11.07.2015 Views

(Draft of letter of intimation of change in constitution/name to ... - MCX

(Draft of letter of intimation of change in constitution/name to ... - MCX

(Draft of letter of intimation of change in constitution/name to ... - MCX

SHOW MORE
SHOW LESS
  • No tags were found...

Create successful ePaper yourself

Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.

,Sr. NoDocumentRef. No.ParticularsCompliance(Yes /No)iv.The date <strong>of</strong> execution <strong>of</strong> undertak<strong>in</strong>g should not be before the date<strong>of</strong> stamp paper purchase date by the Member / frank<strong>in</strong>g date.v.Undertak<strong>in</strong>g is duly signed by the Manag<strong>in</strong>g Partner under therubber stamp on each and every page.vi.Undertak<strong>in</strong>g is submitted <strong>in</strong> the prescribed format <strong>of</strong> the Ex<strong>change</strong>.7 CNP-7Intimation <strong>of</strong> Client and Settlement Account details <strong>in</strong> the new<strong>name</strong>(In case <strong>of</strong> Trad<strong>in</strong>g member only Client Account details <strong>to</strong> besubmitted)i.ii.iii.iv.Note:- Name <strong>change</strong> (new <strong>name</strong>) <strong>in</strong> the above said document is <strong>to</strong>be effected / carried out only after receipt <strong>of</strong> <strong><strong>in</strong>timation</strong> from theEx<strong>change</strong>The Letter for the Client and Settlement Account numbers from theBank is on the <strong>letter</strong> head <strong>of</strong> the BankBank Letter is addressed <strong>to</strong> Ex<strong>change</strong>The Title <strong>of</strong> the Bank A/c isTrade Name <strong>of</strong> Member-<strong>MCX</strong> Client A/cv. Trade Name <strong>of</strong> Member-<strong>MCX</strong> Settlement A/cvi.vii.Bank <strong>letter</strong> conta<strong>in</strong> Name <strong>of</strong> the Branch where the A/c is opened.Bank Letter is signed by the Authorised Signa<strong>to</strong>ries <strong>of</strong> the Bank.8 CNP-8Letter from Bank <strong>to</strong> <strong>MCX</strong> confirm<strong>in</strong>g the <strong>change</strong> <strong>of</strong> <strong>name</strong> <strong>in</strong> Fixed deposits / Bank Guarantees and Pledge deed <strong>in</strong> the new <strong>name</strong> for the warehouse receiptssubmitted <strong>to</strong> us (if any) on stamp paper <strong>of</strong> Rs. 300/- (referCircular no. <strong>MCX</strong>/258/2005 dated July 18, 2005) In case the member has a DP account with cus<strong>to</strong>dian (HDFCSecurities), then the members is required <strong>to</strong> do the <strong>name</strong><strong>change</strong> process at DP level and <strong>in</strong>timate the Ex<strong>change</strong>Note:- Name <strong>change</strong> (new <strong>name</strong>) <strong>in</strong> the above said documents is <strong>to</strong>be effected / carried out only after receipt <strong>of</strong> <strong><strong>in</strong>timation</strong> from theEx<strong>change</strong>CNP 8 – Not applicable <strong>in</strong> case <strong>of</strong> a Trad<strong>in</strong>g Member

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!