Vanguard Brokerage Services Nonretirement Account Kit

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Form NAAF 2. Organization information organizations and other entities only You must send us a copy of the required documentation. In most cases, you must also complete a <strong>Vanguard</strong> Organization Resolution form and include a copy of the organization document identifying all authorized persons. > You must complete this entire section. > Registration type Check one. Required documentation ■ Corporation ■ Endowment ■ Estate* ■ Foundation Articles of incorporation. ■ Partnership Partnership agreement. ■ Professional association, professional corporation, or limited liability company *You only need to complete our Organization Resolution form if the estate representative is an organization. Organization description Check any that describe the organization. ■ Broker-dealer ■ Mutual fund ■ Government agency or instrumentality ■ National bank ■ Publicly traded on Nasdaq (except small-cap issues), NYSE, or NYSE Arca Name of organization Name of organization as shown on federal tax documents ■ State-regulated bank Ticker symbol Employer ID number ■ Organization is exempt from backup withholding. If this box is checked, you must specify a reason. Reason Attach supporting documents. Country where organization was established Tax residency ■ U.S. ■ Other ■ U.S. ■ Other Country of establishment if not U.S. Articles of incorporation, state-issued charter, or certificate of good standing Check one. If you don’t check a box, we’ll treat your organization as an S corporation for tax reporting purposes. ■ C corporation ■ S corporation Pages in the trust document that show the name of the endowment and a listing of all trustees and their signatures. Certified (within 90 days) copy of the court appointment of fiduciary, such as letters testamentary or letters of administration. ■ Sole proprietorship Document filed to form the proprietorship. ■ Unincorporated enterprise ■ Other Specify type. Articles of association, certificate of organization, or similar document. If a limited liability company, check one. ■ C corporation ■ S corporation ■ Partnership Document evidencing the existence of the enterprise, such as the charter or resolution. Document filed to form the organization (if a legal entity), or organization bylaws or similar document (if not a legal entity). Note: Enter information about the organization representative(s) in Section 5. Country of tax residence if not U.S. 2 of 14
Form NAAF 3. Trust information trust accounts only Only grantor trusts may use the grantor’s SSN. All other trusts > must provide an EIN. You must complete this entire section. > Important: All current trustees must complete Sections 5 and 6 and sign where indicated in Section 13. The employer ID number or Social Security number you provide below will be used for tax reporting purposes. If the trustee is an organization, you must complete our Organization Resolution form and mail it with this application. Name of trust Provide full legal name of trust. Employer ID number (EIN) or Social Security number (SSN) Date of trust agreement mm/dd/yyyy Type of trust Check all that apply. ■ Trust under ■ Trust under will/ ■ Grantor trust agreement testamentary Country where trust was established Tax residency Country of establishment if not U.S. Name of grantor if grantor trust ■ U.S. ■ Other ■ U.S. ■ Other Note: Enter information about the trustee(s) in Sections 5 and 6. 4. Retirement trust account information for those accounts only Name of plan or trust agreement Provide full, legal name of trust. Country of tax residence if not U.S. Employer ID number Provide the number that the trust uses to file tax returns. ■ Plan is governed by ERISA Note: Enter information about the trustee(s) in Sections 5 and 6. 3 of 14
Page 1 and 2: What’s inside: • Commission and
Page 3 and 4: Vanguard Brokerage Services Commiss
Page 5 and 6: Mutual funds from other companies:
Page 7 and 8: Fees for other services VanguardAdv
Page 9: Form NAAF Brokerage Account Applica
Page 13 and 14: Form NAAF Provide full, legal name.
Page 15 and 16: Form NAAF If you don’t complete t
Page 17 and 18: Form NAAF 8. How you’d like to ma
Page 19 and 20: Form NAAF 12. Duplicate documentati
Page 21 and 22: Form NAAF Sign here. All those list
Page 23 and 24: Brokerage In-Kind Account Transfer
Page 25 and 26: Vanguard Brokerage Services ® Clea
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Page 31 and 32: Vanguard Brokerage Services FundAcc

Vanguard Brokerage Services Nonretirement Account Kit

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