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As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PUBLIC HEALTH ENGINEERING DEPARTMENTASSAMAbout Department:The Public Heath Engineering Dept. (PHED) was created in 1956 as <strong>public</strong> Health EngineeringOrganization under the Directorate of Health services to look after the implementation of rural andurban water supply. The dept. starts functioning as major dept since 1981 and separate secretariatwas created for Public Health Engineering Department in the year 1989.The mission of the APHED is to enhance quality of life of the people by ensuring sustainablesafe water and sanitation facilities and services along with promoting hygiene practices according totheir choices and affordability. The <strong>department</strong>al vision is a clean and <strong>health</strong>y <strong>Assam</strong>, in which eachperson individually and collectively owns and takes the responsibility to ensure an equitable andgood quality of life through safe water supply, adequate sanitation facilities and best hygienepractices.The main activities of the <strong>department</strong> are:1. Water Supply (Both rural and urban)2. Sanitation3. Water quality testing and monitoringProviding safe drinking water to the rural habitations and schools has been acknowledged as themost challenging and priority task by the Government. <strong>Assam</strong> Public Health EngineeringDepartment is the nodal Government Department for the rural water supply programmes in thestate.In April 1999, Government of India revamped the CRSP and introduced it as the Total SanitationCampaign (TSC). TSC moved away from allocation based supply driven approach to demandresponsive strategy. Primary focus of TSC is to form environmental sanitation generating feltdemand and developing alternative delivery mechanism.Twenty three District Level Laboratories (DLL) in each of the districts of <strong>Assam</strong> have beenestablished to facilitate Water Quality Analysis. The laboratories are equipped with differentsophisticated instruments and facilities for testing different water quality parameters and the staff ofthe laboratories are well trained in and outside the state of <strong>Assam</strong>Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 1


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Administrative/Reporting Structure :Secretary/CommissionerDy. SecretaryChief EngineerUnder SecretaryAddl. Chief EngineerSuptd. EngineerExecutive EngineerAsst. E.E.Asst. EngineerSr.Jr. EngineerJunior EngineerSub. EngineerRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 2


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Departmental Structure:The <strong>Assam</strong> Public Health Engineering Department comprises of double staged organizational setup,one is administrative and the other is directorate set-up. The secretariat is headed byCommissioner & Secretary. He is assisted by one Deputy Secretary, two Under Secretaries andother officers & staff.At the directorate level, there are two Chief Engineer(PHE)s in the APHED-one is ChiefEngineer(PHE), <strong>Assam</strong> and the other is Chief Engineer(PHE), Sanitation cum Cell Coordinator,Communication and Sanitation Cell. Chief Engineer (PHE), <strong>Assam</strong> is head of the APHED wholooks after the Water Supply Sector while Chief Engineer(PHE), Sanitation basically looks after theSanitation Sector.Secy. PHEDept. <strong>Assam</strong>DeputySecy.Under Secy.Chief Engg.(PHE),<strong>Assam</strong>Chief Engg.(Sanitation)<strong>Assam</strong>Add. ChiefEngg. (PHE-HQ)Supdt. Engg.(PHE-HQ)ExecutiveEngg.(PHE-HQ)Supdt. Engg.(PHE)QualityControl -(Dept-Chart)Add.ChiefEngg.(PHE)(ZoneOfficeLower<strong>Assam</strong>GuwahatiDirector,BTC,KokrajharSupdt Eng.(PHE)CircleOfficeExecutiveEngg(PHE) (DivisionOffice)Asstt. ExecutiveEngg(PHE)(Sub-Divisional Office)Guwahati Guwahati -I Guwahati I, Boko,HajoGuwahati-IIStore &WorkshopGoalparaRangiaGuwahati II, DispurStore , MechanicalGoalparaRangiaNalbari Nalbari NalbariBelsorBarpetaBongaigaonDhubriBelsorBarpetaBongaigaonDhubri, Bilasipara,HatsingmariKokrajhar-I Kokrajhar-I ,DotomaKokrajhar-Kokrajhar-II,Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 3


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>HQ) II Bijni,TamulpurGosaigaonTangiaGosaigaonTangia, Udalguri,KalaigaonNorth<strong>Assam</strong>,TezpurUpper<strong>Assam</strong>NagaonBarakValley &Autonomous Council(GeneralTezpur Tezpur-I Tezpur-I, Tezpur-IINorthLakhimpurMongoldoi Mongoldoi, OrangDhekiajuliDhekiajuliB Chariali B Chariali, GohpurNorthLakhimpurGhilamaraDhemajiNorth Lakhimpur,BihpurGhilamara,GogamukhDhemaji, JonaiJorhat Jorhat Jorhat, Kamabari,TitaborBokakhatGolaghat,SarupatharBokakhat,DergaonDibrugarh Dibrugarh Dibrugarh, Moran,NaharkatiaTinsukiaNaziraSivasagarTinsukia, DigboiNazira, SonariSivasagar, AmguriNagaon Nagaon Nagaon, KathiatoliMorigaonKaliaborDhingHojaiMorigaonKaliabor,JakhalabandhaDhingHojai, LumdingCachar Silchar-I Silchar-ISilchar-IIHailakandi HailakandiSilchar-II,PailapoolHailakandi,KatliseraRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 4


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Area)Guwahati)KarbiAnglongAutonomous CouncilDiphuNC HillsAutonomous CouncilHaflongKarimganiDiphuUrbanDiphuRuralHamrenKarimgani,Patherkandi,BadarpurDiphuConstruction,Diphu MaintenanceDiphu Rural,ChowkiholaHamren,Ulukunchi,KheraniHowraghat Howraghat ,DokmokaHalflongMaibongUmrangshuHalflong Urban,Halflong Rural,Gunjung.Maibong, MahurUmrangshu,DayangmukhEmployees Status in PHE:Class Designation No.I 1 C.E. (PHE) 12 C.E. (PHE), Sanitation 13 A.C.E (PHE) 94 S.E. (PHE) 135 E.E (PHE) 606 A.E.E. (PHE) and (T.C.) 1477 A.E. (PHE) 3118 Sr. F.A.O. 1Total 543II 1 Registrar 12 Superintendent 23 J.E. (PHE) 656Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 5


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>4 Arch. Asst. 205 D.A.O. 676 A.O 44Total790III 1 Asst. Suptd. 12 H.A. 433 U.D.A. 2014 L.D.A. 4685 Stenographer 206 Asst. Chemist 57 Jr. Laboratory Technician 28 Store Keeper 389 Driller 4410 Asst. Driller 3311 Sub-Engineer 3912 Tracer 6613 Driver 14614 Mechanic 3915 A.A.O. 6116 S.A. 22817 Electrician 1Total 1435IV 1 Peon 3612 Grade IV 273 Chowkidar 1944 Duftry 175 Blue Printer 626 Jugali 17 Turner 18 U.W.A. 299 Khalasi 29Total 721Regular from W/CRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 6


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>III 1 Section Asst. 9142 Pump Operator 7743 Plumber 1624 Asst. Pump Operator 235 Driver 766 Welder 137 Mechanic 118 Electrician 469 Skilled worker 510 UWA 4811 Tracer 112 F/Misty 113 Misty 214 Asst. Welder 315 Asst. Mechanic 216 Asst. Tuner 117 Air compressor 218 Asst. Driller 219 Jr. L. Asst. 1Total 2087IV 1 Khalasi 47612 Handiman 93 Storeman 14 Carpenter 15 Mason 16 Chowkidar 14Total 4787Regular from M.R. 4110W/C not Regularized 273M.R. Not Regularized 396Fixed Pay employee 92GRAND TOTAL 15234Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 7


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>WEBSITES AND AVAILABILITY:Public Health Engineering Dept, have a Website named www.aphed.gov.in developedand maintained by NIC(National Informatics Center) <strong>Assam</strong>. It is host many important featuressuch as about the <strong>department</strong>, various programmes and schemes ,notification ofvacancies,other announcements and day to day activities informations etc.SERVICES :Service Category Description(G2G,G2B,G2E,G2C):e-Government services focus on four main customers: citizens, the business community,government employees, and government agencies. e-Government aims to make interactionwith citizens, businesses, government employees, government agencies and othergovernments more convenient, friendly, transparent, inexpensive and effective.In an e-government system, individuals are able to initiate a request for a particulargovernment service and then receive that government service through the Internet or somecomputerized mechanism. In some cases, the government service is delivered through onegovernment office, instead of many. In other cases, a government transaction is completedwithout direct in-person contact with a government employee.There are many categories of services such as G2C(Govt. to citizen),G2B(Govt tobusiness),G2E(Govt. to employee), and G2G(Govt. to Govt.).G2C(Govt. to citizen):G2C includes information dissemination to the <strong>public</strong>, basic citizen services such as licenserenewals, ordering of birth/death/marriage certificates and filing of income taxes, as well ascitizen assistance for such basic services as education, <strong>health</strong> care, hospital information,libraries, and the like.G2C means any govt. to citizen service. The main objective is to bringthe administration to the door steps of the people in order to ensure that the governmentservices are efficient, transparent and reliable while at the same time ensuring that the life ofthe common citizens is made easier. Quite often,citizens are required to move from onegovernment office to another in need of various services.(viz employment registration,birthregistration etc.).The obvious disadvantage of the system is that it involves expenditure ontransport,lodging etc. in addition to loss of wages on part of the citizens. So,G2C services willgreatly help the citizens by saving time and cutting down unnecessary costs.G2B(Govt to business):G2B transactions include various services exchanged between government and the businesscommunity, including dissemination of policies, memos, rules and regulations. BusinessRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 8


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>services offered include obtaining current business information, downloading applicationforms, renewing licenses, registering businesses, obtaining permits, and payment of taxes.The services offered through G2B transactions also assist in business development,specifically the development of small and medium enterprises. Simplifying applicationprocedures that would facilitate the approval process for SME requests would encouragebusiness development.On a higher level, G2B services include e-procurement, an online government-supplierexchange for the purchase of goods and services by government. Typically, e-procurementWeb sites allow qualified and registered users to look for buyers or sellers of goods andservices. Depending on the approach, buyers or sellers may specify prices or invite bids. e-Procurement makes the bidding process transparent and enables smaller businesses to bidfor big government procurement projects. The system also helps government generate biggersavings, as costs from middlemen are shaved off and purchasing agents’ overhead is reduced.G2E(Govt. to employee):G2E services encompass G2C services as well as specialized services that cover onlygovernment employees, such as the provision of human resource training and developmentthat improve the bureaucracy’s day-to-day functions and dealings with citizens.G2G(Govt. to Govt.):G2G services take place at two levels: at the local or domestic level and at the internationallevel. G2G services are transactions between the central/national and local governments, andbetween <strong>department</strong>-level and attached agencies and bureaus. At the same time, G2Gservices are transactions between governments, and can be used as an instrument ofinternational relations and diplomacy.Roles & Responsibilities (Work Allocation Order)1.Chief Engineer(PHE), <strong>Assam</strong>:1. Prepares Annual Budget relating to works under its control.2. Monitor the progress of work and also monitors where the budget allotment for the year is fullyutilized.3. Submits proposal recommendations for the appointment, promotion, leave& punishment of allengineers & subordinates establishments.2.Chief Engineer(PHE), Sanitation:1. Looks after the Total Sanitation Campaign(TSC), Swajaldhara Programme, Communication &capacity Development Unit(CCDU)Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 9


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>2.Looks after National Rural Drinking Water Quality Monitoring and Surveillance Programme(NRDWQM&SP)3.Additional Chief Engineer(PHE)1.Assist the Chief Engineers in all respect2.Posted in Zonal office and responsible for inspection of works, Progress of works andsubmission of reports to the Chief Engineer. (PHE)4.Superintending Engineer(PHE):1. Posted in Circle Office is to inspect works.2. Compile Monthly progress reports under his jurisdiction and is responsible for the progress ofworks.3.All important matters should be recorded in his inspection note & intimate to the higherauthority.5.Executive Engineer(PHE):1.Officer in executive charges & responsible disbursing officer of a division.2.Responsible for the execution & management of all the works.3.Have to take proper measures for preservation of all PHE assets under his jurisdiction.4.Has to submit his accounts punctually to the competent authority, responsible for correctness ofthe original records of cash and stores, receipt & expenditure.6.Asstt. Executive Engineer(PHE):1.Responsible for execution and management of works & supervision of personnel with the subdivision. He can exercise powers as delegated by Executive Engineer(PHE)7.Assistance Engineer(PHE):Engaged in preparation of plan & estimate of works, DPR, tenders, design of water supply andsanitation schemes, <strong>department</strong>al buildings, roads etc.8.Junior Engineer(PHE):He is entrusted with maintenance of works, preparation of plan & estimates etc.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 10


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>9.Sub Engineer and Section AssistantEngaged in supervision of works and their duty is to assist the assistance engineer (PHE) formaintenance and supervision of works.10.Establishment & ministerial staff:Engaged in carrying out establishment matters like preparation of pay bills, pension etc. of theemployees.Legend of Symbols used in the Cross functional Process Maps:The following table shows the symbols used in the preparation of the Cross-functional processmaps.SL. NO.SYMBOL SIGNIFICANCE1 START/END PROCESS2 ACTIVITIES3 DECISION MAKING4 FORMS/DOCUMENTS5 FLOW DIRECTIONRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 11


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>THE PUBLIC HEALTH ENGINEERING SERVICES:1) Action Plan Template(G2G):Goal: To Develop an action planDescription: This template intends to help the State Governments in developing an actionplan for setting up Communication and Capacity Development Unit(CCDU) andfinalizing State specific HRD and IEC activities required for implementation of TotalSanitation Campaign(TSC) and Swajaldhara. (ANNEXURE-I)Process Flow Diagram:Reporting to Govt. of India from CCDURef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 12


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>CCDU, Govt. of <strong>Assam</strong>StartFill up by Director,CCDUAction PlanFormForward toGovt. of <strong>Assam</strong>NApprovedY/NGovt. of IndiaYSend to GOIEndPROCESS SUMMARY:DEPARTMENTPublic Health EngineeringPROCESS NAME To Filled up Action PlanPROCESS GOALTo Develop an action planPROCESS INPUTPROCESS OUTPUTAction Plan ReportPROCESS DETAILSThis template intends to help the State Governments in developing an action plan forRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 13


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>setting up Communication and Capacity Development Unit(CCDU) and finalizingState specific HRD and IEC activities required for implementation of Total SanitationCampaign(TSC) and Swajaldhara.2) Check Baseline Survey(G2G)Those districts, which have already received the 1st installment of funds of Government ofIndia, baseline Survey (BLS) is to be conducted. From the current of financial year fund @Rs.10 lakh is being given to interested districts to conduct baseline survey and submit detailedproject report based on BLS findings.(ANNEXURE-II)Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 14


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Reporting to Govt. of India from DWSCStartDWSCDWSMFill up by MemberSec. DWSCBLSTemplateReviewed byDWSMSend to GOIGovt. of IndiaEndPROCESS SUMMARY:DEPARTMENTPROCESS NAMEPublic Health EngineeringReporting to Govt. of India from DWSCRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 15


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PROCESS GOALPROCESS INPUTPROCESS DETAILSTo do Baseline SurveyPROCESS OUTPUTBaseline Survey ReportFrom the current of financial year fund @ Rs.10 lakh is being given to interesteddistricts to conduct baseline survey and submit detailed project report based on BLSfindings3)3) Project Implementation Plan(PIP) TemplateRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 16


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PIP is to be prepared immediately after baseline survey, which is to be taken up afterthe district receives the 1 st Installment for the Govt. of India share under TSC project.(ANNEXURE-III)Reporting to Govt. of India by SLECDWSCStartFilled up by MemberDWSCPIP Report FormSLECSend to SLECSec. PHE<strong>Assam</strong>Secretariat, PHEGovt. of <strong>Assam</strong>Govt. of IndiaSend to Govt. of IndiaEndRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 17


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PROCESS SUMMARY:DEPARTMENTPROCESS NAMEPROCESS GOALPROCESS INPUTPROCESS DETAILSPublic Health EngineeringReporting to Govt. of India by SLECTo prepare Project Implementation Plan(PIP)PROCESS OUTPUTProject Implementation Plan(PIP) ReportPIP is to be prepared immediately after baseline survey, which is to be taken up after thedistrict receives the 1 st Installment for the Govt. of India share under TSC project.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 18


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>4) Monthly Progress Report of Drinking Water (G2G) (ANNEXURE-IV)Reporting to Govt. of India by DWSCDWSCStartFilled up by MemberDWSCMP Report FormCE Office, PHESend to CE Office(Water Dept)Govt. of IndiaGovt. of IndiaEndRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 19


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PROCESS SUMMARY:DEPARTMENTPROCESS NAMEPROCESS GOALPROCESS INPUTPROCESS DETAILSPublic Health EngineeringReporting to Govt. of India by DWSCTo send Monthly Progress Report of Drinking WaterPROCESS OUTPUTMonthly Progress ReportMonthly progress report is prepared by DWSC after collecting information at district leveland verified by Govt. of <strong>Assam</strong>. After that it sends to Govt. of India.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 20


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>5) Annual Performance Report of Total Sanitation Campaign(G2G) (ANNEXURE-V)Annual PR Sanitation send to Govt. of India from DWSMStartDWSMFill up by MemberSec. DWSMAPR FormSend to GOIGovt. of IndiaEndRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 21


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PROCESS SUMMARY:DEPARTMENTPROCESS NAMEPROCESS GOALPublic Health EngineeringReporting to Govt. of India by DWSMTo send Annual Performance Report of SanitationPROCESS INPUT PROCESS OUTPUTAnnual Performance ReportPROCESS DETAILSAnnual Performance report of Sanitations preparedinformation at district level and send to Govt. of India.by DWSM after collectingRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 22


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Schemes and Programmes:I) Rural Water Supply(G2C)a) National Rural Water Supply Programme(NRWSP)b) Swajaldhara Programmec) Jalmanid) Sajal Gram PuraskarII) Rural Sanitation(G2C)a) TSC( Total Sanitation Campaign)b) Nirmal Gram PuraskarIII) Water Quality (G2C)a)NRDWQMSP(National Rural Drinking Water Quality Monitoringand Surveillance)b) Water Quality ProblemI. Rural Water Supply:For ensuring access safe water to the rural masses following are the three Governmentsponsored programmes.a) National Rural Water Supply Programme(NRWSP)b) Swajaldhara Programmec) Jalmonid) Sajal Gram Puraskara) National Rural Water Supply Programme(NRWSP)Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 23


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>1. GoalTo provide every rural person with adequate water for drinking, cooking and otherdomestic basic needs on a sustainable basis. This basic requirement should meet certainminimum water quality standards and be available at all times, in all situations, inwhich it is readily and conveniently accessible.2. Basic principlesi) Water is a <strong>public</strong> good and every person has the right to demand drinking waterii) It is the life-line activity of the Government to ensure that this basic need of thepeople is metiii) To increase economic productivity and improve <strong>public</strong> <strong>health</strong>, there is an urgent needto immediately enhance access to safe and adequate drinking water as such Governmentshould give highest priority to the meeting of this basic need for the most vulnerable anddeprived groups in the society.iv) The ethic of fulfillment of drinking water needs to all should not be commercialized anddenied to those who cannot afford to pay for such service. Willingness to pay under adverseconditions cannot be interpreted as affordability to pay.v) Drinking water supply cannot be left to the market force as it does not recognize theimportance of providing livelihoods supply to all, nor does it ascribe an appropriate valueto <strong>health</strong> of the people. The commodification of water will shift the focus to profits to bemade from the scarce resource rather than human rights to water for livelihood.vi) As, such the emphasis is more on Public- Public Partnership than commercialization of thedrinking water supply programme by the private agencies.vii) Maintenance cost of the water supply system should have an inbuilt component of crosssubsidyto ensure that the economically backward groups are not deprived of this basicminimum needs.3. Visioni) To ensure permanent drinking water security in rural India.ii) For ensuring drinking water security, it is necessary that measures to improve/augment existing drinking water sources are taken up and conjunctive use of groundwater,surface-water, rain water harvesting is adopted based on the village water budgetingand security plan prepared by the community.iii) It is also important that the system delivers services for its entire design period andthe quality of water is in conformity with the prescribed standards at both at the supply andconsumption points.iv) The issue of potability, reliability, sustainability, convenience, equity and consumerspreference should be the guiding principles while planning for a community based water supplysystem.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 24


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Process Flow Diagram:National Rural Water Supply Programme(NRWSP)GOIStartFund Releasedby GOIState FinanceDept.State FinanceDept.Send to CE officePHESupplier/ContractorSWPS setup bySupplier/ContractorDistrictPHE 10% Fund Blocked NApprovedByDistrictPHEY/NRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 25


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>YGPEndSWPS handedOver to GPFund releasedTo SupplierPROCESS SUMMARY:DEPARTMENTPublic Health EngineeringPROCESS NAMENational Rural Water Supply ProgrammePROCESS GOALImplementation of National Water Supply ProgramPROCESS INPUTPROCESS OUTPUTFund Release by GOI Water supply system handed over to GPPROCESS DETAILSAfter receiving fund from Govt. of India PHE district office is solely responsible forimplementation of National Water Supply Program.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 26


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>4. Funding Agencies:To meet the emerging challenges in the rural drinking water sector relating to availability,sustainability and quality, the components under the programme will be NRWSP(Coverage), NRWSP (Sustainability), NRWSP (Water quality), NRWSP (DDP areas),NRWSP (Natural calamity) and NRWSP (Support). The earmarking of funds and the Centre:State share in funding, will be as follows:i) NRWSP (Coverage): 38% of the annual NRWSP funds will be allocated for Coverage, whichwill be allocated amongst States/ UTs on the basis of prescribed inter-state allocation criteria.The funding pattern for this component will be on 50:50 basis except for the North–East Statesand Jammu & Kashmir for which, funding pattern will be on 90:10 basis between the Centreand the States.ii)NRWSP (Water Quality): 20% of the annual NRWSP funds will be allocated foraddressing water quality problems to enable rural community to have access to potabledrinking water. The funding pattern for this component will be on 50: 50 basis except for theNorth–East States and Jammu & Kashmir for which, funding pattern will be on 90: 10 basisbetween the Centre and the States..iii)Operation & Maintenance: 10% NRWSP funds will be allocated to be used by the States/UTs on O&M of rural drinking water supply schemes. The funding pattern for this componentwill be on 50: 50 basis except for the North–East States and Jammu & Kashmir for which,funding pattern will be on 90: 10 basis between the Centre and the States.iv)NRWSP(Sustainability) – Swajaldhara: 20% of the NNRWSP funds will be earmarked forRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 27


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>this component to be allocated among States/ UTs, which will be used to encourage States/UTs to achieve drinking water security through sustainability of sources and systems. Thiscomponent will be implemented in the form of decentralized, community-managed, demanddrivenprogramme on broad Swajaldhara principles.v)The States will be required to prepare district-wise Drinking Water Security Plan andfunds under this component will be used to fund the gap in this plan. The ongoingSwajaldhara programme will be continued and subsumed under this component. Governmentof India may also support pilot projects in States for demonstration purpose. Under thiscomponent, funding will be on 100% basis.vi) NRWSP (DDP Areas): 5% of the annual NRWSP funds will be allocated amongst Stateshaving DDP blocks/ districts, which will be funded on 100% basis.vii) NRWSP (Natural calamity): 5% of the NRWSP funds will be used for providingassistance to States/ UTs to mitigate drinking water problems in the rural areas in the wake ofnatural calamities.viii) NRWSP (Support) : 2% of NRWSP funds will be used for different support activitieswhich will be required to be carried out in order to enable the rural communities to haveaccess to assured availability of potable drinking water, use of advanced technology, viz.satellite data/ imageries; GIS mapping; MIS & computerization; etc. and other sector supportactivities, viz. water quality monitoring & surveillance programme; information, education &communication; water testing laboratories; human resource development in the sector;training, conferences, seminar, R&D activities, CCDU, etc. Under this component, providingpotable drinking water to rural school children will also be promoted.ix) As a part of ensuring sustainability of sources and systems, incentivizing good behaviorin Gram Panchayats to create drinking water security in their jurisdictional areas will also befocused.Criteria for allocation of funds under NRWSPCriteria for allocation of funds to the States under the NRWSP w.e.f. 01.04.2009 will be asunder:S.No. Criteria Weightage(in%)i) Rural Population 60ii)iii)Rural population managing rural drinking water supply schemes(fromnumber of Gps managing drinking water assets/distribution)States under DPAP, HADP and special category Hill States in terms ofrural areasTotal 1001030NORMS FOR PROVIDING POTABLE DRINKING WATER IN RURAL AREARef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 28


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>While implementing the National Rural Water Supply Schemes, the following norms aregenerally adopted for providing potable drinking water to the population:1. 40 litres per capita per day (lpcd) for humans to meet the following requirements.Purpose Quantity(LPCD)Drinking 3Cooking 5Bathing 15Washing utensils & house 7Ablution 102. In addition, provision should be allowed at 30 lpcd for animals in hot and colddesert/ecosystems in 227 blocks of 36 DDP districts..3. With normal output of 12 litres per minute, one handpump or standpost is estimated forevery 250 persons.In case of an independe habitation/hamlet/Wadi/Tola/Majra/Mohra etc,if their population is less than 250 persons and there is no potable water source within itslocation, one source may be provided.4. A rural habitation not having any safe water source with a permanently settledpopulation of 20 households or 100 persons, whichever is more, may be taken as the unitfor coverage with funds under the NRWSP. However, the State Government couldcover any habitation regardless of its size/population/number of households with fundsunder the State Plan.5. DDP areas and SC/ST habitations with less than 100 persons can, however,covered under the NRWSP.1. Backgroundb) Swajaldhara ProgrammeGroundwater used for freshwater drinking supplies can be easily over-exploited by othercompeting users like irrigation, industry, etc. When this happens it can becomecontaminated with salt water which makes it unsuitable for use. Water available in riversand lakes is sometimes polluted, making it harmful to plants, animals and people.Sustainability and safe sanitation practices are the forerunner for safe drinking watersupply.The paradigm shift in the new framework is to move towards achieving universal accessRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 29


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>to rural population for having safe and sustainable drinking water supply rather than a merecoverage of habitations, the latter not necessarily speaking about equity and vulnerabilityissues. Therefore the aim is to work at achieving household level drinking water security,which shall obviously ensure universal access.History stands witness to man’s use of varied forms of technology and science, rangingfrom the simplest to the most complicated, for storing and extracting water. India has aparticularly strong tradition of water harvesting – communities have met their minimumwater requirements effectively by collecting rainwater locally, diverting and storing waterfrom local streams and springs and tapping sub-surface water. However, these traditionaltechnologies and methods have fallen prey to inattention and ignorance over time, andneed to be revived and rejuvenated. On the other hand are the most modern, state-of-thearttechnologies and practices which could make a lot of difference in these water-stressedtimes. This approach offers today’s water managers a range of choices which will enablethem to make their own water security plans in an effective manner – by taking from thebest practices of both the worlds and adopting them viably for best results.Communities can combine and converge this knowledge with modern technologies andscientific tools such as satellite imaging. Emphasizing on the urgent need for rainwaterharvesting, replenishing and restoring existing surface water bodies and creating newones, and recharging groundwater, this segment urges practitioners to think beyond theconventional and look for innovative solutions.2. PRINCIPLESSwajaldhara has certain fundamental reform principles, which need to be adhered to by theState Governments and the Implementing Agencies. The principles are as follows:-(i) adoption of a demand-responsive, adaptable approach along with community participationbased on empowerment of villagers to ensure their full participation in the project through adecision making role in the choice of the drinking water scheme, planning, design,implementation, control of finances and management arrangements;(ii) full ownership of drinking water assets with appropriate levels of Panchayats.(iii) P anchayats / communities to have the powers to plan, implement, operate, maintainand manage all Water Supply and Sanitation schemes,(iv) partial capital cost sharing either in cash or kind including labour or both, 100%responsibility of operation and maintenance (O&M) by the users ;(v) an integrated service delivery mechanism.(vi) taking up of conservation measures through rain water harvesting and ground waterrecharge systems for sustained drinking water supply; andRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 30


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>(vii) shifting the role of Government from direct service delivery to that of planning, policyformulation, monitoring and evaluation, and partial financial support.3.2 Swajaldhara will have two Dharas (streams). First Dhara (Swajaldhara I) will be for aGram Panchayat (GP) or a group of GPs or an intermediate Panchayat (at Block / Tehsillevel) and the Second Dhara (Swajaldhara II) will have a District as the Project area.Swajaldhara - I3.3 States can implement Swajaldhara in Blocks / Gram Panchayats in the districts outsidethe Swajaldhara II project districts. In such cases all the fundamental reform principles areto be followed in those areas. Thus, the lowest unit for implementing the reform initiativeunder Swajaldhara –I would be a Gram Panchayat. A group of Gram Panchayats or theIntermediate Panchayat could also come up with project proposals. Swajaldhara –I beingprimarily for a Gram Panchayat should normally have small drinking water schemes. Multi-Gram Panchayat schemes, while not prohibited, would require specific and preciseformulation of capital cost sharing, operation and maintenance arrangements and costcollection mechanisms.3.4 Specific proposals under Swajaldhara - I will be sanctioned by the District Water andSanitation Committee (DWSC) provided the projects conform to the Guidelines ofSwajaldhara.3.5 If more than 50% of Blocks/Gram Panchayats in any particular District opt for rural watersupply schemes under Swajaldhara –I, the StateGovernment could consider posing / taking up the entire District under Swajaldhara –II tothe State Water and Sanitation Mission (SWSM).Swajaldhara - II3.6 The District is the unit for implementing the reform initiative under Swajaldhara – II.The State Governments would identify districts where chances of success of Swajaldharaare high and prepare proposals for implementation of Swajaldhara II. Such requests shouldhave project proposal along with Project Implementation Plan (PIP) and Detailed ProjectReport (DPR). The District selection under Swajaldhara –II will be made by the State Waterand Sanitation Mission (SWSM) in all States / Union Territories.PROJECT ACTIVITIES1 During project preparation, a detailed project implementation schedule would bedeveloped. The projects under Swajaldhara would follow a scheme cycle of about 36months consisting of four distinct phases and a post project completion phase. Sincemostly small schemes are likely to be taken up in a single Gram Panchayat underSwajaldhara –I, the duration of scheme cycle could be between 12-18 months. It may,Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 31


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>however, be clarified that the period indicated is indicative and in some cases the projectsmay take a longer period.2 Start up Phase – This phase should not takemore than 3 months. This comprises of –z Creation of the Institutional set-up at State, District, and Gram Panchayat levels.z Opening of bank account for receipt of funds from the Government of India at the districtlevel by the District Panchayat.z Generation of bench mark data through Base line survey.z Identification of NGOs and Training Institutes, Resource Center etc. for activities likecommunication, Information, Education andCommunication ( IEC), Human Resource Development (HRD),capacity development, social mobilization etc.z Monitoring mechanism to be put in place (familiarizing the proforma, questionnairefor obtaining information from the field and submitting information to the State Government,SWSM, and Government of India)Sensitization and Identification phase – This would involve –z sensitizing and awareness creation among implementers (Government functionaries/political representatives / PRIs / NGOs etc.) at all levels through variouscommunication channels about the programme assessment and analysis of theexisting water supply and sanitation systems (habitation-wise) through primary datacollection.z analysis and identification of the Gram Panchayats/habitations to be taken up in thevarious phases depending on the demand from them and the available resources.(a) for water supply – each phase may comprise of construction of new schemes,augmentation and/ rejuvenation of the existing system and taking over of thecomplete (acceptable) system by Panchayats.(b) for sanitation – the phase may comprise of setting up of RSM/Production Centre(PC) as an alternate delivery mechanism, and habitations where implementation is tocommence immediately should be identified (preferably NC/PC and quality affectedhabitations and those where the success rate is likely to be fast, higher and sure).agencies for communication campaign should be identified and action taken to developand execute the capacity development and communication strategyz communication campaign for awareness creation and demand generation should clearlygive the following messages:- (1)The beneficiaries will own the assets created;(2)The government will not maintain the assets created;(3) This is the one time investment in the District/ Gram Panchayat ;(4) On completion of the project, the District/Gram Panchayat will be considered fullycovered;(5) Two or more alternative technologies suitable to a particular area along with informationRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 32


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>regarding its capital cost, the beneficiary share, the O&M cost, the replacement cost etc. inrespect of each technology;(6) Full O&M and replacement cost; and part capital cost are to be borne by thebeneficiaries;(7) Importance of water quality monitoring and surveillance;(8) Importance and benefits of water recharging activities and possible technologies for waterrecharging activities in the area; and(9) Any other local issues pertaining to the area.NORMS FOR PROVIDING POTABLE DRINKING WATER IN RURAL AREAWhile implementing the National Rural Water Supply Schemes, the following norms aregenerally adopted for providing potable drinking water to the population:1. 40 litres per capita per day (lpcd) forhumans to meet the following Quantity (LPCD)requirements. PurposeDrinking 3Cooking 5Bathing 15Washing utensils & house 7Ablution 102.In addition, provision should be allowed at 30 lpcd for animals in hot and colddesert/ecosystems in 227 blocks of 36 DDP districts.3. With normal output of 12 litres per minute, one handpump or standpost is estimated forevery 250 persons. In case of an independent habitation/hamlet/Wadi/Tola/Majra/Mohra etc,if their population is less than 250 persons and there is no potable water source within itslocation, one source may be provided.4. A rural habitation not having any safe water source with a permanently settled populationof 20 households or 100 persons, whichever is more, may be taken as the unit for coveragewith funds under the NRWSP. However, the State Government could cover any habitationregardless of its size/population/number of households with funds under the State Plan.5. DDP areas and SC/ST habitations with less than 100 persons can, however, becovered under the NRWSP.Funding of Swajaldhara Projects1. Up to 20 percent of the Budget provision for Rural Water Supply Programme ofGovernment of India has been earmarked for Swajaldhara Projects. If the need arises,this would be increased in subsequent years to ensure full coverage of the remainingdistricts under Swajaldhara by the end of the 10th Plan.2. Swajaldhara Project funding, excluding community contribution,will be fully met by the Government of India.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 33


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>3. Funds under Swajaldhara will be allocated to the States every year as per the inter stateAccelerated Rural Water Supply Programme (ARWSP) allocation ratio fixed for the year. Thereleases will be demand responsive up to the maximum allocation for the year. The unspentamount under this will be distributed to States by the end of December with the concurrenceof the Integrated Finance. In that, priority will be accorded to those States whereSwajaldhara projects need additional funding. Remaining unspent funds will be pooled anddistributed as per the ARWSP, to better performing States.4. While indicating tentative allocation to Districts within the State, the following principles willbe borne in mind by the State Governments: (i) ensure equitable spread of water supplyschemes, (ii) district wise allocations may be made and communicated by 30th April, and(iii) the fresh proposals for the allocated amount are approved by the District Panchayat by30th September of each year.5 If progress under Swajaldhara is found to be unsatisfactory in a State by the Department ofDrinking Water Supply, Government of India, it would be free to re-allocate the savings of aState in December among better performing States.Process Flow Diagram:Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 34


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Swajaldhara ProgramStartDWSCSchemeFinalization(DWSC)Beneficiary SchemeCollection( 10% Project Cost)Govt. ofIndiaProject SubmissionTo GOIFund ReleasedTo DWSCYApprovedBy GOIY/NNImplementation byDWSCEndRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 35


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PROCESS SUMMARY:DEPARTMENTPROCESS NAMEPROCESS GOALPROCESS INPUTPublic Health EngineeringSwajaldhara ProgramImplementation of Swajaldhara ProgramPROCESS OUTPUTFund Release by GOI Program Implementation by DWSCPROCESS DETAILSIn Swajaldhara Program Scheme finalization and Beneficiary Collection( 10% Project Cost)done by DWSC. After that it sends to Govt. of India for approval. Then fund release toDWSC for implementation of Swajaldhara.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 36


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Mission Objective :c) Jalmani ProgramTo provide value and quality addition to the on going Rural Drinking Water Supply Programme.This programme will be called by name “Jalmani”.Background :The existing Rural Drinking Water Supply programme aims at providing safe drinkingwater in adequate quantity to all rural habitations in the country including rural schools andAnganwadis. Due to variety of factors, the quality of drinking water is likely to deteriorate whenit actually reaches the consumption point, especially in vulnerable areas like rural schools.In order to address this key requirement it has been decided to consider installation ofsimple Stand Alone Purification systems, to begin with, in one lakh schools in the currentfinancial year as a value addition to the Rural Water Supply Programme. Finance Minister,while presenting the Union Budget for 2008-09, made an announcement for an additionalallocation of Rs. 200 crores to cover approximately one lakh school children with Stand AloneWater Purification Systems in the schools. In order to decide on technology options theDepartment had constituted a High Level Technical Committee (HLTC) in March 2008. ThisCommittee is chaired by Secretary, Science and Technology with members from renownedtechnical institution in Government of India viz Bureau of Indian Standards (BIS), CentralGround Water Board (CGWB), Central Pollution Control Board (CPCB), Bhabha AtomicResearch Centre (BARC), Institute of Minerals and Materials Technology (IMMT), IndustrialToxicological Research Institute (ITRC), All India Institute of Hygiene and Public Health(AIIHPH), Ministry of Health and Family Welfare, Department of Science and Technology andDirectorate General of Supply & Disposal (DGS&D).funding pattern and release of fund :• This is a 100% centrally sponsored programme. The role of DDWS will be to provide funds tothe State Governments on the basis of allocation criteria which will include the ruralpopulation (2001 Census) (80% weightage), the extent of DDP/DPAP/HADP areas (20%weightage). However, flexibility will be available with the Department to allocate more fundsto the States which show better performance during the course of the implementation ofthe programme.• The programme will be implemented in Project Mode and upto 50% of the allocated fundswill be released as first installment to all States/UTs based on the demand from the States.The remaining funds will be released to those States which have performed satisfactorilyand have submitted proposals with supporting documents for release of further funds.Stakeholders of Jalmani :• The Jalmani programme will be implemented by the State Governments through theGram Panchayat/Village Water and Sanitation Committees/Self Help Groups includingRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 37


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>women Self Help Groups, School Committees and PTA. However, flexibility is given to theState Governments to involve other stake holders also viz., NGOs, Mahila Mandals etc forthe sake of better implementation of the Programme at the village level.• For operating this programme, funds may be provided by the State Governments or theinstitutions nominated by them to the Village Panchayats for activities relating to capacitybuilding, awareness generation/<strong>public</strong>ity and such other activities which are necessary forthe smooth implementation of the programme.• There will be a Committee at the district level chaired by DM/DC for monitoring theprogramme at the district level. The district committee will have as members, DepartmentalHeads of Health, Water Supply and Sanitation, Agriculture, School Education, PRIs andFinance. Depending on the need, the Committee can include other members as necessary.The Committee should meet at least once a month. The proceedings of the Committeemeetings are required to be sent to the Secretary of the Implementing Department at theState level promptly. Consolidated extract of the District Level Committee Reports will besent by the State in the DDWS on quarterly basis.• At the village level there will be a Committee under the Chairmanship of Sarpanch ofthe VP for monitoring the progress of the schemes at the village level. The Committee willhave as Members, Head of the Village W&S Committee, School Principal, Head of WomenSelf Help Group, Ex-Servicemen if residing in the village, village Patwari or the Secretaryof the Village Panchayat and such other members as decided by the Committee. TheCommittee should meet once every fortnight in the beginning and later on at least onceevery month.• The ownership of these systems will be vested with the school authorities. However, itwill be the direct responsibility of the Village Panchayats that the systems are runeffectively and the school children get quality water in sufficient quantity. The villagePanchayats may also take recourse to the funds provided to them under 12 th FC grants formeeting any additional expenditure required for running the Programme.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 38


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Process Flow Diagram:Jalmani Program for School Water SupplyGOIStartFund Releasedby GOIState FinanceDept.State FinanceDept.Send to CE officePHESupplier/ContractorSWPS setup bySupplier/ContractorDistrictPHE10% Fund BlockedNApprovedByDistrictPHEY/NYSchoolcommittee(SC)EndSWPS handedOver to SCFund releasedTo SupplierRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 39


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>PROCESS SUMMARY:DEPARTMENTPROCESS NAMEPROCESS GOALPROCESS INPUTPublic Health EngineeringJalmani ProgramImplementation of Jalmani ProgramPROCESS OUTPUTFund Release by GOI SWSC handed over to School CommitteePROCESS DETAILSGovt. of India release Funds to State Finance Department for implementation of JalmaniProgram. State Finance Department transfer it to CE office, PHE. Standalone Water PurificationSystem setup by suppliers/contractors in schools of per district Funds release to suppliersafter approval of district PHE office.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 40


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>d) Sajal Gram PuraskarBackground:About 80% of rural drinking water sources are based on ground water. Many of the pipedwater supply schemes are based on single source. With rapid decline in ground water due toexcess withdrawal by competing users and inadequate knowledge on water conservation andharvesting, State Governments are reporting more and more habitations slipping back fromthe fully covered status. Therefore the strategy adopted by the Department is shift the focus of80% ground water based systems to 20% systems and the remaining by combination of roofwaterharvesting, ground water recharge and surface water harvesting as conjunctive use. Themove apparently shifts from single sources to sustainable multiple sources so that drinkingwater security is ensured.In various Workshops conducted the State Governments have been suggested to draw upvillage-wise, block-wise and district-wise drinking water security plans based on waterdemand, budgeting and availability. Further, catchment protection and environmentalsanitation are also key components of drinking water security plans so as to avoid/reducecontamination like nitrates from fertilizers and sewage pollution and bacteriologicalcontamination through leaching. Efforts are also being made for allocating sizable portion offunds for creating drinking water security through conjunctive use of water.The following issues may be addressed/ considered for ensuring sustainability of ruraldrinking water sources :• Water budgeting, demand, supply, conservation, costing, pricing are required.• Sub-surface storage of water specific to drinking water sources• Roof-water harvesting, either individual or community based, to provide adequacy ofdrinking water sources during rainy season and rest the ground water aquifers forrecharge as well as dilution of contaminants.• Stand alone systems for bacteriological contamination removal at the consumption pointafter ensuring sustainable availability of surface water• Drinking water sources could be seen as “Protected sources” like Reserved Forests.• Appropriate Media Campaigns for clean and safe water• New and renewable energy sources could be promoted• Participation of financial institutions including microfinance & NGOs in ensuringsustainable rural drinking water supply systems.• PRIs could initiate action against all polluters of protected drinking water sources on theRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 41


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>pattern of reserve forests, endangered species of animals etc.• Adopt dynamic norms which can continuously encourage water security.• Models of drinking water supply based on cost of production of water, encourageaffordability of water using differentiated tariff mechanisms sensitive to gender, equityand vulnerability issues• Technologies by itself cannot provide Sustainable systems unless the issue of source isaddressed.• Promote technologies for safe disposal of extracted contaminants“Nirmal Gram Puraskar”, the incentive award provided to achieve open defecation freeenvironment in PRIs has resulted in huge motivation amongst the rural people and theincentive award is taking the shape of Campaign mode with number of awardees increasingfrom a mere 40 in 2004-05 to about 5,000 in 2006-07. Similarly, to incentive the GramPanchayats to establish “drinking water security” at 100% time. Government of India launchesthe award scheme called “Sajal Gram Puraskar” from the year 2008-09. It is felt necessarythat this award/ Puraskar necessitates triggering mechanism in the rural communities fordrinking water security, quality, environmental and personal sanitation, <strong>health</strong> & hygienehabits.Name of the Award :The name of the incentive award scheme is “Swajal Gram Puraskar”.Eligibility Criteria :The eligibility criteria for the Award will be as follows:1. In order to become eligible to Sajal Gram Puraskar, the concerned Gram Panchayat /Block / Zilla Panchayat must have received Nirmal Gram Puraskar (NGP). Panchayats whohave not received NGP status are not eligible for Sajal Gram Puraskar as chances ofbacteriological contamination of drinking water sources is not eliminated.2. A Gram Panchayat / Block / District which has achieved Drinking Water Security withthe aim of Drinking Water - “Access to safe and sustainable drinking water source for all duringthe last 3 years”. If in-situ treatment plants are used, there should proper disposal of sludge/waste-water in an environment friendly manner. Wherever the PRIs are not in place, theconcerned Revenue village/Block/District Administration would be considered for the Award tillthe time, the PRIs are put into place.3. Absence of incidence of any water borne diseases during the last 3 years (data to beobtained from nearest PHC) and community awareness about linkages between water qualityand <strong>health</strong> issues4. Community initiative for achievement of drinking water security in terms of quantitativeavailable (40 lpcd), quality water (no chemical and bacteriological contamination) andsustainability through conjunctive use of ground, surface and roof water harvesting, ensuringminimum leakages in the distribution of drinking water, adoption of wise-water management,water budgeting and solid-liquid waste management issues. More weightage to be accorded ifWomen self help groups/ women participation is ensured.5. The VWSC or User Committee has to be in place in the Panchayat.6. Equity in access to drinking water to all social and income groups including vulnerablesections like SC/ST/OBC, disabled persons, widows, etc.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 42


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>7. Sanitary protection of all drinking water sources and local catchments.8. Monitoring the water levels for quantity and quality improvement, changing budgets forwater in different seasons9. Promoting/adopting new and renewable energy sources and/or non-utilization ofelectricity power10. Traditional wisdom of the community for water recharge/ harvesting and willingness toadopt new technologies11. Meeting the minimum 50% cost of O&M either through structured tariff plan, properutilization of 12 th Finance Commission/ GP funds.12. Water Quality Monitoring of all drinking water sources by the community using simple touse filed test kits and confirming the same with district/other laboratories.13. Convergence of water conservation issues with activity of other <strong>department</strong>s fordrought proofing measures (NREGA, DDP, DPAP, MOWR, MoA, MoEF, etc.)14. Achieving “Nirmal Gram Puraskar” means the GP has attained environmentally safesanitation status.4.0 Selection Procedure:The general procedure for the selection of the Gram Panchayats / Blocks / District will bebased on the following principles:1. A Selection Committee under the Zilla Panchayat would scrutinize all applicationsreceived from the Gram Panchayats with respect to the weightage/ marks listed above andforward the same to the State Government2. State Governments should evaluate the proposals appropriately and forward the sameto the Government of India.3. For verification of the reports received from the State Governments, Government ofIndia would engage independent evaluator(s) or Multi-disciplinary teams to assess the statusof drinking water security achieved by the Gram Panchayat / Block / District.4. There will be a National Committee on the Sajal Gram Puraskar constituted by theDepartment of Drinking Water Supply, to draw up the criteria for annual selection of therespective PRI for the Puraskar.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 43


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Process Flow Diagram:Sajal Gram Puraskar ProcedureGram PanchayatStartZillaPanchayatApplied forAward by GPApplicationFormScrutinize byZilla PanchyatGovt. of<strong>Assam</strong>Send toGovt. of <strong>Assam</strong>Send to GOIGovt. ofIndiaApprovedBy GOIY/NRejectedRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 44


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>GP AwardedEndPROCESS SUMMARY:DEPARTMENTPROCESS NAMEPROCESS GOALPROCESS INPUTApplied by Gram PanchayatPROCESS DETAILSPublic Health EngineeringSajal Gram Puraskar ProcedureAwarded Sajal Gram Puraskar to Gram PanchayatPROCESS OUTPUTAwarded by Govt. of IndiaA Selection Committee under the Zilla Panchayat would scrutinize all applications receivedfrom the Gram Panchayats with respect to the weightage/ marks listed above and forwardthe same to the State Government State Governments should evaluate the proposalsappropriately and forward the same to the Government of India.5.0 Incentive Pattern:The incentive pattern will be based on the population criteria and will be as follows:(Rupees Particular Gram Panchayat Block Districtin Lakh) sS. No1 Population Upto 2000 More than2000Upto50,000More than50,000Upto 10lakhMore than10 lakhRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 45


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>2 Cashincentivein Rs lakh6.0 How the Incentive can be usedImplementation of the Scheme1.00 2.00 5.00 10.00 20.00 30.00The award scheme will be implemented every year starting from year 2008-09. Someprominent date like the World Water Day i.e., 22 nd March will be the date of presenting theseawards at New Delhi.8.0 Source of FundingFunds under IEC under the Water Supply Sub-head under NRWSP would be utilized for thepurpose of awards.9.0 National level Selection Committee:A National level Selection Committee would be formed for finalizing the selection procedure,incentive amount and for the other administrative and coordinating activities regarding theAward function to be held. The constitution of this Committee will be as follows :-1) Secretary (DWS) - Chairperson2) AS &FA - Vice- chairperson3) JS (DWS) -4) JS (NREGA)5) Chairman, CGWB6 Dr. Sunita Naraian, CSE7 Dr. Rajendra Singh, TBS8) Mr. Dirk Walther, Anna University, Chennai9) Dr. K.D.Sharma, Director, NIH, Roorkee10) Additional Advisor Member11) Director (RWS)12) Asstt. Adviser (WQ)12) Director, NRHM13) Representative from CPCB14) Representative from CSIR laboratory15) Director/DS in-charge of Sustainability - Member-Secretary16) Other Technical Advisers of DDWS - Permanent invitees4.0 Evaluation CriteriaMarks/ Weightagecriteria forSelection Sl.No.1 Availability of safe and adequate drinking Total = 40 markswater (40 lpcd) on equitable and sustainable Sustainability throughbasis catering to all sections of the society surface water or groundduring the last 3 yearswater recharge = 25marksRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 46


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>2 Absence of water borne and water-based 10diseases during the last 3 years3 Community initiative in water harvesting/ 10recharge and budgeting for water,understanding the availability scenario duringdifferent months including revival of traditionalpondsSustainability throughroof-water harvesting = 15marks4 Sanitary protection of all drinking water sources and catchments 55 Monitoring the water levels for quantity and checking water quality 5through field test kits and district laboratories6 Use of new and renewable energy sources and/or non-utilization of 5electricity power7 Recovering atleast 50% cost of O&M either through structured tariff 10plan and proper utilization of 12 th Finance Commission/ GP funds Through TFC = 5for taking up 100% O&MmarksThrough any tariffplan = 5 marks8 Convergence of water conservation issues with activity of other 5<strong>department</strong>s for drought proofing measures (NREGA, DDP, DPAP,MOWR, MoA, MoEF, etc.)9 Achieving “Nirmal Gram Puraskar” for environmentally safe 10sanitation status (This is compulsory to become eligible for SajalGram PuraskarTotal 100In order to quality for the Puraskar, the Gram/Block/ District Panchayat should obtain at least75 marks out of 100 as tabulated above.Application form for Sajal Gram Puraskar(For those Gram/ Block/ Zilla Panchayats who have achieved drinking water security inthe rural areas of the Country)1. Name of the Gram/ Block/ Zilla Panchayat (s) :2. Name of the President/Chairman of the Panchayat (s) :3. Full postal address of the Panchayat :4. Phone No., Fax No., E-mailRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 47


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>5. Population of the Panchayat :6. Composition of Village Water & Sanitation Committee7. What was the condition of the Panchayat before 3 years(a) No. of hand pumps(b) No. of spot sources(c) No. of local/ traditional water bodies(d) Piped water supply scheme(e) Ground water depth (m)(f) Aquifer condition(g) % of households having toilets and using them(h) Vicinity of agricultural fields to the nearest drinking water source(i) Per-capita drinking water supply provided(j) Quality of drinking water (specify for arsenic, fluoride, iron, nitrate, salinity, pH and MPNcoliforms )(k) IMR & MMR/ Morbidity(l) % of children attending schools (specify for girl child)(m) Average household expense per year on medical treatment8. What interventions were planned to improve drinking water sustainability and creatingawareness for safe drinking water and sanitation. Also, elaborate various discussions,meetings held, community mobilization, role of women SHG, NGOs and other stakeholderswho had actively participated9. How these interventions have been carried out for achieving drinking water security,implementing mechanism, time frame and source of funding. Clearlydefine what role was played by the implementing agency in-charge of providing safe drinkingwater.10. Present scenario (as of date)(a) % use of ground water, surface water and roof-water in a yearRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 48


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>(b) Whether adequate ground water, surface water and roof-water is available during theplanned months(c) Whether water demand and budgeting is done during different seasons of the year andif so, details thereof(d) What is the catchment protection works conducted for contamination control in drinkingwater sources(e) Quality of drinking water in each of the drinking water sources selected.(f) Whether alternate safe drinking water supply is provided by the State implementingagency. If so, per-capita supply level and quality of water supplied?(g) Current status of water borne and water based diseases prevalent?(h) What is the community initiative taken up to take care of the system properly?(i) % of households having safe sanitation facilities and using them(j) What type of solid and liquid waste management adopted ?(k) Whether the ground water level is monitored if so, specify the frequency of monitoringand whether any log book is maintained to record the measurements(l) Whether the Panchayat is using FTK provided by the State implementing agency? If so,% of water samples tested positive for contamination and referred to +2/degree college/district water testing laboratory/PH laboratory/ any other private laboratory during thelast one year?(m) How many such samples (in %) were confirmed positive by the district water testing orany other laboratory during the last 3 years ?(n) What remedial action is taken in such cases ?(o) Whether any solar/bio-gas/biomass/bio-fuel/wind or any other new and renewableenergy systems are being used in drinking water supply system ?(p) Whether traditional wells/ponds have been repaired/ renovated? If so, involvement ofcommunity may be explained(q) Whether any water tariff plan is being levied for collection of water charges. If so, % ofexpenses being recovered and use of XII Finance Commission funds for O&M of watersupply systems(r) Whether any convergence activity occurred in polling up funds from NREGA, DDP,DPAP, Dug-well recharge scheme or any other Central/State schemes?(s) Whether the GP has achieved Nirmal Gram Puraskar ? If so, specify the year.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 49


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Certification of Gram PanchayatI certify that safe drinking water in adequate quantity is made available to all sections of thecommunity during the last 3 years and the incidence of water borne/water based diseases hasbeen controlled. Also, ___________ Panchayat, has been awarded Nirmal Gram Puraskaraward in the year _______.Date :Verification(Signature of GP Sarpanch)The details provided above by the GP have been verified and found to be correct.(PHE official) (GW official) (BDO) (Health official)Recommendation of Zilla Panchayat(at the block level to be identified by ZP/DWSM)Recommendation of concerned State Government Department in charge of rural water supplyReport Card of the Review Mission constituted by the Department of Drinking WaterSupply, Ministry of Rural Development, Government of IndiaName of the GP inspected :Name of Block District and State:Period of visit :Sl.No.CriteriaMarks/Weightage awardedRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 50


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>1 Availability of safe and adequate drinking water (40 lpcd)on equitable and sustainable basis catering to all sectionsof the society during the last 3 years• Measures taken for ground/ surface water recharge• Measures taken for roof-water harvesting2 Absence of water borne and water-based diseases during To be checked fromthe last 3 yearsPHC/Health Dept. Foracceptable level3 Community initiative in water harvesting/ recharge andbudgeting for water understanding the availability scenarioduring different months including revival of traditionalponds4 Sanitary protection of all drinking water sources andcatchments5 Monitoring the water levels for quantity and qualityimprovement, changing budgets for water in differentseasons6 Use of new and renewable energy sources and/or nonutilizationof electricity power7 Recovering atleast 50% cost of O&M either throughstructured tariff plan and proper utilization of 12 th FinanceCommission/ GP funds for taking up 100% O&M• Recovery of atleast 50% through TFC• Additional Recovery of O&M by any tariff plan8 Water Quality Monitoring of all drinking water sources by the community using simple touse filed test kits and confirming the same with district/other laboratories.9 Convergence of water conservation issues with activity of other <strong>department</strong>s for droughtproofing measures (NREGA, DDP, DPAP, MOWR, MoA, MoEF, etc.)10 Achieving “Nirmal Gram Puraskar” for open defecation free and environmentally safesanitation status (Compulsory)Total marks awarded out of 100View of Department of Drinking Water SupplyThe proposal is examined and qualify / does not qualify for award of Sajal GramPuraskarIf the proposal is not qualifying, reasons thereof :1)2)3)Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 51


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>(strike off whichever is not applicable)(Signature of concerned Area Officer)Date :TOTAL SANITATION CAMPAIGN(TSC) PROGRAMBACKGROUNDIn the sanitation sector, “Total Sanitation Campaign” (T.S.C) is being implemented in<strong>Assam</strong> as a community orientation rural sanitation programme. Keeping in view ofsustainable Total Environmental Sanitation in rural areas, this programme is beingimplemented with major impetus on providing individual Household Latrine, School andAnganwadi Toilet etc. and also on facilitating alternate delivery mechanism of sanitary goodsand service through Rural Sanitary Mart (RSM)/production Centre (PC). TSC emphasizedalso on IEC, HRD and capacity development activities for motivation campaign andappropriate Liquid and Solid Waste management in rural area.<strong>Assam</strong> Public Health Engineering Department is also the nodal <strong>department</strong> for ruralsanitation programme.OBJECTIVESThe main objectives of the TSC are as under:a. Bring about an improvement in the general quality of life in the rural areas.b. Accelerate sanitation coverage in rural areas to access to toilets to all by 2012.c. Motivate communities and Panchayati Raj Institutions promoting sustainablesanitation facilities through awareness creation and <strong>health</strong> education.d. In rural areas, cover schools by March 2008 and Anganwadis by March 2009, withsanitation facilities and promote hygiene education and sanitary habits amongstudents.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 52


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>e. Encourage cost effective and appropriate technologies for ecologically safe andsustainable sanitation.f. Develop community managed environmental sanitation systems focusing on solid &liquid waste management.STRATEGYThe strategy is to make the Programme 'community led' and 'people centered'. A"demand driven approach" is to be adopted with increased emphasis on awarenesscreation and demand generation for sanitary facilities in houses, schools and for cleanerenvironment. Alternate delivery mechanisms would be adopted to meet the communityneeds. Subsidy for individual household latrine units has been replaced by incentive to thepoorest of the poor households. Rural School Sanitation is a major component and an entrypoint for wider acceptance of sanitation by the rural people. Technology improvisations tomeet the customer preferences and location specific intensive IEC Campaign involvingPanchayati Raj Institutions, Co-operatives, Women Groups, Self Help Groups, NGOsetc. are also important components of the Strategy. The strategy addresses all sectionsof rural population to bring about the relevant behavioral changes for improvedsanitation and hygiene practices and meet their sanitary hardware requirements in anaffordable and accessible manner by offering a wide range of technological choices.Process Flow Diagram:Implementation process of Total Sanitation Campaign(TSC)DWSCStartBLS Preparedby DWSCPIP filled upBy DWSCBLS FormGovt. of <strong>Assam</strong>Send toGovt. of <strong>Assam</strong>Govt. ofIndiaTo Govt. ofIndiaRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 53


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>HouseholdsHanded over tohouseholdsNApprovedBy GOIY/NNGO/SSGYEndImplementationbyNGO/SSGFund released toNGO/SSGFund released ToDWSC by GOIPROCESS SUMMARY:DEPARTMENTPROCESS NAMEPublic Health EngineeringTotal Sanitation Campaign(TSC) ProgramPROCESS GOAL Implementation process of Total Sanitation Campaign(TSC)PROCESS INPUTBLS prepared by DWSCPROCESS DETAILSPROCESS OUTPUTSystem handed over to householdsBLS and PIP prepared by DWSC and send it to Govt. of India for approval after verified byGovt. of <strong>Assam</strong>. Fund release to DWSC by Govt. of India and distributed to NGO/SSG forimplementing TSC. At last system handed over to householdsRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 54


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>IMPLEMENTATIONImplementation of TSC is proposed on a project mode. A project proposal emanates froma district, is scrutinized by the State Government and transmitted to Government of India(Department of Drinking Water Supply,Ministry of Rural Development). TSC implemented inphases with start-up activities. Funds are made available for preliminary IEC work. Thephysical implementation gets oriented towards satisfying the felt- needs, whereinindividual households choose from a menu of options for their household latrines. Thebuilt-in flexibility in the menu of options gives the poor and the disadvantaged familiesopportunity for subsequent Upgradation depending upon their requirements and financialposition. In the “campaign approach”, while a synergistic interaction between theGovernment agencies and other stakeholders, intensive IEC and advocacy, with participationof NGOs/Panchayati Raj Institutions/resource organizations, take place to bring about thedesired behavioral changes for relevant sanitation practices, provision of alternate deliverysystem, proper technical specifications, designs and quality of installations are alsoprovided to effectively fulfill the generated demand for sanitary hardware.The TSC is being implemented with a district as unit. The States/UTs are expected toprepare TSC Projects for all the districts and submit before the Government of India forsanction. The TSC Project cycle in the Project Districts is expected to take about 4 years orless for implementation.e. Encourage cost effective and appropriate technologies for ecologically safe and sustainablesanitation.f. Develop community managed environmental sanitation systems focusing on solid & liquidwaste management.COMPONENTSThe Programme components and activities for TSCimplementation are as follows:(a) Start-Up ActivitiesThe start-up activities include conducting of preliminary survey to assess the status ofsanitation and hygiene practices, people’s attitude and demand for improved sanitation, etc.with the aim to prepare the District TSC project proposals for seeking Government ofIndia assistance. The start-up activities will also include conducting a Baseline Survey(BLS), preparation of Project Implementation Plan (PIP), initial orientation and training ofkey programme managers at the district level. The cost of Start-up activities will be met fullyby the Government of India assistance and, should not exceed 5 percent of the total project.(b) IEC ActivitiesInformation, Education and Communication (IEC) are important components of theProgramme. These intend to create demand for sanitary facilities in the rural areas forhouseholds, schools, Anganwadis, Balwadies and Community Sanitary Complexes. Theactivities carried out under this component should be area specific and should also involve allsections of the rural population, in a manner, where willingness of the people to constructlatrines is generated. IEC is not a one-time activity. IEC strategy and plan have to beimplemented not just to create demand but also for use, maintenance and up gradation, sothat sanitation and hygiene become an integral part of rural life and thereby sustainable.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 55


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Community and culture specific plans may be necessary to achieve100 per cent sanitationcoverage.(c) Rural Sanitary Marts and Production CentersThe Rural Sanitary Mart is an outlet dealing with the materials, hardware and designsrequired for the construction of not only sanitary latrines but also other sanitary facilities, suchas soakage and compost pits, vermi-composting, washing platforms, certified domestic waterfilters and other sanitation & hygiene accessories required for individuals, families and theenvironment in the rural areas. RSM should necessarily have those items, which are requiredas a part of the sanitation package. It is a commercial venture with a social objective.Themain aim of having a RSM is to provide materials, services and guidance needed forconstructing different types of latrines and other sanitary facilities, which are technologicallyand financially suitable to the area. Production Centers are the means to improve productionof cost effective affordable sanitary materials. The Production Centers/Rural Sanitary Martscould be opened and operated by NGOs/ SHGs/ women Organizations/Panchayats etc.Support of private entrepreneurs may also be taken for ensuring an effective supply chain.(d)Provision of Revolving Fund in the DistrictBased on the successful initiative taken by Self Help Groups and Dairy CooperativeSocieties in arranging low / zero interest finance to their members for toilet construction inmany parts of the country, a sum of upto Rs 50 Lakhs, subject to the restriction of 5%earmarked for alternate delivery mechanism (which includes the cost for setting up RSMsand PCs) may be given to each TSC project as revolving fund. This revolving fund maybe further given by the Project Implementing Agency to Cooperative Societies or Self HelpGroups whose creditworthiness is established, for providing cheap finance to their members.Loan from this fund should be recovered in 12-18 installments. District TSC projects willhave the flexibility to decide the other terms and conditions for sanction of the revolvingfund. This revolving fund can be accessed by APL households also. Loan can also begiven to the owner of the household where ICDS center is located for construction of babyfriendly toilet for ICDS provided the ICDS authorities agree to refund the loan from the rentpaid to the house owner.(e) Construction of Individual Household LatrinesA duly completed household sanitary latrine shall comprise of a Basic Low Cost Unit witha super structure. All existing bucket latrines in rural areas should be converted to sanitarylatrines. The programme is aimed to cover all the rural families. Incentive as providedunder the scheme may be extended to Below Poverty Line (BPL) families, if the same isconsidered necessary for full involvement of the community. The construction of householdtoilets should be undertaken by the BPL household itself and on completion and use of thetoilet by the BPL household, the cash incentive can be given to the BPL household inrecognition of its achievement. The financing pattern including the incentive for BPLhousehold for construction of Individual house hold latrines is as follows:Table 1:Incentive Pattern for IHHLBasic Low Cost Unit CostContribution PercentageGOI State HouseholdRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 56


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Model 1:Upto Rs. 1500(including superstructure)BPL APL BPL APL BPLAPL60 Nil 20 Nil 20 100Model 2:Between Rs. 1500/- and Rs. 2000/- 30 Nil 30 Nil 40 100Above Rs. 2000/- Nil Nil Nil Nil 100 100The incentive given by the Central Government will continue to be admissible withreference to the cost of the basic low cost unit as given in the above Table and in nocase will the overall quantum of Central incentive exceed the admissible amount. As perthe above table the maximum incentive per toilet available to a BPL household will be Rs.1200.00 (Center + State), irrespective of the model chosen by it. State Government mayprovide for more incentive for household toilet than the amounts prescribed above fromits own funds. The BPL household may also contribute to value addition to the basic unitat its own expense. All houses constructed for BPL families under Indira Awas Yojanashall invariably be provided with a toilet under this programme.(f) Community Sanitary ComplexCommunity Sanitary Complex is an important component of the TSC. These Complexes,comprising an appropriate number of toilet seats, bathing cubicles, washing platforms,Wash basins etc, can be set up in a place in the village acceptable to women/men/landless families and accessible to them. The maintenance of such complexes is veryessential for which Gram Panchayat should own the ultimate responsibility or makealternative arrangements at the village level. User families may be asked to contribute areasonable monthly user charge for cleaning & maintenance. Maximum unit costprescribed for a community complex is upto Rs 2 lakhs. However, it will be approvedby the National Scheme Sanctioning Committee based on the detailed design andestimates. Sharing pattern amongst Central Government, State Government and thecommunity is in the ratio of 60:20:20. The community contribution, however, can be made bythe Panchayat out of its own resources, from grants of the Twelfth Finanace Commission orfrom any other fund of the State duly permitted by it. However, total expenditure proposed onCommunity Sanitary Complex and Individual Household Toilets should be within the ceilingof 60 percent of the total Project outlay. Ordinarily such complexes should be constructedonly when there is lack of space in the village for construction of household toilets and thecommunity owns up the responsibility of their operation and maintenance. The ultimateaim is to ensure construction of maximum IHHLs and construction of community complexeswill be restricted to only when IHHLs cannot be constructed, for whatever reason, and alsoteach the community of “Hygiene practices”. Such complexes can also be made at<strong>public</strong> places, markets, etc. where large scale congregation of people takes place.(g) Institutional ToiletsChildren are more receptive to new ideas and schools/Anganwadis are appropriateinstitutions for changing the behaviour, mindset and habits of children from open defecationto the use of lavatory through motivation and education. The experience gained by childrenthrough use of toilets in school and sanitation education imparted by teachers would reachhome and would also influence parents to adopt good sanitary habits. School Sanitation,therefore, forms an integral part of every TSC Project.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 57


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>School ToiletsToilets in all types of Government Schools i.e. Primary, Upper Primary, Secondary andHigher Secondary and Anganwadis should be constructed. Emphasis should be given ontoilets for Girls in Schools. Funding for School Sanitation in a TSC Project is provided bythe Central and State Government in the ratio of 70:30.The Central assistance per unit willbe restricted to Rs.14,000/- for a unit cost of Rs.20,000/-Separate toilets for girls and boysshould be provided in all co-educational schools, which are to be treated as two separateunits and each unit is entitled to Central assistance upto Rs.14,000/-. State/UTGovernments, Parent-Teachers Association and Panchayats are free to contribute from theirown resources over and above the prescribed amount.Anganwadi ToiletsIn order to change the behaviour of the children from very early stage in life, it isessential that Anganwadis are used as a platform of behaviour change of the children as wellas the mothers attending the Anganwadis. For this purpose each anganwadi should beprovided with a baby friendly toilet. One toilet of unit cost upto Rs 5,000 can be constructedfor each Anganwadi or Balwadi in the rural areas where incentive to be given by Governmentof India will be restricted to Rs 3,000. Additional expenses can be met by the StateGovernment, Panchayats or funds from Twelfth Finance Commission, MPLADS,MLALADS etc. Since there are a large number of Anganwadis operating from privatehouses, following strategy may be adopted; (a) In all the Anganwadis, which are inGovernment buildings, baby friendly toilets should be constructed from out of the TSCfunds to the extent laid down. (b) Those Anganwadis, which are in private buildings, theowner must be asked to construct the toilet as per design, and, he/she may be allowedto charge enhanced rent for the building to recover the cost of construction. Alternatively,the toilet may be constructed from revolving fund component under the TSC and, suitabledeductions made from the monthly rental paid to the owner to recover the cost over aperiod of time. (c) For new buildings, which are going to be hired for Anganwadis,buildings having baby friendly toilet facility only should be hired.(i) Administrative ChargesThe Administrative Charges include money spent on training, salary of temporary staffdeployed during project period, support services, fuel charges, vehicle hire charges,stationery, monitoring & evaluation of TSC project. However, in any case no additional postsshall be created nor separate vehicle purchased for the implementation of the TSC project.But in order to implement the projects professionally, specialist consultants from the fieldsof Communication, Human Resource Development, School sanitation & Hygiene educationand Monitoring may be hired for the project period. The fees of the consultants may be paidfrom the administrative charges. Purchase of one computer with accessories is permissibleper district.The following items of expenses are specifically prohibited under "administrativeexpenses":a. Purchase of vehiclesb. Purchase of land and buildingsc. Construction of official buildings and rest houses (this excludes toilet units needed forTSC projects)d. Purchase of office equipmentsRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 58


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>e. Expenses for any political party and religious organizationsf. Expenses for gifts and donationsg. Purchase of cell phones. Transfer of funds to the State level institutions for meetingadministrative expenses.IMPLEMENTING AGENCIESImplementation of the Total Sanitation Campaign requires large scale social mobilization soits implementation at the District level should be done by the Zilla Panchayat. However, incase Zilla Panchayat is not in existence, District Water and Sanitation Mission shouldimplement the project. The line <strong>department</strong>s will play the catalytic role in implementation.At the state level, State Government should set up a Communication & CapacityDevelopment Units (CCDUs) for taking up state level HRD & IEC activities as well asmonitoring of TSC projects. In states where Water supply & sanitation are handled bytwo different <strong>department</strong>s, a separate CCDU may be set up, subject to the condition thatofficials handling water supply should be actively associated with this CCDU. Specialistconsultants from the fields of Communication, Human Resource Development, andMonitoring and School sanitation & hygiene education may be engaged by the CCDU. Theexpenses towards engaging these consultants will be borne by the GOI and the Statesas per CCDU guidelines separately issued by the Department of Drinking Water Supply.PROJECT FUNDINGThe Table below gives the percentage share of the allocation (i.e. the total approved TSCproject cost) for different components of a TSC Project, the GOI/State share and thebeneficiary contribution towards each components. In the case of Union Territories, the Stateshare under the TSC will be borne by the Govt. of India.Table 2: TSC Component-Wise earmarking and funding patternS.N Component Amount earmarked as percent ofthe TSC project outlayContribution percentGOI State BeneficiaryHousehold/Communitya. IEC and Start UpActivity, IncludingMotivationalAwareness andEducativeCampaigns, Advocacyetc.Upto 15% 80 20 0b. Alternate Delivery Up to 5% (Subject to a maximum ofRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 59


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Mechanism(PCs/RSMs)Rs. 35 Lakh per district for PC/RSMsand additional Rs.50 Lakhs asrevolving fund for group lendingactivity)80 20 0c. (i) Individual Latrines Actual amountfor BPL/ disabledrequired for fullhouse holdscoverage(ii) CommunitySanitary Complexesd. Individual household latrines for APLe. Institutional Toiletsincluding School andAnganwadi Sanitation(Hardware andSupport Services)Actual amountrequired for fullcoverage60 20 20Nil 0 0 10070 30 0f. Administrativecharges, includingtraining, staff,support services,Monitoring &Evaluation etc.g. Solid/Liquid WasteManagement (CapitalCost)Less Than 5% 80 20 0Up to 10% 60 20 20b)Nirmal Gram PuraskarTo give a fillip to the Total Sanitation Campaign (TSC), Government of India launchedthe Nirmal Gram Puraskar (NGP) in October 2003 and gave away the first awards in2005. NGP seeks to recognize the efforts made by PRIs and institutions who haveRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 60


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>contributed significantly towards ensuring full sanitation coverage in their areas of operation.TSC lays strong emphasis on Information, Education and Communication (IEC), capacitybuilding and hygiene education for effective behavior change with the involvement of PRIs,CBOs, NGOs, etc. NGP is aimed at augmenting the efforts made under this IEC campaign.Over the last four years, it has been found that State and District authorities havebeen simply forwarding the applications, at times in anticipation of the PRI attaining the“Nirmal” status. There is a need to increase the stake of States and Districts as well.Also, the Puraskar is an incentive to promote Total Sanitation Campaign. It should belinked to the progress and goals of the Campaign itself. These guidelines seek toincorporate the concepts of increasing involvement of State and District, decentralization ofthe scrutiny process and linking the Puraskar to the progress of TSC, incorporating thelearnings accrued over the years and make the entire process transparent and objective.Objectives of Nirmal Gram PuraskarThe main objectives of Nirmal Gram Puraskar (NGP) are:1. To bring the topic of sanitation to the forefront of social and political developmentdiscourse in rural India.2 . To develop open defecation free and clean villages which will act as models for others toemulate.3. To give incentive to PRIs to sustain the initiatives taken by them to eliminate the practice ofopen defecation from their respective geographical area by way of full sanitation coverage.4. To increase social mobilization in TSC implementation, by recognizing the catalytic roleplayed by organizations in attaining universal sanitation coverageProcess Flow Diagram:Process of Nirmal Gram PuraskarRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 61


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>StartDWSCSelected byDWSCSelectionTemplateGovt. of<strong>Assam</strong>State NGPScrutiny CommitteeSend to GOIPhysically Verifiedby GOI agenciesGovt. ofIndiaEndVerifiedBy GOIY/NNRejectedYAwarded toGPPROCESS SUMMARY:Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 62


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>DEPARTMENTPROCESS NAMEPROCESS GOALPROCESS INPUTGP selected by DWSCPROCESS DETAILSPublic Health EngineeringNirmal Gram PuraskarAwarded Nirmal Gram Puraskar to Gram PanchayatPROCESS OUTPUTAwarded by Govt. of IndiaGram Panchayat selected by DWSC for Nirmal Gram Puraskar send to State NGPScrutiny Committee for approval and then send to Govt. of India. GOI agencies physically visitsto the GP for verification. If selected awarded Nirmal Gram Puraskar to Gram Panchayat.Eligibility Criteria for NGP applicantsThe Award shall be given in two categories:1.All Panchayati Raj Institutions, ie, Gram Panchayats, Intermediate Panchayats and DistrictPanchayats, are eligible to apply for the Nirmal Gram Puraskar. No PRI can apply or NGPmore than thrice, including re-verification application, if any.The eligibility criteria for NGP award are that:• All households in the PRI area must have access to and all members should be usingindividual toilets or community complexes.• Where households are using community toilet complexes instead of individual toilets, thecommunity toilet complex should have one latrine seat for every one to a maximum of threesuch households. Each latrine seat should be exclusively used and maintained by thesehouseholds only. Each family should have duplicate individual keys and be responsible for itsmaintenance.• All Government, private aided and unaided schools and Anganwadis must have functionaland clean toilets and urinals. All co-educational schools above primary level must haveseparate urinals and toilet blocks for boys and girls. Toilets and urinals should be availableseparately for boys and girls in adequate proportion , one urinal for every 20 to 40 and onelavatory for every 80-120 boys/ enrolled in the school.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 63


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>• Complete elimination of open defecation within the boundaries of the PRI.Nobody, including floating population, defecates in the open and child farces are disposedof in toilets.• The applicant Gram Panchayat/ all Gram Panchayats in applicant PRI jurisdiction shouldadopt a resolution in the Gram Sabha to ban open defecation within their jurisdiction. Theresolution must also include provision for imposing suitable penalty on the offenders and asystem for monitoring to prevent open defecation. A copy of the resolution should beattached with the application.• All water sources to have proper platforms and drainages around them.• The PRI must have a functional mechanism for household garbage disposal and afunctional drainage system and cleanliness should be maintained in the inhabited areas. Nogarbage dumping and water logging should exist within the inhabited gaothan/gramthana/laldora areas of the villages in the PRI. Prevention of open defecation and increasing use ofsafe sanitation would lead to positive impact on <strong>health</strong> parameters. There should be areduction in the number of diarrheal cases and diarrheal deaths in the PRI jurisdictionaccording to the statistics maintained by the concerned ANM/PHU/PHC.• PRIs that promote innovative methods to universalize sanitation, such as SHGs makingsanitary pads and their safe disposal through incinerators in schools / community, safedisposal of infant faeces, systems designed for accessibility and use of aged, infirm,physically challenged, etc. would be given weightage in selection for NGP.2. Organizations such as NGOs, CBOs and SHGs who have been the driving force foreffecting full sanitation coverage in the respective PRI area, duly recommended andnominated by the State are eligible to be considered for the NGP. Only such organizations willbe considered for the awards that have made outstanding contribution to the cause ofsanitation.The criteria for recommendation and nomination will be as follows:• The area of operation of the Organisation should be at the Block or District level.• The Block/District Panchayat as the case may be, must have got the Nirmal GramPuraskar.• The Organisation should have been working in at least 25 per cent GPs ofIntermediate / District Panchayat and should have verifiably contributed to their gettingthe NGP.• Subject to the condition that the concerned Block/District Panchayat having got the NGP,organizations that have promoted innovations like accessibility to <strong>public</strong> toilets by differentlyabled persons, environment friendly garbage disposal, re-use and re-cycling of waste waterand garbage, etc., or done exemplary work in special circumstances like disasters, difficultareas etc, may also be nominated by the State.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 64


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Incentive Amount PatternIncentive amounts to PRIs are offered based on a population criterion, which is given inthe table below.PRIPopulation of GramPanchayatPopn. OfIntermediatePanchayatPopn. Of DistrictPanchayatPopulationCriteria as perCensusLessthan10001000to19992000to49995000to999910,000andaboveUpto5000050001andaboveUpto10,00,000Morethan10,00,0002001Incentive Amount(Rs in Lakh)0.5 1 2 4 5 10 20 30 50Incentive amount is offered only to PRIs. Organisations will be given citations and trophiesin recognition of their efforts.Application ProcedureFor PRIsPRIs are required to submit applications in the prescribed format. Applications submitted byPRIs will be verified by the States concerned on their own. States may decide on whether tolevy a fee on each application, which will not be refunded if the applicant fails to win theaward.For OrganizationsOrganization are required to be nominated by district level officials. After getting nominatedsuch organizations are required to submit their applications.Dates of Application, Verification and AwardThe NGP function will be held in the month of November every year. Applications can beentered or submitted by the PRIs throughout the year. All applications received upto 15thFebruary will be considered for that year’s award. Verification by States should be completedRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 65


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>by 15th April and final names to be sent to DDWS by 15th May through the on-line system ofthe Department. DDWS will complete the sample verification by 15th June and publish theprovisional list of Awardees by 15th July. Any request for re- verification will be entertainedupto 15th August only and final list of Awardees published by 15th September. Requests notadhering to this timeline will be considered for the next year list.Verification ProcessStates may devise procedures for verification at district level including setting up of DistrictScrutiny Committees if required. State Governments will identify verifying agencies from apanel prepared by DDWS and get the applications verified by them. The formal report to besubmitted by the verifying agencies. Verifying agencies may be chosen from among:• NGOs which have been working in the sanitation or rural development field for more thanthree years• Research organizations• Team of district officials and earlier NGP awardees• Functionaries of the verifying agencies should be trained at Key Resource Centres(KRCs), Communication and Capacity Development Units (CCDUs) and State Institutes ofRural Development (SIRDs). IEC, CCDU funds may be utilized for training of verificationagencies.No sub-contracting of the verification process by any agency should be allowed. Any agencyfound sub-contracting the verification should be/will be debarred. Uniform formats andreporting guidelines as prescribed by DDWS should be followed by all verification agenciesat all levels.Scrutiny by State GovernmentAfter receiving the verification reports from the verifying agencies, these alongwith the PRIapplications should be placed before the NGP State Scrutiny Committee headed by the StateSecretary incharge of Sanitation. The composition of the Committee would be:• State Secretary incharge of sanitation – Chairperson• Total Sanitation Campaign Coordinator• State Project Director, Sarva Shiksha Abhiyan• State Mission Director, NRHM• Director, Women and Child Development• Engineer-in-Chief/Chief Engineer, PHE/PRE Dept.• One expert in sanitation to be nominated by the State Govt.• One representative of a prominent NGO working in sanitation field for more than 10years.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 66


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Based on the applications, field verification and other relevant information the StateScrutiny Committee would certify the eligibility of the applicant PRIs and recommend theeligible scrutinised applications to the Government of India on the on-line system of theDepartment. Hard copies under the signature of the State Secretary will also be required tobe sent to DDWS by the specified date. Certificates signed by any other officer would not beaccepted.DDWS, on its part, will verify 30% of the recommended applications at the field level throughother verifying agencies. Such agencies will be selected from the database prepared andmaintained for the purpose by the Government of India. The recommendation made by theState Committee would be finally confirmed by the National NGP Selection Committee/s.In the case of recommendations for Intermediate Panchayats the DDWS will take intoaccount all the Gram Panchayats awarded upto the previous year. DDWS will check 25% ofthe constituent GPs for NGP status for verifying the selection The NGP is a prestigiousaward. Its importance should not be devalued by routine forwardal /cursory examinationwithout proper verification. If the final verification and scrutiny at the DDWS level results inmore than 10% of the recommended applications being found to be ineligible then the DDWSwould reverify all the remaining applications also and would also deduct the entire cost ofverification exercise of all applications both eligible and ineligible, from the funds to bereleased to the State. In case more than 10% of cases recommended by a verifying agencyare found on final verification by the DDWS is to be ineligible, such verifying agencies willalso be debarred from further verification work.Selection by DDWS for Block & District Panchayats and OrganizationsThe State will after scrutiny by the State NGP Scrutiny Committee, nominate the Block andDistrict Panchayats and Organizations that it considers likely to be awarded the NGP for theyear, following the same time-table as set for the Gram Panchayats. The Department ofDrinking Water Supply will take into account all Gram Panchayats awarded the NGP upto theprevious year. DDWS will check 25% of the constituent Gram Panchayats for NGP status andselect the Block and District Panchayats accordingly.The work of Organizations will also be checked by DDWS in an appropriate manner.The applications recommended by the States would be placed for final selection before theNational NGP Selection Committee(s) which would consist of:• Joint Secretary or Officer of equivalent rank nominated by the Department ofDWSRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 67


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>• Secretary dealing with Sanitation from concerned State Government or his representative• Two Individuals/ Organizations with more than 10 years of experience in sanitation fieldProcedure for payment of Incentive amountOnce the PRI is selected for the award by the National NGP Selection Committee, the totalincentive amount for all the PRIs falling in a particular State will be transferred to the TSCaccount of the State concerned which will inturn release it to the awardees. GPs whose prizemoney is up to Rs. 0.50 lakh will get it upfront. However, GPs which are entitled to morethan Rs. 1.00 or more lakh as prize money will get it in two installments. The first installmentwill be released immediately after GPs are selected for the award. The second installmentwill be retained by the State DWS Mission. Release of the second installment is contingenton the sustainability of the open defecation free (ODF) and NGP status attained by the GP.For this purpose random checks will be carried out by the State DWSM after 6 months in allthe awardee GPs. If NGP and ODF status is found continuing, second installment will also bereleased by the State DWSM. Otherwise the second installment will be forfeited and the firstinstallment would be recovered from the awardee PRI.Usage of the Incentive AmountPRIs which receive the incentive amount should use it for improving and maintainingsanitation facilities in their respective areas. Some of the activities that could be taken upusing this incentive money are:• Creation of community sanitation facilities at market places, schools, Anganwadis, PrimaryHealth Centres, dispensaries, etc.• Solid and liquid waste management requirements over and above the 10 per cent offunds provided under TSC• Purchase of land for Solid and Liquid waste management subject to approval byDWSM/ZP.• Ensuring maintenance of sanitary facilities and sustaining ODF status• Provision of drinking water supply and rain water harvesting.• Promotion of vermicompost• Promotion of Eco-san• Promotion of toilets for disabled/aged• Promotion of biogas linked toilets in groups or for individual households• Production of sanitary napkins and construction of incinerators or any other means ofdisposal• Any other innovative means of solid and liquid waste disposal, including biogas units.• Incentive money could be utilised for creating individual facilities for SC/ST families wherethey are using community toilets.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 68


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Blocks and Districts may use the funds to set up monitoring mechanisms for sanitation. Theymay also allocate additional funds to Gram Panchayats for maintenance of cleanliness andpromoting collection of user charges for community facilities. No permanent posts or salaryliabilities should be created with these funds.GPs winning NGP should function as training centers for people from other GPs aspiring toachieve full sanitation coverage and Pradhans from such GPs may be used as facilitators andmotivators. Blocks and Districts may use the NGP funds for providing remuneration to suchPradhans.The incentive amount should not be used for the following purposes:• Organisation of workshops, seminars, etc.• Organisation of Melas• Organisation of sports events, etc.• Purchase of vehicles, mobiles, computers, furniture etc.Maintenance of AccountsThe PRIs will maintain a proper account of incentive amount received and the purpose forwhich it is spent along with vouchers, etc. After utilising the money, they will have to furnishUtilisation Certificate to the agency implementing TSC at the district level. Such agencies willin turn forward the consolidated Utilisation Certificate to the State Government. Any interestaccrued on this fund will be utilised for the same purpose to which the incentive money is putto.Disincentives in case of relapse from ODF statusEvery award winning GP is entitled to put up an ‘NGP Board / Logo’ declaring the opendefecation free status of the GP. However, this right will be withdrawn if the GP fails to sustainthe open defecation free status. If a GP relapses, it will not get the second installment of theaward money, the first instalment would be recovered and it will lose the right to display the‘NGP Board / Logo’. Even after the release of second installment, there will be randomchecks to ensure that GPs maintain their open defecation free status. Complementarymonitoring indicators such as outbreak of waterborne diseases, bacteriological content of thedrinking water source etc. will also be used to assess the sustainability of sanitationcoverage.If open defecation is found at any point of time in a GP, there will be a <strong>public</strong>announcement of de-recognition.The list of NGP winners will be posted on the website of the Department to facilitate socialauditing of the results.Appeals:The National NGP Selection Committee shall be the final authority to decide on allRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 69


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>appeals for selection, verification process, and any related matter. This Committee shall alsohave the mandate to overrule any aspect of this Guideline for State specific issues and bringin force any changes in these Guidelines.III) Water Quality (G2C)a) NRDWQMSP(National Rural Drinking Water Quality Monitoringand Surveillance)1. BackgroundThe National Rural Drinking Water Quality Monitoring and Surveillance Programme waslaunched in February 2006 (2005-06) with the prime objective of institutionalization ofcommunity participation and involvement of PRIs for water quality monitoring andsurveillance of all drinking water sources. As drinking water quality monitoring, and qualitysurveillance are two distinct but closely related activities, requiring drinking water qualitymonitoring by suppliers of the drinking water and surveillance by the Health authorities, theworkshop had also recommended close collaboration between drinking water supplyagencies and Health authorities all over the country.The indiscriminate over-drawl has changed the Hydro-geo-chemical environments ofthe aquifers and in general enhanced toxic and undesirable chemical constituents of waterbeyond the permissible limit viz. Fluoride, arsenic, TDS, nitrate etc. with direct <strong>health</strong>implications leading to manifestations of various diseases. Climate changes is also affectingwater resources in all countries resulting increase in diseases such as cholera, typhoid,malaria and dengue which are basically water and water related diseases.Accordingly, an Implementation Manual on National Rural Drinking Water QualityMonitoring and Surveillance Programme was got prepared through All India Institute ofHygiene and Public Health, which was circulated to all State Governments in January 2004.2. Frame work for ImplementationThe evaluation of the programme implementation during the last four years by differentagencies reveled that there is an urgent need to restructure the existing National RuralDrinking Water Supply Quality Monitoring and Surveillance. National Rural Drinking WaterQuality Monitoring and Surveillance Programme envisaged implementing the programmethrough the following strategy:Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 70


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>i. Under the programme, 100 % funding would be provided for IEC activities, HRDactivities, strengthening of district level laboratories, procurement of field test kits, travel &transport cost, data reporting cost, stationery cost, honorarium to district level surveillancecoordinators, water testing, documentation and data entry costs to the States forstrengthening water quality monitoring facilities as per approved norms for water qualitymonitoring and surveillance programme and NRWSP guidelines.ii. The existing personnel (both technical and non-technical) in several <strong>department</strong>s likePHE, Health, Rural Development, Panchayati Raj etc., would be mobilized and involved.iii. O&M of the field test kits including refilling costs for field test kits, cost ofdisinfectants, minor remedial expenses, annuity and mobility, honorarium to grass rootworkers, and honorarium to GP level coordinator will be covered by communitycontribution.iv. One field test kit per GP shall be provided. In addition, demo kits shall also be providedas per the following breakup: - State/SRI -1 no. District-3 nos. & Block-2 nos.v. The funds for implementation of the Programme will be released by Government of India tothe SWSM/PHED/Boards, based on criteria like number of drinking water sources, number ofGPs, Block Panchayats, districts, total rural population, etc. in respective States.vi. State Governments then release funds relating to IEC and HRD to the CCDU.Fundsfor setting up of new laboratories and strengthening of existing district level laboratoriesand administrative expenses shall be released by the States to DWSM/District laboratory.vii. Fund flow and strategy for procurement of field testing kits may be decided by therespective State/UT Government.viii. For meeting recurring costs of field test kits and other expenses, the community couldcontribute @ Rs 1 per family per month and deposit in the VWSC accounts with separateledger.4. Proposed Strategyi. To have authentic water quality data for initiating action it is essential to have a basic WaterTesting Laboratory at the Sub-Division Level under the joint management of PRI and PHEDsimilar to Primary Health Centres (PHCs) of National Rural Health Mission.ii. As such all basic chemical and biological parameters can be tested at Sub- divisionLaboratory and primarily biological test of all sources can be tested at PHCs and jointremedial actions can be taken up by the Gram Panchayat.iii. For data collection at the household level and at the habitation level one personspreferably women from VWSC (elected at Gram Sabha similar to NRHM guideline –para55)under the control of GP and paid appropriately on the monthly basis for the specifiedactivities. The person selected will be designated as “JAL SURAKSHAK” and will be providedwith a batch. The State Government may decide the mode of payment to “JALSURAKSHAK”, which is to be approved in SLSSC. Since ASHA of NRHM is also responsiblefor community action on prevention of water and sanitation –borne diseases the VWSCmember selected would work in close coordination with ASHA.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 71


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>iv. In addition to the District Level Water Testing Laboratory it is proposed to set up WaterTesting facility at the Sub Division offices of the PHED having facility for carrying of all basicwater quality parameters including biological parameters. The laboratories will havefacilities of testing the following parameters viz.1. P. H2. Total Hardness3. Iron4. Chlorine demand5. Residual chlorine6. Nitrate7. Fluoride and Arsenic where ever it has been identified and detected8. In addition to above tests there will be provision for bacteriological analysis ofwater to determine if there is any faecal contamination. It has been envisagedthat a blanket test of bacteriological contamination of all sources will be conducted forMPN counts in all the Sub-division Laboratory.vi. House hold data collected and water sample of drinking water source collected are to betested verified at the Sub-division level Laboratory and PHC (for biological parameters).vii.Consolidated at the District level to be entered on line to Mission data centre.viii. viii. All interventions and actions for dealing with physical (turbidity) and biologicalcontamination of sources are to be taken care at the GP and Sub-division level.ix. IEC and HRD activities needs to be linked with CCDUx. Broad role and responsibilities of VWSC/ASHA members are indicated below:Sl.No.iiiiiiRole of VWSC memberAscertain drinking water adequacyat the household evel including cattle needs.Identify all sources of drinkingwater for different purposeTest all the sources by potabletesting kitsRole of ASHA (NRHM)Ascertain water and excretarelateddiseases at the householdlevel as per the NRHM formatCollect sample for testing andtransfer at the PHC for testingbiological parametersCarry out sanitary inspectionof allthe sourcesivCollect sample for testing and transfer at the proposed Take corrective measuresRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 72


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Sub - division Water Testing Laboratory for testing both alongchemical and biological parameterswith VWSC member (1) toprevent pollution of drinkingwater sourcesvviRecord detail of water supply sources and system in the Record keeping of all watervillage/GPandsanitation disease related dataTariff collection from every household and management Advocacy on hygieneof water supply scheme at the GP level.promotionand disease prevention issuesat the household level.viiCarryout awareness activities onwater related issuesCarryout awareness activitiesonsanitation related issuesviiiAny other task assigned by GP President related rural Any other task assigned by GPsupply activitiesPresident related ruralsanitation activitiesProcess Flow Diagram:NRDWQMSP(National Rural Drinking Water Quality Monitoringand Surveillance)StartDWSCCE office ofPHEDWSC select4 GP PersonTrain in StatePHE(4 selected Person)Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 73


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>District office ofPHEGPTrain in DistrictPHE(4 Person)Train 4 Person inBlock levelDistrict Lab.State Lab.30% SampleSend to District LabTrain 4 Person inGP level10% SampleSend to State LabFTK implementedBy 4 GP PersonEndPROCESS SUMMARY:DEPARTMENTPROCESS NAMEPROCESS GOALPROCESS INPUTDWSC selects GPPersonPROCESS DETAILSPublic Health EngineeringNRDWQMSP(National Rural Drinking Water Quality Monitoring andSurveillance)To implementation of NRDWQMSP(National Rural Drinking WaterQuality Monitoring and Surveillance)PROCESS OUTPUTWater sample send to State LabRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 74


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Persons selected by DWSC trained by State PHE Dept. They train other persons in Blocklevel and Gram Panchayat level. They are responsible for water purification and monitoring (byusing Field Testing Kit) in rural area.30% and 10% sample of water send to District Lab andState Lab respectively.5. ApproachAt the State LevelI. Funds will be provided to the States for setting up Water Testing Laboratories at the Sub-Division level.ii. Taking up State and Region specific IEC activities involving PRIs, Co-operatives, WomenGroups, SHGs, and NGOs by CCDU/SWSNM.iii.HRD-Training to be imparted to district, sub-division, block and GP level functionaries.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 75


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>iv. Testing of 100% of the sources at sub-divisional laboratories both for biological andchemical and physical parameters and 10% of samples to be tested which includepositively tested samples by the district laboratories apart from routine cross verification bythe State laboratory.v. The State level laboratories would also be involved in testing concentrations of rareelements and extend all necessary help in providing water quality testing reports to beState Governments during the periods of natural calamity and disasters.vi. Identification/Registration of safe drinking water sources in all rural habitations (GramPanchayat wise).vii. Bacteriological parameters to be tested for all the water samples, whereas thephysical and chemical parameters to be tested on area specific requirement.viii. Data generated from the house hold level or laboratories to be reported through MISdeveloped by the NIC-DDWS or through MIS developed by the States. Only the chemicalparameters will be reflected at the National level MIS and whereas the physical andbacteriological contamination to be reported and tackled at the GP/ District/ State level.ix. Water sample collection, household survey and sanitary inspections of drinking watersources by village level workers from VWSC/GP.x. IEC & awareness generation by village level workers from VWSC/GP using FieldTesting Kits.6. Fundingi. Under the programme, 100% funding would be provided strengthening of district levellaboratories, setting up of sub-divisional laboratories, data reporting cost, stationery cost,honorarium to GP level VWSC workers, water testing, documentation and data entry coststo the States for strengthening water quality monitoring facilities as per approved norms forwater quality monitoring and surveillance programme and NRWSP guidelines.ii. The existing personnel (both technical and non-technical) in several <strong>department</strong>s like PHE,Health, Rural Development, Panchayati Raj etc. would be mobilized and involved. NHRMand 12 th Finance Commission funds to explored and utilized for this purpose.iii. The State Water and Sanitation Support Organization (SWSO) needs to prepare amaster plan for setting up the WQM&S programme and also Annual Action Plan indicatingyear wise financial implication which is to be approved by SLSSC.iv. O&M of the laboratories cost of disinfectants, minor remedial expenses, annuity andmobility, will be covered by the fund available from NHRM, 12th Finance Commission, PRIand State budget.v. The funds for implementation of the programme will be released by Govt. of India tothe SWSM/PHED/Boards, based on criteria like number of drinking water sources, numberof GPs, Block Panchayats, district, total rural population, etc in respective States.vi. All IEC and HRD activities under WQM&S programme is to be taken up under CCDU.Funds for setting up of new laboratories and strengthening of existing district levelRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 76


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>laboratories and administrative expenses shall be released by the States to DWSM/Districtlaboratory. Fund flow and strategy of the entire programme may be decided by the respectiveState/UT Govt.7 Illustrative Listi. Training of Members of PTIs/VWSC/Standing Committee of PRI on water qualityand sanitationWater quality issues including <strong>health</strong> related diseasesWater quality monitoringSanitation and hygieneii. Training of NGOs district level officers, State level functionaries onSocial mobilizationWater quality monitoring and surveillanceSanitation and hygieneiii. IEC strategy which may include• Inter-personal communication (door to door contact)• Audit-visual <strong>public</strong>ity• Hoarding and wall writing etc.• Slogans, picture frames, group meetings, street play, participatory rural appraisal andexhibition may be used as tools.A suggested media and communication strategy is given in CCDU guideline.iv. Training of school teachers at village,bock,district level,Health workers, Anganwadiworkers for promotion of water quality monitoring and surveillance.9. REPORTSThe Reporting mechanism shall be as follows:-i. All data generated at various levels to be put on line. Data generated from thehouse hold level or laboratories to be reported through MIS developed by theNIC-DDWS or through MIS developed by the States.ii. Only the chemical parameters will be reflected at the National level MIS whereas thephysical and bacteriological contamination to be reported and tackled at the GP/District/ State level.iii. Hard copies of the reports are to be submitted at different levels as per theexisting norms.b) Water Quality Problem :Major water quality problem in the context of drinking water encountered in the state of<strong>Assam</strong> are➢ Problem of ironRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 77


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>➢➢➢Problem of fluorideProblem of ArsenicBacteriological problemTwenty three District Level Laboratories (DLL) in each of the districts of <strong>Assam</strong> have beenestablished to facilitate Water Quality Analysis. The laboratories are equipped with differentsophisticated instruments and facilities for testing different water quality parameters and staffof the laboratories are well trained in and outside the state of <strong>Assam</strong>.Each of the laboratories are to perform at least 150 Nos. of physical and chemicalanalysis and 60 Nos. of bacteriological analysis of water samples each month. To maintain theseasonal changes of the water quality different sources have been analyzed at the interval of aweak. After analyzing the water sample, if any water quality parameter is found beyond thepermissible limit necessary steps have been taken to maintain the quality. The activeperformance of the laboratories has has made the APHED capable of detecting various waterquality problems. The APHED is equipped with five Nos. of lon-meter distributed by UNICEF.These Ion-meters are being used by the <strong>department</strong> for accurate determination of variouswater quality parameters particularly content of fluoride in water samples.Problem of Iron:Most of the ground water sources in <strong>Assam</strong> are found to have excess iron content. Thoughexcess iron does not have major <strong>health</strong> problem, but it stains and has aesthetic problem. Totackle the problem of excess iron generally Piped Water Supply Schemes with the provision ofaeration and filtration are proposed. With 75:25 Central and State Governments share 160Nos. of Schemes amounting to 23.75 crore have been technically cleared under the head Sub-Mission under ARWSP to tackle the problem of iron more effectively.Problem of Fluoride:<strong>Assam</strong> Public Health Engineering Department officials were the first to detect fluoride inexcess of Karbi Anglong though the diseases were prevalent for the last twenty years. Prior tothat it was believed to exist no problem of fluoride in the North Eastern States through sixteenother states of the country were identified as having excess fluoride and fluorosis endemic.Intensified water quality testing and monitoring and <strong>health</strong> survey have detected more andmore areas to be fluoride and fluorosis endemic which include some parts Nagaon andKamrup districts besides Karbi Anglong.As per Indian Standards acceptable limit of fluoride in consumable water is 1.0 mg/1 while 1.5mg/1 is the cause for rejection. However, in some cases fluoride content in water has beenfound to be as high as 23 mg/1.consumption of water having excess fluoride has been causingin certain pockets of <strong>Assam</strong> serious <strong>health</strong> problems like• Skeletal fluorosis• Dental fluorosis• Non-skeletal manifestation• All or in a combination of the aboveRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 78


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Flow Chart for Tackling Fluoride ProblemIdentifying the sources of water havingexcess fluorideYesIf (Alternate safewatersource isavailable)NoGenerating awareness among theCommunitynot to use water for Drinking and cookingTo go alternate sourceYesIf(Creation ofalternatesource free fromFluoridecontaminationis possible)NoTreatment of water for removal offluoride.Problem of ArsenicThe occurrence of arsenic in natural ground water is usually due to mineralarsenopyrite,which is associated with sedimentary rocks and weathered volcanic rocks. Fossilfuel, mineral deposits, mining wastes and geothermal areas are other sources through whicharsenic can occur in ground water. Also, arsenic and its compounds are found in waste fromvarious industries like glassware,ceramic,dye,petroleum and refiningmetallurgical,insecticides,pesticides,fertilizers and inorganic chemicals which leaches intoground water. A prolonged consumption of arsenic contaminated water having concentration ofabove 0.05 mg/1lead to arsenicosis. The manifestation of arsenicosis in human body dependsRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 79


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>on (i) concentration of arsenic ,(ii) consumption of water and (iii) nutritional status anddepending on these conditions it takes 6 months to 8 years to exhibit sign of arsenicosis.Phase wise manifestation of arsenicosis:First Phase: sporadic patches (black & white in color) in chest and back called melanocisdevelops which is followed by hardening of palm and toes and development of corn like blackspot called keratosis.Second Phase:The above symptoms are followed by severe cough, asthmatic problems,general weakness as well as anemia.Third Phase: The above complications ultimately leads to cancer of liver, lungs etc.Arsenic in <strong>Assam</strong>:Recently arsenic has been detected in ground water of one block of Dhemaji district and threeblocks of Karimganj district. Water samples of Hand Pump from Majuli riverine island of Jorhatdistrict and Manakachar area of Dhubri district are also sent to UNICEF, Kolkata for getting thesamples tested through Atomic Absorption Photo Spectrometer, as such instrument is notavailable in APHED laboratories. The detailed position of samples tested and correspondingresult are shown below:Name ofDistrictName ofBlockNos. of Sample Nos. of Sample exhibitingtested/sent for presence of Arsenic more Water Sample Testingtestingthan permissiblelimit of 0.05 mg/lAgencyDhemaji Sissiborgaon 20 310 9Total 30 12Bengal EngineeringCollege. Sivpur(WB) onbehalf of UNICEFForensic ScienceLaboratory, <strong>Assam</strong>Guwahati-19KarimganjSouthKarimganjSouthKarimganjNorthKarimganj68 273 2Bengal Engineering College,Sivpur (WB)behalf of UNICEFonSchool of Environmental Studies, JadavpurUniversity, Kolkata53 5 -Do-Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 80


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>KarimganjJorhatSouthKarimganj68 27Bengal Engineering College,Sivpur (WB)behalf of UNICEFPatherkandi 23 3 -Do-Badarpur 3 Nil -Do-Total 150 37MajuliRiverineIsland10 ResultawaitedDhubri Mankachar 15 ResultawaitedSent for testing to UNICEF, KolkataSent for testing to UNICEFonNatural Calamity and APHEDNatural calamity like flood is occurring almost every year in <strong>Assam</strong> and it poses a challengingtask to the APHED with respect to ensuring safe drinking water to the flood affectedpopulation.Major activities taken up by the APHED during and after flood are as follows:-➢ Distribution of leaflets containing instruction regarding various 'dos and don't s' to befollowed during and after flood.➢ Distribution of chemical packets( alum,bleaching powder and lime) for domestic levelwater purification.➢ Disinfection of spot sources.➢ Installation of spot sources at the relief camps and raising of the hand pumps asrequired.➢ Repairing and restoration piped water supply schemes and spot sources damaged byflood.During flood some chemicals like NaDCC, Calcium Hypochloride Granules are distributed toflood affected areas by Divisional PHE office supplied by UNICEF.Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 81


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>e-Readiness in Public Health Engineering DepartmentAs 'new initiative to improve the functioning of the <strong>department</strong>' computerization in PHED,<strong>Assam</strong> started during the 9 th Plan period (1997-2002) under the award of Rajiv GandhiNational Drinking Water Mission (RGNDWM), Ministry of Rural Development(MoRD),Government of India(GOI). In the beginning, computer hardware & software were procuredand related staff/officers were imparted training for forty two officers which included the headoffice,all zonal officers and circle officers along with twenty-four division officers. As a result ofcomputerization, the 'data storage' and 'data retrieval' become very easy and better 'planning& monitoring' became possible.Again, during 10 th Plan period (2002-07), 'Revised Guide lines for Computerization &MIS' were circulated by the Govt. of India and states were asked to submit proposal forcomputerization. And accordingly, proposal was prepared and mooted to Govt. of India for thework of up-gradation of existing hardware upto the circle level officers, procurement of newhardware, procurement of software, training of related staff and establishment of networkamong the computer systems upto the division level. The proposal was approved with somemodification and fund was released by GOI.The physical progress achieved during the 10 th Plan period was as follows:➢ New hardware & software procured & installed in 20 new offices which include theAPHED Secretariat and 19 divisions.➢ Additional computer hardware procured & installed in all other 42 officers which werecomputerized during 9 th Plan Period.➢ Computers (numbering 81) procured during 1999-2000 were upgraded by way ofreplacement.➢ 160 persons were trained on computer application.➢ Work of development of customized software for the <strong>department</strong> is started and SRS(Software Requirement Specification) is finalized. Meanwhile, Govt. of India decided tocontinue the project during 11 th Plan Period (2007-2012) and released Rs 110.96 Lakh forcontinuation of the project.During 2007-08, the following activities were taken up:a) Computer hardware procured and installed in the head, zonal, circle officers and 23 No.District Level Laboratories. Total quantity of computer hardware procured is as follows:Total quantity of computer hardware:Sl. No. Item Quantity1 Server - II 162 Desktop Compute 333 Dot Matrix Printer 36Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 82


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>4 Laser Printer(light) 205 Laser Printer(heavy) 16 LCD Projector 17 Scanner 28 Laptop Computer 49 UPS(500VA) 4110 UPS(1 KVA) 211 UPS(2 KVA) 1a) For establishment of Network Connectivity among the computer systems of the<strong>department</strong>, necessary hardware was procured. Necessary fees etc. are also deposited in theBSNL state office. The work of installation is in progress. The offices situated in Guwahati arealready connected.b) Work of Software development has started and necessary payments are made to NIC.The Software will comprise of following functional modules:1) Procurement Management System2) Personnel & Payroll System3) Litigation4) Water Analysis System5) Complaint Monitoring System6) Finance, Budget & Works7) Accounting8) Deposit Works Accounting System9) Scheme & Programme Management10) Materials and Stores Management11) Equipment Information System12) Water Source and Asset Management13) Habitation Survey Status14) Mechanical15) Planning & MonitoringRef.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 83


As-Is and e-Readiness Study report on Public Health EngineeringDepartment, Govt. of <strong>Assam</strong>Ref.: AEDC/AOP/EOI/2009/10 Copyright : AEDC Ltd. 84

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