>the</strong>treaty and triggered a Carter defensebuild-up that paved <strong>the</strong> way for <strong>the</strong>huge expenditures <strong>of</strong> <strong>the</strong> 1980s.Carter’s most serio<strong>us</strong> foreign policychallenge came in Iran. After anIslamic fundamentalist revolutionled by Shiite M<strong>us</strong>lim leader AyatollahRuhollah Khomeini replaced acorrupt but friendly regime, Carteradmitted <strong>the</strong> deposed shah to <strong>the</strong><strong>United</strong> <strong>States</strong> for medical treatment.Angry Iranian militants, supportedby <strong>the</strong> Islamic regime, seized <strong>the</strong>American embassy in Tehran andheld 53 American hostages for morethan a year. The long-running hostagecrisis dominated <strong>the</strong> final year<strong>of</strong> his presidency and greatly damagedhis chances for re-election. 9The digital revolution <strong>of</strong> <strong>the</strong> past decade has transformed<strong>the</strong> economy and <strong>the</strong> way Americans live, influencing work;interactions with colleagues, family, and friends; access toinformation; even shopping and leisure-time habits.21 ST CENTURYN A T I O NA P I C T U R E P R O F I L EThe first years <strong>of</strong> <strong>the</strong> new century unleashed a new threat topeace and democracy: international terrorist attacks that killed andmaimed tho<strong>us</strong>ands in <strong>the</strong> <strong>United</strong> <strong>States</strong> and around <strong>the</strong> world.J<strong>us</strong>t as it has with earlier dangers, <strong>the</strong> <strong>United</strong> <strong>States</strong> took up thisformidable challenge in unison with its allies. At <strong>the</strong> same time,it coped with changes sparked by globalization, fast-pacedtechnological developments, and new waves <strong>of</strong> immigration thathave made American society more diverse than in <strong>the</strong> past.The country sought to build upon <strong>the</strong> achievements <strong>of</strong> its <strong>history</strong>,and to honor those who have sacrificed in its ca<strong>us</strong>e.292 293


President George W. B<strong>us</strong>h(center) meets with BritishPrime Minister Tony Blair(left), National SecurityAdviser Condoleezza Rice,and Secretary <strong>of</strong> State ColinPowell (right) at <strong>the</strong> WhiteHo<strong>us</strong>e during his first term.Great Britain has been a keyU.S. ally in <strong>the</strong> fight againstterrorism.Malalai Joya, one <strong>of</strong>about 100 womendelegates to <strong>the</strong>constitutional councilin Afghanistan, speaksto <strong>the</strong> council in Kabul,December 17, 2003.Afghanistan has its firstdemocratically electedgovernment as a result<strong>of</strong> <strong>the</strong> U.S., allied, andNor<strong>the</strong>rn Alliancemilitary action in 2001that toppled <strong>the</strong> Talibanfor sheltering Osama binLaden, mastermind <strong>of</strong><strong>the</strong> September 11, 2001,terrorist attacks against<strong>the</strong> <strong>United</strong> <strong>States</strong>.President George W. B<strong>us</strong>h walks with African leaders during a side meeting at <strong>the</strong>Group <strong>of</strong> Eight Summit in Evian, France, June 1, 2003. Left to right are: South AfricanPresident Thabo Mbeki, Nigeria’s President Ol<strong>us</strong>egun Obasanjo, B<strong>us</strong>h,and President <strong>of</strong> Senegal Abdoulaye Wade.294295


Cable News Network (CNN) report from Moscow: The combination <strong>of</strong> hundreds<strong>of</strong> cable television channels and 24-hour news services like CNN give anunprecedented impact and immediacy to news developments around <strong>the</strong> world.Top, Micros<strong>of</strong>t chairman Bill Gates talks with Antwoinette Hayes, a participantin a Micros<strong>of</strong>t initiative to provide technology access to children and teens.Above, Apple founder and chief executive <strong>of</strong>ficer Steve Jobs with hiscompany’s iPod mini. Gates and Jobs are seen as <strong>the</strong> most powerful symbols <strong>of</strong><strong>the</strong> creative and commercial talent that shaped <strong>the</strong> digital era.296Combine youth, rock and hip hop m<strong>us</strong>ic, and 24-hour television, and you get MTV,a television network whose influence extends beyond m<strong>us</strong>ic videos to fashion,advertising, and sales.


Bales <strong>of</strong> sorted recyclables are stacked for processingat <strong>the</strong> Rumpke recycling center in Columb<strong>us</strong>, Ohio.Growing environmental conscio<strong>us</strong>ness in <strong>the</strong> <strong>United</strong><strong>States</strong> has led to huge recycling efforts for materialssuch as glass, paper, steel, and aluminum.The massive AIDS quilt, with each square commemorating an individual whohas died <strong>of</strong> <strong>the</strong> disease. The <strong>United</strong> <strong>States</strong> is a leading contributor to <strong>the</strong>fight against this global pandemic.298 299


Americans’ love affair with <strong>the</strong> automobile continues, resultingin increased traffic congestion as well as considerable efforts bygovernment and ind<strong>us</strong>try to reduce air pollution.300


With h<strong>us</strong>bands and wives in <strong>the</strong> typical family both working outside <strong>the</strong> home,daycare centers for children are commonplace throughout <strong>the</strong> <strong>United</strong> <strong>States</strong>.Iraqis queuing to vote for a Transitional National Assembly at a polling station in <strong>the</strong>center <strong>of</strong> Az Zubayr, Iraq, January 30, 2005. More than 8.5 million Iraqis bravedthreats <strong>of</strong> violence and terrorist attacks to participate in <strong>the</strong> elections. The votefollowed <strong>the</strong> 2003 war, led by <strong>the</strong> <strong>United</strong> <strong>States</strong> and o<strong>the</strong>r coalition members, whichrid Iraq <strong>of</strong> dictator Saddam H<strong>us</strong>sein.A new generation peers into its future.302 303


C H A P T E R14THENEWCONSERVATISMANDANEWWORLDORDERPresident Ronald Reaganand USSR PresidentMikhail Gorbachev aftersigning <strong>the</strong> Intermediate–Range Nuclear Forces(INF) Treaty, December1987.304


CHAPTER 14: THE NEW CONSERVATISM AND A NEW WORLD ORDEROUTLINE OF U.S. HISTORY“I have always believed that<strong>the</strong>re was some divine planthat placed this great continentbetween two oceans to be soughtout by those who were possessed<strong>of</strong> an abiding love <strong>of</strong> freedomand a special kind <strong>of</strong> courage.”A SOCIETY IN TRANSITIONShifts in <strong>the</strong> structure <strong>of</strong> Americansociety, begun years or even decadesearlier, had become apparentby <strong>the</strong> time <strong>the</strong> 1980s arrived. Thecomposition <strong>of</strong> <strong>the</strong> population and<strong>the</strong> most important jobs and skillsin American society had undergonemajor changes.The dominance <strong>of</strong> service jobs in<strong>the</strong> economy became undeniable. By<strong>the</strong> mid-1980s, nearly three-fourths<strong>of</strong> all employees worked in <strong>the</strong> servicesector, for instance, as retailclerks, <strong>of</strong>fice workers, teachers, physicians,and government employees.Service-sector activity benefitedfrom <strong>the</strong> availability and increased<strong>us</strong>e <strong>of</strong> <strong>the</strong> computer. The informationage arrived, with hardware andCalifornia Governor Ronald Reagan, 1974s<strong>of</strong>tware that could aggregate previo<strong>us</strong>lyunimagined amounts <strong>of</strong> dataabout economic and social trends.The federal government had madesignificant investments in computertechnology in <strong>the</strong> 1950s and 1960sfor its military and space programs.In 1976, two young California entrepreneurs,working out <strong>of</strong> a garage,assembled <strong>the</strong> first widely marketedcomputer for home <strong>us</strong>e, named it<strong>the</strong> Apple, and ignited a revolution.By <strong>the</strong> early 1980s, millions <strong>of</strong> microcomputershad found <strong>the</strong>ir wayinto U.S. b<strong>us</strong>inesses and homes, andin 1982, Time magazine dubbed <strong>the</strong>computer its “Machine <strong>of</strong> <strong>the</strong> Year.”Meanwhile, America’s “smokestackind<strong>us</strong>tries” were in decline.The U.S. automobile ind<strong>us</strong>try reeledunder competition from highlyefficient Japanese carmakers. By1980 Japanese companies alreadymanufactured a fifth <strong>of</strong> <strong>the</strong> vehiclessold in <strong>the</strong> <strong>United</strong> <strong>States</strong>. Americanmanufacturers struggled with somesuccess to match <strong>the</strong> cost efficienciesand engineering standards <strong>of</strong><strong>the</strong>ir Japanese rivals, but <strong>the</strong>ir formerdominance <strong>of</strong> <strong>the</strong> domestic carmarket was gone forever. The giantold-line steel companies shrank torelative insignificance as foreignsteel makers adopted new technologiesmore readily.Consumers were <strong>the</strong> beneficiaries<strong>of</strong> this ferocio<strong>us</strong> competition in <strong>the</strong>manufacturing ind<strong>us</strong>tries, but <strong>the</strong>painful struggle to cut costs meant<strong>the</strong> permanent loss <strong>of</strong> hundreds <strong>of</strong>tho<strong>us</strong>ands <strong>of</strong> blue-collar jobs. Thosewho could made <strong>the</strong> switch to <strong>the</strong>service sector; o<strong>the</strong>rs became unfortunatestatistics.Population patterns shifted aswell. After <strong>the</strong> end <strong>of</strong> <strong>the</strong> postwar“baby boom” (1946 to 1964), <strong>the</strong>overall rate <strong>of</strong> population growthdeclined and <strong>the</strong> population grewolder. Ho<strong>us</strong>ehold composition alsochanged. In 1980 <strong>the</strong> percentage<strong>of</strong> family ho<strong>us</strong>eholds dropped; aquarter <strong>of</strong> all groups were now classifiedas “nonfamily ho<strong>us</strong>eholds,”in which two or more unrelatedpersons lived toge<strong>the</strong>r.New immigrants changed <strong>the</strong>character <strong>of</strong> American society ino<strong>the</strong>r ways. The 1965 reform in immigrationpolicy shifted <strong>the</strong> foc<strong>us</strong>away from Western Europe, facilitatinga dramatic increase in new arrivalsfrom Asia and Latin America. In1980, 808,000 immigrants arrived,<strong>the</strong> highest number in 60 years, as <strong>the</strong>country once more became a havenfor people from around <strong>the</strong> world.Additional groups became activeparticipants in <strong>the</strong> struggle for equalopportunity. Homosexuals, <strong>us</strong>ing<strong>the</strong> tactics and rhetoric <strong>of</strong> <strong>the</strong> civilrights movement, depicted <strong>the</strong>mselvesas an oppressed group seekingrecognition <strong>of</strong> basic rights. In 1975,<strong>the</strong> U.S. Civil Service Commissionlifted its ban on employment <strong>of</strong>homosexuals. Many states enactedanti-discrimination laws.Then, in 1981, came <strong>the</strong> discovery<strong>of</strong> AIDS (Acquired ImmuneDeficiency Syndrome). Transmittedsexually or through blood transf<strong>us</strong>ions,it struck homosexual men andintraveno<strong>us</strong> drug <strong>us</strong>ers with particularvirulence, although <strong>the</strong> generalpopulation proved vulnerable aswell. By 1992, over 220,000 Americanshad died <strong>of</strong> AIDS. The AIDS epidemichas by no means been limitedto <strong>the</strong> <strong>United</strong> <strong>States</strong>, and <strong>the</strong> effort totreat <strong>the</strong> disease now encompassesphysicians and medical researchersthroughout <strong>the</strong> world.CONSERVATISM AND THERISE OF RONALD REAGANFor many Americans, <strong>the</strong> economic,social, and political trends <strong>of</strong> <strong>the</strong>previo<strong>us</strong> two decades — crime andracial polarization in many urbancenters, challenges to traditionalvalues, <strong>the</strong> economic downturn andinflation <strong>of</strong> <strong>the</strong> Carter years — engendereda mood <strong>of</strong> disill<strong>us</strong>ionment.306307


CHAPTER 14: THE NEW CONSERVATISM AND A NEW WORLD ORDEROUTLINE OF U.S. HISTORYIt also streng<strong>the</strong>ned a renewed s<strong>us</strong>picion<strong>of</strong> government and its abilityto deal effectively with <strong>the</strong> country’ssocial and political problems.Conservatives, long out <strong>of</strong> powerat <strong>the</strong> national level, were well positionedpolitically in <strong>the</strong> context <strong>of</strong>this new mood. Many Americanswere receptive to <strong>the</strong>ir message <strong>of</strong>limited government, strong nationaldefense, and <strong>the</strong> protection <strong>of</strong> traditionalvalues.This conservative upsurge hadmany sources. A large group <strong>of</strong>fundamentalist Christians were particularlyconcerned about crime andsexual immorality. They hoped toreturn religion or <strong>the</strong> moral precepts<strong>of</strong>ten associated with it to a centralplace in American life. One <strong>of</strong> <strong>the</strong>most politically effective groups in<strong>the</strong> early 1980s, <strong>the</strong> Moral Majority,was led by a Baptist minister, JerryFalwell. Ano<strong>the</strong>r, led by <strong>the</strong> ReverendPat Robertson, built an organization,<strong>the</strong> Christian Coalition, that by <strong>the</strong>1990s was a significant force in <strong>the</strong>Republican Party. Using televisionto spread <strong>the</strong>ir messages, Falwell,Robertson, and o<strong>the</strong>rs like <strong>the</strong>m developedsubstantial followings.Ano<strong>the</strong>r galvanizing issue forconservatives was divisive and emotional:abortion. Opposition to <strong>the</strong>1973 Supreme Court decision, Roe v.Wade, which upheld a woman’s rightto an abortion in <strong>the</strong> early months<strong>of</strong> pregnancy, brought toge<strong>the</strong>r awide array <strong>of</strong> organizations and individuals.They included, but werenot limited to, Catholics, politicalconservatives, and religio<strong>us</strong> evangelicals,most <strong>of</strong> whom regardedabortion under virtually any circumstancesas tantamount to murder.Pro-choice and pro-life (that is,pro- and anti-abortion rights) demonstrationsbecame a fixture <strong>of</strong> <strong>the</strong>political landscape.Within <strong>the</strong> Republican Party, <strong>the</strong>conservative wing grew dominantonce again. They had briefly seizedcontrol <strong>of</strong> <strong>the</strong> Republican Party in1964 with its presidential candidate,Barry Goldwater, <strong>the</strong>n faded from<strong>the</strong> spotlight. By 1980, however,with <strong>the</strong> apparent failure <strong>of</strong> liberalismunder Carter, a “New Right” waspoised to return to dominance.Using modern direct mail techniquesas well as <strong>the</strong> power <strong>of</strong> masscommunications to spread <strong>the</strong>irmessage and raise funds, drawing on<strong>the</strong> ideas <strong>of</strong> conservatives like economistMilton Friedman, journalistsWilliam F. Buckley and George Will,and research institutions like <strong>the</strong>Heritage Foundation, <strong>the</strong> New Rightplayed a significant role in defining<strong>the</strong> issues <strong>of</strong> <strong>the</strong> 1980s.The “Old” Goldwater Right hadfavored strict limits on governmentintervention in <strong>the</strong> economy. Thistendency was reinforced by a significantgroup <strong>of</strong> “New Right” “libertarianconservatives” who distr<strong>us</strong>tedgovernment in general and opposedstate interference in personal behavior.But <strong>the</strong> New Right also encompasseda stronger, <strong>of</strong>ten evangelicalfaction determined to wield statepower to encourage its views. TheNew Right favored tough measuresagainst crime, a strong national defense,a constitutional amendmentto permit prayer in public schools,and opposition to abortion.The figure that drew all <strong>the</strong>se disparatestrands toge<strong>the</strong>r was RonaldReagan. Reagan, born in Illinois,achieved stardom as an actor inHollywood movies and televisionbefore turning to politics. He firstachieved political prominence with anationwide televised speech in 1964in support <strong>of</strong> Barry Goldwater. In1966 Reagan won <strong>the</strong> governorship<strong>of</strong> California and served until 1975.He narrowly missed winning <strong>the</strong> Republicannomination for presidentin 1976 before succeeding in 1980and going on to win <strong>the</strong> presidencyfrom <strong>the</strong> incumbent, Jimmy Carter.President Reagan’s unflaggingoptimism and his ability to celebrate<strong>the</strong> achievements and aspirations<strong>of</strong> <strong>the</strong> American people persistedthroughout his two terms in <strong>of</strong>fice.He was a figure <strong>of</strong> reassurance andstability for many Americans. Whollyat ease before <strong>the</strong> microphone and<strong>the</strong> television camera, Reagan wascalled <strong>the</strong> “Great Communicator.”Taking a phrase from <strong>the</strong> 17thcenturyPuritan John Winthrop, hetold <strong>the</strong> nation that <strong>the</strong> <strong>United</strong> <strong>States</strong>was a “shining city on a hill,” investedwith a God-given mission to defend<strong>the</strong> world against <strong>the</strong> spread <strong>of</strong>Communist totalitarianism.Reagan believed that governmentintruded too deeply into Americanlife. He wanted to cut programshe contended <strong>the</strong> country did notneed, and to eliminate “waste, fraud,and ab<strong>us</strong>e.” Reagan accelerated <strong>the</strong>program <strong>of</strong> deregulation begun byJimmy Carter. He sought to abolishmany regulations affecting <strong>the</strong> consumer,<strong>the</strong> workplace, and <strong>the</strong> environment.These, he argued, were inefficient,expensive, and detrimentalto economic growth.Reagan also reflected <strong>the</strong> beliefheld by many conservatives that <strong>the</strong>law should be strictly applied againstviolators. Shortly after becomingpresident, he faced a nationwidestrike by U.S. air transportation controllers.Although <strong>the</strong> job action wasforbidden by law, such strikes hadbeen widely tolerated in <strong>the</strong> past.When <strong>the</strong> air controllers ref<strong>us</strong>ed toreturn to work, he ordered <strong>the</strong>m allfired. Over <strong>the</strong> next few years <strong>the</strong>system was rebuilt with new hires.THE ECONOMY IN THE 1980SPresident Reagan’s domestic programwas rooted in his belief that <strong>the</strong>nation would prosper if <strong>the</strong> power <strong>of</strong><strong>the</strong> private economic sector was unleashed.The guiding <strong>the</strong>ory behindit, “supply side” economics, heldthat a greater supply <strong>of</strong> goods andservices, made possible by measuresto increase b<strong>us</strong>iness investment,was <strong>the</strong> swiftest road to economicgrowth. Accordingly, <strong>the</strong> Reaganadministration argued that a largetax cut would increase capital investmentand corporate earnings,so that even lower taxes on <strong>the</strong>selarger earnings would increase governmentrevenues.Despite only a slim Republicanmajority in <strong>the</strong> Senate and a Ho<strong>us</strong>e308309


CHAPTER 14: THE NEW CONSERVATISM AND A NEW WORLD ORDEROUTLINE OF U.S. HISTORY<strong>of</strong> Representatives controlled by <strong>the</strong>Democrats, President Reagan succeededduring his first year in <strong>of</strong>ficein enacting <strong>the</strong> major components<strong>of</strong> his economic program, includinga 25-percent tax cut for individualsto be phased in over three years.The administration also sought andwon significant increases in defensespending to modernize <strong>the</strong> nation’smilitary and counter what it felt wasa continual and growing threat from<strong>the</strong> Soviet Union.Under Paul Volcker, <strong>the</strong> FederalReserve’s draconian increases ininterest rates squeezed <strong>the</strong> runawayinflation that had begun in <strong>the</strong> late1970s. The recession hit bottom in1982, with <strong>the</strong> prime interest ratesapproaching 20 percent and <strong>the</strong>economy falling sharply. That year,real gross domestic product (GDP)fell by 2 percent; <strong>the</strong> unemploymentrate rose to nearly 10 percent, and almostone-third <strong>of</strong> America’s ind<strong>us</strong>trialplants lay idle. Throughout <strong>the</strong>Midwest, major firms like GeneralElectric and International Harvesterreleased workers. Stubbornly highpetroleum prices contributed to <strong>the</strong>decline. Economic rivals like Germanyand Japan won a greater share<strong>of</strong> world trade, and U.S. consumption<strong>of</strong> goods from o<strong>the</strong>r countriesrose sharply.Farmers also suffered hard times.During <strong>the</strong> 1970s, American farmershad helped India, China, <strong>the</strong>Soviet Union, and o<strong>the</strong>r countriessuffering from crop shortages, andhad borrowed heavily to buy landand increase production. But <strong>the</strong>rise in oil prices p<strong>us</strong>hed up costs,and a worldwide economic slumpin 1980 reduced <strong>the</strong> demand for agriculturalproducts. Their numbersdeclined, as production increasinglybecame concentrated in large operations.Those small farmers who survivedhad major difficulties makingends meet.The increased military budget— combined with <strong>the</strong> tax cuts and<strong>the</strong> growth in government healthspending — resulted in <strong>the</strong> federalgovernment spending far morethan it received in revenues eachyear. Some analysts charged that <strong>the</strong>deficits were part <strong>of</strong> a deliberate administrationstrategy to prevent fur<strong>the</strong>rincreases in domestic spendingsought by <strong>the</strong> Democrats. However,both Democrats and Republicans inCongress ref<strong>us</strong>ed to cut such spending.From $74,000-million in 1980,<strong>the</strong> deficit soared to $221,000-millionin 1986 before falling back to$150,000-million in 1987.The deep recession <strong>of</strong> <strong>the</strong> early1980s successfully curbed <strong>the</strong> runawayinflation that had started during<strong>the</strong> Carter years. Fuel prices,moreover, fell sharply, with at leastpart <strong>of</strong> <strong>the</strong> drop attributable toReagan’s decision to abolish controlson <strong>the</strong> pricing and allocation<strong>of</strong> gasoline. Conditions began toimprove in late 1983. By early 1984,<strong>the</strong> economy had rebounded. By<strong>the</strong> fall <strong>of</strong> 1984, <strong>the</strong> recovery waswell along, allowing Reagan to runfor re-election on <strong>the</strong> slogan, “It’smorning again in America.” Hedefeated his Democratic opponent,former Senator and Vice PresidentWalter Mondale, by an overwhelmingmargin.The <strong>United</strong> <strong>States</strong> entered one<strong>of</strong> <strong>the</strong> longest periods <strong>of</strong> s<strong>us</strong>tainedeconomic growth since World WarII. Consumer spending increasedin response to <strong>the</strong> federal tax cut.The stock market climbed as it reflected<strong>the</strong> optimistic buying spree.Over a five-year period following<strong>the</strong> start <strong>of</strong> <strong>the</strong> recovery, Gross NationalProduct grew at an annualrate <strong>of</strong> 4.2 percent. The annual inflationrate remained between 3 and5 percent from 1983 to 1987, exceptin 1986 when it fell to j<strong>us</strong>t under 2percent, <strong>the</strong> lowest level in decades.The nation’s GNP grew substantiallyduring <strong>the</strong> 1980s; from 1982 to 1987,its economy created more than 13million new jobs.Steadfast in his commitmentto lower taxes, Reagan signed <strong>the</strong>most sweeping federal tax-reformmeasure in 75 years during hissecond term. This measure, whichhad widespread Democratic as wellas Republican support, lowered incometax rates, simplified tax brackets,and closed loopholes.However, a significant percentage<strong>of</strong> this growth was based on deficitspending. Moreover, <strong>the</strong> nationaldebt, far from being stabilized bystrong economic growth, nearly tripled.Much <strong>of</strong> <strong>the</strong> growth occurredin skilled service and technical areas.Many poor and middle-classfamilies did less well. The administration,although an advocate <strong>of</strong> freetrade, pressured Japan to agree to avoluntary quota on its automobileexports to <strong>the</strong> <strong>United</strong> <strong>States</strong>.The economy was jolted on October19, 1987, “Black Monday,”when <strong>the</strong> stock market suffered <strong>the</strong>greatest one-day crash in its <strong>history</strong>,22.6 percent. The ca<strong>us</strong>es <strong>of</strong> <strong>the</strong> crashincluded <strong>the</strong> large U.S. internationaltrade and federal-budget deficits, <strong>the</strong>high level <strong>of</strong> corporate and personaldebt, and new computerized stocktrading techniques that allowed instantaneo<strong>us</strong>selling <strong>of</strong> stocks and futures.Despite <strong>the</strong> memories <strong>of</strong> 1929it evoked, however, <strong>the</strong> crash was atransitory event with little impact.In fact, economic growth continued,with <strong>the</strong> unemployment rate droppingto a 14-year low <strong>of</strong> 5.2 percentin June 1988.FOREIGN AFFAIRSIn foreign policy, Reagan soughta more assertive role for <strong>the</strong> nation,and Central America provided anearly test. The <strong>United</strong> <strong>States</strong> providedEl Salvador with a program <strong>of</strong>economic aid and military trainingwhen a guerrilla insurgency threatenedto topple its government. It alsoactively encouraged <strong>the</strong> transition toan elected democratic government,but efforts to curb active right-wingdeath squads were only partly successful.U.S. support helped stabilize<strong>the</strong> government, but <strong>the</strong> level <strong>of</strong>violence <strong>the</strong>re remained undiminished.A peace agreement was finallyreached in early 1992.U.S. policy toward Nicaraguawas more controversial. In 1979310311


CHAPTER 14: THE NEW CONSERVATISM AND A NEW WORLD ORDEROUTLINE OF U.S. HISTORYrevolutionaries calling <strong>the</strong>mselvesSandinistas overthrew <strong>the</strong> repressiveright-wing Somoza regime andestablished a pro-Cuba, pro-Sovietdictatorship. Regional peace effortsended in failure, and <strong>the</strong> foc<strong>us</strong> <strong>of</strong>administration efforts shifted tosupport for <strong>the</strong> anti-Sandinista resistance,known as <strong>the</strong> contras.Following intense political debateover this policy, Congress ended allmilitary aid to <strong>the</strong> contras in October1984, <strong>the</strong>n, under administrationpressure, reversed itself in <strong>the</strong>fall <strong>of</strong> 1986, and approved $100 millionin military aid. However, a lack<strong>of</strong> success on <strong>the</strong> battlefield, charges<strong>of</strong> human rights ab<strong>us</strong>es, and <strong>the</strong> revelationthat funds from secret armssales to Iran (see below) had beendiverted to <strong>the</strong> contras undercutcongressional support to continuethis aid.Subsequently, <strong>the</strong> administration<strong>of</strong> President George H.W. B<strong>us</strong>h,who succeeded Reagan as presidentin 1989, abandoned any effort tosecure military aid for <strong>the</strong> contras.The B<strong>us</strong>h administration also exertedpressure for free elections andsupported an opposition politicalcoalition, which won an astonishingupset election in February 1990,o<strong>us</strong>ting <strong>the</strong> Sandinistas from power.The Reagan administration wasmore fortunate in witnessing a returnto democracy throughout <strong>the</strong>rest <strong>of</strong> Latin America, from Guatemalato Argentina. The emergence <strong>of</strong>democratically elected governmentswas not limited to Latin America; inAsia, <strong>the</strong> “people power” campaign<strong>of</strong> Corazón Aquino overthrew <strong>the</strong>dictatorship <strong>of</strong> Ferdinand Marcos,and elections in South Korea endeddecades <strong>of</strong> military rule.By contrast, South Africa remainedintransigent in <strong>the</strong> face <strong>of</strong>U.S. efforts to encourage an end toracial apar<strong>the</strong>id through <strong>the</strong> controversialpolicy <strong>of</strong> “constructive engagement,”quiet diplomacy coupledwith public endorsement <strong>of</strong> reform.In 1986, fr<strong>us</strong>trated at <strong>the</strong> lack <strong>of</strong>progress, <strong>the</strong> U.S. Congress overrodeReagan’s veto and imposed a set <strong>of</strong>economic sanctions on South Africa.In February 1990, South AfricanPresident F.W. de Klerk announcedNelson Mandela’s release and began<strong>the</strong> slow dismantling <strong>of</strong> apar<strong>the</strong>id.Despite its outspoken anti-Communistrhetoric, <strong>the</strong> Reagan administration’sdirect <strong>us</strong>e <strong>of</strong> militaryforce was restrained. On October25, 1983, U.S. forces landed on <strong>the</strong>Caribbean island <strong>of</strong> Grenada afteran urgent appeal for help by neighboringcountries. The action followed<strong>the</strong> assassination <strong>of</strong> Grenada’sleftist prime minister by members<strong>of</strong> his own Marxist-oriented party.After a brief period <strong>of</strong> fighting, U.S.troops captured hundreds <strong>of</strong> Cubanmilitary and construction personneland seized caches <strong>of</strong> Soviet-suppliedarms. In December 1983, <strong>the</strong> lastAmerican combat troops left Grenada,which held democratic electionsa year later.The Middle East, however, presenteda far more difficult situation.A military presence in Lebanon,where <strong>the</strong> <strong>United</strong> <strong>States</strong> was attemptingto bolster a weak, but moderatepro-Western government, endedtragically, when 241 U.S. Marineswere killed in a terrorist bombing inOctober 1983. In April 1986, U.S.Navy and Air Force planes strucktargets in Tripoli and Benghazi,Libya, in retaliation for Libyaninstigatedterrorist attacks on U.S.military personnel in Europe.In <strong>the</strong> Persian Gulf, <strong>the</strong> earlierbreakdown in U.S.-Iranian relationsand <strong>the</strong> Iran-Iraq War set <strong>the</strong>stage for U.S. naval activities in <strong>the</strong>region. Initially, <strong>the</strong> <strong>United</strong> <strong>States</strong>responded to a request from Kuwaitfor protection <strong>of</strong> its tanker fleet; buteventually <strong>the</strong> <strong>United</strong> <strong>States</strong>, alongwith naval vessels from Western Europe,kept vital shipping lanes openby escorting convoys <strong>of</strong> tankers ando<strong>the</strong>r neutral vessels traveling upand down <strong>the</strong> Gulf.In late 1986 Americans learnedthat <strong>the</strong> administration had secretlysold arms to Iran in an attempt toresume diplomatic relations with <strong>the</strong>hostile Islamic government and winfreedom for American hostages heldin Lebanon by radical organizationsthat Iran controlled. Investigationalso revealed that funds from <strong>the</strong>arms sales had been diverted to <strong>the</strong>Nicaraguan contras during a periodwhen Congress had prohibited suchmilitary aid.The ensuing Iran-contra hearingsbefore a joint Ho<strong>us</strong>e-Senatecommittee examined issues <strong>of</strong> possibleillegality as well as <strong>the</strong> broaderquestion <strong>of</strong> defining American foreignpolicy interests in <strong>the</strong> MiddleEast and Central America. In alarger sense, <strong>the</strong> hearings were a constitutionaldebate about governmentsecrecy and presidential vers<strong>us</strong> congressionalauthority in <strong>the</strong> conduct<strong>of</strong> foreign relations. Unlike <strong>the</strong> celebratedSenate Watergate hearings 14years earlier, <strong>the</strong>y found no groundsfor impeaching <strong>the</strong> president andcould reach no definitive concl<strong>us</strong>ionabout <strong>the</strong>se perennial issues.U.S.-SOVIET RELATIONSIn relations with <strong>the</strong> Soviet Union,President Reagan’s declared policywas one <strong>of</strong> peace through strength.He was determined to stand firmagainst <strong>the</strong> country he would in1983 call an “evil empire.” Two earlyevents increased U.S.-Soviet tensions:<strong>the</strong> suppression <strong>of</strong> <strong>the</strong> Solidaritylabor movement in Poland inDecember 1981, and <strong>the</strong> destructionwith 269 fatalities <strong>of</strong> an <strong>of</strong>f-coursecivilian airliner, Korean AirlinesFlight 007, by a Soviet jet fighter onSeptember 1, 1983. The <strong>United</strong> <strong>States</strong>also condemned <strong>the</strong> continuing Sovietoccupation <strong>of</strong> Afghanistan andcontinued aid begun by <strong>the</strong> Carteradministration to <strong>the</strong> mujahedeenresistance <strong>the</strong>re.During Reagan’s first term, <strong>the</strong><strong>United</strong> <strong>States</strong> spent unprecedentedsums for a massive defense buildup,including <strong>the</strong> placement <strong>of</strong> intermediate-rangenuclear missilesin Europe to counter Soviet deployments<strong>of</strong> similar missiles. And onMarch 23, 1983, in one <strong>of</strong> <strong>the</strong> mosthotly debated policy decisions <strong>of</strong> his312313


CHAPTER 14: THE NEW CONSERVATISM AND A NEW WORLD ORDEROUTLINE OF U.S. HISTORYpresidency, Reagan announced <strong>the</strong>Strategic Defense Initiative (SDI) researchprogram to explore advancedtechnologies, such as lasers andhigh-energy projectiles, to defendagainst intercontinental ballisticmissiles. Although many scientistsquestioned <strong>the</strong> technological feasibility<strong>of</strong> SDI and economists pointedto <strong>the</strong> extraordinary sums <strong>of</strong> moneyinvolved, <strong>the</strong> administration pressedahead with <strong>the</strong> project.After re-election in 1984, Reagans<strong>of</strong>tened his position on armscontrol. Moscow was amenable toagreement, in part beca<strong>us</strong>e its economyalready expended a far greaterproportion <strong>of</strong> national output on itsmilitary than did <strong>the</strong> <strong>United</strong> <strong>States</strong>.Fur<strong>the</strong>r increases, Soviet leaderMikhail Gorbachev felt, wouldcripple his plans to liberalize <strong>the</strong>Soviet economy.In November 1985, Reagan andGorbachev agreed in principleto seek 50-percent reductions instrategic <strong>of</strong>fensive nuclear arms aswell as an interim agreement onintermediate-range nuclear forces.In December 1987, <strong>the</strong>y signed <strong>the</strong>Intermediate-Range Nuclear Forces(INF) Treaty providing for <strong>the</strong> destruction<strong>of</strong> that entire category<strong>of</strong> nuclear weapons. By <strong>the</strong>n, <strong>the</strong>Soviet Union seemed a less menacingadversary. Reagan could takemuch <strong>of</strong> <strong>the</strong> credit for a greatly diminishedCold War, but as his administrationended, almost no onerealized j<strong>us</strong>t how shaky <strong>the</strong> USSRhad become.THE PRESIDENCY OFGEORGE H. W. BUSHPresident Reagan enjoyed un<strong>us</strong>uallyhigh popularity at <strong>the</strong> end <strong>of</strong>his second term in <strong>of</strong>fice, but under<strong>the</strong> terms <strong>of</strong> <strong>the</strong> U.S. Constitutionhe could not run again in 1988. TheRepublican nomination went to VicePresident George Herbert WalkerB<strong>us</strong>h, who was elected <strong>the</strong> 41st president<strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>.B<strong>us</strong>h campaigned by promisingvoters a continuation <strong>of</strong> <strong>the</strong>prosperity Reagan had brought. Inaddition, he argued that he wouldsupport a strong defense for <strong>the</strong><strong>United</strong> <strong>States</strong> more reliably than<strong>the</strong> Democratic candidate, MichaelDukakis. He also promised to workfor “a kinder, gentler America.”Dukakis, <strong>the</strong> governor <strong>of</strong> Massach<strong>us</strong>etts,claimed that less fortunateAmericans were hurting economicallyand that <strong>the</strong> government hadto help <strong>the</strong>m while simultaneo<strong>us</strong>lybringing <strong>the</strong> federal debt and defensespending under control. Thepublic was much more engaged,however, by B<strong>us</strong>h’s economic message:No new taxes. In <strong>the</strong> balloting,B<strong>us</strong>h finished with a 54-to-46-percentpopular vote margin.During his first year in <strong>of</strong>fice,B<strong>us</strong>h followed a conservative fiscalprogram, pursuing policies on taxes,spending, and debt that were faithfulto <strong>the</strong> Reagan administration’s economicprogram. But <strong>the</strong> new presidentsoon found himself squeezedbetween a large budget deficit and adeficit-reduction law. Spending cutsseemed necessary, and B<strong>us</strong>h possessedlittle leeway to introduce newbudget items.The B<strong>us</strong>h administration advancednew policy initiatives in areasnot requiring major new federalexpenditures. Th<strong>us</strong>, in November1990, B<strong>us</strong>h signed sweeping legislationimposing new federal standardson urban smog, automobile exha<strong>us</strong>t,toxic air pollution, and acid rain,but with ind<strong>us</strong>trial polluters bearingmost <strong>of</strong> <strong>the</strong> costs. He acceptedlegislation requiring physical accessfor <strong>the</strong> disabled, but with no federalassumption <strong>of</strong> <strong>the</strong> expense <strong>of</strong>modifying buildings to accommodatewheelchairs and <strong>the</strong> like. Thepresident also launched a campaignto encourage volunteerism, whichhe called, in a memorable phrase, “atho<strong>us</strong>and points <strong>of</strong> light.”BUDGETS AND DEFICITSB<strong>us</strong>h administration efforts togain control over <strong>the</strong> federal budgetdeficit, however, were more problematic.One source <strong>of</strong> <strong>the</strong> difficulty was<strong>the</strong> savings and loan crisis. Savingsbanks — formerly tightly regulated,low-interest safe havens for ordinarypeople — had been deregulated, allowing<strong>the</strong>se institutions to competemore aggressively by paying higherinterest rates and by making riskierloans. Increases in <strong>the</strong> government’sdeposit insurance guaranteed reducedconsumer incentive to shunless-sound institutions. Fraud,mismanagement, and <strong>the</strong> choppyeconomy produced widespread insolvenciesamong <strong>the</strong>se thrifts (<strong>the</strong>umbrella term for consumer-orientedinstitutions like savings and loanassociations and savings banks). By1993, <strong>the</strong> total cost <strong>of</strong> selling andshuttering failed thrifts was staggering,nearly $525,000-million.In January 1990, President B<strong>us</strong>hpresented his budget proposal toCongress. Democrats argued thatadministration budget projectionswere far too optimistic, and thatmeeting <strong>the</strong> deficit-reduction lawwould require tax increases andsharper cuts in defense spending.That June, after protracted negotiations,<strong>the</strong> president agreed to a taxincrease. All <strong>the</strong> same, <strong>the</strong> combination<strong>of</strong> economic recession, lossesfrom <strong>the</strong> savings and loan ind<strong>us</strong>tryrescue operation, and escalatinghealth care costs for Medicare andMedicaid <strong>of</strong>fset all <strong>the</strong> deficit-reductionmeasures and produced ashortfall in 1991 at least as large as<strong>the</strong> previo<strong>us</strong> year’s.END TO THE COLD WARWhen B<strong>us</strong>h became president,<strong>the</strong> Soviet empire was on <strong>the</strong> verge<strong>of</strong> collapse. Gorbachev’s efforts toopen up <strong>the</strong> USSR’s economy appearedto be floundering. In 1989,<strong>the</strong> Communist governments inone Eastern European country afterano<strong>the</strong>r simply collapsed, afterit became clear that R<strong>us</strong>sian troopswould not be sent to prop <strong>the</strong>m up.In mid-1991, hard-liners attempteda coup d’etat, only to be foiled byGorbachev rival Boris Yeltsin, presi-314315


CHAPTER 14: THE NEW CONSERVATISM AND A NEW WORLD ORDEROUTLINE OF U.S. HISTORYdent <strong>of</strong> <strong>the</strong> R<strong>us</strong>sian republic. At <strong>the</strong>end <strong>of</strong> that year, Yeltsin, now dominant,forced <strong>the</strong> dissolution <strong>of</strong> <strong>the</strong>Soviet Union.The B<strong>us</strong>h administration adeptlybrokered <strong>the</strong> end <strong>of</strong> <strong>the</strong> Cold War,working closely with Gorbachev andYeltsin. It led <strong>the</strong> negotiations thatbrought <strong>the</strong> unification <strong>of</strong> East andWest Germany (September 1990),agreement on large arms reductionsin Europe (November 1990), andlarge cuts in nuclear arsenals (July1991). After <strong>the</strong> liquidation <strong>of</strong> <strong>the</strong>Soviet Union, <strong>the</strong> <strong>United</strong> <strong>States</strong> and<strong>the</strong> new R<strong>us</strong>sian Federation agreedto phase out all multiple-warheadmissiles over a 10-year period.The disposal <strong>of</strong> nuclear materialsand <strong>the</strong> ever-present concerns<strong>of</strong> nuclear proliferation now superseded<strong>the</strong> threat <strong>of</strong> nuclear conflictbetween Washington and Moscow.THE GULF WARThe euphoria ca<strong>us</strong>ed by <strong>the</strong> drawingdown <strong>of</strong> <strong>the</strong> Cold War was dramaticallyovershadowed by <strong>the</strong> Aug<strong>us</strong>t2, 1990, invasion <strong>of</strong> <strong>the</strong> smallnation <strong>of</strong> Kuwait by Iraq. Iraq, underSaddam H<strong>us</strong>sein, and Iran, under itsIslamic fundamentalist regime, hademerged as <strong>the</strong> two major militarypowers in <strong>the</strong> oil-rich Persian Gulfarea. The two countries had fought along, inconcl<strong>us</strong>ive war in <strong>the</strong> 1980s.Less hostile to <strong>the</strong> <strong>United</strong> <strong>States</strong> thanIran, Iraq had won some supportfrom <strong>the</strong> Reagan and B<strong>us</strong>h administrations.The occupation <strong>of</strong> Kuwait,posing a threat to Saudi Arabia,changed <strong>the</strong> diplomatic calculationovernight.President B<strong>us</strong>h strongly condemned<strong>the</strong> Iraqi action, called forIraq’s unconditional withdrawal,and sent a major deployment <strong>of</strong> U.S.troops to <strong>the</strong> Middle East. He assembledone <strong>of</strong> <strong>the</strong> most extraordinarymilitary and political coalitions <strong>of</strong>modern times, with military forcesfrom Asia, Europe, and Africa, aswell as <strong>the</strong> Middle East.In <strong>the</strong> days and weeks following<strong>the</strong> invasion, <strong>the</strong> U.N. SecurityCouncil passed 12 resolutions condemning<strong>the</strong> Iraqi invasion andimposing wide-ranging economicsanctions on Iraq. On November 29,it approved <strong>the</strong> <strong>us</strong>e <strong>of</strong> force if Iraqdid not withdraw from Kuwait byJanuary 15, 1991. Gorbachev’s SovietUnion, once Iraq’s major arms supplier,made no effort to protect itsformer client.B<strong>us</strong>h also confronted a majorconstitutional issue. The U.S. Constitutiongives <strong>the</strong> legislative branch<strong>the</strong> power to declare war. Yet in <strong>the</strong>second half <strong>of</strong> <strong>the</strong> 20th century, <strong>the</strong><strong>United</strong> <strong>States</strong> had become involvedin Korea and Vietnam without an<strong>of</strong>ficial declaration <strong>of</strong> war and withonly murky legislative authorization.On January 12, 1991, three daysbefore <strong>the</strong> U.N. deadline, Congressgranted President B<strong>us</strong>h <strong>the</strong> authorityhe sought in <strong>the</strong> most explicit andsweeping war-making power given apresident in nearly half a century.The <strong>United</strong> <strong>States</strong>, in coalitionwith Great Britain, France, Italy,Saudi Arabia, Kuwait, and o<strong>the</strong>rcountries, succeeded in liberatingKuwait with a devastating, U.S.-ledair campaign that lasted slightlymore than a month. It was followedby a massive invasion <strong>of</strong> Kuwaitand Iraq by armored and airborneinfantry forces. With <strong>the</strong>ir superiorspeed, mobility, and firepower, <strong>the</strong>allied forces overwhelmed <strong>the</strong> Iraqiforces in a land campaign lastingonly 100 hours.The victory, however, was incompleteand unsatisfying. The U.N. resolution,which B<strong>us</strong>h enforced to <strong>the</strong>letter, called only for <strong>the</strong> expulsion <strong>of</strong>Iraq from Kuwait. Saddam H<strong>us</strong>seinremained in power, savagely repressing<strong>the</strong> Kurds in <strong>the</strong> north and <strong>the</strong>Shiites in <strong>the</strong> south, both <strong>of</strong> whom<strong>the</strong> <strong>United</strong> <strong>States</strong> had encouraged torebel. Hundreds <strong>of</strong> oil-well fires, deliberatelyset in Kuwait by <strong>the</strong> Iraqis,took until November 1991 to extinguish.Saddam’s regime also apparentlythwarted U.N. inspectors who,operating in accordance with SecurityCouncil resolutions, worked tolocate and destroy Iraq’s weapons <strong>of</strong>mass destruction, including nuclearfacilities more advanced than hadprevio<strong>us</strong>ly been s<strong>us</strong>pected and hugestocks <strong>of</strong> chemical weapons.The Gulf War enabled <strong>the</strong> <strong>United</strong><strong>States</strong> to persuade <strong>the</strong> Arab states,Israel, and a Palestinian delegationto begin direct negotiations aimedat resolving <strong>the</strong> complex and interlockedissues that could eventuallylead to a lasting peace in <strong>the</strong> region.The talks began in Madrid, Spain,on October 30, 1991. In turn, <strong>the</strong>yset <strong>the</strong> stage for <strong>the</strong> secret negotiationsin Norway that led to what at<strong>the</strong> time seemed a historic agreementbetween Israel and <strong>the</strong> PalestineLiberation Organization, signedat <strong>the</strong> White Ho<strong>us</strong>e on September13, 1993.PANAMA AND NAFTAThe president also received broadbipartisan congressional backing for<strong>the</strong> brief U.S. invasion <strong>of</strong> Panama onDecember 20, 1989, that deposeddictator General Manuel AntonioNoriega. In <strong>the</strong> 1980s, addiction tocrack cocaine reached epidemic proportions,and President B<strong>us</strong>h put <strong>the</strong>“War on Drugs” at <strong>the</strong> center <strong>of</strong> hisdomestic agenda. Moreover, Noriega,an especially brutal dictator,had attempted to maintain himselfin power with ra<strong>the</strong>r crude displays<strong>of</strong> anti-Americanism. After seekingrefuge in <strong>the</strong> Vatican embassy,Noriega turned himself over to U.S.authorities. He was later tried andconvicted in U.S. federal court inMiami, Florida, <strong>of</strong> drug traffickingand racketeering.On <strong>the</strong> economic front, <strong>the</strong> B<strong>us</strong>hadministration negotiated <strong>the</strong> NorthAmerica Free Trade Agreement(NAFTA) with Mexico and Canada.It would be ratified after an intensedebate in <strong>the</strong> first year <strong>of</strong> <strong>the</strong> Clintonadministration. 9316317


CHAPTER 14: THE NEW CONSERVATISM AND A NEW WORLD ORDERTHIRD-PARTY AND INDEPENDENT CANDIDATESThe <strong>United</strong> <strong>States</strong> is <strong>of</strong>ten thought <strong>of</strong> as functioning under a two-party system.In practical effect this is true: Ei<strong>the</strong>r a Democrat or a Republican hasoccupied <strong>the</strong> White Ho<strong>us</strong>e every year since 1852. At <strong>the</strong> same time, however,<strong>the</strong> country has produced a plethora <strong>of</strong> third and minor parties over <strong>the</strong> years.For example, 58 parties were represented on at least one state ballot during<strong>the</strong> 1992 presidential elections. Among <strong>the</strong>se were obscure parties such as <strong>the</strong>Apathy, <strong>the</strong> Looking Back, <strong>the</strong> New Mexico Prohibition, <strong>the</strong> Tish IndependentCitizens, and <strong>the</strong> Vermont Taxpayers.Third parties organize around a single issue or set <strong>of</strong> issues. They tendto fare best when <strong>the</strong>y have a charismatic leader. With <strong>the</strong> presidency out <strong>of</strong>reach, most seek a platform to publicize <strong>the</strong>ir political and social concerns.Theodore Roosevelt. The most successful third-party candidate <strong>of</strong><strong>the</strong> 20th century was a Republican, Theodore Roosevelt, <strong>the</strong> former president.His Progressive or Bull Moose Party won 27.4 percent <strong>of</strong> <strong>the</strong> vote in <strong>the</strong>1912 election. The progressive wing <strong>of</strong> <strong>the</strong> Republican Party, having growndisenchanted with President William Howard Taft, whom Roosevelt hadhand-picked as his successor, urged Roosevelt to seek <strong>the</strong> party nomination in1912. This he did, defeating Taft in a number <strong>of</strong> primaries. Taft controlled <strong>the</strong>party machinery, however, and secured <strong>the</strong> nomination.Roosevelt’s supporters <strong>the</strong>n broke away and formed <strong>the</strong> Progressive Party.Declaring himself as fit as a bull moose (hence <strong>the</strong> party’s popular name),Roosevelt campaigned on a platform <strong>of</strong> regulating “big b<strong>us</strong>iness,” women’ssuffrage, a graduated income tax, <strong>the</strong> Panama Canal, and conservation. Hiseffort was sufficient to defeat Taft. By splitting <strong>the</strong> Republican vote, however,he helped ensure <strong>the</strong> election <strong>of</strong> <strong>the</strong> Democrat Woodrow Wilson.Socialists. The Socialist Party also reached its high point in 1912,attaining 6 percent <strong>of</strong> <strong>the</strong> popular vote. Perennial candidate Eugene Debs wonnearly 900,000 votes that year, advocating collective ownership <strong>of</strong> <strong>the</strong> transportationand communication ind<strong>us</strong>tries, shorter working hours, and publicworks projects to spur employment. Convicted <strong>of</strong> sedition during World War I,Debs campaigned from his cell in 1920.Robert LaFollette. Ano<strong>the</strong>r Progressive was Senator Robert La Follette,who won more than 16 percent <strong>of</strong> <strong>the</strong> vote in <strong>the</strong> 1924 election. Long achampion <strong>of</strong> farmers and ind<strong>us</strong>trial workers, and an ardent foe <strong>of</strong> big b<strong>us</strong>iness,La Follette was a prime mover in <strong>the</strong> recreation <strong>of</strong> <strong>the</strong> Progressive movementfollowing World War I. Backed by <strong>the</strong> farm and labor vote, as well as by Socialistsand remnants <strong>of</strong> Roosevelt’s Bull Moose Party, La Follette ran on aplatform <strong>of</strong> nationalizing railroads and <strong>the</strong> country’s natural resources. He318319OUTLINE OF U.S. HISTORYalso strongly supported increased taxation on <strong>the</strong> wealthy and <strong>the</strong> right <strong>of</strong> collectivebargaining. He carried only his home state <strong>of</strong> Wisconsin.Henry Wallace. The Progressive Party reinvented itself in 1948 with<strong>the</strong> nomination <strong>of</strong> Henry Wallace, a former secretary <strong>of</strong> agriculture and vicepresident under Franklin Roosevelt. Wallace’s 1948 platform opposed <strong>the</strong>Cold War, <strong>the</strong> Marshall Plan, and big b<strong>us</strong>iness. He also campaigned to enddiscrimination against African Americans and women, backed a minimumwage, and called for <strong>the</strong> elimination <strong>of</strong> <strong>the</strong> Ho<strong>us</strong>e Committee on Un-AmericanActivities. His failure to repudiate <strong>the</strong> U.S. Communist Party, which hadendorsed him, undermined his popularity and he wound up with j<strong>us</strong>t over 2.4percent <strong>of</strong> <strong>the</strong> popular vote.Dixiecrats. Like <strong>the</strong> Progressives, <strong>the</strong> <strong>States</strong> Rights or Dixiecrat Party,led by South Carolina Governor Strom Thurmond, emerged in 1948 as a spin<strong>of</strong>ffrom <strong>the</strong> Democratic Party. Its opposition stemmed from Truman’s civilrights platform. Although defined in terms <strong>of</strong> “states’ rights,” <strong>the</strong> party’s goalwas continuing racial segregation and <strong>the</strong> “Jim Crow” laws that s<strong>us</strong>tained it.George Wallace. The racial and social upheavals <strong>of</strong> <strong>the</strong> 1960s helpedbring George Wallace, ano<strong>the</strong>r segregationist Sou<strong>the</strong>rn governor, to nationalattention. Wallace built a following through his colorful attacks against civilrights, liberals, and <strong>the</strong> federal government. Founding <strong>the</strong> American IndependentParty in 1968, he ran his campaign from <strong>the</strong> stateho<strong>us</strong>e in Montgomery,Alabama, winning 13.5 percent <strong>of</strong> <strong>the</strong> overall presidential vote.H. Ross Perot. Every third party seeks to capitalize on popular dissatisfactionwith <strong>the</strong> major parties and <strong>the</strong> federal government. At few times inrecent <strong>history</strong>, however, has this sentiment been as strong as it was during <strong>the</strong>1992 election. A hugely wealthy Texas b<strong>us</strong>inessman, Perot possessed a knackfor getting his message <strong>of</strong> economic common sense and fiscal responsibilityacross to a wide spectrum <strong>of</strong> <strong>the</strong> people. Lampooning <strong>the</strong> nation’s leaders andreducing his economic message to easily understood formulas, Perot foundlittle difficulty gaining media attention. His campaign organization, <strong>United</strong> WeStand, was staffed primarily by volunteers and backed by his personal fortune.Far from resenting his wealth, many admired Perot’s b<strong>us</strong>iness success and <strong>the</strong>freedom it brought him from soliciting campaign funds from special interests.Perot withdrew from <strong>the</strong> race in July. Re-entering it a month before <strong>the</strong> election,he won over 19 million votes as <strong>the</strong> Reform Party standard-bearer, nearly19 percent <strong>of</strong> <strong>the</strong> total cast. This was by far <strong>the</strong> largest number ever tallied bya third-party candidate and second only to Theodore Roosevelt’s 1912 showingas a percentage <strong>of</strong> <strong>the</strong> total.


C H A P T E R15BRIDGETOTHE21 STCENTURYFirefighters beneath<strong>the</strong> destroyed verticalstruts <strong>of</strong> <strong>the</strong> World TradeCenter’s twin towers after<strong>the</strong> September 11, 2001,terrorist attacks in NewYork and Washington, D.C.320


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORY“The best hope for peacein our world is<strong>the</strong> expansion <strong>of</strong> freedomin all <strong>the</strong> world.”For most Americans <strong>the</strong> 1990swould be a time <strong>of</strong> peace, prosperity,and rapid technological change.Some attributed this to <strong>the</strong> “ReaganRevolution” and <strong>the</strong> end <strong>of</strong> <strong>the</strong>Cold War, o<strong>the</strong>rs to <strong>the</strong> return <strong>of</strong> aDemocrat to <strong>the</strong> presidency. Duringthis period. <strong>the</strong> majority <strong>of</strong> Americans— political affiliation aside —asserted <strong>the</strong>ir support for traditionalfamily values, <strong>of</strong>ten groundedin <strong>the</strong>ir faiths. New York Timescolumnist David Brooks suggestedthat <strong>the</strong> country was experiencing“moral self-repair,“ as “many <strong>of</strong><strong>the</strong> indicators <strong>of</strong> social breakdown,which shot upward in <strong>the</strong> late 1960sand 1970s, and which plateaued athigh levels in <strong>the</strong> 1980s,” were nowin decline.President George W. B<strong>us</strong>h, 2005Improved crime and o<strong>the</strong>r socialstatistics aside, American politics remainedideological, emotional, andcharacterized by intense divisions.Shortly after <strong>the</strong> nation entered <strong>the</strong>new millennium, moreover, its post-Cold War sense <strong>of</strong> security was joltedby an unprecedented terrorist attackthat launched it on a new and difficultinternational track1992 PRESIDENTIAL ELECTIONAs <strong>the</strong> 1992 presidential electionapproached, Americans found<strong>the</strong>mselves in a world transformedin ways almost unimaginable fouryears earlier. The familiar landmarks<strong>of</strong> <strong>the</strong> Cold War — from <strong>the</strong>Berlin Wall to intercontinental mis-siles and bombers on constant highalert — were gone. Eastern Europewas independent, <strong>the</strong> Soviet Unionhad dissolved, Germany was united,Arabs and Israelis were engaged indirect negotiations, and <strong>the</strong> threat<strong>of</strong> nuclear conflict was greatly diminished.It was as though onegreat <strong>history</strong> volume had closedand ano<strong>the</strong>r had opened.Yet at home, Americans were lesssanguine, and <strong>the</strong>y faced some deepand familiar problems. The <strong>United</strong><strong>States</strong> found itself in its deepestrecession since <strong>the</strong> early 1980s.Many <strong>of</strong> <strong>the</strong> job losses were occurringamong white-collar workers inmiddle management positions, notsolely, as earlier, among blue-collarworkers in <strong>the</strong> manufacturing sector.Even when <strong>the</strong> economy beganrecovering in 1992, its growth wasvirtually imperceptible until late in<strong>the</strong> year. Moreover, <strong>the</strong> federal deficitcontinued to mount, propelledmost strikingly by rising expendituresfor health care.President George B<strong>us</strong>h and VicePresident Dan Quayle easily wonrenomination by <strong>the</strong> RepublicanParty. On <strong>the</strong> Democratic side, BillClinton, governor <strong>of</strong> Arkansas, defeateda crowded field <strong>of</strong> candidatesto win his party’s nomination. Ashis vice presidential nominee, he selectedSenator Al Gore <strong>of</strong> Tennessee,generally acknowledged as one <strong>of</strong> <strong>the</strong>Congress’s strongest advocates <strong>of</strong> environmentalprotection.The country’s deep unease over<strong>the</strong> direction <strong>of</strong> <strong>the</strong> economy alsosparked <strong>the</strong> emergence <strong>of</strong> a remarkableindependent candidate, wealthyTexas entrepreneur H. Ross Perot.Perot tapped into a deep wellspring<strong>of</strong> fr<strong>us</strong>tration over <strong>the</strong> inability <strong>of</strong>Washington to deal effectively wi<strong>the</strong>conomic issues, principally <strong>the</strong> federaldeficit. He possessed a colorfulpersonality and a gift for <strong>the</strong> tellingone-line political quip. He wouldbe <strong>the</strong> most successful third-partycandidate since Theodore Rooseveltin 1912.The B<strong>us</strong>h re-election effort wasbuilt around a set <strong>of</strong> ideas traditionally<strong>us</strong>ed by incumbents: experienceand tr<strong>us</strong>t. George B<strong>us</strong>h, 68,<strong>the</strong> last <strong>of</strong> a line <strong>of</strong> presidents whohad served in World War II, faceda young challenger in Bill Clintonwho, at age 46, had never served in<strong>the</strong> military and had participated inprotests against <strong>the</strong> Vietnam War. Inemphasizing his experience as presidentand commander-in-chief, B<strong>us</strong>hdrew attention to Clinton’s inexperienceat <strong>the</strong> national level.Bill Clinton organized his campaignaround ano<strong>the</strong>r <strong>of</strong> <strong>the</strong> oldestand most powerful <strong>the</strong>mes in electoralpolitics: youth and change.As a high-school student, Clintonhad once met President Kennedy;30 years later, much <strong>of</strong> his rhetoricconscio<strong>us</strong>ly echoed that <strong>of</strong> Kennedyin his 1960 campaign.As governor <strong>of</strong> Arkansas for 12years, Clinton could point to hisexperience in wrestling with <strong>the</strong>very issues <strong>of</strong> economic growth,education, and health care thatwere, according to public opinionpolls, among President B<strong>us</strong>h’s chief322323


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORYvulnerabilities. Where B<strong>us</strong>h <strong>of</strong>feredan economic program based onlower taxes and cuts in governmentspending, Clinton proposed highertaxes on <strong>the</strong> wealthy and increasedspending on investments in education,transportation, and communicationsthat, he believed, wouldboost <strong>the</strong> nation’s productivity andgrowth and <strong>the</strong>reby lower <strong>the</strong> deficit.Similarly, Clinton’s health careproposals called for much heavierinvolvement by <strong>the</strong> federal governmentthan B<strong>us</strong>h’s.Clinton proved to be a highlyeffective communicator, not leaston television, a medium that highlightedhis charm and intelligence.The incumbent’s very success inhandling <strong>the</strong> end <strong>of</strong> <strong>the</strong> Cold Warand reversing <strong>the</strong> Iraqi thr<strong>us</strong>t intoKuwait lent strength to Clinton’simplicit argument that foreign affairshad become relatively less important,given pressing social andeconomic needs at home.On November 3, Clinton wonelection as <strong>the</strong> 42nd president <strong>of</strong> <strong>the</strong><strong>United</strong> <strong>States</strong>, with 43 percent <strong>of</strong> <strong>the</strong>popular vote against 37 percent forB<strong>us</strong>h and 19 percent for Perot.A NEW PRESIDENCYClinton was in many respects<strong>the</strong> perfect leader for a party dividedbetween liberal and moderatewings. He tried to assume <strong>the</strong> image<strong>of</strong> a pragmatic centrist who couldmoderate <strong>the</strong> demands <strong>of</strong> vario<strong>us</strong>Democratic Party interest groupswithout alienating <strong>the</strong>m.Avoiding ideological rhetoricthat declared big government to bea positive good, he proposed a number<strong>of</strong> programs that earned him<strong>the</strong> label “New Democrat.” Control<strong>of</strong> <strong>the</strong> federal bureaucracy and judicialappointments provided onemeans <strong>of</strong> satisfying political claims<strong>of</strong> organized labor and civil rightsgroups. On <strong>the</strong> ever-controversialabortion issue, Clinton supported<strong>the</strong> Roe v. Wade decision, but alsodeclared that abortion should be“safe, legal, and rare.”President Clinton’s closest collaboratorwas his wife, HillaryRodham Clinton. In <strong>the</strong> campaign,he had quipped that those whovoted for him “got two for <strong>the</strong> price<strong>of</strong> one.” She supported her h<strong>us</strong>bandagainst acc<strong>us</strong>ations about his personallife.As energetic and as activist as herh<strong>us</strong>band, Ms. Clinton assumed amore prominent role in <strong>the</strong> administrationthan any first lady beforeher, even Eleanor Roosevelt. Herfirst important assignment wouldbe to develop a national health program.In 2000, with her h<strong>us</strong>band’sadministration coming to a close,she would be elected a U.S. senatorfrom New York.LAUNCHING A NEWDOMESTIC POLICYIn practice, Clinton’s centrismdemanded choices that sometimeselicited vehement emotions. Thepresident’s first policy initiative wasdesigned to meet <strong>the</strong> demands <strong>of</strong>gays, who, claiming a group stat<strong>us</strong>as victims <strong>of</strong> discrimination, hadbecome an important Democraticconstituency.Immediately after his inauguration,President Clinton issuedan executive order rescinding <strong>the</strong>long-established military policy <strong>of</strong>dismissing known gays from <strong>the</strong>service. The order quickly drewfurio<strong>us</strong> criticism from <strong>the</strong> military,most Republicans, and large segments<strong>of</strong> American society. Clintonquickly modified it with a “don’task, don’t tell” order that effectivelyrestored <strong>the</strong> old policy but discouragedactive investigation <strong>of</strong> one’ssexual practices.The effort to achieve a nationalhealth plan proved to be a far largersetback. The administration set up alarge task force, chaired by HillaryClinton. Composed <strong>of</strong> prominentpolicy intellectuals and politicalactivists, it labored in secrecy formonths to develop a plan that wouldprovide medical coverage for everyAmerican.The working assumption behind<strong>the</strong> plan was that a government-managed“single-payer” plancould deliver health services to <strong>the</strong>entire nation more efficiently than<strong>the</strong> current decentralized systemwith its tho<strong>us</strong>ands <strong>of</strong> insurers anddisconnected providers. As finallydelivered to Congress in September1993, however, <strong>the</strong> plan mirrored<strong>the</strong> complexity <strong>of</strong> its subject. MostRepublicans and some Democratscriticized it as a hopelessly elaboratefederal takeover <strong>of</strong> American medicine.After a year <strong>of</strong> disc<strong>us</strong>sion, itdied without a vote in Congress.Clinton was more successful onano<strong>the</strong>r matter with great reperc<strong>us</strong>sionsfor <strong>the</strong> domestic economy.The previo<strong>us</strong> president, GeorgeB<strong>us</strong>h, had negotiated <strong>the</strong> NorthAmerican Free Trade Agreement(NAFTA) to establish fully opentrade between Canada, <strong>the</strong> <strong>United</strong><strong>States</strong>, and Mexico. Key Democraticconstituencies opposed <strong>the</strong>agreement. Labor unions believedit would encourage <strong>the</strong> export <strong>of</strong>jobs and undermine American laborstandards. Environmentalistsasserted that it would lead Americanind<strong>us</strong>tries to relocate to countrieswith weak pollution controls.These were <strong>the</strong> first indications <strong>of</strong>a growing movement on <strong>the</strong> leftwing <strong>of</strong> American politics against<strong>the</strong> vision <strong>of</strong> an integrated worldeconomic system.President Clinton none<strong>the</strong>lessaccepted <strong>the</strong> argument that opentrade was ultimately beneficial toall parties beca<strong>us</strong>e it would lead toa greater flow <strong>of</strong> more efficientlyproduced goods and services. Hisadministration not only submittedNAFTA to <strong>the</strong> Senate, it also backed<strong>the</strong> establishment <strong>of</strong> a greatly liberalizedinternational trading systemto be administered by <strong>the</strong> WorldTrade Organization (WTO). Aftera vigoro<strong>us</strong> debate, Congress approvedNAFTA in 1993. It wouldapprove membership in <strong>the</strong> WTOa year later.Although Clinton had talkedabout a “middle class tax cut” dur-324325


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORYing <strong>the</strong> presidential campaign, hesubmitted to Congress a budgetcalling for a general tax increase.It originally included a wide taxon energy consumption designedto promote conservation, but thatwas quickly replaced by a nominalincrease in <strong>the</strong> federal gasolinetax. It also taxed social securitybenefits for recipients <strong>of</strong> moderateincome and above. The big emphasis,however, was on increasing <strong>the</strong>income tax for high earners. Thesubsequent debate amounted to arerun <strong>of</strong> <strong>the</strong> arguments betweentax cutters and advocates <strong>of</strong> “fiscalresponsibility” that had marked <strong>the</strong>Reagan years. In <strong>the</strong> end, Clintongot his way, but very narrowly. Thetax bill passed <strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representativesby only one vote.By <strong>the</strong>n, <strong>the</strong> congressional electioncampaigns <strong>of</strong> 1994 were underway. Although <strong>the</strong> administrationalready had made numero<strong>us</strong> foreignpolicy decisions, issues at home wereclearly most important to <strong>the</strong> voters.The Republicans depicted Clintonand <strong>the</strong> Democrats as unreformedtax and spenders. Clinton himselfwas already beleaguered with charges<strong>of</strong> past financial impropriety inan Arkansas real estate project andnew claims <strong>of</strong> sexual impropriety. InNovember, <strong>the</strong> voters gave <strong>the</strong> Republicanscontrol <strong>of</strong> both ho<strong>us</strong>es <strong>of</strong>Congress for <strong>the</strong> first time since <strong>the</strong>election <strong>of</strong> 1952. Many observers believedthat Bill Clinton would likelybe a one-term president. Apparentlymaking a decision to conform tonew political realities, Clinton insteadmoderated his political course.Policy initiatives for <strong>the</strong> remainder<strong>of</strong> his presidency were few. Contraryto Republican predictions <strong>of</strong> doom,<strong>the</strong> tax increases <strong>of</strong> 1993 did not getin <strong>the</strong> way <strong>of</strong> a steadily improvingeconomy.The new Republican leadershipin <strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representatives, bycontrast, pressed hard to achieveits policy objectives, a sharp contrastwith <strong>the</strong> administration’s newmoderate tone. When right-wingextremists bombed an OklahomaCity federal building in April 1995,Clinton responded with a tone <strong>of</strong>moderation and healing that heightenedhis stature and implicitly leftsome doubts about his conservativeopponents. At <strong>the</strong> end <strong>of</strong> <strong>the</strong> year,he vetoed a Republican budget bill,shutting down <strong>the</strong> government forweeks. Most <strong>of</strong> <strong>the</strong> public seemed toblame <strong>the</strong> Republicans.The president also co-opted part<strong>of</strong> <strong>the</strong> Republican program. In hisState <strong>of</strong> <strong>the</strong> Union address <strong>of</strong> January1996, he ostentatio<strong>us</strong>ly declared,“The era <strong>of</strong> big government is over.”That summer, on <strong>the</strong> eve <strong>of</strong> <strong>the</strong>presidential campaign, he signed amajor welfare reform bill that wasessentially a Republican product.Designed to end permanent supportfor most welfare recipients andmove <strong>the</strong>m to work, it was opposedby many in his own party. By andlarge, it would prove successful inoperation over <strong>the</strong> next decade.THE AMERICAN ECONOMYIN THE 1990SBy <strong>the</strong> mid-1990s, <strong>the</strong> countryhad not simply recovered from <strong>the</strong>brief, but sharp, recession <strong>of</strong> <strong>the</strong>B<strong>us</strong>h presidency. It was entering anera <strong>of</strong> booming prosperity, and doingso despite <strong>the</strong> decline <strong>of</strong> its traditionalind<strong>us</strong>trial base. Probably <strong>the</strong>major force behind this new growthwas <strong>the</strong> blossoming <strong>of</strong> <strong>the</strong> personalcomputer (PC).Less than 20 years after its introduction,<strong>the</strong> PC had become afamiliar item, not simply in b<strong>us</strong>iness<strong>of</strong>fices <strong>of</strong> all types, but in homesthroughout America. Vastly morepowerful than anyone could haveimagined two decades earlier, ableto store enormo<strong>us</strong> amounts <strong>of</strong> data,available at <strong>the</strong> cost <strong>of</strong> a good refrigerator,it became a common appliancein American homes.Employing prepackaged s<strong>of</strong>tware,people <strong>us</strong>ed it for bookkeeping,word processing, or as a depositoryfor m<strong>us</strong>ic, photos, and video.The rise <strong>of</strong> <strong>the</strong> Internet, which grewout <strong>of</strong> a previo<strong>us</strong>ly closed defensedata network, provided access toinformation <strong>of</strong> all sorts, created newshopping opportunities, and establishede-mail as a common mode<strong>of</strong> communication. The popularity<strong>of</strong> <strong>the</strong> mobile phone created a hugenew ind<strong>us</strong>try that cross-fertilizedwith <strong>the</strong> PC.Instant communication andlightning-fast data manipulationspeeded up <strong>the</strong> tempo <strong>of</strong> many b<strong>us</strong>inesses,greatly enhancing productivityand creating new opportunitiesfor pr<strong>of</strong>it. Fledgling ind<strong>us</strong>tries thatfed demand for <strong>the</strong> new equipmentbecame multi-billion-dollar companiesalmost overnight, creatingan enormo<strong>us</strong> new middle class <strong>of</strong>s<strong>of</strong>tware technicians, managers, andpublicists.A final impet<strong>us</strong> was <strong>the</strong> turn <strong>of</strong><strong>the</strong> millennium. A huge p<strong>us</strong>h to upgradeoutdated computing equipmentthat might not recognize <strong>the</strong>year 2000 brought data technologyspending to a peak.These developments began totake shape during Clinton’s firstterm. By <strong>the</strong> end <strong>of</strong> his second one<strong>the</strong>y were fueling a surging economy.When he had been electedpresident, unemployment was at 7.4percent. When he stood for re-electionin 1996, it was at 5.4 percent.When voters went to <strong>the</strong> polls tochoose his successor in November2000, it was 3.9 percent. In manyplaces, <strong>the</strong> issue was less one <strong>of</strong> takingcare <strong>of</strong> <strong>the</strong> jobless than <strong>of</strong> findingemployable workers.No less a figure than FederalReserve Chairman Alan Greenspanviewed a rapidly escalating stockmarket with concern and warned<strong>of</strong> “irrational exuberance.” Investorexuberance, at its greatest since <strong>the</strong>1920s, continued in <strong>the</strong> convictionthat ordinary standards <strong>of</strong> valuationhad been rendered obsoleteby a “new economy” with unlimitedpotential. The good times wererolling dangero<strong>us</strong>ly fast, but most326327


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORYAmericans were more inclined toenjoy <strong>the</strong> ride while it lasted than toplan for a coming b<strong>us</strong>t.THE ELECTION OF 1996 ANDTHE POLITICAL AFTERMATHPresident Clinton undertook hiscampaign for re-election in 1996under <strong>the</strong> most favorable <strong>of</strong> circumstances.If not an imposing personalityin <strong>the</strong> manner <strong>of</strong> a Roosevelt,he was a natural campaigner, whommany felt had an infectio<strong>us</strong> charm.He presided over a growing economicrecovery. He had positionedhimself on <strong>the</strong> political spectrum ina way that made him appear a man<strong>of</strong> <strong>the</strong> center leaning left. His Republicanopponent, Senator Robert Dole<strong>of</strong> Kansas, Republican leader in <strong>the</strong>upper ho<strong>us</strong>e, was a formidable legislatorbut less successful as a presidentialcandidate.Clinton, promising to “build abridge to <strong>the</strong> 21st century,” easilydefeated Dole in a three-party race,49.2 percent to 40.7 percent, with8.4 percent to Ross Perot. He th<strong>us</strong>became <strong>the</strong> second American presidentto win two consecutive electionswith less than a majority <strong>of</strong> <strong>the</strong>total vote. (The o<strong>the</strong>r was WoodrowWilson in 1912 and 1916.) The Republicans,however, retained control<strong>of</strong> both <strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representativesand <strong>the</strong> Senate.Clinton never stated much <strong>of</strong>a domestic program for his secondterm. The highlight <strong>of</strong> its firstyear was an accord with Congressdesigned to balance <strong>the</strong> budget,fur<strong>the</strong>r reinforcing <strong>the</strong> president’sstanding as a fiscally responsiblemoderate liberal.In 1998, American politics entereda period <strong>of</strong> turmoil with <strong>the</strong>revelation that Clinton had carriedon an affair inside <strong>the</strong> WhiteHo<strong>us</strong>e with a young intern. At first<strong>the</strong> president denied this, telling <strong>the</strong>American people: “I did not havesexual relations with that woman.”The president had faced similarcharges in <strong>the</strong> past. In a sexual harassmentlawsuit filed by a womanhe had known in Arkansas, Clintondenied under oath <strong>the</strong> White Ho<strong>us</strong>eaffair. This fit most Americans’ definition<strong>of</strong> perjury. In October 1998,<strong>the</strong> Ho<strong>us</strong>e <strong>of</strong> Representatives beganimpeachment hearings, foc<strong>us</strong>ing oncharges <strong>of</strong> perjury and obstruction<strong>of</strong> j<strong>us</strong>tice.Whatever <strong>the</strong> merits <strong>of</strong> that approach,a majority <strong>of</strong> Americansseemed to view <strong>the</strong> matter as a privateone to be sorted out with one’sfamily, a significant shift in publicattitude. Also significantly, HillaryClinton continued to support herh<strong>us</strong>band. It surely helped also that<strong>the</strong> times were good. In <strong>the</strong> midst<strong>of</strong> <strong>the</strong> Ho<strong>us</strong>e impeachment debate,<strong>the</strong> president announced <strong>the</strong> largestbudget surpl<strong>us</strong> in 30 years. Publicopinion polls showed Clinton’s approvalrating to be <strong>the</strong> highest <strong>of</strong> hissix years in <strong>of</strong>fice.That November, <strong>the</strong> Republicanstook fur<strong>the</strong>r losses in <strong>the</strong> midtermcongressional elections, cutting<strong>the</strong>ir majorities to razor-thin margins.Ho<strong>us</strong>e Speaker Newt Gingrichresigned, and <strong>the</strong> party attemptedto develop a less strident image.Never<strong>the</strong>less, in December <strong>the</strong>Ho<strong>us</strong>e voted <strong>the</strong> first impeachmentresolution against a sitting presidentsince Andrew Johnson (1868),<strong>the</strong>reby handing <strong>the</strong> case to <strong>the</strong>Senate for a trial.Clinton’s impeachment trial,presided over by <strong>the</strong> Chief J<strong>us</strong>tice<strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>, held littles<strong>us</strong>pense. In <strong>the</strong> midst <strong>of</strong> it, <strong>the</strong>president delivered his annual State<strong>of</strong> <strong>the</strong> Union address to Congress.He never testified, and no serio<strong>us</strong>observer expected that any <strong>of</strong> <strong>the</strong>several charges against him wouldwin <strong>the</strong> two-thirds vote requiredfor removal from <strong>of</strong>fice. In <strong>the</strong> end,none got even a simple majority. OnFebruary 12, 1999, Clinton was acquitted<strong>of</strong> all charges.AMERICAN FOREIGNRELATIONS IN THECLINTON YEARSBill Clinton did not expect to bea president who emphasized foreignpolicy. However, like his immediatepredecessors, he quickly discoveredthat all international crises seemedto take a road that led throughWashington.He had to deal with <strong>the</strong> messyaftermath <strong>of</strong> <strong>the</strong> 1991 Gulf War.Having failed to depose SaddamH<strong>us</strong>sein, <strong>the</strong> <strong>United</strong> <strong>States</strong>, backedby Britain, attempted to containhim. A <strong>United</strong> Nations-administeredeconomic sanctions regime,designed to allow Iraq to sell enoughoil to meet humanitarian needs,proved relatively ineffective. Saddamfunneled much <strong>of</strong> <strong>the</strong> proceedsto himself, leaving large masses <strong>of</strong>his people in misery. Military “n<strong>of</strong>lyzones,” imposed to prevent <strong>the</strong>Iraqi government from deploying itsair power against rebellio<strong>us</strong> Kurds in<strong>the</strong> north and Shiites in <strong>the</strong> south,required constant U.S. and Britishair patrols, which regularly fended<strong>of</strong>f anti-aircraft missiles.The <strong>United</strong> <strong>States</strong> also provided<strong>the</strong> main backing for U.N. weaponsinspection teams, whose missionwas to ferret out Iraq’s chemical,biological, and nuclear programs,verify <strong>the</strong> destruction <strong>of</strong> existingweapons <strong>of</strong> mass destruction,and suppress ongoing programs tomanufacture <strong>the</strong>m. Increasinglyobstructed, <strong>the</strong> U.N. inspectorswere finally expelled in 1998. Onthis, as well as earlier occasions<strong>of</strong> provocation, <strong>the</strong> <strong>United</strong> <strong>States</strong>responded with limited missilestrikes. Saddam, Secretary <strong>of</strong> StateMadeline Albright declared, wasstill “in his box.”The seemingly endless Israeli-Palestinian dispute inevitably engaged<strong>the</strong> administration, althoughnei<strong>the</strong>r President Clinton nor formerPresident B<strong>us</strong>h had much to do with<strong>the</strong> Oslo agreement <strong>of</strong> 1993, whichestablished a Palestinian “authority”to govern <strong>the</strong> Palestinian populationwithin <strong>the</strong> West Bank and <strong>the</strong> GazaStrip and obtained Palestinian recognition<strong>of</strong> Israel’s right to exist.As with so many past MiddleEastern agreements in principle,328329


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORYhowever, Oslo eventually fell apartwhen details were disc<strong>us</strong>sed. Palestinianleader Yasser Arafat rejectedfinal <strong>of</strong>fers from peace-minded Israelileader Ehud Barak in 2000 andJanuary 2001. A full-scale Palestinianinsurgency, marked by <strong>the</strong> <strong>us</strong>e<strong>of</strong> suicide bombers, erupted. Barakfell from power, to be replaced by<strong>the</strong> far tougher Ariel Sharon. U.S.identification with Israel was consideredby some a major problemin dealing with o<strong>the</strong>r issues in <strong>the</strong>region, but American diplomatscould do little more than hope tocontain <strong>the</strong> violence. After Arafat’sdeath in late 2004, new Palestinianleadership appeared more receptiveto a peace agreement, and Americanpolicy makers resumed effortsto promote a settlement.President Clinton also becameclosely engaged with “<strong>the</strong> troubles”in Nor<strong>the</strong>rn Ireland. On one sidewas <strong>the</strong> violent Irish RepublicanArmy, supported primarily by thoseCatholic Irish who wanted to incorporate<strong>the</strong>se British counties into <strong>the</strong>Republic <strong>of</strong> Ireland. On <strong>the</strong> o<strong>the</strong>rside were Unionists, with equally violentparamilitary forces, supportedby most <strong>of</strong> <strong>the</strong> Protestant Scots-Irishpopulation, who wanted to remainin <strong>the</strong> <strong>United</strong> Kingdom.Clinton gave <strong>the</strong> separatistsgreater recognition than <strong>the</strong>y everhad obtained in <strong>the</strong> <strong>United</strong> <strong>States</strong>,but also worked closely with <strong>the</strong>British governments <strong>of</strong> John Majorand Tony Blair. The ultimate result,<strong>the</strong> Good Friday peace accords <strong>of</strong>1998, established a political processbut left many details to beworked out. Over <strong>the</strong> next severalyears, peace and order held betterin Nor<strong>the</strong>rn Ireland than in <strong>the</strong>Middle East, but remained precario<strong>us</strong>.The final accord continued toelude negotiators.The post-Cold War disintegration<strong>of</strong> Yugoslavia — a state ethnicallyand religio<strong>us</strong>ly divided amongSerbs, Croats, Slovenes, BosnianM<strong>us</strong>lims, and Albanian Kosovars— also made its way to Washingtonafter European governmentsfailed to impose order. The B<strong>us</strong>hadministration had ref<strong>us</strong>ed to getinvolved in <strong>the</strong> initial violence;<strong>the</strong> Clinton administration finallydid so with great reluctance afterbeing urged to do so by <strong>the</strong> Europeanallies. In 1995, it negotiatedan accord in Dayton, Ohio, to establisha semblance <strong>of</strong> peace inBosnia. In 1999, faced with Serbianmassacres <strong>of</strong> Kosovars, it led athree-month NATO bombing campaignagainst Serbia, which finallyforced a settlement.In 1994, <strong>the</strong> administration restoredo<strong>us</strong>ted President Jean-BertrandAristide to power in Haiti,where he would rule for nine yearsbefore being o<strong>us</strong>ted again. The interventionwas largely a result <strong>of</strong>Aristide’s carefully cultivated supportin <strong>the</strong> <strong>United</strong> <strong>States</strong> and Americanfears <strong>of</strong> waves <strong>of</strong> Haitian illegalimmigrants.In sum, <strong>the</strong> Clinton administrationremained primarily inwardlooking, willing to tackle internationalproblems that could not beavoided, and, in o<strong>the</strong>r instances,forced by <strong>the</strong> rest <strong>of</strong> <strong>the</strong> worldto do so.INTIMATIONS OF TERRORISMNear <strong>the</strong> close <strong>of</strong> his administration,George H. W. B<strong>us</strong>h sentAmerican troops to <strong>the</strong> chaotic EastAfrican nation <strong>of</strong> Somalia. Theirmission was to spearhead a U.N.force that would allow <strong>the</strong> regularmovement <strong>of</strong> food to a starvingpopulation.Somalia became yet ano<strong>the</strong>rlegacy for <strong>the</strong> Clinton administration.Efforts to establish a representativegovernment <strong>the</strong>re becamea “nation-building” enterprise. InOctober 1993, American troopssent to arrest a recalcitrant warlordran into unexpectedly strong resistance,losing an attack helicopterand suffering 18 deaths. The warlordwas never arrested. Over <strong>the</strong>next several months, all Americancombat units were withdrawn.From <strong>the</strong> standpoint <strong>of</strong> <strong>the</strong> administration,it seemed prudentenough simply to end a marginal,ill-advised commitment and concentrateon o<strong>the</strong>r priorities. It onlybecame clear later that <strong>the</strong> Somalianwarlord had been aided by a shadowyand emerging organization thatwould become known as al-Qaida,headed by a fundamentalist M<strong>us</strong>limnamed Osama bin Laden. A fanaticalenemy <strong>of</strong> Western civilization,bin Laden reportedly felt confirmedin his belief that Americans wouldnot fight when attacked.By <strong>the</strong>n <strong>the</strong> <strong>United</strong> <strong>States</strong> hadalready experienced an attack byM<strong>us</strong>lim extremists. In February1993, a huge car bomb was explodedin an underground parking garagebeneath one <strong>of</strong> <strong>the</strong> twin towers <strong>of</strong><strong>the</strong> World Trade Center in lowerManhattan. The blast killed sevenpeople and injured nearly a tho<strong>us</strong>and,but it failed to bring down <strong>the</strong>huge building with its tho<strong>us</strong>ands <strong>of</strong>workers. New York and federal authoritiestreated it as a criminal act,apprehended four <strong>of</strong> <strong>the</strong> plotters,and obtained life prison sentencesfor <strong>the</strong>m. Subsequent plots to blowup traffic tunnels, public buildings,and even <strong>the</strong> <strong>United</strong> Nations wereall discovered and dealt with in asimilar fashion.Possible foreign terrorism wasnone<strong>the</strong>less overshadowed by domesticterrorism, primarily <strong>the</strong>Oklahoma City bombing. The work<strong>of</strong> right-wing extremists TimothyMcVeigh and Terry Nichols,it killed 166 and injured hundreds,a far greater toll than <strong>the</strong> 1993Trade Center attack. But on June 25,1996, ano<strong>the</strong>r huge bomb explodedat <strong>the</strong> Khobar Towers U.S. militaryho<strong>us</strong>ing complex in Saudi Arabia,killing 19 and wounding 515. A federalgrand jury indicted 13 Saudisand one Lebanese man for <strong>the</strong> attack,but Saudi Arabia ruled out anyextraditions.Two years later, on Aug<strong>us</strong>t 7,1998, powerful bombs explodingsimultaneo<strong>us</strong>ly destroyed U.S. embassiesin Kenya and Tanzania, killing301 people and injuring more330331


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORYthan 5,000. In retaliation Clintonordered missile attacks on terroristtraining camps run by bin Ladenin Afghanistan, but <strong>the</strong>y appear tohave been deserted. He also ordereda missile strike to destroy a s<strong>us</strong>pectchemical factory in Sudan, a countrywhich earlier had given sanctuaryto bin Laden.On October 12, 2000, suicidebombers rammed a speedboat into<strong>the</strong> U.S. Navy destroyer Cole, on acourtesy visit to Yemen. Heroic actionby <strong>the</strong> crew kept <strong>the</strong> ship afloat,but 17 sailors were killed. Bin Ladenhad pretty clearly been behind <strong>the</strong>attacks in Saudi Arabia, Africa, andYemen, but he was beyond reachunless <strong>the</strong> administration was preparedto invade Afghanistan tosearch for him.The Clinton administration wasnever willing to take such a step. Iteven shrank from <strong>the</strong> possibility <strong>of</strong>assassinating him if o<strong>the</strong>rs might bekilled in <strong>the</strong> process. The attacks hadbeen remote and widely separated. Itwas easy to accept <strong>the</strong>m as unwelcomebut inevitable costs associatedwith superpower stat<strong>us</strong>. Bin Ladenremained a serio<strong>us</strong> nuisance, but nota top priority for an administrationthat was nearing its end.THE PRESIDENTIALELECTION OF 2000 ANDTHE WAR ON TERRORThe Democratic Party nominatedVice President Al Gore to head <strong>the</strong>irticket in 2000. To oppose him <strong>the</strong>Republicans chose George W. B<strong>us</strong>h,<strong>the</strong> governor <strong>of</strong> Texas and son <strong>of</strong> formerPresident George H. W. B<strong>us</strong>h.Gore ran as a dedicated liberal,intensely concerned with damageto <strong>the</strong> environment and determinedto seek more assistance for <strong>the</strong>less privileged sectors <strong>of</strong> society. Heseemed to place himself somewhatto <strong>the</strong> left <strong>of</strong> President Clinton.B<strong>us</strong>h established a position closerto <strong>the</strong> heritage <strong>of</strong> Ronald Reaganthan to that <strong>of</strong> his fa<strong>the</strong>r. He displayeda special interest in educationand called himself a “compassionateconservative.” His embrace <strong>of</strong>evangelical Christianity, which hedeclared had changed his life aftera misspent youth, was <strong>of</strong> particularnote. It underscored an attachmentto traditional cultural values thatcontrasted sharply with Gore’s technocraticmodernism. The old corporategadfly Ralph Nader ran wellto Gore’s left as <strong>the</strong> candidate <strong>of</strong> <strong>the</strong>Green Party. Conservative RepublicanPatrick Buchanan mounted anindependent candidacy.The final vote was nearly evenlydivided nationally; so were <strong>the</strong> electoralvotes. The pivotal state wasFlorida; <strong>the</strong>re, only a razor-thinmargin separated <strong>the</strong> candidatesand tho<strong>us</strong>ands <strong>of</strong> ballots weredisputed. After a series <strong>of</strong> stateand federal court challenges over<strong>the</strong> laws and procedures governingrecounts, <strong>the</strong> U.S. Supreme Courthanded down a narrow decisionthat effectively gave <strong>the</strong> electionto B<strong>us</strong>h. The Republicans maintainedcontrol <strong>of</strong> both ho<strong>us</strong>es <strong>of</strong>Congress by a small margin.The final totals underscored <strong>the</strong>tightness <strong>of</strong> <strong>the</strong> election: B<strong>us</strong>h won271 electoral votes to Gore’s 266, butGore led him in <strong>the</strong> national popularvote 48.4 percent to 47.9 percent.Nader polled 2.7 percent and Buchanan.4 percent. Gore, his statescolored blue in media graphics,swept <strong>the</strong> Nor<strong>the</strong>ast and <strong>the</strong> WestCoast; he also ran well in <strong>the</strong> Midwesternind<strong>us</strong>trial heartland. B<strong>us</strong>h,whose states were colored red, rolledover his opponent in <strong>the</strong> South, <strong>the</strong>rest <strong>of</strong> <strong>the</strong> Midwest, and <strong>the</strong> mountainstates. Commentators everywheredwelled on <strong>the</strong> vast gap between“red” and “blue” America, adivide <strong>the</strong>y characterized by culturaland social ra<strong>the</strong>r than economic differences,and all <strong>the</strong> more emotionalfor that reason. George B<strong>us</strong>h took<strong>of</strong>fice in a climate <strong>of</strong> extreme partisanbitterness.B<strong>us</strong>h expected to be a presidentprimarily concerned with domesticpolicy. He wanted to reform education.He had talked during his campaignabout an overhaul <strong>of</strong> <strong>the</strong> socialsecurity system. He wanted to followReagan’s example as a tax cutter.The president quickly discoveredthat he had to deal with an economythat was beginning to slip back fromits l<strong>of</strong>ty peak <strong>of</strong> <strong>the</strong> late 1990s. Thishelped him secure passage <strong>of</strong> a taxcut in May 2001. At <strong>the</strong> end <strong>of</strong> <strong>the</strong>year, he also obtained <strong>the</strong> “No ChildLeft Behind” Act, which requiredpublic schools to test reading andma<strong>the</strong>matical pr<strong>of</strong>iciency on an annualbasis; it prescribed penalties forthose institutions unable to achievea specified standard. Projected deficitsin <strong>the</strong> social security tr<strong>us</strong>t fundremained unaddressed.The B<strong>us</strong>h presidency changedirrevocably on September 11, 2001,when <strong>the</strong> <strong>United</strong> <strong>States</strong> suffered<strong>the</strong> most devastating foreign attackever against its mainland. Thatmorning, Middle Eastern terroristssimultaneo<strong>us</strong>ly hijacked four passengerairplanes and <strong>us</strong>ed two <strong>of</strong><strong>the</strong>m as suicide vehicles to destroy<strong>the</strong> twin towers <strong>of</strong> <strong>the</strong> World TradeCenter. A third crashed into <strong>the</strong>Pentagon building, <strong>the</strong> Defense Departmen<strong>the</strong>adquarters j<strong>us</strong>t outside<strong>of</strong> Washington, D.C. The fourth,probably meant for <strong>the</strong> U.S. Capitol,crashed into <strong>the</strong> Pennsylvaniacountryside as passengers fought<strong>the</strong> hijackers.The death toll, most <strong>of</strong> it consisting<strong>of</strong> civilians at <strong>the</strong> World TradeCenter, was approximately 3,000,exceeding that <strong>of</strong> <strong>the</strong> Japanese attackon Pearl Harbor in 1941. Theeconomic costs were also heavy.The destruction <strong>of</strong> <strong>the</strong> trade centertook several o<strong>the</strong>r buildings with itand shut down <strong>the</strong> financial marketsfor several days. The effect wasto prolong <strong>the</strong> already developingrecession.As <strong>the</strong> nation began to recoverfrom <strong>the</strong> 9/11 attack, an unknownperson or group sent out letterscontaining small amounts <strong>of</strong>anthrax bacteria. Some went tomembers <strong>of</strong> Congress and administration<strong>of</strong>ficials, o<strong>the</strong>rs to obscureindividuals. No notable person wasinfected. Five victims died, how-332333


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORYever, and several o<strong>the</strong>rs suffered serio<strong>us</strong>illness. The mailings touched<strong>of</strong>f a wave <strong>of</strong> national hysteria, <strong>the</strong>nstopped as suddenly as <strong>the</strong>y had begun,and remained a mystery.It was in this setting that <strong>the</strong>administration obtained passage <strong>of</strong><strong>the</strong> USA Patriot Act on October 26,2001. Designed to fight domesticterrorism, <strong>the</strong> new law considerablybroadened <strong>the</strong> search, seizure, anddetention powers <strong>of</strong> <strong>the</strong> federal government.Its opponents argued thatit amounted to a serio<strong>us</strong> violation<strong>of</strong> constitutionally protected individualrights. Its backers respondedthat a country at war needed to protectitself.After initial hesitation, <strong>the</strong> B<strong>us</strong>hadministration also decided to support<strong>the</strong> establishment <strong>of</strong> a giganticnew Department <strong>of</strong> HomelandSecurity. Authorized in November2002, and designed to coordinate<strong>the</strong> fight against domestic terroristattack, <strong>the</strong> new department consolidated22 federal agencies.Overseas, <strong>the</strong> administration retaliatedquickly against <strong>the</strong> perpetrators<strong>of</strong> <strong>the</strong> September 11 attacks.Determining that <strong>the</strong> attack had beenan al-Qaida operation, it launcheda military <strong>of</strong>fensive against Osamabin Laden and <strong>the</strong> fundamentalistM<strong>us</strong>lim Taliban government<strong>of</strong> Afghanistan. The <strong>United</strong> <strong>States</strong>secured <strong>the</strong> passive cooperation <strong>of</strong><strong>the</strong> R<strong>us</strong>sian Federation, establishedrelationships with <strong>the</strong> former Sovietrepublics that bordered Afghanistan,and, above all, resumed a longneglectedalliance with Pakistan,which provided political supportand access to air bases.Utilizing U.S. Army special forcesand Central Intelligence Agencyparamilitary operatives, <strong>the</strong> administrationallied with long-marginalizedAfghan rebels. Given effectiveair support, <strong>the</strong> coalition o<strong>us</strong>ted <strong>the</strong>Afghan government in two months.Bin Laden, Taliban leaders, andmany <strong>of</strong> <strong>the</strong>ir fighters were believedto have escaped into remote, semiautonomo<strong>us</strong>areas <strong>of</strong> nor<strong>the</strong>asternPakistan. From <strong>the</strong>re <strong>the</strong>y would tryto regroup and attack <strong>the</strong> shaky newAfghan government.In <strong>the</strong> meantime, <strong>the</strong> B<strong>us</strong>hadministration identified o<strong>the</strong>rsources <strong>of</strong> enemy terrorism. In his2002 State <strong>of</strong> <strong>the</strong> Union address,<strong>the</strong> president named an “axis <strong>of</strong>evil” that he thought threatened<strong>the</strong> nation: Iraq, Iran, and NorthKorea. Of <strong>the</strong>se three, Iraq seemedto him and his advisers <strong>the</strong> mostimmediately troublesome. SaddamH<strong>us</strong>sein had successfully ejectedU.N. weapons inspectors. The economicsanctions against Iraq werebreaking down, and, although<strong>the</strong> regime was not believed to beinvolved in <strong>the</strong> 9/11 attacks, it hadengaged in some contacts withal-Qaida. It was widely believed,not j<strong>us</strong>t in <strong>the</strong> <strong>United</strong> <strong>States</strong> butthroughout <strong>the</strong> world, that Iraqhad large stockpiles <strong>of</strong> chemicaland biological weapons and mightbe working to acquire a nuclearcapability. Why else throw out <strong>the</strong>inspection teams and endure continuingsanctions?Throughout <strong>the</strong> year, <strong>the</strong> administrationpressed for a U.N.resolution demanding resumption<strong>of</strong> weapons inspection with full andfree access. In October 2002, B<strong>us</strong>hsecured congressional authorizationfor <strong>the</strong> <strong>us</strong>e <strong>of</strong> military force by a vote<strong>of</strong> 296-133 in <strong>the</strong> Ho<strong>us</strong>e and 77-23in <strong>the</strong> Senate. The U.S. military begana buildup <strong>of</strong> personnel and materielin Kuwait.In November 2002, <strong>the</strong> U.N. SecurityCouncil unanimo<strong>us</strong>ly adoptedResolution 1441 requiring Iraq toafford U.N. inspectors <strong>the</strong> unconditionalright to search anywhere inIraq for banned weapons. Five dayslater, Iraq declared it would comply.None<strong>the</strong>less, <strong>the</strong> new inspectionsteams complained <strong>of</strong> bad faith. InJanuary 2003, chief inspector HansBlix presented a report to <strong>the</strong> <strong>United</strong>Nations declaring that Iraq hadfailed to account for its weapons<strong>of</strong> mass destruction, although herecommended more efforts beforewithdrawing.Despite Saddam’s unsatisfactorycooperation with <strong>the</strong> weaponsinspectors, <strong>the</strong> American plans toremove him from power encounteredun<strong>us</strong>ually strong oppositionin much <strong>of</strong> Europe. France, R<strong>us</strong>sia,and Germany all opposed <strong>the</strong><strong>us</strong>e <strong>of</strong> force, making impossible <strong>the</strong>passage <strong>of</strong> a new Security Councilresolution authorizing <strong>the</strong> <strong>us</strong>e <strong>of</strong>force against Iraq. Even in thosenations whose governments supported<strong>the</strong> <strong>United</strong> <strong>States</strong>, <strong>the</strong>re wasstrong popular hostility to cooperation.Britain became <strong>the</strong> majorU.S. ally in <strong>the</strong> war that followed;A<strong>us</strong>tralia and most <strong>of</strong> <strong>the</strong> newlyindependent Eastern European nationscontributed assistance. Thegovernments <strong>of</strong> Italy and Spainalso lent <strong>the</strong>ir backing. Turkey, longa reliable American ally, declinedto do so.On March 19, 2003, Americanand British troops, supported bysmall contingents from several o<strong>the</strong>rcountries, began an invasion <strong>of</strong> Iraqfrom <strong>the</strong> south. Small groups airliftedinto <strong>the</strong> north coordinated withKurdish militia. On both fronts, resistancewas occasionally fierce but<strong>us</strong>ually melted away. Baghdad fellon April 9. On April 14, Pentagon<strong>of</strong>ficials announced that <strong>the</strong> militarycampaign was over.Taking Iraq turned out to be fareasier than administering it. In <strong>the</strong>first days after <strong>the</strong> end <strong>of</strong> majorcombat, <strong>the</strong> country experiencedpervasive looting. Hit-and-run attackson allied troops followed andbecame increasingly organized, despite<strong>the</strong> capture <strong>of</strong> Saddam H<strong>us</strong>seinand <strong>the</strong> deaths <strong>of</strong> his two sonsand heirs. Different Iraqi factionsat times seemed on <strong>the</strong> verge <strong>of</strong> warwith each o<strong>the</strong>r.New weapons inspection teamswere unable to find <strong>the</strong> expectedstockpiles <strong>of</strong> chemical and biologicalweaponry. Although nei<strong>the</strong>rexplanation made much sense, itincreasingly seemed that SaddamH<strong>us</strong>sein had ei<strong>the</strong>r engaged in agigantic and puzzling bluff, or possiblythat <strong>the</strong> weapons had beenmoved to ano<strong>the</strong>r country.334335


CHAPTER 15: BRIDGE TO THE 21ST CENTURYOUTLINE OF U.S. HISTORYAfter <strong>the</strong> fall <strong>of</strong> Baghdad, <strong>the</strong><strong>United</strong> <strong>States</strong> and Britain, withincreasing cooperation from <strong>the</strong><strong>United</strong> Nations, moved ahead wi<strong>the</strong>stablishment <strong>of</strong> a provisional governmentthat would assume sovereigntyover Iraq. The effort occurredamidst increasing violence that includedattacks not simply on alliedtroops but also Iraqis connected inany way with <strong>the</strong> new government.Most <strong>of</strong> <strong>the</strong> insurgents appeared tobe Saddam loyalists; some were indigeno<strong>us</strong>M<strong>us</strong>lim sectarians; a fairnumber likely were foreign fighters.It was not clear whe<strong>the</strong>r a liberaldemocratic nation could be createdout <strong>of</strong> such chaos, but certain that<strong>the</strong> <strong>United</strong> <strong>States</strong> could not imposeone if Iraqis did not want it.THE 2004 PRESIDENTIALELECTIONBy mid-2004, with <strong>the</strong> <strong>United</strong><strong>States</strong> facing a violent insurgency inIraq and considerable foreign oppositionto <strong>the</strong> war <strong>the</strong>re, <strong>the</strong> countryappeared as sharply divided as it hadbeen four years earlier. To challengePresident B<strong>us</strong>h, <strong>the</strong> Democratsnominated Senator John F. Kerry<strong>of</strong> Massach<strong>us</strong>etts. Kerry’s recordas a decorated Vietnam veteran, hislong experience in Washington, hisdignified demeanor, and his skillsas a speaker all appeared to makehim <strong>the</strong> ideal candidate to unite hisparty. His initial campaign strategywas to avoid deep Democratic divisionsover <strong>the</strong> war by emphasizinghis personal record as a Vietnamcombatant who presumably couldmanage <strong>the</strong> Iraq conflict betterthan B<strong>us</strong>h. The Republicans, however,highlighted his apparentlycontradictory votes <strong>of</strong> first authorizing<strong>the</strong> president to invade Iraq,<strong>the</strong>n voting against an importantappropriation for <strong>the</strong> war. A group<strong>of</strong> Vietnam veterans, moreover, attackedKerry’s military record andsubsequent anti-war activism.B<strong>us</strong>h, by contrast, portrayedhimself as frank and consistent inspeech and deed, a man <strong>of</strong> actionwilling to take all necessary stepsto protect <strong>the</strong> country. He stressedhis record <strong>of</strong> tax cuts and educationreform and appealed stronglyto supporters <strong>of</strong> traditional valuesand morality. Public opinion pollssuggested that Kerry gained someground following <strong>the</strong> first <strong>of</strong> threedebates, but <strong>the</strong> challenger failed toerode <strong>the</strong> incumbent’s core support.As in 2000, B<strong>us</strong>h registered strongmajorities among Americans whoattended religio<strong>us</strong> services at leastonce a week and increased from2000 his majority among Christianevangelical voters.The organizational tempo <strong>of</strong> <strong>the</strong>campaign was as frenetic as its rhetoricalpace. Both sides excelled atgetting out <strong>the</strong>ir supporters; <strong>the</strong> totalpopular vote was approximately20 percent higher than it had beenin 2000. B<strong>us</strong>h won by 51 percent to48 percent, with <strong>the</strong> remaining 1percent going to Ralph Nader and anumber <strong>of</strong> o<strong>the</strong>r independent candidates.Kerry seems to have been unsuccessfulin convincing a majoritythat he possessed a satisfactory strategyto end <strong>the</strong> war. The Republicansalso scored small, but importantgains in Congress.As George W. B<strong>us</strong>h began hissecond term, <strong>the</strong> <strong>United</strong> <strong>States</strong> facedchallenges aplenty: <strong>the</strong> situation inIraq, stresses within <strong>the</strong> Atlantic alliance,in part over Iraq, increasingbudget deficits, <strong>the</strong> escalating cost<strong>of</strong> social entitlements, and a shakycurrency. The electorate remaineddeeply divided. The <strong>United</strong> <strong>States</strong> in<strong>the</strong> past had thrived on such crises.Whe<strong>the</strong>r it would in <strong>the</strong> future remainedto be seen.AFTERWORDFrom its origins as a set <strong>of</strong> obscurecolonies hugging <strong>the</strong> Atlantic coast,<strong>the</strong> <strong>United</strong> <strong>States</strong> has undergonea remarkable transformation intowhat political analyst Ben Wattenberghas called “<strong>the</strong> first universalnation,” a population <strong>of</strong> almost300 million people representingvirtually every nationality and ethnicgroup on <strong>the</strong> globe. It is also anation where <strong>the</strong> pace and extent<strong>of</strong> change — economic, technological,cultural, demographic, andsocial — is unceasing. The <strong>United</strong><strong>States</strong> is <strong>of</strong>ten <strong>the</strong> harbinger <strong>of</strong> <strong>the</strong>modernization and change that inevitablysweep up o<strong>the</strong>r nations andsocieties in an increasingly interdependent,interconnected world.Yet <strong>the</strong> <strong>United</strong> <strong>States</strong> also maintainsa sense <strong>of</strong> continuity, a set <strong>of</strong>core values that can be traced to itsfounding. They include a faith inindividual freedom and democraticgovernment, and a commitment toeconomic opportunity and progressfor all. The continuing task <strong>of</strong> <strong>the</strong><strong>United</strong> <strong>States</strong> will be to ensure thatits values <strong>of</strong> freedom, democracy,and opportunity — <strong>the</strong> legacy <strong>of</strong>a rich and turbulent <strong>history</strong> — areprotected and flourish as <strong>the</strong> nation,and <strong>the</strong> world, move through<strong>the</strong> 21st century. 9336337


OUTLINE OF U.S. HISTORYRECENT PRIZE-WINNINGBOOKSThe Bancr<strong>of</strong>t Prize forAmerican History(Awarded by <strong>the</strong> Tr<strong>us</strong>tees <strong>of</strong>Columbia University)2005Israel on <strong>the</strong> Appomattox:A Sou<strong>the</strong>rn Experiment in BlackFreedom From <strong>the</strong> 1790s Through <strong>the</strong>Civil WarBy Melvin Patrick ElyAlfred A. KnopfFrom Jim Crow to Civil Rights:The Supreme Court and <strong>the</strong> Strugglefor Racial EqualityBy Michael J. KlarmanOxford University PressConjectures <strong>of</strong> Order: Intellectual Lifeand <strong>the</strong> American South, 1810-1860By Michael O’BrienThe University <strong>of</strong>North Carolina Press2004In <strong>the</strong> Presence <strong>of</strong> Mine Enemies:War in <strong>the</strong> Heart <strong>of</strong> America,1859-1863By Edward L. AyersW.W. Norton and CompanyB I B L I O G R A P H Y 2001Roaring Camp: The Social World <strong>of</strong><strong>the</strong> California Gold R<strong>us</strong>hA Nation Under Our Feet: BlackPolitical Struggles in <strong>the</strong> Rural SouthFrom Slavery to <strong>the</strong> Great MigrationBy Steven HahnThe Belknap Press <strong>of</strong>Harvard University PressJonathan Edwards: A LifeBy George M. MarsdenYale University Press2003Captives and Co<strong>us</strong>ins: Slavery,Kinship, and Community in <strong>the</strong>Southwest BorderlandsBy James F. BrooksUniversity <strong>of</strong> North CarolinaPress for <strong>the</strong> Omohundro Institute<strong>of</strong> Early American History andCultureThe Indian Slave Trade: The Rise <strong>of</strong><strong>the</strong> English Empire in <strong>the</strong> AmericanSouth, 1670-1717By Alan GallayYale University Press2002Race and Reunion: The Civil War inAmerican MemoryBy David W. BlightThe Belknap Press <strong>of</strong>Harvard University PressIn Pursuit <strong>of</strong> Equity: Women,Men, and <strong>the</strong> Quest for EconomicCitizenship in 20th-Century AmericaBy Alice Kessler-HarrisOxford University PressBy S<strong>us</strong>an Lee JohnsonW. W. Norton and CompanyThe Chief: The Life <strong>of</strong>William Randolph HearstBy David NasawHoughton Mifflin CompanyPulitzer Prize for a distinguishedbook upon <strong>the</strong> <strong>history</strong> <strong>of</strong> <strong>the</strong><strong>United</strong> <strong>States</strong>(Awarded by Columbia UniversityGraduate School <strong>of</strong> Journalism)2005Washington’s CrossingBy David Hackett FischerOxford University Press2004A Nation Under Our Feet:Black Political Struggles in <strong>the</strong> RuralSouth From Slavery to <strong>the</strong> GreatMigrationBy Steven HahnThe Belknap Press <strong>of</strong>Harvard University Press2003An Army at Dawn: The War inNorth Africa, 1942-1943By Rick AtkinsonHenry Holt and Company2002The Metaphysical Club: A Story <strong>of</strong>Ideas in AmericaBy Louis MenandFarrar, Stra<strong>us</strong>s, and Giroux2001Founding Bro<strong>the</strong>rs: TheRevolutionary GenerationBy Joseph EllisAlfred A. KnopfSELECTED INTERNETRESOURCESAmerican Historical Association(AHA)http://www.historians.org/index.cfmAmerican History: A DocumentaryRecord1492 - Presenthttp://www.yale.edu/lawweb/avalon/chrono.htmThe Avalon Project at <strong>the</strong> Yale LawSchool: Major Collectionshttp://www.yale.edu/lawweb/avalon/major.htmBiography <strong>of</strong> Americahttp://www.learner.org/biography<strong>of</strong>america/Digital Historyhttp://www.digital<strong>history</strong>.uh.edu/Documents for <strong>the</strong> Study <strong>of</strong>American Historyhttp://www.ku.edu/carrie/docs/amdocs_index.htmlGilder Lehrman Institute <strong>of</strong>American Historyhttp://www.gilderlehrman.org/338339


BIBLIOGRAPHYOUTLINE OF U.S. HISTORYHistory Mattershttp://<strong>history</strong>matters.gmu.edu/The Library <strong>of</strong> CongressAmerican Memory: HistoricalCollections for <strong>the</strong> National DigitalLibraryhttp://memory.loc.gov/ammem/The Library <strong>of</strong> CongressAmerican Memory: Timelinehttp://lcweb2.loc.gov/ammem/ndlpedu/features/timeline/index.htmlNational Archives and RecordsAdministrationhttp://www.nara.govNational Archives and RecordsAdministration: Digital Classroomhttp://www.archives.gov/digital_classroom/National Archives and RecordsAdministration: Our Documents:A National Initiative on AmericanHistory, Civics, and Servicehttp://www.ourdocuments.gov/index.php?flash=true&National Park Service: Links to<strong>the</strong> Pasthttp://www.cr.nps.gov/National Park Service: History in<strong>the</strong> Parkshttp://www.cr.nps.gov/catsig.htmOrganization <strong>of</strong> AmericanHistorians (OAH)http://www.oah.org/Smithsonianhttp://www.si.edu/The Historical Societyhttp://www.bu.edu/historic/WWW Virtual Library: History:<strong>United</strong> <strong>States</strong>http://vlib.iue.it/<strong>history</strong>/USA/We <strong>the</strong> Peoplehttp://www.we<strong>the</strong>people.govThe U.S. Department <strong>of</strong> State assumesno responsibility for <strong>the</strong> content andavailability <strong>of</strong> <strong>the</strong> resources from o<strong>the</strong>ragencies and organizations listed above.All Internet links were active as <strong>of</strong>Fall 2005.Page references in boldface type referto ill<strong>us</strong>trations.AAbolition <strong>of</strong> slaveryBrown’s raid at Harper’s Ferry(1859), 139constitutional amendment (13th),148Democratic Party and, 152Douglass as abolitionist leader, 91Emancipation Proclamation, 144-145Freedmen’s Bureau, 148, 151Garrison and The Liberator on, 91,122, 133-134Missouri Compromise (1820), 80,114, 132, 135, 137Northwest Ordinance slavery ban,71, 73, 113, 135religio<strong>us</strong> social activism and, 87as a sectional conflict/dividednation, 128-139sou<strong>the</strong>rn statesmen on, 113Underground Railroad, 91, 134, 136See also SlaveryAdams, John, 52, 64, 72, 82-83Adams, John Quincy, 115, 116, 134Adams, Samuel, 56-57Adamson Act, 199Addams, Jane, 196Adventures <strong>of</strong> Huckleberry Finn(Twain), 97Afghanistan, U.S. relations, 294, 334AFL. See American Federation <strong>of</strong>Labor (AFL)African Americansb<strong>us</strong> boycott (Montgomery,Alabama), 240I N D E Xcivil rights movement, 240, 258,271-272color barrier broken in sports, 237,271Colored Farmers National Alliance,191culture, 210-211Freedmen’s Bureau and, 148, 151“Harlem Renaissance,” 211jazz m<strong>us</strong>icians, 211labor unions and, 193lynchings and violence against, 150,178, 271members <strong>of</strong> Congress, 96as sharecroppers and tenantfarmers, 190-191U.S. Colored Troops in UnionArmy, 145See also Abolition <strong>of</strong> slavery; Civilrights; Racial discrimination;SlaveryAgnew, Spiro, 290Agricultural Adj<strong>us</strong>tment Act (AAA),216Agriculturefarm-relief act, 216Farmers’ Alliances, 191Grange movement, 191land grant and technical colleges,152, 177New Deal programs, 216-217Patrons <strong>of</strong> H<strong>us</strong>bandry (Grange),191plantation settlements, 26, 28, 113-114, 128-129post-Revolutionary period, 70Republican policy, 79, 208scientific research, 177sharecroppers and tenant farmers,190-191340341


INDEXOUTLINE OF U.S. HISTORYsmall farmers and agriculturalconsolidation, 267technological revolution, 110-111,160, 177westward expansion and, 125AIDS (Acquired Immune DeficiencySyndrome)epidemic, 307quilt (Wash., D.C.), 299AIM. See American Indian Movement(AIM)Alaskagold r<strong>us</strong>h, 192purchase, known as “Seward’sFolly,” 182Albany Plan <strong>of</strong> Union, 33, 69Albright, Madeline, 329Alien Act, 82, 117Amalgamated Association <strong>of</strong> Iron,Steel, and Tin Workers, 194American Bible Society, 87American Civil Liberties Union, 209American Federation <strong>of</strong> Labor (AFL),194, 209, 227American Independent Party, 319American Indian Movement (AIM),281American Philosophical Society, 28American Railway Union, 194American Revolution, 50-65Boston Tea Party (1773), 50-51, 57British move through <strong>the</strong> South,63-64colonial declaration <strong>of</strong> war, 60Concord and Lexington battles(1775), 59-60economic aftermath, 70factors leading to, 50-59first shots fired at Lexington, 44-45,59Franco-American alliance, 62-63Long Island, battle <strong>of</strong> (1776), 61Loyalists and, 60, 65Olive Branch Petition, 60significance <strong>of</strong>, 65Treaty <strong>of</strong> Paris (1783), 47, 64Yorktown, British surrender at, 47-48, 64American Sugar Refining Company,197American Telephone and Telegraph(AT&T), 158American Temperance Union, 121Amity and Commerce, Treaty <strong>of</strong>(France-American colonies), 63Amnesty Act (1872), 150Anasazi, 8, 20Andros, Sir Edmund, 31Anthony, S<strong>us</strong>an B., 90, 122Antifederalists, 76Antitr<strong>us</strong>t legislation, 160, 187, 196-197,199Apache Indians, 180, 181Aquino, Corazon, 312Arafat, Yasser, 330Aristide, Jean-Bertrand, 330Arlington Cemetery (Virginia), 174Armour, Philip, 158Arms control. See Nuclear weaponsArmstrong, Louis, 211Armstrong, Neil, 285Arnaz, Desi, 239Arnold, Benedict, 62Articles <strong>of</strong> <strong>the</strong> Confederation, 69-70Asia, Cold War, 263-264Atlantic Charter (U.S.-Britain), 220Automobile ind<strong>us</strong>tryauto worker strikes, 228, 230automobile safety cr<strong>us</strong>ade, 287environmental issues/trafficcongestion, 282, 300-301unemployment, 227BBabcock, Stephen, 177Ball, Lucille, 239Banking Act, 218Banking and financecurrency question and goldstandard, 192Federal Reserve Board, 199, 218Federal Reserve System, 119, 187,198-199financial panic (1893), 192First Bank <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>, 79insured savings (FDIC), 215national bank, 79-80New Deal program reforms, 214-215regional and local bank charters,119Second Bank <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>,118-119state banking system, 119stock market crash (1929), 211Baptists, 87, 88Barak, Ehud, 330Beard, Charles, 75“Beat Generation” (1950s), 270Begin, Menachim, 292Bell, Alexander Graham, 107, 156Bell, John C., 139Bell Telephone System, 158Bellamy, Edward, 160Biddle, Nicholas, 119Bill <strong>of</strong> Rights, 77bin Laden, Osama, 331, 332, 334Blaine, James G., 185Blair, Tony, 294-295, 330Blix, Hans, 335Bolívar, Simon, 114Booth, John Wilkes, 147Borglum, Gutzon, 171Bosnia, 330Boston Massacre (1770), 56Boston Tea Party (1773), 50-51, 57Breckenridge, John C., 139Brezhnev, Leonid, 289British colonization. See EnglishcolonizationBrooks, David, 322Brown, John, 139Brown v. Board <strong>of</strong> Education (1954),240, 244, 272Bryan, William Jennings, 192, 195, 198,209-210Buchanan, Pat, 332Buckley, William F., 308Bull Moose Party, 318Burbank, Lu<strong>the</strong>r, 177Burgoyne, John, 62B<strong>us</strong>h, George Herbert Walkerbudgets and deficits, 315domestic policy, 314-315end <strong>of</strong> Cold War, 315-316foreign policy, 312, 316-317photo <strong>of</strong>, 255presidential election (1998), 314;(1992), 322, 324“war on drugs,” 317B<strong>us</strong>h, George W.as a “compassionate conservative,”332Afghanistan invasion, 334with African leaders, 295domestic and foreign policy, 332-336on freedom, 322Iraq War, 334-336presidential elections (2000), 333;(2004), 336-337with Tony Blair, 294-295CCable News Network, 297Cabot, John, 9Cady Stanton, Elizabeth, 90, 122-123Calhoun, John C., 112, 116, 117, 125Californiaas a free state, 136gold r<strong>us</strong>h, 131, 136, 179342343


INDEXOUTLINE OF U.S. HISTORYmigrant farm workers’ unions,279-280territory, 135Calvinism, 13, 29, 34, 65Campbell, Ben Nighthorse, 281Capitalism, 187, 193, 214Carleton, Mark, 177Carmichael, Stokely, 278Carnegie, Andrew, 97, 156-157, 187,194Carson, Rachel, 282Carter, Jimmy, 291-292Cartier, Jacques, 10Carver, George Washington, 177Cattle ranching, 179-180Central Pacific Railroad, 179A Century <strong>of</strong> Dishonor (Jackson), 181Chambers, Whittaker, 266Charles I (British king), 12, 13, 15Charles II (British king), 17, 18, 31Chase, Salmon P., 138Chávez, César, 250, 280Cherokee Indians, 125Chiang Kai-shek, 224, 263, 264Chicanos. See Latino movementChild labor, 102-103, 177, 193, 196China, People’s Republic <strong>of</strong>Boxer Rebellion (1900), 186Taiwan relations, 263, 265, 289U.S. diplomatic relations, 186, 289,292Christian Coalition, 308Churchill, Winstonon <strong>the</strong> “iron curtain,” 260-261U.S. support for war effort, 220at Yalta, 224, 234CIO. See Committee for Ind<strong>us</strong>trialOrganization (CIO); Congress <strong>of</strong>Ind<strong>us</strong>trial Organizations (CIO)Citizenship, 82, 148-149, 178Civil rightsb<strong>us</strong> boycott (Montgomery,Alabama), 240, 273desegregation, 272-273desegregation <strong>of</strong> schools, 240, 241,244, 272-273, 277desegregation <strong>of</strong> <strong>the</strong> military, 269,272Jesse Jackson’s “Rainbow Coalition,”253Truman 10-point civil rightsprogram, 271-272See also Civil rights movement;Individual rights; RacialdiscriminationCivil Rights Act (1957), 273Civil Rights Act (1960), 273Civil Rights Act (1964), 277, 286Civil rights movement (1960-80), 276-278“black power” activists, 277-278“freedom rides,” 277“March on Washington” (1963),277origins <strong>of</strong> <strong>the</strong>, 271-272riots (1960s), 278sit-ins, 277Civil Service Commission, 307Civil War (1861-65)African Americans in U.S. ColoredTroops in Union Army, 145Alexandria, Union troopencampment, 94Antietam campaign (1862), 141,144Bull Run (First Manassas), 143Bull Run (Second Manassas), 144casualties, 92, 144, 145Chancellorsville campaign (1863),92-93, 145Chattanooga and LookoutMountain campaigns (1863), 146Gettysburg address, by Lincoln,142, 145Gettysburg campaign (1863), 92,145, 146Petersburg campaign (1865), 146postwar politics, 152-153secession from <strong>the</strong> Union, 142-143Sherman’s march through <strong>the</strong>South, 146Shiloh campaign, 144Spotsylvania (Battle <strong>of</strong> <strong>the</strong>Wilderness, 1864), 146surrender at AppomattoxCourtho<strong>us</strong>e, 146Vicksburg campaign (1863), 145,146See also Reconstruction EraCivil Works Administration (CWA),215-216Civilian Conservation Corps (CCC),215Clark, William, 47Clay, Henrycompromise agreements, 114, 136portrait <strong>of</strong>, 90presidential elections, 116, 119protective tariffs, 112, 117, 118Whig Party statesman, 120, 152Clayton Antitr<strong>us</strong>t Act, 199Clean Air Act (1967), 282Clemenceau, Georges, 108Clemens, Samuel Langhorne, 97, 196Cleveland, Grover, 159, 182, 183, 192,194Clinton, Hillary Rodham, 324, 325, 328Clinton, William “Bill”Cabinet appointments, 280domestic policy, 324-326foreign policy, 329-331impeachment hearings/trial, 328,329presidential election (1992), 322-324; (1996), 328presidential inaugural address(1993), 255sexual impropriety/intern scandal,326, 328Arkansas real estate investigation,326Coercive or Intolerable Acts (England),57-59Cold War, 258-267in Asia, 263-264Eisenhower Administration, 264-265end <strong>of</strong>, 255, 315-316, 324Kennedy Administration, 284-285in <strong>the</strong> Middle East, 264origins <strong>of</strong>, 260-261Truman Administration, 261, 265College <strong>of</strong> William and Mary, 27Colonial periodcultural developments, 27-29Dutch colonies, 14, 15, 17, 24early settlements, 10-12, 24English settlers, 10-12, 13-15, 17, 24French and Indian Wars, 32-33German settlers, 24, 25, 26government <strong>of</strong> <strong>the</strong> colonies, 29-32Jamestown colony (Virginia), 10,12-13, 16Massach<strong>us</strong>etts colonies, 13-14,24-25middle colonies, 25-26Native American relations, 15-17,18, 39New Amsterdam, 14, 15, 26New England colonies, 24-25New England Confederation, 17Pennsylvania colony, 18, 25, 27-28,30, 39, 69rural country daily life, 26-27Scots and Scots-Irish settlers, 24,25, 26sou<strong>the</strong>rn colonies, 26-27Swedish colonies, 15, 24Virginia colonies, 10, 12-13, 16, 26,28-30, 68-69Colored-Farmers National Alliance,191Columb<strong>us</strong>, Christopher, 9Commission on Civil Rights, 280344345


INDEXOUTLINE OF U.S. HISTORYCommittee for Ind<strong>us</strong>trial Organization(CIO), 228Committees <strong>of</strong> Correspondence, 56-57Commodity Credit Corporation, 216Common Sense (Paine), 60Communism, 206-207Cold War and, 258-267, 315-316Eisenhower containment policy,264-265Federal Employee Loyalty Program,266Ho<strong>us</strong>e Committee on Un-American Activities, 266McCarthy Senate hearings on, 236,266Red Scare (1919-20), 207, 265spread <strong>of</strong>, 263Truman Doctrine <strong>of</strong> containment,261-263Communist Party, 206, 263, 265, 266Compromise <strong>of</strong> 1850, 90, 135-136Confederation Congress, 71Congress <strong>of</strong> Ind<strong>us</strong>trial Organizations(CIO), 228Congress, U.S.African-American members, 96first Native American member, 281Hispanic members, 280power to make Laws, 75representation in Ho<strong>us</strong>e andSenate, 73Conservatism, 307-309Constitution, state constitutions, 68-69Constitution, U.S.amendments1st thru 12th, 7713th (abolishing slavery), 14814th (citizenship rights), 148-149, 17815th (voting rights), 149, 27316th (federal income tax), 19817th (direct election <strong>of</strong>senators), 19818th (prohibition), 21019th (voting rights for women),207amendments process, 74Bill <strong>of</strong> Rights, 77Congressional powers, 75debate and compromise, 73-75declaration <strong>of</strong> war powers, 316-317on display at National Archives, 174motivations <strong>of</strong> Founding Fa<strong>the</strong>rs,75ratification, 75-76separation <strong>of</strong> powers principle, 74signing <strong>of</strong>, at Constitution Hall(Philadelphia), 164Constitutional Convention(Philadelphia, 1787), 66-67, 71-77Constitutional Union Party, 139Continental Association, 58-59Continental Congress, First (1774), 58Continental Congress, Second (1775),60, 61, 69, 71Coolidge, Calvin, 204, 207Cornwallis, Lord Charles, 46-47, 64Coronado, Francisco Vázquez de, 9Corporations, 158-159Coughlin, Charles, 217Counterculture (1960s), 281-282New Leftists, 281-282Vietnam War demonstrations, 281“Woodstock Generation,” 249, 281Cox, James M., 207Crawford, William, 116Crazy Horse (Sioux chief), 180Creek Indians, 125Cromwell, Oliver, 12, 17, 31Cuba, Spanish-American War and,182-183Cuban missile crisis (1962), 284Cullen, Countee, 211Culture<strong>of</strong> <strong>the</strong> 1950s, 270-271in <strong>the</strong> colonies, 27-29counterculture <strong>of</strong> <strong>the</strong> 1960s, 281-282See also Libraries; Literary works;M<strong>us</strong>ic, AmericanCurrency Act (England, 1764), 53C<strong>us</strong>ter, George, 98-99, 180DDakota Sioux, 98, 180, 281Darrow, Clarence, 209-210Darwinian <strong>the</strong>oryScopes trial, 209-210“survival <strong>of</strong> <strong>the</strong> fittest,” 193Davis, Jefferson, 142Dawes (General Allotment) Act(1887), 181De Soto, Hernando, 9Declaration <strong>of</strong> Independence, 61, 68burial site for three signers <strong>of</strong>, 162-163Declaratory Act (England), 55Delaware Indians, 18, 39Democracy in America (Tocqueville),130Democratic Party, 116, 137, 152, 153,192, 218-219Depression. See Great DepressionDewey, George, 183Dewey, Thomas, 235, 269Dickens, Charles, 130-131Dickinson, Emily, 96Dickinson, John, 55, 69Digital revolution, 293, 296e-mail communication, 327mobile phones, 327personal computer (PC) growth,306, 327Dix, Doro<strong>the</strong>a, 121Dixiecrats, 319Dole, Robert, 328Doolittle, James “Jimmy,” 223Dorset, Marion, 177Douglas, Stephen A., 136, 137, 138-139Douglass, Frederick, 91, 122, 134, 145Drake, Francis, 10Dred Scott decision, 138, 149Dreiser, Theodore, 196Du Bois, W.E.B., 178, 211Dukakis, Michael, 314Dulles, John Foster, 265Dunmore, Lord, 60Dutch colonization, 14, 15, 17patroon system, 14-15Dutch East India Company, 14Dylan, Bob, 281EEast India Company, 57Eastman, George, 106, 157Edison, Thomas, 106, 157Educationin <strong>the</strong> colonies, 27-29computer technology and, 303day care centers, 303No Child Left Behind Act, 333private schools, 27private tutors, 28public school systems, 121school desegregation, 240, 244, 272-273, 277Edwards, Jonathan, 29Eisenhower, Dwight Davidcivil rights supporter, 272, 273Cold War and foreign policy, 264-265domestic policy <strong>of</strong> “dynamicconservatism,” 269-270portrait <strong>of</strong>, 236as president <strong>of</strong> U.S., 264-265, 269-270as Supreme Commander <strong>of</strong> AlliedForces, 223, 232, 264Electoral College, 116, 117Elkins Act (1903), 196Ellington, Duke, 211Ellis Island Monument, 102, 103, 200Emancipation Proclamation, 144-145Embargo Act (1807), 84Emerson, Ralph Waldo, 59346347


INDEXOUTLINE OF U.S. HISTORYEnforcement Acts (1870 and 1871),150English Civil War (1642-49), 31English colonizationearly settlements, 10-12French and Indian War and, 32-33map <strong>of</strong>, 36-37in Maryland, 15in Massach<strong>us</strong>etts, 13-14New England Confederation, 17English common law, 30Enola Gay (U.S. bomber), attacks onHiroshima nd Nagasaki, 226Environmental movement, 282, 298Environmental Protection Agency(EPA), 282Equal Rights Amendment (ERA), 279Erik <strong>the</strong> Red, 9FFalwell, Jerry, 308Farragut, David, 143Faub<strong>us</strong>, Orval, 272Federal Aid Road Act (1916), 113Federal Artists Project, 218Federal Deposit and InsuranceCorporation (FDIC), 215Federal Emergency ReliefAdministration (FERA), 215Federal Employee Loyalty Program,266Federal Reserve Act (1913), 198Federal Reserve Board, 199, 218, 291,310Federal Reserve System, 119, 187, 198-199Federal Theatre Project, 218Federal Trade Commission, 199Federal Workingman’s CompensationAct (1916), 199Federal Writers Project, 218The Federalist Papers, 43, 76Federalists, 76, 78, 81, 82, 86, 116The Feminine Mystique (Friedan), 278The Financier (Dreiser), 196Finney, Charles, Grandison, 87Fitzgerald, F. Scott, 210Force Act, 118Ford, Gerald, 290-291Ford, Henry, 109Fordney-McCumber Tariff (1922), 207Foreign policy. See U.S. foreign policyFranceLouisiana Territory sold to U.S.,83-84New World exploration, 9-10U.S. diplomatic relations, 82-83XYZ Affair, 82Franco-American Treaty <strong>of</strong> Alliance(1778), 62-63, 80, 82Franklin, Benjamin, 28, 33, 43, 63, 64,72, 75Free Soil Party, 136, 137, 138Freedmen’s Bureau, 148, 151Fremont, John, 138French and Indian War, 32-33French exploration, 10French Huguenots, 24French Revolution, 34, 79, 80, 81Friedan, Betty, 278, 279Friedman, Milton, 308Fugitive Slave Act, 136, 137Fundamentalism, religio<strong>us</strong>, 209, 210,308GGage, Thomas, 59Gallatin, Albert, 83Garrison, William Lloyd, 91, 122, 133-134Garza, Eligio “Kika” de la, 280Gates, Bill, 296Gates, Horatio, 62, 63-64Gay rights, 307, 324-325Genet, Edmond Charles, 80-81George, Henry, 160George III (British king), 55, 59Georgiacolonial royal government, 31early settlement, 18Native American tribes relocated,118German unification, 316GermanyBerlin Airlift, 262Kennedy speech in West Berlin,242-243postwar period, 262reparations, World War I, 224Germany in World War IIHoloca<strong>us</strong>t (Jewish genocide), 226Nazism, 219, 224, 226North African campaign, 222Nuremberg war crime trials, 226reparations, 206submarine warfare, 204-205Geronimo (Apache chief), 181Gerry, Elbridge, 72, 73Ghent, Treaty <strong>of</strong> (1814), 85Gilbert, Humphrey, 10The Gilded Age (Twain), 196Ginsberg, Allen, 271Glenn, John, 285Glorio<strong>us</strong> Revolution (1688-89), 31, 32Goethals, George W., 185Goldwater, Barry, 286, 308, 309Gompers, Samuel, 194González, Henry B., 280Gorbachev, Mikhail, 304-305, 314, 315,316Gore, Al, 323, 332, 333Gould, Jay, 194Grange movement, 191Grant, Ulysses S.portrait <strong>of</strong>, 95as president <strong>of</strong> U.S., 150, 153as Union Army general, 144, 145Great Depression (1929-40)decline in immigration, 201“D<strong>us</strong>t Bowl” migration, 216New Deal programs, 214-218soup lines, 202-203stock market crash (1929), 211“Great Society,” 286-287Greeley, Horace, 112, 124Green Party, 332Greenspan, Alan, 327Grey, Zane, 180Guadalupe Hidalgo, Treaty <strong>of</strong>, 135Guam, U.S. relations, 184HHaiti, political situation, 330Hamilton, Alexanderand Bank <strong>of</strong> <strong>the</strong> <strong>United</strong> <strong>States</strong>, 79,118Constitutional Conventiondelegate, 71, 72Federalist Papers and, 43, 76as first Treasury Departmentsecretary, 77portrait <strong>of</strong>, 48and Republican Party, 152vs. Jefferson, 48, 78-80Hamilton, Andrew, 28Harding, Warren G., 207Harrison, Benjamin, 160Harrison, William Henry, 85, 120Hartford Convention (1814), 117Harvard College, 27Hawaii, statehood (1959), 184Hawaiian Islands, U.S. policy <strong>of</strong>annexation, 183-184Hawley-Smoot Tariff Act (1930), 207Hay, John, 184, 186Hayes, Ru<strong>the</strong>rford B., 150-151, 153Haymarket Square incident, 194Helsinki Accords (1975), 291Hemingway, Ernest, 109, 210Henry, Patrick, 42, 54, 76, 77Hepburn Act (1906), 197Hidalgo, Miguel de, 114Highway Act (1956), 268348349


INDEXOUTLINE OF U.S. HISTORYHispanicsin politics, 280See also Latino movementHiss, Alger, 266Hitler, Adolf, 201, 219Ho Chi Minh, 284Hohokam settlements, 7Holy Alliance, 115Homeland Security Department, 334Homestead Act (1862), 124, 152, 179,180Hoover, Herbert, 185, 211Hopewellians, 7Hopi Indians, 8Ho<strong>us</strong>ing and Urban DevelopmentDepartment, 287Ho<strong>us</strong>ton, Sam, 134Howe, William, 61-62Hudson, Henry, 14Hughes, Langston, 211Hull, Cordell, 221Humphrey, Hubert, 288Hungary, rebellion (1956), 265Hutchinson, Anne, 14IImmigrants and immigrationdiversity <strong>of</strong> immigrants, 200-201Ellis Island Monument, 102, 103,200illegal immigrants, 201immigration quotas, 201, 209“Little Italy” in New York City, 104-105Nativists and, 209policy reform, 307restrictions on immigration, 208-209Immigration Restriction League, 201Imperialism, 181-182Indentured servants, 18-19Indian Removal Act (1830), 125Indian Reorganization Act (1934), 181Indian WarsApache wars, 180, 181C<strong>us</strong>ter’s Last Stand at LittleBighorn, 98-99, 180French and Indian War, 32-33Pequot War (1637), 16and westward expansion, 124, 180-181Indians <strong>of</strong> North America. See NativeAmericansIndividual rights, 34, 65, 76-77See also Civil rightsInd<strong>us</strong>trial development. See undernames <strong>of</strong> ind<strong>us</strong>tryInd<strong>us</strong>trial Workers <strong>of</strong> <strong>the</strong> World(IWW), 194Interstate Commerce Commission(ICC), 159, 197, 198Inventionsadding machine, 157airplane, 107cash register, 157cotton gin, 114, 133light bulb/incandescent lamp, 106,157linotype machine, 157motion picture projector, 106, 157reaper (farm machine), 131, 158,160telegraph, 156telephone, 107, 156television, 268typewriter, 157Iran, U.S. relations, 292Axis <strong>of</strong> evil, 334Iraqelections (2005), 302provisional government, 335U.N. weapons inspections, 329,334-335U.S.-led invasion, 335Iron and steel ind<strong>us</strong>try, 157, 187strikes, 194, 228Iroquois Indians, 14, 16-17, 33Isolationism, 78, 206, 220IsraelEgypt invasion, 265Palestinian relations, 330U.S. policy, 264JJacinto, Battle <strong>of</strong>, 134Jackson, Andrewconflicts with Indians, 125as general in War <strong>of</strong> 1812, 86portrait <strong>of</strong>, 89as president <strong>of</strong> U.S., 89, 117-118presidential election (1824), 116presidential election (1828), 117Jackson, Helen Hunt, 181Jackson, Jesse, 253Jackson, Thomas J. (“Stonewall”), 144,145James I (British king), 12James II (British king), 31Jamestown colony (Virginia), 10, 12-13, 16Japanattack on Pearl Harbor, 212-213,221, 222Kamikaze suicide missions, 225surrender (1945), 226U.S. attacks on Hiroshima andNagasaki, 226U.S. relations, 186Japanese-Americans, internmentcamps, 222, 233Jay, John, 43, 64, 76, 81, 82Jay Treaty (Britain-U.S.), 81, 82Jazz Age, 210Jefferson Memorial (Wash., D.C.), 161Jefferson, Thomason abolition <strong>of</strong> slavery, 113as drafter <strong>of</strong> Declaration <strong>of</strong>Independence, 61face <strong>of</strong> (Mount R<strong>us</strong>hmore), 170-171as first State Department secretary,77portrait <strong>of</strong>, 46as president <strong>of</strong> U.S., 83on right <strong>of</strong> self-government, 68on slavery, 114as U.S. minister to France, 72, 79-80vs. Adams, 82vs. Hamilton, 48, 78-80“Jim Crow” laws (separate but equalsegregation), 151, 240, 272, 319Jobs, Steve, 296Johnson, Andrewimpeachment trial, 149-150as president <strong>of</strong> U.S., 147-149, 153Johnson, Lyndon B.civil rights supporter, 273, 277Great Society programs, 286-287portrait <strong>of</strong>, 245space program, 285Vietnam War policy, 287-288“War on Poverty,” 286Johnson-Reed National Origins Act(1924), 201, 209The Jungle (Sinclair), 196KKansasslavery issue and, 138territory (“bleeding Kansas”), 137,138Kansas-Nebraska Act, 137Kennan, George, 261Kennedy, John F.assassination <strong>of</strong>, 277, 286Bay <strong>of</strong> Pigs invasion, 284civil rights policy, 277, 283Cold War and, 284-285Cuban missile crisis, 284as president <strong>of</strong> U.S., 282-285space program, 285-286Vietnam War policy, 284-285West Berlin speech during ColdWar, 242-243350351


INDEXOUTLINE OF U.S. HISTORYKennedy, Robert, assassination <strong>of</strong>, 278,288KentuckyResolutions (1798), 117statehood (1792), 7-8Kerouac, Jack, 270Kerry, John F., 336-337Khomeini, Ayatollah, 292Khr<strong>us</strong>hchev, Nikita, 284Kim Il-sung, 263King, Martin Lu<strong>the</strong>r, Jr.assassination <strong>of</strong>, 278, 288civil rights movement and, 240,241, 273, 283“I have a dream” speech, 276, 277King, Ruf<strong>us</strong>, 72Kissinger, Henry, 289Know-Nothing Party, 120Korean War, 235, 263, 264Kosci<strong>us</strong>ko, Thadde<strong>us</strong>, 65Ku Klux Klan, 150, 201, 209LLabor unions, 121, 193-195air controllers strike, 309auto workers strikes, 228collective bargaining, 217Haymarket Square incident, 194membership in U.S., 227-228migrant farm workers, 250, 279-280mine workers membership/strikes,194-195, 227-228New Deal programs, 217post-World War I strikes, 206post-World War II strikes, 269railway worker strikes, 193, 194steel worker strikes, 194, 228textile worker strikes, 195“Wobblies,” 194-195See also under names <strong>of</strong> specificunionsLafayette, Marquis de, 65LaFollette, Robert, 196, 318-319Landon, Alf, 218Latin America, U.S. intervention, 184-185Latin American Revolution, 114-116Latino movement, 279-280League <strong>of</strong> Nations, 205-206, 226Lee, Richard Henry, 61, 64Lee, Robert E.capture <strong>of</strong> John Brown at Harper’sFerry, 139commander <strong>of</strong> Confederate Army,144declines command <strong>of</strong> Union Army,143portrait <strong>of</strong>, 95surrender at AppomattoxCourtho<strong>us</strong>e, 146Leif (son <strong>of</strong> Erik <strong>the</strong> Red), 9Lenin, V.I., 259Levitt, William J., 268Lewis and Clark expedition,bicentennial commemorative stamp,46Lewis, John L., 227-228Lewis, Meriwe<strong>the</strong>r, 47Lewis, Sinclair, 210The Liberator, 91, 133LibrariesAmerican Philosophical Society(Philadelphia), 28in <strong>the</strong> colonies, 27, 28public libraries endowed byCarnegie, 97subscription, 28Lincoln, Abrahamassassination <strong>of</strong>, 147, 153at Civil War Union encampment,140-141Emancipation Proclamation, 144-145face <strong>of</strong> (Mount R<strong>us</strong>hmore), 170-171Free-Soil Party and, 138Gettysburg address, 142, 145on Grant, 95as president during Civil War, 142-147presidential election (1860), 139presidential election (1864), 147,153presidential inaugural address, 142senatorial campaign (1858), 138-139on slavery and <strong>the</strong> Union, 130, 138Lincoln, Benjamin, 63, 70Lincoln-Douglas debates (1858), 138-139Literary works“Beat Generation” (1950s), 270-271colonial period, 28-29“Harlem Renaissance,” 211“Lost Generation” (1920s), 109, 211New Deal programs and, 218See also names <strong>of</strong> individual authorsor worksLloyd George, David, 108Locke, John, 17, 32, 34, 61, 65, 73Lodge, Henry Cabot, 181, 184Logan, James, 28The Lonely Crowd (Riesman), 270Long, Huey P., assassination <strong>of</strong>, 217“Lost Generation” (1920s), 109, 211Louis XVI (French king), 64, 80Louisiana Purchase, 83-84Lovejoy, Elijah P., 134Lowell, James R<strong>us</strong>sell, 147Luce, Henry, 258Lundestad, Geir, 262MMacArthur, Douglas, 225, 232, 263Macdonough, Thomas, 85Madison, James, 43, 72, 75, 76, 84-86,113as “Fa<strong>the</strong>r <strong>of</strong> <strong>the</strong> Constitution,” 72Mahan, Alfred Thayer, 184Maine (U.S. warship) incident, 182Major, John, 330Malcolm X, 277Manhattan. See New YorkManhattan project (atomic bombdevelopment), 225Mann, Horace, 121Mao Zedong, 263, 289Marbury v. Madison (1803), 113Marcos, Ferdinand, 312Marshall, George C., 262Marshall, Johnas chief j<strong>us</strong>tice <strong>of</strong> <strong>the</strong> SupremeCourt, 49, 113funeral <strong>of</strong>, 168portrait <strong>of</strong>, 49Marshall Plan, 262Marshall, Thurgood, 244Martin, Josiah, 60MarylandCalvert family charter, 15, 30Catholic settlements, 15St. Mary’s, first town in, 15Toleration Act and religio<strong>us</strong>freedom, 17Mason, George, 76Massach<strong>us</strong>ettsBoston Massacre (1770), 56Boston Port Bill, 57Boston Tea Party (1773), 50-51, 57colonial government charter, 30-31early settlements, 13-14Old Granary Cemetery (Boston),162-163Salem witch trials, 35schools and education, 27Shays Rebellion, 70trade and economic development,24-25Massach<strong>us</strong>etts Bay Colony, 25, 31Massach<strong>us</strong>etts Bay Company, 18Ma<strong>the</strong>r, Cotton, 28, 40Mayflower Compact, 13, 22-23, 30Mayflower (ship), 13Mbeki, Thabo, 295McCarran-Walter Act (1952), 201McCarthy, Joseph R., 236, 266352353


INDEXOUTLINE OF U.S. HISTORYMcClellan, George, 144, 147McCormick, Cyr<strong>us</strong>, 131, 158, 160McCulloch v. Maryland (1819), 113McGovern, George, 290McGrath, J. Howard, 266McKinley, Williamassassination <strong>of</strong>, 195Hawaii annexation treaty, 184Maine (U.S. warship) incident, 182Open Door foreign policy, 195as president <strong>of</strong> U.S., 182, 184, 192,195McVeigh, Timothy, 331Meat Inspection Act, 197Meat-packing ind<strong>us</strong>try, 158, 196, 197Mellon, Andrew, 207Mencken, H. L., 210Menéndez, Pedro, 10Merchant Marine, 208Meredith, James, 277Methodists, 87, 88Mexican-Americans. See LatinomovementMexican War, 134-135Mexicoconquest <strong>of</strong>, 9revolution, 185Spanish colonization, 11Middle colonies, 25-26Middle EastPalestinians, 329-330peace negotiations, 329-330Persian Gulf War, 316-317U.S. policy, 264, 292, 313, 329-330Millet, Kate, 248Mining ind<strong>us</strong>try strikes, 194-195Miranda, Francisco, 114Missouri Compromise (1820), 90, 114,132, 135, 137Mohler, George, 177Molasses Act (England, 1733), 53Molotov, Vyacheslav, 260Mondale, Walter, 311Monetary policy. See U.S. monetarypolicyMonroe Doctrine, 114-116Monroe, James, 113, 115, 116Montgomery, Bernard, 222Montoya, Joseph, 280Monuments and memorials, 161-176See also under names <strong>of</strong> individualmemorialsMoral Majority, 308Morgan, John Pierpoint (J.P.), 187Morrill Land Grant College Act (1862),152, 177Morris, Gouverneur, 72Morse, Samuel F. B., 156Mott, Lucretia, 122Mound builders, 7Mount R<strong>us</strong>hmore Monument (SouthDakota), 170-171Mount Vernon (Virginia),Washington’s plantation home, 170-171Ms. (feminist magazine), 279MTV, 297Murray-Philip, 228M<strong>us</strong>ic, AmericanBeatles, 281“hard rock,” 281Jazz Age (1920s), 210Jazz m<strong>us</strong>icians, 211rock and roll (1950s), 271, 281Rolling Stones, 271, 281Woodstock (outdoor rock concert,1969), 249, 281M<strong>us</strong>solini, Benito, 219, 223Mutual Board <strong>of</strong> Defense (U.S.-Canada), 220NNAACP. See National Association for<strong>the</strong> Advancement <strong>of</strong> Colored People(NAACP)Nader, Ralph, 287, 332, 336NAFTA. See North American FreeTrade Agreement (NAFTA)Napoleon, 82, 83, 84National Association for <strong>the</strong>Advancement <strong>of</strong> Colored People(NAACP), 211, 244, 272, 273National Ind<strong>us</strong>trial Recovery Act(NIRA), 217, 227National Labor Relations Act (NLRA),217, 218, 228, 280National Labor Relations Board(NLRB), 217National Organization for Women(NOW), 279National Recovery Administration(NRA), 217National Security Council (NSC),NSC-68 security report on SovietUnion, 262-263, 265National Woman Suffrage Association(NWSA), 123National Youth Administration, 218Native-American movement, 280-281American Indian Movement(AIM), 281Wounded Knee (South Dakota)incident, 180, 281Native Americanscultural groups, map <strong>of</strong>, 21demonstration in Washington(1978), 252effect <strong>of</strong> European disease on, 8European contact, 9-10Great Serpent Mound, Ohio, 168Indian uprisings, 16-17, 180-181Mesa Verde cliff dwellings, 4-5, 8migration across Beringia landbridge, 6mound builders <strong>of</strong> Ohio, 7Northwest Passage and, 9, 10oral tradition, 8Pacific Northwest potlatches, 8population, 8Pueblo Indians, 8, 20relations with European settlers,15-17, 18, 39religio<strong>us</strong> beliefs, 8slave trade, 18Trail <strong>of</strong> Tears (Cherokee forcedrelocation), 125U.S. policy, 181Westward expansion and, 178See also Indian Wars; and See undernames <strong>of</strong> individual tribesNativists, 209Naturalization Act, 82Nebraska, territory, 137New Amsterdam. See under New YorkNew Deal programs, 214-218New England colonies, 17, 24-25, 30-31New England Confederation, 17New Mexico territory, 136New World exploration, 9-11New World settlements. See ColonialperiodNew Yorkcolonial royal government, 31Dutch settlers, 14, 15, 25-26Manhattan, early settlement, 14, 15,25-26New Amsterdam/New Ne<strong>the</strong>rlandsettlement, 14, 15, 26polyglot <strong>of</strong> early settlers, 25-26New York Weekly Journal, 28Ngo Dien Nu, 285Ngo Dinh Diem, 285Nichols, Terry, 331NIRA. See National Ind<strong>us</strong>trialRecovery Act (NIRA)Nixon, Richard M.China-U.S. diplomatic relations,289at Great Wall <strong>of</strong> China, 250-251impeachment and resignation, 290as president <strong>of</strong> U.S., 288-290presidential elections (1960, 1968,1972), 283, 288, 290354355


INDEXOUTLINE OF U.S. HISTORYSoviet Union détente policy, 289Watergate affair, 290NLRA. See National Labor RelationsAct (NLRA)No Child Left Behind Act, 333Noble Order <strong>of</strong> <strong>the</strong> Knights <strong>of</strong> Labor(1869), 193Non-Intercourse Act (1809), 84Noriega, Manuel Antonio, 317Norris, Frank, 196North American Free Trade Agreement(NAFTA), 317, 325North Atlantic Treaty Organization(NATO), 262North Carolina colony, 17, 30Nor<strong>the</strong>rn Securities Company, 187Northwest Ordinance (1787), 71, 73,113, 135Northwest Passage, 9, 10Northwest Territory, 71, 113NOW. See National Organization forWomen (NOW)Nuclear weaponsIntermediate-Range Nuclear Forces(INF) Treaty, 304-305, 314Limited Nuclear Test Ban Treaty(1963), 243, 284Manhattan Project (atomic bombdevelopment), 225SALT I (Strategic Arms LimitationTalks), 289SALT II agreement, 292Soviet atomic bomb testing, 266Strategic Defense Initiative (SDI),313-314test bans, 284U.S. attacks on Hiroshima andNagasaki, 226U.S. defense buildup, 314U.S. military defense buildup, 314U.S. nuclear testing, 234U.S. policy during Cold War, 265Nullification doctrine, 83, 117-118OOath <strong>of</strong> <strong>of</strong>fice, presidential, 77Obasanjo, Ol<strong>us</strong>egun, 295The Octop<strong>us</strong> (Norris), 196Office <strong>of</strong> Economic Opportunity, 286Oglethorpe, James, 18Oklahoma Territory, City, homesteadclaims, 101Oliver, King, 211Olney, Richard, 194On <strong>the</strong> Road (Kerouac), 270Organization <strong>of</strong> American <strong>States</strong>(formerly Pan American Union), 185Organization <strong>of</strong> <strong>the</strong> PetroleumExporting Countries (OPEC), 290Organized labor. See Labor unionsOrlando, Vittorio, 108PPacific Railway Acts (1862-64), 152Paine, Thomas, 60Palmer, A. Mitchell, 206-207Panama, U.S. invasion, 317Panama CanalGatun locks, 100-101treaties, 101, 184-185, 292Paris Peace Conference (1919), 108Paris, Treaty <strong>of</strong> (1783), 47, 64Parker, John, 59Parks, Rosa, 240, 273Patroon system, 14-15Peace Democrats or “Copperheads,”152Peace <strong>of</strong> Paris (1763), 33Penn, William, 18, 25, 30, 39Pennsylvania colonycolonial government, 30cultural developments, 27-28German settlers, 25population, 25Quakers as early setters, 18, 25, 27relations with Native Americans,18, 39schools and education, 27-28state constitution, 69See also PhiladelphiaPequot Indian War (1637), 16Perkins, Frances, 227Perot, H. Ross, 319, 323, 328Perry, Oliver Hazard, 85Pershing, John J., 205Persian Gulf War, 316-317Desert Storm campaign, 252-253PhiladelphiaAmerican Philosophical Society, 28as “City <strong>of</strong> Bro<strong>the</strong>rly Love,” 18colonial period in, 18, 25Friends Public School, 27Independence Hall, 164-165Liberty Bell, 168private schools, 27subscription libraries, 28Philippine Islandselections, 312MacArthur’s return, 232U.S. relations, 183, 184World War II battles, 224-225, 232Pierce, Franklin, 137Pilgrims, 13, 22-23, 30, 65Pinckney, Charles, 81The Pit (Norris), 196Pitcairn, John, 59Pizarro, Francisco, 9Plains Indians, 10, 98, 180-181Plessy v. Ferg<strong>us</strong>on (1896), 178, 272Political partiesAmerican Independent, 319Bull Moose Party, 318Constitutional Union Party, 139Democrats, 116, 137, 152, 153, 192,218-219Dixiecrats, 319Federalists, 76, 78, 81, 82, 86, 116Free Soil Party, 136, 137, 138Green Party, 332Know-Nothings, 120Populists, 191-192Progressive, 318-319Radical Republicans, 148-151Reform Party, 319Republicans (or Democratic-Republicans), 78, 81, 138, 139, 152,153, 218Socialists, 206, 318Sou<strong>the</strong>rn Democrats, 139<strong>States</strong> Rights, 272third party and independentcandidates, 318-319Whigs, 119-121, 137-138, 152, 153Polk, James K., 134, 135Ponce de Léon, Juan, 9Population growthin cities and towns, 159ho<strong>us</strong>ehold composition, 307postwar migrations, 267-268Population, U.S.in 1690, 24in 1775, 241790 cens<strong>us</strong>, 2001812 to 1852, 1241860 cens<strong>us</strong>, 132Populist Party, 191-192Powell, Colin, 294-295Presidency, U.S.Cabinet, 77-78, 280impeachment, 149-150, 290, 328,329oath <strong>of</strong> <strong>of</strong>fice, 77role <strong>of</strong> first lady, 324See also names <strong>of</strong> individualpresidentsPresidential elections1789 (Washington, first), 771797 (Adams), 821800 (Jefferson), 831824 (Jackson), 1161828 (Jackson), 1171860 (Lincoln), 1391864 (Lincoln), 147, 1531868 (Grant), 1501884 (Cleveland), 1591892 (Cleveland), 160356357


INDEXOUTLINE OF U.S. HISTORY1896 (McKinley), 1921900 (McKinley), 1951904 (Roosevelt), 1971908 (Taft), 197-1981912 (Wilson), 318, 3281916 (Wilson), 205, 3281920 (Harding), 2071924 (Coolidge), 318-3191932 (Roosevelt), 2111936 (Roosevelt), 2181940 (Roosevelt), 2201948 (Truman), 235, 269, 3191960 (Kennedy), 2831964 (Johnson), 286, 308, 3091968 (Nixon), 288, 3191972 (Nixon), 2901976 (Carter), 2911980 (Reagan), 3091984 (Reagan), 310-3111988 (B<strong>us</strong>h), 3141992 (Clinton), 319, 322-3241996 (Clinton), 328-3292000 (B<strong>us</strong>h), 332-3332004 (B<strong>us</strong>h), 336-337Presley, Elvis, 238, 271PressCable News Network (CNN), 297first newspaper, 28first printing press in colonies, 27freedom <strong>of</strong> <strong>the</strong>, 28-29Progressive Party, 318-319Progressivism, 195, 196Prohibition, 121, 210Protestant religionBaptists, 87, 88Great Awakening, 29Methodists, 87, 88revivals in “Burned-Over District,”87Second Great Awakening and, 87-88See also Pilgrims; PuritansPublic Utility Holding Company Act,218Public Works Administration (PWA),215Pueblo Indians, 8, 20Puerto Ricoceded to U.S., 182-183as U.S. commonwealth, 184Pure Food and Drug Act (1906), 197Puritans, 13-14, 40, 40, 65QQuakersabolition movement and, 133and British government relations,59Pennsylvania settlements, 18, 25schools and education, 27Quartering Act (England, 1765), 53-54, 58Quayle, Dan, 323Quebec Act (England), 58Quotations, notable“Ask not what your country can d<strong>of</strong>or youÑask what you can do foryour country” (Kennedy), 283“axis <strong>of</strong> evil” (B<strong>us</strong>h), 334“The Buck Stops Here,” 260“city upon a hill” (Winthrop), 13,309“Damn <strong>the</strong> torpedoes! Full speedahead” (Farragut), 143“a day that will live in infamy”(Roosevelt), 221“Give me liberty, or give me death”(Henry), 42“Go west, young man” (Greeley),112, 124“A ho<strong>us</strong>e divided against itselfcannot stand” (Lincoln), 130, 138“I have a dream...” (King, Jr.), 276“I shall return” (MacArthur), 232“Ich bin ein Berliner” (I am aBerliner) (Kennedy), 242“iron curtain” (Churchill), 260-261“shot heard round <strong>the</strong> world”(Emerson), 59“tho<strong>us</strong>and points <strong>of</strong> light” (B<strong>us</strong>h),315“tyranny over <strong>the</strong> mind <strong>of</strong> man”(Jefferson), 161“With malice towards none”(Lincoln), 147RRace riots, 152, 206Racial discriminationb<strong>us</strong> segregation, 240, 273color barrier broken by JackieRobinson, 237, 271in federal government employment,269, 272“Jim Crow” laws (segregation), 151,272, 319lynchings and violence againstAfrican Americans, 150, 178, 271military segregation, 269, 272school segregation, 240, 244separate but equalaccommodations, 178, 240, 272South African apar<strong>the</strong>id, 312white supremacy and belief in blackinferiority, 178Radical Republicans, 148-151Railroad ind<strong>us</strong>try, 131-132Great Rail Strike (1877), 194nationalization <strong>of</strong>, 192Pullman Company, 194regulation, 159, 197transcontinental link atPromontory Point (1869), 179transcontinental railroad, 154-155westward expansion and, 179workers’ hours, 199workers’ strikes, 193, 194Raleigh, Walter, 10Reagan, Ronaldconservatism and, 307-309economic policy, 309-311foreign policy, 311-313as “Great Communicator,” 309Grenada invasion, 312-313Iran-Contra affair, 312-313with Mikhail Gorbachev, 304-305Reconstruction Act (1867), 148Reconstruction Era, 148-151African-American members inCongress during, 96Lincoln’s program, 147-148Reconstruction Finance Corporation,211Red Cloud (Sioux chief), 180Reform Party, 319Refugee Act (1980), 201Religioncamp meetings and revivals, 87-88Christian Coalition, 308Christian evangelicals, 332, 336circuit riders, 88fundamentalism, 209, 210, 308Great Awakening, 29Moral Majority, 308Salem witch trials, 35Second Great Awakening, 87-88Religio<strong>us</strong> freedomCoercive or Intolerable Acts and, 58freedom <strong>of</strong> worship, 32and tolerance, 17, 29, 32Republicanism, 65, 68Republicans (or Democratic-Republicans), 78, 81, 138, 139, 152,153, 218Reu<strong>the</strong>r, Walter, 228Revels, H.R., 96Revolution. See American Revolution;French Revolution; Latin AmericanRevolutionRevolutionary War. See AmericanRevolutionRhode Island colony, 14, 31, 41Rice, Condoleeza, 295Ridgway, Mat<strong>the</strong>w B., 264Riesman, David, 270“Roaring Twenties,” 109, 210358359


INDEXOUTLINE OF U.S. HISTORYRobertson, Pat, 308Robinson, Jackie, 237, 271Rochambeau, Comte Jean de, 64Rockefeller, John D., 158Roe v. Wade (1973), 279, 308, 324Rogers, William, 251Rolfe, John, 12Rommel, Erwin, 222Roosevelt, Eleanor, 324Roosevelt, Franklin D.death <strong>of</strong>, 224on democracy, 214, 219foreign policy, 185Good Neighbor Policy, 185labor unions and, 227New Deal programs, 214-218presidential elections (1932, 1936,1940), 207, 211, 218, 220Social Security Act, signing <strong>of</strong>, 230Social Security program, 218, 230World War II and, 219-220World War II peace negotiations,224at Yalta (1945), 224, 234Roosevelt, Theodoreaccession to <strong>the</strong> presidency, 195on democracy, 190face <strong>of</strong> (Mount R<strong>us</strong>hmore), 170-171foreign policy, 181, 184, 186Nobel Peace Prize recipient (1906),186Panama Canal treaty, 184-185presidential election (1912), 318“Rough Riders” in <strong>the</strong> Spanish-American War, 183“Square Deal,” 196as “tr<strong>us</strong>t-b<strong>us</strong>ter” and antitr<strong>us</strong>t laws,160, 187, 196-197Root, Elihu, 181Rose, Ernestine, 122Rosenberg, Juli<strong>us</strong> and E<strong>the</strong>l, 266“Rosie <strong>the</strong> Riveter,” 222Royal Proclamation (England, 1763),53Rural Electrification Administration,218R<strong>us</strong>sian Revolution (1917), 206, 259R<strong>us</strong>so-Japanese War (1904-05), 186SSadat, Anwar al-, 292Saddam H<strong>us</strong>sein, 316, 317, 329, 334-335San Martin, José de, 114Santa Anna, Antonio López de, 134Scopes, John, 209Scopes trial, 209-210Scott, Dred, 138Scott, Winfield, 135Seamen’s Act (1915), 199Second Treatise on Government(Locke), 32, 61Sectionalism, and slavery issue, 128-139Sedition Act, 82, 117Seminole Indians, 125Separation <strong>of</strong> church and state, 14Separation <strong>of</strong> powers principle, 74Separatists, 13Seven Years’ War, 33, 63, 83Seventh Day Adventists, 87Seward, William, 138, 182Seymour, Horatio, 152The Shame <strong>of</strong> <strong>the</strong> Cities (Steffens), 196Sharon, Ariel, 330Shays, Daniel, 70Shays’s Rebellion (1787), 70, 73Sherman Antitr<strong>us</strong>t Act (1890), 160,187Sherman, Roger, 72, 73Sherman, William T., 146Silent Spring (Carson), 282Sinclair, Upton, 196Sioux Indians, 98, 180, 281Sitting Bull (Sioux chief), 98Slave family, 128-129Slave owners, 132Slave population, 132Slave trade, 19, 25, 133, 136SlaveryAfrican slaves, 19, 24constitutional amendment (13th)abolishing, 148Dred Scott decision, 138, 149Emancipation Proclamation, 144-145equal rights and, 69extension <strong>of</strong>, 113-114free vs. slave states, 114, 123Fugitive Slave Laws, 136, 137Indian slaves, 17-18Missouri Compromise (1820), 90,114, 132, 135, 137Northwest Ordinance ban on, 71,73, 113, 135as <strong>the</strong> “peculiar institution,” 132plantations in <strong>the</strong> south and, 113-114, 128-129revolt in Haiti, 83as a sectional conflict/dividednation, 128-139in <strong>the</strong> territories, 71, 73, 113, 135,136-138See also Abolition <strong>of</strong> slaverySmith, Capt. John, 6, 12, 36Smith-Lever Act (1914), 199Social activism, 87Social-contract (<strong>the</strong>ory <strong>of</strong>government), 61Social liberalism, 34Social reforms, 121-122, 195-196Great Society programs, 286-287Medicaid program, 287Medicare program, 286mental health care, 121-122New Deal programs, 214-218prison reform, 121progressivism, 195prohibition and <strong>the</strong> temperancemovement, 121, 210Social Security, 218Truman Fair Deal programs, 268-269War on Poverty, 286welfare state and, 219Social Security Act (1935), 218, 230Socialist Party, 206, 318Society for <strong>the</strong> Promotion <strong>of</strong>Temperance, 87, 121Soil Conservation Service, 216Somalia, 331Sons <strong>of</strong> Liberty, 54Soule, John, 124South Africa, racial apar<strong>the</strong>id, 312South Carolinacolonial government, 30during American Revolution, 63-64early settlements, 17, 26French Huguenots, 24nullification crisis, 117-118protective tariffs, 117secession from <strong>the</strong> Union, 142Sou<strong>the</strong>rn Christian LeadershipConference (SCLC), 276Sou<strong>the</strong>rn colonies, 26-27Sou<strong>the</strong>rn Democrats, 139Soviet UnionCold War, 258-265Sputnik and <strong>the</strong> space program, 285U.S. containment doctrine, 261-263U.S. détente policy, 289, 291, 292U.S. relations, 284, 313-314Space program, 254, 274-275, 285Spain, and American Revolution, 63Spanish-American War (1898), 182,183Spanish explorationmissions in California, 169Seven Cities <strong>of</strong> Cibola and, 9St. Aug<strong>us</strong>tine (Florida), firstEuropean settlement, 9, 11, 169St. John de Crèvecoeur, J. Hector, 24St. Mary’s (Maryland), 15Stalin, Joseph, at Yalta, 224, 234360361


INDEXOUTLINE OF U.S. HISTORYStamp Act (England), 54, 55Standard Oil Company, 158, 196, 197Stanton, Edwin, 153State constitutions, 68-69Statehood, 78<strong>States</strong>’ rights, 79, 80nullification doctrine, 83, 117-118<strong>States</strong> Rights Party, 272Statue <strong>of</strong> Liberty (New York City), 167,201Steel ind<strong>us</strong>try. See Iron and steelind<strong>us</strong>trySteel Workers Organizing Committee(SWOC), 228Steffens, Lincoln, 196Steinem, Gloria, 248, 279Steuben, Friedrich von, 65Stevens, Thadde<strong>us</strong>, 148Stowe, Harriet Beecher, 137Student Nonviolent CoordinatingCommittee (SNCC), 276Sugar Act (England, 1764), 53, 55Sunday, Billy, 209Supreme Court Building (Wash.,D.C.), 166Supreme Court, U.S.casesBrown v. Board <strong>of</strong> Education,241, 244, 272Marbury v. Madison, 113McCulloch v. Maryland, 113Plessy v. Ferg<strong>us</strong>on, 178, 272Roe v. Wade, 279, 308, 324decisions, 113Court’s right <strong>of</strong> judicial review,49Dred Scott, 138, 149enlargement proposal, 218-219See also Marshall, John; Marshall,ThurgoodSwedish colonization, 15, 200Swift, G<strong>us</strong>tav<strong>us</strong>, 158TTaft, William Howard, 197-198, 318Taiwan, 263, 265, 289Talleyrand, Charles Maurice de, 82Tarbell, Ida M., 196TaxationBoston Tea Party (1773), 50-51, 57British right to tax colonies(Declaratory Act), 55colonial period, 33, 53-59Committees <strong>of</strong> Correspondence,56-57“without representation,” 53, 54-55See also names <strong>of</strong> individual actsTaylor, Zachary, 135Technology. See InventionsTelevisionCable News Network (CNN), 297growth <strong>of</strong>, 268impact <strong>of</strong>, 268, 297MTV, 297programming, 239, 268Temperance movement, 87, 121Tennessee, statehood (1796), 78Tennessee Valley Authority (TVA), 215Tenure <strong>of</strong> Office Act, 149Terrorismanthrax poisoning scare, 333-334Cole (U.S. Navy destroyer) bombing(Yemen), 332Khobar Towers U.S. militaryho<strong>us</strong>ing (Saudi Arabia, 1996), 331Oklahoma City bombing (1995),326, 331Palestinian suicide bombings, 330September 11, 2001 attacks on U.S.,320-321, 333U.S. embassies (Kenya andTanzania, 1998), 331-332World Trade Center bombings(1993), 331TexasAlamo, battle <strong>of</strong>, 134Battle <strong>of</strong> San Jacinto, 134territory <strong>of</strong>, 134and War with Mexico, 134-135Textile ind<strong>us</strong>try strikes, 195Thorpe, Jim, 181Thurmond, Strom, 272, 319The Titan (Dreiser), 196To Secure These Rights, 271-272Tocqueville, Alexis de, 126, 130Tojo, Hideki, 221, 225Toleration Act (England, 1689), 31Toleration Act (Maryland), 17Townsend, Francis E., 217Townshend Acts (England), 55-56Townshend, Charles, 55Trade policy. See U.S. trade policyTransportation Act (1920), 208Treaties. See under name <strong>of</strong> individualtreatyTruman Doctrine, 261Truman, Harry Saccession to <strong>the</strong> presidency, 224civil rights program, 271-272Fair Deal domestic program, 268-269Hiroshima and Nagasaki atomicbomb attacks, 226labor unions and, 269NSC-68 defense policy, 262, 265as president <strong>of</strong> U.S., 258, 260presidential election (1948), 235,269Tr<strong>us</strong>ts, 158Tubman, Harriet, 91Turner, Frederick Jackson, 126Twain, Mark. See Clemens, SamuelLanghorneTyler, John, 120UUncle Tom’s Cabin (Stowe), 137Underground Railroad, 91, 134, 136Union Army <strong>of</strong> <strong>the</strong> Potomac, 145Union Pacific Railroad, 179<strong>United</strong> Auto Workers, 228<strong>United</strong> Mine Workers (UMW), 227-228<strong>United</strong> Nations, 224, 226<strong>United</strong> <strong>States</strong> Steel Corporation, 157-158, 187U.S. economyin <strong>the</strong> 1980s, 309-311in <strong>the</strong> 1990s, 327-328“Black Monday” (stock marketcrash, 1987), 311federal budget deficits, 310-311, 315migration patterns in U.S., 267post-World War II period, 267-268stock market crash (1929), 211suburban development and, 268“supply side” economics, 309unemployment, 215-216, 227, 327See also Banking and finance; GreatDepressionU.S. foreign policy, 80-82, 181-186in Asia, 185-186B<strong>us</strong>h (George W.) Administration,332-337Clinton Administration, 328-331Cold War and, 258-267imperialism and “ManifestDestiny,” 181-182Iran-Contra affair, 312-313isolationism, 78, 206, 220Jay Treaty with Britain, 81in Latin America, 185Monroe Doctrine, 115-116Open Door policy, 186, 195in <strong>the</strong> Pacific area, 183-184Panama Canal treaty, 184-185Reagan Administration, 313-314Truman Doctrine <strong>of</strong> containment,261-263362363


INDEXOUTLINE OF U.S. HISTORYXYZ Affair with France, 82U.S. monetary policy, 79-80currency question, 192gold standard, 192See also Banking and finance;Federal Reserve BoardU.S. trade policyeconomic impact <strong>of</strong> War <strong>of</strong> 1812,86Embargo Act (1807), 84Fordney-McCumber Tariff (1922),207Hawley-Smoot Tariff (1930), 207Massach<strong>us</strong>etts Bay Company“triangular U.S. trade policy,” 25McKinley tariff, 160, 191Native Americans with Europeansettlers, 15-16Non-Intercourse Act (1809), 84North American Free TradeAgreement, 317, 325protective tariffs, 112, 117, 152, 159slave trade, 19, 25, 133Underwood Tariff (1913), 198World Trade Organization (WTO),325USA Patriot Act, 334Utah territory, 136VVan Buren, Martin, 120Vanderbilt, Corneli<strong>us</strong>, 158Vermont, statehood (1791), 78Verrazano, Giovanni da, 10Versailles, Treaty <strong>of</strong>, 206Vespucci, Amerigo, 9VietnamFrench involvement, 284-285U.S. involvement, 285Viet Minh movement, 284Vietnam Veterans Memorial (Wash.,D.C.), 172-173Vietnam Warantiwar demonstrations, 248, 258,281, 288-289Gulf <strong>of</strong> Tonkin Resolution, 287Kent State (Ohio) studentdemonstration, 288military draft, 288U.S. forces in, 246-247Villa, Francisco “Pancho,” 185VirginiaAntifederalists, 76colonial government, 29-30Declaration <strong>of</strong> Rights, 77education by private tutors, 28Jamestown colony, 10, 12-13, 16Resolutions (1798), 117secession from <strong>the</strong> Union, 142-143state constitution, 68-69Tidewater region plantationsettlements, 26, 28Virginia Company, 12, 18, 29-30Volcker, Paul, 291, 310Voting rightsfor African Americans, 273, 277church membership requirement,14Pennsylvania constitution, 69for women, 122Voting Rights Act (1965), 277WWade, Abdoulaye, 295Wallace, George, 288, 319Wallace, Henry, 319Wampanoag Indians, 13War <strong>of</strong> 1812, 85-86, 112Warren, Earl, 272Washington, Booker T., 178Washington, Georgeon abolition <strong>of</strong> slavery, 113as commander in AmericanRevolution, 60-62Constitutional Conventionpresiding <strong>of</strong>ficer (1787), 66-67, 71crossing <strong>the</strong> Delaware (1776), 62face <strong>of</strong> (Mount R<strong>us</strong>hmore), 170-171as first U.S. president, 77-78Long Island, battle <strong>of</strong> (1776), 61Mount Vernon plantation, home <strong>of</strong>,170-171presidential oath <strong>of</strong> <strong>of</strong>fice, 77retirement from presidency, 82at Valley Forge (Pennsylvania), 62as Virginia militia commander, 33Yorktown, British surrender, 46-47Washington Monument (Wash., D.C.),175Water Quality Improvement Act, 282Wattenberg, Ben, 337Webster, Daniel, 120, 136Welch, Joseph, 236Weld, Theodore Dwight, 134Welfare state. See Social reformsWelles, Gideon, 143“The West.” See Westward expansionWest, Benjamin, 39Western Union, 158Westward expansioncowboy life and “The Wild West,”180frontier settlers’ life, 123-124Homestead Act (1862), 124, 152,179, 180homesteading in <strong>the</strong> last frontier/”The West,” 126, 179-180Louisiana Purchase and, 83-84map <strong>of</strong>, 127Northwest Ordinance (1787), 71,73, 135in Oklahoma Territory, 101problems <strong>of</strong>, 53, 70-71Whig Party, 119-121, 137-138, 152, 153Whitefield, George, 29Whitney, Eli, 114Wigglesworth, Rev. Michael, 28Will, George, 308Williams, Roger, 14, 41Wilson, James, 72Wilson, WoodrowFourteen Points for WWI armistice,205League <strong>of</strong> Nations and, 205-206portrait <strong>of</strong>, 108as president <strong>of</strong> U.S., 198-199, 204-206presidential elections (1912 and1916), 205, 328relations with Mexico, 185U.S. neutrality policy, 204-205Winthrop, John, 13, 309“Witch hunt,” origin <strong>of</strong> <strong>the</strong> term, 35Womenconstitutional council(Afghanistan) delegates, 294education in <strong>the</strong> home arts, 27, 122labor unions and, 193no political rights, 69role <strong>of</strong> first lady, 324role <strong>of</strong> Native American, 8workers in war production (“Rosie<strong>the</strong> Riveter”), 222working conditions, 193Women’s rights, 122-123abortion issue, 308Equal Rights Amendment (ERA),279feminism and, 278-279Married Women’s Property Act, 122in Pennsylvania colony, 18state constitutions and, 69Women’s rights movement, 90, 248,278-279Women’s suffrage, 90, 122march on Washington (1913), 188-189“Woodstock Generation” (1960s), 249,281364365


INDEXOUTLINE OF U.S. HISTORYWorks Progress Administration(WPA), 218World Trade Center Memorial (NewYork City), 176World Trade Organization (WTO),325World War IAmerican infantry forces, 108“Big Four” at Paris PeaceConference (1919), 108German submarine warfare, 204-205postwar unrest, 206-207U.S. involvement, 205U.S. neutrality policy, 204-205Wilson’s Fourteen Points forarmistice, 205World War IIAtlantic Charter, 220Coral Sea, Battle <strong>of</strong> <strong>the</strong> (1942), 223Doolittle’s Tokyo bombing raid, 223Eastern Front, 222G.I. Bill (veterans benefits), 268-269Guadalcanal, Battle <strong>of</strong>, 223, 231Hiroshima and Nagasaki atomicbomb attacks, 225, 226Holoca<strong>us</strong>t (Jewish genocide), 226Iwo Jima campaign, 225Japanese-American internmentcamps, 222, 233Japanese Kamikaze suicidemissions, 225Lend-Lease Program, 220Leyte Gulf, Battle <strong>of</strong>, 225Manhattan Project, 225Midway, Battle <strong>of</strong>, 223Normandy allied invasion, 223, 232North African campaign, 222-223Nuremberg war crime trials, 226Okinawa campaign, 225in <strong>the</strong> Pacific arena, 223-224, 224-225, 231peace-time conscription bill, 220Pearl Harbor, Japanese attack on(1941), 212-213, 221politics <strong>of</strong>, 224postwar economy, 267-268postwar period, 258Potsdam Declaration, 225Roosevelt call for “unconditionalsurrender,” 224R<strong>us</strong>sian defense <strong>of</strong> Leningrad andMoscow, 222U.S. mobilization, 221-222U.S. neutrality policy, 219-220World War II Memorial (Wash., D.C.),176Wright, Frances, 122Wright, Orville (and Wilbur), 107XXYZ Affair, 82YYale University (formerly CollegiateSchool <strong>of</strong> Connecticut), 27Yalta Conference (1945), 224, 234, 260Yeltsin, Boris, 315-316Yorktown, British surrender at, 46-47,64Yugoslavia, post-Cold War, 330ZZenger, John Peter, 28ACKNOWLEDGEMENTSOutline <strong>of</strong> U.S. History is a publication <strong>of</strong> <strong>the</strong> U.S.Department <strong>of</strong> State. The first edition (1949-50) wasproduced under <strong>the</strong> editorship <strong>of</strong> Francis Whitney,first <strong>of</strong> <strong>the</strong> State Department Office <strong>of</strong> InternationalInformation and later <strong>of</strong> <strong>the</strong> U.S. Information Agency.Richard H<strong>of</strong>stadter, pr<strong>of</strong>essor <strong>of</strong> <strong>history</strong> at ColumbiaUniversity, and Wood Gray, pr<strong>of</strong>essor <strong>of</strong> American<strong>history</strong> at The George Washington University, servedas academic consultants. D. Steven Endsley <strong>of</strong>Berkeley, California, prepared additional material.It has been updated and revised extensively over <strong>the</strong>years by, among o<strong>the</strong>rs, Keith W. Olsen, pr<strong>of</strong>essor <strong>of</strong>American <strong>history</strong> at <strong>the</strong> University <strong>of</strong> Maryland, andNathan Glick, writer and former editor <strong>of</strong> <strong>the</strong> USIAjournal, Dialogue. Alan Winkler, pr<strong>of</strong>essor <strong>of</strong> <strong>history</strong>at Miami University (Ohio), wrote <strong>the</strong> post-WorldWar II chapters for previo<strong>us</strong> editions.This new edition has been completely revised andupdated by Alonzo L. Hamby, DistinguishedPr<strong>of</strong>essor <strong>of</strong> History at Ohio University. Pr<strong>of</strong>essorHamby has written extensively on American politicsand society. Among his books are Man <strong>of</strong> <strong>the</strong> People:A Life <strong>of</strong> Harry S. Truman and For <strong>the</strong> Survival <strong>of</strong>Democracy: Franklin Roosevelt and <strong>the</strong> World Crisis <strong>of</strong><strong>the</strong> 1930s. He lives and works in A<strong>the</strong>ns, Ohio.Executive Editor: George ClackManaging Editor: Mildred Solá NeelyArt Director/Design: Min-Chih YaoCover Ill<strong>us</strong>tration: Tom WhitePhoto Research: Maggie Johnson Sliker366367


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