The Warsaw Stock Exchange - GPW

NewConnectAuthorised Advisers on NewConnectAny company which intends to effect its IPOon NewConnect has an obligation to undertakeco-operation with an authorised adviser,i.e. an advisory company authorisedby the WSE to operate within its AlternativeTrading System (ATS).The status of an authorised adviser is availableto investment companies, law firms,audit companies or financial consultancieswith expertise in providing capital marketservices to small and medium enterprisesand, since 2012, employing at least twoholders of the Alternative Trading SystemAdviser Certificate. This certificate can beobtained upon passing a specialised examination(organised by the WSE) which verifiesthe candidate’s knowledge and practicalcommand of Alternative Trading Systemregulations.The role of the Authorised Adviser is to providecomprehensive services to issuers duringtheir preparation for the IPO, e.g. checkingif the information document has been drawnup in accordance with the ATS requirements,approving the information document (whichis viewed as an endorsement that the companyreferred by the Authorised Adviser toNewConnect is a reliable one) and, for threeyears following the IPO, ensuring qualifiedsupport with regard to compliance with mandatorydisclosures and the trading in issuer’sfinancial instruments within the ATS.As of 31 December 2012 a total of 93 entitieswere registered as Authorised Advisers onNewConnect.NewConnect Authorised Advisers*Companies which concurrently act as Authorised Advisers on NewConnect and Catalyst.4Capital sp. z o.o.*www.4-capital.plABISTEMA Kancelaria Doradcza sp. z o.o.*www.abistema.plACADIA Spółka z ograniczonąodpowiedzialnością S.K.A.www.acadia.plAdwokaci i Radcowie Prawni sp. k. IzabellaŻyglicka i Wspólnicy*www.kpr.plArt Capital sp. z o.o.www.art-capital.plBank DnB NORD Polska SA*www.dnbnord.plBank Gospodarki Żywnościowej SA - BiuroMaklerskie*www.bgz.pl/biuro_maklerskie/Bank Zachodni WBK SA*www.bzwbk.plBastion Dom Inwestycyjny sp. z o.o.www.bastiongroup.comBDO sp. z o.o.www.bdo.plBeskidzkie Biuro Consultingowe SA*www.bbc-polska.comBest Capital sp. z o.o.*www.bestcapital.comBlue Tax Group SA*www.bluetax.pl279