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Shift work and heart disease - Lægeforeningen

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<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Epidemiological <strong>and</strong> risk factor aspectsPh.D. thesisHenrik BøggildThis PDF-version is not necessarily in the same style as the printet version, <strong>and</strong>pagenumbering is different. The wording is however the same.Due to transfer of copyright the five papers in the printet version are not includedin this version.Centre for Working Time ResearchDepartment of Occupational MedicineAalborg Regional HospitalAalborgFaculty of Health SciencesUniversity of Aarhus2000


Forelæsningen finder sted onsdag den 23. august 2000 kl. 14.00i Auditoriet, Aalborg Sygehus Syd


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Epidemiological <strong>and</strong> risk factor aspectsPh.D. thesisHenrik BøggildCentre for Working Time ResearchDepartment of Occupational MedicineAalborg Regional HospitalAalborgFaculty of Health SciencesUniversity of Aarhus2000


Praise be doubt! I advise you to greetCheerfully <strong>and</strong> with respect the manWho tests your word like a bad penny.I'd like you to be wise <strong>and</strong> not to giveYour word with too much assurance.Bertolt Brecht“In praise of doubt”Brecht Poems 1913-1956Methuen Publishers


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>AcknowledgementsAcknowledgementsThe original idea for some of the studies, thatthis thesis is based upon originates more than10 years ago, before I even knew that shift<strong>work</strong>ers presumably had a higher risk of<strong>heart</strong> <strong>disease</strong>. Hans Jeppe Jeppesen, psychologistat the Department of OccupationalMedicine in Aalborg, upon reading a studyby Knutsson <strong>and</strong> co<strong>work</strong>ers, drafted an ideafor an intervention study. Shortly after Istarted <strong>work</strong>ing at the Department in 1991,he introduced me to the field of shift <strong>work</strong><strong>and</strong> - well - we have been <strong>work</strong>ing togethersince. Thank you, Jeppe, for many hours ofdiscussions <strong>and</strong> cooperation. I guess we havelearned a lot from each other <strong>and</strong> maybebrought medicine <strong>and</strong> psychology a littlecloser together.My other co<strong>work</strong>ers, Anders Knutsson fromthe Department of Public Health <strong>and</strong> ClinicalMedicine, Occupational Medicine, UmeåUniversity, Hermann Burr <strong>and</strong> Finn Tüchsenfrom the National Institute of OccupationalHealth, Copenhagen, <strong>and</strong> Poul Suadicani,Hans Ole Hein <strong>and</strong> Finn Gyntelberg from theCopenhagen Male Study have all contributedsignificantly to the <strong>work</strong> that constitute thebase of this thesis. Especially thanks to Andersfor inviting me to the northern most partof Sweden for discussions, <strong>and</strong> for giving methe opportunity to further explore some ofthe questions raised later in this thesis in theSHEEP-VIP database.Jens Peter Bonde, Department of OccupationalMedicine in Århus <strong>and</strong> Bo Netterstrøm,Department of Occupational Medicine inHillerød volunteered as supervisors when Idesperately needed them, they have bothcontributed with ideas, discussions of theresults, <strong>and</strong> have been very supporting in theprocess of bringing this thesis together.Ben Jansen <strong>and</strong> Alex Klein from ATOSConsultancy in Holl<strong>and</strong> generously providedthe Rota Risk Profile Analysis program usedin publication IV <strong>and</strong> V.The <strong>work</strong> has been carried out, while I was<strong>work</strong>ing as registrar <strong>and</strong> research fellow atthe Department of Occupational Medicine,Aalborg Regional Hospital from 1995-99.Part of the <strong>work</strong> was funded by grants fromthe Danish Working Environment Foundation(1995-2) <strong>and</strong> the Danish Heart Foundation.Sven Viskum has been acting as mylocal supervisor, <strong>and</strong> Jens Peter Johansen isacknowledged for finding ways of financingthe months of my <strong>work</strong> that was not coveredby the grants.I would also like to thank my other colleguesat the Department, who patiently have heardabout shift <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong> atnumerous occasions over the years.All the nurses <strong>and</strong> nurses aides, that volunteeredto participate in the NARFE II study(publication IV <strong>and</strong> V), <strong>and</strong> especially the<strong>work</strong>ing group members at the wards, arewarmly thanked for answering all our questions,going to the laboratory for bloodtests <strong>and</strong> for allowing us the opportunity todiscuss <strong>work</strong>ing hours with them.Aino, my wife, you have been asking manyquestions, that often made me think it allover once more. Things would have lookedvery differently without you.Frederikshavn, December 1999.3


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>ContentsAcknowledgements ............... 3Contents........................ 4Introduction..................... 8Background ..................... 9<strong>Shift</strong> <strong>work</strong>..................... 9<strong>Shift</strong> <strong>work</strong> <strong>and</strong> health ......... 10Heart <strong>disease</strong>s................. 10Heart <strong>disease</strong> epidemiology....... 11Risk factors for <strong>heart</strong> <strong>disease</strong>...... 11Traditional risk factors ........ 11Other risk factors ............ 11Social class................. 11Work environment ........... 12Personality factors ........... 12Biochemical risk factors (biomarkers) 12Markers of atherosclerosis ..... 13Markers of hemostasis ........ 14Stress <strong>and</strong> <strong>heart</strong> <strong>disease</strong>.......... 14Definition of stress ........... 14Biomarkers of stress.......... 15<strong>Shift</strong> <strong>work</strong> <strong>and</strong> CVD ............ 15Epidemiological evidence ...... 15Mechanisms ................ 16Individual modifying factors .... 20Gender difference ............ 20<strong>Shift</strong> scheduling <strong>and</strong> prevention.... 20Ergonomics <strong>and</strong> shift schedules . 21Rota risk profile analysis (RRPA) 21Intervention in shift scheduling . . 22<strong>Shift</strong> intervention <strong>and</strong> biomarkers 22AcknowledgementsSummary of results .............. 30Publication II ................. 30Publication III................. 30Publication IV................. 30Publication V ................. 31Discussion ..................... 33Methodological problems ........ 33Selection bias <strong>and</strong> confounding .... 33Choice of reference groups..... 35Social class................. 35Work environment differences . . 37Other risk factors ............ 37Confounding or mediator ........ 37Exposure assessment............ 38Detailed shift <strong>work</strong> exposure . . . 39Measuring ergonomic criterias . . 43Measurement of biomarkers .... 47Information from questionnaires . 49Intervention <strong>and</strong> biomarkers .... 50Evidence of a relationsship ....... 51<strong>Shift</strong> <strong>work</strong> <strong>and</strong> stress ......... 52Is shift <strong>work</strong> a a risk factor for IHD? 53Is it a causal risk factor? ....... 53Is it a causal risk factor for all? . . 54Conclusion <strong>and</strong> perspectives....... 60<strong>Shift</strong> <strong>work</strong> as a risk factor for IHD . 60Future research ................ 61Preventive perspectives.......... 61Abstract ....................... 63Resumé........................ 64References ..................... 65General aims of the studies ........ 25Material <strong>and</strong> methods ............ 26Publication I .................. 26Publication II ................. 26Publication III................. 26Publication IV <strong>and</strong> V............ 274


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>ContentsThe thesis is based upon the following publications, referred to in the text by their romannumerals:I: Henrik Bøggild <strong>and</strong> Anders Knutsson. <strong>Shift</strong> <strong>work</strong>, risk factors <strong>and</strong> cardiovascular <strong>disease</strong>.Sc<strong>and</strong> J Work Environ Health; 1999: 25: 85-99II:III:IV:Henrik Bøggild, Poul Suadicani, Hans Ole Hein <strong>and</strong> Finn Gyntelberg. <strong>Shift</strong> <strong>work</strong>, socialclass, <strong>and</strong> ischaemic <strong>heart</strong> <strong>disease</strong> in middle aged <strong>and</strong> elderly men: a 22 year follow up in theCopenhagen Male Study. Occup Environ Med 1999; 56: 640-5Henrik Bøggild, Hermann Burr, Finn Tüchsen <strong>and</strong> Hans Jeppe Jeppesen. Work environmentamong Danish shift <strong>and</strong> day <strong>work</strong>ers (manuscript)Henrik Bøggild <strong>and</strong> Hans Jeppe Jeppesen. Intervention in shift schedule <strong>and</strong> change inbiomarkers of <strong>heart</strong> <strong>disease</strong> <strong>and</strong> stress at hospital wards (manuscipt)V: Henrik Bøggild <strong>and</strong> Hans Jeppe Jeppesen. <strong>Shift</strong> schedule characteristics <strong>and</strong> biomarkers ofstress <strong>and</strong> <strong>heart</strong> <strong>disease</strong> (manuscript)Abbreviations:AP Angina pectoris RRPA Rota Risk Profile AnalysisApo-A Apolipoprotein A RE RegularityApo-B Apolipoprotein B PE PeriodicityBMI Body Mass Index LS Load/shiftCI Confidence interval LW Load/weekCMS Copenhagen Male Study ON Opportunity for rest at nightCVD Cardiovascular <strong>disease</strong> PE PredictabilityHbA 1c Glycated hemoglobin OH Opportunity for household activitiesHDL High density lipoproteins OE Opportunity for evening activitiesIHD Ischaemic <strong>heart</strong> <strong>disease</strong> OW Opportunity for weekend recreationLDL Low density lipoproteinsMI Myocardial infarctionOR Odds ratioNARFE Not an abbreviation; A giant from Nordic mythology, the father of day <strong>and</strong> gr<strong>and</strong>father of nightNWECS National <strong>work</strong> environment cohort studyt-PAI tissue-Plasminogen activator inhibitorRR Relative rate ratioTC total cholesterolTG triglyceridesWHRWaist Hip Ratio5


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>IntroductionIntroduction<strong>Shift</strong> <strong>work</strong> was not a consequence of theindustrial revolution - The munks of themonastery, guards at the castle, <strong>and</strong> seafarershave been at <strong>work</strong> at odd hours since biblicaltimes. And the hazards (albeit not <strong>heart</strong> <strong>disease</strong>)of night <strong>work</strong> was recognized by thefather of occupational medicine, BernardiniRamazzini (1633-1714), who wrote in “DeMorbis Artificium” (1713) that bakers “<strong>work</strong>at night, <strong>and</strong> when other men have finishedthe day’s task <strong>and</strong> are asleep recruiting theirenergies, they must <strong>work</strong> all night <strong>and</strong> sleepall day, like bats”. Also learned men <strong>work</strong>ingby the burning oil lamps have “the spirits(diverted) to other organs (causing) theirstomachs to abound in the acid of undigestedfood...” (quoted from Harrington 1 (p. 3)).Whether gastrointestinal problems are suggestedcaused by “spirits” or metabolicdesyncronisation the shift <strong>work</strong>er have at alltimes recognised that <strong>work</strong>ing hours in thenight influenced their health.The knowledge of an apparent risk of <strong>heart</strong><strong>disease</strong> is of newer date. The first studiesdealing with shift <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong> wasconducted in Norway by plant physicians,Thiis-Evensen at Norsk Hydro, Porsgrunn 2<strong>and</strong> Aanonsen at electrochemical plants inOdda 3 . Heart <strong>disease</strong> was included as part ofstudying morbidity in broader sense. Bothstudies have been regarded as essentiallynegative but when reanalysing the study byThiis-Evensen, a higher risk is detected (I).The first cohort study 4 was also interpretedas not showing any differences. It did, however,show that <strong>work</strong>ers having left shift <strong>work</strong>had a higher risk of <strong>heart</strong> <strong>disease</strong>. With thefairly inconclusive literature Harringtonconcluded in his classical review of shift<strong>work</strong> <strong>and</strong> health that “no excess cardiovascular(...) morbidity or mortality has been demonstrated”(p. 19) 1A second wave of studies on shift <strong>work</strong> <strong>and</strong><strong>heart</strong> <strong>disease</strong> was published from the beginningof the 1980'ies <strong>and</strong> with three Swedishstudies 5-7 in the process of publication thefirst review to suggest an association betweenshift <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong> was publishedin 1984 8 . Especially the historical cohortstudy of 504 papermill <strong>work</strong>ers by Knutssonet al 7 has been influential, as it was wellconducted <strong>and</strong> showed an increasing riskwith increasing number of years on shift<strong>work</strong>.Since then, the number of epidemiologicalstudies has slowly increased <strong>and</strong> recentreviews both of shift <strong>work</strong> <strong>and</strong> health ingeneral 9-12 , on <strong>work</strong> environment <strong>and</strong> <strong>heart</strong><strong>disease</strong> 13-15 , <strong>and</strong> on shift <strong>work</strong> <strong>and</strong> <strong>heart</strong><strong>disease</strong> in particular 16,17 all conclude that shift<strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong> is associated.At the same time, studies on the possiblecauses of this relationship have been published,suggesting that the risk could be conferredthrough traditionel factors like smoking,blood pressure <strong>and</strong> diet (I).Another type of study related shift scheduling<strong>and</strong> the introduction of ergonomic criteriasfor scheduling to health <strong>and</strong> well-being,<strong>and</strong> a single study had shown that rotationwith the clock led to lower triglycerides <strong>and</strong>glucose than counter clockwise rotation 18 .This prompted the idea that the risk of <strong>heart</strong><strong>disease</strong> among shift <strong>work</strong>ers could be reducedthrough the design of shift schedules.When we started the research related to thisthesis in 1993, I was rather convinced by thereviews. The <strong>work</strong> has broadend through theperiod <strong>and</strong> this thesis examines whether therelationship between shift <strong>work</strong> <strong>and</strong> <strong>heart</strong><strong>disease</strong> is causal, a prerequisit for rationalprevention.6


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>BackgroundBackground<strong>Shift</strong> <strong>work</strong>There is no universally accepted definition ofshift <strong>work</strong>. It encompasses situations where<strong>work</strong>ing hours are at least partly situatedoutside normal day <strong>work</strong>. Day <strong>work</strong>, however,also lacks a definition, often just beingstated by two clock hours for instance between6 am <strong>and</strong> 6 pm but differing fromcountry to country.<strong>Shift</strong> <strong>work</strong> covers a temporal organisation of<strong>work</strong> that includes part or all evening <strong>and</strong>night hours. In some definitions, amongothers the one used by ILO 19 , shift <strong>work</strong> isfurther delimited to situations where crewsor teams alternate to ensure a continuousoperation. In this definition, shift <strong>work</strong>would not cover for instance waiters, whowould instead be labeled as having permanentdisplaced evening <strong>work</strong>.In this thesis shift <strong>work</strong> is used in the broadersense <strong>and</strong> defined as "<strong>work</strong> outside normalday <strong>work</strong>ing hours". Others would not regardthis as shift <strong>work</strong>, but it was chosen asthe effect of <strong>work</strong>ing hours is probably notrelated to whether the shift <strong>work</strong>ers is alternatingwith others or not.<strong>Shift</strong> <strong>work</strong> may be organised in very differentways, several hundreds schedules beingdescribed in the literature 20 . In the perspectiveof the shift <strong>work</strong>er the organisation of theshifts in a shift schedule is viewed in terms ofhaving either one or more types of shifts. Inthe first instance where <strong>work</strong>ing hours forinstance are always 3 pm to 11 pm or from11 pm to 7 am, shift <strong>work</strong> is labeled permanentevening <strong>and</strong> permanent night <strong>work</strong>, inthe second instance <strong>work</strong>ing hours alternatebetween at least two different shifts <strong>and</strong> thisis labeled rotating shift <strong>work</strong>. Rotating schedulescan involve two or more (often three)types of shifts, in most instances coveringalso the day shift. Contrary to this perspective,from the organisations point of view, aschedule is considered as a way of organising<strong>work</strong> coverage, regardless of the type of shift<strong>work</strong>. A continous operation may this waybe covered by fixed shift staff or by rotatingshift <strong>work</strong>ers without any real difference forthe organisation or employer. The focus ofthis thesis is the shift <strong>work</strong> of individuals.In industry shift <strong>work</strong> is traditionally done inteams, groups of <strong>work</strong>ers having the sameshift schedule. One type of shift in this area isthe traditional 5 day shift, 2 days off, 4 eveningshifts, 3 days off, 4 night shifts, 3 daysoff. The schedule can be written DDDDD--/AAAA---/NNNN---/[1]. This way threeteams could cover a continuous operationfrom Monday morning to Friday at noon. Ifa longer operation is desired, for instance byincluding the weekend, more than threeteams would be necessary. In the aboveexample the schedule is three weeks inlength, in the fourth week starting over withthe day shifts. The teams would <strong>work</strong> oneweek delayed from one another. A schedulenot including <strong>work</strong> in weekends is labeleddiscontinous shift <strong>work</strong>.In other parts of society shift <strong>work</strong> is bytradition done in more irregular types ofschedules, examples being the transportation<strong>and</strong> the hospital care sectors. Here shift <strong>work</strong>is often not done in teams but instead everyemployee have their own schedule.Relating to the problems of defining shift<strong>work</strong> the number of shift <strong>work</strong>ers inDenmark is not known. Recent publicationrates between 9% 21 <strong>and</strong> 18% 22 as shift <strong>work</strong>-[1] Throughout the thesis I use the notation “D” forday shift, “A” for afternoon shift (evening), “N” fornight shift, “-“ for day off <strong>and</strong> “/” to mark the beginningof a new week (sunday/monday)7


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Backgrounders. This is somewhat lower than figures C problems with sleep <strong>and</strong> sleepiness 33-35 ,from other Western countries 23-25 , where 25- eventually leading to effects on performance<strong>and</strong> higher risk of accidents (at30% are reported shift <strong>work</strong>ing. The need ofshift <strong>work</strong> is relating to technical, economical <strong>work</strong> or while commuting) 36 .<strong>and</strong> service obligations, of which the firstC Social disruption with problems relatingmay explain the lower Danish figures. Bothto the interaction of <strong>work</strong> <strong>and</strong> socialof the latter reasons (for instance <strong>work</strong> organisationslike “production on dem<strong>and</strong>”,32 .(family <strong>and</strong> spare time) lifewhere stock is being held at a low level C Risk of adverse pregnancy outcomes asrequiring flexibility <strong>and</strong> the increasing use of preterm birth, small for age <strong>and</strong> prolonged“around the clock” opening hours of shops) waiting time for conception 37-39 .explains why shift <strong>work</strong> seems to increase.C Disease. This covers psychological distress<strong>and</strong> maybe psychiatric <strong>disease</strong> asThere are no Danish figures, but in Swedenthe proportion of the <strong>work</strong> force with nightdepressionshift <strong>work</strong> has doubled in 15 years 23 .40,41 , gastrointestinal disorders<strong>and</strong> <strong>disease</strong> 1,42-44 , <strong>and</strong> <strong>heart</strong> <strong>disease</strong>. The12-hour shifts, dividing the day in two, is thesis will only cover the last of thesebecoming more <strong>and</strong> more popular in the items.United States <strong>and</strong> is also making its way intoDenmark. Besides the problems of shift <strong>work</strong>it also brings along problems relating to long Heart <strong>disease</strong>s<strong>work</strong>ing hours 26-31 but this is not coveredThe term "cardiovascular <strong>disease</strong>" (CVD)directly by this thesis.comprises ischaemic <strong>heart</strong> <strong>disease</strong>, cerebrovascular<strong>disease</strong>s <strong>and</strong> <strong>disease</strong>s in larger arterias<strong>and</strong> veins, especially in the form of<strong>Shift</strong> <strong>work</strong> <strong>and</strong> healthclaudicatio intermittens.By displacing the <strong>work</strong>ing hours, shift <strong>work</strong>Ischaemic <strong>heart</strong> <strong>disease</strong> (IHD) or coronarypotentially affects the spare time <strong>and</strong> family<strong>heart</strong> <strong>disease</strong> (CHD) comprises myocardiallife of all shift <strong>work</strong>ers. The shift <strong>work</strong>er mayinfarction (MI), angina pectoris (AP), suddenexperience positive social effects of shiftdeath, cardiac failure, <strong>and</strong> cardiac arrhythmias45 . MI is a regional infarction in the <strong>heart</strong><strong>work</strong>, for instance when two spouses cantake turns looking after smaller children aton the basis of an occlusion of the coronaryhome 32 . Most shift <strong>work</strong>ers regards the socialarteries. AP is attacks of sudden severe chestimpact as negative. <strong>Shift</strong> <strong>work</strong> that includepain caused by inadequate perfusion of a partnight <strong>work</strong> always leads to circadian disruption(see p. 15) <strong>and</strong> thus to physiologicalof the myocardium relative to the metabolicdem<strong>and</strong>s. Coronary Artery Disease denoteschanges.coronary arteries affected by a pathologicalIn short, evening <strong>work</strong>ing hours is mostly process, <strong>and</strong> is often thought of as preexistingIHD by many years. While the reviewrelated to social <strong>and</strong> domestic problems, <strong>and</strong>night <strong>work</strong>ing hours to physiological problems.Theories for the mechanisms of this is thesis will primarily relate to IHD.(publication I) included CVD broadly, thisdealt with in a later section (p. 14). TheThe pathological processes leading to IHDresulting negative outcomes falls in fourcategories 1,11 can be divided in two. The forming of anatheroma in the coronary vessels, <strong>and</strong> the8


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>secondary forming of a clot leading to ischemia.The atheroma forms in the tunica intimaof the wall as a pocket with cholesterol,cholesterol-esters <strong>and</strong> other lipids being thefat-containing nucleus. Migration <strong>and</strong> proliferationof smooth intimal musclecells, collagen,eventually hydroxyapatit <strong>and</strong> dead cellsforms the plaque. The atheromatous plaqueproduced in this process can lead to a narrowingof the artery lumen, which diminishesthe coronary artery flow, eventually leadingto AP.IHD is secondly attributable to the formationof a clot often on the basis of a ruptured orulcerated atheromatous plaque, <strong>and</strong> leadingto a sudden trombosis of the lumen.Heart <strong>disease</strong> epidemiologyIHD is uncommen below the age of 40 <strong>and</strong> ismore prevalent among men than womenbefore menopause. After menopause, womenhave the same incidence as men. The genderdifference has been related to the protectingeffect of endogene estrogenes.In Denmark approximately 16,000 deathyearly are attributable to IHD, notably MI<strong>and</strong> sudden death, <strong>and</strong> 100-150,000 suffersfrom IHD (mostly MI <strong>and</strong> AP) 46 .In the last decades incidence <strong>and</strong> mortality ofIHD has been declining 46-48 . Some of thedecline has been related to a better prognosis<strong>and</strong> consequently a lower letality, but it alsoseems as if the incidence of new IHD isfalling 46,49 .Risk factors for <strong>heart</strong> <strong>disease</strong>BackgroundSince the late 1940'ies explanations for thedevelopment of IHD <strong>and</strong> detection of peopleat elevated risk of IHD have been pursued 50 .It was shown that the risk of IHD could bepredicted on the basis of conditions in clinicallyhealthy people, <strong>and</strong> these conditionswas labelled risk indicators or risk factors.Although some advocate the use of the termrisk factor for situations that predicts risk 51,52 ,others have suggested that the term shouldbe reserved for factors that are causallyconnected with the evolution of <strong>disease</strong>,while the term risk indicators could be usedfor factors that were just associated withIHD 53 . I use it in the latter meaning. Morethan 300 risk indicators have been described54,55 . Most of these are only proxy measuresof other underlying risk factors, <strong>and</strong> thenumber of risk factors are probably lower.On the other h<strong>and</strong>, risk factors discovereduntil now have only been able to explain halfof the changes in incidence, both in individuals<strong>and</strong> in populations 56 .Traditional risk factorsHypertension, diabetes, smoking <strong>and</strong> hypercholesterolaemiaare labeled modifiabletraditional risk factors 51 . Other conditionshave moved from indicator to factor status asmore knowledge has been gathered, <strong>and</strong> lackof exercise, overweight <strong>and</strong> a J- or U-formedcurve for alcohol consumption are nowadded as lifestyle related risk factors 51,57 .Other risk factorsAmong the enormous number of risk factors,only a few - relating to the papers <strong>and</strong> thisthesis - will be discussed.Social classSocial class can be measured in many ways,but will most often encompass either measurementof some kind of social prestige(normally education) or control with production58 , or both. In Denmark the scale ofSvalastoga 59 has been used in a revised ver-9


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>sion combining information on education <strong>and</strong>the number of subordinates 60 . In this scale,social class I encompass self-employed withmore than 20 employees, people with longereducations <strong>and</strong> civil servants with more than51 subordinates, class II covers self-employedwith 6-20 employees or a middle-longeducation <strong>and</strong> civil servants with 11-50subordinates, social class III encompass selfemployedwith less than five employees <strong>and</strong>civil servants with 1-10 subordinates. Socialclass IV encompass civil servants withoutsubordinates <strong>and</strong> skilled <strong>work</strong>ers, <strong>and</strong> socialclass V covers unskilled <strong>work</strong>ers.A large number of studies showed socialclass to be strongly inverse related to IHD 61-63. The possible causal effect of social classon IHD is not known. The social class termis in some instances a proxy for other riskfactors being more prevalent among lowersocial classes. It has been shown, however 64 ,that social class acts as a independent riskfactor, not explained by differences in otherrisk factors. One possible risk factor thatsocial class could be a proxy of is life style,as smoking <strong>and</strong> a diet rich in saturated fat hasbeen shown to be more prevalent in lowersocial classes. It has also been suggested thatpeople in lower social classes don’t quitsmoking <strong>and</strong> that prevention campaigns donot have the same effect among those. Besideslifestyle factors, the effect of social classhas been related to material conditions,selection processes, cultural differences <strong>and</strong>effects in utero or infancy 65-67 . The differencesin <strong>work</strong> environment has also been suggested68 to be partly responsible, but the<strong>work</strong> environment in general is only explaininga minor part of the risk 69 .So, even when control of smoking <strong>and</strong> dietaryhabits between shift <strong>and</strong> day <strong>work</strong>ers ismade, this would not necessarily outbalancethe confounding effect of social class.Work environmentBackgroundA number of <strong>work</strong> environment factors havebeen shown to relate to the risk of CVD.Sedentary <strong>work</strong> has been known since theearly 1950, when Morris compared busdrivers <strong>and</strong> conductors, <strong>and</strong> later on monotonous<strong>work</strong>, passive smoking, noise, heat <strong>and</strong>cold have been included 13 . Occupationalstress is discussed on p. 12. Also differentchemicals are cardiotoxic 70 most known iscarbondisulfid shown in a series of wellconducted epidemiological studies 71 . Olsen<strong>and</strong> Kristensen 72 calculated the attributablerisk (etiological fraction) of <strong>work</strong> environmentrisk factors on the risk of CVD to bearound 20% that is that 1/5 of CVD caseswould not exist if all <strong>work</strong> environment riskfactors were entirely removed.Personality factorsIHD has been associated with the so-calledtype-A personality, persons being competetive<strong>and</strong> with what has been labeled coronaryprone-behaviour,but it has later been shownthat it is the hostility <strong>and</strong> agression componentsthat are related to IHD 51,73 <strong>and</strong> toatherogenic lipids 74 .Biochemical risk factors (biomarkers)Morbidity <strong>and</strong> mortality of IHD is the endpoint of concern. In order to obtain informationon risk at an earlier stage, considerableinterests have been on the possible use ofbiochemical factors as cholesterol <strong>and</strong> lipoproteinsas proxy measures of later risk.Apart from serving as markers of apparent<strong>disease</strong> when they are high - as hypercholesterolaemia- the levels of biochemical substancesincluded in the <strong>disease</strong> process is ofimportance. There is a dynamic equilibriumof proteins <strong>and</strong> lipoproteins between the10


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>blood <strong>and</strong> the arterial wall, especially for thesmall high density lipoprotein (HDL)-cholesterol<strong>and</strong> mediumsized low density lipoprotein(LDL)-cholesterol. It is thought that theconcentration of for instance LDL-cholesterolin “normal” levels is connected to theprogression of <strong>disease</strong> so that the transportof lipids into the vessel wall will be related tothe concentration of LDL.As the concentration of these biochemicalfactors represent early, subclinical adversehealth effects they can be regarded asbiomarkers 75 . I use this notion to separatewhat is regarded as internal biological effectsfrom external behavioral risk factors. Asnoted above, the traditional nomenclaturewould label the biomarkers as risk factors.Markers of atherosclerosisThe blood lipids cholesterol <strong>and</strong> triglyceridesare in different concentrations integrated inlipoproteins of different densities.High total-cholesterol <strong>and</strong> LDL-cholesterol(especially its oxidized form 54 ) <strong>and</strong> lowconcentrations of HDL-cholesterol have beenshown to be causally related to risk ofIHD 51,76,77 .It has been debated, whether high triglyceridesare a causal risk factor, <strong>and</strong> the level isprobably not linearly related, but may bedependent on HDL-cholesterol levels 51,78 .In subjects without other risk factors, atherosclerosisis normally not present whencholesterol < 3.5 mmol/l, LDL < 2.5 mmol/l,triglycerides < 1.5 mmol/l, <strong>and</strong> HDL > 1mmol/l.It has been suggested that total cholesterol/HDL-cholesterolratio is especiallyusefull as a predictor. The ratio should belower than 5 52 .BackgroundThe risk factors <strong>and</strong> biomarkers are interdependent,<strong>and</strong> this may explain why for instanceJapan has a much lower incidence of IHDdespite a high proportion of smokers, due toa low level of cholesterol 79 .These biomarkers are influenced by gender<strong>and</strong> age <strong>and</strong> of life style factors. Femaleshave lower total cholesterol, LDL-cholesterol<strong>and</strong> triglycerides, <strong>and</strong> higher HDL thanmen. The relation to the other factors areshown belowTC HDL LDL TGhigher age (until> >55)Saturated fat> >Carbohydrates?Obesity? >Exercise> ?Smoking> ? > >Alcohol> >Table 1: Relation between risk factors<strong>and</strong> biomarkers of IHD (adapted from 80 ).TC=total cholesterol, TG=triglyceridesA 1% reduction in total cholesterol has beenassociated with a risk reduction for IHD of2-3% 76 , a 10% reduction in cholesterol to20% reduction in IHD 52 , <strong>and</strong> a reduction of0.6 mmol/l at any point on the scale to a 50%reduction at age 40, a 40% reduction at age50 etc 81 .As a high blood glucose has been related tohigher risk of IHD, glycated hemoglobin(HbA 1c , see also p. 13) that mirrors theblood-glucose concentration in the preceedingmonths also act as a marker of atherosclerosisrisk 82 .Markers of hemostasis11


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>When an atheroma is formed the second stepis the formation of a clot. This is regulated bythe hemostatic balance.The end point of the coagulation system isthe generation of an enzyme (trombin) thatconverts fibrinogen into the gel-like fibrin,<strong>and</strong> thus gives hemostasis. The fibrinolyticprocess, on the other h<strong>and</strong>, activates plasminthat turn fibrin into soluble degration products83 dissolving the clot.Markers of this delicate web are numerousfor among others fibrinogen, tissue-plasminogenactivator inhibitor (t-PAI) <strong>and</strong> factorVII there is knowledge to designate a highconcentration as causally related toIHD 51,54,84-87 . Also other markers of the coagulation<strong>and</strong> fibrinolytic system (trombocytes,platelet aggregation 52 , factor VIIc 88,89 , t-PA 51 <strong>and</strong> complement 90 ) are suspected to becausally related to IHD.Fibrinogen is - like the lipids - affected bydiet, tobacco, exercise <strong>and</strong> obesity 85 .Triglycerides are supposed to be a stronger<strong>and</strong> cholesterol a weaker predictor of risk inwomen than in men 77 , <strong>and</strong> the hemostasis <strong>and</strong>insulin regulation is also acting differently inwomen 51 .Stress <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Definition of stressBackgroundThe word “stress” has a variety of definitionsbut can be anticipated as a “particular relationshipbetween the person <strong>and</strong> the environmentthat is appraised by the person as taxingor exceeding his or her ressources <strong>and</strong> endageringhis or her well-being” (Lazarus <strong>and</strong>Folkman 91 , p. 19). This interaction is characterisedby being unpleasant <strong>and</strong> tense, <strong>and</strong>contains both emotional, cognitive, behavioral<strong>and</strong> physiological components. In thisviewpoint stress is an individual <strong>and</strong> relationalphenomenon implying that people canreact very differently to the same stimuli.Conditions in the <strong>work</strong> environment can besources of stress (in other definitions labeledas stressors) 92 : physical surroundings (light,heat, noise), new technology, quantitative<strong>and</strong> qualitative dem<strong>and</strong>s, lack of goal, unclearroles, conflicts, insecurity, lack of participation,unemployement etc.In relation to IHD occupational stress havemostly been examined in two distinct models.In the Karasek-Theorell model 93 quantitivedem<strong>and</strong>s <strong>and</strong> descision latitude is making upa two dimensional plane, in which both selfreported <strong>and</strong> “objective” scores can place theindividual. The quadrant with low control<strong>and</strong> high dem<strong>and</strong>s is labeled “strain” <strong>and</strong> isespecially stress inducing. The model hasbeen exp<strong>and</strong>ed with the inclusion of socialsupport as a third dimension <strong>and</strong> with iso(-lation)-strain as the most stressfull situationin this three dimensional model 93 .More than 20 studies, mainly finding a linkbetween strain <strong>and</strong> IHD have been published94-96. Recently, several studies have pointedat control as the important factor 97 .Another model, the efford-reward-imbalancemodel (ERI), has been proposed by Siegristet al. 98,99 stating that the dem<strong>and</strong>s of <strong>work</strong>are outbalanced by rewards, among othersmoney, promotion aspects <strong>and</strong> esteem. Ifpeople have certain personality traits (previouslylabeled “immersion” 100 , now “overcommitment”),a percieved inbalance betweenthe two are particularly stressful.Stress as defined by this model has also beenshown to be a risk factor for IHD 100,101 .Also a few of the other occupational factorshave been connected to IHD, especially anoisy environment 13 .12


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Biomarkers of stressIn situations taxed by the individual as stressful,an acute release of epinephrine, norepinephrine<strong>and</strong> a more slowly release ofcortisol is made 102 . This gives as an effect arelease of glucose <strong>and</strong> free fatty acids, usedas “fuel” in the “fight or flight” reaction.The effect of acute stress can be measured byepinephrine, norepinephrine <strong>and</strong> cortisol butneither of them are well suited for field experimentsbecause diurnal measurements areneeded 103 <strong>and</strong> the half-life in blood is minutesto hours 104 .If the situation anticipated as stressfull continuesa change in the release of hormonesare seen. In a chronic strained person anabolichormones such as testosteron, dehydroepi<strong>and</strong>rosteron<strong>and</strong> estradiol are depressed.Other anabolic functions <strong>and</strong> the immunesystem are also lowered.Stress has been shown to alter lipid levels innon-laboratory situations, but eventually onlythe more severe forms 74 for chronic stressmostly studied in relation to dem<strong>and</strong>s <strong>and</strong>control <strong>and</strong> to job insecurity. Only few studieshave found a relation 74 although anotherreview found that stress may bring about arise of 25% in cholesterol 105 . One explanationmight be that the perception of threat in thesituations hardly ever is evaluated.Triglycerides has been proposed as a indicatorfor stress as epinephrine mobilizes freefatty acids 106 .Clotting factors have been shown to berelated to stress among tax accountantsincreasing blood coagulation 107 , but theliterature in general does not agree whetherstress is related to clotting factors 104Because stress is followed by higher bloodglucose, glycated hemoglobin as an integratedmarker of blood glucose for the previous1-2 month (corresponding to the half-life ofBackgrounderythrocytes) will be higher as a marker ofthe metabolic regulation 108 109 . Also otherglycated proteins as glycated fructosamincould be used 110 104 .Prolactin has in several studies by Theorell etal. 111,112 been shown to increase in stressfullencounters, especially when the person ispowerless <strong>and</strong> passive (compared to being incomm<strong>and</strong> <strong>and</strong> active) or responding to thestressfull encounter with passive coping.The stress response may, however, be morecomplicated than outlined. The body seeks tomaintain equilibrum <strong>and</strong> changes may beleveled out leaving surprisingly steady concentrationsdespite high stress levels 104 . Fromthis point of view biomarkers not part of themetabolic equilibrium itself may be moresteady markers (eg. HbA 1c ).<strong>Shift</strong> <strong>work</strong> <strong>and</strong> CVDEpidemiological evidenceThe epidemiological literature on shift <strong>work</strong><strong>and</strong> CVD has been reviewed in publication I.It examines 17 studies (including publicationII) <strong>and</strong> it suggests that shift <strong>work</strong> is associatedwith an increased risk of CVD. The bestavaliable estimate is a relative risk of 1.4from the study by Knutsson in 1986 7 <strong>and</strong>supported by other studies of different methology.Some studies were not included inthe review due to a demarcation to Englishor Sc<strong>and</strong>inavian publications with comparisonsbetween day <strong>and</strong> shift <strong>work</strong>ers. A Germanreview 17 included 8 studies in the Germanlanguage. One study was excluded forcomparing three <strong>and</strong> two shift <strong>work</strong>ers 113 ,<strong>and</strong> one study because it was not clear whetherthe control groups was in fact day<strong>work</strong>ing 114 . [2][2] Two reviews on shift<strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong> havebeen published since publication I:13


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Among the 17 studies included in the reviewsome did not find an association betweenshift <strong>work</strong> <strong>and</strong> CVD. This prompted a further<strong>and</strong> deeper study of the literature 115 . In ameta-analytic approach of the 17 studies weidentified two groups of longitudinal studieswith individual exposure classification, oneconsisting of four “positive“ studies, <strong>and</strong> oneof five “negative” studies (table 2). As thebasic idea of a meta analysis is that the includedstudies should be measuring the samerelationship between well defined exposure<strong>and</strong> outcome, this is probably not fullfilled -as is often the case in meta analysis of observationalstudies. The chi-square test of heterogeneityis not very powerfull, but theresult suggests that at least two differentgroups of studies are present.BackgroundWe further tried to identify study characteristicsthat influenced the meta-regressionanalysis. This only suggested that studieswith an aggregated exposure classificationgave higher risk estimates than studies usingindividual exposure classification. This wasnot anticipated.MechanismsSeveral models have been proposed to explainthe relation between shift <strong>work</strong> <strong>and</strong>health 16,122,123 , mostly suggesting a web ofcauses. None of the models have been dedicatedto explain the risk of IHD.The other part of the review (publication I)discussed possible explanations for a causalrelationsship between shift <strong>work</strong> <strong>and</strong> <strong>heart</strong><strong>disease</strong>. Exp<strong>and</strong>ing the model proposed byGroup of studies OR meta(95% CI) P 2 (p-value)“positive” 116;7;117;118 1.31 (1.17-1.45) 0.26 (0.97)“negative” 119;120;121;4;(II) 0.96 (0.85-1.08) 2.06 (0.72)Table 2. Meta analysis of longitudinalstudies of shift <strong>work</strong> <strong>and</strong> IHD with individualexposure classification. Aggregatedodds ratio with 95% confidenceintervals (CI) <strong>and</strong> a chi-square test ofhomogenicity with n-1 degrees of freedom.(From 115 )Steenl<strong>and</strong> K. <strong>Shift</strong> <strong>work</strong>, long hours, <strong>and</strong> cardiovascular<strong>disease</strong>: a review. In: Schnall P, Belkic K,L<strong>and</strong>sbergis P, et al, eds. The <strong>work</strong>place <strong>and</strong> cardiovascular<strong>disease</strong> (Occupational Medicine: State ofthe Art Reviews). Philadelphia: Hanley & Belfus,Inc., 2000:7-17Dong W. <strong>Shift</strong> <strong>work</strong> <strong>and</strong> cardiovascular <strong>disease</strong>.Israel Journal of Occupational Health 2000;4:33-38Neither adds substantially to the knowledge (appendedjuly 2000)Figure 1. A possible causal web betweenshift <strong>work</strong> <strong>and</strong> IHD. Width of arrowsare not related to importanceKnutsson 16 we suggested four possible interactivemechanisms as part of a causal web<strong>and</strong> identified studies that had dealt withthese (see figure 1)[3].[3] An updated version will appear: Knutsson A,Bøggild H. <strong>Shift</strong><strong>work</strong> <strong>and</strong> cardiovascular <strong>disease</strong>:14


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>A (see figure 1): Most of the functions in thebody has a rhythm during the day, so that forinstance concentration of hormones <strong>and</strong>lipids, temperature, h<strong>and</strong> grip strength, airwaynarrowing etc. each day follow theirown pattern (figure 2). These biological <strong>and</strong>psychological circadian[4] rhythms aredriven by an autoregulatory genetic clock 124in the suprachiasmatic nuclei of thehypothalamus 125 <strong>and</strong> exists even in darkcaves where no zeitgebers[5] as thedark/light pattern are present. The robustclock which in most individuals runs atapproximately 25 hour is synchronized to the24-hour external environment by entrainmentof dark/light pattern, watches, socialactivities etc. Melatonin released from thepineal gl<strong>and</strong> may act as the internalmessenger 126 .When <strong>work</strong>ing at night <strong>and</strong> sleeping duringday these circadian rhythms move but evenafter weeks of night <strong>work</strong> no completeadjustment of the rhythms are made 127 . Thesingle rhythm moves at its own pace <strong>and</strong>Figure 2. Circadian rhythm fitted inmeasurements. A hypotheticaldesynchronisation with a phase-delayof 3 hours is shown in grey.A=amplitudereview of <strong>disease</strong> mechanisms. Reviews on EnvironmentalHealth 2000; (in press) (appended july 2000)[4] From Latin: circa dies, around 24 hours[5] From German: time signalBackgroundseveral rhythms may come in disharmonywith each other or the surrounding. This islabeled internal desynchronization 35,128 .In a rhytmic function the acrophasedescribes the timing of a rhythm in relation toa reference time point, representing the crestof the cosine curve best fitting the data (seefigure 2). The mesor is the midline estimatingstatistic of the rhythm, being the valuemidway between the highest <strong>and</strong> lowestvalue of the curve best fitting the data. Theamplitude is the distance between the mesor<strong>and</strong> the highest point on the fitted curve 129 .Also factors relating to the cardiovascularsystem follows circadian rhythms 130,131 <strong>and</strong>may be desynchronized during night <strong>work</strong>.Some factors (like blood pressure) areprimarily externally influenced for instance ofactivity 132 but the rhythm is still controlled bythe internal clock, this external influencecalled masking. In some 133-136 , but not all 137-139of the studies on night shift <strong>work</strong> <strong>and</strong>blood pressure, a longer plateau of highsystolic pressure is described in the nightrhythm.It has been shown that also lipids have acircadian rhytmicity, <strong>and</strong> in day orientationthe circadian variation (given as percentageof the total variation) was 5.6% for HDL/totalcholesterol ratio, 30.5 <strong>and</strong> 31.6 for HDL<strong>and</strong> total cholesterol, 33.5% for LDL <strong>and</strong>38.5% for triglycerides 140 (see figure 5).These circadian rhythms follow a primarilyendogenic circadian rhythm 141 , withtriglycerides having the acrophase early inthe morning, the others later in the day.Fibrinogen peaks in the morning with a 10%amplitude 142 . t-PAI has its acrophase at 3 amwith a amplitude of 50% 131 . Protrombin(factor II-VII-X) seems to be lowest at night(although the results are conflicting) 142 .There is also a yearly rhythmicity, cholesterol<strong>and</strong> LDL-cholesterol being up to 3-5%15


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>higher in winter (cold period), while HDL<strong>and</strong> triglycerides are only modestly changed80 .Several studies in the last years have examinedthe influence of meal timing on the postpr<strong>and</strong>iallevels of lipids <strong>and</strong> glucose. In onestudy the postpr<strong>and</strong>ial response were lowerfor cholesterol-rich lipoproteins at 1 amcompared to 1 pm, while the response oftriacylglycerol-rich lipoproteins were higherat night 143 . In another study the insulin responsewas found to change during nighteating 144 , but not replicated in a new study bythe same group 145 using a different diet.These studies suggest that the timing of foodintake may influence the metabolic function.[6]The amount of carbohydrates ingested in thenight hours was associated to cholesterollevels 146 , <strong>and</strong> it was suggested that this wasdue to an internal desynchronisation betweeneating <strong>and</strong> metabolism.The literature on shift <strong>work</strong> <strong>and</strong> desynchronizationin relation to IHD is very fragmentedwith only very few studies available (I). Onthe other h<strong>and</strong> there is indications to believethat this pathway may be important.B) <strong>Shift</strong> <strong>work</strong> leads to changes in lifestyle,for instance in relation to diet, smoking,alcohol <strong>and</strong> exercise, all being risk factors ofIHD. The literature shows that changes in forinstance smoking habits must be very slow 147 ,with shift <strong>work</strong>ers followed for ½ year notBackgroundbeginning to smoke[7]. Furthermore, smokingmay be viewed as a way of coping withthe stress of shift <strong>work</strong>. Lifestyle changesmay also be more directly influenced by theshift <strong>work</strong>, as for instance cantinas may beclosed at night 148 leaving little possibilities forbetter nutrition.Most of the literature on shift <strong>work</strong> <strong>and</strong> IHDhave concentrated on lifestyle (I), <strong>and</strong> weconcluded that shift <strong>work</strong>ers smoked more<strong>and</strong> ate more irregular than day <strong>work</strong>ers,while exercise <strong>and</strong> alcohol consumptionswere not affected by shift <strong>work</strong>.C) The interaction between <strong>work</strong> <strong>and</strong> familylife may lead to stress. <strong>Shift</strong> <strong>work</strong>ers have tosleep in the day time, may be unavailable forthe family in weekends, <strong>and</strong> may haveproblems in attending regular social arrangements,such as evening school. Sleep is oftencompromised for both physiological <strong>and</strong>social reasons <strong>and</strong> may be compromisedwhen shift <strong>work</strong>ers choose between familytime <strong>and</strong> sleep.Several studies 149-153 have suggested twomajor contributors of stressfull experiencesin shift <strong>work</strong>:C Physiological disruption of circadianrhythms, leading to sleep problems, fatigue<strong>and</strong> exhaustion.C Social conflicts, as <strong>work</strong>ing hours inevening <strong>and</strong> night collide with familyinteractions.[6] In a recent study (Spiegel K, Leproult R, VanCauter E. Impact of sleep debt on metabolic <strong>and</strong>endocrine function. Lancet 1999;354:1435-9) it wasshown that sleep deprivation (4 hours/day for 6 days)gave a 40% decrease in glucose tolerence. (appendedjuly 2000)[7] However, in a recent study (van Amelsvoort L.Cardiovascular risk profile in shift <strong>work</strong>ers: cardiaccontrol, biological <strong>and</strong> lifestyle factors (thesis).Wageningen: Grafisch Service Centrum Van GilsB.V., 2000:1-131) 81 smoking shift <strong>work</strong>ers startingon a new job smoked 2.4 cigarettes more after oneyear of follow up. It was calculated, that it wouldincrease the risk of IHD with 10% over 20 years.(appended july 2000)16


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>The identified areas have not been associatedwith emperical data, but is mostly based onknowledge of the effects of shift <strong>work</strong> ingeneral <strong>and</strong> on theoretical considerations.The strain of shift <strong>work</strong> is this way tied toother factors than normally examined in<strong>work</strong> related stress. The shift <strong>work</strong>ers maymoreover be subjected to the same stressorsas other <strong>work</strong>ers, for instance in relation tomonotony, high dem<strong>and</strong>s/low control ornoise, <strong>and</strong> it has been theoretically arguedthat the shift <strong>work</strong>er may be more sensitive154 .Neither social strain nor sleep problems havebeen tied to IHD in shift <strong>work</strong> (I)Recently a couple of studies have examinedstress in shift <strong>work</strong>ers in relation to IHD.The articles have been using the dem<strong>and</strong>controlmodel of Karasek <strong>and</strong> Theorell,finding no difference between shift <strong>and</strong> day<strong>work</strong>ers155 or the Effort-Reward-Imbalancefinding that imbalance had an influence onthe association between shift <strong>work</strong> <strong>and</strong> hypertensionbut not with lipids 156 .In a couple of studies of shift <strong>work</strong> <strong>and</strong> IHDdem<strong>and</strong>-control measures have been used tocontrol for stress 117,118 . In the Helsinki HeartStudy shift <strong>work</strong>ers had lower control butthe same dem<strong>and</strong>s as day <strong>work</strong>ers, also aftercontrolling for social class (own reanalysis).D) Biomarkers of stress <strong>and</strong> IHD could bethe link to <strong>disease</strong>, the literature finds shift<strong>work</strong>ers in general to have higher total cholesterol,triglycerides, <strong>and</strong> a slightly higherblood pressure (I). Markers of hemostasis<strong>and</strong> stress have not been dealt with, exceptfor one study using HbA 1c . These shift <strong>work</strong>erswere, however, also exposed to otherstressors (noise, overtime) 157 .BackgroundAs stated, the focus of the literature has beenon lifestyle factors, <strong>and</strong> almost no studieshave examined the other two suggestedmajor pathways, circadian rhytmicity disruption<strong>and</strong> stress as a consequence of lack ofsleep <strong>and</strong> social disruption (I).Since the review, another three studies onshift <strong>work</strong> <strong>and</strong> blood pressure have beenpublished 135,138,158 , Morikawa et al finding ahigher risk of hypertension among youngshift <strong>work</strong>ers in a cohort design.Two new possible explanations for an associtationbetween shift <strong>work</strong> <strong>and</strong> IHD have beenput forward since the review:In an analysis of cross sectional data from theSwedish WOLF study 159 shift <strong>work</strong>ers havebeen shown to have higher prevalence of the“metabolic syndrome”, a collection of symptoms<strong>and</strong> signs related to the metabolism,which is also a risk factor for IHD. Theanalysis comprised 734 shift <strong>and</strong> 855 day<strong>work</strong>ers. <strong>Shift</strong><strong>work</strong>ers had a higher prevalenceof triglycerid above 1.7 mmol/l, lowerHDL-cholesterol, higher waist-hip-ratio(WHR) but no difference in BMI. <strong>Shift</strong><strong>work</strong>ers had lower prevalence of hypertension.The shift <strong>work</strong>ers had more often severalrisk factors present than day <strong>work</strong>ers.The higher WHR has also been reported in across sectional sample of japanese shift<strong>work</strong>ers 86 .In two studies from the same Japanese group,cross sectional 160 <strong>and</strong> longitudinal data 161show shift <strong>work</strong>ers to have a prolonged -QTc-interval on their ECG, which has beenshown to raise the risk of CVD. In the longitudinalstudy 161 158 blue collar shift <strong>and</strong> 75white collar day <strong>work</strong>ers were followed for10 years. HDL, triglycerides <strong>and</strong> bloodpressure did not differ. At baseline, shift<strong>work</strong>ers had already prolonged QTc, butamong those with normal QTc (


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>ged interval after 10 year.[8]Individual modifying factors<strong>Shift</strong> <strong>work</strong>ers may react very differently tothe shift <strong>work</strong> exposure. A variety of personalityfactors have been proposed to influencewhether a shift <strong>work</strong>er will be able tocope with <strong>work</strong>ing hours. The factors suggestedto lower adaptation to shift <strong>work</strong> includeneurotism, introversion, lack of hardiness<strong>and</strong> sleep patterns (rigid sleep, morningness(lark)) 162,163 . Besides this age, experiencewith shift <strong>work</strong>, an individual circadian variation,the experience of having chosen shift<strong>work</strong>, <strong>and</strong> satisfaction with <strong>work</strong> have beenrelated to succesfull adaption to shift <strong>work</strong>.Outer factors, such as possibilities foremployment, risk of unemployment, motivation,<strong>work</strong> load, challenges in <strong>work</strong>, housing(ability for sleep), transportation etc may alsoinfluence the ability to cope with shift<strong>work</strong> 154,164 . The effect of these differenceshas not been related to IHD.The individual dimension in the stress reactionmakes people react differently to thesame stimuli. If, for instance, noise is expected<strong>and</strong> with a function for the individual thebody reacts differently than if the noise isunexpected <strong>and</strong> without a function 165,166 . Thismay parallel shift <strong>work</strong> where problems with<strong>work</strong>-family life interactions may be accepteddue to economical incentives, <strong>and</strong> shift <strong>work</strong>ersthat feel they voluntered to shift <strong>work</strong>[8] A third possible explanation was recently proposedby van Amelsvoort (van Amelsvoort L. Cardiovascularrisk profile in shift <strong>work</strong>ers: cardiac control,biological <strong>and</strong> lifestyle factors (thesis). Wageningen:Grafisch Service Centrum Van Gils B.V.,2000:1-131). <strong>Shift</strong> <strong>work</strong>ers had more ventricularextrasystoles in 24-hour Holter monitoring after oneyear of follow up than day <strong>work</strong>ers, mostly so in<strong>work</strong>ers having > 5 night shifts a month. (appendedjuly 2000)Backgroundmay act differently than those feeling shift<strong>work</strong> to be forced upon them. It has, however,not been examined.Gender differenceIn relation to stress, it has been shown thatgender differences exist in the cognition ofstress reflecting both biological (metabolic)<strong>and</strong> social differences being present betweenmen <strong>and</strong> women 102 . Males have a rewindingof the stress hormones after going homefrom <strong>work</strong>, while females have a persistenthigh concentration because of the responsibilyto look after the home. Also female shift<strong>work</strong>ers experience more responsibility forchild care <strong>and</strong> often have a more fragmentedsleep 167,168 . In the epidemiological literaturethe risk of IHD for female shift <strong>work</strong>ers is inthe same magnitude as for men (I).<strong>Shift</strong> scheduling <strong>and</strong> preventionWithin the framing of a shift schedule, that isthe number of <strong>work</strong>hours covered, the numberof persons needed at different hours etcetera the schedule can be made up quitedifferently. The schedule may more or lesstake circadian disruption <strong>and</strong> social/familylife - <strong>work</strong> conflicts into account.Danish legislation offers no direct help indrawing up schedules. The law 169 only statesthat <strong>work</strong>ers (regardless of being shift or day<strong>work</strong>ers) should have at least 11 hours off inevery 24 hour span, <strong>and</strong> a full 24 hour off inconnection with the 11 hour daily rest periodonce every 7. day. Both periods may bepostponed until respectively 8 hours of dailyrest <strong>and</strong> a rest day every 11. day. This isnormally done after consultation with unionrepresentatives. The EU-directive on <strong>work</strong>inghours 170 did not change these constrains.Unions have agreements with regulations18


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>concerning for instance the mean number ofhours <strong>work</strong>ed a week, but normally no constraintson the shift schedule are given. Sothere is very wide opportunities to scheduleshift systems.It has been discussed what type of shiftsystem that would lead to the least strain.There is no universal agreement 171-173 . Theprevaling European view has been to keepcircadian rhythms as close to day orientationas possible, while Americans have suggestedvery long spells (months) of night shifts inorder to allow the circadian rhythms tosynchronize to night <strong>work</strong>ing. A problem inthe American tradition is that even permanentnight shift <strong>work</strong>ers maintain a day orientedlife at days off, allowing the circadianrhythms to a rapid synchronization with dayorientation. In a recent publication fromNIOSH 174 [9] the European view has thereforebeen adaptedSeveral studies have shown day sleep to belongest <strong>and</strong> best in slowly rotating <strong>and</strong> permanentsystems 171,175 <strong>and</strong> permanent shift<strong>work</strong>ers have more often the feeling of havingchoosed to <strong>work</strong> at night 176 . There isonly limited knowledge of the effect of permanentshift <strong>work</strong> <strong>and</strong> IHD. In an aggregatedstudy permanent night shift was found tohave the same risk of hospitalization asrotating shift 177 .Ergonomics <strong>and</strong> shift schedulesSeveral groups have evolved ergonomiccriterias for shift scheduling with the aim ofminimizing the adverse effect of shift- <strong>and</strong>night <strong>work</strong> 174,178-181 . It it important to noticethat the criterias are predominantly based onphysiological <strong>and</strong> circadian knowledge althoughsocial factors are also covered. The[9] National Institute of Occupational Safety <strong>and</strong>HealthBackgroundcriterias may be in conflict with each other.Different European proposals do not differmuch, <strong>and</strong> one of the most widespread list isfrom the BEST-group 181 , suggesting 14criterias. They are:C Minimise permanent nightsC Minimise sequence of nights (to 2-4 nightshifts in succession)C Avoid fast double backs (with a shorttime off between two shifts (e.g. 8 hours))C Plan rotas with some weekends offC Avoid overlong <strong>work</strong> sequences (compressed<strong>work</strong>ing weeks; 12 hour shifts)C Fix shift length to task loadsC Consider shorter night shiftsC Rotate forwards (e.g. morning shift, thenafternoon, then night)C Delay morning start (to after 7 am)C Allow flexibility in shift change timesC Keep rotas regular (for planning a normallife)C Allow some individual flexibilityC Limit short-term rota changesC Give good notice of rotasRota risk profile analysis (RRPA)There have been a number of papers onalgoritms for evaluation of shift schedules onergonomic principles 182,183 , but no commonaccepted way of doing it. Some of the algoritmshave been translated to computerprograms. Besides the inventors own use noformal evaluation has been made of theirappraisability <strong>and</strong> no comparison betweenthe algoritms or programs. Other computerprograms have been written that can helpdesigning ergonomic better schedules 184 .19


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>The Rota-risk-profile-analysis (RRPA) byJansen et al. 185 computes nine scores fordifferent schedule characteristics. The basicfeatures of a schedule are keyed in the program.These include types of shifts (day,evening, night etc with start <strong>and</strong> stop hours)<strong>and</strong> the actual schedule. The calculation of aschedule results in two types of scores, onebasic score ranging from 0-10, with 0 for bad<strong>and</strong> 10 for excellent. The basic score is calculatedas a mean of all weeks in the schedule,<strong>and</strong> a constancy score provide a figurethat is high if the weeks in the cycle are alike<strong>and</strong> low if the weekly scores are very different.The constancy score range from 0-100. The combined score is then calculatedas basic score - (100-constancy score)/100The scores <strong>and</strong> their definition have beengathered in table 3, p. 22.Eventually, the program calculates mean<strong>work</strong>ing hours/week, operating time, <strong>work</strong>inghours between 22-06 in rota, the numberof times with less than 11 hours betweenshifts, the number of times with less than 36hours rest between blocks of shift, <strong>and</strong> thenumber of sundays off in the rota.The scores depend heavily on the assumptionsin calculations <strong>and</strong> in some instancesother values could have been selected (thenumber of night shifts in a row is for instancereflected in the PE (cumulating circadi<strong>and</strong>isturbance) <strong>and</strong> could be valued higher).The benefit of the RRPA, however, is thatthe schedules are summarized in a variety ofscores in a meaningfull <strong>and</strong> “objective” manner.Intervention in shift schedulingBackgroundHarrington 1 stated that “surprisingly few[scientists] have tried to evaluate new rotasbefore, during, <strong>and</strong> after, introduction” (p.3).20 years later this is still so, at least if interventionsare seen as planned <strong>and</strong> appliedactivities, designed to produce designatedoutcomes 186 . Most intervention studies in thearea still seems to be coincidental in design,being made when shift schedules are changedat management decisions, <strong>and</strong> not from atheoretical idea, followed by a change inschedule. Furthermore, several interventionstudies lack a control group 187-189 , whichgives the possibility for a Hawthorne effectthat the interest itself is capable of producinga positive outcome, regardless of its content.Most of the controlled studies are eitherexamining a change from counter clockwiseto clockwise rotation 18,187,190 , a reduction inthe consecutive number of nightshifts 189,191,192 or a change towards permanentnight shift <strong>work</strong> 188,193 .A couple of studies are examining severalchanges simultanously, including both achange in the direction of rotation <strong>and</strong> in thenumber of consecutive night shifts (from 6-7to 3-4) 194,195 , a change towards permanentcombined with forward rotation 196 , an interventionaimed at forward rotation,predictability <strong>and</strong> participation 197 , or fasterrotation, extra day off after last night shift<strong>and</strong> fixed evenings off 198 .In general, satisfaction in all of theseinterventions were high, although theemployee in some instances - despite higherwell-being in the new schedule - chosed theold schedule, most often due to longer spellsof days off 18,197 . In most instances the changeled to better sleep quality 187,188,191,194,196,197 ,while symptom scores in general did notchange.<strong>Shift</strong> intervention <strong>and</strong> biomarkersTwo studies have evaluated certaincharacteristics of ergonomically scheduledshift systems in relation to biomarkers of20


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong><strong>heart</strong> <strong>disease</strong>.Orth-Gomér 18 followed 46 male police officers.In a cross-over design, half of the menwere first followed in clockwise rotation forfour weeks, then counter-clockwise foranother four weeks. The other group <strong>work</strong>edvice-versa. Sleep quality was better at clockwise,but with no difference in symptomscores, smoking pattern or self reportedphysical <strong>and</strong> psychological strain. There waslower irritability at clockwise rotation. Therewas a change in triglycerides so that valueschanged toward lower values in the clockwiseperiod <strong>and</strong> worsened in counter-clockwisecompared to the middle period. For glucoselower values appeared in both clockwise <strong>and</strong>counter-clockwise rotation, but mostly so inthe clockwise period. Also systolic bloodpressure was lower after clockwise thancounter-clockwise rotation.Kecklund et al. 199 followed an interventionwith a change from 7 to 3 <strong>and</strong> 4 night shiftsin a row at a power plant. 72 shift <strong>work</strong>erswere followed during two years, <strong>and</strong> 48 ofthese <strong>and</strong> 15 of 60 day <strong>work</strong>ing controls hadblood pressure, triglycerides, cortisol <strong>and</strong>total-, HDL, <strong>and</strong> LDL-cholesterol measured.Sleep was improved, the social problemswere lower, <strong>and</strong> there was a general satisfactionwith the new scedule. In the period HDLrose <strong>and</strong> LDL/HDL-ratio fell in the interventiongroup. Also both systolic <strong>and</strong> diastolicblood pressure fell.Two other studies with pseudochanges in theshift schedule <strong>and</strong> measuring of biomarkersshould be mentioned:12 new shift <strong>work</strong>ers <strong>and</strong> 13 new day <strong>work</strong>erswere examined before starting <strong>and</strong> afterBackgroundsix month of <strong>work</strong> 147 . All had normal cholesterol<strong>and</strong> triglycerides. Height, weight,blood pressure, cholesterol, triglycerides,apoB <strong>and</strong> apoA1 were measured. At baselinethe shift <strong>work</strong>ers were younger with a higherBMI <strong>and</strong> higher systolic blood pressure butlower cholesterol <strong>and</strong> apo-B than the day<strong>work</strong>ers. During the six month follow up theapoB/apoA-1 ratio rose more in the shift<strong>work</strong>ers, than in the day <strong>work</strong>ers. No otherdifferences were found.In a uncontrolled study 200 , 447 <strong>work</strong>ers at acar factory had their schedule changed fromtwo shifts 8-17.30 <strong>and</strong> 21-6 to a new twoshift schedule 6.30-15.15 <strong>and</strong> 16.15-1.00.Using data from the company medical recordswith measurements before <strong>and</strong> afterthe change it was shown that cholesterol fellfrom 201.8 to 195.2 mg/dl, HDL rose from53.3 to 62.2 <strong>and</strong> triglycerides fell from 109.2to 98.9. Systolic blood pressure fell from122.1 mmHg to 116.9 <strong>and</strong> diastolic from77.2 to 74.5 mmHg.These four studies all suggests that the outlineof the schedule will influence biomarkersof IHD.[10][10] van Amelsvoort (van Amelsvoort L. Cardiovascularrisk profile in shift <strong>work</strong>ers: cardiac control,biological <strong>and</strong> lifestyle factors (thesis). Wageningen:Grafisch Service Centrum Van Gils B.V., 2000:1-131) showed in a one year follow up of 150 day <strong>and</strong>227 shift <strong>work</strong>ers that HDL rose <strong>and</strong> total- <strong>and</strong> LDLcholesteroldecreased in both groups. LDL/HDL-ratiodecreased mostly in shift <strong>work</strong>ers . Also decreases inBMI <strong>and</strong> WHR were seen in shift <strong>work</strong>ers. (appendedjuly 2000)21


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>BackgroundTable 3. Rota risk profile analysis (RRPA) scores <strong>and</strong> their definitions (adapted fromJansen <strong>and</strong> Kroon) 185scoreRegularity (RE)Periodicity (PE)Load/shift (LS)Load/week (LW)Opportunity for rest atnight (ON)Predictability (PE)Opportunity forhousehold activities(OH)Opportunity for eveningactivities (OE)Opportunity for weekendrecreation (OW)descriptionChanges in <strong>work</strong> time, frequency <strong>and</strong> nature1) number of changes in start <strong>and</strong> stop hours in continous shifts2) the timing of the change3) changes in start hours are considered twice as difficult as stop hoursThe changes are linearly st<strong>and</strong>ardizedExtent of circadian disturbance by the schedule1) weighting the <strong>work</strong>ed hours2) accumulation over consecutive shifts (no adaptation)3) correction for direction of rotation (10%)The corrected changes are linearly st<strong>and</strong>ardizedMean number of hours pr. shift, st<strong>and</strong>ardized with a parabolic figureassuming a cummulative effect of long <strong>work</strong> hoursMean number of hours pr. week, st<strong>and</strong>ardized with a parabolic figureassuming a cummulative effect of long <strong>work</strong> hoursMean number of hours <strong>work</strong>ed between 23-07 transformed liniarlyA measure of the extent that the schedule can be “mentally” foreseen1) length of rota in weeks2) multiplying the number of diffent shift types <strong>and</strong> clusters found over thecycle3) the number of st<strong>and</strong>-by shifts (maximum 10% of basic figure)liniarly transformed.The constancy score depict the variation in the weeks in the number ofshift clusters <strong>and</strong> the number of diffent shiftsAmount of daytime free on weekdaysAmount of eveningtime (19-23) on weekdaysNumber of saturdays or sundays with at least 21 hour consecutive hoursoff. An entire free weekend is multiplied with 222


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>General aims of the studiesGeneral aims of the studiesThe overall aim of the thesis <strong>and</strong> the studiespresented is to examine whether shift <strong>work</strong> isa risk factor for IHD. I will use two differentapproaches; The first (publication II <strong>and</strong> III)is to address two possible problems in theepidemiological literature, relating to theselection of comparison groups. One is theapparent need for controlling for social class,the other is the possible differences in <strong>work</strong>environment conditions between shift- <strong>and</strong>day <strong>work</strong>ers.If shift <strong>work</strong> is related to <strong>heart</strong> <strong>disease</strong>, thenpossible causal links between exposure <strong>and</strong><strong>disease</strong> will be needed to explain the association.While these possible links in a causalweb is discussed in the review (I) the secondapproach would be to change the shift schedulingin accordance with ergonomic criterias<strong>and</strong> examing if biomarkers for <strong>heart</strong> <strong>disease</strong>change. If they do, it will add to the credibilityof the claim of a causal relation. Thesecond group of publications (IV <strong>and</strong> V)attacks the problem from this point of view.A third approach uses all five publications ina discussion of the definition of shift <strong>work</strong> asan exposure. In the literature shift <strong>work</strong> ismost often used as a bivariate exposure;However, problems relating to this approach<strong>and</strong> a suggestion of several underlying modalitieswill be presented. If shift <strong>work</strong> is causallyconnected to IHD, then it should bepossible to identify characteristics of theschedule that are more harmfull than others.The aims of the studies are thus to investigate:- whether shift <strong>work</strong> is a causal risk factorfor IHD, or whether confounding from socialclass <strong>and</strong> <strong>work</strong> environment could be responsiblefor the association.- whether changes in shift <strong>work</strong> scheduling inaccordance with ergonomic criterias can leadto lower biomarkers of IHD- how different shift <strong>work</strong> exposure definitionsmight influence the biomarkers of IHD- whether stress can be responsible for therelationship.As the modern society is based on <strong>work</strong>ersbeing on shift, <strong>and</strong> as shift <strong>work</strong> is thereforenot avoidable, the demonstration of lowerbiomarkers for IHD after an intervention <strong>and</strong>the possible identification of schedule characteristicsrelated to biomarker levels wouldleave potential possibilities for preventionthrough shift <strong>work</strong> scheduling.This would be the ultimate goal of the <strong>work</strong>being done; to show ways of lowering apossible shift <strong>work</strong> induced risk of <strong>heart</strong><strong>disease</strong> among shift <strong>work</strong>ers.23


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Material <strong>and</strong> methodsMaterial <strong>and</strong> methodsPublication IPublication I reviews the shift <strong>work</strong> literatureboth on the risk of CVD <strong>and</strong> on possiblecausal mechanisms. The literature was foundthrough Medline (from 1966) <strong>and</strong> OSH-ROM, <strong>and</strong> we h<strong>and</strong>searched the proceedingsfrom meetings in the ICOH Commissions onNight <strong>and</strong> <strong>Shift</strong> Work <strong>and</strong> on Work <strong>and</strong>Cardiovascular Disease. Eventually listedreferences from the literature <strong>and</strong> personalcontacts were used. The search revealed 17epidemiological studies, comparing shift<strong>work</strong>ers with day <strong>work</strong>ers on CVD endpoints(mortality <strong>and</strong> morbidity). The secondpart of the review used a model to explorethe possible mechanisms in relation to knownor suspected risk factors, risk indicators <strong>and</strong>biomarkers.The review has already been cited in thebackground chapter.Publication IIPublication II is based on a reanalysis of theCopenhagen Male Study (CMS). CMS is aprospective longitudinal cohort study,established in 1970 to address physical activityas a risk factor for ischemic <strong>heart</strong> <strong>disease</strong>.The participants were examined again in1985-86. The original cohort comprised5249 men aged 40-59 in 14 larger companiescovering railway, public road construction,military, post, telephone, customs, nationalbank <strong>and</strong> medical industries. At the secondbaseline all survivors were invited, <strong>and</strong> 3387participated. In this reanalysis only informationon <strong>work</strong>ing time was used from the1985-6 baseline. Information of exposure atboth baselines came from a questionnaire,<strong>and</strong> comprised of shift <strong>work</strong>, night <strong>work</strong> <strong>and</strong>irregular <strong>work</strong>ing hours, <strong>and</strong> of daytime<strong>work</strong>.Social class <strong>and</strong> risk factors (alcohol, smoking,leisure time physical activity, sleep,history of <strong>disease</strong>s) were also collected fromquestionnaire, <strong>and</strong> in a physical examination,fitness value, height, weight <strong>and</strong> blood pressurewere measured.Information on hospitalisation of IHD <strong>and</strong>mortality of all causes up until 1993 wasfound in the National Health Service register<strong>and</strong> from the Danish Institute of ClinicalEpidemiology.Baseline differences of the shift <strong>and</strong> day<strong>work</strong>ing cohorts were compared with logisticregression models, <strong>and</strong> the relative risks ofIHD <strong>and</strong> all cause mortality over 22 yearswere calculated by way of Cox proportionalhazards regression models.Publication IIIPublication III is based on a reanalysis of theDanish National Work Environment CohortStudy. In 1990 a sample of 9653 was drawnr<strong>and</strong>omly from the Central Population register,of which 8664 were interviewed. 5940<strong>work</strong>ed as employees within the last twomonth prior to the interveiw. The telephoneinterview comprised information on a numberof <strong>work</strong>ing condition. Working hourswere divided in four categories, night <strong>work</strong><strong>and</strong> three-shift <strong>work</strong>, evening <strong>work</strong> <strong>and</strong> twoshift,other irregular <strong>work</strong>ing hours includingmorning <strong>work</strong>, <strong>and</strong> day <strong>work</strong>. The reanalysisexamined the prevalences of <strong>work</strong>environment factors, known or suspected tobe risk indicators or risk factors for IHD inshift <strong>and</strong> day <strong>work</strong>ers. The <strong>work</strong>environment factors examined were length of<strong>work</strong>ing hours, ergonomic exposures, repetitive<strong>work</strong>ing tasks, dust, heat <strong>and</strong> noiseesposure, walking or st<strong>and</strong>ing postures,quantitative <strong>and</strong> cognitive psychological24


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>dem<strong>and</strong>s, decision authority, social support,conflicts at <strong>work</strong> <strong>and</strong> job insecurity. Informationon social class was also included toexamine whether differences were due tosocial class.Odds ratio for prevalence of the <strong>work</strong> environmentfactors in each of the three groupscompared to day <strong>work</strong> was calculated inlogistic regression models, controlling forsocial class. In order to examine the impactof age, the material was stratified on age inthree groups <strong>and</strong> the models were repeated.Publication IV <strong>and</strong> VPublication IV <strong>and</strong> V are based on the NAR-FE II-project. It was a longitudinal controlledquasi experimental intervention studyamong nurses <strong>and</strong> nurses aides at 10 hospitalwards at Aalborg Regional Hospital. Theintervention consisted of a change in principlesfor shift scheduling introducing fourprinciples consisting of more regularity <strong>and</strong>predictability, a maximum of 3-4 consecutivenight shifts in a row followed by an extra dayoff after last night shift, maximizing thenumber of weekends off, <strong>and</strong> a change fromthree to two types of shifts. Six wards wereoriginally included in the discussion of changingschedules. One ward was divided in twojust before the intervention <strong>and</strong> of the sevenwards, four choosed to start scheduling theirrotating shift <strong>work</strong> according to ergonomicprinciples. Two wards who could not findways of changing schedule agreed to continuein the project as control wards of theintervention. Among the four interventionwards two introduced all four principles, <strong>and</strong>the other two only one-three principles.Furthermore, the change only encompassed(some) of the staff having rotating shifts, <strong>and</strong>not the fixed evening or night shift staff. Fouroutpatient clinics with day <strong>work</strong> only, werealso included as controls. The staff wereMaterial <strong>and</strong> methodsindividually approached <strong>and</strong> gave informedconsent to participate in the evaluation.254 staff members were invited, of which172 (67.7%) agreed to participate at baseline.At six months follow up, 17 had left thewards <strong>and</strong> of the remaining 155 nurses <strong>and</strong>nurses aides, 101 participated at the seconddata collection. At the intervention wards athird data collection was done after 12months but participation rate was only 36%(36 ward personnel of 100 at four wards).The data collection included:At six of the wards (intervention <strong>and</strong> interventioncontrol ward), a questionnaire wasused in the pre-intervention process in September1996, with questions on attitudestowards shift scheduling, social factors, <strong>and</strong>symptoms. These informations were used toevaluate differences between participants <strong>and</strong>non-participants in the intervention period.Just before the intervention was put intoeffect in April 1997, a questionnaire, a requisitionfor blood tests <strong>and</strong> a diary was distributedat the intervention <strong>and</strong> interventioncontrol wards. For a smaller group the materialwas supplied in May. At the day controlwards the material was distributed oneyear later, in April <strong>and</strong> May 1998.The questionnaire was based on the St<strong>and</strong>ard<strong>Shift</strong><strong>work</strong> Index 201 , <strong>and</strong> among others includedinformation on age, having spouse <strong>and</strong>children, personality factors, sleep type <strong>and</strong>quality, heredity, moonlightning, attitudes,impact <strong>and</strong> satisfaction with schedule. Thesymptom scores included selfrated health,physical health questionnaire, scales onstress, vitality <strong>and</strong> mental health. Lifestylefactors included exercising, smoking, alcohol,<strong>and</strong> coffein consumption. Social impact<strong>and</strong> conflicts were included, as also questionsrelated to commitment with collegues, <strong>work</strong>satisfaction, dem<strong>and</strong>s, control, <strong>and</strong> socialsupport at <strong>work</strong> (for further information on25


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>questions, see publication IV, appendix).Blood sampling was done between 8 <strong>and</strong> 10am at the local Department of Biochemistryby trained bioanalytics, at least three daysafter the last night shift, <strong>and</strong> after eight hoursof fasting. Analyses included glycated hemoglobin,immunoglobulin A <strong>and</strong> prolactin asmarkers of stress, blood glucose to controlfor diabetes, <strong>and</strong> triglycerides, total cholesterol<strong>and</strong> HDL-cholesterol. LDL-cholesterol<strong>and</strong> total/HDL-ratio were calculated. Fibrinogen,tissue-plasminogen-activator-inhibitor<strong>and</strong> factor II-VII-X were analysed as markersof trombosis.The diary consisted of a double page for eachof up to five days, consisting of one day, oneevening, two night shifts <strong>and</strong> a day off. Thediary included information on dietary distribution,self reported stress, physical activity,energy, sleep length <strong>and</strong> sleep quality, meansof commuting, <strong>and</strong> a selfassessment of sleepiness.After 6-8 months <strong>and</strong> after 12 months at theintervention wards, a smaller questionnaire,requsition for the same blood samples <strong>and</strong>the same diary were distributed.Information in the diary is not used in thesepapers, as the participation rate was low.From two eight week periods, one just priorto the intervention, <strong>and</strong> one a year later, shiftschedules were collected from intervention<strong>and</strong> intervention control wards, <strong>and</strong> enteredinto the RRPA computer program 185 .In publication IV data on the interventioneffect from the first to the second datacollectionperiod was analysed. Two approacheswere employed. In order to analyse accordingto a “intention to treat”-principle (here:“intention to change”), participants weredivided into three groups according to ward<strong>and</strong> questionnaire data. Participants stating inthe second questionnaire that their scheduleMaterial <strong>and</strong> methodswas changed due to the project were dividedinto two groups, according to ward. The twowards that had introduced all four principlescomprised one group, <strong>and</strong> another was formedfrom the other two intervention wards,agreeing to 1-3 of the four principles. Participantsthat indicated they did not change shiftschedule constituted the reference groupregardless of ward, as did the day <strong>work</strong>ingoutpatient clinics.The second approach was to analyse changesin the RRPA-scores regardless of whetherthe participants were intented to have theirschedule changed due to the intervention.In publication V, the baseline data was usedto examine relation between different shiftschedule characteristics <strong>and</strong> biomarkers in across sectional design. Different shift definitions,including or excluding night <strong>work</strong>,schedule characteristics as regularity, predictability,periodicity, number of night shifthours <strong>work</strong>ed, part time employment, <strong>and</strong>number of night, <strong>and</strong> evening shifts in a rowwere examined.The RRPA scores for regularity, predictability<strong>and</strong> periodicity were divided into tertiles<strong>and</strong> compared with the lowest values asreference group.All scales in the questionnaire were subjectedto control of the psychometric properties,with calculation of Cronbachs alpha, itemscalecorrelation <strong>and</strong> factor analysis.Nominal scales were compared with the P 2 -test <strong>and</strong> Fishers exact test, ordinal scales <strong>and</strong>non-parametric interval scales were comparedwith Mann-Whitney <strong>and</strong> Jonckheere-Terpstra tests, <strong>and</strong> paired data with theWilcoxon test. For interval scales followinga normal distribution linear regression analysiswas used, eventually after logaritmictransformation.26


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>In both publications, adjustment was donefor age <strong>and</strong> for lifestyle factors known to berelated to the biomarkers (smoking, alcohol<strong>and</strong> exercise). In publication V some of theregression models also included a step thatadjusted for the number of night shift hours<strong>work</strong>ed.Material <strong>and</strong> methodsAs the outcome in both publication IV <strong>and</strong> Vwere correlated biomarkers it was also plannedto use MANOVA analysis, but as wewere not able to harmonise variance <strong>and</strong>obtain a normal distribution, this is not presented.27


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Summary of resultsSummary of resultsPublication II<strong>Shift</strong> <strong>work</strong> was not associated to all causemortality or to incidence of IHD. For thewhole 22-year follow up, the age adjustedrelative risk was 1.0 (0.8-1.2) for IHD <strong>and</strong>1.1 (0.9-1.2) for all cause mortality. Controllingfor social class did not change theseestimates, <strong>and</strong> further controlling for sleeplength, tobacco, age, weight, height, <strong>and</strong>fitness were not changing the estimates.Men being shift <strong>work</strong>ers in both 1971 <strong>and</strong>1985 had the same risk as ex-shift <strong>work</strong>ers ina eight year follow up from the 1985-6 baseline.Both a screwed distribution of socialclass between shift <strong>and</strong> day <strong>work</strong>ers <strong>and</strong> asocial class gradiant in the risk of IHD wereseen. Social class would, by this, act as apotential confounder. Due to the large groupof shift <strong>work</strong>ers in social class III that had anintermediate risk, this heavily influenced theresults. When analysing only participants inthe outermost social classes, I, II <strong>and</strong> V, theunadjusted RR was 1.3, which fell to unitywhen adjusted for social class. Although adistribution of participants like this would beunlikely to be encountered, it suggests thatthe confounding effect of social class isrelevant <strong>and</strong> should be controlled.Publication IIIIn NWECS we examined the correlations ofshift <strong>work</strong> with other <strong>work</strong>ing environmentfactors that might act as risk factors of cardiovascular<strong>disease</strong>. Compared to day, shift<strong>work</strong> was associated with shorter <strong>work</strong>ingweek length, especially in females, exposureto noise (males), heat (males), passive smoking(mostly males), walking or st<strong>and</strong>ing postures(females), ergonomic exposures (females),monotony (males), high cognitive(but not quantitative) dem<strong>and</strong>s, low decisionauthority <strong>and</strong> skill discretion, <strong>and</strong> conflicts at<strong>work</strong>. High quantitative dem<strong>and</strong>s were moreseldom seen among male three shift <strong>work</strong>ersthan day <strong>work</strong>ers.The only <strong>work</strong> environment factors not beingmore prevalent among shift <strong>work</strong>ers in atleast one group were dust exposure <strong>and</strong>quantitative dem<strong>and</strong>s. The different types ofshift <strong>work</strong> were associated to different <strong>work</strong>environment factors.Especially evening <strong>and</strong> night shift <strong>work</strong> werecorrelated with lower social classes in men,<strong>and</strong> controlling for social class changed oddsratio estimates especially in males for cognitivedem<strong>and</strong>s <strong>and</strong> conflicts at <strong>work</strong>.Publication IVPublication IV showed that an intervention inshift scheduling aiming at more regular <strong>and</strong>predictive schedules with a reduction in nightshifts in a row <strong>and</strong> with a reduction of shifttypes lead to lower biomarkers for IHD, <strong>and</strong>to a lesser extend to lowering robust stressbiomarkers.The change in shift schedule was validatedwith the use of RRPA. It showed that shiftschedules in the intervention group at wardsintroducing all four principles changed nonsignificantlytowards higher regularity <strong>and</strong>having only two types of shift (paired analysis).In the control group schedules changedtowards less regular <strong>and</strong> predictable schedules,having also fewer Sundays off. Theirschedules were also changed towards fewerhours <strong>work</strong>ed a week. When comparingintervention <strong>and</strong> control groups, the interventionled to more regular <strong>and</strong> predictablescores, <strong>and</strong> to a higher degree of having twoshift types. There were no statistically significantdifferences with regard to the number of28


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>night shift in a row, or to circadian disruption.The changes in the group introducing 1-3 principles were smaller, <strong>and</strong> differenceswere not significant, neither in paired analysesnor when comparing with the controlgroup, except for a tendency of a higher LWscore <strong>and</strong> having more night <strong>work</strong> hours.The perception of flexibility <strong>and</strong> predictabilityin the questionnaire changed according tothe change in the intervention group.The intervention group introducing four principlesdid not change sleep quality, there wasa slightly better self reported health, but ingeneral it did not lead to fewer symptoms ofneither stress nor <strong>disease</strong>. The interventiongroup introducing 1-3 principles had lowerstress symptom scores <strong>and</strong> higher scores onmental health after the intervention.In the group introducing all four principles,both paired <strong>and</strong> age adjusted statistical significantcomparisons with the controlgroupshowed lower values for glycated hemoglobin,LDL-cholesterol <strong>and</strong> total/HDL-cholesterolratio, <strong>and</strong> higher values of HDL-cholesterol.In the second intervention group onlyfibrinogen was found statistically significantlower, but the changes were in the predicteddirection for the rest of the lipids. The controlgroup had raised total/HDL-cholesterolratio <strong>and</strong> lower fibrinogen (paired analysis)during the intervention period.Due to the problems of explaining the changein schedules in the control group, we alsoanalysed differences between schedules oneyear apart, whether being a result of theintervention or not. Higher regularity wereassociated with a statistical significant fall intriglycerides <strong>and</strong> total/HDL-cholesterol.LDL-cholesterol was lowered with higherpredictability. The reduction in number ofconsecutive night shifts in a row reducedtotal/HDL-cholesterol ratio.There was a highly significant trend betweenSummary of resultsthe number of ergonomic changes in a schedule<strong>and</strong> change in HDL, LDL, <strong>and</strong>total/HDL-ratio. Glycated hemoglobin alsotended to be lower, all in parallel with the“intention to change” analyses conducted.Publication VPublication V shows that different shift <strong>work</strong>definitions (day versus non-day; night versusday, <strong>and</strong> non-night versus day) are related tobiomarkers in different ways. The non-nightversus day definition was associated to glycatedhemoglobin <strong>and</strong> nonsignificantly withLDL-cholesterol, while the definition includingnight <strong>work</strong> was both associated withtriglycerides <strong>and</strong> glycated hemoglobin. Especiallythe number of hours <strong>work</strong>ed between10 am <strong>and</strong> 6 pm in night shift <strong>work</strong>ers wassignificantly related to lower HDL-cholesterol,higher triglycerides <strong>and</strong> highertotal/HDL-cholesterol ratio, <strong>and</strong> to glycatedhemoglobin. The broad definition of shift<strong>work</strong> was associated to higher levels offactor II-VII-X, mostly so with the non-nightshift <strong>work</strong>.Part time employment was associated withhigher total cholesterol <strong>and</strong> LDL levelsamong shift <strong>work</strong>ers. Regularity of the schedulewere (non-significantly) associated toglycated hemoglobin, to higher prolactin, <strong>and</strong>to lower total- <strong>and</strong> LDL-cholesterol levels.For predictability, the associations were withtotal cholesterol <strong>and</strong> HDL, with triglycerides,<strong>and</strong> with a non-significant trend for fibrinogen<strong>and</strong> t-PAI, all, expect for regularity <strong>and</strong>prolactin, in the predicted direction. Forperiodicity, there were significant differencesin triglycerides, HDL- <strong>and</strong> total/HDL-cholesterolratio, <strong>and</strong> a non-significant trend forfibrinogen. A high number of consecutivenight shifts in a row were associated to lowerHDL- <strong>and</strong> higher total/HDL cholesterolratio,<strong>and</strong> to trends for higher prolactin <strong>and</strong>29


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>lower factor II-VII-X. This was no longersignificant, when the number of night shifthours <strong>work</strong>ed was entered into the models.The number of consecutive evening shiftswere associated with a trend for higherSummary of resultsimmunoglobulin A <strong>and</strong> a significant lowerfibrinogen, somewhat lower when the numberof evening shifts were entered into themodel. The differences were not changedmuch when lifestyle factors were included.30


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>DiscussionDiscussionIn the five studies presented together withthis thesis it was shown, that:C The epidemiological literature suggests arelation between shift <strong>work</strong> <strong>and</strong> CVD (I),<strong>and</strong> that several pathways may be presentto explain this relationship (I). However,these findings are not present in somemethodological well conducted studies.One methodological problem encountered inthe literature is that confounding might bepresent, <strong>and</strong> it was shown that:C Social class differences are present betweenshift- <strong>and</strong> day <strong>work</strong>ers (II <strong>and</strong> III), <strong>and</strong>C Work environment differs between shift<strong>and</strong> day <strong>work</strong>ers in a r<strong>and</strong>om sample ofthe population, with the least favourablefor the development of IHD belonging tothe shift <strong>work</strong>ers (III).From these observations, the appropriatechoice of comparison group will be discussed.In another approach to explain the relationshipbetween shift <strong>work</strong> <strong>and</strong> IHD, it wasshown that:C Intervention in shift scheduling with theintroduction of more ergonomically correctschedules with regularity <strong>and</strong> predictabilityas the main changes lowers biomarkersfor IHD (IV), <strong>and</strong>C There seems to be different associationsbetween shift <strong>work</strong> in- <strong>and</strong> excludingnight <strong>work</strong>, the night <strong>work</strong> schedulesmostly associated with the lipids, <strong>and</strong> witha linear relation between the number ofnight hours <strong>work</strong>ed <strong>and</strong> biomarkers (V).These results will be used to discuss bothmethodological problems relating to exposureassessment <strong>and</strong> information, <strong>and</strong> todiscuss whether shift <strong>work</strong> can be regardedas a causal risk factor for IHD.Methodological problemsThe heterogeneity of the epidemiologicalstudies has not been explained. We haveshown that at least two different groups ofstudies exists 115 , <strong>and</strong> that none of the studycharacteristics (publication year, area ofstudy, exposure characteristics, outcome(MI, IHD, CVD), type of study, follow upperiod, confounding control) explain theheterogeneity. This is somewhat surprising,1/3 of the literature is cross-sectional, <strong>and</strong>the selection processes discussed next willmake it probable that the shift <strong>work</strong>ers willbe a survivor population. However, this wasnot seen in the meta-analysis. Another surprisingfinding was that the studies using aggregatedexposure assessment had higher riskestimates than studies relying on individualassessment. Normally, aggregation would bebiasing the estimate toward unity.However, this analysis took only into accountthe information given in studies, <strong>and</strong>two major problems mostly unaccounted forin the literature emerge.Selection bias <strong>and</strong> confoundingThe traditional methodological problemdescribed in relation to shift <strong>work</strong> research1,8,11,202,203 is secondary selection bias. Alarge proportion of shift <strong>work</strong>ers leave shift<strong>work</strong> within few years, Harrington 1 suggestedthat 10% enjoy shift <strong>work</strong>, 70% acceptit, <strong>and</strong> 20% leave shift <strong>work</strong>. In an olderstudy in one company 2 , 25% left shift <strong>work</strong>for day <strong>work</strong> within the first 10 years, 42%of these due to medical reasons. These figuresfor secondary selection are probablylow, as people leaving for other factories or31


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>trades would not have been counted. It alsopoints at the assumption that the possibilitiesfor finding other <strong>work</strong> will influence the rate.Some leave due to management changes, forinstance when a company changes <strong>work</strong>schedule from three to two shift 200 , anothergroup leaves due to changes in the socialvalue given to the shift <strong>work</strong>, <strong>and</strong> a part dueto health problems, for instance when experiencinggastrointestinal disorders. The latterexplanation could both relate to the shift<strong>work</strong>er finding another job with day <strong>work</strong>inghours, or to a referral within the company toa day time job, eventually by way of a companyphysician. The prevalence of <strong>work</strong>ersselected out of shift <strong>work</strong> for the latter reasonwould be suspected to be higher whenfocus was on the relationship, <strong>and</strong> whenfactory doctors could dismiss people fromshift- to day <strong>work</strong>. This means that the healthbased secondary selection will be larger whenthe physician know <strong>and</strong> trust that the selectionis appropriate <strong>and</strong> possible. For IHD thisknowledge would be at h<strong>and</strong> from the latterhalf of the 1980'th, after the study in Lancet 7<strong>and</strong> the review by Åkerstedt et al. 8 firstdescribing the risk. The fact that the selectionprocess is relevant has been shown in literaturefinding a higher risk of CVD for ex-shift<strong>work</strong>ers, a st<strong>and</strong>ardised mortality rate (SMR)of 160 (122-210 (analysed by us (I)) inTaylor <strong>and</strong> Pococks study 4 <strong>and</strong> an incidenceof 6/100 in shift <strong>work</strong>ers after changing today <strong>work</strong> compared to 2/100 in day <strong>and</strong> shift<strong>work</strong>ers (no testing possible) 119 . In one studythe difference between health based secondaryselection <strong>and</strong> secondary selection due tomanagerial changes has been described.Thiis-Evensen found that ex-shift <strong>work</strong>ers,that changed to day <strong>work</strong> due to healthproblems had higher absentism for CVD thanex-shift <strong>work</strong>ers leaving shift <strong>work</strong> due tochange of job 204 .Explaining the health based secondary selectionin relation to IHD indicates that someDiscussionkind of warning signals make the shift <strong>work</strong>erapply for a day job, or that some commonfeature is leading to both IHD <strong>and</strong>problems in adapting to shift <strong>work</strong>. One suchpossible common denominator could bestress (see page 16). The group continuingwith shift <strong>work</strong> has been labeled a survivorpopulation.An anonymous referee for publication IIsuggested what could be labeled tertiaryselection, meaning that people having IHDleaves shift <strong>work</strong>. The differentiation betweensecondary <strong>and</strong> tertiary selection in shift<strong>work</strong> is relevant in relation to the risk of exshift<strong>work</strong>ers. If the shift <strong>work</strong>er has IHDwhen he or she leaves shift <strong>work</strong>, he or sheshould be regarded as belonging to the shift<strong>work</strong> exposed group, while the secondaryselection process would be in operationbefore clinical signs of IHD. The distinctionis not easy as for instance hypertension canbe the first sign of IHD, <strong>and</strong> misclassificationwould be easy. The tertiary selection processwill be a potential problem in case-referent<strong>and</strong> cross sectional studies only.Less focus has been on the primary selectioninto shift <strong>work</strong> 202,203 . People choose to applyfor a shift <strong>work</strong> job with some kind of anticipationof whether it will suit them or not 205 .This judgement can be based upon formerexperience or solely on self judgement of forinstance social possibilities or sleep habits. Ina small study 203 applicants for shift <strong>and</strong> day<strong>work</strong> were compared before commercingtheir new job. Neither had formal shift <strong>work</strong>experience, <strong>and</strong> besides being younger, theshift <strong>work</strong>ers were more eveningness personalitytypes with less rigid sleep patterns.This suggests that self-judgement is relevant.There were no differences in relation tosocial factors, symptoms or biomarkers(blood pressure, cholesterol, triglycerides) atbaseline. This study was thus not supportingthe idea that shift <strong>work</strong>ers are a priory healt-32


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>hier than day <strong>work</strong>ers, or that they are morestress resistant 202 .The literature has related the feeling of havingchosen shift <strong>work</strong> to better adjustmentto shift <strong>work</strong> 176 , but it has not been shownwhether the feeling of self selection influencebiomarker levels or the risk of IHD.In terms of primary selection the applicationfor a shift <strong>work</strong>ing job can also be seen asthe only chance of getting a job. In someinstances day <strong>work</strong> is used as a reward forsome years of shift <strong>work</strong> (when only internalapplications are considered), forcing the newapplicants to a shift <strong>work</strong> job in order toobtain a day time job at a later time. In thesesituations the volontary application could bea choice between shift <strong>work</strong> <strong>and</strong> no <strong>work</strong> atall. The situation at the labour market mightthus influence both the primary <strong>and</strong> secondaryselection processes.Both in publication II, III <strong>and</strong> IV/V selectionmechanisms may have been present. In CMSthe population was middle-aged at entry (40-59 years of age), <strong>and</strong> they might thus havehad 20-40 years of <strong>work</strong> experience beforeinclusion. The shift <strong>work</strong>ers in danger ofIHD could by this have left shift <strong>work</strong>. Thisis, however, not different from the majorityof the longitudinal epidemiologic studies withindividual exposure classification 4,116,118 usingcohorts with the same age structure, <strong>and</strong> ofwhich two studies found a relation. From anideal point of view, however, a cohort followingthe shift <strong>work</strong>ers from their first entryshould be preferred. In publication III, thepopulation was a r<strong>and</strong>om cross sectionalsample, <strong>and</strong> among the elderly with possibilitiesof selection. The same is true for theNARFE project, where most of the day<strong>work</strong>ing controls had previously had shift<strong>work</strong>.In other words, it is not a r<strong>and</strong>om sample ofpeople that ends up doing shift <strong>work</strong>. ThisDiscussionhas potential impact on the first of the encounteredmethodological problems:Choice of reference groupsThe choice of the comparison group is crucialwhen the impact of shift <strong>work</strong> is assessed.Every comparison is done with reference toa nonexposed group. In principle the comparisongroup should be what the shift <strong>work</strong>erswould have been if they were not shift<strong>work</strong>ers. And that is not necessarily being aday <strong>work</strong>er. The shift <strong>work</strong>ers might differfrom day <strong>work</strong>ers socially, economically, <strong>and</strong>in personality factors. If the comparisongroup differs from the exposed groups inother relevant ways than the <strong>work</strong>ing timearrangement, eventually as the result ofselection bias, potential confounding may bepresent. And as information on all possibleconfounders can’t be obtained the differenceswill eventually not be controlled, leavingresidual confounding.In almost all of the literature encounteredshift <strong>work</strong>ers has been compared to day<strong>work</strong>ers without questionning.Social classOne of the differences between shift <strong>and</strong> day<strong>work</strong>ers are the social class they belong to.In publication III covering a r<strong>and</strong>om sampleof employees we found that the distributionof shift <strong>work</strong> was highly screwed acrosssocial classes (table 4). In social class I morethan 90% had day <strong>work</strong>, while this was onlythe case for 3/4 of social class V. Furthermore,the type of shift <strong>work</strong> differed, withnight <strong>and</strong> three shift <strong>work</strong> being most prevalentin the lower social classes, while socialclass I was nearly only related to irregular<strong>work</strong>ing hours. In a r<strong>and</strong>om sample of thepopulation shift <strong>work</strong> would thus be con-33


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>DiscussionSocial classTotal (n)I II III IV V UndereducationDay time 91 80 81 84 74 87 4791Irregular <strong>work</strong>ing hours 8.4 13 10 4.9 11 7.5 600Evening or two shift 0.6 3.9 5.0 3.7 8.5 3.1 283Night or three shift 0 3.0 3.4 4.2 5.8 2.0 212Total (n) 716 1048 2049 569 1249 255 5886Table 4. Working time arrangement by social class. Percent. Due to roundingcolumns do not sum to 100%founded by social class as day <strong>work</strong> is moreprevalent in higher social classes, <strong>and</strong> thetype of shift <strong>work</strong> is screwed with shift <strong>work</strong>including night <strong>work</strong> being more prevalent inthe lower social classes. Among females thedifferences were smaller (III)The association between social class, shift<strong>work</strong> <strong>and</strong> IHD can be further analysed inpublication II. The Copenhagen Male studyis not a r<strong>and</strong>om sample of the population, butrather consisted of men in larger companies.The effect is that shift <strong>work</strong> is most prevalentin social class III with nearly 50% shift <strong>work</strong>ing.Figure 3 depicts the 22 year incidenceof IHD. It shows that the incidence nearlydoubles from social class I <strong>and</strong> II to socialclass V. Within each social class the incidencebetween shift- <strong>and</strong> day <strong>work</strong>ers are nearlythe same, a little lower for shift <strong>work</strong>ers insocial class I - III <strong>and</strong> a little higher in socialFigure 3. Incidence of IHD over 22 yearsin day <strong>and</strong> shift <strong>work</strong>ers by social class34class V. It shows that social class will act asa strong confounder if not controlled.Even if a single factory is studied day <strong>work</strong>ersin the production will tend to be skilled<strong>work</strong>ers, while shift <strong>work</strong>ers will more oftenbe unskilled. This would - in the CopenhagenMale Study - be a comparison between socialclass IV <strong>and</strong> V, the two right most groups<strong>and</strong> would lead to the social class differencesin incidence still being larger than the differencesbetween shift <strong>and</strong> day <strong>work</strong>ers. Inthe Knutsson et al study of Swedish papermill<strong>work</strong>ers 7 this was in fact the comparisonmade. <strong>Shift</strong> <strong>work</strong>ers at the papermill wereunskilled production <strong>work</strong>ers, <strong>and</strong> they werecompared to day <strong>work</strong>ing skilled maintenancepersonnel. It means at the same time thatcontrolling would be difficult if interactionwas taking place, when there are only fewskilled shift <strong>work</strong>ers in this type of study.Of the remaining epidemiological studies (I)social class was controlled together withother potential confounders in the Kawachi 116study of female nurses (for spouse’ education),in the McNamee 120 study (jobstatus),the Knutsson case-referent study 117 (education),<strong>and</strong> in the Tenkanen study 118 controlfor jobstatus was done by stratification in away that enables a closer look at the effect.The relative risk for blue <strong>and</strong> white collar<strong>work</strong>ers joined (age adjusted) was 1.52 (95%CI 1.11-2.07) <strong>and</strong> for blue collar alone, (age


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>adjusted), RR was 1.35 (0.94-1.93).The figures do not give the possibility toexamine the effect of shift <strong>work</strong> in whitecollar <strong>work</strong>ers, <strong>and</strong> in general, the literatureis focussing on the lower social classes.The missing control for social class differenceswill bias risk estimates upwards.Work environment differencesAnother potential confounder is differencesin <strong>work</strong> environment between day <strong>and</strong> shift<strong>work</strong>ers.In publication III all IHD risk factors analysedexcept quantitative dem<strong>and</strong>s, dust <strong>and</strong>long <strong>work</strong>ing hours were more prevalent inthe shift than in the day <strong>work</strong>ing population.Furthermore, differences in the distributionof factors between irregular <strong>work</strong>ing hours,two shift/permanent evening <strong>and</strong> threeshift/permanent night shift were present.Even when controlling also for differences insocial class between day <strong>and</strong> shift <strong>work</strong>ers,differences were still present between thegroups in some instances even with higherodds ratios than when unadjusted. Bothobservations are probably a result of samplingin different <strong>work</strong> situations (shift <strong>work</strong>being more prevalent in certain industrial <strong>and</strong>service sectors (especially the hospital)), <strong>and</strong>it would be expected that if a shift <strong>and</strong> day<strong>work</strong>ing group were doing the same tasks atthe same <strong>work</strong> place, differences would bediminished.Comparing day <strong>and</strong> shift <strong>work</strong>ers withoutproperly controlling for <strong>work</strong> environmentfactors would this way cover differences inother <strong>work</strong>ing environment factors, <strong>and</strong> shift<strong>work</strong> might be seen as a proxy measure forthese other relevant risk factors. The resultsagain suggests a bias upwards if not controlled.DiscussionAs shift <strong>work</strong> types differed in relation toprevalences of <strong>work</strong> environment factors,<strong>and</strong> shift <strong>work</strong> type was also screwed amongsocial classes, it would seem to be relevant tocontrol for both factors.The literature has in general not controlledfor <strong>work</strong> environment differences. It haspreviously been shown that shift <strong>work</strong>ers aremore likely exposed to noise 206 <strong>and</strong> passivesmoking 207 . Only a few studies have controlledfor differences in relation to IHD, <strong>and</strong>mostly so in relation to job strain 118,208 , whileÅkerstedt et al. 209 controlled for (aggregated)information on several <strong>work</strong> environmentfactors.Other risk factorsIt has repeatedly been shown that day <strong>and</strong>shift <strong>work</strong>ers differs in relation to personalityfactors, shift <strong>work</strong>ers scoring higher onneurotism <strong>and</strong> hardiness scales, although thefindings are not consistent 163 . In the NARFEII project, constituting the base for publicationIV <strong>and</strong> V, internal comparisons betweenshift <strong>work</strong>ers with fixed <strong>and</strong> rotating shiftsrevealed differences in relation to Locus ofControl <strong>and</strong> coping strategies 210 . The literaturedoes not contain studies that have examinedthe distribution between day <strong>and</strong> shift<strong>work</strong>er of personality factors relating toIHD, for instance hostility 73 , <strong>and</strong> the personalityfactors shown to be related to shift <strong>work</strong>have not been shown to be risk factors forIHD (e.g. sleeping patterns, neurotism etc).Confounding or mediatorOn the other h<strong>and</strong>, not all differences shouldbe controlled. One problem in the examinedliterature is the apperent confusion overmediating variables <strong>and</strong> confounders. Inmany of the reviewed articles (I) controllinghave been made of every difference found35


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>between the groups. The question has beenposed: Is shift <strong>work</strong>ers “born or made” 11 (p.5), that is, were the differences present beforestarting on the job or are the differencesa result of shift <strong>work</strong> experience. In the firstinstance, controlling of the differences shouldbe made, in the second it may be more appropriateto see it as an effect of shift <strong>work</strong>.A confounder is defined as a factor thatmeets all of the following three conditions: 1)It is a risk factor for the outcome of interest(i.e. <strong>heart</strong> <strong>disease</strong>), 2) it is associated withthe exposure under study (shift <strong>work</strong> status)in the source population (the population atrisk from which the cases are derived), <strong>and</strong>3) it is not affected by the exposure or <strong>disease</strong>211 (p. 123-5). A mediating variable, on theother h<strong>and</strong>, is an intermediate step in thecausal path between exposure <strong>and</strong> <strong>disease</strong>Figure 4. The difference between a confounder<strong>and</strong> a mediating variable(figure 4).As an example, some studies have controlledfor differences in blood pressure betweenshift <strong>and</strong> day <strong>work</strong>ers 116,118,120 . Blood pressureis a risk factor for IHD <strong>and</strong> is associatedwith shift <strong>work</strong> status in some studies, but itmight be affected by the exposure in this waybeing a potential link between shift <strong>work</strong> <strong>and</strong>IHD with blood pressure higher because ofshift <strong>work</strong> 133 , thus not fullfilling conditionnumber three. When controlling by way ofrestriction to normotensives in the studydesign or by adjusting in multivariate regressionanalyses the effect will normally be aartificially lower risk than is really present,Discussionexcept when confounders are nondifferentiallymisclassified. In that case bias can be ineither direction.In the study by Tenkanen et al. 118 , differencesin lipids were also controlled but as highercholesterol can likewise be regarded as aneffect of being a shift <strong>work</strong>er (cholesterolrelated to the amount of night <strong>work</strong> (V)),lipids should also be regarded as a mediatingvariable.Smoking <strong>and</strong> BMI have been controlled in allof the studies where it was measured5,7,116,118,120,207 <strong>and</strong> also in (II) but it is openfor debate, whether differences in smoking<strong>and</strong> BMI acts as confounders or whetherthey are a consequence of shift <strong>work</strong>. Forinstance smoking may be regarded as acoping strategy of stress related to shift<strong>work</strong>, <strong>and</strong> higher BMI could be due to achanged metabolism at night. Likewise,whether exercise should be controlled canalso be discussed.In these circumstances, it would seem prudentin general to give both estimates uncontrolled<strong>and</strong> controlled for these factors,which was done in publication IV <strong>and</strong> V.Of the discussed confounders related to IHD,the following can under no circumstances beregarded as potential mediators: age, gender,social class, <strong>and</strong> <strong>work</strong> environment differences,<strong>and</strong> they should always be controlled.Exposure assessmentThe other main problem in the shift <strong>work</strong>literature is relating to the definition of shift<strong>work</strong>, as already pointed out by Åkerstedt<strong>and</strong> Knutsson 13 years ago 205 . In their contemporaryreview 8 shift <strong>work</strong> was defined as“<strong>work</strong> beyond the conventional daytime thirdof the 24-hour cycle” (p. 409), <strong>and</strong> theypointed at the permanency of <strong>work</strong> hours,completeness of 24-hour coverage <strong>and</strong> regu-36


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>larity in alternations as possible explanationfor consideration. Not much <strong>work</strong> has beendone since then.Most of the epidemiological studies havebeen on rotating shift <strong>work</strong>. Some evenseems to have included fixed evening <strong>and</strong>night shift in the control group 116,212,213 . Froma theoretical point of view there is, however,no indication that permanent night shiftshould not be related to IHD, <strong>and</strong> the studyby Tüchsen 177 also finds higher hospitalisationrates among bakers that at an aggregatedbasis have permanent night <strong>work</strong>. Inanother study 121 permanent third shift wasnot associated with (acute) risk of IHD. Thedemonstration in publication V of a relationbetween night shift <strong>work</strong>, the number ofnight hours in night shift <strong>work</strong>ers <strong>and</strong> biomarkerseven suggests that permanent shift<strong>work</strong>ers might be worse off than rotating.On the other h<strong>and</strong>, the two-shift <strong>and</strong> permanentevening shift has neither been investigatedin any details. Even so, it is encompassedin the commonly used ad hoc definitions inthe literature. In the study by Tüchsen aggregatedevening <strong>work</strong> was a risk factor. Thegroup covered taxidrivers, <strong>work</strong>ers in hotels<strong>and</strong> restaurants, cooks <strong>and</strong> waiters, all ofwhom may be night <strong>work</strong>ing as well. Inpublication V the different associationsbetween shift <strong>work</strong> with <strong>and</strong> without night<strong>work</strong> <strong>and</strong> biomarkers suggests that nightshift <strong>work</strong> could be related to a higher risk ofIHD. It still remains to be shown that permanentevening or two-shifts without night<strong>work</strong> is a risk factor for IHD, <strong>and</strong> secondarywhether the risk is of the same magnitude aswith night <strong>work</strong>. From a theoretical point ofview it would be surprising if it were; asstated previously, evening <strong>work</strong> is mostlyrelated to social problems while night <strong>work</strong>is related to physiological desynchroniztionof circadian rhythms.Detailed shift <strong>work</strong> exposureDiscussionIn general the characterization of an exposureshould encompass its nature, the amount<strong>and</strong> the time relationship 214 . Translated toshift <strong>work</strong> a thorough shift <strong>work</strong> exposureshould encompass at least the followingmodalities:C The type of shift <strong>work</strong>. Whether eveningor night <strong>work</strong> is included, whether theschedule is rotating or permanent, <strong>and</strong>whether the schedule is covering thewhole week (continous) or only weekdays(discontinous). Even among shift <strong>work</strong>ersthe spare time in weekends is valuedhigher than any other time of the week,<strong>and</strong> the inclusion of weekend <strong>work</strong> wouldnormally lead to negative social effects. Itcould then be anticipated that shift <strong>work</strong>including weekends would be more strainfullthan non-continous <strong>work</strong>. As with thequestions raised above on evening <strong>work</strong><strong>and</strong> permanent night <strong>work</strong> this statementis not based on emperical ground.C The schedule. As presented previously, aclockwise rotation 18 , <strong>and</strong> the number ofconsecutive night shifts in a row are leadingto lower biomarkers 199 . One unrecognisedproblem is that if the ergonomiccriterias are of importance in diminishingthe strain of the shift schedule, then aschedule following the ergonomic criteriasshould lead to a lower risk of IHD than aschedule not made according to ergonomiccriterias, even when the amount ofe.g. night <strong>work</strong> is the same. This make itimportant to incorporate some kind offormal description <strong>and</strong> comparisons ofshift <strong>work</strong> schedules (see p. 19). Evenmore so, a schedule that changes in onedimension will often have changes inother modalities as well, <strong>and</strong> often probablyin a negative direction. As anexample, the change in schedule fromcounter-clockwise to clockwise 18 leads to37


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>a better circadian rhythm, but at the sametime diminishes the amount of socialdesirable weekend hours. One possiblesolution would obviously be to give theactual schedule with the start <strong>and</strong> stophours of the shifts, <strong>and</strong> preferable with anindication of weekends. This has in factbeen done by several authors (see table 5,p. 54), although they have not discussedit.C The amont of shift <strong>work</strong> per month oryear. If shift <strong>work</strong> is a risk factor then the“concentration” would probably be relevant.The figure should probably be countingthe number of different shift types<strong>work</strong>ed (number of evening shifts, nightshifts, weekends). Also this modality hasonly modest emperic data, but publicationV showing a relation between the numberof night shift hours <strong>and</strong> HDL-cholesterol,total/HDL-cholesterol ratio, <strong>and</strong> triglyceridespoints out the relevance of at leastthe amount of night <strong>work</strong> in the schedule.[11]This would also be helped by theinclusion of the <strong>work</strong>ed schedule, as thereader would be able to make the figuresout for him or herself.C The number of years in shift <strong>work</strong>. Thereis some support to a dose-response in thesense of years on shift <strong>work</strong>. The study onSwedish papermill <strong>work</strong>ers 7 showed analmost linear relation between years inshift <strong>work</strong> <strong>and</strong> relative risk up until thegroup with more than 21 years of exposure.Also the studies by Tenkanen 118 <strong>and</strong>Kawachi 116 report dose-response betweenyear in shift <strong>work</strong> <strong>and</strong> an increasing riskof IHD, while the essentially negative[11] Also the study by van Amelsvoort et al., showing(see note 8) that having more than five nightshifts a month was related to more ventricularextrasystoles points at the importance of night <strong>work</strong>(appended july 2000).Discussionstudy by McNamee 120 did not detect anydose-response.One would then have to summarize thisinformation. One possible exposure variableof interest would be an “integrated lifetimeexposure”, that is the sum of the products ofthe number of for instance night shift hoursper month <strong>and</strong> the number of year <strong>work</strong>ed onthis particular schedule. The approach hasindirectly been used in the Knutsson 1986study, where people at the factory wereallocated by the number of years as shift<strong>work</strong>ers. It <strong>work</strong>s when the shift schedulehas been the same in all of the years, this waymaking the first three bullets above the samefor the whole period. In fact two differentschedules were used 215 , one up until 1975<strong>and</strong> then a slightly different schedule up til1983 when the study was concluded (seetable 5, p. 54). The “older” shift <strong>work</strong>erswho also would have the longest exposurewould have had higher chance of <strong>work</strong>ing inboth, <strong>and</strong> as the old one was worse in anergonomically context, they would in theorybe more exposed (bullet two above).In studies, where different populations areincluded as in the other two studies mentioned116,118 (<strong>and</strong> as also would be the case inpopulation based studies) the first threebullets is not the same for all of the shift<strong>work</strong>ers <strong>and</strong> this makes it problematic tocompare “years of shift <strong>work</strong>” between themembers of the cohorts. The “integratedlifetime exposure” would have to be able totake into account that shift schedules differas stated in bullet two <strong>and</strong> three above.In population based studies with questionnairedata the exposed groups classified asshift <strong>work</strong>ers might be covering evening<strong>work</strong>ers, night shift <strong>work</strong>ers with only acouple of nights a month etc, up to permanentnight shift <strong>work</strong> in continous operations.In general this misclassification of exposurewould tend to diminish any real association38


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>between shift <strong>work</strong> <strong>and</strong> outcome, <strong>and</strong> itsuggest that population based studies wouldshow lower estimates. This is apparently notthe case 115 .It seems that exposure should be delimited toabove a certain level, in order to have enoughcontrasts between shift <strong>and</strong> day <strong>work</strong>.Another problem is that many studies haveused only information on exposure at onepoint in time (prevalent) <strong>and</strong> the respondentmight this way have very little exposure.Another problem with the “prevalent” shiftexposure is that it would be possible that athreshold effect was present, meaning that acertain amount of shift <strong>work</strong> (e.g. hours ofnight <strong>work</strong> per month or years of shift <strong>work</strong>)should be present, before the risk of IHDwas raised. It would not be reasonable tobelieve that few months of shift <strong>work</strong> in alifetime would raise the risk. Other studieshave dem<strong>and</strong>ed at least 10 years of shift<strong>work</strong> 4 in order to be classified as shift <strong>work</strong>er.This would on the other h<strong>and</strong> open forthe possibility that only a well-adapted <strong>and</strong>maybe thus less affected survivor populationwould be selected as exposed giving a lowerrisk of IHD.It would be relevant to include more informationon past shift <strong>work</strong> experience in thepopulation studies, <strong>and</strong> better questionnairesshould be developed.One worry is whether the respondent underst<strong>and</strong>what is meant by shift <strong>work</strong>. In a fewstudies some kind of validation of the informationof shift<strong>work</strong> 16,120 has been undertaken,but in most circumstances the exposurehas been taken at face value. In anunpublished observation we studied theanswers in the SHEEP-VIP[12] databasewhere two questions were used to constructinformation on exposure 117 . One question[12] Stockholm Heart Epidemiology Programme<strong>and</strong>Västernorrl<strong>and</strong> Infarction ProjectDiscussionwas whether the respondent had shift <strong>work</strong>(“skiftarbete”), <strong>and</strong> if so whether it was twoshift,three-shift with continous running,scheduled <strong>work</strong> or other types. Anotherquestion asked whether the majority of<strong>work</strong>ing hours had been between 6 am-6 pm,between 6 pm-10 pm or between 10 pm <strong>and</strong>6 am (or combinations). Inconsistencies werepresent, people stating that they did not haveshift <strong>work</strong> at the same time also indicated atype of shift <strong>work</strong>, or indicated that their<strong>work</strong>ing hours was mostly including the 6pm - 6 am period. In numbers (excludingthose with a type of schedule not assessable),115 of 4106 (2.8%) stating that they did nothave shift <strong>work</strong> had inconsistent answers. Asthe same type of misclassification among day<strong>work</strong>ers would not be possible, differentialmisclassification would be the result. Thiscould be the effect of (at least Danish orSwedish) respondents that percieve the word“skiftarbejde” as belonging only to industry.Four studies used aggregated exposureassessment 5,6,177,209 . Instead of applying theexposure on every participant in the study,information on the prevalence of shift <strong>work</strong>in different occupations from smaller samplesare utilised to give every participant in aspecific occupational group the same exposureinformation. So if for instance employmentas a bus driver is known for 75% of busdrivers to include rooster <strong>work</strong> then everybus driver in the population is viewed asexposed to shift <strong>work</strong>, including the 25%,that did not have shift <strong>work</strong>. Due to themisclassification this type of study wouldnormally lead to lower risk estimates. This isnot so in general, the studies seem to givehigher risk estimates than studies usingindividual exposure assessment (I) 115 . This iseven more surprising as the actual cut offpoint in two of the studies 177,209 was as low as20% exposure, with a potential misclassificationof up to 80% of an occupation.39


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>But even in the population based studies withan individual exposure classification theactual schedules are not reported. So forinstance in the American Nurses study 116where shift <strong>work</strong> was defined as having<strong>work</strong>ed for more than 1 year with more thanthree nights a month (<strong>and</strong> excluding permanentnights), this covers schedules with awide variety of shifts. Having publication Vin mind, the actual exposure might be verydiluted.The problem of misclassification of exposureis also related to the past exposure of theshift <strong>work</strong>ers. In the McNamee study 120 alarge part of the shift <strong>work</strong>ers had been day<strong>work</strong>ing at some time before inclusion asshift <strong>work</strong>er. The median exposure of shift<strong>work</strong> was 10.7 years among the shift <strong>work</strong>inggroup that had median 15.5 years ofemployement at the factory. So it would berelevant to count the total actual exposure.Another problem in exposure assessmentrelates to the comparison group. Traditionallythey have been day <strong>work</strong>ers, but somestudies included permanent night (see above)<strong>and</strong> one study included two shift <strong>work</strong>ers 3 inthe “non exposed” group. Furthermore, inmany studies the day <strong>work</strong>ers could in facthave been having shift <strong>work</strong> before the day<strong>work</strong> (ex-shift <strong>work</strong>er), especially if onlyprevalent information is used. This is inparticular the case for population basedstudies, <strong>and</strong> would dilute an effect as controlsare misclassified as non exposed[13].The severity of the problem is relating to ahitherto unaccounted characteristics of therelationship between shift <strong>work</strong> <strong>and</strong> IHD; Ifshift <strong>work</strong> is a risk factor, would exposed[13] Furthermore, ex-shift <strong>work</strong>ers have been shownto have a higher risk than both day <strong>and</strong> shift <strong>work</strong>ers.This could lead to substantial bias toward lowerestimates, if the secondary selection was large(appended july 2000)Discussionpeople then have the same risk after the endof exposure or would the risk change? (as itis the case of cigarette smoking where thehigher risk for IHD disappears within twothreeyears after cessation 76 ), so that it diminishesfor instance over a couple of yearsafter the cessation of shift exposure. In thecase of a diminishing risk with time theproblem of misclassification of exposure innon exposed would be largest when shift<strong>work</strong>ers had just left, <strong>and</strong> be a less problemif ex-shift <strong>work</strong> was several years back. In anunpublished examination from the SHEEP-VIP case-control study we actually foundthat the risk of IHD related to shift <strong>work</strong>diminished within 3-5 years after shift <strong>work</strong>was left.The information on exposure assessment inthe studies from publication I is collected intabel 5 at the end of the chapter. Severalstudies do not even give a definition of whatis meant by shift <strong>work</strong>. Of the rest, approximately½ give some details of the shift schedulein some instances with the possibilitiesto calculate the amount of for instance nightshifts. Within these, most studies are threeshift, rotating, <strong>and</strong> most of these with fewnight shifts in a row (see also p. 43).In the Copenhagen Male Study (II) informationon shift <strong>work</strong> were collected throughself reported questionnaires at two occasions,in 1971-72 <strong>and</strong> in 1985-86. The informationincluded one question, asking whetherthe participant had irregular hours, fixedevening or night <strong>work</strong>, or whether they<strong>work</strong>ed day time only. The information wasconfirmed during a later interview. Thismeans that the exposure was “prevalent” <strong>and</strong>it did not include neither type of schedule,amount of shift <strong>work</strong>, schedulecharacteristics nor life time exposure. Throughthe second baseline using the samequestionnaire 14 years later some indicationof the stability of exposure was obtained,40


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Discussionsuggesting that those stating to have shift<strong>work</strong> at both occations would be exposed.For social class III with approximately 50%shift <strong>work</strong>ers we compared the self reportedoccupations from day <strong>and</strong> shift <strong>work</strong>ers, <strong>and</strong>found that shift <strong>work</strong> was inherent as a naturalpart of the reported occupations fornearly 90% of the shift <strong>work</strong>ers while thesame occupational groups had only indicatedday <strong>work</strong> for 4% of the sample, thus partlyvalidating the information. But despite ofthis, we had no detailed information onexposure <strong>and</strong> especially not on the“concentration” or “dose” of the exposure.The same is true for the NWECS (III). <strong>Shift</strong><strong>work</strong> was defined as having answered yes toone of the possible answers: two shift, threeshift with running shifts, three shifts withchanging shifts, irregular placement in day orweek after schedule, fixed evening, fixednight, early morning, others. This was thencombined into night <strong>work</strong> including fixednight <strong>and</strong> three-shift <strong>work</strong>, evening includingfixed evening <strong>and</strong> two-shift <strong>work</strong> <strong>and</strong> otherirregular <strong>work</strong>ing hours. This way the informationis prevalent <strong>and</strong> covers a wide varietyof <strong>work</strong> schedules. Two-shift <strong>work</strong> can alsobe covering two times 12-hour shift.41


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>In population V we examined different typesof shift definition on the association withbiomarkers. Differences occurred betweenshift <strong>work</strong> including <strong>and</strong> excluding night<strong>work</strong>, the latter associated to biomarkers forIHD while the exposure to evening shift<strong>work</strong> was associated to glycated hemoglobin,a stress marker, but only marginally to lipids.This suggests that the night component ofshift <strong>work</strong> might have potential impact on themagnitude of the risk.Measuring ergonomic criteriasAs stated above the ergonomic criteriasshould be accounted for in the shift <strong>work</strong>exposure assessment in order to be able totake into account that different shift <strong>work</strong>schedules might confer different risks.DiscussionIn publication IV <strong>and</strong> V the problem ofexposure classification was elaborated. As aconsequence of the very individual schedulesused at the hospital wards a way to compareboth the new <strong>and</strong> old schedule for the individual<strong>and</strong> to compare schedules betweensubjects was needed. A further problem wasthe fact that the ergonomic principles encompassvery different features of a schedule,<strong>and</strong> it is problematic to compare for instancea schedule with only three consecutive nightsin a row but a backward rotation with aforeward rotating schedule with four nights.The RRPA was used for this purpose. Theprogram evaluates criteria that are not entirelythe same as the 14 criterias from theBEST-group (see p. 19). Although the numberof shifts in a row is included in theperiodicity-score, <strong>and</strong> the overall number ofnight shifts mirrors in the opportunity to restat night (ON)-score, we further counted themaximal number of night shifts in a row <strong>and</strong>the number of night shifts in the schedule.The same was done with evening shifts.Among the changes made, the reduction ofnumber of different shifts is not identifieddirectly in the RRPA, <strong>and</strong> we also countedthe number of different shifts in the schedule.m t w t f s s m t w t f s s m t w t f s s m t w t f s sD d d d d d d d d d d d d d d d d d d d dN n n n n n n n n n n n n n nM n n n n n n n n n n n n n na a a d d d d d x n n n n n n d dd d a n n n d d d a a d d d n nb y n n n d d d d d d d d d d d d n nn d d d d n n n n d d d d d d d dTable 6. Five schedules with different characteristics (see text). d=day, a=afternoon, n=night,x=day shift followed by night shift, y=short day shift (until noon) followed by night shift42


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Discussionscoreday shift(D)7+7 night shift(N)5+2 night shift(M)rotating shift: preintervention (a)rotating shift:post intervention(b)RE 10.0 10.0 10.0 7.9 7.2PE 10.0 1.4 3.7 6.6 6.9LS 8.3 8.0 8.0 7.9 8.2LW 8.3 8.5 8.8 8.6 8.5ON 10.0 4.9 5.1 7.8 8.2PR 8.3 7.5 8.3 4.2 5.1OH 4.5 10.0 10.0 7.4 7.0OE 10.0 10.0 10.0 8.7 10.0OW 10.0 5.5 5.5 5.5 4.7Table 7: RRPA scores for the schedules shown in table 6For comparison <strong>and</strong> in order to establish acouple of waypoints the RRPA scores forshift schedules from the wards are presented(table 6 <strong>and</strong> 7). The first schedule is forcomparison, a discontinous day shift (normalday shift, Monday-Friday 8.00-15.24, markedD in the table), followed by a permanent7/7 night shift schedule with 7 consecutivenight shifts <strong>and</strong> 7 days off (28 hours a week,196 night hours 22-06 in 8 weeks, markedN). The ergonomic better 5/2 night shift withthe same number of hours is also presented,marked M.Most of the schedules in the NARFE projectwere irregular, one of these schedules selectedat r<strong>and</strong>om from the intervention ward Bwhere the largest change was found, is presented((a): pre intervention, March <strong>and</strong>April 1997, <strong>and</strong> (b): post intervention, March<strong>and</strong> April 1998).The schedules ran for four weeks, but eightweeks was used in calculations to diminishthe impact of holiday <strong>and</strong> vacations (<strong>and</strong> oneward went from 4 to 12 weeks of scheduling).For comparison (the constancy score<strong>and</strong> the PR (predictability score) depends onthe number of weeks) the first three shiftsschedules are also defined as 8 week schedules(althought they would normally be runningin a 4 week schedule, <strong>and</strong> in reality are1 <strong>and</strong> 2 week schedules repeating themselves).It can be seen from the RRPA-figures (table7) that the day-only shift is better than all ofthe other shifts presented, that the 7+7 nightespecially lowers the physical figures (PE <strong>and</strong>ON), <strong>and</strong> raises OH, that measures the a-mount of time off in weekdays. The proposedchange of the permanent night shift witha split of the nights in 5+2 consecutive nightsgives the predicted change with better valuesin the physical (PE, LW <strong>and</strong> ON (due to theaccumulation of fatigue)), but also a slightlybetter PR-score, which is brought about by achange in the constancy score rather than thebasic score. This is due to the 5/2 systemgiving days off every week which the programevaluates as an advantage in agreementwith the literature 180 .43


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>The rotating shift (a) is less regular (RE) <strong>and</strong>predictable (PR) than both the permanentday <strong>and</strong> night shift. The ON <strong>and</strong> PE scoresare in between the day <strong>and</strong> night shift, as thenumber of night shifts is lower.The change (b) brings lower scores of regularitybut higher on predictability <strong>and</strong> a higherON <strong>and</strong> PE score due to having morenight shifts in 8 weeks. The change in predictabilityis probably due to the change from 3to 2 shift types. The OW falls due to fewerSundays off (5 in a, 4 in b), <strong>and</strong> the OE is 10because there is no evening shifts in (b).The RRPA scores from the interventionexample shows the problem in comparingscores: The changes that included a reductionin the number of types of shifts fromthree to two at the same time gave morenight shifts in the eight week period, whichaffects the PE <strong>and</strong> ON score negatively. Soa positive change in one score is followed bya negative change in another.The different criterias are not independent<strong>and</strong> a factor analysis with varimax rotation ofthe schedules at baseline in publication Vshowed that the combined RRPA-scores <strong>and</strong>the extra figures taken from the scheduleloads on four different partly independentfactors measuring:! nights (PE-, ON-, OE-score, maximum<strong>and</strong> total number of night shifts, maximum<strong>and</strong> total number of evening shifts),! number of non-day time hours (OH-,OW-scores, number of shifts, number ofsundays),! a regularity score (RE-, LS-score, PRscore,number of shifts) <strong>and</strong>! a <strong>work</strong>ing week length score (LW, numberof offences against the 11 hour rule<strong>and</strong> number of times with less than 36hours between blocks of shifts).DiscussionAs the scores were highly correlated, especiallyPR <strong>and</strong> RE, it was necessary to chooseamong the scores.The RRPA was used in two manners. Inpublication IV it was used to validate whetherchanges were in fact made at the wardsagreing upon this. It showed that regularityrose in the intervention group introducingfour principles, but that periodicity as ameasure of circadian disruption did notchange. This is in accordance with the factthat the number of night shifts in a row wasnot changed either.The RRPA was also used to measure changesin scores by dividing the change intobetter score, no change or worse score regardlessof whether the change was a resultof the intervention or not.In publication V we used RRPA to characterizethe shift schedule in order to measurefor instance the regularity or periodicity ofshifts. In this context one problem is that it ishard to translate a RRPA figure into a meaningfullconstruct <strong>and</strong> that the scores are notnecessarily measures on a ratio-interval scale,so we chosed to use them as rank scales <strong>and</strong>used the scores divided into tertiles in alinear regression model.In order to demonstrate the possible positiveeffects on shift <strong>work</strong> exposure assessmentusing the RRPA-approach, I have used theRRPA on the publications on shift <strong>work</strong>,biomarker measurements, <strong>and</strong> IHD in whichthe authors gave information on the actualshift schedule, that is the sequence of shifts,the placement of weekends (or if a schedulewas completely described by the sequence<strong>and</strong> an indication of the schedule length), <strong>and</strong>the start <strong>and</strong> stop hours of the shifts. Thisinformation is placed in table 5 (at the end ofthe chapter (p. 54)), while the RRPA-figuresis found in table 9, also at the end of thechapter.44


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>This approach to evaluate exposure assessmentin the literature reveals two features. Inthe intervention studies where two schedulesare being compared, there are changes inmore than one RRPA score <strong>and</strong> often inopposite directions. In the clockwisecounter-clockwiserotation experiment 18 thebetter periodicity is accompanied by muchlower opportunity for weekend recreation (aswas also the reason for the police officers toprefer the counter-clockwise rotation). In thestudy dividing the night shifts in a row 199 thenegative effect of better periodicity <strong>and</strong>predictability is a lower score on regularity.Secondly the schedules have very largedifferences in their RRPA scoring, with forinstance regularity ranging from 6 to 8.5 suggestingthat the shift exposure in the literatureis very different. Again, if ergonomiccriterias are related to the risk of shift <strong>work</strong>this would be possible explanations for thedifferent results. If for instance regularity isrelated to biomarkers (as suggested by publicationIV <strong>and</strong> V) then when using very differentschedules the exposure might be verydifferent <strong>and</strong> it would argue that studiesshould give more information on the schedules.For instance Angersbach 119 <strong>and</strong> Knutsson 208used shift <strong>work</strong>ers from several differentschedules. They internally differed withregard to RRPA scores <strong>and</strong> in relation topublication V might have very differentexposures. It would have been interesting toknow whether the inclusion of schedulecharacteristics led to differences in risk.Compared to the baseline RRPA scores inthe NARFE intervention (IV,V) the literaturehas ranges on both regularity, predictability<strong>and</strong> periodicity, that covers the median baselinefigures <strong>and</strong> are thus comparable. Theload in week figure is higher than in theliterature which mirrors that part timeemployment was a feature of the hospitalDiscussionwards. The “opportunity for rest at night”<strong>and</strong> “evening recreation” figures were alsohigher in the NARFE project suggesting thatthe number of night shifts was lower than inindustry, <strong>and</strong> thus in the majority of theliterature. Finally, most literature studies hadlower figures on “opportunities for weekendrecreation”. One characteristic of the schedulesin Danish hospitals are that weekendshave high priority <strong>and</strong> most often with bothsaturday <strong>and</strong> sunday off which is possiblebecause staffing are lower at weekends. Thiswill on the other h<strong>and</strong> tend to give moreirregular schedules.To summarize, a valid exposure measurementshould include information on type ofshift <strong>work</strong>, schedule characteristics (throughthe inclusion of the schedule in the materialsection of the paper or for instance with theRRPA scores), “concentration” of relevantfeatures, <strong>and</strong> the “dose” in terms of forinstance years. Whether it would be possibleto concentrate all of this information in onefigure is doubtfull but will rely on futureinformation on the relative importance ofdifferent features of the schedule.One possible place to start would be toinclude hours <strong>work</strong>ed at night in a referenceperiod. In relation to the discussion on thereference group an alternative would be toselect different shift schedule populationswith homogene RRPA measures <strong>and</strong> comparethem for the importance of differentcomponents. This would also mean thatsmaller differences in relation to possibleconfounding between shift <strong>work</strong> <strong>and</strong> referencegroup would be expected.Measurement of biomarkersAnother problem relating to information iscircadian rhytmicity of biomarkers. It hasbeen shown that also lipids have a circadianrhytmicity (see p. 15). It is well known that45


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>the circadian change due to night <strong>work</strong> isalways a change in acrophase <strong>and</strong> a somewhatlower amplitude 129 . This means that ameasured difference between day <strong>and</strong> shift<strong>work</strong>ers or in different shifts could be theresult of measuring at different places on therhythm (figure 2).Cesana 1990 217 ?Cesana 1985 157Costa 1990 218De Backer 1987 219Kecklund 1994 199In the morningDiscussionMorning after a night off-dutyIn morning shiftIn the morning, after fastingKnutsson 1989 220Knutsson 1988 208Knutsson 1990 147Morning after a nights sleep,fastningMorning after a nights sleep,fastningMorning after a nights sleep,fastningLasfargues1996 221 After fasting overnight. Indiscussion night shift<strong>work</strong>ers may not be fasting -> after nightshift?Figure 5. Circadian rhythm for triglycerides.Per cent deviation fromarithmic mean. From Rivera-Coll etal., 1994Whether the acrophase would be advancedor delayed in the night <strong>work</strong>er is a matter ofthe timing of sleep, but in a circadian rhythmwith the highest value early in the night <strong>and</strong>a steep decline in concentration during themorning hours (as triglyceride) 140 the resultof a phase delay of just 4 hours would lead tothe measurement of maybe 25% highervalues at 8 am (see figure 5).Table 8. Sampling of blood in studies on shift<strong>work</strong> <strong>and</strong> biomarkersFirst author, yearBursey 1990 216Bøggild 1999 (II)Blood sampling characteristicsgiven in the publicationDuring mornings, for shift<strong>and</strong> day <strong>work</strong>ers alikeIn the morning, after fastingLennernäs1994 146Nakamura 1997 86Netterstrøm ?1996 222In a day shift (~ fromschedule it means > 72hour)On morning shift, after onenight fastingOrth-Gomér1983 18 After a nights sleepPeternel 1990 223Romon 1992 224Thelle 1976 225 ?Theorell 1976 226Last day on morning shift,last day on night shiftBetween 7 <strong>and</strong> 8, morningshift for shift <strong>work</strong>ers, 12hour fastingDay time, 1. <strong>and</strong> 3 week(from figure)The other lipids have the lowest values in themorning, <strong>and</strong> a much lower variation, so theywould probably be less affected.The literature in general does not providedetailed information on the timing of bloodsampling in relation to <strong>work</strong>ing hours,i46


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>nformation in studies from publication I isgathered in table 8.It seems as if most studies dem<strong>and</strong>ed onenight off which means the possibility ofhaving only 24 hour between the end of thelast night shift <strong>and</strong> blood sampling.Lennernäs 146 had at least 72 hours betweenthe last of five night shifts <strong>and</strong> blood sampling.On the other h<strong>and</strong>, Lasfargues 221 whileclaiming a overnight fast in the discussionindicates that the night shift <strong>work</strong>ers mighthave been eating (<strong>and</strong> thus awake) <strong>and</strong> hisfinding of a higher triglyceride level of shift<strong>work</strong>ers could in theory be a result of this. Ina recent study 161 sampling was done in themorning, after either day <strong>work</strong>, a day off ornight shift, thus also having the possibility ofmeasuring the desynchronized circadianrhythm.In normal persons the biological half-life ofLDL-cholesterol is 3-5 days <strong>and</strong> for HDLcholesterol5-7 days 74 . Fibrinogen has abiological half-life of 3-4 days 227 . It hastherefore been suggested 74 that the acutechanges (within hours) in relation to acutestressors are probably reflecting changes inplasma volume that is also subject to circadianrhytmicity 131 more than the amount oflipoprotein.In publication IV <strong>and</strong> V we used an approachof having at least three days after a night shiftbefore measuring. Although it is not knownhow long the circadian rhythms of lipids needto return to day orientation, most measuredrhythms have a quick return 127 . The alternativeapproach would be to measure severaltimes at the same day in order to establishthe circadian rhythm before finding the relevantvalue. This would also allow for studyingthe acute effect of shift <strong>work</strong> on lipids.Some 133-136 but not all 137-139 studies with 24hour measurements of blood pressure havesuggested that there are differences in bloodDiscussionpressure between day <strong>and</strong> night shifts, onestudy suggesting a longer high plateau ofsystolic blood pressure when <strong>work</strong>ing in thenight compared to day <strong>work</strong> (20 hours versus14) although the mean pressure did notchange 133 . By analogy, this could in theorymean that the lipid influx into the wessel wallwas longer lasting <strong>and</strong> could change theequilibrium of atherosclerosis 76 .Different biomarkers may have different ratesat which they respond, remain elevated <strong>and</strong>return to normal 228 . This has not recievedmuch attention but it would not be surprisingif metabolism in some instances were capableof down regulating the response, so forinstance a stress biomarker was lowered 75 .This might especially be a problem in thefibrinolytic/hemostatic system with its numerousfeed-back systems 83 <strong>and</strong> could be anexplanation on the essential negative resultsin publication IV <strong>and</strong> V.For the stress biomarkers we chosed glycatedhemoglobin, immunoglobulin A <strong>and</strong> prolactin.For IgA most measures have been donein saliva <strong>and</strong> it might have been more resonableto use IgG 229 or IgM as markers of thesystem, although the use of these as biomarkersof stress have had less attention in theliterature 110 . In theory especially IgM wouldbe more robust than IgA. The use of prolactinas a marker was troubled by very largevariations <strong>and</strong> it did not behave as expected.We did not include the traditional stressbiomarkers (epinephrine, cortisol). This waschosen as the use of these is in general notwell suited for field studies due to the variability,requiring several measurements 103 , <strong>and</strong>it will as a measure too close to the beginningof the cascade give the possiblity of afeedback tending to maintain values within anarrow physiological range 104 .In relation to IHD the use of lipids <strong>and</strong> lipoproteinsas biomarkers are well validated 51 .The choice of factor II-VII-X <strong>and</strong> t-PAI as47


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>markers of the hemostatic system are debatable,but were chosen on the basis of bothbeing shown to be risk factors for <strong>disease</strong><strong>and</strong> to the actual possibilities at the localDepartment of Biochemistry (besides PAI allanalyses were part of the routine possibilities).This was done in order to obtain themost unproblematic analyses as laboratoryvariations should be the smallest possible.The biomarkers are used as surrogate endpoints for actual <strong>disease</strong> <strong>and</strong> this pose at leasttwo problems. The use is only valid if thebiomarkers are actually causally related tothe endpoint 230 (IHD <strong>and</strong> stress). The otherpoint is related to the discussion above; ifsome feed back in the system maintain equilibriumthe use of biomarkers are not a validsurrogate of the <strong>disease</strong>s, unless the risk of<strong>disease</strong> also change when the biomarker isheld at normal concentrations. On the otherh<strong>and</strong>, the alternative would be large scaletrials running for years <strong>and</strong> with numerousproblems in relation to statistical power <strong>and</strong>distant outcomes 230 besides the problemsrelating to selection <strong>and</strong> changes in exposureover the years.Information from questionnairesMost information in both the CMS, NWECS<strong>and</strong> NARFE II projects was obtained fromquestionnaires. This poses potential problemsespecially when trying to measure constructsas <strong>disease</strong>, stress, sleep quality, <strong>and</strong> socialconflicts. The building of scales can easily bemisleading 231 <strong>and</strong> scales should be subjectedto psychometric validation. We chosed mostof the scales for the questionnaires in NAR-FE II from literature governed by theoreticalconsiderations. As we conducted an intervention,the scales were chosen so that thefloor <strong>and</strong> ceeling properties made it likelythat changes would be possible to detect(thus for instance leaving out most of theDiscussionShort Form-36). Most of the scales camefrom the St<strong>and</strong>ard <strong>Shift</strong><strong>work</strong> Index 201 whichis a set of questionnaires selected for shift<strong>work</strong> research, but as especially the stressoutcomes are not part of the SSI others wereselected for specific purposes. Where possiblewe obtained the Danish versions, butfor the SSI <strong>and</strong> others we translated themfrom English to Danish <strong>and</strong> back <strong>and</strong> discussedthe translations. In some instances wewere not able to find existing scales (forinstance on adaptation to shift <strong>work</strong>) <strong>and</strong> inthese instances we made up our own scales.This was done by first selecting the field forwhich the scale should cover, then we wereindependently setting up questions <strong>and</strong> discussingthe proposals, before agreeing on theselection of questions for a scale. The resultingquestionnaire was tested in a small pilotstudy in a telephone company.The scales were subjected to psychometrictesting in the first questionnaire (just beforethe intervention). For all scales the Cronbachalpha, item-scale correlations, <strong>and</strong> factoranalyses were conducted. For scales takenfrom the literature the factor analysis wasused to test whether we found the sameconstructs as was given with the scale, forour own scales it was used to describe theinternal properties of the scale. For most ofthe scales from the literature there wereacceptable properties with Cronbach alpharanging from 0.5 to 0.9 <strong>and</strong> in most instanceswith acceptable item-scale correlations. Ascale on dietary habits was not <strong>work</strong>ing as ascale. For our own scales a couple had verylow Cronbach alpha’s <strong>and</strong> were obviouslynot <strong>work</strong>ing as scales.But although the internal properties of thescales were in most instances reliable <strong>and</strong>valid, the external validity of the scales werenot tested as this would dem<strong>and</strong> a goldenst<strong>and</strong>ard. For both symptom scores <strong>and</strong>stress this might be a problem.48


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>For stress the measurement is of subjectivefeelings, a “snapshot” 232 of a transactionbetween environment <strong>and</strong> the individual. Asstress in the Lazarus’ mode include an appraisalof threat, challange or harm, it seemshard to obtain valid information through aquestionnaire. Instead we used Setterlindsstress symptom questionnaires 233 whichwould be a measure of the results of a stressprocess. In general no changes were foundon symptom scores in relation to the intervention,<strong>and</strong> one might wonder whether thisresult really is valid; The changes were regardedas positive from the large majority ofparticipants, <strong>and</strong> it might be possible thatthey would be experiencing less stress. Itcould simply be that the questionnaire wasnot capable of detecting smaller changes instress perception not leading to lower resultingsymptoms.Dietary questions were included in the diary,but the response rate was low. We insteadused a single question from the questionnaireas a marker of the use of fat, but this onlygave information on baseline dietary habits<strong>and</strong> was not related to changes in biomarkers.The literature suggested that the distributionof carbohydrates over the night shiftis related to cholesterol 146 .Intervention <strong>and</strong> biomarkersThe intervention in publication IV led tochanges in biomarkers. We were able tocontrol for some but not all lifestyle factors.The information used to adjust were frombaseline data, <strong>and</strong> it might be postulated thatthe effect of the intervention was <strong>work</strong>ingthrough changes in these factors. Formerstudies 147 have not found lifestyle habits tochange at such speed[14] <strong>and</strong> in our studyDiscussionthe use of tobacco, alcohol <strong>and</strong> exercise didnot change during the period either (IV).Goldenhar <strong>and</strong> Schulte 186 reviewed interventionresearch in occupational health <strong>and</strong>safety between 1988-93, <strong>and</strong> among 36studies they concluded that the magnitude ofstudies lacked theory, were small <strong>and</strong> did nothave the intensity in intervention to suspecta change to occur. In our intervention studywe had a theoretical background governingthe suggested changes in shift scheduling.The changes were seen in the biomarkerswith the smallest variance, <strong>and</strong> the reason fornot finding changes in some of the stressbiomarkers or in the markers for hemostasismight be that the study was too small.Whether the intervention was large enough,is not easily answered. It is clear from theattempts to validate the changes obtained,that no change was seen in the periodicityscore <strong>and</strong> in the number of consecutive nightshifts. It turned out when the schedules werecollected just prior to the intervention, thatmany already had 3-4 night shifts in a row atboth the intervention <strong>and</strong> intervention controlwards <strong>and</strong> some also had two shift <strong>work</strong>.There were changes in the regularity score<strong>and</strong> in the number of participants with achange from three to two types of shifts, butthe changes were small.It is a paradox that the control group had thelargest negative change in schedule characteristics(in the paired analyses). It could bea result of the changes putting restrains onthe possibilities for scheduling also for thecontrols at the intervention wards, but thechange was seen in both the internal (at theintervention wards) <strong>and</strong> in the external controls(at the intervention control wards).Another more possible explanation was thatthe frames for scheduling were changed[14] Although van Amelsvoort (see note 7) foundsmoking shift <strong>work</strong>ers to smoke more over a year (appended july 2000)49


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>through new agreements on overtime <strong>work</strong>.Eventually some of the statistical differencesare the result of a larger control group.We chosed to analyse the data in a modified“intention to treat” way dividing participantsin groups after their potential change, knowingthat some of them did not have theirschedules changed. This was the result of themain interest of the study, to examine whetherthe introduction of principles could led tochanges. The reason for this was that thewards had planned to schedule after theprinciples, but were not necessarily able todo so (especially on two of the wards) due tostaff shortage et cetera. This approach willineventibly lead to lower power of the study.Evidence of a relationsshipIn determining whether shift <strong>work</strong> raises therisk of IHD there must be a plausible causalconnection between the exposure <strong>and</strong> therisk. In publication I the model describedprior by Knutsson 16 was elaborated to incorporatechanges in biochemical risk factors(biomarkers) (see figure 1) <strong>and</strong> the literaturewas reviewed in line with the model. Thegeneral conclusion of the review was thatprevious research has focused on life stylechanges <strong>and</strong> changes in markers of atherosclerosis,while other possible pathways beingmismatch of circadian rhythms <strong>and</strong> disturbedsociotemporal patterns have only indirectlybeen described.The results in the literature were not consistent.In six of 15 studies shift <strong>work</strong>ers smokedmore, in one study less than day <strong>work</strong>ers.In two of 10 studies shift <strong>work</strong>ersdrank more alcohol while one found a lowerprevalence. In one of five study shift <strong>work</strong>erswere exercising more <strong>and</strong> in one less. Weightor BMI were higher in two of eight studies.Diet has been studied in six studies <strong>and</strong> ingeneral there have been found no differencesDiscussionwith regard to intake of lipids while shift<strong>work</strong>ers seemed to snack more, mostly sowith higher carbohydrate intake. Theselifestyle changes seems to be pointing towardsmoking <strong>and</strong> dietary habits as important inexplaining the relationship between shift<strong>work</strong> <strong>and</strong> IHD. It also points to the importantbut neglected influence of culture inlifestyle habits; It might well be, that shift<strong>work</strong>ers in some social classes or countriesadapt to shift <strong>work</strong> by smoking while they donot in others.The relatively large amount of literature onlifestyle does not mean that the other possiblepathways could not be potentially asimportant. With regard to the mismatch ofcircadian rhytmicity MI <strong>and</strong> AP have beenshown to have higher incidence in the morning<strong>and</strong> a peak in the evening 234 has beenrelated to awakening after day sleep. In thecausal chain the metabolic relationship betweenpatterns of nutrition <strong>and</strong> the circadianrhytmicity of biomarkers could be of importance.The sleep changes related to shift<strong>work</strong>ing have been investigated 33 <strong>and</strong> sleepapnoe syndrome has been related toIHD 235,236 but it has not been shown whethersleep quality or sleep length are related toIHD, <strong>and</strong> whether sleep apnoe are moreprevalent among shift <strong>work</strong>ers. There aregaps in the knowledge at these points.The finding in publication IV that anintervention in shift scheduling aiming at lessstrainfull shift <strong>work</strong> leads to lowerbiomarkers with the changes being highest inthe group changing the most, <strong>and</strong> inpublication V that among a relativelyhomogenous group of night <strong>work</strong>ing nurses<strong>and</strong> nurses aides the number of hours <strong>work</strong>edbetween 10 pm <strong>and</strong> 6 am were correlated toconcentrations of HDL-cholesterol <strong>and</strong>triglycerides suggests that the causal effect isreal. It is in line with the study on clockwise<strong>and</strong> counter-clockwise rotation 18 <strong>and</strong> on50


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>dividing the night shifts in 3+4 199 both leadingto changes in risk factors for IHD, <strong>and</strong>with a study from Japan 200 showing that theab<strong>and</strong>oning of night shift in a car factory ledto higher HDL <strong>and</strong> lower triglycerides.What was linking the changes are not clear.It could be a result of shift <strong>work</strong> leading tocircadian disruption, to stress, or to dietaryhabits.<strong>Shift</strong> <strong>work</strong> <strong>and</strong> stressIn the literature stress has been described inshift <strong>work</strong>ers as an important pathway toIHD, <strong>and</strong> it has been suggested that newermodels of shift <strong>work</strong> interference with healthhas borrowed from the general literature onstress theory 123 .We did measure stress biomarkers <strong>and</strong> stresssymptoms (publication IV). Stress symptomscores only changed in the interventiongroup introducing 1-3 principles. In generalstress biomarkers did not change, except fora small but significant decrease in glycatedhemoglobin in relation to the intervention(IV). Glycated hemoglobin was also higheramong shift <strong>work</strong>ers at baseline <strong>and</strong> associatedto the hours <strong>work</strong>ed at night among nightshift <strong>work</strong>ers (V). Prolactin behaved oppositeof what was initially predicted. It has beenshown to be higher when participants arepassive 112 . The interpretation of this is thatthe intervention group should be more passivethrough the six month follow up. Thiswould mean that they were more active justbefore the intervention was made, <strong>and</strong> attime 1 their values were in fact significantlylower than the controls.The approaches to measure stress in shift<strong>work</strong>ers have not been theoretically wellfounded. On one h<strong>and</strong>, shift <strong>work</strong> has beenlabeled as a stress inducing factor (see p. 16)related to sleep disturbances <strong>and</strong> social lifeDiscussionconflicts, <strong>and</strong> on the other several studieshave recently been published looking atstress in shift <strong>work</strong>ers with the argument thatshift <strong>work</strong> is leading to IHD <strong>and</strong> that stressmight be one possible explanation. But themodels used seems not to be appropriate.The Karasek-Theorell model measures skilldiscretion <strong>and</strong> decision authority which areorganizational merits of the jobs. The questionsinclude learning <strong>and</strong> development ofskills, <strong>and</strong> conflicting dem<strong>and</strong>s <strong>and</strong> fast <strong>work</strong>to measure the amount of strain 93 . None ofthe questions adress the <strong>work</strong>ing time dimensions<strong>and</strong> although publication III suggeststhat shift <strong>work</strong> is associated with Karasek-Theorell types of job strain, it might be thatthe jobs are just more strained - not that shift<strong>work</strong>ers are worse off than day <strong>work</strong>ers if<strong>work</strong>ing in strained job. In publication IV wealso included questions of the Karasek-Theorellmodel. In this context (all nurses <strong>and</strong>nurses aides) there were no differences betweenday <strong>and</strong> shift <strong>work</strong>ers which was asanticipated.The Efford-Reward-Imbalance approachviews the imbalance in certain people of theefforts related to <strong>work</strong> itself with the percievedreward recieved. In this combination theERI could be used to measure stress in shift<strong>work</strong>, regarding the extra effords connectedto the <strong>work</strong>ing hours as an extra strain <strong>and</strong>the rewards as for instance extra payment forodd <strong>work</strong>ing hours, time off at other hours etcetera as possible rewards for shift <strong>work</strong>.The existing questionnaire is however notrelating to these aspects of <strong>work</strong> <strong>and</strong> as suchERI is not measuring <strong>work</strong>ing time relatedstress properly.The importance of creating a theoreticalapproach covering shift <strong>work</strong> stressors - <strong>and</strong>ways of measuring it - is large. As stress isseen as a major contributor to shift <strong>work</strong>related <strong>disease</strong>, part of the explanation on theapparent heterogenic results could be that51


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>some people percieve their shift <strong>work</strong> asstressfull while others do not. This wouldlead to a better underst<strong>and</strong>ing of the effects<strong>and</strong> to potentials for prevention.Is shift <strong>work</strong> a a risk factor for IHD?The ultimate question is whether shift <strong>work</strong>is a risk factor for IHD. The immediateanswer is that the literature suggest an associationwith a relative risk of 1.4 being themost reasonable guess of the strength. Butthen, the discussion points at several methodologicalproblems <strong>and</strong> the question is maybemore problematic than at first glance. In lineof the previous discussion it could be rephrasedto:Is it a causal risk factor?It might be that confounding makes shift<strong>work</strong> a proxy for other risk factors some ofwhich have been controlled for in the literature,but both differences in social class <strong>and</strong><strong>work</strong> environment might theoretically beresponsible for the results (publication II <strong>and</strong>III).Among several proposals for criterias suggestedto indicate a causal relation (as opposedto a statistical association), Hill (exp<strong>and</strong>ing areport from the Surgeon General AdvisoryCommitee on smoking <strong>and</strong> health) suggestednine aspects to be relevant to judge betweenthe two situations 237 . Rothman <strong>and</strong> Greenl<strong>and</strong>have warned on using them as checklists,giving examples of situations where thearguments does not hold 238 . With Rothman<strong>and</strong> Greenl<strong>and</strong>s warnings in mind the case ofshift <strong>work</strong> <strong>and</strong> IHD is put up against the Hillcriterias:DiscussionStrength of the association: The literaturereview (I) suggested - in line with previousreviews - a risk of 1.4 to be the most plausible.In the metaanalysis 115 argumenting thatthe aggregated studies were from another“population” of studies we identified twogroups of studies, the “positive” with ahomogene meta-estimate of 1.31 (1.17-1.45). The previous discussion on shift <strong>work</strong>as an exposure would however questionswhether these four studies are examining thesame relationship <strong>and</strong> the result must thereforebe carefully interpreted. Even so, this isnot a very strong relationship but although astrong association is normally regarded as asign of causal relationship, Rothman <strong>and</strong>Greenl<strong>and</strong> cites several examples of exceptionsfrom this rule going in both directions.Nevertheless, a weak association gives thepossibility of a unaccounted modest confounderto be responsible for the association.Consistency: The studies (I) were very heterogeneic,some finding no associationsothers up to a risk of roughly 2. The metaanalysisshowed two subgroups of studies,one essentially positive, one negative. Thiscould suggest that shift <strong>work</strong> in some instanceswere related to IHD while in others therewere no risk attributable to shift <strong>work</strong>. Icomment more on this in the next section.Specificity: The original idea of Hill was thata cause could only lead to a single effect.<strong>Shift</strong> <strong>work</strong> is besides IHD related to sleepproblems, gastrointestinal <strong>disease</strong> <strong>and</strong> socialdisruption. Rothman <strong>and</strong> Greenl<strong>and</strong> givesseveral examples showing that this aspect isentirely invalid.Temporality: That the exposure is presentbefore the effect is a sine qua non in judginga causal inference. This means that shift <strong>work</strong>should lead to IHD in <strong>work</strong>ers that were freefrom <strong>disease</strong> at the entry. This has been thecase in most of the cohort studies.Biologic gradient: Knutsson 7 demonstrated adose-response up until 20 years of shift<strong>work</strong>. Two other studies found more modest52


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>dose-response curves, but as discussed underthe exposure section (p. 38) a possible explanationcould be a misclassification <strong>and</strong> dilutionof exposure. Rothman <strong>and</strong> Greenl<strong>and</strong>shows that a dose-response is not necessarilya sign of a causal effect, a confounder, that ishigher for the most exposed could likewiseproduce this result. Social class should notbe able to produce this result, but if harmfull<strong>work</strong>ing conditions were more prevalentamong shift <strong>work</strong>ers (had a higher OR) backin time <strong>and</strong> had been approaching the prevalencein day <strong>work</strong>ers with time, this couldtheoretically give rise to the dose-responsecurve described. Publication III is crosssectionalso the results of the age stratificationare not able to show whether this is true;it is however not entirely unrealistic that itcould be the case.Plausability <strong>and</strong> coherence: Originally theywere seen as two different aspects, but as thedistinction between them is hard they areevaluated as one. The model <strong>and</strong> discussionon a causal web in publication I suggest thatshift <strong>work</strong> could be plaing through knownrisk factors. However, it should be rememberedthat it is entirely based on beliefs 239 itmight both be that the model is entirelywrong, or that the suggested findings are notrelated to shift <strong>work</strong>. The demonstration ofan effect of intervention on biomarkers inpublication IV <strong>and</strong> of a relation betweennumber of hours <strong>work</strong>ed at night amongnight shift <strong>work</strong>ers <strong>and</strong> biomarkers in publicationV gives plausability to the claim.Experimental evidence: There are no directanimal experiments on shift <strong>work</strong> <strong>and</strong> IHD.An experiment with hamsters that weregenetically susceptible for the developmentof cardiomyopathia showed that a weeklyreversal of the light-dark cycle of the hamstersled to shorter lifespans 240 . A perhapsmore relevant observation is that the changesin three schedules (IV) 18,199 or the starting orDiscussionstopping of night <strong>work</strong> 147,200 in all five instancesled to changes in biomarkers of IHD inthe predicted direction. The changes werehowever not very homogenously with somerelating to triglycerides, others to HDLcholesterolor total cholesterol, <strong>and</strong> for allstudies with inadequate controlling for dietarychanges in parallel with the interventions.Analogy: There are no tempting analogies inthe literature stress being a possible exception,but as pointed out by Rothman <strong>and</strong>Greenl<strong>and</strong> analogies might be h<strong>and</strong>icappedby “the intentive imagination of scientists,who can find analogies everywhere” (p. 27)In summary, the evidence for a causal relationbetween shift <strong>work</strong> <strong>and</strong> IHD is perhapson balance unsettled but mostly tilting infavour of a relation. The experimental evidencein five studies <strong>and</strong> the sharp rise witha longer exposure would favour the relationship,while the relatively low strength <strong>and</strong> thelack of consistency would be counting against.The evidence at the same time is heavilydependent on few studies with the mostcrucial 7 building on only 43 IHD cases. Thelarger epidemiological studies (including II)are not methodological as good <strong>and</strong> the areastill needs good epidemiological studies inorder to settle the question. The crucialproblems are exposure assessment, control ofselection, controlling relevant confounders,especially social class <strong>and</strong> <strong>work</strong> environment,<strong>and</strong> comparing with a more relevant controlgroup.Is it a causal risk factor for all?Taking the balance in favour of a causal riskfactor the metaanalysis 115 suggests that shift<strong>work</strong> would only be a risk factor in somesituations. Thus, it might be that shift <strong>work</strong>were only a riskfactor for some of the exposed<strong>work</strong>ers or for exposed <strong>work</strong>ers in cer-53


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>tain situations.If stress in the Lazarus sense is involved shift<strong>work</strong> might only be a risk for some people.Some shift <strong>work</strong>ers regard their shift <strong>work</strong> asnot being particular problematic, they sleepwell, are comfortable with their <strong>work</strong>inghours, <strong>and</strong> would not want it any other wayaround. It has been used to propose that shift<strong>work</strong> should be reserved for those choosingit for themselves. It might be that if shift<strong>work</strong> were not percieved as stressfull thenthe risk of IHD would not be higher forthem. It might explain the heterogeneity ofthe epidemiological literature but it has notbeen examined in relation to IHD or biomarkers.<strong>Shift</strong> <strong>work</strong> could also be a risk factor onlywhen interacting with other known riskfactors. In a Finnish study 241 shift <strong>work</strong> hada superadditive effect on BMI <strong>and</strong> smoking,leading to a relative risk of 2.7 (1.8-4.1) forshift <strong>work</strong> <strong>and</strong> smoking (the risk for nonsmoking shift <strong>work</strong>ers 1.6 <strong>and</strong> for day <strong>work</strong>ingsmokers being 1.3, both compared withnon smoking day <strong>work</strong>ers) <strong>and</strong> for shift <strong>work</strong><strong>and</strong> overweight 2.3 (1.5-3.6) with the basalrisks being 1.2 <strong>and</strong> 1.3. This might suggestDiscussionthat shift <strong>work</strong> would be a risk factor especiallyfor those being obese or smokers. In anyet unpublished study[15] from the SHEEP-VIP case-referent study we repeated theanalyses <strong>and</strong> found that while smoking <strong>and</strong>BMI did not act superadditively in this study,WHR had a significantly superadditive effectin women <strong>and</strong> physical inactivity was superadditivein both genders. This question isthus also still unanswered.Another type of explanation of a selectiverisk would be related to the place <strong>and</strong> time ofthe study. It would as previously describedbe possible that some shift <strong>work</strong>ers wereforced to <strong>work</strong> nights as other jobs were notavailable for them. Thus, the societal backgroundcould force some reluctant <strong>work</strong>ersto a <strong>work</strong> pattern including night <strong>work</strong> aginsttheir wishes. These shift <strong>work</strong>ers could intheory have a higher risk while self selected<strong>and</strong> well adapted had no additional risk. Thishas not been investigated either.[15] Bøggild, Knutsson, Nilsson, Hallquist, Reuterwall.Combined effects of shift <strong>work</strong> <strong>and</strong> lifestylefactors on risk of myocardial infarction in the SHE-EP/VIP study. Unpublished54


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>DiscussionTable 5. Exposure information in studies on shift <strong>work</strong>, risk factors, biomarkers <strong>and</strong> IHDFirst author, yearAlfredsson 1985 6Alfredsson 1982 5Angersbach 1980 119Baumgart 1989 137Bursey 1990 216Bøggild 1999 (II)Cesana 1985 157Cesana 1990 217<strong>Shift</strong> <strong>work</strong> exposure definitionAggregated if reported by 50% in other study: irregular <strong>work</strong>ing hoursAggregated if reported by 50% in other study: continously changing day <strong>and</strong>night <strong>work</strong> schedule> ½ year on either (90%) (1): DN--DN-/-DN--DN/--DN--D/N--DN–/ or(10%) (2): DN-DN--/N-DN-DN/-DN-D--/ (D: 6.00-18.30; N: 18-6.30)Eight hour (three shift), weekly rotation with weekends off> five year in shift. Three shift, eight hour.Prevalent, irregular <strong>work</strong>ing hours, shift <strong>work</strong>, often night <strong>work</strong>Weekly rotating shiftRotating <strong>and</strong> permanent night <strong>work</strong>ersChau 1989 133 DDAANN-- (D: 4.00-12.00; A: 12.00-20.00; N: 20.00-04.00)Costa 1990 218De Backer 1987 219Fouriaud 1984 213Fredén 1984 242Gordon 1986 212Kawachi 1995 116Kecklund 1994 199Knutsson 1986 7Knutsson 1988 208Not statedThree shift systemWork site physician: shift <strong>work</strong>, irregular schedulesNot statedDoes your job involve a variable <strong>work</strong> shift. That is, do you <strong>work</strong> the day shiftsometime <strong>and</strong> the night shift at other time> 1 year of > 3 nights a month (rotating)Old: AAAAAAA/--DDD--/DD--FFF/FFFF---/---NNNN/NNN----/New: AAAANNN/--DDD--/DD--AAA/NNNN---/FFFFFFF/-------/(D:7.15-15.45; F: 7.00-15.00; A: 15.00-23.00; N: 23.00-7.00)> 6 month: Before 1975: (1) DDAAAAD*/--DDDD-/NN--NNNN*/AANN---/,after 1975: (2) NNNN---/DD-AAAD*/--DDDD-/AAA-NNNN*/(D: 6.00, A: 14.00, N: 22.00, *=12 hour shift)(3): NNNN---/DD-AAAD/--DDDD-/AA-NNN-/-------/(4): DDDDAAA/A-NNNN-/-------/(5): DD-AAAD/-------/AAA-NNN/--DDDD-/NNNN---/(D: 6.00, A: 14.00, N: 22.00)Knutsson 1989 220 As Knutsson 1988Knutsson 1990 147 As Knutsson 1988 (3)Knutsson 1999 117Did you undertake shift<strong>work</strong> (during the last 5 years), if yes: type of schedule.(<strong>and</strong>) when was the major part of your <strong>work</strong> hours scheduled (6-18, 18-22,22-6)?55


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>DiscussionFirst author, yearKoller 1983 243Lang 1988 244Lasfargues 1996 221<strong>Shift</strong> <strong>work</strong> exposure definitionANN----/-DDDDDN/N--AAN-/MAANN--/MAANN-D*/ANN----/-DDDDD*N/N--AANN/N--AAN-/DAANN-D*/ANN----/-DDDDD*-/-DDDDD*N/N--AAN-/DAANN-D*/ANN---D*/D:6.50-13.50; A:13.50-20.50; N:20.50-6.50; D*6.50-20.50Work site physician, employees, visits: shift <strong>work</strong>Night <strong>work</strong>ersLennernäs 1994 146DDDDD--/AAAAA--/NNNN---/(D: 5.30-14.00, A:14.00-22.30; N:22.30-5.30)McNamee 1996 120 >1 month, one week forward rotationMichel-Bri<strong>and</strong> <strong>Shift</strong> <strong>work</strong>1980 245Nakamura 1997 86Netterstrøm 1996 222> 3 years, DDDD-AAAA-NNNN--(D: 8.15-15.15; A:15.15-22.30; N: 22.30-8.15)Not statedOrth-Gomér 1983 18 Counter clockwise: 22.00-07.00; 18.00-02.00;14.00-22.00;10.00-18.00;07.00-14.00; - ; - /, Clockwise: 7.00-14.00; 10.00-18.00; 14.00-22.00; 18.00-02.00; 22.00-07.00; - ; - /Peacock 1983 246Old system: NNN*AAMMM------, New system: nn-dd---M: 08.00-16.00, A: 16.00-24.00, N: 24.00-08.00. N*: 24.00-08.00 <strong>and</strong> 16.00-24.00, d: 07.00-19.00, n:19.00-07.00Peternel 1990 223 Three shift rotation, 7 days between shifting. 6-14, 14-22, 22-6Romon 1992 224 MMAANN---/ 6-14, 14-22, 22-6Steenl<strong>and</strong> 1996 121 Prevalent night shiftSundberg 1987 139 MMMM <strong>and</strong> NNNN ? M: 7-15, N: 21.30-7.30Taylor 1972 4 Three shift, weekly rotation; three shift, faster rotation; alternating day <strong>and</strong>night; double days; rotating 12-hour shift; regular night <strong>work</strong>.Tenkanen 1997 118 Mostly MMMM-AAAA-NNNN-----, 20 weeks schedule (?), or MMAANN----.Exposure relies on questionnaire data: part-time, two shift, three shift,irregular night <strong>work</strong>Thelle 1976 225Not statedTheorell 1976 226 Three weeks of fixed night shift (?) 22.30-7.30, three weeks of day 7.30-16.30Thiis-Evensen Not stated1949 256


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>DiscussionFirst author, yearTüchsen 1993 177Åkerstedt 1987 209Morikawa 1999 158Murata 1999 161Aanonsen 1964 3<strong>Shift</strong> <strong>work</strong> exposure definitionAggregated if reported by 20% in other study. Night <strong>and</strong> morning <strong>work</strong>(bakers), late evening (taxi operators, transport, hotels, restaurants <strong>and</strong>cafés, cooks, waiters), 24-hour <strong>work</strong> (fishermen, traffic staff, shipmaster,railway staff, bus, coach, road transport, rescue services, customs, excise,police), other irregular <strong>work</strong> (dataprocessing, doormen, ticket-checkers,marshals, security staff, drivers, production <strong>work</strong>ers, wage-earners notelsewhere classified).Aggregated if reported by 20% in other study: Night <strong>work</strong>.2/3: DDDDD--/NNNNN--/AAAAA–-, 1/3 DDDD-NNNN-AAAA- or DDD-NNN-AAA- (D: 8.00-, A: 16.30- N: 00.15- or 6.30, 13.00 <strong>and</strong> 21.30)Four shifts, 1 day off, forward rotationNNNNNN-/MMMMMM-/AAAAAA- or MM-----/AAAAAAM*/-MMMMMA/NNNNNNA/M-MM---/AAAAAAA/-MMMMM-/NNNNNNA/M---MM-/AAAAAAM*/-MMMMM-/NNNN-NNA/ (M*: morning <strong>and</strong> night shift same day)57


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>DiscussionTable 9. RRPA scores <strong>and</strong> extracted information from studies of shift <strong>work</strong>, biomarkers<strong>and</strong> IHD, giving full information on shift schedule (schedules are shown in table 5)Angersbach (1)Angersbach (2)ChauKecklund (old)Kecklund (new)Knutsson (1)Knutsson (2)Regularity (comb.) 7.0 6.9 7.9 8.5 8.1 8.0 8.4 8.5 8.3 8.2 7.8 8.8 8.4 5.9 5.9 8.0 8.1 7.5Periodicity 8.3 8.0 7.7 5.4 6.8 6.4 6.2 6.3 6.3 6.3 7.2 6.2 5.6 8.0 8.8 7.2 7.6 7.7Load shift 4.7 4.7 8.0 7.9 7.9 7.6 7.6 8.0 8.0 8.0 7.3 7.9 7.8 7.9 7.9 7.1 5.1 8.0Load week 7.4 6.6 7.7 8.2 8.2 7.6 8.3 8.4 8.2 8.4 7.5 8.1 7.6 8.0 8.0 7.9 7.6 8.1Opport rest night 7.5 7.1 7.7 8.1 8.2 7.5 8.0 8.0 8.1 8.0 7.6 8.0 7.4 8.4 8.4 7.8 7.7 7.9Predictability 8.9 8.8 8.1 4.6 5.1 5.0 3.3 5.6 7.2 5.6 2.2 7.5 4.6 8.4 8.4 6.0 7.2 6.9Opport household 7.5 6.7 7.6 7.1 7.1 7.6 8.0 8.0 7.8 8.0 7.6 6.7 7.6 6.9 6.9 7.7 7.6 7.9actOpport evening 7.6 6.8 7.6 8.1 8.2 7.5 8.0 8.0 8.5 8.0 7.5 6.6 7.5 6.4 6.4 6.9 7.6 7.8recr.Opport weekend 1.5 5.0 0.8 5.5 5.5 4.0 4.4 4.4 4.0 4.9 3.1 10.0 2.7 10.0 3.0 5.5 3.0 3.3recr.<strong>work</strong>time/w 43.8 50 42 35.1 35.1 42 33.6 32 32 32 41.6 37.7 42 40 40 36 42 37.8operating time 172 148 168 168 168 168 168 168 112 168 168 113 168 40 40 56 168 168hour 22-06 56 48 112 56 56 56 56 56 32 56 224 33 224 12 12 24 112 112< 11 hours off 0 0 0 0 0 2 1 1 0 1 0 0 0 0 0 1 0 0< 36 hours off 0 5 0 0 0 0 0 0 0 0 6 0 0 0 0 0 7 0free sunday in rota 1 2 1 3 3 2 3 3 1 3 5 3 4 1 1 1 3 3max nbr of night/row 1 1 2 7 4 3 3 3 4 4 3 4 4 . . 3 2 2nbr of night shifts in 7 6 16 7 7 7 7 7 4 7 28 4 28 . . 3 14 14rotamax nbr of. . 2 7 4 4 3 3 4 3 2 5 4 . . 2 . 2evening/rownbr of evening . . 16 7 7 6 6 6 4 6 20 5 28 . . 2 . 14shifts in rotashift length 12 12 8 8 8 8/128/12 8 8 8 8/12 8 8/10 8 8 8 12 8number of shifts 2 2 3 4 4 5 5 3 3 3 4 3 3 5 5 4 2 3length of rota 4 3 8 6 6 4 5 5 3 5 16 3 16 1 1 2 8 9hour 22-06/week 14 16 14 9.3 9.3 14 11.211.210.611.2 14 11 14 12 12 12 14 12.4Knutsson (3)Knutsson (4)Knutsson (5)KollerLennernäsNakamuraOrth-gomér (ccr)Orth-gomér (cr)Peacock (old)Peacock (new)Romon58


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>Conclusion <strong>and</strong> perspectivesConclusion <strong>and</strong> perspectivesIn conclusion! the studies suggests that although socialclass <strong>and</strong> <strong>work</strong> environment differs betweenshift <strong>and</strong> day <strong>work</strong>ers shift <strong>work</strong>could be a causal risk factor for IHDespecially as intervention towards ergonomicallybetter schedules change biomarkersof IHD <strong>and</strong> as different shift characteristicsas the amount of night <strong>work</strong> arerelated to biomarkers.! By changing shift schedules in accordancewith ergonomic criterias introducingregularity <strong>and</strong> predictability the lipid biomarkersof IHD were changed in thepredicted direction.! <strong>Shift</strong> <strong>work</strong>, night <strong>work</strong>, <strong>and</strong> especially thenumber of hours <strong>work</strong>ed between 22 <strong>and</strong>6 among night <strong>work</strong>ers, were associatedto lipid biomarkers <strong>and</strong> glycated hemoglobin.Regularity <strong>and</strong> perodicity were alsoassociated as predicted, regardless ofwhether exposure was taken as the resultof the intervention or regardless of this.! In general, except for glycated hemoglobinneither the stress biomarkers norquestionnaire data were associated withshift <strong>work</strong> but an unsolved problem is thatthe stress of shift <strong>work</strong> is not very theoreticalunderstood.<strong>Shift</strong> <strong>work</strong> as a risk factor for IHDOn balance shift <strong>work</strong> seems to be a causalrisk factor for IHD. Some comments shouldhowever be given.With regard to the causal chains that must beconnecting shift <strong>work</strong> with IHD the literaturehas been concentrating on lifestyle factors,<strong>and</strong> although they did not have impact in theintervention study it might be that smoking<strong>and</strong> especially diet could be responsible forthe association. This would not mean thatshift <strong>work</strong> was not leading to IHD, but merelythat the timing of eating was acting as amediating factor. It would, however, beimportant to know in relation to preventionstrategies. The results of the interventionstudies suggests that causality via diet is lessprobable.In contrast, not much has been done toevaluate other possible causal pathwaysespecially relating to circadian disruption <strong>and</strong>stress. For the latter, both sleeping <strong>and</strong> domesticproblems have been described atnumerous occasions <strong>and</strong> it is surprisinglywhat little focus has been on these agendas inrelation to risk of IHD or biomarkers.The population impact of shift <strong>work</strong> on IHDwas evaluated by Olsen <strong>and</strong> Kristensen 72 suggestinga attributable risk of 7% for bothmen <strong>and</strong> women. This might be to high. Isuggested the risk to encompass only part ofthe exposed population although the precisemechanisms is not known, <strong>and</strong> as the riskmight be related only to shift <strong>work</strong>encompassing certain characteristics as forinstance night <strong>work</strong> the number of exposedpeople might also be lower than assumed inthe calculations by Olsen <strong>and</strong> Kristensen. Inpopulation III, 3.6% of the employees hadnight <strong>work</strong>, 4.8% evening or two shift <strong>work</strong>,<strong>and</strong> 10.4% other types of irregular <strong>work</strong>inghours. This could mean that the exposedgroup could be below 5% (in relation to riskof IHD).For the exercise, the exposed population isset at 5%, 50% of whom are regarded assensitive <strong>and</strong> the result of the metaanalysis 115is used as the relative risk (1.3). This leads toan attributable risk of (1.3 - 1) * 0.5 * 0.05/((1.3 - 1) *((0.5 * 0.05 ) + 1)) or 2.4%.Besides the unsecurity of the figures in the59


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>calculations aetiological fractions has theproblem of assuming that the causes of<strong>disease</strong> are unrelated which is probably notthe case for IHD.Relating to the biomarkers a 15% reductionin for instance total/HDL-cholesterol followingan ergonomically better schedule (IV)would have potential impact on the exposedshift <strong>work</strong>ing population as the distributionof cholesterol in the population would shift 247 .Even so, the potential benefit of preventioncould be larger as other negative effects ofshift <strong>work</strong> are also considered to bepreventable by changing the risk of IHDalthough nothing is known on the schedulecharacteristics <strong>and</strong> for instancegastrointestinal <strong>disease</strong>.Future researchThe research perspectives were described inpublication I but a few highlights are relevantin relation to the discussion in this thesis.There is still a need for well conductedepidemiological studies. They wouldhowever need to be better planned if resultsshould be less open for debate. First <strong>and</strong>foremost the populations should be muchbetter defined in terms of exposure <strong>and</strong> especiallythorough selection of the control groupshould be given high priority. It might notnecessarily be day <strong>work</strong>ers but could be forinstance two shift <strong>work</strong>ers or <strong>work</strong>ers with aless dem<strong>and</strong>ing schedule (taking advantageof for instance the RRPA or other ways ofdescribing the schedule) in order to secure areference group that is more closelyresembling the shift <strong>work</strong>ers (except on theshift <strong>work</strong>).Controlling should be done on age, gender,social class, <strong>and</strong> <strong>work</strong> environment factors.The possiblity to control also for personalityfactors as hostility should be considered. TheConclusion <strong>and</strong> perspectiveseffects of sleep deprivation, social disruption,<strong>and</strong> shift <strong>work</strong> related stress in relation toIHD should be given priority in order to fillthe gaps in knowledge on the web ofcausation.Information on lifestyle factors should betreated as both confounders <strong>and</strong> mediatingvariables <strong>and</strong> multivariate models should bepresented both with <strong>and</strong> without these.Information on biomarkers should normallybe considered mediating factors, especiallylipids <strong>and</strong> blood pressure that could bemediating a higher risk.For future reanalysis as much information onthe shift <strong>work</strong> schedule <strong>and</strong> the dose of shift<strong>work</strong> should be included in the “material <strong>and</strong>methods” section of the publication,preferable the schedules <strong>work</strong>ed in.The biomarker studies should preferable bemore precise in their measuring, eitherensuring that participants are at dayorientation or that they measure severalsamples a day in order to obtain informationon the circadian phase. New markers mightbe useful, especially in relation tohemostasis 54,87 <strong>and</strong> stress 110 . The descriptionof timing <strong>and</strong> kinetics of markers should begiven priority.Further <strong>work</strong> on definition of shift <strong>work</strong>exposure assessment should be made eventuallyin terms of “integrated lifetime hoursof night shift <strong>work</strong>”.Preventive perspectivesHow could the information from publicationIV <strong>and</strong> V be used in prevention?The results show that the shift schedule isassociated with biomarker levels. Schedulesthat follows the ergonomic criterias lowersbiomarkers thus potentially leading to lowerr60


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>isk of IHD. In the NARFE II study a moreregular <strong>and</strong> predictable schedule led to betterbiomarkers. The schedules were very irregularfrom the outset, <strong>and</strong> as the wards wereself selected it might not be a r<strong>and</strong>om sampleof shift systems in Danish hospitals. Otherschedules might be more regular <strong>and</strong> itwould be relevant to test changes in othersettings.In a study on 402 German industrial <strong>and</strong>service sector schedules Gissel <strong>and</strong> Knauth 248found that many of the schedules could beimproved from a ergonomically point ofview. It seems plausible that this situationwould not be very different in Denmark,although information on Danish shift schedulesare not available.The other schedule characteristics of relevanceis that the number of night shift hourswere associated with biomarkers amongnight <strong>work</strong>ers. This suggests that the lowestrisk would be obtained by spreading out thenight shift hours on more people in order tohave the lowest change in distribution. Ishould note though, that we had only 6 fixednight shift <strong>work</strong>ers in the analysis, <strong>and</strong> thisarea would be very relevant to persue.Conclusion <strong>and</strong> perspectivesOn the other h<strong>and</strong>, changes in society callsfor more flexibility, both on behalf of theemployers (possibility of having people<strong>work</strong>ing at short notice, in schedules changingwith market <strong>and</strong> production 249 , leanproduction, production on dem<strong>and</strong> et cetera)<strong>and</strong> on behalf of the employees who wishesfor flexible shift scheduling in order to obtainautonomous organisation of social <strong>and</strong>domestic life 249 . The labour market maybecome more segregated with people havinglong term contracts with individual flexiblity<strong>and</strong> short term employees having to <strong>work</strong>when <strong>work</strong> is needed. This might give rise tomore pronounced social differences in <strong>work</strong>inghour conditions.The result of publication IV suggest thatalthough flexibility is judged highly positiveit should be followed by regularity. This willnecessarily mean that employers, cooperationcommittees <strong>and</strong> health <strong>and</strong> safety committees,as well as the employees themselves willhave to put up rules for the scheduling ofboth shift <strong>and</strong> other flexible types of <strong>work</strong>schedules in order to maintain regularity inthe growing dem<strong>and</strong> for flexibility.61


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>AbstractAbstractWork situated outside normal day <strong>work</strong>inghours is the condition for many employees.These shift <strong>work</strong>ing hours have been relatedto <strong>heart</strong> <strong>disease</strong> for the last 15 years but withstudies not finding a higher risk. Severalmethodological problems have been described,<strong>and</strong> it was the aim of this thesis to examinewhether shift <strong>work</strong> could be regardedas a causal risk factor for ischemic <strong>heart</strong><strong>disease</strong> (IHD).The epidemiological literature have beenextensively reviewed, <strong>and</strong> possible causallinks discussed. The problem is attackedfrom two points: Two publications discussesthe effect of social class <strong>and</strong> <strong>work</strong> environmentfactors, both risk factors for IHD. Bothconfounders are heavily screwed betweenday <strong>and</strong> shift <strong>work</strong>ers, <strong>and</strong> have potentialimpact on the measured relationship betweenshift <strong>work</strong> <strong>and</strong> IHD. The second point comprisedof a intervention in shift schedulingaiming at more ergonomic schedules. Theintervention at four hospital wards succededin changing the schedules, <strong>and</strong> in parallelwith this biochemical risk factors (biomarkers)changed towards lower values. Thebaseline figures were utilised to examine theeffect of different characteristics of shift<strong>work</strong> <strong>and</strong> showed that especially night <strong>work</strong><strong>and</strong> among night <strong>work</strong>ers the amount ofnight <strong>work</strong> (given as hours between 10 pm<strong>and</strong> 6 am in an eight week period) was associatedto higher biomarkers of IHD, especiallytriglycerides <strong>and</strong> HDL-cholesterol. Stressbiomarkers were in general neither changingnor associated to characteristics, with theexception of glycated hemoglobin that washigher among shift <strong>work</strong>ers.The thesis discusses confounding <strong>and</strong> exposurecharacteristics <strong>and</strong> concludes, that shift<strong>work</strong> is probably a causal risk factor raisingthe risk by 30-40%, but with the possibilitythat shift <strong>work</strong> is interacting with unknownfactors so that in some instances the risk isnot raised.The demonstration that shift scheduling caninfluence biomarkers of IHD suggests thatshift <strong>work</strong> associated IHD may be preventedby using knowledge on circadian rhytmicity<strong>and</strong> social preferences, as suggested byseveral lists of ergonomic scheduling. Thepublications in this thesis suggests, thatespecially regularity of schedules <strong>and</strong> theamount of night shift <strong>work</strong> is relevant forprevention.62


<strong>Shift</strong> <strong>work</strong> <strong>and</strong> <strong>heart</strong> <strong>disease</strong>ResuméResuméArbejde udenfor normal dagtid er hverdagfor mange ansatte. Disse skiftarbejdstider harværet relateret til udvikling af hjertesygdom.Litteraturen er imidlertid behæftet med mangemetodemæssige problemer, og det varmålet med denne afh<strong>and</strong>ling at undersøge omskiftarbejde kunne betragtes er en kausalårsag til iskæmisk hjertesygdom (IHS)Den epidemiologiske litteratur er grundigtgennemgået og mulige kausale årsager diskuteret.Afh<strong>and</strong>lingen angriberproblemstillingen fra to sider: I to publikationerundersøges effekten af forskelle i socialklasse og forekomsten af <strong>and</strong>re arbejdsmiljøfaktorermellem dag og skiftarbejdere pårisikoen. Begge potentielle konfoundere varskævt fordelt mellem grupperne og kunnevære af betydning. Det <strong>and</strong>et angrebspunktbestod af en kontrolleret intervention i planlægningenaf skift arbejde med henblik påindførelse af mere ergonomisk planlagtearbejdstidsystemer. Interventionen på firesygehusafdelinger medførte arbejdstidssystemerder var mere regelmæssige og parallelthermed ændredes kolesterol og lipoprotein(biokemiske risikofaktorer (biomarkører) forIHS) i retning af lavere værdier.Ved analyse af tværsnitsdata fra indgangen tilinterventionsundersøgelsen f<strong>and</strong>tes sammenhængmellem karakteristika ved skiftsystemetog biomarkører. Der f<strong>and</strong>tes sammenhængmellem skift arbejde og højere biomarkører(særligt triglycerid og HDL-kolesterol), ogsærligt natarbejde og bl<strong>and</strong>t natarbejderneomfanget af natarbejde (udtrykt som antaltimer mellem 22 og 6 på otte ugers vagtplan)og højere biomarkører for IHS.Bortset fra glykeret hæmoglobin var biomarkørerfor stress ikke associeret til interventioneneller til karakteristika ved arbejdstidssystemet.Afh<strong>and</strong>lingen diskuterer konfounding ogeksponeringskarakterisering for skiftarbejde,og konkluderer at skiftarbejde formentlig eren kausal risikofaktor med en øget risiko på30-40%. Der er dog mulighed for at skiftarbejdeinteragerer med <strong>and</strong>re ukendte risikofaktorer,og at risici kun er øget i visse situationer.Påvisningen af at skiftsystemets udformninghar betydning for niveauet af biomarkører forIHS medfører en anbefaling af at en skiftassocieretrisiko for IHS kan forebygges gennemergonomiske principper for skiftsystemetsopbygning. Disse principper, der bl.a.bygger på viden om circadiane rytmer ogsociale ønsker findes i flere versioner. Iartiklerne der hører til denne afh<strong>and</strong>ling erdet særligt betydningen af regelmæssighed ogomfanget af natarbejde, der er relevant forforebyggelse.63


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