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<strong>The</strong> <strong>Oil</strong> <strong>Industry</strong> <strong>and</strong> <strong>Human</strong> <strong>Rights</strong> <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>Testimony of Nnimmo Bassey 1United States Senate Judiciary Subcommittee on <strong>Human</strong> <strong>Rights</strong> <strong>and</strong> <strong>the</strong> Law24 September 2008Mr. Chairman, Rank<strong>in</strong>g Member Coburn, <strong>and</strong> members of this subcommittee, thank youfor <strong>in</strong>vit<strong>in</strong>g me to testify on this important <strong>and</strong> timely topic.OverviewThis submission describes <strong>the</strong> deleterious human <strong>and</strong> environmental impacts of <strong>the</strong>operations of mult<strong>in</strong>ational oil companies <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> <strong>in</strong> <strong>Niger</strong>ia. It provides<strong>in</strong>formation about <strong>the</strong> population of <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> <strong>and</strong> <strong>the</strong> harmful effects of <strong>the</strong> oil<strong>in</strong>dustry on <strong>the</strong> region’s delicate environment. <strong>Oil</strong> companies, <strong>in</strong>clud<strong>in</strong>g Chevron <strong>and</strong>Shell, have repeatedly used <strong>the</strong> <strong>Niger</strong>ian military to violently repress <strong>Delta</strong> <strong>in</strong>habitants’peaceful protests, caus<strong>in</strong>g deaths <strong>and</strong> <strong>in</strong>juries, <strong>and</strong> creat<strong>in</strong>g an environment <strong>in</strong> whichord<strong>in</strong>ary citizens are unable to exercise <strong>the</strong>ir rights to free expression. F<strong>in</strong>ally,recommendations are presented for improvements <strong>in</strong> corporate practice by extractive<strong>in</strong>dustry companies, as well as suggestions for fur<strong>the</strong>r <strong>in</strong>quiries by <strong>the</strong> Subcommittee.Background<strong>The</strong> Geographical, Economic, <strong>and</strong> Cultural Context<strong>The</strong> <strong>Niger</strong> <strong>Delta</strong> region is a coastal pla<strong>in</strong> cover<strong>in</strong>g approximately 70,000 km 2 <strong>in</strong>sou<strong>the</strong>astern <strong>Niger</strong>ia. Over 12 million people live <strong>in</strong> <strong>the</strong> states of <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>; a largepercentage of <strong>the</strong> <strong>in</strong>habitants come from diverse m<strong>in</strong>ority ethnic groups like <strong>the</strong> Ijaw,Ilaje, Urhobo, Ibibio <strong>and</strong> Itsekiri, who have been marg<strong>in</strong>alized historically <strong>in</strong> <strong>Niger</strong>ianpolitical <strong>and</strong> economic life. Farm<strong>in</strong>g <strong>and</strong> fish<strong>in</strong>g are key livelihood activities for <strong>the</strong>region’s <strong>in</strong>habitants.<strong>The</strong> area is a treasure trove of biodiversity; it is mostly forested, with mangrove forests <strong>in</strong><strong>the</strong> immediate coastal regions <strong>and</strong> tropical ra<strong>in</strong>forests <strong>and</strong> freshwater swamps dom<strong>in</strong>at<strong>in</strong>gfur<strong>the</strong>r <strong>in</strong>l<strong>and</strong>. Much of <strong>the</strong>se forests have been degraded except <strong>in</strong> protected areas.<strong>The</strong> <strong>Oil</strong> <strong>Industry</strong> <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong><strong>The</strong> <strong>Niger</strong> <strong>Delta</strong> region is also <strong>the</strong> heart of <strong>Niger</strong>ia’s oil production, with productionestimates at approximately 2.4 million barrels daily. <strong>Oil</strong> companies have been produc<strong>in</strong>gpetroleum <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> for more than fifty years, but production has greatly1 Nnimmo Bassey is <strong>the</strong> Executive Director of <strong>the</strong> advocacy organization Environmental <strong>Rights</strong> Action(ERA) / Friends of <strong>the</strong> Earth <strong>Niger</strong>ia (FoEN). <strong>The</strong> organization is dedicated to <strong>the</strong> defense of humanecosystems <strong>in</strong> terms of human rights, <strong>and</strong> to <strong>the</strong> promotion of environmentally responsible governmental,commercial, community <strong>and</strong> <strong>in</strong>dividual practice <strong>in</strong> <strong>Niger</strong>ia through <strong>the</strong> empowerment of local people.Page 1 of 29


<strong>in</strong>tensified s<strong>in</strong>ce <strong>the</strong> 1970s. <strong>The</strong> oil companies have built thous<strong>and</strong>s of miles of pipel<strong>in</strong>es,hundreds of well heads, <strong>and</strong> many rigs, ref<strong>in</strong>eries, <strong>and</strong> flow stations across <strong>the</strong> <strong>Delta</strong>.S<strong>in</strong>ce <strong>the</strong> 1970s, <strong>the</strong> <strong>Niger</strong>ian government has required all foreign oil companies to createjo<strong>in</strong>t ventures with <strong>the</strong> state-owned <strong>Niger</strong>ian National Petroleum Corporation (NNPC).NNPC allocates oil blocs as concessions to each jo<strong>in</strong>t venture partner. NNPC owns 60%of each venture, giv<strong>in</strong>g <strong>the</strong> <strong>Niger</strong>ian government a controll<strong>in</strong>g stake <strong>and</strong> power overchanges <strong>in</strong> production policy. Five mult<strong>in</strong>ational corporations participate <strong>in</strong> <strong>the</strong>se jo<strong>in</strong>tventures. <strong>The</strong> Anglo-Dutch conglomerate Royal Dutch/Shell has long been <strong>the</strong> largestoil producer <strong>in</strong> <strong>Niger</strong>ia; <strong>the</strong> American companies ExxonMobil <strong>and</strong> Chevron are <strong>the</strong> nextlargest, <strong>and</strong> o<strong>the</strong>r oil fields are operated by France’s Total <strong>and</strong> Italy’s Agip. <strong>The</strong> foreignpartner such as Shell or Chevron is <strong>the</strong> operator of each jo<strong>in</strong>t venture, controll<strong>in</strong>g <strong>the</strong> dayto-dayoperations.One consequence of <strong>the</strong> jo<strong>in</strong>t venture arrangements is that <strong>the</strong> <strong>Niger</strong>ian state ends upshoulder<strong>in</strong>g <strong>the</strong> majority of costs <strong>in</strong>curred by <strong>the</strong> enterprises, even though <strong>the</strong> foreigncompany controls operations <strong>and</strong> modes of production. For example, while oilcompanies pay a f<strong>in</strong>e for flar<strong>in</strong>g <strong>the</strong> natural gas that is generated <strong>in</strong> <strong>the</strong> course of oilproduction, 60% of this f<strong>in</strong>e is actually paid by <strong>the</strong> government. When oil companies usecommunity development projects to publicize <strong>the</strong>mselves as good corporate citizens, <strong>the</strong>yoften do not mention that <strong>the</strong> <strong>Niger</strong>ian government typically pays for 60% of <strong>the</strong>seprojects.Petroleum rema<strong>in</strong>s <strong>the</strong> ma<strong>in</strong>stay of <strong>the</strong> <strong>Niger</strong>ian economy. <strong>Oil</strong> <strong>and</strong> gas operations areestimated to account for about 35% of <strong>Niger</strong>ia’s GDP <strong>and</strong> over 80% of governmentrevenue. At <strong>the</strong> same time, our own anti-corruption officials have estimated that 40% of<strong>the</strong> oil revenue is lost to corruption. 2Poverty <strong>and</strong> Under-Development <strong>in</strong> <strong>the</strong> <strong>Delta</strong>In total, <strong>Niger</strong>ia has received more than $350 billion <strong>in</strong> oil revenues s<strong>in</strong>ce 1970. 3None<strong>the</strong>less, almost three-quarters of all <strong>Niger</strong>ians live <strong>in</strong> desperate poverty. 4 This levelof poverty <strong>and</strong> deprivation for ord<strong>in</strong>ary citizens is <strong>in</strong>tensified <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> region,where most of <strong>Niger</strong>ia’s oil wealth is produced.Studies by human rights groups conclude that <strong>the</strong> average <strong>in</strong>come of <strong>Delta</strong> residents islower than <strong>the</strong> GNP per capita for <strong>the</strong> country as a whole. Unemployment st<strong>and</strong>s at about75% <strong>and</strong> reaches 95% <strong>in</strong> some areas. 5 Life expectancy is 40 years—substantially lowerthan <strong>the</strong> national figure of 46.7 years—child mortality rates are shock<strong>in</strong>g, <strong>and</strong> <strong>the</strong>2 Reuters, “Corruption costs <strong>Niger</strong>ia 40 percent of oil wealth, official says,” <strong>The</strong> Boston Globe (Dec. 17,2004).3 Expert Report of Michael J. Watts <strong>in</strong> Bowoto v. Chevron at para. 33 (October 30, 2005) (hereafter “WattsReport”).4 World Bank, <strong>Niger</strong>ia: Country Brief 2005 (2005), available at http://www.worldbank.org.5 Watts Report at para. 68.Page 2 of 29


<strong>in</strong>stance of malaria <strong>and</strong> waterborne diseases is extraord<strong>in</strong>arily high. 6 Transportation,education, <strong>and</strong> health <strong>in</strong>frastructure are practically non-existent <strong>in</strong> much of <strong>the</strong> region.<strong>The</strong> <strong>Delta</strong> lags far beh<strong>in</strong>d <strong>the</strong> rest of <strong>Niger</strong>ia <strong>in</strong> economic <strong>and</strong> human development forseveral reasons. Chief among <strong>the</strong>se are:• <strong>Niger</strong>ia’s laws <strong>and</strong> federal system give complete ownership of all petroleum to <strong>the</strong>federal government, which redistributes revenues away from <strong>the</strong> oil-produc<strong>in</strong>gstates. <strong>The</strong> <strong>Delta</strong> is only guaranteed to reta<strong>in</strong> 13% of <strong>the</strong> revenues from oilproduced with<strong>in</strong> its borders, up from 1.5% before 1992.• Rampant corruption <strong>and</strong> mismanagement have led to <strong>the</strong> loss of much of <strong>the</strong> oilrevenue, as well as <strong>the</strong> dismal performance of <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> DevelopmentCommission (NDDC), a special agency established to provide for development <strong>in</strong><strong>the</strong> <strong>Delta</strong> region. Earlier agencies set up <strong>in</strong> this mold performed even worse.• <strong>The</strong> <strong>Delta</strong> is <strong>in</strong>habited by m<strong>in</strong>ority tribes with limited political power, who havebeen historically marg<strong>in</strong>alized <strong>in</strong> <strong>Niger</strong>ian political life. This allows <strong>the</strong> federalgovernment <strong>and</strong> states dom<strong>in</strong>ated by more powerful groups to capture a higherpercentage of revenue that might o<strong>the</strong>rwise be allocated to <strong>the</strong> <strong>Delta</strong>.Environmental <strong>and</strong> <strong>Human</strong> Impacts of <strong>Oil</strong> Production<strong>Oil</strong> production <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> has had severe negative impacts on <strong>the</strong> sensitiveenvironment of <strong>the</strong> region, result<strong>in</strong>g <strong>in</strong> many hardships for <strong>the</strong> <strong>in</strong>habitants, whosetraditional livelihood relies on <strong>the</strong> health of <strong>the</strong>ir local ecosystem. <strong>The</strong> follow<strong>in</strong>g impactsare among those that have been documented <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>.<strong>Oil</strong> SpillsLargely because of <strong>the</strong> lack of adequate regulatory capacity <strong>in</strong> <strong>Niger</strong>ia, many oilproduction operations are carried out under sub-st<strong>and</strong>ard conditions. Spills, accidents,leaks <strong>and</strong> waste discharges have had a significant impact on <strong>the</strong> <strong>Delta</strong> ecosystem, caus<strong>in</strong>gdestruction of vegetation, die-off of l<strong>and</strong> animals <strong>and</strong> aquatic life, <strong>and</strong> <strong>the</strong> contam<strong>in</strong>ationof farml<strong>and</strong>. For <strong>Delta</strong> <strong>in</strong>habitants who rely ma<strong>in</strong>ly on agriculture <strong>and</strong> fish<strong>in</strong>g to meet<strong>the</strong>ir nutritional needs, <strong>the</strong>se effects can be devastat<strong>in</strong>g. Spilled oil spreads quickly overwater, <strong>and</strong> it can be carried <strong>in</strong>to <strong>the</strong> streams, where it kills many fish, along with trees <strong>and</strong>o<strong>the</strong>r vegetation.After a crude oil spill from Shell operations near <strong>the</strong> communities of Ikarama <strong>and</strong> ZaramaNyambiri <strong>in</strong> Bayelsa state, three residents described <strong>the</strong> impacts:This [spill] has prevented us from eat<strong>in</strong>g. S<strong>in</strong>ce we do not have water flow<strong>in</strong>g <strong>in</strong>our taps, <strong>the</strong> river is <strong>the</strong> only source of water for dr<strong>in</strong>k<strong>in</strong>g, cook<strong>in</strong>g, wash<strong>in</strong>g <strong>and</strong>bath<strong>in</strong>g. S<strong>in</strong>ce <strong>the</strong> spill on <strong>the</strong> creek, we no longer use it as we used to. Ourchildren, who are ignorant, often go to swim <strong>in</strong> it only to come out cry<strong>in</strong>g <strong>and</strong>scratch<strong>in</strong>g <strong>the</strong>ir eyes <strong>and</strong> o<strong>the</strong>r parts of <strong>the</strong>ir bodies, besides becom<strong>in</strong>g feverish. 76 Id., at paras. 71-73.7 ERA Interview with Mrs. Penn<strong>in</strong>ah Ivelive.Page 3 of 29


<strong>The</strong> oil is affect<strong>in</strong>g <strong>the</strong> fishes <strong>in</strong> <strong>the</strong> creek, fish<strong>in</strong>g activities are no more <strong>and</strong> even<strong>the</strong> cassava our people usually soak <strong>in</strong> <strong>the</strong> river for <strong>the</strong> purposes of prepar<strong>in</strong>gfoofoo were badly affected as <strong>the</strong> spill took us by surprise. Our only source ofdr<strong>in</strong>k<strong>in</strong>g has been polluted with adverse health conditions as a consequence. 8Last week when I was ill <strong>and</strong> went to a cl<strong>in</strong>ic <strong>in</strong> Port Harcourt , I was told that myillness is related to <strong>the</strong> water I drank. Apart from this spill affect<strong>in</strong>g fishes <strong>and</strong>cray fish, even <strong>the</strong> fish<strong>in</strong>g gears are affected <strong>and</strong> damaged by <strong>the</strong> spill. 9Summ<strong>in</strong>g up, a local leader, Chief Esau Bekewei, stated: “<strong>The</strong> spill has affected mypeople both <strong>in</strong> health <strong>and</strong> economic terms. Shell should own up to her responsibility <strong>and</strong>save us fur<strong>the</strong>r problems.” 10Dredg<strong>in</strong>g Mangroves for Canals <strong>and</strong> Waterways<strong>The</strong> estuar<strong>in</strong>e mangrove forests constitute a key habitat for mar<strong>in</strong>e life <strong>and</strong> are thusimportant both for biodiversity <strong>and</strong> for human food systems. Fur<strong>the</strong>rmore, <strong>the</strong>y play anessential role <strong>in</strong> regulat<strong>in</strong>g <strong>the</strong> presence of fresh <strong>and</strong> salt water <strong>in</strong> coastal areas, <strong>the</strong>rebyshap<strong>in</strong>g agricultural possibilities <strong>and</strong> o<strong>the</strong>r human livelihood strategies.In order to allow deep-hulled ships to access term<strong>in</strong>als <strong>and</strong> production sites for <strong>the</strong>transport of crude oil, mangrove forests <strong>in</strong> <strong>the</strong> <strong>Delta</strong> region have been dredged <strong>and</strong>narrow waterways have been transformed <strong>in</strong>to canals. In addition to destroy<strong>in</strong>g forests<strong>and</strong> disrupt<strong>in</strong>g important breed<strong>in</strong>g grounds for aquatic life, <strong>the</strong>se practices have createdconnections between previously isolated bodies of fresh <strong>and</strong> salt water. As salt waterencroaches fur<strong>the</strong>r <strong>in</strong>l<strong>and</strong>, it upsets delicate ecological relationships that allow plants <strong>and</strong>animals to flourish, kills freshwater fish <strong>and</strong> vegetation, <strong>and</strong> degrades <strong>the</strong> fertility offarml<strong>and</strong>.Monday Omosaye, a fisherman <strong>and</strong> community leader <strong>in</strong> <strong>the</strong> <strong>Delta</strong>, described <strong>the</strong> impactsafter canals were dredged by Chevron:I discovered that <strong>the</strong> whole lagoon that is formerly fresh has become salt water.<strong>The</strong> river<strong>in</strong>e fish that were used to freshwater were no longer <strong>the</strong>re. Like . . . mudfish, aro, agbadagiri, oteke, ohanr<strong>in</strong>. <strong>The</strong>y’re no longer <strong>the</strong>re.And <strong>the</strong> water is no longer dr<strong>in</strong>kable to <strong>the</strong> people. And <strong>the</strong> lagoonbecomes dry l<strong>and</strong>, becomes silted up as a result of mud, silt, soil com<strong>in</strong>g <strong>in</strong> from<strong>the</strong> channel dug <strong>in</strong>to <strong>the</strong> Atlantic Ocean by Chevron.[And] some of <strong>the</strong> grasses [around <strong>the</strong> lagoon] are very useful. . . we havea type of grass that we use <strong>in</strong> mak<strong>in</strong>g mats. And <strong>the</strong>se type of grasses also do notsurvive <strong>in</strong> salt water. As a result of existence of salt water . . . <strong>the</strong> grasses, <strong>the</strong>ydisappear from <strong>the</strong> area. . . .8 ERA Interview with Justice Ikah.9 ERA Interview with Jonah Zagunu.10 ERA Interview with Chief Esau Bekewei.Page 4 of 29


People were put out of jobs because of <strong>the</strong> condition of no fish <strong>in</strong> <strong>the</strong>river<strong>in</strong>e area, <strong>and</strong> that <strong>the</strong> lagoon becomes silted up, becomes dry. And . . . <strong>the</strong>rewas no job opportunity for <strong>the</strong> <strong>in</strong>digene <strong>in</strong> <strong>the</strong> community. 11<strong>The</strong> saltwater <strong>in</strong>cursions also kill o<strong>the</strong>r useful plants, as related by Chief NicholasOmomowo:Before <strong>the</strong> canal was dug . . . we are fell<strong>in</strong>g timbers. When timber logs are felled,we used to br<strong>in</strong>g <strong>the</strong>m to Lagos for sale, [<strong>and</strong> use] <strong>the</strong> wood for <strong>the</strong> constructionof our houses. Because that type of wood does not germ<strong>in</strong>ate under salty water,<strong>the</strong> wood, <strong>the</strong> trees, were destroyed. . . .[In addition to] <strong>the</strong> trees <strong>and</strong> <strong>the</strong> timbers . . . <strong>the</strong>re’s o<strong>the</strong>r th<strong>in</strong>gs that wecall <strong>the</strong> palm tree poles. We use <strong>the</strong> poles of palm trees for <strong>the</strong> construction ofour houses. But we f<strong>in</strong>d that those th<strong>in</strong>gs are not used to salty water, <strong>the</strong>y’ve beenentirely destroyed <strong>and</strong> we don’t have <strong>the</strong>m for <strong>the</strong> construction of our housesaga<strong>in</strong>. 12This pattern has been observed <strong>in</strong> many communities, result<strong>in</strong>g <strong>in</strong> disruption oftraditional lives <strong>and</strong> livelihoods.Gas FlaresAfter its extraction, pipel<strong>in</strong>es carry petroleum to a flow station, where gas is separated outfor ref<strong>in</strong><strong>in</strong>g or flar<strong>in</strong>g. In <strong>Niger</strong>ia, most gas extracted through <strong>the</strong> oil production processis flared – gas which, if ref<strong>in</strong>ed, would have a total value of $15 million each day. Gasflar<strong>in</strong>g creates large quantities of soot, smoke, <strong>and</strong> o<strong>the</strong>r air pollutants. Mercury, benzene<strong>and</strong> lead are common contam<strong>in</strong>ants, which are often released <strong>in</strong>to <strong>the</strong> environment if <strong>the</strong>gas is flared at temperatures that are too low. This cocktail of chemicals causes cancers,respiratory diseases <strong>and</strong> blood disorders. Flar<strong>in</strong>g also releases nitrogen oxide <strong>and</strong> sulfurdioxide, creat<strong>in</strong>g acid ra<strong>in</strong> that kills fish <strong>and</strong> defoliates vegetation. <strong>The</strong>se impacts are<strong>in</strong>tensified when <strong>the</strong> gas is flared from flare stacks, some of which are horizontal <strong>and</strong> atground level.Philemon Ebiesuwa, a community leader with college-level scientific tra<strong>in</strong><strong>in</strong>g, described<strong>the</strong> effects of Chevron’s gas flar<strong>in</strong>g near his home <strong>in</strong> <strong>the</strong> community of Awoye:What I observe is that <strong>the</strong>re is constant gas flar<strong>in</strong>g from <strong>the</strong> flow station,Opuekeba, which releases <strong>in</strong>to <strong>the</strong> atmosphere around Awoye some dangeroushydrocarbon particulates, like hydrogen sulfide, sulfur dioxide, nitrogen dioxide.And when this one mixes with ra<strong>in</strong>water, it changes to weak acid, maybe sulfuricacid <strong>and</strong> some o<strong>the</strong>r weak acid, which makes <strong>the</strong> roof<strong>in</strong>g of <strong>the</strong> people, those whouse corrugated iron, to go bad quickly, to rust. Because this weak acid from acidra<strong>in</strong> corrodes <strong>the</strong> build<strong>in</strong>g around <strong>the</strong> area. . . .11 Deposition of Monday Omosaye <strong>in</strong> Bowoto v. Chevron Corp. at 17:3-14, 19:13-20 (Aug. 18, 2005).12 Deposition of Chief Nicholas Omomowo <strong>in</strong> Bowoto v. Chevron Corp. at 342:15-344:10 (Jan. 28, 2005).Page 5 of 29


[In] <strong>Niger</strong>ia, <strong>the</strong>re’s a lot of gas flar<strong>in</strong>g all over <strong>the</strong> country. . . . <strong>The</strong>y don’t wantto produce <strong>the</strong> gas with <strong>the</strong> oil, <strong>the</strong>y will flare it, <strong>the</strong>y will burn it <strong>in</strong>to <strong>the</strong>atmosphere. So that is what happens <strong>in</strong> Opuekeba flow station. . . . For all <strong>the</strong>periods that I’ve visited Awoye, I’ve seen it on. Even if you are not <strong>the</strong>re, if youare far away, you can also see <strong>the</strong> flare. It illum<strong>in</strong>ates <strong>the</strong> skies, light<strong>in</strong>g <strong>the</strong>skies. . . .I know that carbon monoxide is also released with this. And carbon monoxide ispoisonous, because if it’s <strong>in</strong>haled, it can deoxygenate. . . it can reduce <strong>the</strong> supplyof oxygen to <strong>the</strong> blood. So it lowers blood oxygen to <strong>the</strong> hemoglob<strong>in</strong>. Tosomeone <strong>in</strong> a critical state, it can lead to some—a serious health hazard. Apartfrom that, it can also cause some respiratory diseases. It can cause maybeirritation to <strong>the</strong> upper respiratory tract <strong>and</strong> some o<strong>the</strong>r associated respiratorydisease which can be associated with burn<strong>in</strong>g of gas with<strong>in</strong> <strong>the</strong> vic<strong>in</strong>ity of Awoyeor o<strong>the</strong>r oil produc<strong>in</strong>g communities <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>.<strong>The</strong>re is also . . . change <strong>in</strong> <strong>the</strong> vegetation. Around <strong>the</strong> place too, you have change<strong>in</strong> <strong>the</strong> coloration. And some of <strong>the</strong> gaseous emissions . . . can damage someplants . . . <strong>the</strong>re are dead <strong>and</strong> dy<strong>in</strong>g vegetation around <strong>the</strong> area. 13In 2005, <strong>Delta</strong> communities brought suit aga<strong>in</strong>st Shell <strong>and</strong> o<strong>the</strong>r oil companies to stop <strong>the</strong>practice of gas flar<strong>in</strong>g. <strong>The</strong> court agreed, declar<strong>in</strong>g gas flar<strong>in</strong>g to be an illegal practice<strong>and</strong> a violation of human rights. 14 This decision, however, has not been implemented,<strong>and</strong> <strong>the</strong> judge who h<strong>and</strong>ed down <strong>the</strong> decision was transferred to a faraway region of<strong>Niger</strong>ia.Release of Drill<strong>in</strong>g Wastes <strong>in</strong>to WaterDrill<strong>in</strong>g for oil requires <strong>the</strong> <strong>in</strong>jection of a mixture of clay, chemicals, <strong>and</strong> water through apipe, <strong>and</strong> <strong>the</strong> eventual ejection of this mixture, along with excavated material. <strong>The</strong> wastematerial, which can be radioactive, is often dumped <strong>in</strong> <strong>the</strong> rivers <strong>and</strong> sea, wherechemicals <strong>and</strong> particulate matter can contam<strong>in</strong>ate water supplies <strong>and</strong> degrade waterquality. Up to 300,000 gallons of drill<strong>in</strong>g waste can be ejected each day <strong>in</strong> <strong>the</strong> process ofoil production. 15Seismic Tests <strong>and</strong> L<strong>in</strong>e Cutt<strong>in</strong>gIn <strong>the</strong> <strong>in</strong>itial stages of oil exploration, areas are cleared of vegetation, <strong>and</strong> explosives aredetonated to send seismic waves <strong>in</strong>to <strong>the</strong> earth’s crust. This process can cause long-termdeforestation; it also depletes populations of fish <strong>and</strong> l<strong>and</strong> animals who are harmed orscared off by <strong>the</strong> repeated vibrations.13 Deposition of Philemon Ebiesuwa <strong>in</strong> Bowoto v. Chevron Corp. at 152:18-157:12 (July 12, 2005).14 Julie Ziegler, Bloomberg News, “<strong>Niger</strong>ian court orders an end to gas flar<strong>in</strong>g,” Houston Chronicle (Nov.15, 2005).15 Watts report at para. 48.Page 6 of 29


All Costs <strong>and</strong> Few Benefits: a Bad Deal for <strong>Delta</strong> ResidentsInhabitants of <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> receive little <strong>in</strong> return for <strong>the</strong> environmental degradation<strong>and</strong> destruction that jeopardizes <strong>the</strong>ir traditional livelihoods. Instead of reap<strong>in</strong>g benefits<strong>in</strong> education, employment, <strong>and</strong> health, <strong>the</strong>ir fish<strong>in</strong>g stocks have decl<strong>in</strong>ed, <strong>the</strong>ir fields havelost fertility, <strong>and</strong> <strong>the</strong>ir children have been denied opportunities to improve <strong>the</strong> economiccircumstances of <strong>the</strong>ir communities. Meanwhile, foreign oil companies have flourished<strong>in</strong> <strong>the</strong>ir midst, protected <strong>and</strong> supported <strong>in</strong> <strong>the</strong>ir disputes with <strong>the</strong> locals by governmentresources <strong>in</strong> <strong>the</strong> form of armed security personnel.<strong>Human</strong> <strong>Rights</strong> Violations <strong>in</strong> <strong>the</strong> Military Suppression of <strong>Oil</strong> ProtestersWhile five mult<strong>in</strong>ational corporations operate oil fields <strong>in</strong> <strong>Niger</strong>ia, most reported humanrights abuses have been associated with two of <strong>the</strong>m: Shell <strong>and</strong> Chevron. Most of <strong>the</strong>compla<strong>in</strong>ts concern<strong>in</strong>g Shell relate to <strong>the</strong> Ogoni crisis <strong>in</strong> <strong>the</strong> 1990s, although sporadic<strong>in</strong>cidents of violence have been reported <strong>in</strong> recent years. Abuses tied to Chevron aregenerally more recent, <strong>and</strong> Chevron, unlike Shell, does not appear to have changed itsrelationship with <strong>the</strong> <strong>Niger</strong>ian security forces.<strong>Oil</strong> Companies <strong>and</strong> <strong>Niger</strong>ian Security Forces<strong>Niger</strong>ia has one of <strong>the</strong> largest st<strong>and</strong><strong>in</strong>g armies <strong>in</strong> Africa, with an estimated 94,000soldiers <strong>in</strong> <strong>the</strong> armed forces 16 <strong>and</strong> more employed by paramilitary <strong>and</strong> police forces. <strong>The</strong><strong>Niger</strong>ian security forces are widely known to be corrupt, undiscipl<strong>in</strong>ed <strong>and</strong> characterizedby an abysmal human rights record. 17 <strong>The</strong> paramilitary mobile police have an especiallybrutal reputation; <strong>the</strong>y are known locally as <strong>the</strong> “kill <strong>and</strong> go.” <strong>Niger</strong>ia was under directmilitary rule from 1966 to 1979, <strong>and</strong> aga<strong>in</strong> from 1983 until 1999; <strong>in</strong> 1993, <strong>the</strong> <strong>Niger</strong>ianArmy’s own retir<strong>in</strong>g Chief of Staff, Lt. Gen. Salihu Ibrahim, condemned <strong>the</strong> breakdownof professionalism among <strong>the</strong> armed forces, describ<strong>in</strong>g <strong>the</strong> military as “an army ofanyth<strong>in</strong>g is possible.” 18In 1999, with <strong>the</strong> return to civilian rule, an attempt was made to clean up <strong>the</strong> military. 19Yet even this year’s Country Report on <strong>Human</strong> <strong>Rights</strong> Practices for <strong>Niger</strong>ia, published by<strong>the</strong> U.S. Department of State, concludes that <strong>the</strong> human rights record rema<strong>in</strong>s “poor” <strong>and</strong><strong>the</strong> national police, army <strong>and</strong> security forces “committed extrajudicial kill<strong>in</strong>gs” <strong>and</strong> “usedexcessive force” while <strong>the</strong> police were “poorly tra<strong>in</strong>ed . . . <strong>and</strong> poorly supervised” <strong>and</strong>16 D. Farah, “U.S. to Help <strong>Niger</strong>ia Revamp Its Armed Forces, Wash<strong>in</strong>gton Post (April 29, 2000).17 S. Adejumobi, “<strong>The</strong> military <strong>and</strong> <strong>the</strong> national question,” <strong>in</strong> A. Momoh & S. Adejumobi (eds)., <strong>The</strong>National Question <strong>in</strong> <strong>Niger</strong>ia at 155-83 (2002); Amnesty Int’l, A 10 po<strong>in</strong>t Program for <strong>Human</strong> <strong>Rights</strong>Reform (1996); Amnesty Inernational, <strong>Niger</strong>ia: Releases of political prisoners - questions rema<strong>in</strong> aboutpast human rights violations (1999); Amnesty International, <strong>Niger</strong>ia: Security forces constantly fail toprotect <strong>and</strong> respect human rights (2002); U.S. Dep’t of State, Country Reports on <strong>Human</strong> <strong>Rights</strong> Practices:<strong>Niger</strong>ia (multiple years).18 Jane’s Information Group Ltd., Jane’s World Armies at 628 (J.C. O’Halloran, A. Oppenheimer, & M.Stenhouse eds., June 2004).19 UN Office for <strong>the</strong> Coord<strong>in</strong>ation of <strong>Human</strong>itarian Affairs, <strong>Niger</strong>ia: Moves to Clean Up Military (1999).Page 7 of 29


“were rarely held accountable.” 20 <strong>The</strong> three pr<strong>in</strong>cipal security <strong>and</strong> <strong>in</strong>telligence agencies,<strong>the</strong> State Security Service (SSS), <strong>the</strong> National Intelligence Agency, <strong>and</strong> <strong>the</strong> Directorate ofMilitary Intelligence (DMI), operate, accord<strong>in</strong>g to <strong>the</strong> International Crisis Group,“without oversight.” 21 Former President Olesegun Obasanjo admitted <strong>in</strong> 2005 that<strong>Niger</strong>ian police <strong>and</strong> security regularly tortured <strong>and</strong> killed prisoners <strong>in</strong> <strong>the</strong>ir custody,acknowledg<strong>in</strong>g earlier reports by <strong>Human</strong> <strong>Rights</strong> Watch <strong>and</strong> o<strong>the</strong>rs of systematic abusesby security forces. 22Unfortunately, despite this record, <strong>the</strong> <strong>Niger</strong>ian security forces have been regularly usedto protect oil <strong>in</strong>stallations <strong>and</strong> to respond to perceived threats, with vary<strong>in</strong>g degrees of<strong>in</strong>volvement by <strong>the</strong> corporations <strong>the</strong>mselves. In <strong>the</strong> early 1990s, Shell was known tohave called on <strong>the</strong> mobile police to respond to demonstrations; 23 multiple witnesses havestated that Col. Paul Okuntimo, who was at <strong>the</strong> time <strong>the</strong> head of a jo<strong>in</strong>t military-policesecurity task force, stated that he was paid or directed by Shell. 24 Shell also admitted thatit had procured firearms for <strong>the</strong> <strong>Niger</strong>ian police, a fact that was revealed when one ofShell’s arms suppliers sued <strong>the</strong> oil company for breach of contract. 25 Through litigation,even more details of Chevron’s relationship with <strong>the</strong> <strong>Niger</strong>ian security forces haveemerged, demonstrat<strong>in</strong>g that <strong>the</strong>ir connections go far beyond <strong>the</strong> ord<strong>in</strong>ary relationshipbetween civilians <strong>and</strong> police. Like Shell, Chevron has directly requested <strong>the</strong> <strong>in</strong>terventionof <strong>the</strong> <strong>Niger</strong>ian security forces. 26 Chevron regularly houses <strong>and</strong> feeds <strong>the</strong> security forces,<strong>in</strong>clud<strong>in</strong>g Army, Navy, <strong>and</strong> police, <strong>and</strong> pays <strong>the</strong>m above <strong>the</strong>ir government salaries. 27Chevron personnel have reported “lead<strong>in</strong>g” or “supervis<strong>in</strong>g” <strong>Niger</strong>ian security forces <strong>in</strong><strong>the</strong> course of <strong>the</strong>ir duties. 28 Chevron provides transportation to <strong>the</strong> military <strong>and</strong> police <strong>in</strong>Chevron-leased helicopters <strong>and</strong> boats. 29 And Chevron has <strong>the</strong> ability to <strong>in</strong>vestigate <strong>and</strong>dem<strong>and</strong> <strong>the</strong> removal of problematic officers, 30 but has apparently rarely exercised thispower <strong>in</strong> response to human rights abuses. All of <strong>the</strong> companies have employed <strong>Niger</strong>iansupernumerary or “spy” police for <strong>the</strong>ir security, but Total has denied that it uses <strong>the</strong><strong>Niger</strong>ian military for security operations or <strong>in</strong> response to demonstrations. 3120 U.S. Dep’t of State, 2007 Country Reports on <strong>Human</strong> <strong>Rights</strong> Practices: <strong>Niger</strong>ia (2008); see also Centrefor Law Enforcement (Lagos), Police-Community Violence <strong>in</strong> <strong>Niger</strong>ia (2000).21 International Crisis Group, <strong>Niger</strong>ia: want <strong>in</strong> <strong>the</strong> midst of plenty (2006) at 27.22 T. Dagne, Congressional Research Service, “<strong>Niger</strong>ia <strong>in</strong> Political Transition,” CRS Issue Brief forCongress, at 9 (2005).23 Shell Petroleum Development Co. of <strong>Niger</strong>ia, “Response to <strong>Human</strong> <strong>Rights</strong> Watch/Africa publication —<strong>The</strong> Ogoni Crisis: A Case Study of Military Repression <strong>in</strong> Sou<strong>the</strong>astern <strong>Niger</strong>ia, July 1994” (1995).24 Geoffrey Lean, “Shell ‘paid <strong>Niger</strong>ian military,’” <strong>The</strong> Independent (London) (Dec. 17, 1995); Depositionof James N-Nah <strong>in</strong> Wiwa v. Shell, at 38:14-50:24 (Oct. 16, 2003) (Okuntimo said soldiers were “sent <strong>in</strong> byShell”); Deposition of Monday Gbokoo <strong>in</strong> Wiwa v. Shell, at 14:7-9, 61:11-67:25 (Oct. 19, 2003) (Okuntimostated “I was directed by Shell to kill all of you”).25 P. Ghazi & C. Duodu, “How Shell tried to buy Berettas for <strong>Niger</strong>ians,” <strong>The</strong> Observer (Feb. 11, 1996).26 Interview with Chevron <strong>Niger</strong>ia Public Affairs Manager Sola Omole, “Drill<strong>in</strong>g <strong>and</strong> Kill<strong>in</strong>g,” DemocracyNow! (July 11, 2003) (“Q:Who authorized <strong>the</strong> call for <strong>the</strong> military to come <strong>in</strong>? Omole: That’s Chevron’smanagement.”).27 Order re: Defendants’ Motion for Summary Judgment on Pla<strong>in</strong>tiffs’ Claims 10 Through 17, Bowoto v.Chevron Corp., at 21 (Aug. 13, 2007).28 Id. at 20-21.29 Id. at 20.30 Id. at 21.31 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 105 (Jan. 1999).Page 8 of 29


<strong>The</strong> oil companies’ role <strong>in</strong> <strong>the</strong> military’s abuses has been acknowledged by <strong>the</strong> <strong>Niger</strong>iangovernment itself. With <strong>the</strong> transition to civilian rule came an attempt to account for <strong>the</strong>human rights abuses of <strong>the</strong> military era, <strong>in</strong> <strong>the</strong> form of <strong>Niger</strong>ia’s truth commission, <strong>the</strong><strong>Human</strong> <strong>Rights</strong> Violations Investigation Commission chaired by Justice Chukwudifu A.Oputa (popularly known as <strong>the</strong> “Oputa Commission”). <strong>The</strong> Oputa Commission, whichwas created by an act of <strong>the</strong> <strong>Niger</strong>ian legislature, submitted its f<strong>in</strong>d<strong>in</strong>gs <strong>in</strong> a report toPresident Obasanjo <strong>in</strong> May of 2002. <strong>The</strong> Oputa Commission concluded that “<strong>the</strong>protection given to oil Companies . . . . led to <strong>the</strong> systematic <strong>and</strong> generalized violations<strong>and</strong> abuses, which occurred <strong>in</strong> <strong>the</strong> <strong>Niger</strong>-<strong>Delta</strong> dur<strong>in</strong>g <strong>the</strong> dark period of military rule <strong>in</strong><strong>the</strong> country.” 32Shell <strong>and</strong> <strong>the</strong> Ogoni CrisisUmuechem <strong>and</strong> Bonny: Prelude to Ogoni<strong>The</strong> first documented major case of violence aga<strong>in</strong>st oil protesters was aga<strong>in</strong>st peoplefrom <strong>the</strong> Etche community <strong>in</strong> <strong>the</strong> village of Umuechem, Rivers State, <strong>in</strong> <strong>the</strong> fall of 1990.As documented by <strong>the</strong> Oputa Commission, “youths from Umuechem <strong>in</strong> Ikwerre localgovernment area of Rivers State protested at a [Shell oil] facility. On November 1, police,<strong>in</strong> a bid to stop <strong>the</strong> demonstrations, <strong>in</strong>vaded <strong>the</strong> community.” 33 In fact, a Shell managerhad expressly requested that <strong>the</strong> notorious mobile police respond to <strong>the</strong> demonstrations. 34It is generally accepted that eighty people were killed <strong>in</strong> this attack <strong>and</strong> that nearly 500houses were destroyed. 35A subsequent Judicial Commission of Enquiry found that <strong>the</strong> demonstrators were nei<strong>the</strong>rviolent nor armed, <strong>and</strong> that <strong>the</strong> <strong>Niger</strong>ian security forces displayed “‘a reckless disregardfor lives <strong>and</strong> property.’” 36Ano<strong>the</strong>r protest aga<strong>in</strong>st Shell two years later brought a similar response. In 1992,accord<strong>in</strong>g to a report by Greenpeace, “one person was killed, 30 shot <strong>and</strong> 150 beatenwhen local villagers from Bonny demonstrated aga<strong>in</strong>st Shell.” 37 <strong>Human</strong> <strong>Rights</strong> Watchsimilarly reported that <strong>Niger</strong>ian security forces “responded with <strong>in</strong>discrim<strong>in</strong>ate shoot<strong>in</strong>gs<strong>and</strong> beat<strong>in</strong>gs” on this occasion. 3832 <strong>Human</strong> <strong>Rights</strong> Violations Investigation Commission (HRVIC), “Synoptic Overview of HRVIC Report:Conclusions <strong>and</strong> Recommendations,” at 13 (May 2002) (hereafter Oputa Commission Report”).33 Oputa Commission Report, vol. 3 at 50.34 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 162 (Jan. 1999).35 Id. at 123; Amnesty Int’l, “Freedom <strong>in</strong> <strong>the</strong> Balance: <strong>Niger</strong>ia/Kenya,” at 2-3 (1995); A. Rowell, J.Marriott & L. Stockman, <strong>The</strong> Next Gulf at 69 (2005).36 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 123-23 (Jan. 1999); <strong>Human</strong> <strong>Rights</strong> Watch / Africa,“<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong> Sou<strong>the</strong>astern <strong>Niger</strong>ia,” at 9, 51 (July1995).37 A. Rowell, Greenpeace Int’l, “Shell-shocked: <strong>The</strong> environmental <strong>and</strong> social costs of liv<strong>in</strong>g with Shell <strong>in</strong><strong>Niger</strong>ia,” at 19 (July 2004).38 U.S. Dep’t of State, 1998 Country Reports on <strong>Human</strong> <strong>Rights</strong> Practices: <strong>Niger</strong>ia (1999).Page 9 of 29


<strong>The</strong> Ogoni Crisis<strong>The</strong> military campaign aga<strong>in</strong>st <strong>the</strong> Ogoni people of Rivers State, which became violentbeg<strong>in</strong>n<strong>in</strong>g <strong>in</strong> 1993, was one of <strong>the</strong> major campaigns aga<strong>in</strong>st oil protesters of <strong>the</strong> 1990s,<strong>in</strong>volv<strong>in</strong>g thous<strong>and</strong>s of victims <strong>and</strong> at least hundreds of deaths.<strong>The</strong> Ogoni homel<strong>and</strong> is home to a large number of onshore oil facilities <strong>and</strong> has seensevere environmental damage from oil spills, gas flar<strong>in</strong>g, <strong>and</strong> o<strong>the</strong>r activities. In 1990,<strong>the</strong> Movement for <strong>the</strong> Survival of <strong>the</strong> Ogoni People (MOSOP), led by author <strong>and</strong> activistKen Saro-Wiwa, presented its Ogoni Bill of <strong>Rights</strong> to <strong>the</strong> military government. 39 In1992, MOSOP sent a letter with several dem<strong>and</strong>s, <strong>in</strong>clud<strong>in</strong>g compensation for <strong>and</strong>stoppage of environmental degradation, to three oil companies. In reaction to <strong>the</strong>sedem<strong>and</strong>s, <strong>the</strong> <strong>Niger</strong>ian government issued a decree declar<strong>in</strong>g that disturbances at oil<strong>in</strong>stallations would be considered treason, punishable by death. 40In 1993, MOSOP stepped up its protests, with a correspond<strong>in</strong>g <strong>in</strong>crease <strong>in</strong> repression.Ken Saro-Wiwa spoke at Ogoni Day, January 4, 1993, <strong>and</strong> said <strong>the</strong> Shell was notwelcome <strong>in</strong> Ogoni. 41 In April 1993, thous<strong>and</strong>s of people demonstrated aga<strong>in</strong>st Willbros,a Shell contractor, <strong>in</strong> Ogoni. <strong>Niger</strong>ian security forces responded with violence, shoot<strong>in</strong>gat least 10 people <strong>and</strong> permanently maim<strong>in</strong>g at least one; <strong>in</strong> subsequent protests at leastone protester was shot <strong>and</strong> killed by <strong>the</strong> <strong>Niger</strong>ian military. 42 Beg<strong>in</strong>n<strong>in</strong>g <strong>in</strong> 1993 <strong>the</strong>security forces also began raid<strong>in</strong>g Ogoni villages <strong>in</strong> a generalized campaign of violencedesigned to <strong>in</strong>timidate <strong>the</strong> Ogoni. In August 1993, government security forces attacked<strong>the</strong> Ogoni village of Kaa, kill<strong>in</strong>g at least 35 people. 43 <strong>Human</strong> <strong>Rights</strong> Watch documented<strong>in</strong>terviews with military personnel who described be<strong>in</strong>g ordered to attack Ogonicommunities, open<strong>in</strong>g fire <strong>in</strong>discrim<strong>in</strong>ately on <strong>the</strong> village of Kpea <strong>and</strong> <strong>the</strong>n loot<strong>in</strong>g <strong>and</strong>burn<strong>in</strong>g it. 44 In October 1993, a conflict between Shell <strong>and</strong> villagers at <strong>the</strong> Korokoroflowstation <strong>in</strong> Ogoni resulted <strong>in</strong> one villager be<strong>in</strong>g killed <strong>and</strong> two o<strong>the</strong>rs shot by securityforces. 45In 1993, Shell suspended production <strong>in</strong> Ogonil<strong>and</strong>.In May 1994, Ken Saro-Wiwa <strong>and</strong> fifteen o<strong>the</strong>r MOSOP leaders were arrested on chargesof murder<strong>in</strong>g four Ogoni leaders, without any credible evidence connect<strong>in</strong>g <strong>the</strong>m to <strong>the</strong>39 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 124 (Jan. 1999); O. Ibeanu, “<strong>Oil</strong><strong>in</strong>g <strong>the</strong> Friction:Environmental Conflict Management <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>, <strong>Niger</strong>ia,” 6 Environmental Change & SecurityProject 19, 26 (2000).40 Oputa Commission Report, vol. 2, at 29-30.41 Deposition of Michael Vizor <strong>in</strong> Wiwa v. Royal Dutch Petroleum Co., at 222:8-224:7 (May 28, 2004).42 A. Rowell, Greenpeace Int’l, “Shell-shocked: <strong>The</strong> environmental <strong>and</strong> social costs of liv<strong>in</strong>g with Shell <strong>in</strong><strong>Niger</strong>ia,” at 19 (July 2004); O. Ibeanu, “<strong>Oil</strong><strong>in</strong>g <strong>the</strong> Friction: Environmental Conflict Management <strong>in</strong> <strong>the</strong><strong>Niger</strong> <strong>Delta</strong>, <strong>Niger</strong>ia,” 6 Environmental Change & Security Project 19, 27 (2000).43 <strong>Human</strong> <strong>Rights</strong> Watch / Africa, “<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong>Sou<strong>the</strong>astern <strong>Niger</strong>ia,” at 13 (July 1995).44 Id. at 12 (July 1995).45 A. Rowell, Greenpeace Int’l, “Shell-shocked: <strong>The</strong> environmental <strong>and</strong> social costs of liv<strong>in</strong>g with Shell <strong>in</strong><strong>Niger</strong>ia,” at 20 (July 2004).Page 10 of 29


murders. 46 Follow<strong>in</strong>g <strong>the</strong> arrests of <strong>the</strong> MOSOP leadership, security forces attacked atleast 60 Ogoni villages to punish <strong>the</strong>m for support<strong>in</strong>g MOSOP, <strong>in</strong>clud<strong>in</strong>g Oloko I, OlokoII, Gbaeken, Tumbe, Mumba, Eemu, Agbeta, Nwenkova, Boobee, Ledor, Nomaban,Gaagoo, Kemkora, Nweol, Giokoo, Biara, Barako, Deeyor, Bera, Nwebiaru, Deken, K-Dere, B-Dere, Mogho, Kpor, Lewe, Bomu, Bodo, Chara, Barobara, Bunu, Koroma, Itoro,Kpite, Korokoro, Ileken, Gbenue, Botem-Tai, Semi, Bane, Bori, Wiyakara, Kono-bue,Buan, Yeghe, Okwali, <strong>and</strong> Uegwere/Bo-ue. Dur<strong>in</strong>g <strong>the</strong>se raids, soldiers shot<strong>in</strong>discrim<strong>in</strong>ately as people fled, raped women, deta<strong>in</strong>ed <strong>and</strong> beat people, <strong>in</strong>clud<strong>in</strong>gchildren, <strong>and</strong> looted villages. 47 At least 50 people were killed overall <strong>in</strong> <strong>the</strong>se attacks. 48At least several hundred were deta<strong>in</strong>ed. 49 <strong>The</strong> deta<strong>in</strong>ees were beaten, often severely. 50Amnesty International estimated that, <strong>in</strong> 1994, at least 50 people were extrajudiciallyexecuted by <strong>the</strong> security forces <strong>in</strong> <strong>the</strong>ir campaign aga<strong>in</strong>st <strong>the</strong> Ogoni, 600 people weredeta<strong>in</strong>ed, <strong>and</strong> “scores of villages razed <strong>and</strong> destroyed.” 51Incidents of violence aga<strong>in</strong>st <strong>the</strong> Ogoni cont<strong>in</strong>ued <strong>in</strong>to 1995. In November 1995, after asham trial before a special tribunal which was denounced by <strong>the</strong> <strong>in</strong>ternational community,Ken Saro-Wiwa <strong>and</strong> eight o<strong>the</strong>r Ogoni leaders were executed. <strong>The</strong> U.S. StateDepartment’s human rights report described this execution as a denial of due process.Ken Saro-Wiwa’s f<strong>in</strong>al statement to <strong>the</strong> tribunal is a testament to his cause:I am a man of peace, of ideas. Appalled by <strong>the</strong> denigrat<strong>in</strong>g poverty of my peoplewho live on a richly endowed l<strong>and</strong>, distressed by <strong>the</strong>ir political marg<strong>in</strong>ilization<strong>and</strong> economic strangulation, angered by <strong>the</strong> devastation of <strong>the</strong>ir l<strong>and</strong>, <strong>the</strong>irultimate heritage, anxious to preserve <strong>the</strong>ir right to life <strong>and</strong> to a decent liv<strong>in</strong>g, <strong>and</strong>determ<strong>in</strong>ed to usher to this country as a whole a fair <strong>and</strong> just democratic systemwhich protects everyone <strong>and</strong> every ethnic group <strong>and</strong> gives us all a valid claim tohuman civilization, I have devoted my <strong>in</strong>tellectual <strong>and</strong> material resources, myvery life, to a cause <strong>in</strong> which I have total belief <strong>and</strong> from which I cannot beblackmailed or <strong>in</strong>timidated. I have no doubt at all about <strong>the</strong> ultimate success ofmy cause, no matter <strong>the</strong> trials <strong>and</strong> tribulations which I <strong>and</strong> those who believe withme may encounter on our journey. Nor imprisonment nor death can stop ourultimate victory.He was 54 years old when he was executed, leav<strong>in</strong>g beh<strong>in</strong>d his wife <strong>and</strong> several children.<strong>The</strong> Oputa Commission described <strong>the</strong> executions as <strong>the</strong> “high po<strong>in</strong>t” of a campaign of“state sponsored violence” aga<strong>in</strong>st perceived enemies of <strong>the</strong> military regime, especially <strong>in</strong>46 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 125 (Jan. 1999).47 <strong>Human</strong> <strong>Rights</strong> Watch / Africa, “<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong>Sou<strong>the</strong>astern <strong>Niger</strong>ia,” at 15 (July 1995); Amnesty Int’l, “Freedom <strong>in</strong> <strong>the</strong> Balance: <strong>Niger</strong>ia/Kenya,” at 3(1995).48 <strong>Human</strong> <strong>Rights</strong> Watch / Africa, “<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong>Sou<strong>the</strong>astern <strong>Niger</strong>ia,” at 17-18 (July 1995).49 Id. at 18.50 Id. at 19-21.51 Amnesty Int’l, “Freedom <strong>in</strong> <strong>the</strong> Balance: <strong>Niger</strong>ia/Kenya,” at 3 (1995).Page 11 of 29


esource rich areas such as <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>. 52repression aga<strong>in</strong>st <strong>the</strong> Ogoni as follows:<strong>The</strong> Commission summarized <strong>the</strong> state<strong>The</strong> resistance of <strong>the</strong> Ogoni people . . . to exploitative relations with <strong>the</strong> federal<strong>and</strong> state governments <strong>and</strong> mult<strong>in</strong>ational corporations attracted state repression.In <strong>the</strong> aftermath of <strong>the</strong> murder of 4 Ogoni leaders <strong>in</strong> 1994, <strong>the</strong> state governmentset up <strong>the</strong> Rivers State Internal Security Task Force (Jo<strong>in</strong>t Task Force). <strong>The</strong> leaderof <strong>the</strong> force, Major Paul Okuntimo, was reported to have told <strong>the</strong> media that <strong>the</strong>yhad only used 9 out of <strong>the</strong> several ways of kill<strong>in</strong>g people <strong>in</strong> Ogonil<strong>and</strong>. <strong>The</strong>communities <strong>in</strong> Ogonil<strong>and</strong> experienced several raids aimed at fish<strong>in</strong>g out <strong>the</strong>Ogoni activists. In <strong>the</strong> process, several people lost <strong>the</strong>ir lives <strong>and</strong> property. ManyOgoni people had to go <strong>in</strong>to exile . . . after <strong>the</strong> murder of Ken Saro Wiwa by <strong>the</strong>junta. Several Ogoni activists . . . have on various occasions been arrested. In <strong>the</strong>heat of this repression, violent clashes suspected to have been <strong>in</strong>stigated by <strong>the</strong>state security erupted between <strong>the</strong> Ogoni <strong>and</strong> <strong>the</strong>ir neighbours such as <strong>the</strong> Andoni,Okrika <strong>and</strong> Afam. <strong>The</strong> death toll of <strong>the</strong> clashes, which is enormous, is yet to beascerta<strong>in</strong>ed. 53On <strong>the</strong> subject of <strong>the</strong> Rivers State Internal Security Task Force – one of <strong>the</strong> majorsecurity forces used by <strong>the</strong> <strong>Niger</strong>ian government to suppress Ogoni protests – <strong>the</strong> OputaCommission concluded that:…[T]he establishment of some <strong>in</strong>stitutions like <strong>the</strong> Rivers State Task Force on InternalSecurity though purposely established for <strong>the</strong> sake of ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g peace wascounterproductive because <strong>the</strong> Security Agents (i.e. <strong>Niger</strong>ian soldiers) abused <strong>the</strong>irpositions to illegally arrest <strong>and</strong> deta<strong>in</strong> <strong>in</strong>nocent people <strong>and</strong> also raped women <strong>in</strong> <strong>the</strong> nameof ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g peace <strong>and</strong> order. 54Unfortunately, <strong>the</strong> abuses <strong>in</strong> Ogonil<strong>and</strong> were not exceptional. Throughout <strong>the</strong> 1990s,numerous o<strong>the</strong>r communities who protested aga<strong>in</strong>st Shell or dem<strong>and</strong>ed compensationwere met with severe force by <strong>the</strong> <strong>Niger</strong>ian security forces. 55Shell’s ResponseWhile not accept<strong>in</strong>g responsibility for any of <strong>the</strong>se abuses, Shell has acknowledged that ithas taken steps to prevent <strong>the</strong> recurrence of violence connected with its operations.Accord<strong>in</strong>g to <strong>Human</strong> <strong>Rights</strong> Watch, after <strong>the</strong> Umuechem massacre, Shell stated that ithad “learned from <strong>the</strong> ‘regrettable <strong>and</strong> tragic’ <strong>in</strong>cident at Umuechem, so that it wouldnow never call for Mobile Police protection.” 5652 Oputa Commission Report, Synoptic Overview, at 98-99.53 Oputa Commission Report, vol. 3, at 50-51.54 Oputa Commission Report, vol. 4 at 149.55 See generally <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>” (Jan. 1999); <strong>Human</strong> <strong>Rights</strong> Watch / Africa,“<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong> Sou<strong>the</strong>astern <strong>Niger</strong>ia” (July 1995).56 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 162 (Jan. 1999).Page 12 of 29


In 2002, <strong>Human</strong> <strong>Rights</strong> Watch noted that Shell had “undertaken a major review of itsattitude toward communities <strong>and</strong> issues of human rights <strong>and</strong> susta<strong>in</strong>able development”follow<strong>in</strong>g <strong>the</strong> execution of Ken Saro-Wiwa. 57 However, although “Shell has madeserious efforts to improve its performance <strong>in</strong> <strong>Niger</strong>ia . . . <strong>the</strong>se efforts have <strong>in</strong> too manyareas yet to yield mean<strong>in</strong>gful results on <strong>the</strong> ground. . . . For <strong>the</strong> villager liv<strong>in</strong>g near Shell'sfacilities <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>, little if anyth<strong>in</strong>g has changed: too often, oil spills still destroyfarm<strong>in</strong>g l<strong>and</strong> or fish<strong>in</strong>g grounds <strong>and</strong> remediation is poor; state security forces deployed toShell’s facilities cont<strong>in</strong>ue to harass people <strong>in</strong>discrim<strong>in</strong>ately; <strong>and</strong> <strong>the</strong> benefits of <strong>the</strong> oil<strong>in</strong>dustry are still channeled to a small elite.” 58 Shell has yet to resume oil production <strong>in</strong>Ogonil<strong>and</strong>.Chevron <strong>and</strong> <strong>the</strong> Parabe IncidentFollow<strong>in</strong>g <strong>the</strong> Ogoni crisis, one of <strong>the</strong> best-documented <strong>in</strong>cidents of abuses aga<strong>in</strong>st oilprotesters is <strong>the</strong> 1998 attack on a demonstration at Chevron’s Parabe platform. In this<strong>in</strong>cident, Chevron did precisely what Shell vowed never to do after Umuechem—itexpressly called on <strong>the</strong> military <strong>and</strong> <strong>the</strong> mobile police to respond to a demonstration.Chevron had previously had its own direct experience with <strong>the</strong> military’s use of forceaga<strong>in</strong>st protestors. In May 1994, when protestors used boats to blockade Chevronfacilities at Opuekeba <strong>in</strong> Ondo State, <strong>the</strong> <strong>Niger</strong>ian security forces responded by send<strong>in</strong>g abarge <strong>in</strong> that sunk sixteen boats, kill<strong>in</strong>g three people by drown<strong>in</strong>g <strong>and</strong> caus<strong>in</strong>g o<strong>the</strong>r<strong>in</strong>juries. 59 When Ilaje communities engaged <strong>in</strong> protests several years later, Chevronknew of <strong>the</strong> security forces’ propensity to violence.<strong>The</strong> Ilaje are a small ethnic group of <strong>Niger</strong>ians, many of whom live <strong>in</strong> relatively remoteswampl<strong>and</strong>s <strong>and</strong> river areas <strong>in</strong> Ondo State <strong>in</strong> <strong>the</strong> southwest <strong>Niger</strong> River delta region.Many of <strong>the</strong>se communities can only be accessed from <strong>the</strong> air or by water. Ilajel<strong>and</strong>, as itis called, has been severely disrupted by Chevron’s operations <strong>and</strong> <strong>the</strong> environmentaldamage it has caused; <strong>the</strong> destruction of <strong>the</strong> local environment has meant great hardship<strong>and</strong> unemployment for many Ilaje people, as well as <strong>the</strong> loss of traditional food supplies.Saltwater <strong>in</strong>cursions have devastated freshwater fish stocks, killed vegetation, <strong>and</strong>destroyed sources of potable water. 60 Gas flar<strong>in</strong>g has caused dangerous air pollution <strong>and</strong>acid ra<strong>in</strong> that eats through metal roofs. 61 Bola Oy<strong>in</strong>bo, an Ilaje community leader,described <strong>the</strong> impacts: “Go to Awoye community <strong>and</strong> see what <strong>the</strong>y have done.Everyth<strong>in</strong>g <strong>the</strong>re is dead: mangroves, tropical forests, fish, <strong>the</strong> freshwater, wildlife. Allkilled by Chevron. . . . At Abiteye, Chevron discharges hot effluent <strong>in</strong>to <strong>the</strong> creeks. Ourpeople compla<strong>in</strong> of ‘dead creeks.’” 6257 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> <strong>Niger</strong> <strong>Delta</strong>: No Democratic Dividend,” at 30 (Oct. 2002).58 Id. at 31.59 <strong>Human</strong> <strong>Rights</strong> Watch / Africa, “<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong>Sou<strong>the</strong>astern <strong>Niger</strong>ia,” at 33 (July 1995).60 Deposition of Monday Omosaye <strong>in</strong> Bowoto v. Chevron Corp. at 17:3-14, 19:13-20 (Aug. 18, 2005);deposition of Chief Nicholas Omomowo <strong>in</strong> Bowoto v. Chevron Corp. at 342:15-344:10 (Jan. 28, 2005).61 Deposition of Philemon Ebiesuwa <strong>in</strong> Bowoto v. Chevron Corp. at 152:18-157:12 (July 12, 2005).62 Interview with Bola Oy<strong>in</strong>bo.Page 13 of 29


In 1998, an Ilaje community organization made up of representatives from nearly all of<strong>the</strong> 42 affected communities sent a series of letters to CNL detail<strong>in</strong>g <strong>the</strong> problems fac<strong>in</strong>g<strong>the</strong> Ilaje communities, <strong>in</strong>clud<strong>in</strong>g environmental <strong>and</strong> economic degradation. This group,<strong>the</strong> Concerned Ilaje Citizens, was led by a group that <strong>in</strong>cluded Larry Bowoto <strong>and</strong> BolaOy<strong>in</strong>bo. Chevron did not respond, <strong>and</strong> even when <strong>the</strong> local government authoritiesattempted to set up a meet<strong>in</strong>g between <strong>the</strong> villagers <strong>and</strong> Chevron, Chevron did notattend. 63F<strong>in</strong>ally, on May 25, 1998, over 100 unarmed <strong>and</strong> peaceful Ilaje protesters went to <strong>the</strong>Chevron offshore Parabe oil platform <strong>and</strong> barge. <strong>Niger</strong>ian Navy <strong>and</strong> mobile policestationed at <strong>the</strong> platform, who were armed, allowed <strong>the</strong> protesters aboard, <strong>and</strong> rema<strong>in</strong>edat Parabe <strong>and</strong> <strong>in</strong> control throughout <strong>the</strong> protest. 64 As Chevron’s personnel lateracknowledged, <strong>the</strong> protesters were seek<strong>in</strong>g compensation <strong>in</strong>clud<strong>in</strong>g environmentalreparations, jobs, medical assistance <strong>and</strong> scholarships. 65 <strong>The</strong> protesters told CNL tonegotiate with <strong>the</strong>ir elders on shore, <strong>and</strong> <strong>the</strong> company representatives eventually did meetwith <strong>the</strong>m to beg<strong>in</strong> discussions on <strong>the</strong>ir grievances. At <strong>the</strong> end of that time, on May 27,1998, <strong>the</strong> elders believed that Chevron had begun to address <strong>the</strong>ir concerns <strong>and</strong> sentmessengers out to <strong>the</strong> protesters on <strong>the</strong> platform <strong>in</strong>struct<strong>in</strong>g <strong>the</strong>m to come home <strong>the</strong> nextmorn<strong>in</strong>g, which <strong>the</strong> protesters told Chevron <strong>the</strong>y would be do<strong>in</strong>g. <strong>The</strong> protesters preparedto leave. 66At <strong>the</strong> same time, despite <strong>the</strong> fact that <strong>the</strong> protesters had agreed to leave <strong>the</strong> next morn<strong>in</strong>g,Chevron convened a jo<strong>in</strong>t military <strong>and</strong> mobile police task force <strong>and</strong> directed <strong>the</strong>m to goto <strong>the</strong> Parabe platform. Very early on <strong>the</strong> morn<strong>in</strong>g of May 28, 1998, when <strong>the</strong> protesterswere just wak<strong>in</strong>g up, CNL <strong>and</strong> its lead security officer flew members of <strong>the</strong> <strong>Niger</strong>iansecurity forces, <strong>in</strong>clud<strong>in</strong>g army <strong>and</strong> mobile police, to Parabe <strong>in</strong> Chevron-leasedhelicopters. Chevron had told <strong>the</strong> workers on <strong>the</strong> platform to hide. <strong>The</strong> mobile police<strong>and</strong> soldiers opened fire on <strong>the</strong> unarmed civilians; one of <strong>the</strong> helicopter pilots confirmedthat <strong>the</strong> security forces began shoot<strong>in</strong>g from <strong>the</strong> helicopters even before <strong>the</strong>y l<strong>and</strong>ed. 67Chevron’s own security officer later wrote that CNL “closely supervised” <strong>the</strong> securityforces. 68 <strong>The</strong> mobile police <strong>and</strong> soldiers shot <strong>and</strong> killed two people, Arolika Irowar<strong>in</strong>un<strong>and</strong> Jolly Ogungbeje.63 Declaration of Larry Bowoto <strong>in</strong> Opposition to Defendants’ Motion for Summary Judgment <strong>in</strong> Bowoto v.Chevron Corp. at 6:12-14. (April 1, 2003).64 Deposition of Taiwo Irowan<strong>in</strong>u <strong>in</strong> Bowoto v. Chevron Corp. at 615:12-18 (June 25, 2005); deposition ofAdebesi Atimise <strong>in</strong> Bowoto v. Chevron Corp. at 83:6-85:10 (June 29, 2005); deposition of Johnson Boyo<strong>in</strong> Bowoto v. Chevron Corp. at 26:25-27:19; 29:2-30:15 (June 28, 2005); deposition of Harrison Ulori <strong>in</strong>Bowoto v. Chevron Corp. at 60:12-68:1 (June 20, 2005).65 Deposition of Deji Haastrup <strong>in</strong> Bowoto v. Chevron Corp. at 209:3-214:12 (Aug. 27, 2002).66 Deposition of Larry Bowoto <strong>in</strong> Bowoto v. Chevron Corp. at 493:15-494:23 (Oct. 20, 2004); deposition ofChief Nicholas Omomowo <strong>in</strong> Bowoto v. Chevron Corp. at 410:7-14; 423:1-25 (Jan. 28, 2005).67 Deposition of Cristopher Crow<strong>the</strong>r <strong>in</strong> Bowoto v. Chevron Corp. at 150:20-152:2, 154:18-156:9 (Oct. 6,2005).68 Memo from J. Neku to M.E. Uwaka (June 2, 1998), produced <strong>in</strong> Bowoto v. Chevorn Corp. <strong>and</strong> stampedC0050-53.Page 14 of 29


Although Chevron has s<strong>in</strong>ce claimed that <strong>the</strong> protesters became violent before Chevroncalled <strong>in</strong> <strong>the</strong> military, <strong>the</strong> oil company’s officials reported to <strong>the</strong> U.S. Embassy at <strong>the</strong> timethat “<strong>the</strong> villagers were unarmed <strong>and</strong> <strong>the</strong> situation has rema<strong>in</strong>ed calm s<strong>in</strong>ce <strong>the</strong>irarrival.” 69 Chevron has also suggested that <strong>the</strong> sla<strong>in</strong> protesters were attack<strong>in</strong>g <strong>the</strong> soldierswho shot <strong>the</strong>m, <strong>and</strong> that <strong>the</strong> protesters were wield<strong>in</strong>g heavy objects <strong>in</strong> close range thatcould have caused serious <strong>in</strong>jury. Aga<strong>in</strong>, <strong>the</strong> evidence suggests o<strong>the</strong>rwise. In particular,<strong>the</strong> pathologist’s report <strong>in</strong>dicates that Mr. Irowar<strong>in</strong>un was shot <strong>in</strong> <strong>the</strong> side <strong>and</strong> that Mr.Ogungbeje was shot <strong>in</strong> <strong>the</strong> back. Fur<strong>the</strong>rmore, accord<strong>in</strong>g to <strong>the</strong> pathologist, both menwere shot at a range of 4-10 meters—about 12-30 feet. 70O<strong>the</strong>r protesters were also shot, <strong>in</strong>clud<strong>in</strong>g Larry Bowoto, who was shot multiple times<strong>and</strong> nearly died. Even Chevron does not dispute that Mr. Bowoto was unarmed when hewas shot, 71 <strong>and</strong> no one has ever suggested that Mr. Bowoto attacked any of <strong>the</strong> securityforces.After <strong>the</strong> attack, a number of protesters were locked <strong>in</strong> a small conta<strong>in</strong>er on <strong>the</strong> Chevronplatform <strong>and</strong> held without food or water, while Chevron <strong>Niger</strong>ia officials looked on.<strong>The</strong>y were subsequently taken <strong>in</strong> Chevron boats to jails onshore where <strong>the</strong>y wereimprisoned, tortured, <strong>and</strong> beaten by <strong>the</strong> police <strong>and</strong> military. One of <strong>the</strong> deta<strong>in</strong>edprotesters, Bola Oy<strong>in</strong>bo, was hung from a ceil<strong>in</strong>g fan <strong>and</strong> repeatedly beaten to <strong>the</strong> po<strong>in</strong>twhere he could not st<strong>and</strong> <strong>and</strong> blood was com<strong>in</strong>g from his mouth. Ano<strong>the</strong>r described how,immediately after <strong>the</strong> shoot<strong>in</strong>gs, <strong>the</strong> security forces beat him with a gun <strong>and</strong> a horse whip,until he fell down <strong>and</strong> bled through his nose. <strong>The</strong> protesters were kept <strong>in</strong> <strong>in</strong>humane jailconditions for weeks. Dur<strong>in</strong>g <strong>the</strong>ir imprisonment, <strong>the</strong> beat<strong>in</strong>gs <strong>and</strong> torture cont<strong>in</strong>ued.ExxonMobil, Total, <strong>and</strong> AgipCompared with Chevron <strong>and</strong> Shell, <strong>the</strong>re have been fewer reported <strong>in</strong>cidents of abuse <strong>in</strong>connection with <strong>the</strong> operations of Agip, ExxonMobil, <strong>and</strong> Total. None<strong>the</strong>less, <strong>the</strong>secompanies have still been guilty of severe environmental damage, sometimesprecipitat<strong>in</strong>g abuse as security forces respond to community protests. <strong>The</strong> follow<strong>in</strong>gaccounts of such <strong>in</strong>cidents are representative, not comprehensive.AgipIn November 1993, when thous<strong>and</strong>s of protestors from <strong>the</strong> town of Brass held a peacefuldemonstration outside a local Agip term<strong>in</strong>al, <strong>the</strong> <strong>Niger</strong>ian security forces attacked <strong>the</strong>mwith teargas <strong>and</strong> fired <strong>in</strong>to <strong>the</strong> air, beat<strong>in</strong>g protestors with clubs. <strong>The</strong> security forces69 Fax from T. Schull to S. Chalvsky (May 27, 1998), produced <strong>in</strong> Bowoto v. Chevron Corp. <strong>and</strong> stampedC17526.70 Deposition of Dr. Williams Ajewole <strong>in</strong> Bowoto v. Chevron Corp. at 63:18-24, 66:2-67:15, 76:8-10 (Dec.14, 2005).71 Order re: Defendants’ Motion for Summary Judgment on Pla<strong>in</strong>tiffs’ Claims 10 Through 17, Bowoto v.Chevron Corp., at 28 (Aug. 13, 2007).Page 15 of 29


locked <strong>the</strong> access road <strong>and</strong> <strong>the</strong> protestors were forced to escape through a dra<strong>in</strong>age ditchfilled with oil <strong>and</strong> water. Access to <strong>the</strong> village was blocked for <strong>the</strong> next n<strong>in</strong>e months. 72In 1996, <strong>the</strong> Rivers State Internal Security Task Force—<strong>the</strong> military force responsible formost of <strong>the</strong> repression aga<strong>in</strong>st <strong>the</strong> Ogoni—was also implicated <strong>in</strong> an <strong>in</strong>cident <strong>in</strong>volv<strong>in</strong>gAgip:ExxonMobilIn Egbema . . . . community members came toge<strong>the</strong>r <strong>in</strong> 1996 to dem<strong>and</strong> that Agip,<strong>the</strong> operator of a flow station close to <strong>the</strong> village, provide electricity to <strong>the</strong> village.<strong>The</strong> delegation was led by Chief COB Aliba, <strong>and</strong> met with Agip’s communityrelations officer, who stated that it would be too expensive to purchase <strong>the</strong>necessary transformer. Follow<strong>in</strong>g <strong>the</strong> meet<strong>in</strong>g, youths from <strong>the</strong> village,dissatisfied with <strong>the</strong> result, began impound<strong>in</strong>g Agip vehicles as <strong>the</strong>y passedthrough <strong>the</strong> community. While <strong>the</strong> matter was still under negotiation, members of<strong>the</strong> Rivers State Internal Security Task Force, led by Major Umahi, came to ChiefAliba’s house <strong>and</strong> arrested him, with n<strong>in</strong>eteen o<strong>the</strong>rs, tak<strong>in</strong>g <strong>the</strong>m to one of <strong>the</strong>Task Force’s premises <strong>in</strong> Ogoni. <strong>The</strong>y were held two weeks from June 26, 1996,<strong>and</strong> released without charge upon petition from o<strong>the</strong>r community members.Community members said that <strong>the</strong>y believed that <strong>the</strong> Task Force, which is usuallydeployed <strong>in</strong> Ogoni, several hours drive away, must have been summoned at <strong>the</strong>request of Agip. 73On January 12, 1998, a massive oil spill of over 40,000 barrels occurred fromExxonMobil’s Qua Iboe term<strong>in</strong>al <strong>in</strong> Akwa Ibom State. This spill devastated numerouscommunities <strong>and</strong> affected up to a million people. On January 19 th <strong>and</strong> 20 th , hundreds oflocal youths protested near <strong>the</strong> Qua Iboe term<strong>in</strong>al, <strong>and</strong> were subsequently deta<strong>in</strong>ed bysecurity forces. ExxonMobil stated that <strong>the</strong> arrests had “noth<strong>in</strong>g to do with” <strong>the</strong> oilcompany. 74 Accord<strong>in</strong>g to <strong>Human</strong> <strong>Rights</strong> Watch, “In July 1998, it was reported thatpolice shot dead eleven people dur<strong>in</strong>g fur<strong>the</strong>r demonstrations <strong>in</strong> Warri, <strong>Delta</strong> State, overcompensation payments result<strong>in</strong>g from <strong>the</strong> spill.” 75Total (Elf)In February 1994, <strong>Niger</strong>ian security forces entered <strong>the</strong> Egi community of Obagi,allegedly to retrieve equipment taken from <strong>the</strong> Elf (now Total) oil company <strong>in</strong> October1993. A melee ensued, result<strong>in</strong>g <strong>in</strong> <strong>the</strong> death of one officer <strong>and</strong> <strong>in</strong>jury to a villager, <strong>and</strong><strong>the</strong> <strong>Niger</strong>ian security forces <strong>the</strong>n went <strong>in</strong>to <strong>the</strong> village shoot<strong>in</strong>g <strong>in</strong>discrim<strong>in</strong>ately,72 <strong>Human</strong> <strong>Rights</strong> Watch / Africa, “<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong>Sou<strong>the</strong>astern <strong>Niger</strong>ia,” at 35-36 (July 1995).73 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 131 (Jan. 1999).74 Id. at 16.75 Id. at 135.Page 16 of 29


destroy<strong>in</strong>g <strong>and</strong> loot<strong>in</strong>g houses, beat<strong>in</strong>g villagers <strong>and</strong> driv<strong>in</strong>g <strong>the</strong>m <strong>in</strong>to <strong>the</strong> bush. At leasttwo people were shot, <strong>and</strong> villagers fled for months. 76In 1998, Elf was aga<strong>in</strong> <strong>in</strong>volved <strong>in</strong> <strong>the</strong> use of force aga<strong>in</strong>st protesters <strong>in</strong> communities <strong>in</strong>Egil<strong>and</strong>. Accord<strong>in</strong>g to <strong>the</strong> Oputa Commission, <strong>in</strong> June of 1998 <strong>the</strong> Egi communities were“protest<strong>in</strong>g aga<strong>in</strong>st <strong>the</strong> neglect <strong>and</strong> exploitation of <strong>the</strong>ir area.” Elf <strong>and</strong> two of itscontractors collaborated with <strong>the</strong> Rivers State Internal Security Task Force <strong>in</strong> mov<strong>in</strong>gaga<strong>in</strong>st <strong>the</strong> protesters, result<strong>in</strong>g <strong>in</strong> at least eleven protesters be<strong>in</strong>g “arrested, tortured, <strong>and</strong>deta<strong>in</strong>ed.” One protester was apparently killed, “stabbed to death by a mobile policeofficer. His crime was that he confronted <strong>the</strong> officers who <strong>in</strong>decently dispersed protest<strong>in</strong>gEgi women.” 77 <strong>Human</strong> <strong>Rights</strong> Watch reported that one of <strong>the</strong> protesters who had beenpreviously deta<strong>in</strong>ed, <strong>the</strong> youth leader Pr<strong>in</strong>ce Ugo, was subsequently attacked aga<strong>in</strong>:On October 11, 1998, Pr<strong>in</strong>ce Ugo . . . was attacked by <strong>in</strong>dividuals he believed tobe guards employed by Elf at its Obite gas project <strong>and</strong> by Mobile Police deployedat <strong>the</strong> facility. He was severely beaten, suffer<strong>in</strong>g <strong>in</strong>juries requir<strong>in</strong>g hospitalization,<strong>in</strong>clud<strong>in</strong>g a punctured left lung. 78Attempts at Accountability: Bowoto v. Chevron <strong>and</strong> Wiwa v. Royal Dutch Petroleum(Shell)<strong>The</strong> families of <strong>the</strong> executed Ogoni leaders, <strong>in</strong>clud<strong>in</strong>g Ken Saro-Wiwa, as well <strong>the</strong>victims of <strong>the</strong> Parabe <strong>in</strong>cident, did not believe <strong>the</strong>y could obta<strong>in</strong> justice <strong>in</strong> <strong>Niger</strong>ia, <strong>and</strong>had no o<strong>the</strong>r local remedies aga<strong>in</strong>st Shell or Chevron. Thus, <strong>the</strong>se families <strong>and</strong> surviv<strong>in</strong>gvictims brought lawsuits aga<strong>in</strong>st Shell <strong>in</strong> 1996 <strong>and</strong> aga<strong>in</strong>st Chevron <strong>in</strong> 1999.Wiwa v. Royal Dutch Petroleum (Shell)<strong>The</strong> families of Ken Saro-Wiwa <strong>and</strong> several o<strong>the</strong>r Ogoni victims brought suit aga<strong>in</strong>stShell <strong>in</strong> U.S. federal court <strong>in</strong> New York, claim<strong>in</strong>g violations of <strong>in</strong>ternational law under<strong>the</strong> federal Alien Tort Statute as well as various common law claims. 79 <strong>The</strong> case was<strong>in</strong>itially dismissed, because <strong>the</strong> court found that it should be heard <strong>in</strong> Engl<strong>and</strong>, where oneof <strong>the</strong> Shell parent companies was headquartered, ra<strong>the</strong>r than <strong>in</strong> <strong>the</strong> United States. Thisdecision was subsequently reversed by <strong>the</strong> U.S. Court of Appeals for <strong>the</strong> Second Circuit,which found that <strong>the</strong> Torture Victim Protection Act of 1991 “expresses a policy favor<strong>in</strong>greceptivity by our courts to” human rights lawsuits. 80In 2002, <strong>the</strong> federal district court allowed <strong>the</strong> case to proceed fur<strong>the</strong>r, f<strong>in</strong>d<strong>in</strong>g that <strong>the</strong>pla<strong>in</strong>tiffs’ allegations were sufficient to constitute crimes aga<strong>in</strong>st humanity, torture,summary execution, arbitrary detention, cruel, <strong>in</strong>human, <strong>and</strong> degrad<strong>in</strong>g treatment, <strong>and</strong>76 <strong>Human</strong> <strong>Rights</strong> Watch / Africa, “<strong>Niger</strong>ia: <strong>The</strong> Ogoni Crisis: A Case-Study of Military Repression <strong>in</strong>Sou<strong>the</strong>astern <strong>Niger</strong>ia,” at 34 (July 1995).77 Oputa Commission Report, vol. 3 at 50.78 <strong>Human</strong> <strong>Rights</strong> Watch, “<strong>The</strong> Price of <strong>Oil</strong>,” at 138 (Jan. 1999).79 Wiwa v. Royal Dutch Petroleum Co., No. 96 Civ. 8386 KMW (S.D.N.Y.).80 Wiwa v. Royal Dutch Petroleum Co., 226 F.3d 88, 105 (2d Cir. 2000).Page 17 of 29


o<strong>the</strong>r violations of <strong>in</strong>ternational law. <strong>The</strong> case rema<strong>in</strong>s <strong>in</strong> litigation; no trial date has beenset.Bowoto v. Chevron<strong>The</strong> case aga<strong>in</strong>st Chevron was filed by several of <strong>the</strong> Ilaje victims of <strong>the</strong> Parabe <strong>in</strong>cident,<strong>in</strong>clud<strong>in</strong>g Larry Bowoto, Bola Oy<strong>in</strong>bo, <strong>and</strong> <strong>the</strong> family of Arolika Irowar<strong>in</strong>un. <strong>The</strong> case,known as Bowoto v. Chevron, has been litigated <strong>in</strong> federal court <strong>in</strong> San Francisco. 81 <strong>The</strong>pla<strong>in</strong>tiffs have sued under <strong>the</strong> Alien Tort Statute as well as br<strong>in</strong>g<strong>in</strong>g claims such aswrongful death, assault, battery, <strong>and</strong> negligence.Chevron has never taken any responsibility for <strong>the</strong> deaths <strong>and</strong> <strong>in</strong>juries at Parabe. Instead,Chevron’s CEO has called Larry Bowoto a “crim<strong>in</strong>al” 82 <strong>and</strong> its lawyers have likened <strong>the</strong>protestors to terrorists, 83 despite <strong>the</strong> fact that Chevron’s own documents show that <strong>the</strong>yknew <strong>the</strong> protesters were unarmed, that <strong>the</strong> situation on <strong>the</strong> Parabe platform was calm,<strong>and</strong> that <strong>the</strong>re were <strong>Niger</strong>ian military personnel on board <strong>the</strong> platform dur<strong>in</strong>g <strong>the</strong> entireprotest. In a recent rul<strong>in</strong>g <strong>the</strong> U.S. District Court judge found that Mr. Bowoto hadpresented evidence that Chevron <strong>Niger</strong>ia’s personnel “were directly <strong>in</strong>volved” <strong>in</strong> <strong>the</strong>Parabe attack, transport<strong>in</strong>g <strong>the</strong> soldiers to <strong>the</strong> attack site, despite know<strong>in</strong>g that <strong>the</strong>y were“prone to use excessive force.” 84 <strong>The</strong> Court concluded that <strong>the</strong> evidence could allow ajury to f<strong>in</strong>d not only that Chevron <strong>Niger</strong>ia assisted <strong>the</strong> soldiers know<strong>in</strong>g that <strong>the</strong>y wouldattack <strong>the</strong> protesters, but also that Chevron <strong>Niger</strong>ia actually agreed to <strong>the</strong> military’splan. 85Larry Bowoto has also filed suit <strong>in</strong> state court <strong>in</strong> California aga<strong>in</strong>st Chevron, seek<strong>in</strong>g an<strong>in</strong>junction to stop <strong>the</strong> practices that contribute to Chevron’s complicity <strong>in</strong> abuses by <strong>the</strong><strong>Niger</strong>ian military, <strong>and</strong> to force Chevron to <strong>in</strong>itiate practices that will reduce such abuses<strong>in</strong> <strong>the</strong> future. 86Lawsuits such as Bowoto v. Chevron <strong>and</strong> Wiwa v. Royal Dutch Petroleum represent <strong>the</strong>best hope for redress aga<strong>in</strong>st <strong>the</strong> human rights abuses <strong>in</strong> which Chevron <strong>and</strong> Shell arecomplicit. When mult<strong>in</strong>ational companies are <strong>in</strong>volved <strong>in</strong> human rights abuses overseas,it is critical that <strong>the</strong> U.S. courts rema<strong>in</strong> open to <strong>the</strong> victims of those abuses.<strong>The</strong> Persistence of Abuses Aga<strong>in</strong>st Protesters Under Civilian RuleIn 1999, democratic elections <strong>in</strong> <strong>Niger</strong>ia f<strong>in</strong>ally marked <strong>the</strong> end of over a decade ofmilitary rule. None<strong>the</strong>less, <strong>the</strong> <strong>Niger</strong>ian military rema<strong>in</strong>s a brutal <strong>and</strong> largelyunprofessional force, <strong>and</strong> abuses aga<strong>in</strong>st those challeng<strong>in</strong>g <strong>the</strong> oil companies cont<strong>in</strong>ue. In81 Bowoto v. Chevron Corp., No. C 99-02506 SI (N.D. Cal.).82 D.R. Baker, “Chevron CEO attacks critics at meet<strong>in</strong>g,” San Francisco Chronicle (May 29, 2008).83 Overview of Defendants’ Dispositive Motions re: First Cause of Action, <strong>and</strong> Statement of Facts, filed <strong>in</strong>Bowoto v. ChevronTexaco Corp., at 2 (June 15, 2006).84 Order re: Defendants’ Motion for Summary Judgment on Pla<strong>in</strong>tiffs’ Claims 10 Through 17, Bowoto v.Chevron Corp., at 19 (Aug. 13, 2007).85 Id.86 Bowoto v. ChevronTexaco Corp., No. CGC 03-417580 (S.F. Sup. Ct.).Page 18 of 29


particular, Chevron’s close relationship with <strong>the</strong> <strong>Niger</strong>ian military appears to cont<strong>in</strong>ue,<strong>the</strong> military presence <strong>in</strong> <strong>the</strong> <strong>Delta</strong> has <strong>in</strong>tensified, <strong>and</strong> reliance by <strong>the</strong> oil companies onarmed soldiers <strong>and</strong> policemen to respond to perceived threats has repeatedly led to <strong>the</strong>death <strong>and</strong> serious <strong>in</strong>jury of peaceful protesters.<strong>The</strong> consequences have been perverse for personal security <strong>and</strong> freedom of expression <strong>in</strong><strong>the</strong> region. As <strong>the</strong> oil companies <strong>and</strong> <strong>the</strong> <strong>Niger</strong>ian security forces cont<strong>in</strong>ued to overreactto peaceful protests from 1999 through 2005, lead<strong>in</strong>g to a number of deaths <strong>and</strong> serious<strong>in</strong>juries, nonviolent activity began to wane due to fear of a violent response. Conversely,<strong>in</strong>creas<strong>in</strong>gly militant <strong>and</strong> violent groups who say <strong>the</strong>y are protest<strong>in</strong>g <strong>the</strong> environmentaldamage caused by <strong>the</strong> oil <strong>in</strong>dustry <strong>and</strong> <strong>the</strong> poor conditions <strong>in</strong> which <strong>Delta</strong> <strong>in</strong>habitants livehave ga<strong>in</strong>ed <strong>in</strong> strength <strong>and</strong> visibility <strong>in</strong> recent years.Aga<strong>in</strong>, <strong>the</strong> <strong>in</strong>cidents described below are representative, not comprehensive.September 20, 1999, Bonny<strong>The</strong> cont<strong>in</strong>uation of military repression even after <strong>the</strong> transition to civilian rule wasdemonstrated forcefully <strong>in</strong> September 1999, when members of <strong>the</strong> Bonny communityprotested aga<strong>in</strong>st a natural gas facility run by <strong>Niger</strong>ia Liquified Natural Gas (NLNG), aShell affiliate. In response to <strong>the</strong> pollution caused by Shell’s plant, <strong>the</strong> Bonny peopleblocked an <strong>in</strong>tersection near <strong>the</strong> facility <strong>and</strong> dem<strong>and</strong>ed dialogue. Community leaderGoddy Jumbo described <strong>the</strong> pollution <strong>and</strong> related his experience at <strong>the</strong> protest:Experts told us that anyone who drank <strong>the</strong> water could contract some fataldiseases, <strong>in</strong>clud<strong>in</strong>g cancer. . . . <strong>in</strong> Bonny now you cannot dist<strong>in</strong>guish day fromnight <strong>and</strong> <strong>the</strong> NLNG’s do<strong>in</strong>g noth<strong>in</strong>g about this. . . .[W]e approached <strong>the</strong>m for discussion. <strong>The</strong>y refused to come. As gentle, civilizedpeople we made efforts to reach <strong>the</strong>m to dialogue on <strong>the</strong>se developments. <strong>The</strong>ydid not budge, so <strong>the</strong> entire Bonny community . . . call for a meet<strong>in</strong>g with <strong>the</strong>officials of <strong>the</strong> NLNG. This <strong>in</strong>vitation was ignored. This went on for two days soan agreement was reached by <strong>the</strong> community that <strong>the</strong> entire Bonny people shouldmove to <strong>the</strong> LNG location <strong>in</strong> a procession, wear<strong>in</strong>g white ‘esibo’ (jumper) <strong>and</strong>wrapper. We chose white because it symbolizes power.Before we knew what was happen<strong>in</strong>g . . . <strong>the</strong> American security manager for . . .<strong>the</strong> consortium of contract<strong>in</strong>g firms h<strong>and</strong>l<strong>in</strong>g <strong>the</strong> construction of <strong>the</strong> LNG plants,fired <strong>in</strong>to <strong>the</strong> crowd. <strong>The</strong>n he ordered <strong>the</strong> team of mobile policemen to shoot. Atfirst, <strong>the</strong> mobile policemen refused, probably see<strong>in</strong>g that . . . <strong>the</strong> people wererunn<strong>in</strong>g for <strong>the</strong>ir dear life <strong>and</strong> not out to harm. . . . He shot two people down, <strong>the</strong>nhe ordered <strong>the</strong> mobile policemen who had come towards us . . . <strong>The</strong>y also startedshoot<strong>in</strong>g <strong>and</strong> throw<strong>in</strong>g tear gas at us. I had been shot <strong>in</strong> <strong>the</strong> leg <strong>and</strong> went downbleed<strong>in</strong>g profusely. When my people saw me down <strong>and</strong> bleed<strong>in</strong>g—<strong>the</strong>re wasblood everywhere, even my shoes were full of blood—<strong>the</strong>y carried me away.Page 19 of 29


People like me were assigned <strong>the</strong> responsibility of crowd control so I was out<strong>the</strong>re <strong>in</strong> front, so if <strong>the</strong> people had been unruly, I would have seen it. <strong>The</strong>y werenot. 87<strong>The</strong> mobile police denied that any foreign security officer had been <strong>in</strong>volved <strong>and</strong>ma<strong>in</strong>ta<strong>in</strong>ed that several police were wounded. 88October 17, 2000, OlugbobiriAccord<strong>in</strong>g to Amnesty International, a protest <strong>in</strong> Olugbobiri, Bayelsa State, <strong>in</strong> October2002 was met by violence from security forces. Protestors approached an Agip flowstation <strong>in</strong> boats, <strong>in</strong>tend<strong>in</strong>g to demonstrate at <strong>the</strong> facility <strong>and</strong> shut down production.Soldiers guard<strong>in</strong>g <strong>the</strong> facility fired on <strong>the</strong> protestors, kill<strong>in</strong>g at least eight people. 89 <strong>The</strong>rehas been no accountability for this <strong>in</strong>cident. 90August 10, 2002, WarriIn July 2002, a series of peaceful protests at Chevron oil facilities by members of <strong>the</strong>Ugborodo <strong>and</strong> Gbaramatu communities had led Chevron to conclude agreements <strong>in</strong>which it promised that <strong>in</strong> return for a peaceful work<strong>in</strong>g environment, it would hire localcommunity members, help to develop <strong>in</strong>frastructure, <strong>and</strong> open dialogue with communityleaders <strong>in</strong> <strong>the</strong> event of problems of mutual concern. 91Less than a month later, early on <strong>the</strong> morn<strong>in</strong>g of August 10, protests broke out aga<strong>in</strong> as3,000 Ilaje, Ijaw, <strong>and</strong> Itsekiri women arrived at <strong>the</strong> operational headquarters of Shell <strong>and</strong>Chevron affiliates <strong>in</strong> Warri <strong>and</strong> barricaded <strong>the</strong> doors. <strong>The</strong> women were unarmed, <strong>and</strong><strong>the</strong>ir protest was peaceful. <strong>The</strong>y carried placards, waved green leaves, <strong>and</strong> sangsolidarity songs. 92 Police <strong>and</strong> soldiers responded by fir<strong>in</strong>g tear gas at <strong>the</strong> demonstratorsto <strong>in</strong>duce <strong>the</strong>m to disperse. In addition, accord<strong>in</strong>g to some reports, security forces rapedsome of <strong>the</strong> women; o<strong>the</strong>rs were whipped or beaten severely with gun butts. One reportdescribed 10 serious <strong>in</strong>juries, <strong>in</strong>clud<strong>in</strong>g one Itsekiri woman who was beaten “to a state ofcoma” <strong>in</strong> front of Shell’s Warri office. 93 At least one pregnant woman may have lost herchild due to <strong>the</strong> beat<strong>in</strong>gs, <strong>and</strong> “a particular lady’s breast was chopped off.” 94Independent confirmation by Amnesty International shows that as a result of <strong>the</strong> violentrepression of <strong>the</strong> protest, severe wounds were <strong>in</strong>flicted on elderly women, <strong>in</strong>clud<strong>in</strong>g a 7087 A. Maja-Pierce, Civil Liberties Organisation (Lagos), “Blood Trail: Repression <strong>and</strong> Resistance <strong>in</strong> <strong>Niger</strong><strong>Delta</strong>,” at 46-47 (2002).88 Id. at 48.89 Amnesty Int’l, “<strong>Niger</strong>ia: Time for justice <strong>and</strong> accountability” (Dec. 2000).90 Amnesty Int’l, “<strong>Niger</strong>ia: Ten years on: Injustice <strong>and</strong> violence haunt <strong>the</strong> oil <strong>Delta</strong>,” at 26-29 (Nov. 2005).91 PANA Daily Newswire, “<strong>Niger</strong>ian women protesters vacate oil term<strong>in</strong>al after accord” (July 17, 2002);“<strong>Oil</strong> company, Gbaramatu leaders sign pact on seized flow stations,” Vanguard (<strong>Niger</strong>ia) (July 26, 2002).92 “Some 3000 Women Seize <strong>Oil</strong> Produc<strong>in</strong>g Companies,” Vanguard (<strong>Niger</strong>ia) (Aug. 10, 2002).93 Id.94 “Fresh crisis looms <strong>in</strong> N-<strong>Delta</strong>, as women threaten showdown with Shell,” Vanguard (<strong>Niger</strong>ia), (Nov.11, 2002).Page 20 of 29


year-old woman whose lower limbs were badly beaten <strong>and</strong> an 89 year-old woman whowas whipped by security personnel. 95 More than a year later, participants <strong>in</strong> a workshopfor victims of state torture described <strong>the</strong>mselves as victims of police brutality <strong>and</strong> <strong>in</strong>sistedthat <strong>the</strong>y still had not recovered from <strong>the</strong> psychological <strong>and</strong> physical damage. 96August 21, 2002, UgborodoSoon after <strong>the</strong> Warri protests, Ugborodo women took over <strong>the</strong> production platforms at <strong>the</strong>Ewam <strong>and</strong> Isan oil fields <strong>and</strong> <strong>the</strong> Opuekeba flow station, <strong>in</strong> <strong>the</strong> Ilaje region of Ondo State.Accord<strong>in</strong>g to <strong>the</strong> protesters, armed Mobile Police <strong>and</strong> o<strong>the</strong>r security personnel hired byChevron attacked <strong>the</strong> protesters, “pour<strong>in</strong>g hot water on <strong>the</strong> women, flogg[<strong>in</strong>g] <strong>the</strong>m withhorse tail, capsiz[<strong>in</strong>g] <strong>the</strong>ir boats” <strong>and</strong> fir<strong>in</strong>g at <strong>the</strong>m. Allegedly, four women were killed,two o<strong>the</strong>rs deta<strong>in</strong>ed, <strong>and</strong> six were treated for <strong>in</strong>juries. Chevron denied <strong>the</strong> allegations. 97Several days later, Chevron reported that <strong>the</strong> protesters at Ewam had vacated <strong>the</strong>premises of <strong>the</strong>ir own accord. 98 Nei<strong>the</strong>r <strong>the</strong> protesters’ allegation of deaths nor <strong>the</strong>company’s account of <strong>the</strong> end of <strong>the</strong> occupation was confirmed by <strong>in</strong>dependent reports.January 15, 2003, EscravosMembers of <strong>the</strong> Maritime Workers Union of <strong>Niger</strong>ia went to <strong>the</strong> jetty at Chevron’sEscravos oil platform to engage <strong>in</strong> peaceful protest of <strong>the</strong> company’s refusal to hire unionmembers for work on its private jetties. Accord<strong>in</strong>g to <strong>the</strong> dockworkers, anti-riot police<strong>and</strong> armed soldiers attacked <strong>the</strong>m, “thrash<strong>in</strong>g us with horse whips <strong>and</strong> releas<strong>in</strong>g <strong>the</strong>irdogs on <strong>the</strong> unarmed workers.” 99 Protesters ran from <strong>the</strong> security forces, <strong>and</strong> twodrowned when <strong>the</strong>y jumped <strong>in</strong>to <strong>the</strong> Escravos River to escape arrest. O<strong>the</strong>rs were beatenor arrested. 100February 4, 2005, EscravosFrustrated with what <strong>the</strong>y perceived to be Chevron’s failure to honor <strong>the</strong> terms of <strong>the</strong>2002 agreement, three hundred Ugborodo residents entered <strong>the</strong> Escravos oil term<strong>in</strong>al toengage <strong>in</strong> peaceful protest. Security personnel from <strong>the</strong> Jo<strong>in</strong>t Task Force (JTF)—consist<strong>in</strong>g of soldiers from <strong>the</strong> army <strong>and</strong> navy along with mobile, regular, <strong>and</strong>supernumerary police—responded to suppress <strong>the</strong> demonstration. In <strong>the</strong> ensu<strong>in</strong>gviolence, over thirty protesters were <strong>in</strong>jured <strong>and</strong> one was shot dead. 10195 Amnesty Int’l, “Repression of Women’s Protests <strong>in</strong> <strong>Oil</strong>-Produc<strong>in</strong>g <strong>Delta</strong> Region,” at 4 (2003).96 “Group donates to police brutality victims,” Vanguard (<strong>Niger</strong>ia) (Oct. 29, 2003).97 “Unconfirmed Reports Say Four Women Killed <strong>in</strong> Ilaje <strong>Oil</strong> Clash,” Vanguard (<strong>Niger</strong>ia) (Aug. 21,2002); PANA Daily Newswire, “<strong>Niger</strong>ian <strong>Oil</strong> Community Alleges Attack on Women Protesters” (Aug. 21,2002).98 BBC Monitor<strong>in</strong>g Int’l Reports, “Protesters at Chevron <strong>Oil</strong> Facilities Voluntarily End N<strong>in</strong>e-Day Picket,”(Aug. 26, 2002).99 “Two Dockworkers Drown Dur<strong>in</strong>g Protest Aga<strong>in</strong>st Chevron, Union Alleges,” Vanguard (<strong>Niger</strong>ia) (Jan.24, 2003).100 “Dockworkers Threaten Showdown Over Miss<strong>in</strong>g Colleages,” This Day (<strong>Niger</strong>ia) (Jan. 24, 2003).101 Amnesty Int’l, “<strong>Niger</strong>ia: Ten years on: Injustice <strong>and</strong> violence haunt <strong>the</strong> oil <strong>Delta</strong>,” at 6 (Nov. 2005).Page 21 of 29


Video records, eyewitness testimony, <strong>and</strong> <strong>the</strong> photographic evidence of <strong>in</strong>juries treated <strong>in</strong><strong>the</strong> emergency section at Warri General Hospital provide dramatic proof that <strong>the</strong> JTFengaged <strong>in</strong> unnecessary <strong>and</strong> illegal brutality <strong>in</strong> suppress<strong>in</strong>g <strong>the</strong> protests. Male protesterssuffered open head wounds, major lacerations, <strong>and</strong> <strong>in</strong>juries to <strong>the</strong>ir limbs. 102 A videotapeshows security personnel beat<strong>in</strong>g a man whose h<strong>and</strong>s are tied, us<strong>in</strong>g <strong>the</strong> butt of a rifle. 103Protesters reported receiv<strong>in</strong>g beat<strong>in</strong>gs to <strong>the</strong> head <strong>and</strong> o<strong>the</strong>r parts of <strong>the</strong> body, even whiletry<strong>in</strong>g to surrender. 104One protester told <strong>in</strong>vestigators:“[<strong>The</strong> soldiers] had big guns, but <strong>the</strong>y used tear gas, <strong>and</strong> some of <strong>the</strong> security staffhad iron rods <strong>and</strong> knives, too. When soldiers began shoot<strong>in</strong>g, I bent downbegg<strong>in</strong>g to be spared, <strong>and</strong> that was when I was hit by <strong>the</strong> bottom of a gun by threemen. I fa<strong>in</strong>ted… s<strong>in</strong>ce <strong>the</strong>n my head is really sore <strong>and</strong> it hurts.” 105Conversely, Chevron never made public any evidence to support <strong>the</strong>ir allegations that <strong>the</strong>protesters were armed, or that <strong>the</strong>y <strong>in</strong>jured security personnel <strong>and</strong> caused widespreaddamage to Escravos facilities. 106<strong>The</strong> record is clear that Chevron had a good deal of control over <strong>the</strong> operation of <strong>the</strong> JTFdur<strong>in</strong>g this time period <strong>in</strong> general, <strong>and</strong> dur<strong>in</strong>g <strong>the</strong> protest <strong>in</strong> particular. JTF oftenoperated at Escravos, <strong>and</strong> members received allowances <strong>and</strong> transportation from Chevronthat often amounted to as much or more than a soldier’s daily wage. 107 In 2004, Chevronhad <strong>in</strong>vited <strong>the</strong> leadership of <strong>the</strong> JTF at Escravos to participate <strong>in</strong> its tra<strong>in</strong><strong>in</strong>g for securitypersonnel; attendance was not required, however, even though <strong>the</strong> JTF formed an <strong>in</strong>tegralpart of Chevron’s security procedures. 108 In fact, <strong>the</strong> <strong>in</strong>tervention of <strong>the</strong> JTF dur<strong>in</strong>g <strong>the</strong>Escravos protest was not unplanned—once <strong>the</strong> facility’s security had been breached on<strong>the</strong> morn<strong>in</strong>g of February 4, established security protocols went <strong>in</strong>to effect that <strong>in</strong>cluded<strong>the</strong> return of all employees to <strong>the</strong>ir residential units <strong>and</strong> <strong>the</strong> transfer of control oversecurity at <strong>the</strong> facility to government forces. 109July 2008, Aja-Omaetan CommunityIn July 2008 <strong>the</strong> Aja-Omaetan community <strong>in</strong> Warri North of <strong>Delta</strong> State petitioned <strong>the</strong><strong>Delta</strong> State Governor, accus<strong>in</strong>g Chevron of deploy<strong>in</strong>g heavily armed security forces to<strong>the</strong> area follow<strong>in</strong>g agitation by local people. <strong>The</strong> community was protest<strong>in</strong>g aga<strong>in</strong>st <strong>the</strong>detrimental human <strong>and</strong> environmental impacts of gas flar<strong>in</strong>g from Chevron’s Dibi Field.<strong>The</strong>y urged <strong>the</strong> state governor to urgently <strong>in</strong>tervene to stave off imm<strong>in</strong>ent bloodshed <strong>in</strong>102 Id. at 9.103 Id. at 7-8104 Id. at 7.105 Id., at 7.106 Id. at 8.107 Id. at 13.108 Id. at 11.109 Id. at 6.Page 22 of 29


<strong>the</strong> area. <strong>The</strong>y compla<strong>in</strong>ed that <strong>the</strong> security operatives were <strong>in</strong>timidat<strong>in</strong>g, beat<strong>in</strong>g,molest<strong>in</strong>g <strong>and</strong> driv<strong>in</strong>g <strong>the</strong> people away from <strong>the</strong>ir homel<strong>and</strong>. 110September 2, 2008, Iwherekan CommunityOn September 2, 2008, <strong>the</strong> Iwherekan community <strong>in</strong> <strong>Delta</strong> State held a community forumon gas flar<strong>in</strong>g, focus<strong>in</strong>g on <strong>the</strong> local operations of Shell. <strong>The</strong> forum <strong>in</strong>cluded journalists<strong>and</strong> representatives of Environmental <strong>Rights</strong> Action/Friends of <strong>the</strong> Earth <strong>Niger</strong>ia, as wellas community elders, women, <strong>and</strong> children. Without apparent cause, <strong>Niger</strong>ian soldiersarrested <strong>and</strong> deta<strong>in</strong>ed <strong>the</strong> forum participants, about 25 people, for about five hours. <strong>The</strong>ywere released later that day. Although no <strong>in</strong>juries were reported, this most recent<strong>in</strong>cident is troubl<strong>in</strong>g because it suggests that <strong>the</strong> government <strong>and</strong> <strong>the</strong> oil companies maybe adopt<strong>in</strong>g <strong>the</strong> tactics of former military regimes, <strong>in</strong>timidat<strong>in</strong>g nonviolent meet<strong>in</strong>gs ofgroups challeng<strong>in</strong>g <strong>the</strong> oil companies.<strong>The</strong> Chill<strong>in</strong>g of Peaceful Protests <strong>and</strong> <strong>the</strong> Rise of Violent MilitancyIn recent years, <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong> has seen an <strong>in</strong>crease <strong>in</strong> militarization. And despite <strong>the</strong>sign<strong>in</strong>g of a Global Memor<strong>and</strong>um of Underst<strong>and</strong><strong>in</strong>g with <strong>Delta</strong> communities <strong>in</strong> 2005,Chevron’s tight collaboration with <strong>the</strong> <strong>Niger</strong>ian armed forces cont<strong>in</strong>ues. 111 Given this<strong>in</strong>creased military presence, communities are hesitant to engage <strong>in</strong> peaceful protestsaga<strong>in</strong>st <strong>the</strong> oil companies. Unfortunately, armed groups are <strong>in</strong>creas<strong>in</strong>gly fill<strong>in</strong>g <strong>the</strong> voidleft as <strong>the</strong> nonviolent protests dw<strong>in</strong>dle.<strong>The</strong> Chill<strong>in</strong>g of Protests <strong>in</strong> Ilajel<strong>and</strong> <strong>and</strong> Elsewhere<strong>The</strong> environmental problems faced by <strong>the</strong> Ilaje communities have cont<strong>in</strong>ued long after<strong>the</strong> Parabe <strong>in</strong>cident. Before Parabe, <strong>the</strong> communities’ primary environmental compla<strong>in</strong>tsaga<strong>in</strong>st Chevron were gas flar<strong>in</strong>g <strong>and</strong> saltwater <strong>in</strong>cursions, but <strong>in</strong> recent years Ilajel<strong>and</strong>has experienced several major oil spills as well. <strong>The</strong> first oil spill <strong>in</strong> <strong>the</strong> Ilaje watersapparently from Chevron facilities occurred <strong>in</strong> Ewan Field on May 13, 2000. Ano<strong>the</strong>roccurred on June 24, same year, followed by three o<strong>the</strong>rs <strong>in</strong> 2004, on July 31, September30, <strong>and</strong> December 7. On June 24, 2007, ano<strong>the</strong>r major spill occurred offshore,blacken<strong>in</strong>g many Ilaje communities. Researchers observed streets laced with largequantities of crude, damaged fish<strong>in</strong>g nets <strong>and</strong> canoes; <strong>the</strong> residents compla<strong>in</strong>ed that<strong>the</strong> h<strong>and</strong>ful of fish <strong>the</strong>y had managed to catch s<strong>in</strong>ce <strong>the</strong> spill were not edible because<strong>the</strong>y had turned blackish <strong>and</strong> smelt of crude. One local resident described <strong>the</strong> damage:<strong>The</strong> crude oil spill on Aiyetoro, which is made up of six communities, hasimpacted badly on fish<strong>in</strong>g which is our major profession. Worse is <strong>the</strong> fact thatwe no longer brea<strong>the</strong> fresh air <strong>in</strong> <strong>the</strong> area because of <strong>the</strong> pollution. Instead, we110 E. Arubi, “Community accuses Chevron of <strong>in</strong>timidation”, Vanguard (<strong>Niger</strong>ia) (July 30, 2008).111 For example, a series of attacks on <strong>the</strong> city of Port Harcourt <strong>in</strong> 2007 “led Chevron . . . to change <strong>the</strong>irregular security from police to military men drawn from <strong>the</strong> Jo<strong>in</strong>t Military Task Force.” A. Ogbu & J.Taiwo, “‘We Won’t Use Excessive Force <strong>in</strong> <strong>Delta</strong>,’ Says Military,” This Day (<strong>Niger</strong>ia) (Aug. 10, 2007).Page 23 of 29


<strong>in</strong>hale <strong>the</strong> poison that <strong>the</strong> crude spill emits.<strong>The</strong> river was <strong>the</strong> only source of water for dr<strong>in</strong>k<strong>in</strong>g, cook<strong>in</strong>g, wash<strong>in</strong>g <strong>and</strong> bath<strong>in</strong>guntil <strong>the</strong> spill took place but that is no longer possible because those who drank<strong>the</strong> water started vomit<strong>in</strong>g <strong>and</strong> com<strong>in</strong>g down with various <strong>in</strong>ternal <strong>and</strong> externaldiseases. Our children suffer more because some of <strong>the</strong>m still dr<strong>in</strong>k <strong>the</strong> water <strong>in</strong>ignorance. 112None<strong>the</strong>less, <strong>the</strong> Ilaje have engaged <strong>in</strong> little collective protest aga<strong>in</strong>st <strong>the</strong> devastation of<strong>the</strong>ir environment. Larry Bowoto, a leader of <strong>the</strong> Concerned Ilaje Citizens’ organizationwho was severely wounded by Chevron’s security forces dur<strong>in</strong>g <strong>the</strong> Parabe protest,believes that <strong>the</strong> circumstances are too dangerous for unarmed civilians to cont<strong>in</strong>ueprotest<strong>in</strong>g aga<strong>in</strong>st oil companies. He has observed Chevron’s will<strong>in</strong>gness to usedisproportionate force, even aga<strong>in</strong>st women <strong>and</strong> <strong>the</strong> elderly, <strong>and</strong> has seen no discerniblechange <strong>in</strong> Chevron’s use of <strong>the</strong> military <strong>in</strong> <strong>the</strong> <strong>Delta</strong> region. As a result, despite hisprevious role as an organizer of community protests among <strong>the</strong> Ilaje, he has cont<strong>in</strong>uallyadvised aga<strong>in</strong>st organiz<strong>in</strong>g fur<strong>the</strong>r protests aga<strong>in</strong>st Chevron <strong>in</strong> <strong>the</strong> area. As a leader whoopposes any form of armed or violent activity, he has been left with no options forpursu<strong>in</strong>g grievances.O<strong>the</strong>r leaders have come to similar conclusions. In 2007, forty communities prepared tostage massive protests over Chevron’s refusal to assess damage to <strong>the</strong>ir l<strong>and</strong>s from a 2006Abiteye oil spill. Elders <strong>in</strong>tervened, however, to scale back <strong>the</strong> protesters’ plans.Know<strong>in</strong>g well <strong>the</strong> likely consequences if <strong>the</strong> activists were perceived as a threat to <strong>the</strong>smooth cont<strong>in</strong>uation of Chevron operations, <strong>the</strong> elders <strong>in</strong>sisted that ra<strong>the</strong>r th<strong>and</strong>emonstrat<strong>in</strong>g at Chevron facilities, <strong>the</strong> protesters should conf<strong>in</strong>e <strong>the</strong>ir activities to <strong>the</strong>communities <strong>the</strong>mselves <strong>in</strong> order “to avoid a bloodbath.” 113<strong>The</strong>re are signs that <strong>the</strong> <strong>in</strong>creas<strong>in</strong>gly restrictive space for air<strong>in</strong>g grievances is radicaliz<strong>in</strong>gonce-peaceful protest<strong>in</strong>g groups. Whereas Ijaw women once entered oil companyfacilities carry<strong>in</strong>g noth<strong>in</strong>g but banners <strong>and</strong> threaten<strong>in</strong>g to strip naked <strong>in</strong> order to shame<strong>the</strong> oil companies, last year saw a group of Ijaw women march onto a Chevron drill<strong>in</strong>gstation armed with machetes <strong>and</strong> clubs to protest delays <strong>in</strong> compensation for an oilspillage. 114 Incidents like this are even more likely than peaceful protests to provokesecurity forces <strong>and</strong> to lead to carnage.Leaders of peaceful protests certa<strong>in</strong>ly have come to underst<strong>and</strong> <strong>the</strong> consequences of <strong>the</strong>alliance between <strong>Niger</strong>ian security forces <strong>and</strong> <strong>the</strong> oil companies: unarmed <strong>and</strong> nonviolentexpressions of grievances aga<strong>in</strong>st oil companies <strong>in</strong> <strong>the</strong> <strong>Delta</strong> region are met with<strong>the</strong> disproportionate use of force <strong>and</strong> often lead to <strong>in</strong>jury <strong>and</strong> death, irrespective of <strong>the</strong>age, gender, or social status of <strong>the</strong> protester.112 ERA Interview with Mr. Aiyedatiwa Taiwo, Abreke Community.113 BBC Monitor<strong>in</strong>g Int’l Reports, “<strong>Niger</strong>ia: Forty <strong>Niger</strong> <strong>Delta</strong> Communities Protest Chevron <strong>Oil</strong> FirmNeglect” (Feb. 13, 2007).114 F. Okwuonu, “Women’s Protest Closes Chevron Plant”, This Day (<strong>Niger</strong>ia) (May 9, 2007).Page 24 of 29


Violent Militancy <strong>and</strong> <strong>the</strong> “<strong>Oil</strong> War”In <strong>the</strong> past three years <strong>the</strong> pattern of protests aga<strong>in</strong>st <strong>the</strong> oil companies <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>has shifted from unarmed, largely peaceful demonstrations to <strong>in</strong>creas<strong>in</strong>gly violent actionby armed militants, especially <strong>the</strong> Movement for <strong>the</strong> Emancipation of <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>(MEND). Along with o<strong>the</strong>r human rights <strong>and</strong> environmental organizations,Environmental <strong>Rights</strong> Action/Friends of <strong>the</strong> Earth <strong>Niger</strong>ia condemns <strong>the</strong> use of violence<strong>in</strong> <strong>the</strong> strongest terms, <strong>and</strong> recognizes that <strong>the</strong>re are legitimate security concerns for oiloperations <strong>in</strong> <strong>the</strong> <strong>Delta</strong>, as well as for <strong>the</strong> people <strong>and</strong> <strong>the</strong> environment.Unfortunately, <strong>the</strong> rise of groups such as MEND is traceable to <strong>the</strong> lack of space forpeaceful opposition movements <strong>and</strong> <strong>the</strong> lack of progress <strong>in</strong> br<strong>in</strong>g<strong>in</strong>g <strong>the</strong> benefits of oilproduction to <strong>the</strong> people of <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>. It would be a grave error to use <strong>the</strong> decisionby some <strong>in</strong>dividuals to embrace armed struggle <strong>in</strong> order to justify greater repressionaga<strong>in</strong>st those who use peaceful means to work toward progress. Instead, <strong>the</strong> oilcompanies <strong>and</strong> <strong>the</strong> <strong>Niger</strong>ian authorities should welcome nonviolent opposition groups;elevat<strong>in</strong>g <strong>the</strong>se groups <strong>and</strong> respect<strong>in</strong>g <strong>the</strong>ir positions is one method of combat<strong>in</strong>g <strong>the</strong>support for armed resistance <strong>and</strong> guarantee<strong>in</strong>g <strong>the</strong> security of company facilities. If <strong>the</strong>people of <strong>the</strong> <strong>Delta</strong> see nonviolence deliver<strong>in</strong>g better results than violence, <strong>the</strong>constituency for violence will rapidly dim<strong>in</strong>ish.RecommendationsNumerous steps that oil companies can take to <strong>in</strong>crease transparency <strong>and</strong> limit <strong>the</strong>potential for future human rights abuses are outl<strong>in</strong>ed below. O<strong>the</strong>r measures describedbelow are possible ways forward for this Subcommittee as it <strong>in</strong>vestigates extractive<strong>in</strong>dustries <strong>and</strong> human rights abuses.Recommendations for Changes <strong>in</strong> Corporate PracticeL<strong>in</strong>e Item Report<strong>in</strong>g of Payments to Security ForcesChanges <strong>in</strong> externally or <strong>in</strong>ternally m<strong>and</strong>ated account<strong>in</strong>g procedures could help toimprove transparency <strong>and</strong> <strong>the</strong>reby allow <strong>the</strong> public to hold corporations accountable for<strong>the</strong>ir security arrangements with foreign governments. In <strong>the</strong> case of Chevron, l<strong>in</strong>e itemreport<strong>in</strong>g of payments to <strong>the</strong> <strong>Niger</strong>ian government <strong>and</strong>, <strong>in</strong> particular, <strong>the</strong> military wouldmake it possible to trace <strong>the</strong> flow of cash as human rights situations develop <strong>and</strong> areresolved.Companies are already required to review each payment to foreign governments for <strong>the</strong>purposes of compliance with <strong>the</strong> Foreign Corrupt Practices Act; <strong>the</strong> requirement to reportthose payments would not be unduly burdensome.Review of Security Operations to Elim<strong>in</strong>ate or Reduce Dependence on GovernmentSecurity ForcesPage 25 of 29


<strong>The</strong> Voluntary Pr<strong>in</strong>ciples on Security <strong>and</strong> <strong>Human</strong> <strong>Rights</strong> (VPs) – an <strong>in</strong>itiative <strong>in</strong> whichboth Chevron <strong>and</strong> Shell take part – tend to assume that <strong>in</strong> <strong>the</strong> normal course of bus<strong>in</strong>ess,primary responsibility for corporate security will fall on public security forces. It isimperative, however, that Chevron <strong>and</strong> o<strong>the</strong>r <strong>Delta</strong> oil companies reconfigure <strong>the</strong>irrelationship with <strong>the</strong> <strong>Niger</strong>ian military <strong>and</strong> police, which have such a deep history ofabuse that resort<strong>in</strong>g to <strong>the</strong>m to protect company facilities is demonstrably likely to lead toserious human rights violations.This situation can be at least partly remedied by a comprehensive review of securityprocedures to determ<strong>in</strong>e whe<strong>the</strong>r public security forces are appropriate partners, <strong>and</strong> ifnot, to develop a feasible plan for elim<strong>in</strong>at<strong>in</strong>g or reduc<strong>in</strong>g dependence on <strong>the</strong>m forprotection. Fur<strong>the</strong>rmore, compliance with <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs of such a review should becomeone of <strong>the</strong> criteria by which <strong>the</strong> job performance of manag<strong>in</strong>g directors <strong>and</strong> securitypersonnel is evaluated.In Chevron’s case, such a review was conducted <strong>in</strong> 1999. 115 Evaluators found that<strong>Niger</strong>ian security forces were actually more of a liability than a benefit, <strong>and</strong> that <strong>the</strong>ywere prone to cause great harm both to <strong>Delta</strong> residents <strong>and</strong> company employees.Chevron did not, however, implement <strong>the</strong> recommendations of this review. Similarly, <strong>in</strong>2003, Shell consultants submitted a report <strong>in</strong> which <strong>the</strong>y found that Shell’s policiescontributed to violence <strong>and</strong> conflict <strong>in</strong> <strong>the</strong> community. 116Effective Communication of <strong>Human</strong> <strong>Rights</strong> Pr<strong>in</strong>ciples to Security Forces <strong>and</strong> ProperTra<strong>in</strong><strong>in</strong>g, <strong>and</strong> Screen<strong>in</strong>g of Known <strong>Human</strong> <strong>Rights</strong> Abusers<strong>The</strong> Voluntary Pr<strong>in</strong>ciples recognize that corporations <strong>and</strong> public security forces are oftentied toge<strong>the</strong>r <strong>in</strong> mutually dependent arrangements whereby governments take primaryresponsibility for security <strong>and</strong> <strong>the</strong> private entity provides resources <strong>and</strong> logistical support.<strong>The</strong> VPs provide extensive guidel<strong>in</strong>es for how <strong>the</strong> two sides should <strong>in</strong>teract, <strong>and</strong> placesobligations on corporations to <strong>in</strong>sist on conduct that abides by human rights law.In <strong>the</strong> event that it is not feasible to disengage from public security forces, companiesshould communicate clearly <strong>and</strong> effectively to security personnel <strong>and</strong> responsiblegovernment officials <strong>the</strong> imperatives of human rights <strong>and</strong> ethical conduct. <strong>The</strong>y shouldalso provide <strong>the</strong> resources <strong>and</strong> tra<strong>in</strong><strong>in</strong>g to <strong>in</strong>culcate <strong>and</strong> enable more ethical practices.For example, this could <strong>in</strong>clude provision of rubber bullets <strong>and</strong> tasers ra<strong>the</strong>r than liveammunition; implementation of weapons transportation protocols that discourage <strong>the</strong> useof loaded firearms; <strong>and</strong> conduct of awareness-rais<strong>in</strong>g programs <strong>and</strong> o<strong>the</strong>r tra<strong>in</strong><strong>in</strong>g coursesfor security personnel, <strong>the</strong>ir comm<strong>and</strong><strong>in</strong>g officers, <strong>and</strong> responsible government officials.Fur<strong>the</strong>rmore, companies can implement screen<strong>in</strong>g procedures <strong>in</strong> order to ascerta<strong>in</strong>whe<strong>the</strong>r any of <strong>the</strong> security personnel ei<strong>the</strong>r directly hired by <strong>the</strong>m or assigned to <strong>the</strong>m by115 See Declaration of Scott Davis <strong>in</strong> Bowoto v. Chevron Corp., para. 41 (filed Nov. 22, 2006).116 WAC Global Services, Peace <strong>and</strong> Security <strong>in</strong> <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>: Conflict Expert Group Basel<strong>in</strong>e Report -Work<strong>in</strong>g Paper for SPDC (2003). Available athttp://www.npr.org/documents/2005/aug/shell_wac_report.pdf.Page 26 of 29


cooperat<strong>in</strong>g armed forces have committed human rights abuses or are known to haveused excessive force <strong>in</strong> <strong>the</strong> completion of <strong>the</strong>ir duties. All efforts should be made toprevent such <strong>in</strong>dividuals from provid<strong>in</strong>g security services to <strong>the</strong> company.Track<strong>in</strong>g of <strong>Human</strong> <strong>Rights</strong> Abuses <strong>and</strong> Hold<strong>in</strong>g Individuals AccountableChevron, like most companies, keeps a security log that records all security <strong>in</strong>cidents as<strong>the</strong>y occur at its facilities <strong>in</strong> <strong>Niger</strong>ia. It would be a reasonable <strong>and</strong> useful step <strong>in</strong>promot<strong>in</strong>g accountability <strong>and</strong> deterr<strong>in</strong>g future abuses if companies were required to keepfull records of <strong>in</strong>cidents <strong>in</strong> which local residents are <strong>in</strong>jured, killed, or o<strong>the</strong>rwise harmed<strong>in</strong> confrontations with government security forces. In such cases, if security personnel<strong>in</strong>dividuals are found to be responsible for human rights abuse, <strong>the</strong>n <strong>the</strong>ir employmentshould be term<strong>in</strong>ated. If term<strong>in</strong>ation is not an option, <strong>the</strong>n <strong>the</strong> company should requestthat <strong>the</strong> <strong>in</strong>dividuals no longer provide security services to <strong>the</strong> facility.Publication <strong>and</strong> Prompt Investigation of Proven <strong>and</strong> Alleged Incidences of <strong>Human</strong> <strong>Rights</strong>AbuseCompanies should strive for transparency with regard to <strong>the</strong>ir responses to human rightsabuses. Transparency can help corporations to reduce <strong>the</strong> <strong>in</strong>cidence of abuse <strong>and</strong> also toma<strong>in</strong>ta<strong>in</strong> <strong>the</strong>ir reputation for ethical conduct. Companies should be expected to makepublic any <strong>in</strong>cident <strong>in</strong> which local residents are <strong>in</strong>jured, killed, or o<strong>the</strong>rwise harmed <strong>in</strong>confrontation with government security forces, with<strong>in</strong> a reasonable time after <strong>the</strong>occurrence of <strong>the</strong> <strong>in</strong>cident. In <strong>the</strong> case of Chevron, deliberate deception <strong>and</strong> publicationof false <strong>in</strong>formation about <strong>the</strong> Parabe <strong>in</strong>cident h<strong>in</strong>dered efforts to hold <strong>the</strong> companyaccountable for years.Similarly, companies should be expected to make public any credible allegations ofhuman rights abuses by <strong>the</strong>ir security personnel or by government security forces act<strong>in</strong>g<strong>in</strong> <strong>the</strong> service of <strong>the</strong> company. <strong>The</strong>y should <strong>in</strong>vestigate all such allegations with<strong>in</strong> areasonable time frame <strong>and</strong> make public <strong>the</strong> steps taken <strong>and</strong> <strong>the</strong> results of <strong>the</strong> <strong>in</strong>vestigation.If companies are unwill<strong>in</strong>g to voluntarily take <strong>the</strong>se steps to <strong>in</strong>crease transparency <strong>and</strong>limit <strong>the</strong> potential for future human rights abuses, Congress should consider requir<strong>in</strong>g<strong>the</strong>m to do so.Recommendations for <strong>the</strong> U.S. GovernmentConduct a Systematic Review of Corporations’ History of Compliance with VPs<strong>The</strong> U.S government should conduct a systematic survey of corporations’ experiencewith <strong>the</strong> Voluntary Pr<strong>in</strong>ciples on Security <strong>and</strong> <strong>Human</strong> <strong>Rights</strong>. This survey could <strong>in</strong>clude<strong>the</strong> responses of corporate officers <strong>and</strong> field representatives, cooperat<strong>in</strong>g governmentofficials <strong>and</strong> security personnel, <strong>and</strong> delegates from local communities. <strong>The</strong> responsescould be compiled <strong>in</strong>to a report that summarizes <strong>and</strong> analyzes <strong>the</strong> challenges all partiesPage 27 of 29


have encountered <strong>in</strong> implement<strong>in</strong>g <strong>the</strong> VPs, identifies weaknesses <strong>and</strong> omissions, <strong>and</strong>spotlights <strong>the</strong> successes <strong>and</strong> areas of convergence of <strong>in</strong>terest among parties.Much has been learned about <strong>the</strong> relationship between corporations <strong>and</strong> governmentsecurity forces, as well as <strong>the</strong> consequences of that relationship, s<strong>in</strong>ce <strong>the</strong> VPs were firstpromulgated <strong>in</strong> 2000. <strong>The</strong> review process should hear witnesses who can testify to <strong>the</strong>successes various mult<strong>in</strong>ational corporations have achieved <strong>in</strong> develop<strong>in</strong>g effectivesecurity protocols that <strong>in</strong>corporate a respect for human rights <strong>and</strong> ethical conduct. Thistestimony can be compiled <strong>in</strong>to a report on best practices <strong>in</strong> security arrangements forcorporations operat<strong>in</strong>g <strong>in</strong> <strong>the</strong> develop<strong>in</strong>g world.Identify Provisions of <strong>the</strong> Voluntary Pr<strong>in</strong>ciples <strong>and</strong> O<strong>the</strong>r Practices for LegislativeConsideration<strong>The</strong> results of this review may be used to identify ways <strong>in</strong> which <strong>the</strong> United Stateslegislative process may help to prevent human rights abuses by companies employ<strong>in</strong>ggovernment security forces. This could entail identify<strong>in</strong>g key provisions of <strong>the</strong> VoluntaryPr<strong>in</strong>ciples for enactment <strong>in</strong>to law, with a focus on those portions that have been neglectedby signatory parties.Exp<strong>and</strong><strong>in</strong>g Crim<strong>in</strong>al Jurisdiction <strong>in</strong> <strong>the</strong> United States for International <strong>Human</strong> <strong>Rights</strong>Violations<strong>The</strong> 1998 Parabe <strong>in</strong>cident, <strong>in</strong> which Chevron called <strong>in</strong> <strong>the</strong> <strong>Niger</strong>ian military to respond tononviolent protesters, leav<strong>in</strong>g two dead <strong>and</strong> o<strong>the</strong>rs wounded <strong>and</strong> tortured, has beenreviewed by experts <strong>in</strong> <strong>the</strong> United States. In particular, Hugh McGowan, <strong>the</strong> former headof <strong>the</strong> New York Police Department’s Hostage Negotiation Team, reviewed <strong>the</strong> events<strong>and</strong> determ<strong>in</strong>ed that it was not a hostage situation, that <strong>the</strong> use of military force was notwarranted, <strong>and</strong>—most importantly—that <strong>in</strong> his op<strong>in</strong>ion, he would refer <strong>the</strong> attack to <strong>the</strong>proper authorities for possible prosecution. 117 Of course, <strong>the</strong>re have been no prosecutionsof anyone at Chevron <strong>in</strong>volved <strong>in</strong> <strong>the</strong> Parabe <strong>in</strong>cident, <strong>and</strong> it is not clear who would have<strong>the</strong> authority to engage <strong>in</strong> such prosecutions. <strong>The</strong> U.S. Congress should look <strong>in</strong>toexp<strong>and</strong><strong>in</strong>g <strong>the</strong> reach of United States courts, to grant <strong>the</strong>m greater crim<strong>in</strong>al jurisdictionover corporations that are complicit <strong>in</strong> human rights abuses <strong>in</strong> violation of <strong>in</strong>ternationalhuman rights law <strong>and</strong> U.S. domestic law.ConclusionExtractive <strong>in</strong>dustries such as oil <strong>and</strong> gas companies must learn to listen to <strong>the</strong> compla<strong>in</strong>tsof <strong>the</strong> local people <strong>in</strong> whose territories <strong>the</strong>y carry out <strong>the</strong>ir bus<strong>in</strong>ess. <strong>The</strong>y need tounderst<strong>and</strong> that <strong>the</strong> environment is <strong>the</strong> life of <strong>the</strong> people <strong>and</strong> that cont<strong>in</strong>ual degradation of<strong>the</strong> environment directly affects <strong>the</strong> means of livelihood of <strong>the</strong> people. <strong>The</strong> Ogoni, <strong>the</strong>Ilaje, <strong>and</strong> <strong>the</strong>ir fellow protesters chose <strong>the</strong> best route out of <strong>the</strong> mire that <strong>the</strong> <strong>Niger</strong> <strong>Delta</strong>117 Expert Report of Hugh McGowan <strong>in</strong> Bowoto v. Chevron Corp. para. III(2)(g) (Oct. 31, 2005);deposition of Hugh McGowan <strong>in</strong> Bowoto v. Chevron Corp. at 271:14-273:8 (Nov. 4, 2005).Page 28 of 29


has become: through nonviolent dialogue. This is what was dem<strong>and</strong>ed ten years ago.This dem<strong>and</strong> still rema<strong>in</strong>s to be answered.By reform<strong>in</strong>g <strong>the</strong>ir relations with security forces, <strong>in</strong>creas<strong>in</strong>g transparency, <strong>and</strong><strong>in</strong>troduc<strong>in</strong>g practices that respect human rights <strong>and</strong> <strong>the</strong> environmental rights upon whichthose rights are dependent, Chevron <strong>and</strong> o<strong>the</strong>r extractive <strong>in</strong>dustry companies can comb<strong>in</strong>esound bus<strong>in</strong>ess practices, effective security protocols, <strong>and</strong> respect for <strong>the</strong> rights of thosewho are directly affected by <strong>the</strong>ir operations. <strong>The</strong>y will improve community relations,burnish <strong>the</strong>ir corporate image, <strong>and</strong> potentially boost profit marg<strong>in</strong>s. Similarly, byimplement<strong>in</strong>g common-sense legislation based on widely accepted st<strong>and</strong>ards, this countryhas <strong>the</strong> opportunity to <strong>in</strong>crease its capacity to help br<strong>in</strong>g corporate practice <strong>in</strong> l<strong>in</strong>e withhuman rights <strong>and</strong> ethical norms worldwide.Page 29 of 29

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