“Putting the placebo effect to work†Harvard Health - Program in ...
“Putting the placebo effect to work†Harvard Health - Program in ...
“Putting the placebo effect to work†Harvard Health - Program in ...
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Putt<strong>in</strong>g <strong>the</strong> <strong>placebo</strong> <strong>effect</strong> <strong>to</strong> work<br />
Ra<strong>the</strong>r than dismiss it, we should try <strong>to</strong> understand <strong>the</strong> <strong>placebo</strong> e�ect and<br />
harness it when we can.<br />
For a long time, <strong>the</strong> <strong>placebo</strong> e�ect was<br />
held <strong>in</strong> low regard. If people responded<br />
<strong>to</strong> a suspect treatment, we said it was<br />
“just <strong>the</strong> <strong>placebo</strong> e�ect.” �e suggestion was<br />
that <strong>the</strong>y had been fooled <strong>in</strong> some way,<br />
and <strong>the</strong>ir response was <strong>in</strong>au<strong>the</strong>ntic.<br />
But attitudes are shi�<strong>in</strong>g, even <strong>in</strong><br />
conventional medical circles. Randomized<br />
trials, some of <strong>the</strong>m led<br />
by researchers at <strong>the</strong> <strong>Harvard</strong>-wide<br />
<strong>Program</strong> <strong>in</strong> Placebo Studies and <strong>the</strong><br />
�era peutic Encounter, have deepened<br />
<strong>the</strong> understand<strong>in</strong>g of <strong>the</strong> <strong>placebo</strong> e�ect<br />
and its various components. Researchers<br />
have also used bra<strong>in</strong> scans and o<strong>the</strong>r technologies<br />
<strong>to</strong> show that <strong>the</strong>re may be a physiological<br />
explanation for <strong>the</strong> <strong>placebo</strong> e�ect<br />
<strong>in</strong> many cases. �ere is some danger that<br />
uncritical acceptance of <strong>the</strong> <strong>placebo</strong> e�ect<br />
could be used <strong>to</strong> justify useless treatments.<br />
But more important is <strong>the</strong> grow<strong>in</strong>g recognition<br />
that what we call <strong>the</strong> <strong>placebo</strong> e�ect may<br />
<strong>in</strong>volve changes <strong>in</strong> bra<strong>in</strong> chemistry—and that<br />
<strong>the</strong> <strong>placebo</strong> e�ect may be an <strong>in</strong>tegral part of<br />
good medical care and an ally that should be<br />
embraced by doc<strong>to</strong>rs and patients alike.<br />
The power of expectation<br />
Arriv<strong>in</strong>g at a tidy de�nition of <strong>the</strong> <strong>placebo</strong><br />
e�ect is di�cult, but here’s a try: it’s a favorable<br />
response <strong>to</strong> a medical <strong>in</strong>tervention—a<br />
pill, a procedure, a counsel<strong>in</strong>g session, you<br />
name it—that doesn’t have a direct physiological<br />
e�ect. (Note <strong>the</strong> emphasis on direct,<br />
because <strong>the</strong>re do seem <strong>to</strong> be <strong>in</strong>direct e�ects.)<br />
�e classic example is when people enrolled<br />
<strong>in</strong> a study experience some improvement <strong>in</strong><br />
<strong>the</strong>ir condition even though <strong>the</strong>y have been<br />
assigned, for comparison purposes, <strong>to</strong> take<br />
“dummy” pills that don’t conta<strong>in</strong> any active<br />
<strong>in</strong>gredients.<br />
Expectations appear <strong>to</strong> have a lot <strong>to</strong> do with<br />
<strong>the</strong> e�ect. If an <strong>in</strong>tervention is believed <strong>to</strong> help<br />
a condition, a certa<strong>in</strong> percentage of people<br />
who receive it will experience some bene�t.<br />
How large a percentage varies tremendously<br />
and depends on <strong>the</strong> condition,<br />
<strong>the</strong> strength of belief, <strong>the</strong> subjectivity of<br />
<strong>the</strong> response, and many o<strong>the</strong>r fac<strong>to</strong>rs.<br />
�e <strong>placebo</strong> e�ect may also have an<br />
element of psychological condition<strong>in</strong>g:<br />
once someone bene�ts from an <strong>in</strong>tervention,<br />
<strong>the</strong> person starts <strong>to</strong> associate<br />
that <strong>in</strong>tervention with a bene�t. �e association,<br />
and <strong>the</strong>refore <strong>the</strong> bene�t, may get stronger<br />
with additional exposures <strong>to</strong> <strong>the</strong> <strong>in</strong>tervention.<br />
An <strong>effect</strong> of care that’s car<strong>in</strong>g<br />
�ere’s also evidence that some of <strong>the</strong> <strong>placebo</strong><br />
e�ect is a favorable reaction <strong>to</strong> care and<br />
attention from people who patients believe<br />
can help ease <strong>the</strong>ir su�er<strong>in</strong>g and distress. Researchers<br />
associated with <strong>Harvard</strong>’s <strong>placebo</strong><br />
studies program published a study several<br />
years ago that illustrates this aspect of <strong>the</strong><br />
response very nicely. �e volunteers for <strong>the</strong><br />
study were people with irritable bowel syndrome<br />
(IBS), a condition that causes abdom<strong>in</strong>al<br />
pa<strong>in</strong> and changes <strong>in</strong> bowel movements <strong>in</strong><br />
<strong>the</strong> absence of any discernible changes <strong>to</strong> <strong>the</strong><br />
bowel. �e <strong>placebo</strong> treatment was sham acupuncture,<br />
which <strong>in</strong>volves <strong>the</strong> use of needles<br />
that, unbeknownst <strong>to</strong> <strong>the</strong> patient, retract <strong>in</strong><strong>to</strong><br />
<strong>the</strong>ir handles <strong>in</strong>stead of penetrat<strong>in</strong>g <strong>the</strong> sk<strong>in</strong>.<br />
�e <strong>placebo</strong> e�ect of <strong>the</strong> sham acupuncture<br />
needles was impressive: 44% of those treated<br />
with just <strong>the</strong> sham needles reported relief<br />
from <strong>the</strong>ir IBS problems. When sham acupuncture<br />
was comb<strong>in</strong>ed with attentive, empa<strong>the</strong>tic<br />
<strong>in</strong>teraction with <strong>the</strong> acupuncturist,<br />
<strong>the</strong> <strong>placebo</strong> e�ect got even larger, with 62%<br />
report<strong>in</strong>g relief from <strong>the</strong>ir IBS woes.<br />
VOLUME 37 � NUMBER 6 APRIL 2012<br />
INSIDE<br />
An ‘afterburn’ after<br />
vigorous exercise ............3<br />
Tai chi for Park<strong>in</strong>son’s<br />
disease ...................3<br />
The muf�n gets<br />
a makeover . ...........4–5<br />
Update on cataract surgery<br />
and replacement lenses . .6–7<br />
Ask <strong>the</strong> doc<strong>to</strong>r . ........ 8<br />
Should I worry about cortisone<br />
shots? and Is Vasel<strong>in</strong>e a good<br />
face cream?<br />
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Subjective vs. objective<br />
�e <strong>placebo</strong> e�ect is most pronounced<br />
and relevant when a treatment’s success<br />
or failure depends largely on <strong>the</strong> subjective<br />
experiences of patients. �at’s o�en<br />
<strong>the</strong> case for conditions that are de�ned<br />
ma<strong>in</strong>ly by symp<strong>to</strong>ms, such as depression,<br />
and problems like migra<strong>in</strong>e headaches<br />
and back pa<strong>in</strong> that are de�ned primarily<br />
by <strong>the</strong> pa<strong>in</strong> <strong>the</strong>y produce.<br />
Sometimes treatments can judged by<br />
both objective and subjective outcomes,<br />
and a <strong>Harvard</strong> study published last year<br />
<strong>in</strong> �e New England Journal of Medic<strong>in</strong>e<br />
showed that <strong>the</strong> <strong>placebo</strong> e�ect may <strong>in</strong>�uence<br />
one and not <strong>the</strong> o<strong>the</strong>r. �is small<br />
study compared <strong>the</strong> response of 39 people<br />
with asthma <strong>to</strong> albuterol, an <strong>in</strong>haled<br />
bronchodila<strong>to</strong>r that’s commonly used <strong>to</strong><br />
treat asthma, with two di�erent <strong>in</strong>active<br />
treatments, a <strong>placebo</strong> <strong>in</strong>haler and sham<br />
acupuncture. Albuterol was much more<br />
e�ective than both <strong>the</strong> <strong>placebo</strong> <strong>in</strong>haler<br />
and <strong>the</strong> sham acupuncture when an objective<br />
test of lung function, called FEV1,<br />
was used <strong>to</strong> measure <strong>the</strong> response of <strong>the</strong><br />
asthmatic study volunteers. But when <strong>the</strong><br />
study volunteers were asked about <strong>the</strong>ir<br />
symp<strong>to</strong>ms and perceived improvement<br />
<strong>in</strong> <strong>the</strong>ir asthma, albuterol and <strong>the</strong> <strong>placebo</strong>s<br />
performed equally well.<br />
Research is show<strong>in</strong>g that <strong>the</strong> <strong>placebo</strong><br />
e�ect o�en seems <strong>to</strong> be associated with<br />
objective changes <strong>in</strong> bra<strong>in</strong> chemistry. A<br />
number of studies have shown, for example,<br />
that <strong>the</strong> bra<strong>in</strong> releases natural pa<strong>in</strong>reliev<strong>in</strong>g<br />
substances, called endorph<strong>in</strong>s,<br />
when people enrolled <strong>in</strong> pa<strong>in</strong> studies are<br />
given <strong>placebo</strong>s. Research results <strong>in</strong>dicate<br />
that measurable changes <strong>in</strong> bra<strong>in</strong> chemistry<br />
may expla<strong>in</strong> <strong>the</strong> large <strong>placebo</strong> e�ect<br />
seen <strong>in</strong> depression treatment. Park<strong>in</strong>son’s<br />
disease is associated with a shortage of a<br />
bra<strong>in</strong> chemical called dopam<strong>in</strong>e, and <strong>in</strong><br />
studies of <strong>the</strong> disease, <strong>placebo</strong>s have <strong>in</strong>creased<br />
<strong>the</strong> production of dopam<strong>in</strong>e.<br />
Gett<strong>in</strong>g it out <strong>in</strong> <strong>the</strong> open<br />
Several years ago, just under 700 American<br />
<strong>in</strong>ternists and rheuma<strong>to</strong>logists were<br />
surveyed about prescrib<strong>in</strong>g <strong>placebo</strong>s.<br />
Only a small percentage had ever prescribed<br />
“pure” <strong>placebo</strong>s like sugar pills<br />
or sal<strong>in</strong>e solutions. But about 40% re-<br />
ported that <strong>the</strong>y had prescribed over<strong>the</strong>-counter<br />
pa<strong>in</strong> relievers or vitam<strong>in</strong>s<br />
as <strong>placebo</strong>s, not because <strong>the</strong>y believed<br />
<strong>the</strong>se compounds would have a direct<br />
e�ect on <strong>the</strong> person’s condition. Even if<br />
patients feel better, prescrib<strong>in</strong>g pa<strong>in</strong> relievers<br />
and vitam<strong>in</strong>s <strong>in</strong> that way <strong>in</strong>volves<br />
some deception.<br />
Dr. Ted Kaptchuk, direc<strong>to</strong>r of <strong>the</strong><br />
<strong>Harvard</strong> <strong>placebo</strong> program, and colleagues<br />
have conducted “open-label”<br />
<strong>placebo</strong> studies, <strong>in</strong> which patients were<br />
<strong>to</strong>ld <strong>the</strong>y were tak<strong>in</strong>g a <strong>placebo</strong> and that<br />
<strong>the</strong> <strong>placebo</strong> e�ect is powerful. In one<br />
small study of IBS patients, Dr. Kaptchuk<br />
and his colleagues found that an openlabel<br />
<strong>placebo</strong> still produced a <strong>placebo</strong><br />
e�ect and was about 20% more e�ective<br />
than no treatment. �ese and o<strong>the</strong>r results<br />
suggest that doc<strong>to</strong>rs could be more<br />
up-front with patients, <strong>in</strong>form<strong>in</strong>g <strong>the</strong>m<br />
that a prescription is ma<strong>in</strong>ly for <strong>placebo</strong><br />
purposes, and <strong>the</strong>ir patients would still<br />
bene �t, as long as <strong>the</strong> prescription had<br />
no major drawbacks.<br />
What you can do<br />
We’re a long way from fully understand<strong>in</strong>g<br />
<strong>the</strong> <strong>placebo</strong> e�ect. But here are some<br />
th<strong>in</strong>gs you can do (and th<strong>in</strong>k), based on<br />
what researchers have discovered so far:<br />
Make sure you’re gett<strong>in</strong>g <strong>the</strong> support<br />
you need from your doc<strong>to</strong>r. Placebo <strong>effect</strong><br />
research has shown how important<br />
a supportive doc<strong>to</strong>r-patient relationship<br />
can be. If you’re not gett<strong>in</strong>g <strong>the</strong> support<br />
and attention you need, consider switch<strong>in</strong>g<br />
doc<strong>to</strong>rs.<br />
Recognize that it might be “<strong>in</strong> your<br />
head”—but <strong>the</strong>re’s noth<strong>in</strong>g wrong with<br />
that. Beh<strong>in</strong>d <strong>the</strong> subjective experience of<br />
feel<strong>in</strong>g better (and worse) are objective<br />
changes <strong>in</strong> bra<strong>in</strong> chemistry that we’ve<br />
only started <strong>to</strong> understand.<br />
F<strong>in</strong>d treatments you can believe <strong>in</strong>…<br />
Expectations that an <strong>in</strong>tervention will<br />
have some bene�t <strong>in</strong>crease <strong>the</strong> chances<br />
that it will.<br />
…but keep your healthy skepticism.<br />
Quacks and charlatans can exploit <strong>the</strong> <strong>placebo</strong><br />
e�ect <strong>to</strong> peddle treatments that are<br />
useless, and even harmful, if for no o<strong>the</strong>r<br />
reason than <strong>the</strong>y keep people from gett<strong>in</strong>g<br />
treatment that is directly e�ective.<br />
2 | <strong>Harvard</strong> <strong>Health</strong> Letter | April 2012 www.health.harvard.edu