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Putt<strong>in</strong>g <strong>the</strong> <strong>placebo</strong> <strong>effect</strong> <strong>to</strong> work<br />

Ra<strong>the</strong>r than dismiss it, we should try <strong>to</strong> understand <strong>the</strong> <strong>placebo</strong> e�ect and<br />

harness it when we can.<br />

For a long time, <strong>the</strong> <strong>placebo</strong> e�ect was<br />

held <strong>in</strong> low regard. If people responded<br />

<strong>to</strong> a suspect treatment, we said it was<br />

“just <strong>the</strong> <strong>placebo</strong> e�ect.” �e suggestion was<br />

that <strong>the</strong>y had been fooled <strong>in</strong> some way,<br />

and <strong>the</strong>ir response was <strong>in</strong>au<strong>the</strong>ntic.<br />

But attitudes are shi�<strong>in</strong>g, even <strong>in</strong><br />

conventional medical circles. Randomized<br />

trials, some of <strong>the</strong>m led<br />

by researchers at <strong>the</strong> <strong>Harvard</strong>-wide<br />

<strong>Program</strong> <strong>in</strong> Placebo Studies and <strong>the</strong><br />

�era peutic Encounter, have deepened<br />

<strong>the</strong> understand<strong>in</strong>g of <strong>the</strong> <strong>placebo</strong> e�ect<br />

and its various components. Researchers<br />

have also used bra<strong>in</strong> scans and o<strong>the</strong>r technologies<br />

<strong>to</strong> show that <strong>the</strong>re may be a physiological<br />

explanation for <strong>the</strong> <strong>placebo</strong> e�ect<br />

<strong>in</strong> many cases. �ere is some danger that<br />

uncritical acceptance of <strong>the</strong> <strong>placebo</strong> e�ect<br />

could be used <strong>to</strong> justify useless treatments.<br />

But more important is <strong>the</strong> grow<strong>in</strong>g recognition<br />

that what we call <strong>the</strong> <strong>placebo</strong> e�ect may<br />

<strong>in</strong>volve changes <strong>in</strong> bra<strong>in</strong> chemistry—and that<br />

<strong>the</strong> <strong>placebo</strong> e�ect may be an <strong>in</strong>tegral part of<br />

good medical care and an ally that should be<br />

embraced by doc<strong>to</strong>rs and patients alike.<br />

The power of expectation<br />

Arriv<strong>in</strong>g at a tidy de�nition of <strong>the</strong> <strong>placebo</strong><br />

e�ect is di�cult, but here’s a try: it’s a favorable<br />

response <strong>to</strong> a medical <strong>in</strong>tervention—a<br />

pill, a procedure, a counsel<strong>in</strong>g session, you<br />

name it—that doesn’t have a direct physiological<br />

e�ect. (Note <strong>the</strong> emphasis on direct,<br />

because <strong>the</strong>re do seem <strong>to</strong> be <strong>in</strong>direct e�ects.)<br />

�e classic example is when people enrolled<br />

<strong>in</strong> a study experience some improvement <strong>in</strong><br />

<strong>the</strong>ir condition even though <strong>the</strong>y have been<br />

assigned, for comparison purposes, <strong>to</strong> take<br />

“dummy” pills that don’t conta<strong>in</strong> any active<br />

<strong>in</strong>gredients.<br />

Expectations appear <strong>to</strong> have a lot <strong>to</strong> do with<br />

<strong>the</strong> e�ect. If an <strong>in</strong>tervention is believed <strong>to</strong> help<br />

a condition, a certa<strong>in</strong> percentage of people<br />

who receive it will experience some bene�t.<br />

How large a percentage varies tremendously<br />

and depends on <strong>the</strong> condition,<br />

<strong>the</strong> strength of belief, <strong>the</strong> subjectivity of<br />

<strong>the</strong> response, and many o<strong>the</strong>r fac<strong>to</strong>rs.<br />

�e <strong>placebo</strong> e�ect may also have an<br />

element of psychological condition<strong>in</strong>g:<br />

once someone bene�ts from an <strong>in</strong>tervention,<br />

<strong>the</strong> person starts <strong>to</strong> associate<br />

that <strong>in</strong>tervention with a bene�t. �e association,<br />

and <strong>the</strong>refore <strong>the</strong> bene�t, may get stronger<br />

with additional exposures <strong>to</strong> <strong>the</strong> <strong>in</strong>tervention.<br />

An <strong>effect</strong> of care that’s car<strong>in</strong>g<br />

�ere’s also evidence that some of <strong>the</strong> <strong>placebo</strong><br />

e�ect is a favorable reaction <strong>to</strong> care and<br />

attention from people who patients believe<br />

can help ease <strong>the</strong>ir su�er<strong>in</strong>g and distress. Researchers<br />

associated with <strong>Harvard</strong>’s <strong>placebo</strong><br />

studies program published a study several<br />

years ago that illustrates this aspect of <strong>the</strong><br />

response very nicely. �e volunteers for <strong>the</strong><br />

study were people with irritable bowel syndrome<br />

(IBS), a condition that causes abdom<strong>in</strong>al<br />

pa<strong>in</strong> and changes <strong>in</strong> bowel movements <strong>in</strong><br />

<strong>the</strong> absence of any discernible changes <strong>to</strong> <strong>the</strong><br />

bowel. �e <strong>placebo</strong> treatment was sham acupuncture,<br />

which <strong>in</strong>volves <strong>the</strong> use of needles<br />

that, unbeknownst <strong>to</strong> <strong>the</strong> patient, retract <strong>in</strong><strong>to</strong><br />

<strong>the</strong>ir handles <strong>in</strong>stead of penetrat<strong>in</strong>g <strong>the</strong> sk<strong>in</strong>.<br />

�e <strong>placebo</strong> e�ect of <strong>the</strong> sham acupuncture<br />

needles was impressive: 44% of those treated<br />

with just <strong>the</strong> sham needles reported relief<br />

from <strong>the</strong>ir IBS problems. When sham acupuncture<br />

was comb<strong>in</strong>ed with attentive, empa<strong>the</strong>tic<br />

<strong>in</strong>teraction with <strong>the</strong> acupuncturist,<br />

<strong>the</strong> <strong>placebo</strong> e�ect got even larger, with 62%<br />

report<strong>in</strong>g relief from <strong>the</strong>ir IBS woes.<br />

VOLUME 37 � NUMBER 6 APRIL 2012<br />

INSIDE<br />

An ‘afterburn’ after<br />

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Tai chi for Park<strong>in</strong>son’s<br />

disease ...................3<br />

The muf�n gets<br />

a makeover . ...........4–5<br />

Update on cataract surgery<br />

and replacement lenses . .6–7<br />

Ask <strong>the</strong> doc<strong>to</strong>r . ........ 8<br />

Should I worry about cortisone<br />

shots? and Is Vasel<strong>in</strong>e a good<br />

face cream?<br />

WHAT’S NEW<br />

Improv<strong>in</strong>g Memory<br />

Diabetes<br />

Special <strong>Health</strong> Reports<br />

from <strong>Harvard</strong> Medical School<br />

To order, call 877-649-9457<br />

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Subjective vs. objective<br />

�e <strong>placebo</strong> e�ect is most pronounced<br />

and relevant when a treatment’s success<br />

or failure depends largely on <strong>the</strong> subjective<br />

experiences of patients. �at’s o�en<br />

<strong>the</strong> case for conditions that are de�ned<br />

ma<strong>in</strong>ly by symp<strong>to</strong>ms, such as depression,<br />

and problems like migra<strong>in</strong>e headaches<br />

and back pa<strong>in</strong> that are de�ned primarily<br />

by <strong>the</strong> pa<strong>in</strong> <strong>the</strong>y produce.<br />

Sometimes treatments can judged by<br />

both objective and subjective outcomes,<br />

and a <strong>Harvard</strong> study published last year<br />

<strong>in</strong> �e New England Journal of Medic<strong>in</strong>e<br />

showed that <strong>the</strong> <strong>placebo</strong> e�ect may <strong>in</strong>�uence<br />

one and not <strong>the</strong> o<strong>the</strong>r. �is small<br />

study compared <strong>the</strong> response of 39 people<br />

with asthma <strong>to</strong> albuterol, an <strong>in</strong>haled<br />

bronchodila<strong>to</strong>r that’s commonly used <strong>to</strong><br />

treat asthma, with two di�erent <strong>in</strong>active<br />

treatments, a <strong>placebo</strong> <strong>in</strong>haler and sham<br />

acupuncture. Albuterol was much more<br />

e�ective than both <strong>the</strong> <strong>placebo</strong> <strong>in</strong>haler<br />

and <strong>the</strong> sham acupuncture when an objective<br />

test of lung function, called FEV1,<br />

was used <strong>to</strong> measure <strong>the</strong> response of <strong>the</strong><br />

asthmatic study volunteers. But when <strong>the</strong><br />

study volunteers were asked about <strong>the</strong>ir<br />

symp<strong>to</strong>ms and perceived improvement<br />

<strong>in</strong> <strong>the</strong>ir asthma, albuterol and <strong>the</strong> <strong>placebo</strong>s<br />

performed equally well.<br />

Research is show<strong>in</strong>g that <strong>the</strong> <strong>placebo</strong><br />

e�ect o�en seems <strong>to</strong> be associated with<br />

objective changes <strong>in</strong> bra<strong>in</strong> chemistry. A<br />

number of studies have shown, for example,<br />

that <strong>the</strong> bra<strong>in</strong> releases natural pa<strong>in</strong>reliev<strong>in</strong>g<br />

substances, called endorph<strong>in</strong>s,<br />

when people enrolled <strong>in</strong> pa<strong>in</strong> studies are<br />

given <strong>placebo</strong>s. Research results <strong>in</strong>dicate<br />

that measurable changes <strong>in</strong> bra<strong>in</strong> chemistry<br />

may expla<strong>in</strong> <strong>the</strong> large <strong>placebo</strong> e�ect<br />

seen <strong>in</strong> depression treatment. Park<strong>in</strong>son’s<br />

disease is associated with a shortage of a<br />

bra<strong>in</strong> chemical called dopam<strong>in</strong>e, and <strong>in</strong><br />

studies of <strong>the</strong> disease, <strong>placebo</strong>s have <strong>in</strong>creased<br />

<strong>the</strong> production of dopam<strong>in</strong>e.<br />

Gett<strong>in</strong>g it out <strong>in</strong> <strong>the</strong> open<br />

Several years ago, just under 700 American<br />

<strong>in</strong>ternists and rheuma<strong>to</strong>logists were<br />

surveyed about prescrib<strong>in</strong>g <strong>placebo</strong>s.<br />

Only a small percentage had ever prescribed<br />

“pure” <strong>placebo</strong>s like sugar pills<br />

or sal<strong>in</strong>e solutions. But about 40% re-<br />

ported that <strong>the</strong>y had prescribed over<strong>the</strong>-counter<br />

pa<strong>in</strong> relievers or vitam<strong>in</strong>s<br />

as <strong>placebo</strong>s, not because <strong>the</strong>y believed<br />

<strong>the</strong>se compounds would have a direct<br />

e�ect on <strong>the</strong> person’s condition. Even if<br />

patients feel better, prescrib<strong>in</strong>g pa<strong>in</strong> relievers<br />

and vitam<strong>in</strong>s <strong>in</strong> that way <strong>in</strong>volves<br />

some deception.<br />

Dr. Ted Kaptchuk, direc<strong>to</strong>r of <strong>the</strong><br />

<strong>Harvard</strong> <strong>placebo</strong> program, and colleagues<br />

have conducted “open-label”<br />

<strong>placebo</strong> studies, <strong>in</strong> which patients were<br />

<strong>to</strong>ld <strong>the</strong>y were tak<strong>in</strong>g a <strong>placebo</strong> and that<br />

<strong>the</strong> <strong>placebo</strong> e�ect is powerful. In one<br />

small study of IBS patients, Dr. Kaptchuk<br />

and his colleagues found that an openlabel<br />

<strong>placebo</strong> still produced a <strong>placebo</strong><br />

e�ect and was about 20% more e�ective<br />

than no treatment. �ese and o<strong>the</strong>r results<br />

suggest that doc<strong>to</strong>rs could be more<br />

up-front with patients, <strong>in</strong>form<strong>in</strong>g <strong>the</strong>m<br />

that a prescription is ma<strong>in</strong>ly for <strong>placebo</strong><br />

purposes, and <strong>the</strong>ir patients would still<br />

bene �t, as long as <strong>the</strong> prescription had<br />

no major drawbacks.<br />

What you can do<br />

We’re a long way from fully understand<strong>in</strong>g<br />

<strong>the</strong> <strong>placebo</strong> e�ect. But here are some<br />

th<strong>in</strong>gs you can do (and th<strong>in</strong>k), based on<br />

what researchers have discovered so far:<br />

Make sure you’re gett<strong>in</strong>g <strong>the</strong> support<br />

you need from your doc<strong>to</strong>r. Placebo <strong>effect</strong><br />

research has shown how important<br />

a supportive doc<strong>to</strong>r-patient relationship<br />

can be. If you’re not gett<strong>in</strong>g <strong>the</strong> support<br />

and attention you need, consider switch<strong>in</strong>g<br />

doc<strong>to</strong>rs.<br />

Recognize that it might be “<strong>in</strong> your<br />

head”—but <strong>the</strong>re’s noth<strong>in</strong>g wrong with<br />

that. Beh<strong>in</strong>d <strong>the</strong> subjective experience of<br />

feel<strong>in</strong>g better (and worse) are objective<br />

changes <strong>in</strong> bra<strong>in</strong> chemistry that we’ve<br />

only started <strong>to</strong> understand.<br />

F<strong>in</strong>d treatments you can believe <strong>in</strong>…<br />

Expectations that an <strong>in</strong>tervention will<br />

have some bene�t <strong>in</strong>crease <strong>the</strong> chances<br />

that it will.<br />

…but keep your healthy skepticism.<br />

Quacks and charlatans can exploit <strong>the</strong> <strong>placebo</strong><br />

e�ect <strong>to</strong> peddle treatments that are<br />

useless, and even harmful, if for no o<strong>the</strong>r<br />

reason than <strong>the</strong>y keep people from gett<strong>in</strong>g<br />

treatment that is directly e�ective.<br />

2 | <strong>Harvard</strong> <strong>Health</strong> Letter | April 2012 www.health.harvard.edu

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