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HAITI UPDATE Donald E. Schulz January 29, 1997

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<strong>HAITI</strong> <strong>UPDATE</strong><br />

<strong>Donald</strong> E. <strong>Schulz</strong><br />

<strong>January</strong> <strong>29</strong>, <strong>1997</strong>


*******<br />

Comments pertaining to this report are invited and should be<br />

forwarded to: Director, Strategic Studies Institute, U.S. Army<br />

War College, Carlisle Barracks, PA 17013-5050. Comments may also<br />

be conveyed directly to the author by calling commercial (717)<br />

245-4123 or DSN 242-4123. Copies of this report may be obtained<br />

from the Publications and Production Office by calling commercial<br />

(717) 245-4133, DSN 242-4133, FAX (717) 245-3820, or via the<br />

Internet at rummelr@carlisle-emh2.army.mil.<br />

*******<br />

All Strategic Studies Institute (SSI) monographs are loaded<br />

on the Strategic Studies Institute Homepage for electronic<br />

dissemination. SSI's Homepage address is: http://carlislewww.army.mil/usassi/<br />

*******<br />

The author wishes to thank Ambassador William Swing, Major<br />

Joseph Bernadel and Mr. Eric Falt for the assistance they gave<br />

during his recent trip to Haiti. During that visit, he spoke with<br />

many people, including U.S., Haitian and other nationals. In<br />

addition, Ms. Rachel Neild provided much useful information.<br />

Finally, Ms. Neild, Dr. Gabriel Marcella, Dr. Steven Metz and<br />

Colonel Richard Witherspoon all provided substantive criticism of<br />

the manuscript. Needless to say, the views expressed in this<br />

report are entirely the author's and do not necessarily reflect<br />

the position of the U.S. Government, the American Embassy, the<br />

Department of Defense or the U.S. Army War College. Any errors of<br />

omission or commission are entirely the author's responsibility.<br />

ii


FOREWORD<br />

Recent developments in Haiti including political<br />

assassinations attributed to both former Haitian military<br />

personnel and members of President Preval's presidential security<br />

unit have once again thrust that troubled country into the<br />

international spotlight. In the process, questions have been<br />

raised about the viability of the nascent Haitian democracy and<br />

the political stability on which it rests. In turn, that has led<br />

to questions about the length and nature of the international<br />

commitment, including that of the United States. Thus it was that<br />

in September 1996 Dr. <strong>Donald</strong> E. <strong>Schulz</strong>, the author of two<br />

previous Strategic Studies Institute reports on Haiti<br />

(Reconciling the Irreconcilable: The Troubled Outlook for U.S.<br />

Policy Toward Haiti, coauthored with Gabriel Marcella, 1994; and<br />

Whither Haiti?, 1996), spent a week in country gathering<br />

information about the current situation and the prospects for the<br />

future. During that visit, he spoke with numerous people,<br />

including U.S., Haitian and other nationals, on a not-forattribution<br />

basis. This report is the product of those<br />

conversations, his personal observations of what he saw, and his<br />

continuing research on Haiti.<br />

The Strategic Studies Institute is pleased to publish this<br />

study as a contribution to understanding events in this important<br />

Caribbean country.<br />

RICHARD H. WITHERSPOON<br />

Colonel, U.S. Army<br />

Director, Strategic Studies Institute<br />

iii


BIOGRAPHICAL SKETCH OF THE AUTHOR<br />

DONALD E. SCHULZ is a Professor of National Security Affairs at<br />

the Strategic Studies Institute, U.S. Army War College. He is the<br />

coauthor of Reconciling the Irreconcilable: The Troubled Outlook<br />

for U.S. Policy Toward Haiti and The United States, Honduras and<br />

the Crisis in Central America, and coeditor of Mexico Faces the<br />

21st Century, Revolution and Counterrevolution in Central America<br />

and the Caribbean, Cuba and the Future, and Political<br />

Participation in Communist Systems. His articles have appeared in<br />

Foreign Policy, Orbis, the Journal of Interamerican Studies and<br />

World Affairs, and Small Wars and Insurgencies, as well as such<br />

media outlets as Newsweek, The Washington Post, the Miami Herald,<br />

and the Christian Science Monitor.<br />

iv


SUMMARY<br />

This study reviews recent political and economic<br />

developments in Haiti and assesses the prospects for<br />

democratization, political stability and economic development.<br />

The report is pessimistic, but far from hopeless. While political<br />

violence and human rights violations persist and the economy is<br />

stagnant, the Preval administration and the Haitian Congress have<br />

finally made the hard decisions to press on with economic<br />

modernization, including partial privatization and civil service<br />

reforms. International lenders are once more extending aid, which<br />

means that the economy should improve. In general, both President<br />

Preval and Congress receive high marks for their performances.<br />

Even the Haitian National Police, though still probably incapable<br />

of maintaining law and order without the help of U.N.<br />

peacekeepers, has done reasonably well considering its limited<br />

resources and the trying circumstances under which it is<br />

operating.<br />

Nevertheless, the challenges facing Haiti and the<br />

international community remain enormous. The moment of truth will<br />

come when the U.N. peacekeepers leave. Since the United Nations<br />

is unlikely to stay past July <strong>1997</strong> and the Haitian police will<br />

probably not be up to the task of maintaining law and order by<br />

that time, other bilateral and/or multilateral security<br />

arrangements will have to be made. The United States and Canada<br />

should take the lead in forging those arrangements in the months<br />

ahead. Beyond this, the report also calls for an accelerated<br />

effort to create a functioning judicial system and recommends<br />

that the United States convert its military support mission into<br />

a semipermanent operation with ongoing infrastructural and<br />

humanitarian responsibilities. Finally, the author notes that<br />

there is a need to hold the Haitian government's feet to the fire<br />

with regard to human rights violations. If allowed to continue,<br />

the recent slide down the slippery slope of political violence<br />

could destroy everything that has been accomplished thus far.<br />

v


<strong>HAITI</strong> <strong>UPDATE</strong><br />

From time immemorial in Guinea, every man betrays his<br />

neighbor.<br />

Creole proverb<br />

The Americans, in short, had modernized everything but<br />

Haiti and the Haitians.<br />

Robert and Nancy Heinl,<br />

on the U.S. occupation of Haiti,<br />

1915-34<br />

A year ago, this writer painted a fairly bleak, though by no<br />

means hopeless, portrait of Haiti's political and socioeconomic<br />

prospects. 1 In a nutshell, it was argued that in spite of the<br />

substantive progress that had been made since the September 1994<br />

U.S./multinational intervention in that country, there was still<br />

a long way to go. The political situation remained extremely<br />

fragile and volatile, and the prospects for socioeconomic<br />

development were at best problematic. The latter was all the more<br />

doubtful because of the suspension of over $130 million in<br />

foreign aid due to the failure of the Aristide administration to<br />

privatize state industries and rationalize the economy in<br />

accordance with the prescriptions of the U.S. Government and<br />

international financial institutions. The administration was<br />

warned that unless this deadlock were broken, Haiti would sink<br />

back into hopelessness and ungovernability, and that the tactical<br />

success that had been achieved to that point would likely, sooner<br />

or later, turn into a strategic failure.<br />

Recent developments have once again thrust Haiti into the<br />

international spotlight and raised questions about the ability of<br />

the Preval government to maintain political stability and<br />

democracy after the U.N. Mission departs, which will presumably<br />

occur sometime in <strong>1997</strong>. The past year has witnessed an<br />

intensification of political violence, primarily associated with<br />

former members of the now disbanded Haitian Armed Forces (FAdH),<br />

but also involving the presidential security unit responsible for<br />

protecting both Preval and former President Aristide. Since March<br />

1996, moreover, at least nine members of the Haitian National<br />

Police have been killed in a pattern that suggests that its<br />

officers are increasingly being targeted by elements on both ends<br />

of the political spectrum, as well as by gangs in slums like Cite<br />

Soleil.<br />

The Recent Crisis.<br />

These developments came to a head last summer in a flurry of<br />

1


political arrests, conspiracies and assassinations. The most<br />

troubling incidents occurred in August. Early that month, U.S.<br />

officials got wind of a plot by former military officers to kill<br />

Preval and Aristide. Accordingly, security around the two men was<br />

reinforced. On August 16, Haitian police arrested some 20 members<br />

of Hubert de Ronceray's ultra-right wing Mobilization for<br />

National Development (MND), most of whom were ex-FAdH and were<br />

said to have been planning political assassinations. Two nights<br />

later, gunmen wearing military-style uniforms attacked the<br />

national police headquarters and the parliament building. Then,<br />

on August 20, MND leaders Antoine Leroy and Jacques Florival were<br />

killed by unidentified gunmen. The political opposition<br />

immediately denounced the government as being responsible. The<br />

former mayor of Port-au-Prince, Evans Paul, who used to be an<br />

ally of Aristide and Preval, even charged that there were no<br />

differences between Lavalas and the "Macoutes'--that both used<br />

the same methods. 2 In turn, Preval accused the ex-military of<br />

being instruments of destabilization: "But behind them," he<br />

claimed, "you will find the politicians who are pulling the<br />

strings, and the people who are really committing these actions,<br />

the economic sector." 3 Meanwhile, gunmen opened fire on Haiti's<br />

television station, and a number of journalists received death<br />

threats.<br />

By now the White House was getting nervous. A detachment of<br />

165 paratroops from the 82nd Airborne had already been dispatched<br />

to Haiti in late July for a week of training and to provide<br />

security for the 300 to 500-member American military support team<br />

that had been building bridges and roads and providing medical<br />

care to Haitians since U.S. peacekeepers left the previous<br />

spring. Subsequently, the day after the Leroy/Florival<br />

assassinations, a second contingent of troops, composed of 49<br />

Marines, was landed. Quite apart from their other missions, this<br />

was a not-so-subtle way of telling those who might be tempted to<br />

destabilize or overthrow the government that the United States<br />

was still watching the situation and, in the words of one source,<br />

"we can still kick your ass." Clearly, however, something more<br />

was needed. By late August, eyewitness accounts, recovered shell<br />

casings and other evidence had linked elements in Preval's<br />

security guard to the Leroy/Florival killings. While there was no<br />

evidence that the Haitian president himself was involved, it was<br />

important that the issue be addressed before it was too late.<br />

There were, in fact, two problems here. The most immediate<br />

was political: If the involvement of Preval's presidential<br />

security unit were to become public--and there was a good chance<br />

it would--it would become an issue in the U.S. election campaign,<br />

with the Republicans using it as a weapon to attack the Clinton<br />

administration's claim of having achieved a foreign policy<br />

success in Haiti. Moreover, if the cancer were not cut out now,<br />

while it was still small and readily manageable, it might grow,<br />

2


eventually endangering both the democratization process and<br />

Preval himself.<br />

Thus it was that at month's end President Clinton's Special<br />

Assistant for National Security Affairs, Anthony Lake, and Deputy<br />

Secretary of State Strobe Talbott were quietly sent to Port-au-<br />

Prince. There they were joined by their Canadian counterparts for<br />

a meeting with President Preval at the residence of U.S.<br />

Ambassador William Swing. Under heavy pressure from Lake and<br />

Talbott, who urged him to move decisively against those suspected<br />

of involvement in the murders, Preval agreed to clean house. The<br />

head of the presidential security unit, Joseph Moise, and his<br />

chief deputy, Milien Romage, were transferred. It was announced<br />

that an additional 10 or 12 other members of the force would be<br />

suspended, and that some of the 200-member Palace Guard would<br />

probably also be removed. At the same time, the Americans and<br />

Canadians quickly placed a protective cocoon around Preval.<br />

Several dozen armed Canadians surrounded the Presidential Palace.<br />

Over a score of State Department agents were rushed to Port-au-<br />

Prince to join a smaller contingent of security personnel that<br />

had been in place ever since Aristide was restored 2 years<br />

earlier. 4<br />

The retaking of the Presidential Palace--as one scribe<br />

referred to it--dramatically underscored the fragility of Haitian<br />

democracy/political stability. In effect, the United States now<br />

found itself in the embarrassing position of having to protect<br />

Preval from his own U.S.-trained body-guards while these units<br />

were investigated, given additional training and turned into a<br />

security force that the president could trust. How long this<br />

would take was difficult to say. 5<br />

The Aristide Wild Card.<br />

No sooner had this crisis begun to die down than a new<br />

problem arose. On September 17, former President Aristide took to<br />

the airwaves with a torrent of criticism aimed at the Preval<br />

administration. The machinery of government, he warned, had<br />

become loaded down with corruption and disorder. Certain<br />

politicians had become blinded by power and had given up on the<br />

people. An economic coup d'etat was underway; privatization was a<br />

trap that had sown division, confusion, conflict, and sorrow<br />

among the Lavalas family. If order were to be restored, there<br />

must be good relations between the Lavalas in power and the<br />

Lavalas out of power. 6<br />

Relations between Preval and Aristide had long been the<br />

subject of speculation. Though the two men have been close for<br />

years--Preval served as Aristide's prime minister in the latter's<br />

short-lived government in 1991, and they have often been referred<br />

3


to as twins--their temperaments and styles are in fact quite<br />

different. Whereas Aristide is intense, Preval is low-key. One is<br />

a rabble-rouser, with an enormous public following based largely<br />

on his messianic presence; the other is an administrator, whose<br />

popular support flows from his constitutional authority and the<br />

backing he has received from Aristide. Lacking a strong<br />

independent political base of his own, Preval's continuing public<br />

support largely depends on his ability to improve living<br />

conditions, provide public order/security and, above all,<br />

maintain good relations with his political benefactor. This last<br />

requirement, indeed, partially accounts for his reticence to<br />

purge his presidential security detail, since that unit was<br />

largely composed of Aristide loyalists, many of whom had been<br />

with the former president when he was in exile.<br />

The crucial questions, of course, concern Aristide's motives<br />

and intentions. Why did he launch his criticisms? And where will<br />

he go from here? It is no secret that Aristide has ambitions to<br />

regain the presidency in 4 years, when the constitution will<br />

allow him to run for office again. Thus, at minimum, his<br />

statement may be seen as an attempt to keep himself in the public<br />

spotlight while distancing himself from a government whose<br />

policies are not likely, in the short run, to improve living<br />

conditions. Aristide's own popularity has fallen significantly<br />

since he left office, and there may have been a perceived need to<br />

halt that decline. 7 Most important, the government's<br />

modernization program was on the verge of receiving final<br />

approval in the Haitian Senate. The plan, which combined the<br />

partial privatization of nine state enterprises with a series of<br />

belt-tightening measures and was intended to reopen the<br />

sluicegates of international aid, had been rejected by Aristide<br />

when he was president. Nothing that had happened since had<br />

changed his mind.<br />

How hard would Aristide push on this matter? Was he merely<br />

engaged in a bit of political posturing, or was he demanding, in<br />

effect, veto power over certain areas of policy? If the latter,<br />

what would he do if he didn't get his way? Would he remain a<br />

member of the loyal opposition, or would he increasingly try to<br />

undermine Preval in order to better be able to present himself as<br />

a political alternative? The hardening of differences between<br />

pro-Aristide and pro-Preval factions could seriously weaken both<br />

the government and Lavalas (which was already deeply divided) at<br />

precisely the time when the ex-military, the macoutes, and other<br />

violence-prone elements were beginning to come out of the<br />

woodwork. The upshot, potentially, could be the destabilization<br />

of Haiti.<br />

As of this writing, it is still too early to tell what will<br />

happen. In November, Aristide announced the creation of a new<br />

umbrella movement, the Lavalas Family, which, he claimed, was not<br />

4


intended to challenge the president or create more division, but<br />

merely reinvigorate and unify the Lavalas coalition. At the same<br />

time, however, he took the opportunity to criticize international<br />

financial institutions for having imposed regressive economic<br />

reforms on Latin American and Caribbean governments. He also<br />

spoke of "traitors, invisible enemies and disinformation . . .<br />

aimed at destabilizing the population." While he made a point of<br />

denying that there were divisions within Lavalas, even as he<br />

spoke activists from opposing factions distributed leaflets to<br />

the audience accusing Aristide of sowing division, the misuse of<br />

funds, and treason. 8<br />

The Security Situation: The Good News . . . and the Bad.<br />

This being said, things are not completely bleak. There have<br />

been some very real gains, and these need to be recognized lest<br />

one draw the conclusion that nothing has been accomplished or<br />

that Haiti is a U.S. policy failure.<br />

Perhaps the most important thing (notwithstanding the<br />

developments cited above) has been the marked improvement that<br />

has occurred in the Haitian security situation since the 1994<br />

U.S. intervention. In large part, this has been due to the<br />

dissolution of the Haitian Armed Forces and allied paramilitary<br />

organizations. Here, a certain irony exists. Originally, U.S.<br />

officials had wanted to keep the FAdH--purge it, professionalize<br />

it, and maintain it at a reduced level of manpower--which was a<br />

terrible idea considering the predatory nature of the institution<br />

and the overwhelming lack of legitimacy it enjoyed among the<br />

populace. 9 But Aristide outmaneuvered them, effectively<br />

dissolving the army in stages. (The remnants may still be seen in<br />

the form of the presidential brass band.) Had the military been<br />

retained intact, the danger of a coup or assassination would<br />

always have been in the background. Haitian presidents would have<br />

been forever looking over their shoulders. The very existence of<br />

the institution would have undercut the public's confidence in<br />

the government. Just to be associated with it--in any way--would<br />

have had a delegitimizing effect.<br />

Now, instead, there is a Haitian National Police (HNP)<br />

which, for all of its weaknesses and faults, is still infinitely<br />

preferable to what existed before. While human rights abuses<br />

continue, they are not massive or systematic, as was the case<br />

under the de facto regime (1991-94) when at least 3,000 people<br />

died. In recent reports, the O.A.S./U.N. International Civil<br />

Mission (MICIVIH) found that the police had killed some four<br />

dozen civilians and wounded scores of others during their first<br />

year and a half on the beat. Those abuses that did occur--and not<br />

all of these cases were confirmed as such--were isolated<br />

instances. In general, most officers were doing a credible job in<br />

5


spite of their inexperience and an often debilitating lack of<br />

equipment. 10 Moreover, progress is being made in establishing<br />

internal investigatory procedures capable of addressing abuses of<br />

authority. Both the Director and the Inspector General of the HNP<br />

appear committed to ending the practice of impunity under which<br />

police have traditionally operated. Scores of officers have been<br />

dismissed, and at least 13 are being prosecuted. One must keep in<br />

mind, however, that the concept of police accountability is<br />

foreign to Haiti, and that resources to investigate, try and<br />

punish abuses are very limited. (Among other things, the courts<br />

are almost entirely nonfunctional.) Nevertheless, in spite of all<br />

the problems the HNP faces, most urban Haitians, at least, still<br />

seem to believe that a fair amount of progress has been made in<br />

creating an effective police force. 11<br />

At the same time, the security situation--while it has<br />

clearly deteriorated--is not quite as bad as it might seem from<br />

reading the U.S. press. The events of last August do not<br />

necessarily mean that things are falling apart. As Rachel Neild<br />

of of the Washington Office on Latin America has observed,<br />

violence tends to come in waves in Haiti, with each new flareup<br />

generating enormous tension before gradually dying down. 12 Indeed,<br />

this has been the pattern over the past half year. Furthermore,<br />

those anti-government forces that have been resorting to violence<br />

are still very weak and disorganized. The largest group consists<br />

of former enlistees from the FAdH, who suffered an abrupt drop in<br />

their economic well-being when their careers were terminated.<br />

They feel they have legitimate grievances. They want their<br />

savings, pensions and severance pay, and have become increasingly<br />

militant in demanding them. In June 1996, several hundred exsoldiers<br />

held a protest in the capital, threatening to take up<br />

arms if their demands were not met. There are small political<br />

groups on both the extreme right and the extreme left who are<br />

trying to manipulate the former enlistees for their own purposes<br />

and draw them into conspiratorial activities. 13 These elements<br />

view democracy and the rule of law as threats to their own<br />

privileges and ambitions. They prefer a police force that they<br />

might be able to subvert or control to one that is professional<br />

and apolitical. Thus, their efforts to undermine the HNP.<br />

Two other security issues must also be mentioned. One<br />

involves the criminal gangs that have proliferated over the past<br />

2 years. This is a serious problem. The police are afraid to go<br />

into some of the slums for fear they will be attacked. Even U.S.<br />

Embassy personnel have been forbidden to go into Cite Soleil<br />

without special permission. Still, there is a distinction between<br />

criminal violence and political violence. There are five or six<br />

identifiable gangs in Cite Soleil, but they don't cooperate with<br />

one another and often shoot at each other. Even the most<br />

notorious of these groups--the so-called Red Army--does not exist<br />

in the sense of being a well-organized, cohesive entity. While<br />

6


some of its members may share a fantasy of being part of a broad<br />

popular army, they have no idea how to organize or discipline<br />

themselves. On the other hand, with opportunities for enrichment<br />

scarce and guns plentiful it should not be surprising that some<br />

might hire themselves out as thugs or assassins.<br />

Finally, about a dozen government-licensed security<br />

companies as well as scores of unlicensed security forces<br />

organized by local authorities and wealthy families have appeared<br />

over the past 2 years. Currently, there are more private security<br />

agents than police officers in Port-au-Prince, and they are often<br />

more experienced. Many are former members of the FAdH, who are<br />

putting to use the skills they learned in the military. They tend<br />

to be better armed than the police, who are still limited by law<br />

to side arms. While there is a bill before parliament that would<br />

allow the equipping of special police units (SWAT and crowdcontrol<br />

teams) with heavier weapons, its fate remains uncertain.<br />

In the meantime, the side-arm restriction is increasingly being<br />

reinterpreted in practice to permit officers to carry rifles and<br />

shotguns.<br />

The bottom line is that none of these groups currently has<br />

the capability of overthrowing the government. The best they can<br />

do--for the time being, at least--is to continue to engage in<br />

sporadic violence. Under these circumstances, the threat is not<br />

so much a coup, which is unlikely to be successful and in any<br />

case could not be consolidated in the face of the foreign<br />

military presence. Rather, the primary dangers are (1) the<br />

assassination of Preval, Aristide or both, leading to massive<br />

violence between their followers and those perceived to be<br />

responsible for the killings, (2) the triggering of a dialectic<br />

of revolution in which ongoing violence from each side<br />

accelerates the violence from the other, and (3) the creation of<br />

such chaos and anxiety as to undermine and eventually destroy the<br />

government's ability to maintain order and public confidence,<br />

thus preparing the way for its eventual collapse or overthrow.<br />

This is the real meaning of the recent deterioration in the<br />

security situation. Pre-revolutionary conditions are being<br />

created which, if not contained, could lead to something much<br />

worse. The problem is complicated by the fact that the<br />

government's security forces show signs of falling into the<br />

classic trap of overreacting to the threats and provocations that<br />

are occurring. The Leroy/Florival killings were only the most<br />

notorious case. While the MICIVIH reports on the HNP have been<br />

generally favorable, they have documented a sharp increase in<br />

police violence in 1996. 14 Though not all of these incidents<br />

constituted abuse, there is little question that such behavior is<br />

on the rise. Efforts to investigate and punish the guilty still<br />

leave much to be desired. Since April 1996, moreover, over 100<br />

individuals have been arrested on vague charges of subversion,<br />

7


sometimes without warrents, leading to accusations that the<br />

government has been targeting political opponents engaged in<br />

perfectly legal activities.<br />

The Transition: Leadership and Resources.<br />

One of the most notable achievements during the past 2 years<br />

has been the political transition that has taken place. A<br />

veritable revolution has occurred in the Haitian Congress, and it<br />

has been clearly for the better. Granted, this was not<br />

immediately apparent. The June 1995 elections that ushered in the<br />

new legislature were seriously flawed, and were at the time<br />

roundly denounced by critics in both Haiti and the United States.<br />

By the same token, the landslide victory by Lavalas gave rise to<br />

fears that Haiti was developing a one-party state dominated by<br />

the most radical elements in the Aristide camp.<br />

In retrospect, those concerns appear to have been<br />

exaggerated. The problem with the elections was primarily one of<br />

chaos and incompetence, rather than systematic fraud or violence,<br />

and was largely confined to the initial round of balloting. No<br />

serious observer doubts that Lavalas would have won an<br />

overwhelming victory even under the most pristine conditions. The<br />

Congress that emerged is a broadly representative body--the<br />

first really representative legislature that Haiti has ever had-and<br />

the deputies are taking their jobs very seriously. (In<br />

contrast, the previous parliament was overflowing with political<br />

hacks and opportunists.)<br />

As for Lavalas, it was never a monolithic organization.<br />

Lavalas is a coalition of groups, several of which have<br />

representatives in the Senate and Chamber of Deputies. There is<br />

no party discipline. Even Gerard Pierre-Charles, the leader of<br />

the largest of these blocs--the Lavalas Political Organization,<br />

or OPL--claims he doesn't know how many deputies he has. And<br />

certainly they don't always do what the Executive wants. The<br />

legislators have rejected a number of presidential appointments<br />

and programs, and even an Inter-American Development Bank loan<br />

that was considered inappropriate. Whatever else this parliament<br />

might be, it is no rubber stamp.<br />

The name of the game is responsible co-government. Not the<br />

least of this Congress' virtues is that it is serving as a check<br />

on the president. This is a healthy contrast to the traditional<br />

Haitian propensity to place all power in the hands of the<br />

Executive. And in spite of an incredible lack of resources, the<br />

legislature's performance has been impressive. Keep in mind that<br />

there is no party machinery to advance the process of<br />

legislation, and almost no trained staff. There is no legislative<br />

research service, and few people to help with the drafting of<br />

8


ills. There are not enough secretaries, xerox machines,<br />

telephones, desks or chairs. Nor is there air conditioning. (The<br />

temperature in the Chamber of Deputies is often around 95 o F.) The<br />

Senate does not even have a chamber of its own in which to meet;<br />

it has had to adapt a conference room for that purpose.<br />

Yet, even under these conditions, tangible progress has been<br />

made. Notwithstanding Aristide's opposition, a major<br />

modernization law providing for the partial privatization of<br />

state enterprises has recently been passed after prolonged debate<br />

and negotiation. So has a civil service law designed to help<br />

streamline the bureaucracy. And other measures also should be<br />

forthcoming in the months ahead. These reforms are part of the<br />

price for restarting the flow of aid from international lending<br />

institutions. (In November, Haiti received the first installment<br />

of a 3-year $131 million loan from the International Monetary<br />

Fund.) They are also necessary if Haiti is to attract investment<br />

and construct an economy that is capable of operating with some<br />

semblence of efficiency. The government monopolies, in<br />

particular, have been notorious sources of graft, overstaffing<br />

and incompetence. Ghost workers abound. Most companies lose money<br />

or do not operate at all, and the only way the telephone company<br />

can turn a profit is by charging inflated prices for overseas<br />

calls. Without such reforms, Haiti's prospects for developing<br />

self-sustaining economic growth are nil.<br />

But it is not just Congress that has distinguished itself.<br />

President Preval also deserves credit. A case can be made that,<br />

God and Aristide willing, the Haitian revolution is entering a<br />

new stage. The initial heroic period is over, and another kind of<br />

leadership is needed to deal with the everyday problems of<br />

getting things done. Within that context, political flexibility<br />

and management/adminis-trative skills are more important than<br />

charisma, ideology and the ability to deliver fiery speeches. It<br />

is perhaps no accident that Preval's approval ratings are now<br />

higher than Aristide's among urban Haitians, for substantial<br />

majorities believe he is as well or better equipped than the<br />

former president to manage the economy, improve living standards,<br />

maintain law and order, improve the quality of judges and courts,<br />

and encourage national reconciliation. 15 Moreover, there is<br />

evidence of this in both the quality of some of his appointments<br />

and in the administration's performance. People like Pierre<br />

Denize, chief of the HNP; Robert Manuel, the Minister for Public<br />

Safety; and Leslie Delatour, the Central Bank Governor; 16 are<br />

competent technocrats who are committed to economic reforms, the<br />

prevention of human rights violations, and all the other things<br />

that must be done if Haiti's future is not to be a repeat of her<br />

past.<br />

Yet, in the same breath, one must also note that Haiti is a<br />

country with an extremely limited human resource base. The<br />

9


quality of personnel at the top is mixed, and there is an<br />

appalling lack of competence below the ministerial level. In<br />

effect, what you have in Haiti are ministers without ministries.<br />

The comparative handful of talented and dedicated people are<br />

constantly being bombarded--indeed, overwhelmed--by demands. They<br />

can only do so much. Lacking proper administrative support, they<br />

end up having to deal with problems that should be dealt with at<br />

lower levels of the bureaucracy. As a result, things move very<br />

slowly. Nor is there any assurance that the decisions and<br />

policies that are made will be carried out by those who are<br />

responsible for implementing them.<br />

The Immensity of the Challenge.<br />

U.S. Ambassador William Swing recently remarked that one<br />

must start from the assumption that everything in Haiti is broken<br />

except for the human spirit. Everything needs fixing, and there<br />

are precious few resources. Haiti, in fact, is still not very far<br />

from the Year One; its political, economic, police and judicial<br />

arrangements are being built virtually from scratch. In the<br />

process, an attempt is being made to transform deeply engrained<br />

perceptions, attitudes, values, and behavior--the political<br />

culture of the people. All this will require at least a<br />

generation of effort, and probably much longer.<br />

Looking back over the 2 years since Aristide was restored,<br />

there has been considerable progress in building the<br />

institutional bases of democracy, but somewhat less in changing<br />

the political culture. The old values, attitudes and behavior<br />

live on, and they are an enormous weight that is dragging the<br />

country down even as it continues the struggle to get to its<br />

feet. This can be seen everywhere. Haiti is a society that has<br />

largely been built on mistrust. The old fears and suspicions<br />

continue to exist just below the surface, and all it takes to<br />

bring them into the open are events such as those of last summer.<br />

At the same time, there is a propensity for violence which, while<br />

not manifested in the daily lives of ordinary people, can easily<br />

break out at moments of stress, as occurred in the aftermath of<br />

the fall of the Duvalier regime when hundreds of Tonton Macoutes<br />

and Vodou clergy were hunted down and killed. 17 Even in 1995,<br />

there were over 100 cases of vigilante justice, and there were<br />

reportedly 110 people killed in such incidents between <strong>January</strong><br />

and October 1996. 18 This says much about the low public confidence<br />

in Haiti's law enforcement capabilities, especially the judicial<br />

system. 19 It also reflects a lack of understanding of the role<br />

that the police and courts play in a democracy. The idea that one<br />

can look to those sources for justice--as opposed to taking<br />

matters into your own hands--is a new idea for Haitians and will<br />

require time to take root. 20<br />

10


Beyond this, there is a deeply engrained, 200-year tradition<br />

of predation to overcome. This has been a political culture in<br />

which, traditionally, everyone has been out for himself. Every<br />

politician wanted to be president, or at least get his share of<br />

the spoils. Given that mentality, it should not be surprising<br />

that the state would become a mechanism to extract wealth for the<br />

benefit of those who controlled it. (Similarly, political parties<br />

have usually been nothing more than vehicles for the personal<br />

ambitions of particular leaders or aspiring leaders.) When<br />

combined with grinding poverty, endemic corruption, and deepseated<br />

distrust and insecurity, the result was chronic violence.<br />

For those with the means, force or the threat of force was often<br />

the option of first resort, and those without means became not<br />

merely the objects but sometimes the instruments of terror. 21<br />

While the Duvalierists have been ousted, the political culture<br />

which spawned them has been only partially uprooted. As long as<br />

there are weapons available and elements in the government and<br />

opposition willing to resort to violence, democracy will remain<br />

vulnerable.<br />

Political culture is important in numerous other ways as<br />

well. One can see it in the behavior of the oligarchy and many<br />

(though by no means all) elements in the business class, whose<br />

pursuit of self-enrichment at any cost to national development<br />

has helped make Haiti the poorest country in the hemisphere.<br />

Again, this has been a predatory elite, with no sense of identity<br />

with or responsibility to the Haitian people. And that raises the<br />

question of the role these elements will play in the "new Haiti."<br />

Clearly, their talent and capital must be tapped if the country<br />

is to have any hope of escaping from the quagmire of<br />

underdevelopment. But how does one provide the kinds of<br />

incentives that will get these elites to invest in their own<br />

country? Certainly, it is much safer to send one's money abroad.<br />

Moreover, even if their capital can be attracted, will it be<br />

invested in such a way as to promote the national interest, as<br />

well as their own private interests?<br />

Part of the problem with the economic strategy that<br />

international lenders have imposed on Haiti is that, within the<br />

context of the norms and habits of the Haitian political culture,<br />

it may perpetuate and even intensify certain abuses. How does one<br />

assure, for instance, that privatized state monopolies will not<br />

simply become private monopolies continuing many of the same<br />

exploitative practices (e.g., high prices, low wages) that have<br />

marked past behavior? And how can one prevent the kinds of<br />

corruption that have accompanied privatization in so many other<br />

countries? (Mexico is a classic example.) In an environment like<br />

Haiti's, where graft is endemic and socioeconomic inequalities<br />

immense, the danger is that neoliberal reforms may lead to even<br />

greater inequalities and hardships. (This is generally conceded<br />

for the short run. Haitian officials estimate that as many as<br />

11


3,000 workers will be laid off at the overstaffed port, telephone<br />

and electric companies and another 7,500 cut from the civil<br />

service. 22 The hope is that in the longer term more jobs will be<br />

created than have been eliminated, but there are no guarantees.)<br />

Another area of concern is the extent of foreign ownership.<br />

Most Haitian businessmen do not have the capital to buy the<br />

larger privatized entities. This means that the major industries<br />

are likely to be transferred to U.S., Canadian or French control.<br />

While it can be argued that this is not neccessarily a bad thing-<br />

-the capital has to come from somewhere and foreign owners may<br />

actually be less susceptible to corruption and more sensitive to<br />

their social responsibilities than Haitians--it is already a<br />

source of discontent among some Haitian nationalists and<br />

businessmen and could lead to a backlash.<br />

This not an argument against reform. The old predatory and<br />

parasitic socioeconomic structures and relationships must be<br />

changed if Haiti is to move forward. But such transitions are<br />

always difficult and painful. There must be social safety nets in<br />

place to catch those who are endangered, and mechanisms of<br />

oversight and accountability to prevent abuses. Otherwise the<br />

damage done may offset any improvements that are made. For its<br />

part, the Haitian government has attempted to ameliorate some of<br />

these problems by retaining a state role in the companies that<br />

are to be privatized. None of these entities will be totally<br />

privately owned. Rather, the plan is to enlist private sector<br />

capital and talent through management contracts, concessions, and<br />

capitalization or joint ventures similar to those undertaken in<br />

Bolivia. But how all this will work out in practice--if, indeed,<br />

it works at all--remains to be seen.<br />

Complicating all of these challenges enormously is a<br />

staggering lack of resources, both human and material. This can<br />

be seen everywhere. Take, for instance, the HNP which, as has<br />

been suggested, is one of Haiti's success stories: The police<br />

often lack the means to conduct basic operations. They need more<br />

officers and vehicles, heavier weapons, more money, better<br />

leadership--in short, more of everything. Due to the government's<br />

financial crisis, they have gone for months at a time without<br />

pay. 23 They suffer from an incredible shortfall of leadership and<br />

management at all levels. Added to this, morale and public<br />

support are seriously eroding, as officers increasingly become<br />

the targets of political or gang violence and resort to<br />

unnecessary violence in return.<br />

But then the police at least function, which is more than<br />

can be said for the judicial system. There the problems are<br />

simply mind-boggling. In the words of one observer:<br />

Haitian justice lacks everything: financial resources,<br />

12


materials, competent personnel, independence, stature<br />

and trust. Court facilities are a disgrace, courthouses<br />

often indistinguishable from small shops or run-down<br />

residences in Haitian cities and towns. Judges and<br />

prosecutors, ill-trained and often chosen because of<br />

their connections or willingness to comply with their<br />

benefactors' demands, dispense justice to the highest<br />

bidder or to the most powerful. No judge or prosecutor<br />

in Haiti, until mid-1995, had received any specialized<br />

professional training. Law schools are woefully<br />

inadequate and lack the most rudimentary necessities<br />

like decent classrooms and a law library; cronyism<br />

reigns, professors are ill-trained, students illprepared,<br />

passing grades bought and sold. 24<br />

One of the advantages police reform has had over judicial<br />

reform is that it could construct a new police force more-or-less<br />

from scratch after the old police (which had been part of the<br />

FAdH) had been dissolved. In contrast, the new Haiti has<br />

inherited the old Haiti's judicial system (including personnel)<br />

lock, stock and barrel. While some progress has been made in<br />

getting rid of corrupt or incompetent judges and prosecutors,<br />

training new ones, distributing law books and so on, judicial<br />

reform has taken a back seat to the more immediate demands of<br />

security. As a result, there has been a serious disconnect<br />

between the development of these institutions. It matters little<br />

if the police can apprehend criminals if the courts cannot<br />

process them and the jails cannot hold them. The resulting<br />

breakdown in the process of justice has simply added to the<br />

demoralization of the police, fostering apathy, cynicism,<br />

corruption and extrajudicial punishment in the field. (Not to<br />

mention declining public support and continuing vigilante<br />

justice.)<br />

Another enormous complex of challenges concerns the<br />

rejuvenation of the countryside. Uli Locher once commented that<br />

"rural Haiti as we know it is doomed." 25 It is easy to see what he<br />

meant. The first thing one notices when viewing Haiti from the<br />

air is the barren mountains. Flying over rural Haiti is a lot<br />

like flying over moonscape. Deforestation and soil erosion are<br />

turning parts of the country into a desert. Today, a mere 3<br />

percent of the original forest cover remains; tropical storms<br />

have carried some 20 percent of the topsoil to the sea; and only<br />

about 11 percent of the land is still arable. In the last half of<br />

the 20th century, arable land per capita will have decreased<br />

from .38 hectares to about .16 hectares, a casualty of an<br />

exploding rural population, overworked lands, deforestation and<br />

erosion. 26 The upshot is that Haiti can no longer feed itself.<br />

Reversing this decline will require not only a major longterm<br />

reforestation program, but fundamental changes in Haitian<br />

13


ehavior. As matters now stand, there are simply too many<br />

peasants working too little land. Accordingly, population growth<br />

and the demand for charcoal (which accounts for much of the treecutting)<br />

must be sharply reduced, and economic incentives and<br />

means provided to enable farmers to cultivate their crops in more<br />

efficient and less destructive ways. Unfortunately, there is<br />

reason to doubt whether either the Haitian government or its<br />

international sponsors will be up to the challenge. The former<br />

has been ambivalent about family planning programs, with the<br />

result that little has been accomplished. At the same time, the<br />

U.S. Agency for International Development (USAID) has cut back<br />

funds for such purposes. And as for reforestation, the USAID<br />

track record provides ample reason for skepticism: During the<br />

1980s, reforestation was a top priority, and by 1990 about 10<br />

million trees a year were being grown. Even that, however, was<br />

far from sufficient, for simultaneously an estimated 15 to 20<br />

million trees were being cut down. Subsequently, in 1991, shortly<br />

before the coup that deposed President Aristide, USAID abruptly<br />

terminated the program. Annual tree planting immediately dropped<br />

to less than 1 million. While that decision has since been<br />

reversed, current efforts appear likely to provide for only 2 to<br />

4 million hardwood seedlings a year, a small fraction of what is<br />

needed. 27<br />

Then, there is the problem of urban migration. In 1994,<br />

Haiti had a population of roughly 7 million people. By 2025, it<br />

will have an estimated 13.1 million. This is bad enough, but<br />

whereas in 1994 the populace was only 30.9 percent urban, by 2025<br />

the percentage is expected to be around 53.9 percent. While the<br />

rural population will grow only modestly, from 4.86 million to<br />

6.1 million, the urban population will explode more than<br />

threefold, from 2.2 million to 7.1 million. 28 Port-au-Prince, now<br />

roughly 1.5 million people, will be an estimated 4 million<br />

people. This is almost unimaginable. The slums are already so<br />

crowded and the housing so wretched that people often have to<br />

sleep in shifts, with one group sleeping for a few hours, then<br />

being replaced by another. In the most crowded areas, people<br />

frequently sleep upright: One person leans against the wall with<br />

his head in his arms, another leans against him, and so on,<br />

sometimes as many as three or four in a row. <strong>29</strong><br />

Keep in mind, too, that the unemployment rate in Haiti is,<br />

by some estimates, around 80 percent. Can enough jobs be created<br />

to absorb all of the newcomers? If not, what are the implications<br />

for political stability and crime? This is not to mention<br />

pollution, housing, education, and health services. Only 53<br />

percent of the capital's population currently has potable water.<br />

Raw sewage pollutes the roadsides. In the face of growing demand,<br />

the water table below the city will continue to recede. Some<br />

observers estimate that the water will turn brackish within the<br />

next few years. 30<br />

14


One cannot in this short essay deal with the full range of<br />

socioeconomic problems Haiti will face. To take just a few of the<br />

more telling indicators: Even before the current crisis, Haiti<br />

had the lowest per capita income ($360) and life expectancy (48<br />

years), and the highest infant mortality (124 per 1,000) and<br />

illiteracy (63-90 percent, depending on the criteria employed)<br />

rates in the Western Hemisphere. At least 70 percent of the<br />

children suffered from malnutrition, and about 33 percent were<br />

seriously malnourished. (Extreme malnutrition made Haiti the only<br />

country in the region with high incidence of kwashiorkor and<br />

marasmus.) With only 810 doctors and even fewer nurses to serve a<br />

population of between 6 and 7 million people, Haitians could not<br />

even begin to cope with their severe health problems. To the<br />

traditional afflictions of tuberculosis (affecting 10 percent of<br />

the population), malaria, salmonellosis, venereal disease, and<br />

the endemic illnesses associated with malnutrition has recently<br />

been added the modern-day version of the plague: the AIDS virus.<br />

Between 7 and 10 percent of pregnant women in urban areas tested<br />

HIV positive. 31<br />

These conditions worsened considerably during the period of<br />

military rule (1991-94), in part because of the international<br />

embargo of the regime. (Per capita income, for instance, fell to<br />

around $250-260, and AIDS spread to the countryside as several<br />

hundred thousand urban residents fled the cities.) 32 More<br />

recently, of course, the situation has improved due to some $800<br />

million in international aid and loans. Nevertheless, much of<br />

this asssistance has been in the form of short-term, quick-impact<br />

projects imposed from above, without consulting the local<br />

populace about its needs and desires. As a consequence, "few<br />

durable new invest- ments materialized and fewer still benefited<br />

the poor majority." 33 Moreover, the aid freeze resulting from the<br />

deadlock between the Haitian government and international<br />

financial institutions over privatization postponed the tackling<br />

of costly infrastructural projects and prevented any kind of<br />

sustained economic recovery. Thus, relatively few permanent jobs<br />

have been created. The problem of chronic poverty has been<br />

largely ignored. Popular expectations that democracy would bring<br />

a marked improvement in living conditions have been frustrated,<br />

resulting in growing disillusionment and a heightened potential<br />

for violence.<br />

This brings us to the difficult question of absorptive<br />

capacity. Because of widespread corruption and incompe-tence,<br />

Haiti has only a very limited ability to effectively use the aid<br />

that is being doled out. To take a dramatic example: In<br />

September, the author was told that only about 200 of the 500<br />

vehicles given to the Haitian National Police were still<br />

functioning. In large part, this was because many of the HNP's<br />

recruits did not know how to drive (almost none had licenses at<br />

15


the time they entered the force), 34 and many others were<br />

unfamiliar with even the basics of maintenance, such as the need<br />

to occasionally put oil in their vehicles. In the carnage that<br />

followed the fielding of the HNP's automobile fleet, scores of<br />

cars and trucks were wrecked or broke down because of negligence.<br />

Partially as a result, the police today are frequently unable to<br />

respond to calls for help. 35<br />

Clearly, one cannot simply dole out money or equipment with<br />

no questions asked and inadequate supervision. Still, there must<br />

be some balance between the entirely justifiable concern of<br />

donors that their assistance not be wasted and the need for such<br />

aid to better serve locally established priorities and be managed<br />

by Haitian institutions. One should remember that aid can also be<br />

squandered on highly paid foreign consultants. As Larry Minear<br />

has noted, the cost of a single day of a World Bank consultant's<br />

time, including travel, translation and local expenses, could pay<br />

two or three days operating costs of a privately run health<br />

clinic in a Port-au-Prince slum. This is one reason, among many<br />

others, why there has been such a disparity between the massive<br />

international resources expended on Haiti and the lack of<br />

sustainable results. 36<br />

No Easy Answers.<br />

So, is Haiti a "success" or a "failure"? There are no easy<br />

answers. Americans have a tendency to view the world in<br />

simplistic terms: There are blacks and whites, heroes and<br />

villains, successes and failures. But in the real world, the<br />

categories are often blurred. In making judgments, the proper<br />

frame of reference is the country's past, rather than some<br />

idealistic--and invariably culture-bound--standard of what ought<br />

to be.<br />

On this basis, U.S. policy to date must be judged a<br />

qualified success: Aristide was restored and political power<br />

transferred from one duly elected government to another; a new<br />

police force has been created which, for all its limitations, is<br />

functioning reasonably well under extremely difficult conditions;<br />

though political violence and human rights violations persist,<br />

they are not the massive problem they have been in the past.<br />

Today, indeed, Haiti has a government that not only has the broad<br />

support of the populace, but is clearly the most responsible and<br />

competent government the country has had in decades--and arguably<br />

ever.<br />

The problem is that when one looks to the future, judgments<br />

become much more tenuous. Clearly, democratization is not<br />

irreversible. The situation remains both fragile and volatile.<br />

Crises are abundant. In many respects, the challenge resembles<br />

16


that of a man attempting to climb an enormous mountain: He moves<br />

slowly, one step at a time, planting his feet carefully so as not<br />

to slip and fall. Now and then, he makes a misstep, losing his<br />

grip, and has to scramble to regain his footing. But he keeps<br />

climbing. The danger, of course, is that at some point he may<br />

make a more serious mistake, or his toehold may crumble, and he<br />

may plunge into the abyss below.<br />

This is Haiti today. It is simply too early to tell whether<br />

the experiment will be successful or not. What one can say,<br />

however, is that the odds are formidable. The country's problems<br />

are so huge, its resources so limited and the weight of the<br />

political culture so great that one should harbor no illusions.<br />

Even if Haitians can forge a stable democracy--and this will be<br />

no easy task--the socioeconomic challenges will be even more<br />

difficult. Privatization is not a "silver bullet." It will not<br />

solve all of the country's socioeconomic ills, and it may even<br />

create some new ones. (Ironically, it will also require a more<br />

sophisticated governmental regulatory role.) Haiti is in the<br />

process of transformation from a rural/ agrarian society into an<br />

urban/light industrial society. Traditional society is crumbling<br />

because its economic base is disintegrating. This is not a pretty<br />

thing to watch. It will involve considerable suffering and<br />

insecurity. And there is no guarantee that Haitians will be much<br />

better off in the new society that is emerging than in the old<br />

one they are leaving.<br />

The bottom line is that if Haiti is to have a reasonable<br />

chance at a brighter future, it will need a lot of help over a<br />

long period. Nationbuilding is never a quick and easy process.<br />

One of the dangers is that the international community-especially<br />

the United States--will not stay the course. Now that<br />

the U.S. elections are over, American interest in Haiti may<br />

disappear. This would be unfortunate and shortsighted, for<br />

Haitians are not likely to let us forget them. If political and<br />

socioeconomic conditions deteriorate again, the flow of boat<br />

people will resume. There are already roughly a million Haitians<br />

in the United States. How many more come will in part be<br />

determined by the long-term success or failure of the current<br />

experiment in democratization and socioeconomic development.<br />

What, specifically, should the international community and<br />

the United States do? Elsewhere, the author has presented a<br />

detailed list of policy recommendations, and these need not be<br />

repeated here. 37 A few brief observations, however, would seem in<br />

order:<br />

First, the moment of truth will come when foreign<br />

peacekeepers leave Haiti. As matters now stand, the HNP is simply<br />

not capable of maintaining law and order by itself. Fortunately,<br />

this has been recognized. In early December, the U.N. Security<br />

17


Council extended the current force (UNSMIH) for 6 more months,<br />

with the possibility of a final 2-month renewal through July<br />

<strong>1997</strong>. One must assume that by next summer support for a continued<br />

U.N. peacekeeping presence will have finally evaporated, and that<br />

other arrangements, either bilateral or multilateral, will have<br />

to be made. (Again, it is likely that the Haitian police will<br />

still not be sufficiently trained and equipped to cope with the<br />

situation alone.) Accordingly, the international community--and<br />

especially the United States and Canada--needs to begin working<br />

out security arrangements for a post-UNSMIH Haiti.<br />

Second, an accelerated effort should be made to create a<br />

functioning judicial system. In comparison to the energy and<br />

resources that have gone into the Haitian National Police, this<br />

sector of law enforcement has been sorely neglected. Yet, without<br />

just and effective courts, attempts to institute the rule of law<br />

will be doomed. Put another way, the sooner Haiti has an<br />

effective judicial system to complement the professional police<br />

force that is being constructed, the sooner foreign peacekeepers<br />

can go home.<br />

Third, much more attention needs to be given to the task of<br />

creating an ecologically viable Haiti. Deforestation, erosion,<br />

soil exhaustion, water depletion, desertification and rapid<br />

population growth cannot be allowed to continue or the country<br />

will become utterly uninhabitable. Of all the problems Haiti<br />

faces, this complex of maladies, with their built-in momentum,<br />

poses the greatest danger to the country's survival.<br />

Fourth, the United States should convert its military<br />

support mission into a semipermanent operation with ongoing<br />

infrastructural and humanitarian responsibilities. One of the<br />

mistakes the United States made when it went into Haiti was<br />

imposing severe limitations on nation- building operations. This<br />

was a golden opportunity lost. Haitians would have loved for the<br />

United States to have done more of this kind of thing, and they<br />

still would. Certainly, the need is there.<br />

Finally, there is a need to continue pressing the Haitian<br />

government with regard to human rights violations. If allowed to<br />

continue, the recent slide down the slippery slope of political<br />

violence could destroy everything that has been accomplished. One<br />

should caution, however, that it makes little sense to cut off<br />

aid for the HNP, as has sometimes been proposed. Rather, the<br />

police need more officers, equipment and training, including<br />

continuing human rights instruction. (Among other things, the<br />

MICIVIH and CivPol missions should be continued.) One does not<br />

create a better police force by denying it the means to become a<br />

truly professional and competent organization. Quite the<br />

opposite.<br />

18


ENDNOTES<br />

1. <strong>Donald</strong> E. <strong>Schulz</strong>, Whither Haiti?, Carlisle Barracks, PA:<br />

Strategic Studies Institute, 1996.<br />

2. Lavalas is Aristide and Preval's political movement.<br />

Macoute refers to the Tonton Macoutes, the paramilitary arm of<br />

the Duvalier dictatorship. Evans Paul's accusation may be found<br />

in Foreign Broadcast Information Service (FBIS), Daily Report:<br />

Latin America, August 26, 1996.<br />

3. Larry Rohter, "Haiti's "Little Kings' Again Terrorize the<br />

Populace," New York Times, August 25, 1996.<br />

4. Christopher Marquis, "U.S. Rushes Security Agents to<br />

Haiti," Miami Herald, September 14, 1996; Larry Rohter, "Pressed<br />

by U.S., Haitian President Begins Purge of Guards," New York<br />

Times, September 16, 1996.<br />

5. The U.S. Embassy does not like to use the word "purge"<br />

with regard to these cases. At this writing, 9 people have been<br />

placed on "administrative suspension" pending investigation. They<br />

have not been "fired." As yet, none have been found guilty of<br />

anything. Theoretically, at least, they might still be restored<br />

to their old positions.<br />

6. Christopher Marquis and Sandra Marquez Garcia, "Aristide<br />

Says Corruption, Chaos Tainting Preval's Government," Miami<br />

Herald, September 20, 1996; FBIS, Daily Report: Latin America,<br />

September 24, 1996.<br />

7. A May 1996 U.S. Information Agency poll of 1208 adults in<br />

Port-au-Prince, Cap Haitien, and Les Cayes, for instance, found<br />

that his approval rating had dropped from 91 percent to 73<br />

percent since the previous October; moreover, those holding very<br />

good opinions of him had fallen from 84 percent to 42 percent. In<br />

contrast, 78 percent of these urban Haitians said that Preval was<br />

handling the presidency very well or fairly well, and many<br />

(especially the university educated) thought he would do a better<br />

job at managing the economy than Aristide. Office of Research and<br />

Media Reaction, USIA Briefing Paper, Washington, DC, B-31-96,<br />

August 2, 1996, p. 1.<br />

8. FBIS, Daily Report: Latin America, November 6, 1996.<br />

9. In March 1995, Borge and Associates polled 1200 Haitians<br />

on the national situation. Sixty percent felt that the army<br />

should be legally prohibited (24 percent did not), and 72 percent<br />

said that Aristide had been right to retire its officers (only 4<br />

percent disagreed). Arias Foundation/Borge and Associates,<br />

Republic of Haiti National Survey of Public Opinion, March 1995,<br />

19


xerox, pp. 7, 11.<br />

10. See Mission Civile Internationale en Haiti, OEA/ONU<br />

(MICIVIH), La Police Nationale d'Haiti et les Droits de l'Homme,<br />

July 1996; and The Situation of Democracy and Human Rights in<br />

Haiti, Report of the Secretary-General, A/51/703, December 2,<br />

1996.<br />

11. Seventy-one percent, according to the May USIA poll.<br />

About half the respondents in that same poll also said that the<br />

police were doing at least a fairly good job at maintaining law<br />

and order, and 42 percent had a favorable opinion of HNP<br />

Director-General Pierre Denize. Office of Research and Media<br />

Reaction, USIA Briefing Paper, pp. 6, 8. One must caution that<br />

this is not a representative cross section of the Haitian<br />

population. Roughly 70 percent of Haitians live in the<br />

countryside, and there is no way of knowing for sure what their<br />

attitudes are.<br />

12. Letter to the author.<br />

13. Most recently, the government has moved to defuse this<br />

issue by publicly committing itself to address the demands of the<br />

demobilized soldiers. It remains to be seen, however, whether it<br />

can successfully do this. Resources are extremely scarce, and<br />

there is opposition from those who believe that the ex-FAdH do<br />

not deserve such consideration.<br />

14. From July to December 1995, there were only 11 reported<br />

instances of police mistreatment; between <strong>January</strong> and May 1996,<br />

in contrast, the number rose to 86. The comparable figures for<br />

killed and wounded were from 6 to 20 and from 21 to 30,<br />

respectively. While the data for the rest of 1996 are incomplete,<br />

it appears that over 40 people were killed in 1996. On the bright<br />

side, the number of allegations of beatings of people in police<br />

custody has recently decreased. MICIVIH, La Police Nationale<br />

d'Haiti, p. 55; and The Situation of Democracy and Human Rights<br />

in Haiti.<br />

15. On the economy, for instance, 45 percent felt that he<br />

will do a better job and 31 percent felt he will do the same. On<br />

improving the lives of Haitians, the figures were 34 percent and<br />

41 percent, respectively. Office of Research and Media Reaction,<br />

USIA Briefing Paper, pp. 6, 8.<br />

16. Actually, Delatour was originally appointed by Aristide,<br />

but Preval kept him on.<br />

17. John Merrill, "Vodou and Political Reform in Haiti: Some<br />

Lessons for the International Community," Fletcher Forum, Vol.<br />

20, No. 1, Winter/Spring 1996, pp. 45-46.<br />

20


18. The first figure is from a U.S. Embassy source, the<br />

second from MICIVIH's The Situation of Democracy and Human Rights<br />

in Haiti.<br />

19. It is significant that in the USIA poll of urban<br />

Haitians only 30 percent of the respondents felt there had been<br />

progress in terms of improving the judicial system. Office of<br />

Research and Media Reaction, USIA Briefing Paper, p. 8.<br />

20. Rachel Neild tells the story of how the residents of<br />

Gonaives lost respect for the police because the latter were "too<br />

nice." After the populace began challenging and throwing stones<br />

at them, officers began beating up detainees and committing other<br />

abuses, which in turn led to greater popular respect for the HNP.<br />

"Police Reform in Haiti: The Challenge of Demilitarizing Public<br />

Order and Establishing the Rule of Law," presentation at a<br />

conference organized by the Canadian Foundation for the Americas,<br />

November 7 and 8, 1996, p. 6.<br />

21. Michel-Rolf Trouillot, for instance, has remarked on the<br />

number of extreme abuses committed by the Duvalier regime's<br />

henchmen. He notes that the perpetrators were mostly "miserable<br />

wretches whose average incomes hardly exceeded what some elite<br />

families spend for four servants." See Haiti: State Against<br />

Nation, New York: Monthly Review Press, 1990, p. 155.<br />

22. Carla Anne Robbins, "No Quick Fix: Haiti Tastes Freedom,<br />

But Efforts to Rebuild Run Into Roadblocks," The Wall Street<br />

Journal, October 30, 1996.<br />

23. In early November, Haiti received the initial<br />

installment of a $131 million loan from the International<br />

Monetary Fund, which should allow the government to pay public<br />

employees their long-overdue salaries.<br />

24. William G. O'Neill, "No Longer a Pipe-Dream? Justice in<br />

Haiti," paper presented before the conference on "Dialogue for<br />

Development: The Political and Economic Reconstruction of Haiti,"<br />

Mayaguez, Puerto Rico, September 23, 1995, p. 2. For a recent<br />

detailed report on the state of the judicial system, see Jean<br />

Joseph Exume, Problemes Actuels Identifies dans le Systeme<br />

Judiciaire, Port-au-Prince, September 23, 1996 (draft).<br />

25. Uli Locher, "Land Distribution, Land Tenure and Land<br />

Erosion in Haiti," paper presented at the 12th Annual Conference<br />

of the Society for Caribbean Studies, July 12-14, 1988, p. 16.<br />

26. Mats Lundahl, "The Haitian Dilemma Reexamined: Lessons<br />

From the Past in the Light of Some New Economic Theory," paper<br />

presented at the conference on "Dialogue for Development: The<br />

21


Political and Economic Reconstruction of Haiti," p. 28; <strong>Donald</strong> E.<br />

<strong>Schulz</strong> and Gabriel Marcella, Reconciling the Irreconcilable: The<br />

Troubled Outlook for U.S. Policy Toward Haiti, Carlisle Barracks,<br />

PA: Strategic Studies Institute, 1994, p. 5.<br />

27. Ernest H. Preeg, The Haitian Dilemma: A Case Study in<br />

Demographics, Development, and U.S. Foreign Policy, Washington,<br />

DC: Center for Strategic and International Studies, 1996, pp. 33-<br />

34, 37-39.<br />

28. Population Division, Department for Economic and Social<br />

Information and Policy Analysis, United Nations, 1994 Revision.<br />

Electronic document: gopher://gopher.undp.org:70/00/ungophers/<br />

popln/wdtrends/urban, December 13, 1995.<br />

<strong>29</strong>. Amy Wilentz, The Rainy Season: Haiti Since Duvalier, New<br />

York: Simon and Schuster, 1989, p. 18.<br />

3-4.<br />

30. Preeg, The Haitian Dilemma, pp. 46-47.<br />

31. <strong>Schulz</strong> and Marcella, Reconciling the Irreconcilable, pp.<br />

32. <strong>Schulz</strong>, Whither Haiti?, p. 11.<br />

33. Robert Maguire, Edwige Balutansky, Jacques Fomerand,<br />

Larry Minear, William G. O'Neill, Thomas G. Weiss, and Sarah<br />

Zaidi, Haiti Held Hostage: International Responses to the Quest<br />

for Nationhood, 1986 to 1996, Occasional Paper No. 23,<br />

Providence, RI: Thomas J. Watson, Jr. Institute for International<br />

Studies, Brown University, 1996, p. 95. See also pp. 78-82, 94-<br />

96.<br />

34. According to CivPol estimates, as few as 2 percent may<br />

have had licenses. Rachel Neild, The Haitian National Police,<br />

Washington, DC: Washington Office on Latin America, March 18,<br />

1996, p. 13.<br />

35. Similarly, many radios were lost or stolen. Much<br />

progress has since been made in establishing logistical controls<br />

and maintenance systems. Most of the police have received driving<br />

lessons, and several facilities have been set up where Haitians<br />

are being trained as mechanics.<br />

36. Maguire, et al., Haiti Held Hostage, pp. 110-112.<br />

37. See <strong>Schulz</strong>, Whither Haiti?, pp. 35-42. See also Preeg,<br />

The Haitian Dilemma; Maguire, et al., Haiti Held Hostage, pp. 85-<br />

108; and Jennifer L. McCoy, Haiti: Prospects for Political and<br />

Economic Reconstruction, Cambridge, MA: World Peace Foundation,<br />

pp. <strong>29</strong>-30.<br />

22


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