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Penn Philosophical Perspectives - University of Pennsylvania

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<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong><strong>Penn</strong> <strong>Philosophical</strong> What’s new?January 2010a national student journal fromthe philosophy department at U<strong>Penn</strong>1


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>ForewordDr. Zolton DomotorU<strong>Penn</strong> Philosophy Undergraduate Chair 1989-2009It has been twelve years since the <strong>University</strong> <strong>of</strong> <strong>Penn</strong>sylvania undergraduate philosophy journal Foundationspublished. Funds from the College have paid for preparation and publishing <strong>of</strong> Foundations over a couple <strong>of</strong> years, but whenundergraduate chair <strong>of</strong> <strong>Penn</strong>’s Philosophy Department for the past twenty years, I feel that I have been fortunate to oversee thepublication <strong>of</strong> Foundations and the essays contained in its volumes.In the ensuing decade, after the Foundations, <strong>Penn</strong>’s undergraduate philosophy community was advised to considerelectronic submissions to various outside-<strong>Penn</strong> undergraduate philosophy journals, including the Dialogue (Journal <strong>of</strong> PhiSigma Tau, International Honor Society for Philosophy -- <strong>Penn</strong>’s Philosophy Department is its regular chapter member and Ihave had the honor <strong>of</strong> being <strong>Penn</strong>’s Psi chapter representative), The Dualist<strong>Penn</strong>’s Foundations), and at least eighteen other undergraduate philosophy journals, currently published both in print andonline throughout the United States. undergraduate philosophy journal, <strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>. The inauguration <strong>of</strong> <strong>Penn</strong>’s journal comes at a time <strong>of</strong>renewed undergraduate interest in the pursuit <strong>of</strong> philosophical research and publishable writing, whether inspired as part <strong>of</strong> aregular class assignment, honors thesis project, or self-motivated. In many ways and by every major measure, <strong>Penn</strong> has alwaysbeen committed to undergraduate writing -- regularly practiced in its numerous critical writing seminars -- and in Philosophyresearch paper writing is an integral part <strong>of</strong> teaching and scholarship.I anticipate that under the founders’ innovative editorial management skills and their continued allegiance to academicallyrigorous standards (in determining the quality <strong>of</strong> research, depth <strong>of</strong> philosophical inquiry, ingenuity, accessibility, and clarityin the submission pool essays), <strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> will attract the most brilliant undergraduate students in theworld and from all philosophical walks <strong>of</strong> life. It will not only foster the publication <strong>of</strong> student papers in philosophy and promotea deeper study <strong>of</strong> philosophy, but also it will reach a broad community <strong>of</strong> readers with serious interest in undergraduatescholarship and writing that really matters.<strong>Penn</strong>’s Journal will join a growing roster <strong>of</strong> other undergraduate philosophy journals and I expect that initially it willdraw primarily upon <strong>Penn</strong> students’ exceptional undergraduate contributions in philosophy and their dedication to scholarlywriting. It will provide excellent opportunities for undergraduate students to showcase their work and to bolster applicationsfor admission in graduate schools.In addition to numerous undergraduate philosophy journals, there are many undergraduate philosophy conferences, in-by the Philosophy Department in early February. Students interested in attending such conferences should contact the philosophyundergraduate chair for more information.Last but not least, there are many local and national essay contests, usually open to fulltime students enrolled at variousregarding submission guidelines, please contact the Philosophy Department.These avenues provide opportunities for work in philosophy outside the classroom and they help foster a philosophicalculture among undergraduates, in areas ranging anywhere from ancient and medieval philosophy to contemporary issues inepistemology and metaphysics, moral and political philosophy, and philosophy <strong>of</strong> science. <strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> and I am grateful to the Philosophy Under-<strong>Penn</strong>’s new Journal, and talking to me about unveiling it to the undergraduate philosophical community at-large. Finally,initial inspiration and interest, this second Journal venture might probably never have been started.Zoltan DomotorUndergraduate Chair, 1989 - 2009Department <strong>of</strong> Philosophy<strong>University</strong> <strong>of</strong> <strong>Penn</strong>sylvaniaJanuary 201012


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Contents3. Morality and SagesMencius and Xunzi on Self-Discovery7. Leibnitz’s ContraditionOn the Moral Necessity <strong>of</strong> Creation11. Complexity, Information, and ModelingRobert RyanDuke <strong>University</strong>10. Art: Emblem <strong>of</strong> PhilosophyChristina Mao<strong>University</strong> <strong>of</strong> <strong>Penn</strong>sylvania15. Chip on the ShoulderFinding a Better Alternative to Revenge21. Bad Luck is Not a Way Out <strong>of</strong> JailDrawing the Line Between Chance and Intention23. Why Fortune Does Not Bring HappinessA Stoic Critique <strong>of</strong> the Aristotelian Notion <strong>of</strong> Blessedness26. On the Philosophy <strong>of</strong> MetaphorsAn interview with Dr. Elisabeth CampAbout PPPBieu Bu Tran<strong>University</strong> <strong>of</strong> ConnecticutBenjamin Naecker<strong>University</strong> <strong>of</strong> <strong>Penn</strong>sylvaniaBenjamin FarkasPrinceton <strong>University</strong>Gregory L. HertzStanford <strong>University</strong>Dustin ElliotChristina Matthias<strong>University</strong> <strong>of</strong> <strong>Penn</strong>sylvaniaEditorial BoardEditor-in-ChiefExecutive EditorCharles Kenworthy (C’10)EditorsArtists<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> publishes research,outstanding course essays, artwork, critical articles, andother writing formats. PPP circulates in print and online,from both graduate and undergraduate students.For details on submissions, how to get involved,or advertising, please visit:www.ppperspectives.orgJanuary 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> is an independent student publication advised andendorsed by U<strong>Penn</strong>’s Philosophy Department. All articles are chosen by the EditorialBoard based on merit <strong>of</strong> argument or reasoning. All opinions expressed herein aresolely those <strong>of</strong> the author(s) and do not in anyway reflect the opinions or theendorsement <strong>of</strong> the Editors or the Philosophy Department at U<strong>Penn</strong>.2


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Morality and Sages:Mencius and Xunzi on Self-DiscoveryBieu Bu Tran<strong>University</strong> <strong>of</strong> Connecticutbieu.tran@huskymail.uconn.eduAbstractHuman nature (ren-xing ) has been a widely disputed topic throughout the history<strong>of</strong> Chinese philosophy. The disagreement between Confucian philosophers Mencius andXunzi lies in the crucial distinction between ke yi (capacity) and neng (ability).Xunzi criticizes the Mencian view <strong>of</strong> human nature as being too naive and simplistic, becauseXunzi thinks that morality is not inborn, but rather the creation <strong>of</strong> the sages. Menciusargues for the opposite: in order for sages to formulate and institute moral processes,there must have been certain “moral endowment” that existed in order for the sages to doso. This paper will attempt to reconcile these two views.Human nature (ren-xing ) has been a widely disputedtopic throughout the history <strong>of</strong> Chinese philosophy.cius,largely abstained from elaborating on the topic <strong>of</strong> humannature in the Analects. In fact, the following two passages sumanother by nature. They diverge as a result <strong>of</strong> repeated practice”and “it is only the most intelligent and most stupid whoare not susceptible to change” (Confucius and Lau 17.2 and-good and bad at the same time, at least one <strong>of</strong> the two philosophersmust be wrong (Lau 541-565). crucial distinction between ke yi (capacity) and neng(ability). Hence, the two philosophers have prescribed differenthas spontaneous benevolent impulses that, when cultivated, canJanuary 2010correctly result in a wholly benevolent person. In other words,he thinks that humans are endowed with moral resources in theform <strong>of</strong> the four sprouts provided by Heaven (tian ). However,such endowments require careful and rigorous nurturing that morality is not inborn, but rather the creation <strong>of</strong> the sages.The sages created rituals to instill moral norms and practicesupon their people in order to curb their excesses and mold their the idea that in order for the sages to formulate and institutemoral processes, there must have been certain “moral resources”that existed in order for the sages to do so.If this interpretation is correct, then the human nature ar-educating others on how to cultivate their natural endowment.-acceptingthat human nature really is good because the initial endowment


y tian (Heaven) provides the necessary moral resources rectreply to this claim is, “the potter molds clay to make anearthenware dish, but how could the dish be regarded as part <strong>of</strong>benevolence and moral goodness have the same form as whatgave rise to them, namely, an endowment <strong>of</strong> moral resourcesstrategy” that claims that even if humans are good in their originallysimple organic state, they move away from this goodnesssessan endowment <strong>of</strong> moral resources in a theoretical state <strong>of</strong>nature, they are in reality far from being moral and benevolent In this paper I hope to contribute to this larger debate by argument has a genetic fallacy. I will advance a position thatcius.I will argue that sages are a special class <strong>of</strong> humans who“discovered” morality and norms, rather than created it. Peoplecome to know a “new” discovery (in this case, morality) whenthey consciously come to grips with it, but it does not followthat morality itself did not exist prior to the discovery. In thissense, the sages were merely discoverers <strong>of</strong> a phenomenon thatwas already in existence, namely, morality. Upon their discovery,the sages then formulated a set <strong>of</strong> moral norms and ritualsthat allows others to discover the same phenomenon. Thisview is also consistent with the claim that morality or goodnessis inborn, for in order to have morality, one has to personallydiscover something that has been there all along. In this interpretation,the sages are not “creating” morality from moral resourcesbut rather creating a recipe that individuals can followto discover morality with the moral resources that they alreadypossess. This, I believe, is enough to reject the “genetic fallacy”proposition. In order to arrive at this conclusion, I willdraw distinctions between the three classes <strong>of</strong> humans and theirrelation to goodness and morality, elaborate on the capacityabilitydistinction, and most importantly, establish a connectionbetween moral resources and the discovery <strong>of</strong> morality.Sages, Ordinary People, Small MenThere are three classes <strong>of</strong> human beings: sages that arepurely good, small men that are purely wicked, and in between,ordinary people that are capable <strong>of</strong> being in either category. fuciustoo shares the view that most people tend start out asordinary people that can become good or bad depending onwhat they do in life, as “men are close to one another by nature.They diverge as a result <strong>of</strong> repeated practice” (ConfuciusJanuary 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>the same nature and that “a man on the street can become a Yuare their doctrines different? Their doctrines are similar onlybecause their end goal is similar: to bring morality to ordinarypeople so that they can become good rather than evil. However,their doctrines are essentially different as the two philosophersdiverge when it comes to the procedures through which this endgoal is reached.The Capability-Ability Distinction for the notions ke yi (capacity) and neng (ability).The distinction between having capabilities and being able isthis. Capabilities are usually inborn and one need not obtainthem because Heaven has already granted every individuala set <strong>of</strong> capabilities at birth. The notion <strong>of</strong> ability, on the otherhand, rests more on the individual rather than Heaven. Capabilitiesenable one to do things, or at the very least, provide athe decision whether to perform these actions or not belongs tothe individual. Thus, in the category <strong>of</strong> abilities, there are twodistinct notions: bu wei not acting (or unwilling) and bunengif one has the capability to do something in principle but is unableto carry out the task due to practical reasons, it cannot besaid that this is by choice. For example, even though anyone iscapable <strong>of</strong> not sleeping, perpetual sleep deprivation can lead tosevere illness and death. Thus, no living human has ever experiencedperpetual sleeplessness. clarify the difference between not acting and un-the other hand, if one refuses to massage an elder’s stiff joints,then this is clearly an example <strong>of</strong> not acting rather than beingand compassionate ruler, it is not because he is unable to doso. Instead, it is because the king is unwilling to act accordingto his endowed capacity, which includes compassion. Indeed,bu ren ) thesuffering <strong>of</strong> others because they have a heart-mind that allowsthem to feel pity for a child who is about to fall into a well orcommiseration is all the pro<strong>of</strong> that one needs to show that humanbeings are endowed with the capacity to become moral andfersto this endowment made by Heaven as the four sprouts,which when cultivated properly will grow into a virtuous per-selfsimilar to the way one needs to exert effort in order to lift a4


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>feather. Therefore, it follows that a king would need to exert hisaccount <strong>of</strong> human nature, everything seems genuinely inborn<strong>of</strong>fers a markedly different account <strong>of</strong> human nature, one thatcialcreation <strong>of</strong> morality by the sages. -by foot across the width <strong>of</strong> the whole world, yet there has neverbeen a case where anyone was able to travel across the worldinghis take on the distinction between being able and choosingnot to act, given that one has the endowed capacity. Knoblock’sthat it reveals the logical possibility that one’s foot can indeedtravel across the “width <strong>of</strong> the whole world,” rather than translatingthis as “every place under Heaven,” which seems lessmathematically graspable concept that increases the plausibility<strong>of</strong> one’s feet walking across the width <strong>of</strong> the whole world. tion<strong>of</strong> inborn capabilities, which was granted by Heaven. The“inborn capacity for morality” because both are capabilitiesgranted by Heaven at birth and are inborn rather than learned orobtained. If my reading <strong>of</strong> this is correct, then it is also plausibleto claim that even though the “inborn capacity for morality”allows one to be moral, thoroughly benevolent, and sage-like,having a capacity does not entail one actually achieving mo--achieving morality, then it appears that morality (if humansare ever going to have it) is something that would have to be(Read top down, from the right)something that already exists. In this sense, the disagreementhumans can obtain morality and not a general debate regardingwhether humanity is good or bad by nature. Henceforth, I willshift the focus <strong>of</strong> my paper to morality.Morality and Moral Resources that human beings all have a heart <strong>of</strong> commiseration using thestory <strong>of</strong> the child who is about to fall into a well. This, I believe, <strong>of</strong> morality for all humans in the sense that almost everybodywill have the same feeling <strong>of</strong> sympathy for the child, regardless<strong>of</strong> whether he or she will develop this moral feeling intosomething strong enough to induce an action <strong>of</strong> actually savingthe child. To be sure, by claiming that morality begins upondenbecome moral only because they feel pity for the child whois about to fall into a well. I am merely suggesting that suchbenevolent impulses must have stemmed from a moral sourcethat individuals already possess.Following this line <strong>of</strong> thought, D.C. Lau interprets the (a) all men are by nature able to distinguish right from wrong,and (b) not only are they able to draw the distinction but theyare also obligated by logic to approve <strong>of</strong> the right as such anddisapprove <strong>of</strong> the wrong as such (Lau 548). To approve <strong>of</strong> thewrong makes it “right” but a wrong can never be right on pain an obligation for men to be able to distinguish between rightand wrong, and subsequently, opting to do the right thing overthe wrong thing, is both practical and can be enforced throughashamed <strong>of</strong> not being as good as others, how will one ever beas good as others?” The sages too are bound by these obliga- wrong, but this still leaves the possibility that he can do wrong.The difference between a sage and an ordinary man is that theresult, opts to do the right thing over the wrong thing. The ordi-the wrong and <strong>of</strong>ten does wrong. In other words, even thoughHeaven has endowed the sage and the ordinary person with anequal amount <strong>of</strong> moral resources, the sage becomes a sage becausehe has fully cultivated his four sprouts. The benevolent“impulses” which once were weak and spontaneous are nowtransformed into a strong motivating force for goodness. morality and norms are “created” using the same stuff that gaverise to them. In his most direct reply he say that “the pottermolds clay to make an earthenware dish, but how could theJanuary 2010 5


endowed by Heaven with moral resources because his observationson how human beings act in reality lay the foundation for-case by saying that even if humans did possess goodness in theoriginal state, they may have moved away from this at birth.lent.Human desires are largely responsible for these negativequalities that human beings possess, and hence the former sagethose who practice them to obtain morality through “self-arti-crooked wood is straightened. To put it differently, repeatedpractice <strong>of</strong> rituals gives men their “second” nature, one that in-person’s behavior is in reality markedly different from what hasbeen endowed to that person by Heaven, because endowmentsby Heaven are good while human beings in reality are wicked;(b) the end-product <strong>of</strong> the rituals and moral norms created bythe sage kings is morality, which is purely good; (c) therefore, acould not have given rise to b because something that is wickedand bad cannot create something that is purely moral and good.Morality and Discovery cantlymore intelligent than the general population and had awith morality, so it is safe to assume that the sage kings werewhat it entails. In this sense, the sages know about moralityonly ins<strong>of</strong>ar as they are conscious <strong>of</strong> it, but it does not followthat morality did not exist prior to their conscious experience,help in understanding this. Christopher Columbus is creditedorto Columbus’ discovery. Thus, it is plausible to assume that-Similarly, the sages are credited with discovering morality becausemorality was not known to the world <strong>of</strong> humankind, butit does not follow that moral goodness and benevolence did notexist prior to their discovery. To say that morality did not existin the mind <strong>of</strong> sages and non-sages is not enough to say thatmorality did not exist anywhere prior to its discovery. Thus, itis safe to say that the sages are pioneers who happened to bealsor blueprints based on their discovery, so that “even a manJanuary 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>only become sages if they are willing to follow the blueprintsmall man can become a gentleman but he refuses to, and a gentlemancan become a small man but he refuses to.” This is alsoresult <strong>of</strong> repeated practice” (Confucius and Lau 17.2).I think this argument is consistent with both the works <strong>of</strong> mise.In this view, the sages are responsible for creating andthe possibility that men might have an intuitive sense <strong>of</strong> moralityendowed by Heaven. This is because ordinary people havea conscious experience <strong>of</strong> morality and it cannot be disproved-importantly, this argument refutes the claim that there is a ge-are not “creating” morality out <strong>of</strong> moral resources per se. Instead,the rituals and moral norms created by the sages serve asa blueprint by which ordinary people can attempt to discovermorality through the cultivation <strong>of</strong> their weak and spontaneousereducation in that an instructor is there only to provide guidanceto the students while leaving the self-discovery processup to the student. Rather than attempting to mold the studentsinto something that they are not, the instructor acts as a guidegreat teachers <strong>of</strong> morality.Works Cited Deng, Shiru. “Hanging scroll, ink on paper.” 1796. The Palace 65. Print. Kong: Chinese <strong>University</strong> Press, 1984. Print. Calif: Stanford <strong>University</strong> Press, 1988-1994. Print.6


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Leibnitz’s Contradiction:On the Moral Necessity <strong>of</strong> CreationRobert RyanDuke <strong>University</strong>rsr14@duke.eduAbstractGottfried Leibniz argued that God was morally necessitated to enter into an act <strong>of</strong> creationsibleworlds. However, despite Leibniz’s attempted differentiation between metaphysicaland moral necessity, I argue that his attempt to necessitate God’s act <strong>of</strong> creation ultimatelyfails. Given God’s initial perfection, it does not logically follow that creation is the bestchoice, and any attempt to necessitate God’s choice contradicts his perfection.January 2010In his metaphysical worldview, 17th century philosophergumentfor this idea by appealing to the perfection <strong>of</strong> the char-metaphysical system. Given God’s perfection and the principlebest <strong>of</strong> all possible worlds because the only created world inline with God’s perfection is the best <strong>of</strong> all possible worlds.best <strong>of</strong> all possible worlds. Yet with his assertion that we live in-mentfor why evil exists in the world. Does the existence <strong>of</strong> evilcalcareer mulling over the various responses to the problem<strong>of</strong> evil, clearly evidenced by the fact that the last book he everwrote, entitled Theodicy: Essays on the Goodness <strong>of</strong> God, theFreedom <strong>of</strong> Man, and the Origin <strong>of</strong> Evil, was fully devoted tothis topic. Yet in assessing this problem, particularly with hiscientreason for God to choose to create a world at all, given thenecessitating God to engage in an act <strong>of</strong> creation to contradictGod’s perfection, particularly His wisdom and goodness. Discourse on Metaphysics-78


fends his line <strong>of</strong> reasoning based upon his understanding <strong>of</strong> theDiscourse byasserting that “the most widely accepted and meaningful notionwe have <strong>of</strong> God is expressed well enough in these words,-was so prevalent during his time. He holds that “there are severalentirely different perfections in nature, that God possessall <strong>of</strong> them together, and that each <strong>of</strong> them belongs to him inan all-knowing, all-powerful, unchanging, and perfectly goodGod, and He retains all <strong>of</strong> these attributes at the same time andthroughout all <strong>of</strong> history. The perfections <strong>of</strong> God, according toture. -different variations, in its most basic form it asserts the notiontied to his understanding <strong>of</strong> the perfection <strong>of</strong> God, and we mustGod’s existence, including His acts <strong>of</strong> creation, must follow thehold the idea that God must act perfectly in all He does. Thereason God chooses to do some things and not others is becauseHe must choose perfectly, in accordance with His nature. It isthe best <strong>of</strong> all possible worlds. our experiences in our bodies. His notion <strong>of</strong> the world includesthe entire universe, past, present, and future. His idea <strong>of</strong> theworld also includes his notion <strong>of</strong> both our lives here on earthand the idea <strong>of</strong> the after-life. Death does not end our experiencethesis that we live in the best <strong>of</strong> all possible worlds by appeal-be a reason why God created this world and not another world.nature. He must create the best <strong>of</strong> all possible worlds, because,have is to act imperfectly” (185). God cannot act imperfectly,so to act perfectly in His act <strong>of</strong> creation is to create the best <strong>of</strong>all possible worlds. <strong>of</strong> all possible worlds comes out <strong>of</strong> the fact that evil exists inholds strong to his assertion that we live in the best <strong>of</strong> all possibleworlds. He believes that the existence <strong>of</strong> evil must be inJanuary 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>accord with God’s creation <strong>of</strong> the best <strong>of</strong> all possible worlds.-best <strong>of</strong> all possible worlds. reason holds for God’s choosing to engage in an act <strong>of</strong> creation.tionthroughout all <strong>of</strong> time, including the time before the cre-be necessitated to engage in any act <strong>of</strong> creation. work Theodicy. In the Theodicycalnecessity is a thing in which the opposite thing or choice isto create is free: God is prompted to all good; the good, eventhe best, inclines him to act; but it does not compel him, forhis choice creates no impossibility in that which is distinct forthe best; it causes no implication <strong>of</strong> contradiction in that whichit is not metaphysically necessary for God to create becausethat God was morally necessitated to engage in acts <strong>of</strong> creation.He believes that “it is a moral necessity that the wisest shouldbe bound to choose the best” (270). In accordance with Hisargues that refraining from creating would reveal a lack <strong>of</strong> wis-possible worlds would not be in accordance with God’s wisdomand perfection. moral necessity is a very important one. If something is metaphysicallynecessitated, then the notion <strong>of</strong> choice does not evenenter into the picture, whereas if something is morally neces-God’s choice here is morally, but not metaphysically, neces-and wisdom. This argument employs the same line <strong>of</strong> reasoningmust involve choosing what is best, and choosing to create thebest <strong>of</strong> all possible worlds is clearly what is best. So God must,create. In order for God to remain praiseworthy, God must actationis this: that to refrain from creating would not be in linewith God’s perfection, especially in terms <strong>of</strong> His wisdom andgoodness.8


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> His line <strong>of</strong> reasoning implies that through an act <strong>of</strong> creation,God’s perfection is increased. To make God’s choice to enterinto an act <strong>of</strong> creation a moral necessity deems that if God doesnot act in such a way, then He will act contrary to His ownnature (for God would not be acting in a perfect way). YetI believe that to follow such a line <strong>of</strong> reasoning contradictsingthat if God did not create the world, then He would notbe supremely wise. The problem with this argument is that itholds that God’s act <strong>of</strong> creation adds to His goodness and wis- -to or improved upon, but by necessitating this choice <strong>of</strong> God’s,that a perfect being, who carries all aspects <strong>of</strong> perfection in hisDiscourse)must engage in an act <strong>of</strong> creation. For God was perfect in naturebefore His creation <strong>of</strong> the world and His decision to createa void that existed before the creation <strong>of</strong> the world (again, it is-God’s perfection. To necessitate God’s act <strong>of</strong> creation is to attemptto necessitate something that is not necessitated due tosibleworlds is necessitated by the goodness <strong>of</strong> His character,His choice as to whether or not to engage in an act <strong>of</strong> creation for the moral necessity <strong>of</strong> God’s creation hangs upon his unarguedassumption that God’s decision not to create would notact,” and assumes that creating the best <strong>of</strong> all possible worlds<strong>of</strong> reasoning plausible. For I do not see how, given God’s initialperfection, a choice to create is the best choice. God couldperfectly well remain in His initial perfection, complete in Hisglory and goodness, forever enjoying himself, without the creation<strong>of</strong> a world. perfection was complete in its nature before He chose to createa world. God, before creating the world, was perfectly self-which comes to God from his work is not at all essential tosennot to create a world instead <strong>of</strong> creating this world. He wascompletely free to choose as He pleased, and there was no no-tinctionbetween metaphysical necessity and moral necessity interms <strong>of</strong> God’s decision to create or not. For any necessitatedthere is a difference between these two types <strong>of</strong> necessity in-God did have a choice whether or not to create a world, but byJanuary 2010to create would cause a contradiction in His nature, somethingwhich God obviously cannot do (because it would violate His-not have a choice because choosing not to create would causea contradiction in the nature <strong>of</strong> God. Instead, I claim that Godwas perfectly free to choose whether or not to create a worldat all. I hold to a libertarian notion <strong>of</strong> choice in terms <strong>of</strong> God’s-for stronger reasons the creation <strong>of</strong> the world, is a necessary any necessary relation to a single one <strong>of</strong> his creatures” (162).God is not required, in any sense <strong>of</strong> the word, to enter into anact <strong>of</strong> creation because He can exist perfectly without the creation<strong>of</strong> any world. God’s perfection is not dependent upon Hiscreating, but rather creation is dependent upon God’s perfec-necessitated to act in accordance with His nature. God does notHis goodness and wisdom. God must continue to act in accordwith His nature because not to do so would go against His verynature, and thus He would cease to be God. ingthe best <strong>of</strong> all possible worlds (due to God’s perfection andIt does not follow that given God’s perfection, He must engagein an act <strong>of</strong> creation. For by attempting to make God’s choicefectionbecause such an argument assumes God’s nature can beaugmented by an act <strong>of</strong> creation. To augment a perfect being-reason to hold in God’s choice to create a world.Works CitedModern Philosophy:An Anthology <strong>of</strong> Primary Sources. Indianapolis: HackettPublishing Company, Inc., 1998. Theodicy: Essays on the Goodness <strong>of</strong> God,the Freedom <strong>of</strong> Man, and the Origin <strong>of</strong> EvilYale <strong>University</strong> Press, 1952. Treatise on Nature and Grace. 910


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>January 201010


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Complexity, Information, and ModelingBenjamin Naecker<strong>University</strong> <strong>of</strong> <strong>Penn</strong>sylvaniabenjamn@sas.upenn.eduAbstractScience has long been concerned with the creation <strong>of</strong> simple models <strong>of</strong> real-world phenomena.But in the last 150 years, scientists have realized that many important systems are nonlinearand complex. In this paper, I describe the fundamental differences between simple and complexsystems, and argue that the aspects <strong>of</strong> complex systems that most differentiate them from simplesystems are exactly those that are hard to incorporate into our models. I also propose two pos-Introductiongoal <strong>of</strong> science is to understand naturethrough the creation <strong>of</strong> models that represent it. For thefundamentalmajority <strong>of</strong> the history <strong>of</strong> science, these models were measurement and mathematical analysis improved, it becameclear that the majority <strong>of</strong> real-world systems are not nearly assimple as these models implied. The discovery <strong>of</strong> these complexsystems and the creation <strong>of</strong> the mathematics required todeal with their fundamental nonlinearities was a watershed inthe history <strong>of</strong> science. The surge in the study <strong>of</strong> complexityduring this last century was an attempt at progress in our techniques<strong>of</strong> modeling these extraordinarily complex yet abundantsystems. This raises a simple but fundamental question abouthow science purports to explain our world, about how its variousbranches models our reality: why do some systems havesimple models, while other systems stubbornly refuse to submitto this type <strong>of</strong> analysis?In this paper, I will show that such systems do not admit<strong>of</strong> simple models because the information structure <strong>of</strong> thesystem is more detailed than can be accurately represented in tainedin a simple system can be vastly compressed into a simplemathematical form, whereas the relevant information <strong>of</strong> acomplex system admits <strong>of</strong> no such compression. This leads tothe understanding that while we may have a one-to-one relationshipbetween simple models and the simple systems theymodels, and the choice <strong>of</strong> which model to employ can only bedetermined by the parameters to be predicted.January 2010Modeling in ScienceDespite the fact that philosophers <strong>of</strong> science have onlyrecently termed what scientists do as ‘modeling,’ this has beenthe fundamental pursuit <strong>of</strong> science from its inception. To learnabout the world, we construct a model <strong>of</strong> it, or <strong>of</strong> some relevantportion <strong>of</strong> the real world we are interested in. The model is usuallyconstructed on the basis <strong>of</strong> rules, or theories. The comparisonbetween the model that theory generates and the real worldthen either supports or refutes the belief that the current theory this way, called the semantic view <strong>of</strong> theories, many considerthese statements to be obvious. However, it was not always so.Principiathat connected those equations to the world, based upon hisbelief that the world consisted <strong>of</strong> simple mathematical relation-The next step toward our modern conception was accomplishedby Gibbs and his work on statistical mechanics. phenomena, Gibbs’s work took a fundamentally statistical approach.Statistical mechanics is a theory, designed in large partby Gibbs, that describes the relationship between microscopicand macroscopic phenomena when large numbers <strong>of</strong> similarobjects interact. For example, in simple thermodynamic systems,such as a container <strong>of</strong> gas, each molecule is identical, butthere are trillions <strong>of</strong> particles. Therefore, while it is exceedinglycan say a great deal <strong>of</strong> importance about the overall actions <strong>of</strong>statistical groups <strong>of</strong> particles.The importance <strong>of</strong> Gibbs’s work for our purposes is thathe explicitly constructed his theories not knowing anythingabout atomic structure, and so made them completely devoid<strong>of</strong> any physical interpretation. He only connected his statisticalmechanical theory with the thermodynamic systems he was attemptingto describe with thermodynamic analogies. This completebreak between the theory and the physical system it is 11 12


<strong>of</strong> restrictions, rules, or constraints that are meant to describethe real world in some way. However, the connection with thereal world goes by way <strong>of</strong> models, which are abstract (possiblymathematical) objects that satisfy the constraints <strong>of</strong> the theory.Scientists then compare these models with the world, and usethe similarities and discrepancies to better understand our worldand our theories <strong>of</strong> it.Idealization and Information CompressionIn constructing models, scientists must not only concernthemselves with their correctness or the degree to which theyture<strong>of</strong> a physical system, while it would give us a great deal <strong>of</strong>information about that system, would be hopelessly complexgive as much information as possible about their physical ana- glectaspects <strong>of</strong> a system that have small effects or do not affectthe target system in ways that matter for the current analysis.For example, in high school physics, we calculate the distancea ballistic projectile will travel when launched at some speedand angle without regard to the air resistance, since it has anegligible effect on the outcome. Such calculations give us verylittle more information, but complicate the model immensely(remember that air resistance is proportional to the velocity, thespeed and direction <strong>of</strong> the air, and the cross-section <strong>of</strong> the object).Therefore, we abstract away such aspects <strong>of</strong> the worldglectthese features, since they have minimal effect on the outcome,but a large effect on the effectiveness <strong>of</strong> the model. creation is the compression <strong>of</strong> information. The mathematics<strong>of</strong> information compression grew out <strong>of</strong> the work <strong>of</strong> Turing,Kolmogorov and Chaitin, and rely on the fact that much informationin the world comes in repeating patterns. For example,consider the two strings below.b = 01010101010101010101January 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Here, a looks simply like a random string <strong>of</strong> twenty digits,which it in fact is. b, on the other hand, looks more ordered, simpler,or patterned. The information contained in b can be com-bcourse, this does not really compress the information much, butif b was ten billion pairs <strong>of</strong> ‘01,’ then such a description wouldcontain the information in b much more succinctly. However,because a is a random string, there is no pattern that we cancompress, nothing we can take advantage <strong>of</strong> to condense a intoa more easily used string.This compression <strong>of</strong> information is <strong>of</strong> the utmost impor- physical world, ones that must be simpler and easier to use.Compressing information by encoding regularities helps usbuild small models that deal with a great deal <strong>of</strong> simple phenomena,such as linear relationships and low-period behavior. information compression does not much help us in the case <strong>of</strong>complex systems.Simple Versus Complex SystemsHaving covered the fundamentals <strong>of</strong> modeling in science,the next section will elucidate the differences between simplecomplexity that we most wish to capture in our models are infact the biggest hindrances to doing so.Simple systems are almost always synonymous with lin-tion<strong>of</strong> two solutions is itself a solution. Formally, if x(t) andy(t) are two solutions, then ax(t) + by(t) is also a solution, forany scalar a and b. This property is extremely convenient; it al-that the systems are ‘well-behaved’ in other respects as well.The most important behavior <strong>of</strong> such linear systems for us isthat they asymptotically approach only three kinds <strong>of</strong> behavior,these behaviors the system will approach.Complex, or nonlinear, systems, stand in stark contrast to have guessed, it is not generally the case that a linear combina-are no guarantees about the asymptotic behavior <strong>of</strong> complexsystems. However, there are two aspects <strong>of</strong> complex systemsthat are most important for the purposes <strong>of</strong> this paper, and sodeserve sections <strong>of</strong> their own.Sensitive Dependence on Initial Conditions lated,most researchers agree that complex systems contain anelement <strong>of</strong> chaos. Used in this way, chaos does not refer to completedisorder, but to a sensitive dependence on initial conditions.This means that any slight disturbance in the system isdifferent state than if it had not been disturbed. the following map, x n+1= x n n), called the logistic map. a small amount. However, we can see that the differences betweenthe two trajectories on the map are becoming larger, afteronly four iterations.It can be shown that initial conditions to these kinds <strong>of</strong>systems diverge exponentially, so that they are eventuallycompletely different. This sensitive dependence on initial conditionsis generally understood as a stretching and folding <strong>of</strong>plexsystems has a fractal structure, so that it is incredibly dif-further implies that it is very hard to show which <strong>of</strong> the attractorregions the systems approaches at the limit. This is exactly whywe cannot know what the long-term behavior <strong>of</strong> a complex systemwill be.12


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> chaotic mapThe sensitive dependence on initial conditions <strong>of</strong> complexsystems puts a limit on our ability to represent such systemsvidesa coarser set <strong>of</strong> equivalence classes <strong>of</strong> the phase space, sothat two systems that are not actually the same are representedas such in our model. ratefor many initial conditions.Bifurcations and Broken Symmetry real problem for the accuracy <strong>of</strong> our models, it does seem thatwe can continually improve our models through improvementsin measurement. However, in this section I wish to discuss anotheraspect <strong>of</strong> complex systems that I believe is much moredaunting. contain elements <strong>of</strong> ‘surprise.’ In this sense, surprise means thatthe system evolves into a state that we did not expect <strong>of</strong> it fromthe beginning. In other words, the system enters attractor re-the system evolves, more than one stable solution presents itself,and the system is <strong>of</strong>fered a ‘choice’ between the two attrac-point. In addition, we can see that because both <strong>of</strong> the solutionsare stable and consistent with the underlying dynamical equations,that they are symmetric with respect to those equations.is chosen over another. terveningspace. If we raise the heat <strong>of</strong> the lower element aboveto rise in a normal, linear fashion. However, at a certain temperature,T csteadforms complex convection rolls or cells, called Rayleigh-January 2010The important thing to remember about this system is thatThese equations describe the microscopic nature <strong>of</strong> the system, ccells that occur above are consistent with these micro-dynamics.The two attractors are symmetric with respect to the underlyingdynamics, since there is nothing in those equations whichpredicts a preference for one over the other (yet one exists be-How then, since our model only takes into account themicroscopic equations, can we expect to predict this symmetrytwo attractors, what tips the balance into one attractor over another?The choice is made by the aggregation <strong>of</strong> the motion<strong>of</strong> each and every particle in the system. This implies that inorder to track how the system evolves into a new attractor, wemust keep track <strong>of</strong> each particle in this system. Therefore ourmodel must take into account the actions <strong>of</strong> every element <strong>of</strong>the system, which is clearly beyond the capacity <strong>of</strong> even themost powerful computers.Modeling Complex SystemsGiven the issues <strong>of</strong> the preceding sections, how are we toargue that we simply need to improve the accuracy <strong>of</strong> measurementsto sidestep the problem <strong>of</strong> exponential dependence oninitial conditions. However, this is not a true solution, since insome cases improving the accuracy or measurement one mil--There seem to me to be two co-operative ways in whichrequires us to create classes <strong>of</strong> models which apply to the entirerepertoire <strong>of</strong> possible behavior <strong>of</strong> a complex system. The secondsolution takes into account higher-level constraints on themethod.To understand these two solutions, reconsider the Ray-dynamics and heat mechanics equations to describe the system,we may want to specify a new type <strong>of</strong> model for the new at- 14


tractor regions, such as the convection cells. This model maylook entirely unlike the micro-dynamical equations, but this isirrelevant as long as it accurately describes the genesis and life-may have many more in the case <strong>of</strong> other systems. These oughtthen to be combined into a single class <strong>of</strong> models, designed tobe tailored to the situation at hand. a step, and that we still must learn how to decide into whichattractor the system evolves, even if only so that we learn topick the correct model from the class. I do not dispute this insolution may give us insight into this. In addition to creating aclass <strong>of</strong> models for each system, I believe that we would ben- to be outside the realm <strong>of</strong> the lower-level models but that canstill provide valuable insight into the behavior <strong>of</strong> the system.standard heat conduction and the convection cells are consistentwith the underlying equations. However, the system is dis- are preferred to standard heat conduction. Taking into accounthigher-level constraints that may not be accessible to the underlyingdynamical equations may provide insight into why aTaking into account concerns <strong>of</strong> a fundamentally differentlevel than the underlying dynamics <strong>of</strong> the equations may seemso. In general, there are complex trade<strong>of</strong>fs between the general-ratinga wider set <strong>of</strong> behaviors tends to reduce the applicability<strong>of</strong> the model to any particular situation, while also creatingYet, science in general assumes that the most powerful theoriesexplain a wide variety <strong>of</strong> phenomena as different manifestations<strong>of</strong> some general class <strong>of</strong> interactions (consider the search for theThis drive for a powerful and universal description <strong>of</strong>behavior is particularly attractive in the case <strong>of</strong> complex systems.Such systems display a characteristic which, confusinglyenough, has been called universality, or the fact seeminglydifferent systems at many different levels exhibit very similartypes <strong>of</strong> behavior. For example, there are many systems withbifurcation points similar to T cHowever, to create a model so general that it explains both thecreation <strong>of</strong> the convection cells and many other complex phenomenawould probably sap the model <strong>of</strong> any real explanatorypower.There are very few theories that apply to such a wide class<strong>of</strong> systems, but I want to argue that taking such theories intoaccount may in fact unify many distinct models into one. Inthe case <strong>of</strong> the convection cells, the general theory that oughtto be included is that <strong>of</strong> the thermodynamics <strong>of</strong> dissipative sys- entropy to the surrounding environment, allowing the creationJanuary 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong><strong>of</strong> large-scale order that would otherwise be destroyed by thisvironment,we may be able to classify the convection cells asis much work on dissipative systems and their properties, I donot know <strong>of</strong> any work that tries to understand their structures as ingincorporated the thermodynamic element into our model,how do we know when to start applying it? In other words,when does a system become dissipative? Clearly the Rayleigh-sipativebefore that? The answer must lie in the fact that dissipativesystems are ‘far from equilibrium,’ however no hardincorporating more general or higher-level constraints on ourmodels may complicate the situation, but I believe that enoughmay create a harder problem to solve mathematically, I believethat we will gain a clearer and more general overall picture <strong>of</strong>both the complex system at hand and complex phenomena ingeneral.These more complex models may require search through lems.However, despite fundamental limits on measurement ac-made to create better models <strong>of</strong> complex systems. The most architecture designed for molecular dynamics simulations,which works on the order <strong>of</strong> microseconds as opposed to theare very powerful, but lack any sort <strong>of</strong> general applicability.Hopefully, continued improvements in such systems combinedwith a reworking <strong>of</strong> the general structure <strong>of</strong> our models willprovide us with usable techniques for understanding even themost complex <strong>of</strong> phenomena.Works CitedAtlas.Cambridge <strong>University</strong>, Cambridge, 2007A Comparison <strong>of</strong> the Meanings and Uses <strong>of</strong>Models in Mathematics and the Empirical Sciences. Physics and Chance: <strong>Philosophical</strong> Issues in theFoundations <strong>of</strong> Statistical Mechanics. Cambridge Three Kinds <strong>of</strong> IdealizationOrder Out <strong>of</strong> Chaos:Man’s New Dialogue With NatureYork, 1984.Nonlinear Dynamics and Chaos. Perseus, Anton a Special-Purpose Machine forMolecular Dynamics Simulation. Communications <strong>of</strong> the 14


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Chip on the ShoulderFinding a Better Alternative to RevengeBenjamin FarkasPrinceton <strong>University</strong>bfarkas@princeton.eduAbstractview <strong>of</strong> the vicitim’s self-respect and respect for the moral order. This makes sense if thevictim’s self-respect depends on comparing his own moral autonomy to that <strong>of</strong> the perpetrator,so that revenge raises the victim’s status as a moral agent to that <strong>of</strong> the perpetrator.However, I argue that focusing on one’s own moral autonomy without comparison to themoral decision making <strong>of</strong> others is a more virtuous form <strong>of</strong> self-respect, because this ismore likely to push agents to make moral decisions autonomously, and could eventuallyreduce vindictive desires.Iterhow benign one’s disposition, acts <strong>of</strong> cruelty will almostinvariably evince some desire that the perpetrator be punished.The rare person who can suffer iniquity without wantingphy19) It does not follow, though, that we ought to emulatesuch a person, that vindictive feelings are themselves immoral.Indeed, in Getting Evenfeelings, when they play an appropriately limited role in humanmotivation, are virtuous because they stand in the defense <strong>of</strong>“self-respect, self-defense, and respect for the moral order,” im-harmed in part because one cares about one’s personal integrityand about justice (according to which, presumably, one oughtnot be harmed). These appear to be valid moral considerations,and if vindictiveness is an appropriate means <strong>of</strong> expression forthe right circumstances. I will argue, however, that self-respect,in order to be reliably virtuous, must be respect for oneself as amoral agent, a feeling closely tied to respect for the moral order,necessarily, but rather that we should work to develop the rightform <strong>of</strong> self-respect. virtue as a matter <strong>of</strong> vital personal concern:at the same time gaining moral credit by cultivating the virtuesin the second. It is worth noting, then, that there is a large thirdneither bring us moral credit nor cast doubt upon our decency.For example, joy at one’s own success is surely no sign <strong>of</strong> virtue,but neither, except in unusual or excessive cases, could itas racial hatred and spite. Passions might fall into this categoryIn which category does vindictiveness belong– among those passions that no morally decentperson would willingly retain (malice, cruelty,spite, racial hatred, etc.) or among the passionsthat bring moral credit to the person who possessesthem (kindness, generosity, indignationover wrongs done to others, etc.)? (18) Lawyer defends clientby Ivo Saliger, artist <strong>of</strong> the Third ReichJanuary 201015 16


if they are felt universally or if they have no obvious, directnegative effects. If a passion is an ineluctable fact <strong>of</strong> the humanfor feeling it, and if it does no harm or good, it seems pointless tionsonly the additional possibility that vindictiveness might“straddle” the virtuous and evil groups, we must consider alsothe possibility that vindictiveness falls into this neutral categorythat does not imply it should be praised or cultivated. - involves feeling some “negative passions,” and it seems natu-tivepassions negative, it seems, is that they involve seeking toharm the perpetrator, since “the goal <strong>of</strong> vengeance is simply toin its various forms, then, is effectively the desire for variousforms <strong>of</strong> vengeance, felt with various levels <strong>of</strong> intensity. form <strong>of</strong> vengeance should not be judged on the same standardtionality<strong>of</strong> an emotion itself and the rationality <strong>of</strong> the role thatupon vindictive feelings in many different ways, and we caneven choose not to act on them at all. Thus, we cannot point tosomeone with an all-consuming desire for vengeance as pro<strong>of</strong>make a similar argument against, say, generosity by claimingthat someone who gives everything away to anyone he meetsmotivation, generosity is certainly a virtue, and nearly any virtuecan be taken to excess or distorted. tionincautiously will justify virtually any passion as long asit is minimally expressed in action. In moments <strong>of</strong> extremefrustration, for example, I sometimes feel an urge to committhis urge, and so it has no immediate negative consequences inthe world. That I am able to give this urge its proper role in motivatingmy actions (namely, no role at all) should not mean that-one never commits these acts, the passion cannot be considered-acts <strong>of</strong> random violence, my general outlook on things changesin ways that affect other aspects <strong>of</strong> my behavior. (I will becomethe passion is part <strong>of</strong> the general outlook is unclear, but it seemsthat if one works to eliminate destructive, evil passions, one’soverall outlook will improve as a result. Thus, a passion mayJanuary 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>be considered destructive if eliminating it will produce a morevirtuous outlook on life in general. structive,in fact reinforces two important aspects <strong>of</strong> a virtuouswill attempt to understand exactly what self-respect ought toequal moral being with basic rights.” (19) These rights surely-otherwise one’s status as a free and equal moral being wouldring hollow. The various forms <strong>of</strong> harm perpetrated upon usby others violate this basic moral autonomy to various degrees.For example, being lied to deprives one <strong>of</strong> the information oneuses in making moral judgments, and so the act <strong>of</strong> lying impliesthat the liar is capable <strong>of</strong> judging for the person being lied to.The liar deprives the person being lied to <strong>of</strong> a choice he wouldotherwise have made for himself, and this implies that the liarassumes that his own capacity for moral judgment is superior tothat <strong>of</strong> the person being lied to. Lying is, in this sense, akin toan act <strong>of</strong> coercion. Thus not only is my autonomy reduced, butits reduction is the result <strong>of</strong> a decision made autonomously bysomeone elseIn general, the distinguishing feature <strong>of</strong> vindictiveness isthat it is directed at an independent moral agent. If a boulderfalls on me, I do not resent the boulder, but if a person punchesme, or even accidentally (but negligently) bumps me, I do re-I have no desire to suffer. Thus it is not losing autonomy thatarouses vindictive feelings, but rather the idea that someoneelse can choose to take away my autonomy, or in the case <strong>of</strong>negligence, willfully disregard it. The inequality <strong>of</strong> havingsomeone harm me hurts more than the harm itself (and the lack<strong>of</strong> autonomy it implies). Thus we may even resent good deedsif we see them as establishing the moral superiority <strong>of</strong> the attemptedaltruist, or if we see the altruist as making choices forus. challenges to this sort <strong>of</strong> equality-based self-respect, but such respect requires that I value, defend, and maintain my equalityto others as a moral agent. Thus I will naturally have a strongemotional response when another’s action denies my morality.It might seem appealing to assert my moral equality to theperpetrator by seeking to do to him as he did to me; if I am hisThis reasoning is not entirely sound, however. The perpetratortakes himself to be my moral superior; his desire to harm memust, in his view, be inherently a stronger moral considerationthan my desire not to be harmed. If I am devoted to the concept<strong>of</strong> moral equality, I cannot use any such claim <strong>of</strong> moral superiorityin my reasoning. That the perpetrator asserts his superiorityover me and I assert my superiority over him does not make16


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>not always push us to vengeance, but they tend in that directionby desiring the harm <strong>of</strong> the perpetrator, in effect asserting moralcommon expression <strong>of</strong> equality-based self-respect, it is not anappropriate one. perpetrator’s repentance rather than his suffering. If the perpetratorrepents, he acknowledges that his prior assertion <strong>of</strong> moralsuperiority was mistaken, and admits that he and the victim aremoral equals (at the very least). This in effect removes the fac-a claim <strong>of</strong> moral inequality can be caused by inanimate objectsor animals without engendering any sort <strong>of</strong> resentment that onefeelings miss the point, unless the purpose in causing harm tothe perpetrator is to secure his repentance, to “make him sorry.”This is only one variety <strong>of</strong> vindictiveness (we are <strong>of</strong>ten vindictivewithout regard to the perpetrator’s repentance), and even sorepentance-oriented vindictiveness ought to be just one weaponin one’s repentance-oriented arsenal, which for example oughtalso to include moral instruction to allow the perpetrator to seethe error <strong>of</strong> his ways. Indeed, moral instruction would seemto be a more effective tool than punishment because punishmentcreates an external incentive to repent (namely, wantingthe punishment to stop) that may weaken the purity and sincer--then, should be at most a second option to moral instruction if itis motivated by equality-based self-respect.January 2010 ness,though, we must make sure that equality-based self-respecthave any obvious, serious negative consequences, so it wouldappear not to be a vice, meaning that vindictiveness based uponthat either equality-based self-respect or vindictiveness basedon it are virtuous, since this brand <strong>of</strong> self-respect may fall intothe neutral category <strong>of</strong> feelings and passions, worthy <strong>of</strong> neithercensure nor praise. I contend that it is at best minimallypraiseworthy, and certainly not the most praiseworthy form <strong>of</strong>self-respect.For a disposition such as equality-based self-respect to bepraiseworthy, it must tend to push one toward laudable outlooksor behaviors. This it does in general terms; a respect for oneselfas the moral equal <strong>of</strong> others goes hand-in-hand with a respectfor others as the moral equals <strong>of</strong> oneself, which is a preconditionfor ethical behavior toward others. However, thinking<strong>of</strong> one’s own moral agency in comparison with that <strong>of</strong> othersmuch <strong>of</strong> an autonomous moral agent as those around me, I willalso assume that what is morally right for others is also morallyright for me (since we are moral equals, with equal responsibilities).I will thus take very seriously the moral reasoning <strong>of</strong>others in deciding how I should act myself. I will not imitateothers whom I believe to be acting immorally, <strong>of</strong> course, butif I see broad patterns <strong>of</strong> behavior among those around me Imay assume that those patterns <strong>of</strong> behavior are typical <strong>of</strong> moralI am concerned that this sort <strong>of</strong> reasoning may lead one to adoptothers’ moral codes without seriously considering whether theymatch one’s own instincts. The idea that we are moral equalstoo quickly becomes the idea that, as moral equals, there is onemoral system that works for all <strong>of</strong> us. Thinking <strong>of</strong> oneself as themoral equal <strong>of</strong> others can thus dull the impetus to make deci-esand errors become easily entrenched, and the full complexity<strong>of</strong> moral dilemmas is <strong>of</strong>ten obscured by the dominance <strong>of</strong> aence<strong>of</strong> one’s own moral instincts insidiously undermines one’sown moral autonomy. tonomy,rather than on how that autonomy compares with themoral decision-making <strong>of</strong> others, is therefore a more virtu-maturation developed by the psychologist Lawrence Kohlberg,as described by Carol Gilligan in In a Different Voice-etalvalues and constructs moral principles that are universalown moral instincts take precedence over the moral reasoningingdecisions in the same way, what matters about this sort <strong>of</strong>decision-making is its independence, rather than its equalitywith others. If one’s autonomy is limited, one ought merely torespond in a way that preserves and maintains one’s autonomy,without concern for the moral autonomy or authority claimedown moral instinct, then it does not particularly matter whetherershurts this sort <strong>of</strong> self-respect because it shows that one’smoral instincts do not always govern the decisions that decideone’s fate, and indeed sometimes are powerless to govern them.Thus, autonomy-based self-respect also induces an emo- should be directed at establishing one’s own moral autonomyrather than equating it to that <strong>of</strong> others. Sarah, a woman interviewedby Gilligan who faces a complicated abortion decision,vidualworth:I am suddenly beginning to realize that the thingsI like to do, the things I am interested in, and thethings that I believe and the kind <strong>of</strong> person I am,are not so bad that I have to constantly be sittingon the shelf and letting it gather dust. I am a lot17 18


more worthwhile than my past actions have ledothers to believe. (quoted in Gilligan 93; emphasisadded)Sarah’s sense <strong>of</strong> the importance <strong>of</strong> her own beliefs andinstincts is independent <strong>of</strong> how others regard her, and indeedis developed in contrast to it. She thinks <strong>of</strong> herself as more <strong>of</strong>an autonomous moral agent, more worthwhile than others think<strong>of</strong> her, and it seems not to concern her that others do not seeher as she sees herself. Sarah’s self-respect thus derives fromthe knowledge that she has taken responsibility for acting accordingto her own moral instincts, and so behavior undertakenwith this knowledge, rather than vengeance per se, will have theeffect <strong>of</strong> reinforcing her self-worth. Thus Sarah ends a dehu-her own moral autonomy, but she does so according to her own -ingwith her lover’s needs ‘as best I can without compromisingmy own.’” (Gilligan 95) Sarah sees this as acting in a “decent,because she considers it the moral thing to do, because beingvindictive breakup from a bad lover is twice over an assertion<strong>of</strong> her moral autonomy.This suggests that we can develop autonomy-based selfrespectsimply by placing an emphasis on morality in our livesand taking responsibility for the morality <strong>of</strong> our actions. If so,then it is hard to imagine autonomy-based self-respect hav- it is quite likely that I will want others to be autonomous aswell. This ensures that I will treat others as my equals in moral respect without the drawbacks, autonomy-based self-respectthe equality-based version more strongly, I think, but this onlymeans we should work to cultivate the autonomy-based version. may arise from this sort <strong>of</strong> self-respect when harming the perpetratoris seen as the morally right thing to do. For example,if Sarah had been committed to a retributivist morality insteadlover in as painful a way as possible. This then would be oneform <strong>of</strong> vindictiveness arising out <strong>of</strong> respect for the moral order,the other option for grounding virtuous vindictiveness identi-or for other reasons) to a vision <strong>of</strong> the moral order that calls forthe punishment <strong>of</strong> its violators, then one will feel urges to punishviolators. a vision <strong>of</strong> the moral order that includes vengeance. I haveshown that vindictiveness based on equality-based self-respect,January 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>reasoning unless it is aimed at securing repentance, and eventhen equality-based self-respect is not in itself virtuous. Rely-assumes that it is part <strong>of</strong> the moral order, so some further basisvideany reason to consider vindictiveness moral, but there maybe reasons I have not considered underlying the moral instincts<strong>of</strong> those who do consider vindictiveness moral. In the absence<strong>of</strong> these reasons, though, I cannot allow that there is any trulymoral outlook which vindictiveness supports, and therefore, inmy view, vindictiveness (which in the abstract tends to causeharm) ought not be a part <strong>of</strong> our moral decision-making.However, equality-based self-respect and the vindictivenessthat derives from it are effectively facts <strong>of</strong> human nature.the other hand, if we are interested in becoming more moral,we should work to develop an autonomy-based sense <strong>of</strong> selfrespect,which in all likelihood will reduce our vindictive desires(unless our moral instincts are strongly retributivist). It isingit as such may lead to the cheap forgiveness that concernsrespect or sense <strong>of</strong> morality because it is given without regardfor either oneself or one’s morals. Rather, when one has developeda healthy and proper sense <strong>of</strong> self-respect that does notdepend upon the moral lives <strong>of</strong> others, vindictive urges will inall likelihood vanish on their own.Works CitedGilligan, Carol. In a Different VoiceHarvard UP, 1982.Getting Eventice.jpgFor details on submissions,how to get involved, oradvertising, please visit:www.ppperspectives.org18


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Bad Luck is Not a Way Out <strong>of</strong> JailDrawing the Line Between Chance and IntentionGregory L. HertzStanford <strong>University</strong>AbstractThree intuitions are pervasive in common accounts <strong>of</strong> moral responsibility. First: individualsare responsible for that which they intend to do. Second: the formation and realization<strong>of</strong> one’s intentions are ultimately based on luck. Third: individuals are not morally responsiblefor that which depends on luck. These three intuitions, I argue, cannot all be right.Through an analysis <strong>of</strong> Thomas Nagel’s views on moral luck, I propose an understanding<strong>of</strong> moral responsibility that rejects the third intuition. By clarifying the conditions underwhich luck is morally relevant, I propose a notion <strong>of</strong> moral responsibility rooted in anagent’s constitution-- a constitution that is the entirety <strong>of</strong> one’s values and projects, and aconstitution that happens to be based on luck.hen the assumptions <strong>of</strong> a body <strong>of</strong> knowledge appearcontradictory, coherence requires explaining awaythe contradiction or declaring false one <strong>of</strong> the assumptions.This paper is an attempt to demonstrate that commonlyheld notions about moral responsibility constitute suchdamentalbeliefs about the relationship between culpability andluck cannot all be valid.depends on luck.January 2010 debate about moral luck, I will examine each <strong>of</strong> the three principles.I will argue that, together, they do indeed result in a con-cyas we know it. The remaining part <strong>of</strong> the paper will be anthe third principle may not becategorically true, in light <strong>of</strong>some <strong>of</strong> the claims made by this account, agents must, inat least some cases, be morallyresponsible for featuresthat can be attributed to luck.I will conclude that luck isfundamental to the notion <strong>of</strong>agency. that the extent to which oneis culpable for an action maydepend on features <strong>of</strong> that actionand how much its consequences can be attributed to chance.turesthat may be subject to luck: personal constitution, circumstances,causes <strong>of</strong> action, and consequences <strong>of</strong> action. “They be more culpable or estimable for anything than one is for thatgelseems to think that while the phenomenon is paradoxical, itmentsare irrational, but they reappear involuntarily as soon asthe argument is over.”In Moral Luckas if we should jointly accept or reject their relevance to blameworthiness.Part <strong>of</strong> my task in this paper is to separate these fourtypes <strong>of</strong> moral luck. This approach, if successful, would yield atheory that demarcates morally relevant and morally irrelevantluck.I want to begin by examining whether moral responsibilityis indeed rooted in intention. Suppose that Smith shootsand kills Fred, and that in a(mostly) identical situationJones shoots, the bullet hits abird, and Fred lives. I will ignorethe question <strong>of</strong> whetherJones should be punished,and instead focus on whetherJones is morally culpable?Put another way, did Jonesdo something wrong, and ifso, was it as wrong as whatSmith did?I believe that in comparisonto other cases inwhich luck might be morallyrelevant, it is much less clearin this case that the bird’spresence ought to alter an19 20


assessment <strong>of</strong> Jones’ blameworthiness. I must concede that inorder to construct a valid argument that the bird was morallyirrelevant, certain assumptions must be made about moral responsibility,and like all concepts, moral responsibility meanswhatever one wants it to mean. That is, there is no good reasonwhy moral responsibility could not mean fault for bringingabout an endresponsibility is more consistent with commonly held beliefs,and is more useful as a tool for ascribing blame and praise.ento mean fault for intendingto bring about an end (intentionhere is the bringing about <strong>of</strong> anon this account, Jones and Smithare equally morally responsible.same end, and it was only dueto chance that a bird intercepted <strong>of</strong> the three principles, that (1)agents are morally responsiblefor their intentions. cipleis a necessary axiom, ins<strong>of</strong>aras this notion <strong>of</strong> moral responsibility is necessary to delineatejudgments <strong>of</strong> actions from judgments on states <strong>of</strong> affairs. Hur-Katrina was not morally responsible for destroying parts <strong>of</strong>wind currents in order to produce Hurricane Katrina, he wouldrologistbring about an end, but only the meteorologist intendsmoral responsibility is ultimately arbitrary, it better accommodatesour intuitions about the proper subjects <strong>of</strong> praise andalresponsibility that luck in matters <strong>of</strong> consequences is morallyagents are responsible for their intention to bring about a consequence.January 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> come from? Surelycircumstances, previous experiences, upbringing, and perhapsnot choose their parents or the conditions <strong>of</strong> their childhood,and if one chooses the circumstances <strong>of</strong> a decision or can re-circumstances which were, in turn, due to previous circum-said about whether intention is exclusively determined by luck;some will maintain the existence <strong>of</strong> free will <strong>of</strong> a sort that cantionis at least partially based on luck. It is uncontroversial thathow one is raised at least contributes to one’s decisions, and itis at least the case that circumstances preclude the formation <strong>of</strong>certain intentions. So we have principle (2), that agents’ intentionsdepend on luck.If (1) agents are morally responsible for their intentions, and if(2) agents’ intentions depend on luck, then it must be the casethat agents are morally responsible for that which depends onluck. In other words, it must be false this argument makes no claims about the truth <strong>of</strong> premises (1)and (2). It is a conditional pro<strong>of</strong>; if it were the case that (1) and(2), thenany two <strong>of</strong> these principles willmay choose, so to speak, whichpremise to abandon. I believethat the best case can be made forPeter Strawson ceptingthat agents can be responsiblefor that which dependsrelevant to moral responsibility.minemoral responsibility (1) anddepend on luck (2). I now want toshow how individuals can be morallyresponsible for their intentions, even if the formation <strong>of</strong>their intentions came about by luck.Say that Tim has a genetic disposition to become angryand overreact, and he was raised in an environment that hadbred criminal tendencies. If Tim murders someone, we can takederdepends on luck. This would be consistent with the analysisthus far. In contrast, we could excuse Tim on the grounds thathe did not control his upbringing and genes. However, everyintention can be traced to some factor beyond an agent’s con-concept <strong>of</strong> moral responsibility.So it follows from one feature <strong>of</strong> moral responsibility(that it must be possible to be morally responsible) that Tim’smoral responsibility must depend on luck. It follows from anotherfeature <strong>of</strong> moral responsibility (that moral responsibilitymust track intentions) that Jones’ moral responsibility does notdepend on luck. How can moral responsibility only sometimesdepend on luck? The following principle will reconcile the casesand give a possible maxim according to which moral responsibilitywill only sometimes depend on luck: luck is morally relevantonly when it occurs prior to intention. There are, I think,compelling reasons to reject both the claim that luck is alwaysmorally relevant and that luck is never morally relevant. If I amright, and if intention <strong>of</strong>fers a demarcation for luck’s moral relevance,then the notion <strong>of</strong> agency will remain intact. This is unsurprisingbecause intention is fundamental to agency; indeed,should not always be morally relevant and for why luck shouldnot be declared never morally relevant.Luck should not always be morally relevant because20


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>agents are morally separate from the world around them. Theview that what one’s actions are the source <strong>of</strong> moral responsibilityis akin to seeing the natural world as an extension <strong>of</strong>one’s body. There is an important sense in which one’s body isthe only object that an agent can control in a truly direct sense:the body is part <strong>of</strong> a conscious being, and so a direct object <strong>of</strong>intention. Responsibility, which must track the desires <strong>of</strong> consciousbeings, can only track the extensions <strong>of</strong> the body, whichare extensions <strong>of</strong> the mind. To say that the bird alters Jones’responsibility is akin to saying that the bird is a part <strong>of</strong> Jones,is plainly not the case. If agency is to make any sense, it mustseparate between the natural world and the isolated consciousminds <strong>of</strong> agents. Therefore, there should be cases where luck ismorally irrelevant. In these cases, it is necessary that luck occurboth externally to the agent and independent <strong>of</strong> the formation <strong>of</strong>the intention.Luck should sometimes be morally relevant because luckis fundamental to the creation and constitution <strong>of</strong> a moral agent.- evaluation applies to judgments about the relevance <strong>of</strong> luck.-not know about the bird). Luck should not produce moral blameeither- if I turn on a light and unknowingly cause a friend to beshocked, I am not morally responsible. Given the same circum-moral intentions would have done what I did, so I am excused. would it mean to say that Tim is not morally responsible formurder because his upbringing and genes are due to chance?have a problem. For this type <strong>of</strong> luck is not just something thathappens to a person. Constitutive luck constitutes a person; itdetermines who they arebebringingand genes, Tim would not be Tim. Luck is an excusewhen even a different person would have done the same thing. event may be said to be due to luck if it could have been otherwise.might be. In reality, no event can be otherwise than how it actu-luck if it could have been the case that those two sixes werewhich Jones’ bullet was not intercepted by a bird. Indeed, itis the comparison <strong>of</strong> what actually transpired and the possiblewe cannot compare one’s identity with one’s potential identityJanuary 2010due to other causal factors. Identity is not a characteristic <strong>of</strong>a person; it is the personmean, hardened gangster from the streets <strong>of</strong> Chicago who likesstrawberry ice cream, but instead is an arachnophobic, scubadiving,clay sculptor is a world in which Tim is a different per-We are unable to view ourselves simply as portions<strong>of</strong> the world, and from inside we have a rough idea<strong>of</strong> the boundary between what is us and what is not,what we do and what happens to us, what is our personalityand what is an accidental handicap…we donot regard our actions and our characters merely asfortunate or unfortunate episodes…we cannot simplytake an external evaluative view <strong>of</strong> ourselves…and this remains true even when we have seen thatwe are not responsible for our own existence, or ournature, or the choices we have to make.Constitutive luck is legitimately a feature <strong>of</strong> moral responsibilitybecause people are a bundle <strong>of</strong> causal forces. There isnot just any relation between a person and the causal forces <strong>of</strong>personality, desires, beliefs, fears, etc. There is an equivalence.That is, a person is identical to the sum <strong>of</strong> the causal factorsthat produce and constitute that person. These range from thecausal factors that make bones to the causal factors that makeone afraid <strong>of</strong> the dark. Holding someone morally responsiblereally is a judgment about them, but it also really is a judgmentabout their childhood, their past decisions, their outlook on theworld, their genes, their friends, their emotional dispositions,“he did a bad thing” meanother than “his identity, which is partially composed <strong>of</strong> sev-proved<strong>of</strong>”? This is what moral responsibility seeks to judge:not the outcome, but the person.In Freedom and Resentment, P.F. Strawson argues forthe detachment <strong>of</strong> moral responsibility from determinism. Hisidea is that reactive attitudes such as resentment and gratitudeare ingrained in interpersonal human behavior, and, moreover,that such reactive attitudes should be a part <strong>of</strong> interpersonalrelations. “The human commitment to participation in ordinaryinterpersonal relationships is,” he writes, “too thoroughgoingand deeply rooted for us to take seriously the thought that ageneral theoretical conviction might so change our world.” He precisely is being exposed to the range <strong>of</strong> reactive attitudes thatis in question.” This view does not ignore the truth <strong>of</strong> determinismor moral luck; rather, it accepts that even if every act isdetermined, or even if one’s identity is due to luck, the self isattitudes and not merely devices we calculatingly employ forregulative purposes.” In matters <strong>of</strong> judging persons, determinismand moral luck detract nothing from the appropriateness <strong>of</strong>moral responsibility.21 22


is not just a special case <strong>of</strong> when luck is morally relevant; it isthe only case. If agency is to make any sense, then people musteven if their identity is arbitrary, but especially because theiridentity is arbitrary. Luck is morally irrelevant when it is unrelatedto the formation <strong>of</strong> the agent’s identity and intentions.This leaves us with a view <strong>of</strong> moral responsibility thatcan sometimes take into account luck and sometimes ignore circumstantial, causes <strong>of</strong> action, and consequences <strong>of</strong> action.Luck with regard to the consequences that follow from an ac-tutiveluck will be the model sort <strong>of</strong> luck that will be relevantin determining moral responsibility. Luck in circumstances andcauses <strong>of</strong> action will sometimes be relevant. For example, taketwo cases <strong>of</strong> causal luck: if I kick someone because I slippedon a piece <strong>of</strong> ice, or if I kick someone because I saw someonecauses my action (I happened to slip on ice, I happened to seeseeing the person caused me to form an intention to kick. Thesetypes <strong>of</strong> luck will be relevant only when they are inherent to theprocess <strong>of</strong> identity formation or when they provide the circumstancesin which one can form intentions. can say in advance how the moral verdict will depend on theresults.” He gives the example <strong>of</strong> leaving the bath running witha baby in it, noting that the baby’s drowning makes what oneit may be rational to “concentrate moral assessment on theactual decision in light <strong>of</strong> the probabilities” but doesn’t fullymust await the outcome, because the outcome determines whathas been done.” In his discussion in the following pages, he-the same way. The outcome should never be relevant, becauseit is always divorced from intention (or lack <strong>of</strong> intention, asseen in the case <strong>of</strong> negligence). Thought <strong>of</strong> another way, actionsretrospectively. The irresponsible parentshould be equally morally responsible whether or not thebaby drowns. That our emotional reactions <strong>of</strong>ten don’t accordwith our moral judgment is not surprising; indeed, we regretevents in the past that cannot be changed, and sometimes feelshrinks down the notion <strong>of</strong> agency, I believe that he is wrong toinclude consequential luck in this contention. is right aboutthink this is because he takes it as a given that his four types<strong>of</strong> moral luck must be jointly relevant or irrelevant. Take, forexample, the following passage:January 2010The area <strong>of</strong> genuine agency, and therefore <strong>of</strong> legitimatemoral judgment, seems to shrink underthis scrutiny to an extension-less point. Every-<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong> ence<strong>of</strong> factors, antecedent and posterior to action,that are not within the agent’s control. Sincehe cannot be responsible for them, he cannot beresponsible for their results.I do not think that genuine agency shrinks because <strong>of</strong> luck.In contrast, constitutive luck seems fundamental to who we are.intention and luck that occurs after the formation <strong>of</strong> an intentionare both outside <strong>of</strong> the agents’ control, I think there is a compellingcase for deeming only the former morally relevant. Finally,it does not follow from the fact that an agent is not responsiblefor something that he is not responsible for the results <strong>of</strong> thatthing. The responsibility may, like a stray cat wandering intoone’s house, assert itself upon someone. Identity asserts itselfcontrol <strong>of</strong>, one’s identity, but one is certainly responsible for theprojects that one chooses to undertake. something in the idea <strong>of</strong> agency is incompatible with actionsbeing events, or people being things,” but a theory <strong>of</strong> agencythat accounts for luck will have little trouble overcoming thisconceptual obstacle. If people are things, then their consciouslong as one maintains a conception <strong>of</strong> intention, events may be“leaves us with no one left to be,” but it may only be his consequentialluck that ought to be dismissed as morally irrelevant.Constitutive luck, in contrast, provides us with someoneto be. It is appropriate to hold people accountable for who theyprisinglythat our personalities and characteristics are basedon luck, might this be disappointingmanbeing, or, more strangely, that a particular conscious entitywe persist as a single identity in time, lucky that we can smell,taste, and touch the world, lucky that life contains pleasures,and lucky that we are not the only conscious beings. Luck isWorks Cited foot640x480.jpg Moral Luck. In Mortal QuestionsCambridge <strong>University</strong> Press, 1979.son01.jpgStrawson, P.F. Freedom and ResentmentDerk Pereboom. Indianapolis: Hackett PublishingCompany, 1997.22


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Why Fortune Does Not Bring HappinessA Stoic Critique <strong>of</strong> the Aristotelian Notion <strong>of</strong> “Blessedness”Dustin Elliotdce16@uga.eduAbstractIs our happiness up to us—that is, is it something we can control? Unlike Aristotle, theif something is outside <strong>of</strong> one’s control, it should not have a lasting impact on one’s happi-and completeness to be the necessary components <strong>of</strong> happiness, Aristotle’s notion <strong>of</strong> blessedness—takento be the highest level <strong>of</strong> happiness—must be rejected on the grounds <strong>of</strong> itsIrelation between happiness and those factors that are out <strong>of</strong> ourcontrol (e.g., external goods). In this essay, I compare and contrastsome <strong>of</strong> the ancient philosophical responses to this ques- Nicomachean Ethics, presentswhat he considers to be the necessary criteria for happiness.Happiness must be both (i.e. complete in the sense that it issought for its own sake) and (i.e. adequateso that nothing could beadded to improve it). In ac-Stoic thinkers operate by conception <strong>of</strong> happiness atthe outset, his commitmentto it becomes questionableas he discusses the situation<strong>of</strong> King Priam, the Trojanking who lost all <strong>of</strong> hisexternal goods following discusses the problems <strong>of</strong>maintaining that Priam, as avirtuous man, has lost nothing <strong>of</strong> importance while, at the sametime, suggesting that his happiness has been ruined by a loss <strong>of</strong>presents the notion <strong>of</strong> blessedness, claiming that Priam has lostthis instead <strong>of</strong> happiness. cance<strong>of</strong> external goods in relation to one’s happiness: if somethingis outside <strong>of</strong> one’s control, it should not have a lastingimpact on one’s happiness. In examining the notion <strong>of</strong> blessednessand siding with the Stoic philosophy on this matter, I holdJanuary 2010essarycriteria for happiness; one’s happiness, as a result, shouldnot be dependent on external goods. Furthermore, I argue that <strong>of</strong> blessedness must be rejected on the grounds <strong>of</strong> its inconsis-tive”objections to the Stoic position.Criteria for HappinessNicomacheanEthics discussion on “the good forman.” He asserts that, “Sincethere are evidently more thanone end, and we choose some and in general instruments)for the sake <strong>of</strong> somethingelse, clearly not all ends are ingthis claim, explains thatby he is referring to that“which is in itself worthy <strong>of</strong> cludingsomething that might be desirable in itself and for the-way or another, is sought for the sake <strong>of</strong> happiness. holds that happiness is also : that which “whenisolated makes life desirable and lacking in nothing” (12). If


would be unattainable, given that the possibility <strong>of</strong> improvingit by adding more and more things would be ever-present. Sat- istotleargues, that person can perceive nothing that could improvehis or her life. In this way, then, happiness is not just onegood thing to be counted among other good things; happinessIn order to determine what constitutes the good for man(i.e., man’s happiness), in The Nicomachean Ethicstion<strong>of</strong> man cannot be nutrition or perception in that these func-a function that pertains to man exclusively. The function <strong>of</strong>man, then, ins<strong>of</strong>ar as it pertains exclusively to man, must berelated in some way to “the life <strong>of</strong> the rational element” (sincein continuing with the discussion, uses an analogy involving alyre-player to demonstrate another point regarding the function<strong>of</strong> man. Just as the function <strong>of</strong> a good lyre-player is to playthe lyre well, the function <strong>of</strong> a good man is to exhibit a “good- some detail throughout the remainder <strong>of</strong> Nicomachean Ethics,tion<strong>of</strong> virtuous activity (also described in greater detail in thetreatise itself). In this way, then, human happiness is in directrelation with virtuous activity. The Stoics work largely fromthis same framework <strong>of</strong> happiness and virtue.<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Aristotle, King Priam, and Blessedness chance <strong>of</strong> disaster that all living men face, it seems risky tocall any man happy (given that something could happen at anya living man happy, then who is happy? It seems strange andinherently problematic to call dead men happy ins<strong>of</strong>ar as deadmen cannot exhibit virtuous activity, a principle constituent <strong>of</strong>inga living man happy one runs the risks <strong>of</strong> “making the happyman out to be a ‘chameleon, and inherently based.’” This posesa problem because happiness is supposed to be something thatis lasting and not subject to constant change. It is the durable21). to be troubled by the situation <strong>of</strong> King Priam, the Trojan kingwho lost everything with the sack <strong>of</strong> his city during the Trojan-January 2010tion.For many thinkers, however, it seems wrong to suggestthat Priam could be the same both before and after the fall <strong>of</strong> hisblessedness,suggesting that instead <strong>of</strong> becoming unhappy as a result <strong>of</strong> badfortune with respect to external goods, Priam loses his blessed-condition in which one is both happy (i.e., living in accordancewith virtue) and fortunate (e.g. lucky enough to avoid chanceblessedness,if he meet with fortunes like those <strong>of</strong> Priam” (21).The Stoics on External GoodsIn On Final Endsistotle’smode <strong>of</strong> thought and that <strong>of</strong> the Stoics:The Peripatetics [i.e. the Aristotelians] thinkthat no life is completely happy without bodilywell-being. We Stoics could not agree less. Inour opinion not even an abundance <strong>of</strong> thosegoods which we really do call good makes a differenceto the happiness, desirability or value <strong>of</strong>one’s life. (Annas 332)It is not the case, however, that things such as health andwealth are <strong>of</strong> no concern to the Stoic. These things simplythings are not always good, given that their value depends, tosome degree, on the relevant circumstances, they are not thesame as moral virtue, which is always good (independent <strong>of</strong> thesituation at hand). Thus, things like health and wealth cannotvirtue in an attempt to improve one’s happiness. -to as either non-preferred or “preferred indifferents” (Inwood their respective circumstances allow. ternalgoods and virtuous activity is to regard the former as extrinsicallyvaluable (i.e., valuable in relation to something else)and the latter as intrinsically valuable (i.e., valuable by its veryyou check into a hotel and have the option to sleep in a dirty is, its value depends on the condition that, at this given time,the Stoics, is inherent. 24


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>that not only does the idea <strong>of</strong> blessedness run counter to theStoic conceptions <strong>of</strong> happiness and virtue, it is also inconsistentblessedness as happiness plus good fortuneintroduces a higher form <strong>of</strong> happiness. This type <strong>of</strong> happiness<strong>of</strong> good fortune (something typically out <strong>of</strong> one’s control) leads--<strong>of</strong> thought becomes obvious; external goods, precisely becausethey have the ability to render a higher state <strong>of</strong> happiness, ac- Thus, if one wishes to remain committed to the original criterianotion <strong>of</strong> blessedness. that the proposed limitations are, in part, unwarranted. For in-blessedness is simply a different typedifferent type <strong>of</strong> happiness as opposed to a higher level <strong>of</strong> hap---same reasons mentioned in defense <strong>of</strong> the criteria themselves,thought that excludes the possibility <strong>of</strong> other types <strong>of</strong> happiness(at least for those who hold the original criteria to be sound).Other Counters and Responses (seemingly) counterintuitive nature <strong>of</strong> the Stoic disposition inexternal goods. It is absurd, some critics suggest, to maintainthat someone is to remain emotionless and unaffected when heor she suffers misfortunes like those <strong>of</strong> Priam. Such a state <strong>of</strong>being seems impossible and inhuman.The problem with this criticism is that it arises from a misunderstanding<strong>of</strong> a key component in Stoic philosophy. TheStoics, for the most part, do not completely disregard the value(or should not) have the ability to weigh against one’s happi-happiness, is grounded in moral virtue. Someone in Priam’sposition would perhaps experience a period <strong>of</strong> psychologicaldisturbance and unrest when all <strong>of</strong> his preferred indifferents, theconditional goods, are taken away. Ins<strong>of</strong>ar as he was a virtu--January 2010Perhaps another example will clarify the Stoic position. -would not kill another person for a healthy heart even in anattempt to preserve his own health; doing so would require thathe carry out an immoral act, and the chief concern <strong>of</strong> the Stoicis to avoid such occurrences. Thus, even though the Stoic doesvalue the external good (e.g., health) to some extent, this type<strong>of</strong> value can never weigh against moral virtue (a different typethe Stoic attitude towards external goods does not appear to becompletely counterintuitive.Conclusion Stoic arguments regarding the nature <strong>of</strong> human good. The Sto-pinessto argue that happiness is not dependent on externals(e.g., health, wealth, etc) in that, if it were dependent on suchthoughhe presents this conception <strong>of</strong> happiness at the outset <strong>of</strong>Nicomachean Ethicsblessedness. He holds that when a virtuous person experiencesmisfortune and the loss <strong>of</strong> external goods, he or she remainshappy but fails “to reach blessedness.” From this explanation,blessedness is happiness plus good fortune, and as such, it can<strong>of</strong> this notion, however, reveals that if one reaches this higherstate <strong>of</strong> happiness by obtaining external goods (i.e., by experiencinggood fortune), then this conception <strong>of</strong> happiness is nohappiness is life in accordance with moral virtue, bestowing nodirect reliance on external goods.Works CitedThe Nicomachean Ethics Cicero. On Final Ends Cicero. On GoalsHellenistic Philosophy radioactive-happiness-face.gifIntroductory Readings. 2nd ed. Indianapolis: HackettPublishing Company.Sextus EmpiricusHellenistic Philosophy25 26


On the Philosophy <strong>of</strong> MetaphorsAn Interview with Dr. Elisabeth Camp<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>Christina Matthias<strong>University</strong> <strong>of</strong> <strong>Penn</strong>sylvaniacmatthia@sas.upenn.eduDr. Elisabeth Camp is a philosopher <strong>of</strong> language andmind, whose research focuses on thoughts and utter- this interview, she discusses her path to becoming aphilosopher, and about the philosophy <strong>of</strong> metaphors.The paper she discusses here can be found on her website:http://www.sas.upenn.edu/~campe/#papersDr. Camp received her PhD from UC Berkeley, andcompleted postdoctoral research at Harvard. She isnow an Assistant Pr<strong>of</strong>essor <strong>of</strong> Philosophy at U<strong>Penn</strong>.-I wanted to do something else. So I took a philosophy classwhich I thought might be the next best thing. I was a doubleabout fully committing to philosophy; I really enjoyed it andI found it really hard. I always thought it was just somethingI enjoyed, so I worried it was self-indulgent. I then went andworked in Chicago in adult literacy for three years after college.During that time, among the various things I was doing wasworking with people in the Latino community who were learn-and this phrase not a good phrase, and how can we manage tocommunicate these complex things? So that started to get meto see that it can actually matter, and not just be a fun game.stuff enough to go to grad school, but even then, I thought Iso many more topics that I thought were really interesting, andnot just things that were taught in my classes. I started coming-can actually help other people learn how to think, by teachingphilosophy, so I started to be corrupted.Where did most <strong>of</strong> your experience with neuroscience andJanuary 2010There was this reading group in grad school, post-docs andfaculty. It brought together philosophers who were interestedin psychology, and psychologists and cognitive scientists whoabout concepts, about representation, some about the cognitivearchitecture, like how must thoughts and thinking be substan-much overlap there was, but also how much difference there all trying to talk about the same thing, but the psychologists areconcepts, how do they connect to substantiation, how is it thattions<strong>of</strong> using this concept correctly and incorrectly, and wheremore concerned about reference. Philosophers are much moreconcerned with how a concept connects up to the world, andthe psychologists are much more concerned with just what isgoing on inside the head. It was really interesting to see, givenhow much we thought we were agreeing, where we would justdisagree.interested in metaphor, and in the difference between metaphorjorbecause I was interested in that area. From there, I feel likethat has branched into a lot <strong>of</strong> different things about the ways26


<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>our minds are that make us the kinds <strong>of</strong> creatures who woulduse metaphors, and other kinds <strong>of</strong> forms <strong>of</strong> speech that are sort<strong>of</strong> like metaphor, such as irony. There’s a whole strand <strong>of</strong> stuffthat just little by little you say, ‘I’m interested in this thing, wellthen I should be interested in this other thing too, etc.’Would you say that studying Philosophy <strong>of</strong> language piquedThere was actually a pretty funny moment, when my advisorin grad school was very gently trying to suggest that I might-right, and in fact the reason I was interested in the topics inphilosophy <strong>of</strong> language I was interested in was because <strong>of</strong> howthey connect up to the mind. I’m interested in places where theinteraction between language and mind is especially interesting,or especially complicated, or especially promising.I think it is really important not to just write for other academicpr<strong>of</strong>essional philosophers. I hope that different pieces <strong>of</strong> mywriting are more interesting to a wider audience, such as maybeentedtoward philosophers, cognitive scientists, and psychologists.I think it is really important that if you are sitting on aplane, and somebody asks you what you do, you should havesome way <strong>of</strong> explaining it to them in a way that could get themit all, but that might sound interesting to them. I think later Iwould like to try to write articles that are really accessible topeople who are outside <strong>of</strong> philosophy.I think overall, one <strong>of</strong> my ultimate goals is to broaden what philosophersthink <strong>of</strong> as what they can think about. I think we, philosophers,are most comfortable thinking about kinds <strong>of</strong> thoughtgreat, it’s nice and clean, it gives us a very orderly model <strong>of</strong> puttingtogether our thoughts, and it gives us this very orderly way<strong>of</strong> testing whether the connection between our thinking and our it’s still really interesting and important for making us human.So my ultimate goal is to get us to pay more attention to thosekinds <strong>of</strong> things, and to have theories that can help us pay moreattention to those kinds <strong>of</strong> things.Do you think it’s fair to broadly apply this ultimate goal toIn philosophy <strong>of</strong> mind and philosophy <strong>of</strong> language, we have thistask <strong>of</strong> giving an adequate description <strong>of</strong> language, or <strong>of</strong> mind,ditionalthing that is really important, which is making senseJanuary 2010language and philosophy <strong>of</strong> mind are also concerned with that,the norms <strong>of</strong> language come from, how can we think clearlyliticalphilosophy, ethics, and epistemology, the question <strong>of</strong>normativity is much more in the forefront. I think <strong>of</strong> my task asreminding us, as philosophers, that we should pay attention to awider range <strong>of</strong> things than we <strong>of</strong>ten do pay attention to. -<strong>of</strong> interest in that area; from what kind <strong>of</strong> context do youThere are two things that people think a lot about in philosophyis, where does metaphor belong in the sort <strong>of</strong> overall theory <strong>of</strong>meaning, is it part <strong>of</strong> what words mean, is it part <strong>of</strong> what utterancesmean, does it have meaning at all, is it what speakerscontext <strong>of</strong> metaphor. Then people also pay some attention tothe sort <strong>of</strong> states <strong>of</strong> mind that would prompt us to speak metaphorically.In that article I’m talking about both <strong>of</strong> those thingsto some extent, but I was motivated to do it more by thinkingfectsdoes metaphor have in the conversation that makes it auseful, interesting, distinctive, powerful phenomenon. I wasrhetorical effects; you notice that they are distinctive for metaphor,and people want things to be simple, so they’re alwaystrying to assimilate anything to something else-they are alwaystrying to assimilate metaphor to some other kind <strong>of</strong> phenomenon.For example, you know Davidson wants to say metaphoris just like a bump on the head, and then these relevance theoristsand other people want to say metaphor is really just likeordinary literal talk. I want to say no, that if you think about therhetorical effects, don’t just think about how nice it would be ifthe taxonomy were that way, think about what you actually dowhen you make a metaphor. You’ll notice that these rhetoricaleffects are different in those two cases and that you can’t justassimilate metaphor to realist categories.-be a propositional conclusion, a direct statement. Is thatsomething that we have to assume in order to discuss metaphorin this way, or is that something that you would applyThis is an example <strong>of</strong> exactly what we have been talking about.Philosophers have a nice theory <strong>of</strong> formal logic, but more generallywe’ve got a nice theory <strong>of</strong> meaning, which is propositional,across the board, because it gives you a nice, systematicaccount <strong>of</strong> how conversations would proceed the way they do,and how words come to have meaning. It gives you a nice doing when you make an utterance, especially an assertion,27 28


model, if you assume that people are trying to communicateSo you get a very nice theory from making that assumption, butthat assumption is false.that it involves this non-propositional thinking, including emo-an important part <strong>of</strong> our minds, and our ways <strong>of</strong> thinking. Youcan’t just tell people, “you should be thinking about this thing,”you have to say, “look at this thing you are already interested in,now notice that it requires you to pay attention to this broaderframework.” So I am always looking for ways to make peoplethink about that model <strong>of</strong> meaning. To this point, in the previouslymentioned article and in general, I <strong>of</strong>ten go along withthe ordinary philosophical conception <strong>of</strong> meaning, and I haveto do that because I have to talk to other philosophers, and so Ia restrictive notion. I am teaching a class in the spring calledwhat are the different kinds <strong>of</strong> meaning, and where does meaningcome from, and are there legitimate sources <strong>of</strong> differentto make some systematic sense <strong>of</strong> that. In order for it not to bejust a terminological debate, I think it is important not to simplysay, “you should include this under meaning,” but I increasinglyam starting to be interested in saying, “these are differentkinds <strong>of</strong> meaning,” in addition to the narrow propositional kind.Do you see metaphor as a valuable way <strong>of</strong> expressing meaning,and if so do you think it is in some ways undermined byYes, I think that metaphor, from the standard, traditional, propositional,truth-conditional perspective, looks like a weird devi-would we use this indirect, risky way <strong>of</strong> communicating, whenreally we’re just communicating propositions anyway? I think-a better model <strong>of</strong> the mind, and <strong>of</strong> communication, that makes itcally?I think that one <strong>of</strong> the things that metaphor is really goodfor, one <strong>of</strong> the reasons that we do communicate metaphorically,is because it allows us to communicate these really complex,open-ended ways <strong>of</strong> thinking, in addition to, or even more thanactually say. Sort <strong>of</strong> the classic example, which I talk about in-all I am saying in my letter <strong>of</strong> recommendation, that’s a prettyJanuary 2010<strong>Penn</strong> <strong>Philosophical</strong> <strong>Perspectives</strong>bad philosopher, but I’m not saying that, so I’m communicat-at, and it is not the only kind <strong>of</strong> speech that does this, but it isespecially good at communicating not just one or a couple <strong>of</strong>extra propositions, but a whole way <strong>of</strong> thinking, a whole attitude,including especially emotional responses.Another topic you were talking about is the difference betweensemantics and pragmatics. In terms <strong>of</strong> the relationbetween meaning and creating new frameworks for thinkingabout the philosophy <strong>of</strong> mind and philosophy <strong>of</strong> lan-The more I talk to linguists, the more this is a really interestingquestion to me. So many people assume that metaphor isa pragmatic phenomenon; what that means is that when youspeak metaphorically, you say words that have one convention- the pragmatic meaning is different from the semantic meaning.you mean the opposite <strong>of</strong> what you say. There are all these questionsabout how to understand the relationships within pragmatics,how to understand the relationship between different kinds<strong>of</strong> pragmatic meaning, different ways in which speakers mightbeen focused within pragmatics; my work in the philosophy <strong>of</strong>language on metaphor has focused on where within pragmaticsdoes metaphor go, assuming that it doesn’t go into semantics.any linguistic phenomenon that is systematic you should try toput it into semantics if possible; that is you should appeal to adifference between what the words mean and what the speakermeans by using those words only as a last resort.out thinking that I was going to show these people that theyare wrong because the assumptions that they are using to argueagainst my view about metaphor would show that not just metaphor,but sarcasm is a semantic phenomenon, and it seems thatthey say that actually some <strong>of</strong> the things that suggests are reallycool, that sarcasm or some parts <strong>of</strong> sarcasm could be semantic.So that means the way we think about what semantics couldbe different than what philosophers have traditionally assumed. know anything about semantics we know about the differencebetween semantics and pragmatics and we know that sarcasmand probably metaphor belong in pragmatics not in seman-it seems like actually you could put this stuff in semantics too.So then the question turns to, what do we want semantics to be?story we can tell, about meanings associated with words thathelp to predict what speakers do with those words. So the moreyou can get systematic predictions by packing it into the semantics,the better.28


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