Vanguard Brokerage Services Nonretirement Account Kit

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Vanguard Brokerage Services FundAccess Shareholder Servicing, Networking, and 12b-1 Fees I. FundAccess ® shareholder servicing fees Vanguard Brokerage Services ® may receive fees for the provisioning of various shareholder services in connection with the participation of certain mutual funds in the FundAccess program. These fees may be considered revenue sharing and represent a significant source of revenue. Determined in accordance with an asset-based formula, these payments may equal up to 0.40% of a mutual fund’s assets under management at Vanguard Brokerage Services on an annual basis. II. FundAccess networking fees Vanguard Brokerage Services may also receive operational payments from mutual funds in the form of networking or per-position processing fees of up to $20 for each customer position in a mutual fund on an annual basis. These fees are reimbursed to Vanguard Brokerage Services for the work it performs on behalf of the funds, which may include but is not limited to subaccounting services, dividend calculation and posting, accounting, reconciliation, client confirmation and statement preparation and mailing, and tax statement preparation and mailing. III. 12b-1 fees Vanguard Brokerage Services receives 12b-1 payments from certain mutual funds, which may equal up to 1% of a mutual fund’s assets under management at Vanguard Brokerage Services on an annual basis. Vanguard Brokerage Services is a division of Vanguard Marketing Corporation, member FINRA and SIPC. © 2012 The Vanguard Group, Inc. All rights reserved. VBSFAD 072012
Page 1 and 2: What’s inside: • Commission and
Page 3 and 4: Vanguard Brokerage Services Commiss
Page 5 and 6: Mutual funds from other companies:
Page 7 and 8: Fees for other services VanguardAdv
Page 9 and 10: Form NAAF Brokerage Account Applica
Page 11 and 12: Form NAAF 3. Trust information trus
Page 13 and 14: Form NAAF Provide full, legal name.
Page 15 and 16: Form NAAF If you don’t complete t
Page 17 and 18: Form NAAF 8. How you’d like to ma
Page 19 and 20: Form NAAF 12. Duplicate documentati
Page 21 and 22: Form NAAF Sign here. All those list
Page 23 and 24: Brokerage In-Kind Account Transfer
Page 25 and 26: Vanguard Brokerage Services ® Clea
Page 27 and 28: Vanguard Brokerage Account Applicat
Page 29: Take your pick from thousands of mu

Vanguard Brokerage Services Nonretirement Account Kit

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