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理 論 言 語 学 研 究 A( 平 成 20 年 度 春 学 期 No. 3)宮 本 陽 一大 学 院 言 語 文 化 研 究 科1


Nature of TracesMove-αNP-Movement Trace: AnaphorWH-Movement Trace: ???2


WH-Trace = Anaphor? (1)• Do WH-traces obey Nominative Island Condition (NIC)?• NIC“A nominative anaphor in S cannot be free in S’ containingS.”(Chomsky 1980:13)• *Taro and Hanako 1 think that each o<strong>the</strong>r 1 bought it.• *Who 1 do you think that t 1 bought it?3


WH-Trace = Anaphor?(2)• Do WH-traces obey Specified Subject Condition (SSC)?• SSC“No rule can involve X, Y in <strong>the</strong> structure… X … [ α …Z …ーWYV …] …where Z is <strong>the</strong> specified subject of WYV in α.”(Chomsky 1973:239)• *Taro and Hanako 1 think that Akira saw each o<strong>the</strong>r 1 .• Who 1 do you think that Hanako saw t 1 ?4


However, Strong Crossover (SCO)• *He 1 thinks that Hanako likes Taro 1 .• *Who 1 does he 1 think that Hanako likes t 1 ?• WH-traces = R-expressions5


Unification (ECP)• NIC effects (but NOT SSC effects)• SCO effects• The Empty Category Principle (ECP)[See No.4 for its definition.]6


WH-Traces and Case (1)(1) Sa<strong>to</strong>shi 1 is certain [t 1 <strong>to</strong> buy <strong>the</strong> book].(2) Sa<strong>to</strong>shi 1 seems [t 1 <strong>to</strong> be <strong>the</strong> smartest].(3) *Who 1 is it certain [t 1 <strong>to</strong> buy <strong>the</strong> book]?(4) *Who 1 does it seem [t 1 <strong>to</strong> be <strong>the</strong> smartest]?• Generalization• WH-traces must have Case.7


WH-Traces and Case (2)• (1) Sa<strong>to</strong>shi is certain <strong>to</strong> buy <strong>the</strong> book.• (3) *Who is it certain <strong>to</strong> buy <strong>the</strong> book?• (✔) Who seems <strong>to</strong> be <strong>the</strong> smartest?• (✔’) [ S’ Who [ S t seems [ S t <strong>to</strong> be <strong>the</strong> smartest]]]Generalization• Every A-chain needs Case.8


ECP: Superiority Effects[ S’ [ S Who bought what]]• [ Who [ t bought what]]• *[ What did [ who buy t]]• Chomsky (1973): Conditions on Transformations9


Superiority Condition• COMP WH1WH2C-commandIf you (= WH1) asymmetrically c-commands WH2,<strong>the</strong>n you should move <strong>to</strong> COMP.See Chomsky (1973: 246) for <strong>the</strong> exact formulation of <strong>the</strong>Superiority Condition.10


Locative and Temporal WHs• Where did you put what?• What did you put where?• When did you buy what?• What did you buy when?*See Boskovic (1997) and Stroik (1996) for muchrelevant discussion.11


Pure Superiority Effects• Kuno and Robinson (1972)• Chomsky (1977)• Pesetsky (1982)• *△ △ WH1 WH212


That-Trace Effects• Who do you think [(*that) [ t saw Hanako]]?• Who do you think [(that) [ Hanako saw t]]?• [ S’ Who [ S do you think [ S’ t (*that)[ S t saw Hanako]]]]?*See Perlmutter (1971), Bresnan (1972), and Chomsky andLasnik (1977) for much relevant discussion.Important Q: How come Subjacency effects are absent here?14


Chomsky (1986)• Barriers = Subjacency + CED + ECP15

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