In this lecture we will develop further ideas for understanding the flavor puzzle. I willdescribe how Grand Unificati<strong>on</strong>, combined with flavor symmetries helps understand many <strong>of</strong>the features and indicate possible tests <strong>of</strong> this idea. Subsequent lectures will address radiativemass generati<strong>on</strong> mechanism as an attractive way <strong>of</strong> explaining the mass hierarchy, and thestr<strong>on</strong>g CP problem and its possible resoluti<strong>on</strong>s.§9. Grand Unificati<strong>on</strong> and the flavor puzzleGrand Unificati<strong>on</strong> is an ambitious program that attempts to unify the str<strong>on</strong>g, weak andelectromagnetic interacti<strong>on</strong>s. It is str<strong>on</strong>gly suggested by the unificati<strong>on</strong> <strong>of</strong> gauge couplingsthat happens in the minimal supersymmetric standard model (MSSM). Besides its aestheticappeal, in practical terms, Grand Unified Theories (GUTs) reduce the number <strong>of</strong> parameters.For example, the three gauge couplings <strong>of</strong> the SM are unified into <strong>on</strong>e at a very high energyscale M GUT ≃ 2 × 10 16 GeV. The apparent differences in the strengths <strong>of</strong> the various forces isattributed to the sp<strong>on</strong>taneous breakdown <strong>of</strong> the GUT symmetry to the MSSM and the resultingrenormalizati<strong>on</strong> flow <strong>of</strong> the gauge couplings. SUSY GUTs are perhaps the best motivatedextensi<strong>on</strong>s <strong>of</strong> the SM. They explain the quantizati<strong>on</strong> <strong>of</strong> electric charge, as well as the quantumnumbers <strong>of</strong> quarks and lept<strong>on</strong>s. They provide ideal settings for understanding the flavor puzzle,which will be the focus <strong>of</strong> this discussi<strong>on</strong>.The simplest GUT model is based <strong>on</strong> SU(5). I will assume low energy supersymmetry,motivated by the gauge coupling unificati<strong>on</strong> and a soluti<strong>on</strong> to the hierarchy problem. Foran understanding <strong>of</strong> quark–lept<strong>on</strong> masses and mixings SUSY is not crucial, but within thec<strong>on</strong>text <strong>of</strong> SUSY there will be many interesting flavor violating processes. In SU(5), the fifteencomp<strong>on</strong>ents <strong>of</strong> <strong>on</strong>e family <strong>of</strong> quarks and lept<strong>on</strong>s are organized into two multiplets: A 10–pletand a 5–plet. The 5 is <strong>of</strong> course the anti–fundamental representati<strong>on</strong> <strong>of</strong> SU(5), while the 10is the anti-symmetric sec<strong>on</strong>d rank tensor. It is very n<strong>on</strong>trivial that this assignment <strong>of</strong> fermi<strong>on</strong>sunder SU(5) is anomaly free. The 5–plet c<strong>on</strong>tains {d c , L} fields, while the 10–plet c<strong>on</strong>tainsthe {Q, u c , e c } fields. There is no ν c field in the simplest versi<strong>on</strong> <strong>of</strong> SU(5), but it can be addedas a gauge singlet, as in the SM.The symmetry breaking sector c<strong>on</strong>sists <strong>of</strong> two types <strong>of</strong> Higgs fields: And adjoint 24 H –pletwhich acquires vacuum expectati<strong>on</strong> value and breaks SU(5) down to the SM gauge symmetry,and a {5 H + 5 H } pair which c<strong>on</strong>tain the H u and H d fields <strong>of</strong> MSSM. The Yukawa couplings <strong>of</strong>fermi<strong>on</strong>s <strong>on</strong>ly involve the latter fields and read asW Yuk = (Y u ) ij 10 i 10 j 5 H + (Y d ) ij 10 i 5 j 5 H . (1)Here (i,j) are family indices, and SU(5) c<strong>on</strong>tracti<strong>on</strong> is implicit. Y u is now a symmetric matrixin generati<strong>on</strong> space, while Y d is a general n<strong>on</strong>-hermitian matrix. Note that there are <strong>on</strong>ly two1
Yukawa coupling matrices, unlike the three matrices we had in the SM. The reas<strong>on</strong> for thisreducti<strong>on</strong> <strong>of</strong> parameters is the higher symmetry and the unificati<strong>on</strong> <strong>of</strong> quarks with lept<strong>on</strong>s.When Eq. (1) is expanded, <strong>on</strong>e would obtain a relati<strong>on</strong> between the down quark and thecharged lept<strong>on</strong> mass matrices:M d = Ml T . (2)This leads to the asymptotic (valid at the GUT scale) relati<strong>on</strong>s for the mass eigenvaluesm 0 b = m 0 τ, m 0 s = m 0 µ, m 0 d = m 0 e (3)where the superscript 0 is used to indicate that the relati<strong>on</strong> holds at the GUT scale.In order to test the validity <strong>of</strong> the predicti<strong>on</strong> <strong>of</strong> minimal SUSY SU(5), we have to extrapolatethe masses from GUT scale to low energy scale where the masses are measured. This is d<strong>on</strong>eby the renormalizati<strong>on</strong> group equati<strong>on</strong>s. The evoluti<strong>on</strong> <strong>of</strong> the b quark and τ lept<strong>on</strong> masses isshown in Fig. 1 for two differen values <strong>of</strong> tanβ = (1.7, 50). Here we have extrapolated theobserved masses from low scale to the GUT scale. It is remarkable that unificati<strong>on</strong> <strong>of</strong> massesoccurs in this simple c<strong>on</strong>text. The main effect <strong>on</strong> the evoluti<strong>on</strong> comes from QCD enhancement<strong>of</strong> b quark mass as it evolves from high energy to low energy scale, which is absent for the τlept<strong>on</strong>.0.0350.030.90.8Λ b\Τ4 6 8 10 12 14 160.0250.020.7Λ b\Τ0.60.0150.54 6 8 10 12 14 16ΜLog 10 GeV ΜLog 10 GeV Figure 1: Evoluti<strong>on</strong> <strong>of</strong> the b–quark and τ–lept<strong>on</strong> masses in the MSSM for tanβ = 1.7 (leftpanel) and 50 (right panel). m b (m b ) = 4.65 GeV has been used here.Fig. 2 shows the predicted values <strong>of</strong> m b (m b ) using the asymptotic relati<strong>on</strong> m 0 b = m 0 τ as afuncti<strong>on</strong> <strong>of</strong> m t and the parameter tanβ. For low and large values <strong>of</strong> tanβ, there is always goodsoluti<strong>on</strong> for m b (m b ), while for intermediate values there is no acceptable soluti<strong>on</strong>. It should bementi<strong>on</strong>ed that there are significant finite correcti<strong>on</strong>s to the b–quark mass from loops involvingthe gluino, which is not included in the RGE analysis. These graphs, while loop suppressed, areenhanced by a factor <strong>of</strong> tanβ, and thus can be as large 30-40% for m b (m b ). So even intermediatevalues <strong>of</strong> tanβ are not totally excluded.2