IDFC FMP 3 Year Series 5 - Securities and Exchange Board of India

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may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board ofTrustees and the Board of the AMC till such time the regulation requires such approvals. Nomutual fund scheme shall invest more than thirty percent of its net assets in money marketinstruments of an issuer.Provided that such limit shall not be applicable for investments in Government securities, treasurybills and collateralized borrowing and lending obligations.”2. All investments in unrated debt instruments shall be made with the prior approval of the Board of theAMC and the Trustee till the regulations so require. SEBI vide its circular no. MFD/CIR/9/120/2000dated November 24, 2000 has permitted the Mutual Fund to constitute a committee for Investment inUnrated Debt Instruments. The said committee can approve such investments based on parameters laiddown by the Board of the AMC and the Trustees and details of such investments should becommunicated by the AMC to the Trustees in their periodical/ quarterly reports along with a disclosureregarding how the parameters have been complied with. Further, the Scheme shall not invest more than10% of its Net Assets in unrated instruments by a single issuer and the total investment in suchinstruments shall not exceed 25% of the Net Assets of the Scheme till the regulations so require.Debentures irrespective of any residual maturity period (above or below one year) shall attract theaforesaid investment restrictions.3. Till the regulations so require, the Scheme shall not make any investment in :a) any unlisted security of an associate or group company of the sponsor;b) any security issued by way of private placement by an associate or group company of the sponsororc) the listed securities of group companies of the sponsor which is in excess of 25% of the net assets.4. Transfer of investments from one Scheme to another Scheme in the same Mutual Fund is permittedprovided:a) Such transfers are done at the prevailing market price for quoted instruments on spot basis (spotbasis shall have the same meaning as specified by a Stock Exchange for spot transactions); transferof unquoted securities will be made as per the policies laid down by the Trustees from time totime, andb) The securities so transferred shall be in conformity with the investment objective of the Scheme towhich such transfer has been made.5. The Scheme may invest in other Schemes under the same AMC or any other Mutual Fund withoutcharging any fees, provided the aggregate inter-Scheme investment made by all the Schemes under thesame management or in Schemes under management of any other asset management company shallnot exceed 5% of the Net Asset Value of the Fund.6. The Fund shall get the securities purchased transferred in the name of the Fund on account of theconcerned Scheme, wherever investments are intended to be of a long-term nature.7. The Fund may buy and sell securities on the basis of deliveries and will not make any short sales orengage in carry forward transactions except as and when permitted by the RBI in this regard (forexample "when issued market" transactions).8. All the Scheme's investments will be in transferable securities or bank deposits or in money at call orany such facility provided by RBI in lieu of call.9. No loans for any purpose can be advanced by the Scheme.10. The Fund shall not borrow except to meet temporary liquidity needs of the Fund for the purpose ofredemption of Units or payment of interest and/or dividend to the Unitholders, provided that the Fund20
shall not borrow more than 20% of the net assets of the individual Scheme and the duration of theborrowing shall not exceed a period of 6 months.11. Pending deployment of funds of a Scheme in securities in terms of investment objectives of theScheme, the AMC can invest the funds of the Scheme in short-term deposits of scheduled commercialbanks or in call deposits.12. The scheme shall invest only in such securities which matures on or before the maturity of the scheme.The Scheme will comply with SEBI regulations and any other Regulations applicable to the investments ofMutual Funds from time to time.The Trustee may alter the above restrictions from time to time to the extent that changes in the Regulationsmay allow and/or as deemed fit in the general interest of the Unitholders. The AMC may also implementcertain internal control procedures / risk & exposure limits etc., which may be varied from time to timeAll investment restrictions shall be applicable at the time of making investments.J. HOW HAS THE SCHEME PERFORMED?This scheme is a new scheme and does not have any performance track recordIII. UNITS AND OFFERThis section provides details you need to know for investing in the scheme.A. NEW FUND OFFER (NFO)New Fund Offer Period (This is the period during which a new scheme sells its units to theinvestors)NFO opens on: November 16, 2011NFO closes on: November 23, 2011The Trustee reserves the right to extend the closing date, subject to the condition that the subscriptionlist shall not be kept open for more than 15 days. Any such extension of the subscription list shall benotified by a suitable display at the official point of acceptance of transactions.New Fund Offer Price (This is the price per unit that the investors have to pay to invest during theNFO):Rs. 10Minimum Amount for Application in the NFORs 10000 and multiples of Re 10/-There will be no maximum limitMinimum Target amount: Rs. 20, 00,00,000In accordance with the Regulations, if the Scheme fails to collect the minimum subscription amountas specified above, the Fund shall be liable to refund the money to the applicants.21
Page 3: TABLE OF CONTENTSI. INDEXParticular
Page 7 and 8: also be no tax deduction at source
Page 9 and 10: C. SPECIAL CONSIDERATIONS, if anyAl
Page 12 and 13: (57 of 1955) or c) the person is a
Page 15 and 16: The money markets in India essentia
Page 17 and 18: 1. Financial statement analysis•
Page 19: trust or fee and expenses payable o
Page 23 and 24: AllotmentFull allotment will be mad
Page 25 and 26: Where can you submit the filled up
Page 27 and 28: ecords. Disbursement of such loans
Page 29 and 30: iv) For any negligence / mistake or
Page 31 and 32: Minimum Application Amount (subscri
Page 33 and 34: the scheme shall be endeavored to b
Page 35 and 36: In case of persons other than women
Page 37 and 38: Investor servicesInvestor Relations
Page 39 and 40: ___________________________________
Page 41 and 42: V. RIGHTS OF UNITHOLDERSPlease refe
Page 43 and 44: REGISTRAR:Computer Age Management S
Page 45 and 46: AmritsarAnandAsansolAurangabadBelga
Page 47 and 48: RaipurRajahmundryRajkotRanchiC-24,S
Page 49 and 50: DeogharAhmednagarPorbandarSurendran
Page 51 and 52: MogaAgartalaGroundFloorAdjoining TA
Page 53: ThiruvallaAlleppeyCentralTower, Abo

IDFC FMP 3 Year Series 5 - Securities and Exchange Board of India

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