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This article was published as part of the<br />
2009 Renewable Energy issue<br />
Reviewing the latest developments in renewable<br />
energy research<br />
Guest Editors Professor Daniel Nocera and Professor Dirk Guldi<br />
Please take a look at the issue 1 table of contents to access<br />
the other reviews.
CRITICAL REVIEW www.rsc.org/csr | Chemical Society Reviews<br />
<strong>Photodriven</strong> <strong>heterogeneous</strong> <strong>charge</strong> <strong>transfer</strong> <strong>with</strong> <strong>transition</strong>-<strong>metal</strong><br />
compounds anchored to TiO 2 semiconductor surfacesw<br />
Shane Ardo and Gerald J. Meyer*<br />
Received 24th October 2008<br />
First published as an Advance Article on the web 1st December 2008<br />
DOI: 10.1039/b804321n<br />
A critical review of light-driven interfacial <strong>charge</strong>-<strong>transfer</strong> reactions of <strong>transition</strong>-<strong>metal</strong><br />
compounds anchored to mesoporous, nanocrystalline TiO 2 (anatase) thin films is described. The<br />
review highlights molecular insights into <strong>metal</strong>-to-ligand <strong>charge</strong> <strong>transfer</strong> (MLCT) excited states,<br />
mechanisms of interfacial <strong>charge</strong> separation, inter- and intra-molecular electron <strong>transfer</strong>, and<br />
interfacial <strong>charge</strong>-recombination processes that have been garnered through various spectroscopic<br />
and electrochemical techniques. The relevance of these processes to optimization of solar-energyconversion<br />
efficiencies is discussed (483 references).<br />
1. Introduction<br />
A Rationale<br />
Hoffert has elegantly documented recent power needs on the<br />
terawatt (TW = 10 12 W) scale. 1,2 As the worldwide rate of energy<br />
expenditure is directly related to the number of people on Earth,<br />
the population growth experienced over the last quarter-century<br />
is staggering: a 45% increase which equates to roughly two<br />
billion people and 6 TW of additional power (B63% increase). 3<br />
This coupled <strong>with</strong> the urbanisation of third-world and industrialized<br />
nations and cities has led to an increase in the demand for<br />
fuel that has subsequently driven gas and oil prices to record<br />
highs. 3 Regardless of their price, the continued use of fossil fuels<br />
cannot be a long-term solution as they come from a limited stock<br />
and the deleterious environmental consequences of their combustion<br />
have become self-evident. Thus, the numbers alone, i.e.<br />
Johns Hopkins University, 3400 North Charles Street, Baltimore, MD<br />
21218, USA<br />
w Part of the renewable energy theme issue.<br />
Shane Ardo was born in San<br />
Francisco, California in 1977.<br />
He obtained a BS in mathematics<br />
from Towson University<br />
in 1999 and an MS in<br />
nutrition and food science<br />
from UM-College Park in<br />
2005. Since joining Johns<br />
Hopkins University for a<br />
Shane Ardo<br />
PhD program in chemistry,<br />
Shane has been awarded an<br />
MS degree and was recently<br />
selected to describe renewable<br />
energy sources at the inaugural<br />
Eaton E. Lattman lecture<br />
series. He currently studies<br />
molecular, photo-induced processes at nanocrystalline TiO2<br />
interfaces for application in dye-sensitized solar cells and photoelectrosynthetic<br />
hydrogen formation. Shane also enjoys soccer,<br />
hiking, and camping <strong>with</strong> his fiance´e and friends.<br />
population, energy demand, and fuel prices, do not convey the<br />
severity of the problem. Concern should be elicited as the ice-core<br />
data over the past three-quarters-of-a-million years correlates<br />
temperature <strong>with</strong> greenhouse gas concentration 5,6 and current<br />
atmospheric CO2 levels of 4380 ppm 4 exceed any values attained<br />
over this same time period. 5 Further, outside of natural photosynthesis,<br />
there exist no means by which our society could<br />
significantly lower the concentration of CO2. The increased<br />
average global temperature and rates of glacial melting measured<br />
over the last few decades are telling signs. 7 There is real reason for<br />
concern. Regardless of one’s opinion on the causes of global<br />
climate change, it is very difficult to argue <strong>with</strong> two key points:<br />
(1) humans need to conserve energy and (2) commercially viable<br />
and sustainable energy conversion processes need to be discovered,<br />
designed, and developed.<br />
The motivation for this review stems from the urgent need<br />
for inexpensive and sustainable materials that can be used for<br />
solar energy conversion. Hoffert and co-workers concluded<br />
that in order to avoid catastrophic planetary changes Earth<br />
will require at least 10 terawatts of carbon-neutral energy by<br />
Gerald (Jerry) J. Meyer was<br />
born in Oconomowoc Wisconsin<br />
in 1962. He received a BS in<br />
chemistry and mathematics from<br />
SUNY-Albany and a PhD in<br />
chemistry from UW-Madison.<br />
After a post-doctoral appointment<br />
at UNC-Chapel Hill, he<br />
joined the faculty at Johns<br />
Hopkins University in 1991<br />
where he is now the<br />
Bernard N. Baker Professor of<br />
Chemistry <strong>with</strong> a joint appointment<br />
in the Materials Science &<br />
Jerry Meyer Engineering Department. In<br />
addition to his interests in environmental<br />
chemistry and solar energy conversion, Jerry enjoys long<br />
distance running, tennis, cooking, gardening, hiking, and spending<br />
time <strong>with</strong> his wife, Lisa, and daughters, Caroline and Jillian.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 115
Fig. 1 A schematic depicting a champion dye-sensitized solar cell (DSSC) illustrating the approximate relative energetics of individual electron<strong>transfer</strong><br />
reactions along <strong>with</strong> their corresponding rate constants or current densities. The steps highlighted in this review are shown as blue Roman<br />
numerals and subcategorized by capitalized letters: (I) sensitizer light absorption; (II) excited-state electron injection; (III) regeneration of the<br />
oxidized sensitizer by an electron donor in the electrolyte; (IV) <strong>charge</strong> recombination of TiO 2 electrons, TiO 2(e )s, to (A) oxidized sensitizers or<br />
(B) oxidized donors. Adapted from Fig. 9 of ref. 11.<br />
the year 2050, which was approximately equal to the worldwide<br />
energy requirement in the year 1998. 1,2 They also described<br />
the pitfalls of a ‘wait-and-see’ approach and<br />
recommended immediate action. It has now been dubbed the<br />
Terawatt Challenge. 8 The sun is the one source that on its own<br />
could supply the world’s projected energy demand and in a<br />
sustainable fashion. 4 To put it in perspective, the amount of<br />
solar energy reaching the earth in one day could power the<br />
planet for an entire year. 8,9 Remaining is the challenge of<br />
harvesting and storing this energy in a cost-effective way. It is<br />
our assumption that molecular approaches to this challenge<br />
will ultimately be most successful. The relative ease by which the<br />
spectroscopic and electrochemical properties of molecules can be<br />
tuned through synthetic manipulation allows for many minute<br />
variations on solar-energy-conversion schemes to be rapidly<br />
studied. Additionally, chemical bonds afford large energy storage<br />
capacities, i.e. energy densities, and power densities that exceed<br />
those obtainable from most other storage methods.<br />
B Background<br />
When we started our research program at Johns Hopkins<br />
University in 1991, molecular approaches to solar-energy conversion<br />
were solely of academic interest. The hard fact was that<br />
the most efficient ‘‘molecular solar cells’’ were comprised of cold<br />
water running over illuminated black paint. In the same year<br />
much progress in the field was realized when Grätzel and<br />
O’Regan reported an order-of-magnitude increase in solar<br />
light-to-electrical power conversion efficiency from dye-sensitized<br />
solar cells (DSSCs). 10 Their significant advance was to replace<br />
the planar electrode materials of the past <strong>with</strong> high surface area,<br />
mesoporous, nanocrystalline semiconductor thin films. The<br />
actual surface area for sensitizerz binding was up to three<br />
z Since a photocurrent is generated <strong>with</strong> light of lower energy than the<br />
bandgap of TiO 2, the chromophoric dyes are referred to as sensitizers,<br />
a term that we will use throughout this review.<br />
orders-of-magnitude larger than the geometric surface area,<br />
which is critical for solar harvesting <strong>with</strong> molecular compounds.<br />
11 Today, confirmed efficiencies in excess of 10% have<br />
been established. 12<br />
The general mechanisms for light-to-electrical power conversion<br />
in DSSCs were developed in early sensitization studies<br />
of planar and single-crystal semiconductors. Mechanisms like<br />
that shown in Fig. 1 can be found in many excellent reviews on<br />
this area. 11,13 In short: (I) light is absorbed by a sensitizer to<br />
form a molecular excited state; (II) the excited state may inject<br />
an electron into the semiconductor thus causing <strong>charge</strong> separation;<br />
(III) the oxidized sensitizer is ‘‘regenerated’’ by an<br />
external electron donor. Once the electron has performed<br />
useful work in the external circuit, it returns to a counter<br />
electrode where it reduces the oxidized electron donor. Hence<br />
the solar cell is termed ‘regenerative’ as all oxidation chemistry<br />
at the dye-sensitized electrode is reversed at a dark counter<br />
electrode such that no net chemistry occurs. It is now possible<br />
to include rate constants and/or current densities for many of<br />
these processes as well as for (IV) the unwanted <strong>charge</strong><br />
recombination of TiO 2 electrons to: (A) oxidized sensitizers;<br />
or (B) oxidized donors in the electrolyte. There are a tremendous<br />
number of details in an operational Gra¨tzel-type cell and<br />
the values in Fig. 1 represent a good starting point for their<br />
general comparison. However, the time scales and current<br />
densities are often misleading as they may be specific to a<br />
certain class of sensitizers or electrolytes and/or may be<br />
abstracted from experimental data obtained in the absence<br />
of some components of the operational Gra¨tzel-type cell.y<br />
y The term Grätzel-type cell was chosen so as to highlight the distinction<br />
between the DSSCs employed in the seminal Nature paper—the use of<br />
mesoporous, nanocrystalline TiO2 (anatase) thin-film electrodes—<br />
and those in previous DSSC fabrications. Although historically accurate,<br />
this distinction will only be noted in the Introduction section and not<br />
throughout this review as preferred by Professor Gra¨tzel. 14<br />
116 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
In this review we provide some of the details that have<br />
arisen from recent research of <strong>heterogeneous</strong>, <strong>charge</strong>-<strong>transfer</strong><br />
processes involved in the transduction of energy in TiO 2-based<br />
DSSCs. They predominantly deal <strong>with</strong> actions occurring at<br />
mesoporous, nanocrystalline TiO 2 (anatase) electrodes sensitized<br />
to visible light <strong>with</strong> <strong>transition</strong>-<strong>metal</strong> coordination compounds.<br />
Space limitations prevented us from including results<br />
obtained in the active areas of research <strong>with</strong> organic and<br />
quantum dot sensitizers. The review highlights molecular insights<br />
into the interfacial, <strong>charge</strong>-<strong>transfer</strong> processes I–IV<br />
that have been garnered through various spectroscopic and<br />
electrochemical measurements. As this review illustrates, many<br />
of the details remain poorly understood. Not<strong>with</strong>standing,<br />
numerous interesting and informative studies have been<br />
performed in order to probe electrolyte- or counter electrodebased<br />
phenomena 15 as well as <strong>charge</strong> transport through<br />
mesoporous films. 16–20 These will be discussed only as they<br />
are relevant to processes I–IV.<br />
Understanding the operation of a Gra¨tzel cell is not the only<br />
reason to study excited states and interfacial electron <strong>transfer</strong> at<br />
semiconductor interfaces on the molecular level, a point often<br />
missed by reviewers in this area. Indeed the spirit of using<br />
inexpensive processing and non-toxic, abundant, high surfacearea<br />
materials for solar-energy conversion is exactly on track. 13 It<br />
is a sound approach toward practical solutions to the Terawatt<br />
Challenge that could ultimately provide future generations the<br />
relatively low-cost power that we enjoy today, but in a sustainable<br />
fashion. 8 To build on the success of the Gra¨tzel cell and<br />
develop low-cost materials capable of solar-energy conversion<br />
and storage is just one of many motivations for understanding<br />
interfacial <strong>charge</strong> <strong>transfer</strong> in precise molecular detail.<br />
2. Solar harvesting <strong>with</strong> <strong>metal</strong>-polypyridyl<br />
compounds<br />
One sun of solar irradiance at an Air Mass of 1.5 (AM1.5) and<br />
under standard, U.S. atmospheric conditions (1000 W m 2 )is<br />
often taken as an average irradiance and spectral distribution of<br />
sunlight in the United States. The spectrum is available in<br />
downloadable format form the National Renewable Energy<br />
Laboratory (NREL) website. 21 The fraction of light that is<br />
absorbed by a DSSC is wavelength dependent and is often called<br />
the light harvesting efficiency (LHE) or the more generally<br />
preferred IUPAC name, absorptance (a(l)). 22 The absorptance<br />
of a monolayer of sensitizers anchored to a flat surface is related<br />
to (a) the molar extinction coefficient of the sensitizer, e(l), and<br />
(b) the surface area occupied by the dye, ADye, i.e. the footprint:<br />
aðlÞ ¼1<br />
IðlÞ<br />
IoðlÞ ¼ 1 10 AbsorbanceðlÞ ; where ð1Þ<br />
Absorbance ðlÞ ¼log IoðlÞ<br />
IðlÞ<br />
¼ 1000 eðlÞ<br />
1<br />
ADye<br />
where Io(l) is the intensity of the incoming incident light and I(l)<br />
is the intensity of the light transmitted through the sample.<br />
Calculations show that even monolayers of phthalocyanines<br />
and porphyrins, which have among the highest extinction coefficients<br />
known, absorb far less than 1% of the 1 sun, AM1.5<br />
spectrum on planar surfaces. 23 This underscores the need for<br />
ð2Þ<br />
high surface-area materials to increase the LHE of a molecular<br />
monolayer of sensitizers.<br />
The effectiveness of a solar cell is measured by its power<br />
output. This value is the product of its current and voltage. Thus,<br />
determination of the solar cell’s current–voltage relationship<br />
often aids in assessing its performance, Fig. 2. The lightto-electrical<br />
power conversion efficiency of a solar cell (Z) isthe<br />
product of the open-circuit photovoltage (Voc), short-circuit<br />
photocurrent (isc), and fill factor (FF) divided by the product of<br />
the incident irradiance (Po)andtheareaofthesolarcell(Acell). 24<br />
Z ¼ iscVocFF<br />
PoAcell<br />
Very often P o is set to be 1 sun of AM1.5 solar irradiation,<br />
i.e. 1000 W m 2 . V oc is the maximum Gibbs free energy that one<br />
can abstract from a regenerative solar cell, while i sc is the<br />
maximum rate that <strong>charge</strong> can flow through the external circuit.<br />
The long-wavelength absorption edge sets a thermodynamic limit<br />
to the Voc and the LHE can be used to calculate the maximum<br />
possible isc; thus, assuming FF = 1, the largest possible Z can<br />
be estimated all from a simple absorption measurement of the<br />
solar cell. The optimal isc assumption is, <strong>with</strong>in experimental<br />
uncertainty, realized in champion DSSCs. 25 However, the<br />
spectroscopically estimated maximum V oc values are much<br />
greater than those that have been observed experimentally.<br />
A subtlety is that the i sc of a solar cell is directly related to its<br />
absorptance (a), but not its absorbance. The absorbances and<br />
absorptances are approximately equal at low sensitizer concentrations<br />
but differ significantly at the high sensitizer concentrations<br />
used in champion DSSCs. Therefore, the normalized<br />
photocurrent action spectrum, i.e. a plot of the incident<br />
photon-to-current efficiency (IPCE), or external quantum efficiency,<br />
as a function of excitation wavelength, should coincide<br />
<strong>with</strong> the normalized sensitizer absorptance spectrum. One is<br />
Fig. 2 Typical current–voltage curve for a champion DSSC under<br />
approximately 1 sun, AM1.5 illumination (0.998 suns). Labeled are the<br />
short-circuit photocurrent (isc), open-circuit photovoltage (Voc), and<br />
power point (PP) along <strong>with</strong> its corresponding photovoltage (V PP)<br />
and photocurrent (iPP). The fill factor (FF) is the area of the shaded<br />
region, which is bounded by the V PP and i PP, divided by the area of the<br />
region outlined by the dashed line, which is bounded by the Voc and isc.<br />
The curve in magenta represents the power as a function of voltage in<br />
arbitrary units further illustrating that the PP coincides <strong>with</strong> the<br />
condition of maximum power output. Adapted from Fig. 6 of ref. 26.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 117<br />
ð3Þ
often interested in not only the monochromatic absorptance but<br />
the integrated, a(l)-weighted solar flux divided by the total 1<br />
sun, AM1.5 photon flux as well. The latter represents the<br />
overall percentage of solar light absorbed where the numerator<br />
serves as an upper limit to the i sc of the DSSC.<br />
The FF can be related to i sc and V oc through the corresponding<br />
values at the power point (PP):<br />
FF ¼ iPPVPP<br />
ð4Þ<br />
iscVoc<br />
where the PP occurs at the maximum product of the cell<br />
output photovoltage and photocurrent obtained along the<br />
current–voltage curve, Fig. 2. While FF = 1 is ideal, such a<br />
value cannot be achieved due to various loss mechanisms such<br />
as <strong>charge</strong> recombination.<br />
A Orbitals and electronic <strong>transition</strong>s<br />
The <strong>metal</strong>-to-ligand <strong>charge</strong> <strong>transfer</strong> (MLCT) excited states of dp 6<br />
coordination compounds have emerged as the most efficient for<br />
solar harvesting and sensitization of wide-bandgap semiconductor<br />
materials. As the name implies, light absorption promotes an<br />
electron from the Metal d orbitals to the Ligand p* orbitals,<br />
d(p) - p*. 27–29 A number of electric-dipole-allowed Charge-<br />
Transfer <strong>transition</strong>s are observed which give rise to intense<br />
absorption bands in the visible region <strong>with</strong> moderate extinction<br />
coefficients. There is no formal spin for each excited state due to<br />
heavy-atom spin–orbit coupling from the <strong>transition</strong>-<strong>metal</strong><br />
center (especially for 4d and 5d <strong>metal</strong>s). 30,31 Crosby et al. have<br />
proposed that the excited state is accurately described by solely<br />
the symmetry label of the molecular point group to which it<br />
belongs, corresponding to an irreducible representation, and not<br />
the spin and an orbital individually. 30 The effects of spin–orbit<br />
coupling must be introduced in order to rationalize the<br />
relative oscillator strengths and absorption spectra of<br />
M(bpy) 3 2+ (M = Fe II ,Ru II and Os II ) compounds, where bpy<br />
is 2,2 0 -bipyridine.<br />
The classical example of a compound <strong>with</strong> such <strong>transition</strong>s is<br />
Ru(bpy)3 2+ which is arguably the most well-studied, coordination<br />
compound. Its lowest-energy state is three-fold symmetric<br />
and is best described by the symmetry label D3,Fig.3.Basedon<br />
the Franck–Condon principle, immediately following excitation<br />
the initial excited state ought to possess the same structural<br />
symmetry as the ground state. 32–34 Thus, in the absence of<br />
Jahn–Teller distortions or solvent-induced fluctuations, the<br />
initial, Franck–Condon excited state formed via an MLCT<br />
<strong>transition</strong> in Ru(bpy)3 2+ could consist of a delocalized electronic<br />
wavefunction on all three bpy ligands each formally possessing<br />
1/3 of an electronic <strong>charge</strong>. Monitoring the conversion of<br />
this excited-state from D3 to C2 symmetry is a non-trivial task,<br />
although some evidence supports the notion that conversion<br />
occurs by T2 dephasing. 35,36 Based on the absence of an electric<br />
dipole for D3 symmetry molecules and minor, but clearly<br />
observable, solvent-dependent, ground-state MLCT absorption<br />
features, the initial excited-state electron is thought to localize<br />
on a single bpy. 37 Time-resolved resonance Raman spectroscopy<br />
of Ru(bpy) 3 2+ shows clear evidence for localization on<br />
nanosecond and longer time scales. 38 This localized excited state<br />
has the reduced-symmetry designation C2 and an estimated<br />
dipole moment of B10 Debye. 37,39<br />
Demas and colleagues have shown that intersystem crossing<br />
to a manifold of relaxed, MLCT excited states occurs <strong>with</strong> a<br />
quantum yield near unity in fluid solution, Fig. 4(a). 41–43<br />
Although not formally triplet or singlet in nature, the predominantly<br />
triplet character of the lowest-energy excited state,<br />
1E 0 , 44,45 and singlet character of the initial Franck–Condon<br />
state rationalizes why the <strong>transition</strong> between them is often<br />
termed intersystem crossing. It is for this reason that these states<br />
will be labeled as 3 MLCT and 1 MLCT, respectively, throughout<br />
this review. Crosby, Hager, and colleagues have shown that<br />
photoluminescence (PL) arises from three closely spaced electronic<br />
states. 46–50 Rapid thermal equilibrium between this manifold<br />
of states, okT in energy apart, happens such that PL occurs<br />
from what appears to be a single thermally equilibrated excited<br />
state, or thexi state. 51,52 Yersin et al. discovered evidence for two<br />
more highest-energy states by temperature-dependent emission<br />
polarization experiments and labeled them per the D 3 0 double<br />
symmetry group, which takes into account the spin–orbit<br />
Fig. 4(b). 44,45 These <strong>transition</strong>s are generally supported by those<br />
Fig. 3 Molecular-orbital diagrams for Ru(L)6 2+ -type compounds in their ground state <strong>with</strong>: GS-Oh) octahedral, Oh, symmetry; or GS-D3)<br />
reduced D 3 symmetry, like for Ru(bpy) 3 2+ . Also shown are excited-state molecular-orbital diagrams for: 3 MLCT-D3) the initial, Franck–Condon<br />
excited state formed under the ground-state D3 symmetry, where the excited electron is delocalized equally over each ligand; and 3 MLCT-C2) the<br />
excited state possessing reduced C 2 symmetry where the excited electron is localized on one ligand. Taken from Fig. 2 of ref. 40.<br />
118 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 4 (A) A Jablonski-type energy diagram for Ru(bpy)3 2+ illustrating its manifold of thermally equilibrated excited states, i.e. the thexi state.<br />
The quantum yield for intersystem crossing, f ISC, is approximately unity. Taken from Scheme 1 of ref. 54. (B) The relative energy levels for the<br />
excited states of Ru(bpy)3 2+ under the D3 0 double group, which takes spin–orbit coupling into consideration. Taken from Fig. 3 of ref. 44.<br />
obtained from computational Density Functional Theory (DFT)<br />
calculations. 53<br />
As many of the sensitizers employed in champion DSSCs are<br />
of the form cis-Ru(LL) 2X 2, where LL is a bpy-like ligand and X<br />
is a non-chromophoric ligand, their spectral differences and<br />
similarities to Ru(bpy) 3 2+ are discussed. When LL = bpy and<br />
X=NC the compound’s spectrum is solvatochromic and the<br />
Ru III/II reduction potential, E o (Ru III/II ), is more negative as<br />
compared to Ru(bpy)3 2+ . 55 This coupled <strong>with</strong> the relatively<br />
insensitive energetics of the p* orbitals of the bpy ligand leads<br />
to red-shifted absorption and emission maxima. These lowestenergy,<br />
actinic <strong>transition</strong>s are MLCTinnatureandresultinan<br />
electron on the bpy-based chromophoric ligand and a hole that is<br />
partially delocalized on the cyano ligands, thus greatly decreasing<br />
the Lewis basicity of the cyano ligands. The most efficient<br />
sensitizerforDSSCsiscalledN3,whereLL=4,4 0 -dicarboxylic<br />
acid-bpy (dcb) and X = SCN . 25 Although less solvatochromic<br />
than the cyano derivative, its visible absorption spectrum, and<br />
that of its ‘LL = bpy’ derivative, exhibit two well-resolved<br />
bands. It has been postulated that this occurs due to a shift in<br />
the electron density of the highest occupied molecular orbital<br />
(HOMO) from the Ru II -<strong>metal</strong> center to the isothiocyanate<br />
ligands. 56–58 By DFT it was calculated that B75% of the<br />
HOMO density resides on the isothiocyanate ligands and that<br />
B75% of this density resides on the sulfur atom.<br />
B Tuning of the absorption spectrum and redox properties<br />
An important aspect of dp 6 coordination compounds is that<br />
their colors can be widely tuned using synthetic chemistry. The<br />
MLCT absorption bands can be tuned in energy by altering<br />
the substituents on the bpy ligands or by controlling the extent<br />
of d(p)-p* back-bonding donation to nonchromophoric<br />
ligands. How these changes affect the photophysical properties<br />
of the compounds have been the subject of many investigations<br />
affording further insights into the factors that govern<br />
radiative and nonradiative excited-state decay. As just<br />
mentioned, the compound that has emerged as the most<br />
efficient sensitizer for DSSC application is N3. 25 N3 gains<br />
red absorption over Ru(dcb)3 2+ however at the expense of the<br />
E o (Ru III/II ). Although not generally vital to DSSCs, this loss in<br />
driving force for regeneration of the oxidized sensitizer would<br />
further limit the sensitizer’s ability to perform a ‘holy grail’ of<br />
chemistry: water oxidation. 59,60 However, in terms of DSSC<br />
light-to-electrical power conversion efficiency, N3 and closely<br />
related analogues remain unsurpassed, Fig. 5.z A similarly<br />
successful Ru II -based sensitizer, which is based on terpyridine<br />
rather than bpy, is the so called ‘black dye’: [Ru(tct)(NCS)3] ,<br />
where tct is 4 0 ,4 00 ,4 000 -tricarboxylic acid-tpy and tpy is<br />
2,2 0 :6 0 ,2 00 -terpyridine. It extends the spectral sensitivity of the<br />
solar cell significantly towards the red as compared to N3. 68<br />
However, a lower extinction coefficient throughout the visible<br />
region results in an overall less-efficient DSSC.<br />
The reduction potentials of the thexi state of the sensitizers,<br />
E o (Ru III/II* ) and E o (Ru II*/+ ), can be estimated using thermochemical<br />
cycles. 69,70 In many cases the spectroscopic and<br />
electrochemical data needed for such calculations can be<br />
measured in situ, i.e. for the sensitizer anchored to the semiconductor<br />
film. Previous studies have shown that molecules<br />
anchored to mesoporous, nanocrystalline TiO2, ZrO2, or<br />
Al2O3 thin films can be reversibly oxidized in standard electrochemical<br />
cells provided that the surface coverage exceeds a<br />
percolation threshold. 71–73 Cyclic voltammetry and spectroelectrochemistry<br />
are thus powerful in situ tools for determining<br />
formal reduction potentials and absorption spectra of relevant<br />
redox states. The excited-state reduction potential for<br />
the oxidation of the thermally equilibrated excited state,<br />
E o (Ru III/II* ), is calculated by the following equation:<br />
E o (Ru III/II* )=E o (Ru III/II ) DG ES (5)<br />
z Analogues where one or more of the carboxylic acid groups have<br />
been deprotonated, e.g. the dianion salt of N3 <strong>with</strong> tetrabutylammonium<br />
counterions (TBA + )—N719, 61 or one of the dcb ligands has<br />
been replaced by a more hydrophobic bipyridine ligand, e.g.<br />
Z907—<strong>with</strong> replacement by 4,4 0 -dinonyl-bpy 62–64 —and K19—<strong>with</strong><br />
replacement by 4,4 0 -bis(p-hexyloxystyryl)-bpy. 65–67<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 119
Fig. 5 The chemical structures of the most successful Ru II -based sensitizers employed in champion DSSCs.<br />
where DG ES is the free energy stored in the thexi state. 69,70,74,75<br />
This energy can be estimated by the PL onset or through a<br />
Franck–Condon lineshape analysis of the corrected PL spectrum.<br />
The reduction potential of the initially formed,<br />
Franck–Condon excited state can be calculated by substituting<br />
the excitation energy for DGES.<br />
As previously mentioned, Ru(bpy)3 2+ and most other trisheteroleptic<br />
Ru II compounds have redox and optical properties<br />
that are fairly insensitive to their environments. 37,76 However,<br />
this is not the case for ammine and cyano compounds of the<br />
type [M(bpy 0 )(X) 4] 2 ,2+ or [cis-M(bpy 0 ) 2(X) 2] 0,2+ ,M=Fe,<br />
Ru, or Os and X = CN or NH 3. 76 Outer-sphere interactions<br />
<strong>with</strong> the cyano ligands have a profound influence on E o (M III/II )<br />
and hence the color of the compound. [Ru(dcb)(CN)4] 2<br />
is<br />
highly solvatochromic; 78 the maximum of the lower-energy<br />
MLCT band of Ru(dcb)(CN)4/TiO2 was observed at 450<br />
10 nm in tetrahydrofuran and at 500 20 nm in dimethylformamide.<br />
78 The color change was due to a shift of E o (Ru III/II )<br />
<strong>with</strong> solvent. The complex maintained this solvatochromism<br />
upon attachment to mesoporous, nanocrystalline TiO2<br />
(anatase) thin films although the magnitude of the effect<br />
decreased. Solvent tuning altered the spectral responses of<br />
DSSCs based on these materials in a predictable way. For<br />
[Fe(bpy)(CN) 4] 2<br />
compounds, the excited-state reorganization<br />
energy in acetonitrile was found to be significantly larger on<br />
TiO2 than in fluid solution (l = 0.32 eV versus 0.10 eV,<br />
respectively). 77 This increased reorganization energy may<br />
be due to the restricted translational mobility of the semiconductor-bound<br />
iron compounds and the ambidentate<br />
Fe II –CN–Ti IV linkages. Interestingly, a recent Raman study<br />
has shown that when anchored to TiO2, the solvent reorganization<br />
energy of N3 decreased by a factor of six. 79 Further studies<br />
are needed to provide fundamental information on the solvation<br />
environment of similar semiconductor-bound molecules.<br />
A shortcoming of actinic sensitization by MLCT <strong>transition</strong>s<br />
is their relatively low extinction coefficients as compared to<br />
p - p* <strong>transition</strong>s often found in organic sensitizers. Thus<br />
6–10 mm thick films of nanocrystalline TiO2 are required for<br />
efficient solar harvesting and increased LHE <strong>with</strong> Ru II -based<br />
coordination compounds. This precludes the use of many<br />
classes of semiconductor materials that have inherently low<br />
surface areas. Ru(bpy)3 2+ has a molar extinction coefficient of<br />
about 15 000 M 1 cm 1 for its MLCT-based electronic <strong>transition</strong>s.<br />
80 In contrast, natural and synthetic organic pigments<br />
also absorb solar photons but <strong>with</strong> extinction coefficients that<br />
are often in excess of 200 000 M 1 cm 1 . 23 It has long been<br />
known that addition of substituents to bpy <strong>with</strong> low lying<br />
p orbitals (such as aromatics, esters, carboxylic acids, or<br />
unsaturated organics) can enhance MLCT extinction coefficients<br />
relative to unsubstituted bpy. 65–67,81–85 Interestingly,<br />
4 and 4 0 disubstitution of bpy has been found to increase<br />
these extinction coefficients more effectively than does disubstitution<br />
in the 5 and 5 0 positions. 86 The preparation of high<br />
extinction coefficient, heteroleptic N3 derivatives, where one<br />
of the dcb ligands is replaced by a 4,4 0 -disubstituted bpy is an<br />
extremely active area of research. 65–67,82,84,85,87<br />
We recently found that employing bpy ligands bridged in the<br />
3and3 0 positions by dithiolene is a viable alternative to the<br />
more traditional and widely pursued approach of introducing<br />
conjugated groups in the 4 and 4 0 positions. 81 Substituent<br />
effects in this position are not as well documented as they<br />
sterically force the two pyridyl rings out of planarity, behavior<br />
that can decrease the stability of the compound. This issue is<br />
circumvented <strong>with</strong> bridging ligands but at the expense of<br />
opening up the N–Ru–N bite angle thereby stabilizing<br />
ligand-field states and decreasing the excited-state lifetime.<br />
Nevertheless, it was notable that these first-derivative, MLCTdithiolene<br />
compounds have extinction coefficients for their lowest-energy<br />
<strong>transition</strong>s that are comparable to the highest ever<br />
reported based on Ru II (4,4 0 -disubstituted-bpy) compounds,<br />
4.4 10 4 M 1 cm 1 . In a similar absorption region the largest<br />
value for the dyes often employed in champion DSSCs, Fig. 5, is<br />
1.8 10 4 M 1 cm 1 for K19 66 and to the best of our knowledge<br />
no compounds exceed 3.9 10 4 M 1 cm 1 beyond 450 nm. 83,85<br />
Part of this success was that the dithiolene-bpy ligands<br />
have intraligand absorption bands, in addition to the MLCT<br />
absorption bands, in the visible region.<br />
An alternative strategy for increasing the LHE is to use<br />
nature’s antenna effect, Fig. 6. 88–94 Multiple pigments that are<br />
suitably arranged can absorb light and vectorally <strong>transfer</strong> their<br />
energy to a central pigment that can then inject an electron<br />
into the semiconductor. If the additional pigments do not<br />
increase the footprint of the sensitizer on the semiconductor<br />
surface, this is a method for enhancing the LHE. Indeed, the<br />
trinuclear Ru II sensitizer utilized in the celebrated 1991 Nature<br />
paper had been previously designed in Italy to function as an<br />
antennae. 91 An issue <strong>with</strong> the Ru(dcb)2(CN)2 group used as<br />
the energy <strong>transfer</strong> acceptor and surface anchor was the cis<br />
120 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 6 A scheme depicting an array of sensitizers bound to a planar<br />
TiO2 surface consisting of cis- and trans-[(Ru(bpy)2(pz))4(ina)] 8+ on<br />
the left and right, respectively, where pz is ambidentate pyrazine and<br />
ina is isonicotinic acid. The trans orientation may allow for increased<br />
absorptance, a, <strong>with</strong>out increasing the projected footprint of the<br />
sensitizer. Taken from Fig. 1 of ref. 95.<br />
geometry of the ambidentate cyano ligands, which resulted in<br />
a larger footprint as the number of Ru II pigments was<br />
increased. In this regard, a trans geometry is more preferred. 95<br />
The synthesis of molecules that function as antennae and their<br />
use in DSSCs continues to be an active area of research that<br />
may one day enable the efficient sensitization of planar<br />
semiconductor materials. 93<br />
C Excited-state time scales<br />
The excited-state lifetime of [Ru III (bpy)2(bpy )] 2+ * is B1<br />
microsecond in water. 96 The radiative rate constant is typically<br />
about two orders-of-magnitude smaller than the non-radiative<br />
rate constant and hence the excited-state lifetime is controlled<br />
by the latter. 96 Ru II - and Os II -polypyridyl excited states have<br />
been shown to follow Jortner’s Energy Gap Law, where the<br />
non-radiative rate constant increases exponentially <strong>with</strong> decreasing<br />
energy gap. 97–101 For this reason, it has proven to be<br />
difficult to prepare compounds that emit in the infrared region<br />
and have long-lived excited states. A large ligand-field splitting<br />
parameter is required for the observation of long lifetimes in<br />
this class of excited states. The presence of low-lying, ligandfield<br />
states can rapidly deactivate MLCT excited states and<br />
decrease excited-state lifetimes. A classical example of this is<br />
Fe(bpy)3 2+ which, until recently, was thought to be completely<br />
non-emissive due to rapid and quantitative internal conversion/intersystem<br />
crossing through ligand-field states.<br />
As described further below, one fascinating aspect of DSSCs<br />
is the ultrafast excited-state injection into the semiconductor<br />
which has been observed under many experimental conditions.<br />
102–119 It is therefore useful to describe the time scales<br />
on which Ru II -based coordination compounds undergo equilibration<br />
to their MLCT thexi states. Using transient absorption<br />
anisotropy measurements on Ru(bpy)3 2+ in acetonitrile,<br />
McCusker and colleagues have identified <strong>charge</strong>-localizing<br />
decoherence of the initial, Franck–Condon, D3-symmetrical<br />
excited state occurring <strong>with</strong> a lifetime of 59 fs. 36 The kinetics<br />
were proposed to be coupled to inertial solvent dynamics as<br />
the lifetimes were solvent dependent in nitrile solvents and<br />
ranged from 59 to 173 fs in an order expected based on such a<br />
hypothesis. The contradictory conclusion that formation of<br />
such a C2-symmetrical excited state occurs immediately upon<br />
light excitation can be disregarded assuming a decoherent<br />
mechanism for the randomization of the initially formed,<br />
D 3-symmetrical excited state. 39,120 The reason for this was<br />
that the techniques previously employed, i.e. resonance<br />
Raman and Stark effect spectroscopy, solely report on coherent<br />
states, like that of the localized 1 MLCT excited state, and not<br />
on delocalized states, like the initial, Franck–Condon excited<br />
state. Speculation of longer-lived <strong>charge</strong> hopping as a means<br />
of randomizing the ligand radical excited state is also not<br />
possible based on these observations, although the anisotropic<br />
results are still not fully understood. 35,121,122<br />
Subsequently, by femtosecond fluorescence upconversion it<br />
was shown that the lifetime of the 1 MLCT excited state of<br />
Ru(bpy) 3 2+ was 45 15 fs. As this measurement directly<br />
probes the spin of the electrons, this lifetime is that of the true<br />
singlet-to-triplet intersystem crossing to the vibrationally ‘hot’<br />
triplet manifold of states, Fig. 7–3. 123 This value agrees well<br />
<strong>with</strong> those obtained in water using time-resolved, femtosecond<br />
stimulated Raman spectroscopy and polychromatic, femtosecond<br />
fluorescence upconversion. 124,125 Spectral features<br />
lasting B300 fs and observed by femtosecond, magic-angle<br />
transient absorption spectroscopy were also assigned to relaxation<br />
of the <strong>charge</strong>-localized, 1 MLCT excited state of<br />
Ru(bpy) 3 2+ to the triplet-character thexi state. 126 As this<br />
method probes the absorption of states and not spin directly,<br />
the reported half-time (t 1/2 = B100 fs) provided an upper<br />
limit to the true intersystem-crossing lifetime. Additionally, it<br />
could be reporting on both intersystem crossing and vibrational<br />
cooling <strong>with</strong>in the manifold of triplet-character states,<br />
Fig. 7–3 and 7–4, respectively. Further evidence for such a<br />
Fig. 7 Lennard-Jones potential energy wells illustrating the relative<br />
electronic and vibrational energies and lifetimes for Ru(bpy)3 2+ . Both<br />
internal-conversion thermal relaxation (2) and intersystem crossing (3)<br />
occur in the sub-picosecond time scale while the lifetime of the thexi<br />
state (5) is up to a microsecond. Taken from Fig. 9 of ref. 129.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 121
process was obtained by employing similar measurements,<br />
however in addition to the sub-picosecond component, a<br />
higher energy (360 nm), longer-lifetime (B5 ps) transient<br />
feature was also present. 35 As the ligand radical has a rather<br />
high extinction coefficient here, this component was assigned<br />
to vibrational relaxation to form the thexi state. This vibrational–relaxation<br />
lifetime <strong>with</strong>in the manifold of states was<br />
shown to vary from B0.6 to 5.0 ps and be rather solvent<br />
dependent. 35,123,127,128 Using picosecond Kerr-gated, timeresolved<br />
resonance Raman spectroscopy the lifetime of this<br />
relaxation was shown to be B20 ps for homoleptic and heteroleptic<br />
Ru(bpy)3 2+ -based molecules of varying <strong>charge</strong>s and isotopic<br />
compositions and in a variety of solvents. 129 For<br />
comparison, N3 0 s 1 MLCT excited-state t 1/2 wasreportedtobe<br />
B30 fs and thermal relaxation <strong>with</strong>in its triplet-character manifold<br />
was found to occur <strong>with</strong> a B80 fs half-time when bound to<br />
mesoporous, nanocrystalline TiO 2 thin films. 107<br />
D Dye sensitization<br />
Some early dye sensitization studies employed Ru(bpy)3 2+<br />
dissolved in the external electrolyte. 130,131 However, it was<br />
soon found that anchoring the sensitizer to the semiconductor<br />
surface was a more practical approach. 132 Anchoring <strong>transition</strong>-<strong>metal</strong><br />
compounds to the TiO2 surface requires functional<br />
groups that can form strong bonds <strong>with</strong> the <strong>metal</strong>-oxide<br />
surface. Functional groups based on carboxylic acids, phosphonates,<br />
alcohols, amides, siloxanes, acetyl acetonates, and<br />
cyanides have all been tested. 72 The aforementioned dcb<br />
ligand <strong>with</strong> two carboxylic acid groups remains the most<br />
successful in terms of absolute efficiency in DSSCs. In 1979,<br />
Goodenough and co-workers first proposed that dehydrative<br />
coupling of carboxylic acid groups <strong>with</strong> surface titanols would<br />
result in the formation of ester-type linkages. 132 He suggested<br />
that the p* orbitals of the dcb ligand would promote rapid<br />
excited-state electron injection into the conduction band of<br />
TiO2 but not that of SnO2 or ZnO. The difference being one<br />
of symmetry as the TiO2 conduction band is comprised mainly<br />
of unfilled d orbitals where that of SnO2 and ZnO possess<br />
predominantly s-orbital character, Fig. 8(a)/(c). This latter<br />
suggestion now has some experimental verification. 104 Interestingly,<br />
the proposed coupling is optimal when the ester and<br />
bpy p-systems are co-planar, yet such a geometry is not found<br />
in the ground state due to unfavorable steric interactions. In<br />
crystal structures of the corresponding ethyl ester compound,<br />
the plane defined by the C–CQO of the ester group is skewed<br />
by 10–151 from the plane of the pyridine ring, Fig. 8(b). 133<br />
Furthermore, there is no measurable resonance enhancement<br />
of the symmetric COO stretching mode in Raman experiments<br />
further indicating that these groups are unconjugated in solution<br />
and when bound to TiO2. 134,135 However, upon MLCT excitation,<br />
the bpy ring is formally reduced by one electron and the<br />
ester group may twist. Persson et al. have shown computationally<br />
that the planar geometry enhances excited-state injection. 136<br />
Only under very acidic, non-aqueous conditions has<br />
evidence for an ester-type linkage been observed. 137 Physisorption<br />
through a solvation layer has been proposed by<br />
Hester and colleagues. 138 Under most conditions relevant to<br />
DSSCs, the predominant binding mode elucidated through IR<br />
Fig. 8 Orbital diagrams for ester-type binding to the surface of <strong>metal</strong><br />
oxides. (A) For TiO2, the overlap of the extended p system and the Ti<br />
3d orbitals are thought to aid in electron injection. (B) When carboxylates<br />
are rotated in such a way as to minimize orbital overlap, the<br />
injection yields are thought to suffer. (C) Similar effects are proposed<br />
for SnO2 as the Sn s orbitals have less efficient orbital mixing <strong>with</strong> the<br />
carboxylate p system. Adapted from Fig. 4 of ref. 132.<br />
studies is a carboxylate-type linkage; 137 unfortunately,<br />
the data does not allow for direct identification of the<br />
surface site(s) involved in the sensitizer–semiconductor<br />
bond. 132,134,137,139–141 Deacon and Phillips have tabulated<br />
vibrational data for <strong>metal</strong>-carboxylate compounds whose<br />
structures were determined crystallographically. 142 An empirical<br />
relation between the energy separation of the COO asymmetric<br />
and symmetric stretches and the carboxylate–<strong>metal</strong><br />
coordination mode was found. This same approach has been<br />
used to predict the carboxylate binding mode on the anatase<br />
TiO2 surface, presumably to Ti IV sites. 134,140,141 In agreement<br />
<strong>with</strong> theoretical studies, the analysis is most consistent <strong>with</strong> the<br />
carboxylate oxygens binding to separate Ti IV -<strong>metal</strong> centers.<br />
134,137,140,143 Such carboxylate linkages were observed<br />
even when the binding group was originally an ester, e.g. <strong>with</strong><br />
the deeb ligand which is 4,4 0 -(C2H5CO2)2-bpy. Therefore, we<br />
make no distinction between deeb and dcb throughout this<br />
review. Similarly, as the extent of deprotonation of sensitizers<br />
on the TiO2 surface is often unknown, the overall formal<br />
<strong>charge</strong> of semiconductor-bound sensitizers is often omitted.<br />
While <strong>transition</strong>-<strong>metal</strong> compounds based on dcb ligands<br />
remain the most successful for DSSCs, an important limitation<br />
is their poor stability in water. 144 Moderate stability has been<br />
reported in acidic electrolytes, but the sensitizers rapidly<br />
122 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
desorb when the pH is raised above pH B3.5. 145 In aqueous<br />
solutions, the most stable linkages appear to be those based on<br />
phosphonate groups. 144<br />
There now exists a large body of literature on the sensitization<br />
of TiO 2 by Fe II -, Ru II -, Os II - and Re I -polypyridyl compounds.<br />
146 There have also been some reports of sensitization<br />
by d 8 compounds based on Pt II , that also have MLCT-like<br />
excited states, and d 10 Cu I compounds. 147–149 Some of these<br />
results are highlighted in this review as alteration of the <strong>metal</strong><br />
center has, in some cases, provided insights into mechanistic<br />
details of dye sensitization.<br />
It is often tacitly assumed that the manifold of MLCT<br />
excited states observed in dilute solution or frozen glasses is<br />
unperturbed by the semiconductor surface. This assumption is<br />
often necessary as ultrafast injection precludes characterization<br />
of the excited state. However, as described in more detail<br />
below, the acceptor states in TiO 2 can be widely tuned in<br />
energy by controlling the concentration of potential-determining<br />
ions at the interface. With this approach and by utilizing<br />
sensitizers that are weak photoreductants, data on MLCT<br />
excited states anchored to TiO2 are now becoming available.<br />
One interesting finding is that the proximity of the sensitizers<br />
to one another on the surface affords efficient lateral energy<br />
<strong>transfer</strong> across the semiconductor surface. 150,151 Monte-Carlo<br />
simulations indicate a (30 ns) 1 energy <strong>transfer</strong> hopping rate<br />
constant at saturation surface coverage. 152 There is also evidence<br />
that the ligand-field states are destabilized upon surface binding.<br />
For example, compounds of the type [cis-Ru(bpy) 2(ina) 2] 2+ ,<br />
where ina is isonicotinic acid, are non-emissive in fluid solution<br />
<strong>with</strong> high quantum yields for photo-induced ligand loss, behavior<br />
that is expected for compounds <strong>with</strong> low-lying, ligand-field<br />
excited states. However, upon binding to MO2 (M = Ti or Zr)<br />
thin films, the compounds were found to be photoluminescent<br />
<strong>with</strong> temperature-dependent, excited-state lifetimes that were<br />
B50 ns at room temperature. 54 Both static and dynamic<br />
excited-state quenching were observed as the temperature was<br />
raised providing direct evidence that the intersystem-crossing<br />
quantum yield was temperature dependent and less than unity.<br />
Interestingly, when bound to TiO 2 thin films there was an<br />
inverse relation between the temperature and the quantum yield<br />
for photo-induced, interfacial electron injection, herein referred<br />
to as the ‘injection yield.’<br />
3. Photo-induced, interfacial <strong>charge</strong> separation<br />
The excited-state, interfacial-<strong>charge</strong>-separation mechanism<br />
shown in Fig. 1 is in fact only one of three mechanisms<br />
identified for electron injection. Said mechanisms differ<br />
by the state of the sensitizer and location of the electron<br />
that is <strong>transfer</strong>red to the semiconductor: (1) the excited<br />
state, i.e. [Ru III (bpy)2(dcb )] 2+ *; (2) the reduced state, i.e.<br />
[Ru II (bpy)2(dcb )] + ;or(3)via a molecule-to-particle <strong>charge</strong><br />
<strong>transfer</strong> event, i.e. Ru II –CN–Ti IV . An important variable<br />
for all of these sensitization mechanisms is the overlap of<br />
the molecular donor levels <strong>with</strong> the acceptor states of the<br />
semiconductor.<br />
Gerischer formulated a theory for excited-state injection<br />
into wide-bandgap semiconductors. 153–155 The rate of interfacial<br />
electron <strong>transfer</strong> at an electrode surface is proportional<br />
to the overlap of occupied donor excited states <strong>with</strong> unoccupied<br />
acceptor states:<br />
k inj B R k(E)D(E)W don(E) dE (6)<br />
where E is the energy, k(E) is the <strong>transfer</strong> frequency, D(E) is<br />
the density of unoccupied acceptor states (DOS) in the semiconductor,<br />
and W don(E) is the sensitizer donor distribution<br />
function. Fluctuations in the solvation of the sensitizer give<br />
rise to a distribution of excited-state energies. Gerischer<br />
defined the Gaussian donor and acceptor excited-state distri-<br />
bution functions, W(E):<br />
1<br />
WðEÞ ¼pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi<br />
exp<br />
4plkBT<br />
ðE EÞ 2<br />
!<br />
4lkBT<br />
where l is the reorganization energy of interfacial electron<br />
<strong>transfer</strong>, kB is Boltzmann’s constant, T is the temperature, and<br />
1E is the energy of the most probable solvation state. Thus, the<br />
rate constant of, and often the efficiency for, injection from the<br />
sensitizer are expected to depend critically on the overlap of<br />
the sensitizer excited-state distribution function <strong>with</strong> the<br />
semiconductor DOS.<br />
A Density of states in nanocrystalline TiO2 thin films<br />
used in DSSCs<br />
What are the density of unoccupied acceptor states, i.e. DOS,<br />
in nanocrystalline, anatase TiO2 thin films? This question<br />
remains somewhat unresolved. The classical method for determining<br />
these in the solid state is via photoelectron spectroscopy.<br />
Hagfeldt and co-workers have reported such data for a<br />
nanocrystalline TiO2 thin film sensitized <strong>with</strong> N3 in the<br />
presence and absence of Li + salts, Fig. 9(a). 156 This data<br />
shows a broad distribution of trap states centered at B1 eV<br />
below the energy of the conduction band edge (Ecb). However,<br />
it is well known that the flatband potentials of the semiconductors<br />
are very sensitive to environment. Therefore, the<br />
absolute and relative energies in vacuum may not be as<br />
relevant to a DSSC. In the field of photoelectrochemistry,<br />
the standard approach for determining the flatband potentials<br />
of semiconductor electrodes is Mott–Schottky analysis of<br />
capacitance data. 157 The analysis is based on the potentialdependent<br />
capacitance of a depletion layer at the semiconductor<br />
surface, behavior that is not likely observed for B20 nm<br />
anatase crystals that are expected to be fully depleted near<br />
kT. 18,158–165 Rothenberger and co-workers have proposed an<br />
accumulation-layer model to describe the potential distribution<br />
<strong>with</strong>in the TiO 2 particles at negative applied potentials. 166<br />
This model assumes that the band-edge positions remain fixed<br />
as the Fermi-energy is raised into accumulation conditions,<br />
behavior that has little literature precedence in electrolyte<br />
solutions. Nevertheless, the model provides the only literature<br />
estimates of Ecb available for these materials in organic and<br />
aqueous solvents <strong>with</strong> common electrolytes. 166–170 The literature<br />
values give the impression that the nanocrystalline TiO2<br />
thin films have a well-defined Ecb. Even if this is the case, there<br />
is a tremendous compilation of data supporting the notion<br />
that the acceptor states relevant to interfacial <strong>charge</strong> separation<br />
and recombination are more localized and are reduced<br />
more easily than literature E cb values indicate. 171–174<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 123<br />
ð7Þ
Fig. 9 (A) The density of acceptor states, DOS, for TiO2 thin film electrodes as measured by photoelectron spectroscopy and electrochemical methods<br />
(smallerplot).Thefigureswerescaledsoastoaligntheenergiesofthe(surface) deep trap states, exponential DOS near the conduction band, and<br />
conduction band edge; however, the energy differences among these states are dissimilar. Adapted from Fig. 1(b) of ref. 156 and Fig. 3 of ref. 171.<br />
(B) A diagram depicting the proposed energetic and spatial location of these same states as a function of their depth in a nanoparticle relative to the<br />
energy of the conduction band edge, Ecb, and the energy of the solution redox electrolyte, EF,redox. Adapted from Fig. 2(a) of ref. 171.<br />
Many electrochemical, photochemical, and spectroscopic<br />
studies have supported the suggestion that mesoporous, nanocrystalline<br />
TiO2 thin films possess a tailing of the DOS rather<br />
than an abrupt onset from an ideal Ecb. Determination of the<br />
precise form of these tailing states is non-trivial, however a<br />
novel computational method for determination of the absolute<br />
DOS distribution at zero Kelvin was recently reported by<br />
Bisquert and Zaban, and colleagues. 172,174 Although fundamentally<br />
important, the room temperature apparent DOS<br />
distribution is more relevant to the functioning DSSC. At room<br />
temperature, this distribution is thought to have an exponential<br />
dependence on the applied voltage as determined from electrochemical<br />
techniques where Fermi-level pinning was deduced<br />
to be negligible, Fig. 9(a), inset, 171,173–175 and recently by<br />
a spectroelectrochemical procedure. 176 Additionally, nonexponential<br />
kinetics for excited-state electron injection can be<br />
rationalized by invoking an exponential DOS at the TiO 2<br />
surface. 177–180 And by assuming said distribution is composed<br />
of bulk, intra-bandgap states, Fig. 9(b), diffusion of TiO 2<br />
electrons, TiO2(e )s,8 and dispersive recombination kinetics<br />
can be modeled satisfactorily by employing a multiple-trapping,<br />
continuous-time random walk model. 178,181–186 In addition, via<br />
these same techniques, Kavan et al., and many others since,<br />
have reported that TiO2 thin-film electrodes contain a relatively<br />
large population of deep, surface trap states at an energy<br />
located <strong>with</strong>in the bandgap and prior to a significant portion<br />
of the exponential distribution. 171,187–193 These states are believed<br />
to be unsaturated Ti IV surface states where oxygen<br />
vacancies reside. The energetics of such states were shown to<br />
be affected by surface chelation from various molecules due to<br />
the Lewis acidic and basic characteristics of the unsaturated<br />
Ti IV and surface-bound molecules, respectively. 188,189,192,194<br />
8 In much of the literature on nanocrystalline, anatase TiO 2, there is<br />
contention as to whether electrons in TiO2 are located in the diffuse<br />
conduction band, bulk exponential trap states, or deep surface trap<br />
states. For simplicity and clarity, collectively they will be denoted as<br />
TiO 2(e )s throughout this review. Although it is often implied that<br />
TiO 2(e )s are those located <strong>with</strong>in the exponential DOS, no distinction<br />
will be made unless it aids in understanding the desired point.<br />
The TiO2(e )s inferred from electrochemical measurements<br />
have spectroscopic signatures as well. As the indirect bandgap<br />
of anatase TiO2 is 3.2 eV, its ground-state UV-Vis absorption<br />
spectrum consists of a fundamental absorption edge at<br />
B385 nm and, in some cases, an Urbach tail at longer<br />
wavelengths. 195–198 The features observed for TiO 2(e )s in<br />
mesoporous, nanocrystalline TiO 2 (anatase) thin-film electrodes<br />
consist of a minor Burnstein–Moss shift, i.e. a blue shift in the<br />
fundamental absorption edge, 199,200 and a gradual rise in<br />
absorbance that tails to the near-IR, 201,202 and peaks at<br />
B1350 nm. 203 The extinction coefficient for the broad,<br />
featureless, visible-near-IR absorbance ranged from 640 to<br />
1300 M 1 cm 1 at 700 to 800 nm based on choice of solvent<br />
and electrolyte. 166,187,204,205 Similar features were present upon<br />
electrochemical bias of a single-crystal TiO2 (rutile) electrode<br />
to form TiO 2(e )s: a broad near-IR spectroscopic feature that<br />
peaked at 1500 nm. 206 As evidenced by spectroelectrochemical<br />
measurements, in addition to the current required to generate<br />
the ‘‘typical’’ TiO 2(e ) absorption features, an additional<br />
current pre-peak has been observed that is often largest in<br />
aqueous electrolyte, Fig. 10(a). 187,189,190 This has been<br />
ascribed to filling deep, surface trap states. It was determined<br />
that B12 of these surface states existed per 12 nm nanocrystallite<br />
and that they exhibited an absorption peak centered at<br />
B400 nm (e400 nm = B1900 M 1 cm 1 ), Fig. 10(b). 187<br />
Additionally, a new, broad absorption peak centered at<br />
B750 nm was observed (e 700nm = B2200–2800 M 1 cm 1 ),<br />
after passing 440 mC cm 2 (B100 TiO 2(e )/particle) in the<br />
presence of cations <strong>with</strong> large <strong>charge</strong>-to-radius ratios, i.e. Li + ,<br />
Na + , in acetonitrile or strongly basic aqueous electrolytes,<br />
Fig. 10(c). 205,207,208 This feature is indicative of small cation<br />
intercalation into the anatase lattice to form new<br />
phases. 156,190,209–215 Li + intercalation into highly reduced<br />
anatase TiO2 is known to form Li0.5TiO2 phases, 216,217 however<br />
such phases are not expected to be relevant to<br />
operational DSSCs.<br />
The TiO2(e ) states above are often described as shallow<br />
trap states and not entirely free conduction band electrons as<br />
their absorption would tail much farther into the IR, 218,219<br />
124 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 10 (A) A cyclic voltammogram of a TiO2 thin-film electrode in aqueous electrolyte. The large, reversible peak was indicative of filling and<br />
emptying the TiO2 DOS whereas the smaller pre-peak, present during the cathodic scan only, was assigned to the filling of deep trap states. Taken<br />
from Fig. 3(a) of ref. 187. (B) The absorption spectra of these biased electrodes illustrated the spectroscopic features associated <strong>with</strong> occupation of<br />
deep trap states, at 0.30 V and in bold, and formation of TiO2(e )s, at 0.70 V. Taken from Fig. 2 of ref. 187. (C) The absorption spectra of a<br />
thin film electrode in LiClO4 acetonitrile electrolyte biased to 1.50 V where formation of a new species, i.e. Li0.5TiO2 phases, was clearly evident<br />
near 750 nm. Taken from Fig. 3(a) of ref 205.<br />
they exhibit a sharp electron paramagnetic resonance (EPR)<br />
spectrum at 77 K, 220–222 and their apparent DOS follows an<br />
exponential distribution 156,171–175,177–180 <strong>with</strong> a non-ideality<br />
factor often greater than one. 171,178,183–185,223,224 An apparent<br />
exponential DOS distribution is also expected from theory for<br />
an ideal intrinsic semiconductor even though the actual underlying<br />
DOS distribution follows a power-law relationship <strong>with</strong><br />
energy. 225 However, the presence of a non-ideality factor<br />
unequal to unity is often attributed to a large concentration<br />
of trap states 218,219 Not<strong>with</strong>standing, using time-resolved<br />
infrared (TRIR) spectroscopy it was shown that the transient<br />
absorption features of TiO 2(e )s in TiO 2 and TiO 2–Pt colloids<br />
can be modeled as a function of the wavenumber to the<br />
1.5 power, indicative of free conduction band electrons.<br />
203,226 As electrons are thought to trap in TiO2 at<br />
coordinatively unsaturated Ti IV atoms <strong>with</strong>in a picosecond it<br />
was proposed that trapped electron thermalization to the<br />
conduction band may be possible at room temperature.<br />
A final comment <strong>with</strong> regard to the semiconductor DOS is<br />
that they are not singular material parameters. The most wellknown<br />
example is the nearly Nernstian shift, i.e. 59 mV/pH<br />
unit, in aqueous solution over the pH range H 0 = 8 to<br />
H = +23 due to protonation/deprotonation of surface titanol<br />
groups on TiO2. 166,169,227,228 It has also been known for quite<br />
some time that the flatband (and conduction band edge)<br />
potential of mesoporous, nanocrystalline TiO2 (anatase) can<br />
be widely tuned by the presence of cations in non-aqueous<br />
supporting electrolyte. This affect is greatest <strong>with</strong> cations<br />
possessing a large <strong>charge</strong>-to-radius ratio in the order Mg 2+<br />
4 Li + 4 Na + 4 K + 4 TBA + . 167,168 For example, Ecb has<br />
been reported to be 1.0 V vs. SCE ( 0.76 V vs. NHE 229 )in<br />
0.1 M LiClO 4 acetonitrile electrolyte and B 2.0 V ( 1.76 V)<br />
when Li + was replaced by TBA + . The direction of the bandedge<br />
shifts has been confirmed by excited-state quenching data<br />
described below. Interestingly, this same order has been<br />
observed for the equilibrium constants for cation adsorption<br />
onto TiO2 in aqueous solutions 230–233 and an electrolyte’s<br />
‘‘drying effect,’’ ionic association constant in aprotic solvents,<br />
and hydroxide association constant. 234 Although this shift<br />
is non-Nernstian, the behavior has been shown to be logarithmic<br />
in LiClO4 activity in acetonitrile and other aprotic<br />
mixed solvent systems. 167,168 Similar behavior was not observed<br />
in protic solvents hypothesized to be due to selective solvation<br />
of Li + by the protic solvent molecules. 167,168 In TBA + salts the<br />
flatband potential has been shown to depend logarithmically on<br />
the auto-ionization/autoprotolysis constant of the solvent. 167,168<br />
Thus, most likely, the large variations in Ecb (41V)inducedby<br />
the above ‘potential determining’ ions can be wholly explained<br />
by cation-coupled reduction potentials for TiO2 acceptor states,<br />
due to surface adsorption and/or intercalation into the anatase<br />
lattice. This same cation-dependent shift in E cb can be used to<br />
promote photo-induced electron injection from surface-bound<br />
sensitizers.<br />
B Ultrafast, excited-state electron injection<br />
After light absorption, the MLCT excited state of the sensitizer<br />
may inject an electron into the anatase nanocrystallite, a<br />
process also referred to as interfacial <strong>charge</strong> separation. For<br />
sensitizers like N3, light absorption formally promotes an<br />
electron from the <strong>metal</strong> center to a dcb ligand that is directly<br />
bound to the semiconductor surface. Therefore, excited-state<br />
<strong>charge</strong> separation occurs from the p* orbitals of the organic<br />
ligand to the acceptor states in TiO2, Fig. 8(b). There is now an<br />
overwhelming body of data that indicates that such <strong>charge</strong><br />
separation occurs on a femto- to pico-second time scale.<br />
Experimentally, ultrafast spectroscopists have all found that<br />
excited-state electron injection into TiO2 is non-exponential,<br />
behavior attributed to the surface heterogeneity of TiO2 and its<br />
DOS, distributions of sensitizer binding modes, strengths, and<br />
interactions, and multiple ultrafast injection processes occurring<br />
from various states in the thermal relaxation pathway, i.e.<br />
Franck–Condon singlet injection, internally converted singlet<br />
injection, intersystem crossing to the triplet state(s) followed by<br />
injection. This has been thoroughly reviewed for both organic<br />
and <strong>transition</strong>-<strong>metal</strong> coordination compounds bound to semiconductor<br />
<strong>metal</strong> oxides. 102,115,119 While the explanations given<br />
to rationalize the complex kinetics observed for excited-state<br />
injection for Ru II sensitizers are often reasonable, satisfactory<br />
mechanistic models are still lacking.<br />
It has been suggested that ultrafast, interfacial <strong>charge</strong> separation,<br />
following light absorption, does not always occur from the<br />
thexi state but rather often from the initial, Franck–Condon<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 125
excited state. Evidence for room-temperature injection occurring<br />
<strong>with</strong> a lifetime faster than a molecular vibration, i.e. kBT/h =<br />
B1.6 10 13 s = 160 fs, 235,236 eludes to this phenomenon. 102–119<br />
This would imply that injection is occurring before thermal<br />
relaxation of the molecular excited state.<br />
i Coherent, singlet injection. Willig and co-workers found<br />
that excited-state electron injection from N3* into TiO 2<br />
occurred in o25 fs under ultrahigh-vacuum conditions. 109<br />
The process therefore did not involve redistribution of vibrational<br />
excitation energy by exchange <strong>with</strong> phonons in the solid<br />
and thus was entirely different from the weak-electroniccoupling<br />
case of Marcus–Levich–Jortner–Gerischer-type electron<br />
<strong>transfer</strong>. 154,155,237–240 The finite reaction time for injection<br />
ruled out direct excitation of an electron from the Ru II -<strong>metal</strong><br />
center to the semiconductor, yet the sub-100 fs rise-time implied<br />
vibrational wave packet motion-induced electron <strong>transfer</strong>. A<br />
detailed analysis of theoretical and empirical results supporting<br />
these conclusions using a perylene sensitizer can be found<br />
elsewhere. 241–244 Briefly, clear, resolvable periodic beats,<br />
Fig. 11(a), were observable in the ultrafast transient signals<br />
consistent <strong>with</strong> coherent, singlet injection from the perylene<br />
singlet excited state. Fourier transform of these beats adequately<br />
reproduced the normal Raman modes of perylene,<br />
Fig. 11(b),(c). Thus, the oscillatory behavior was ascribed to<br />
pulsed electron <strong>transfer</strong> due to periodic surface crossing to the<br />
non-linear DOS in the semiconductor realized by vibrational<br />
wave-packet motion in the excited perylene, Fig. 11(d).<br />
The quantitative, ultrafast excited-state electron injection<br />
reported for N3/TiO 2 under ultrahigh-vacuum conditions was<br />
not always observed when the sensitized thin films were placed<br />
in organic solvents or electrolytes. Under such conditions,<br />
injection was non-exponential and occurred on the femtosecond<br />
to hundreds-of-picoseconds time scale. For N3 and<br />
porphyrin-based sensitizers, Durrant and co-workers found<br />
that a sum of three exponentials was required to fit the<br />
injection data, including an ultrafast o100 fs component.<br />
117,118 Interestingly, the rate constants for bpy- and<br />
porphyrin-based dyes were similar. These same authors later<br />
found that N719—the dianion salt of N3 <strong>with</strong> TBA + counterions—had<br />
a 30-fold slower rate of injection as compared to<br />
N3. 245 After performing multiple washings of the N3/TiO2<br />
films in neat ethanol the injection rates were similar to that of<br />
N719/TiO2 films. It was suggested that the labile protons from<br />
the carboxylic acid binding groups of N3 had lowered the Ecb<br />
and promoted more favorable energetics for injection. To<br />
control this variable Lian and co-workers pre-treated<br />
N3/TiO 2 thin films for one day in aqueous buffer solutions<br />
at pH 2, 4, 6, or 8. 103 After removing weakly bound and<br />
desorbed sensitizers, the biphasic kinetics and injection yields<br />
were found to be pH dependent. As the pH was raised from<br />
2 to 8, there was a decrease in the rate of the slower component<br />
to injection, the ratio of the faster-to-slower components to<br />
injection, and the injection yield. Such behavior is consistent<br />
<strong>with</strong> the expected Nernstian shift of Ecb towards the vacuum<br />
level as the pH is raised.<br />
Gra¨tzel and co-workers reported that the slower picosecond<br />
components for excited-state electron injection could be<br />
by employing a low concentration or sonicated dying solution<br />
or a lower surface-coverage thin film. 246,247 Under such conditions,<br />
only an ultrafast component (o20 fs) for injection<br />
remained. In support of this, Piotrowiak and co-workers found<br />
that dialysis of sensitized TiO2 colloids resulted in much shorter<br />
excited-state lifetimes as measured by time-correlated single<br />
photon counting. 248 However, in this case multi-exponential<br />
kinetics were required to adequately fit the observed data.<br />
Lian and co-workers found that excited-state electron injection<br />
into TiO2 was biphasic for three [cis-Ru(dcb)2(X)2] 0,0,2+<br />
Fig. 11 (A) An ultrafast, time-resolved, single-wavelength absorption difference spectrum for perylene/TiO2 displaying periodic beats. The<br />
Fourier transform, (B), of the periodic beats, (inset), effectively reproduced the normal modes of perylene, (C). (D) A schematic depicting<br />
the model used to rationalize the empirical data; periodic crossing of the molecular vibrational wavepacket <strong>with</strong> the TiO2 DOS. Taken from<br />
Fig. 5 and 10, respectively of ref. 244.<br />
126 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
compounds (X = SCN ,X=NC , or (X)2 = dcb) and fit a<br />
two-state model. 103 The rate of the slower component was<br />
directly related to the sensitizer excited-state reduction potential<br />
while the relative magnitude showed the opposite trend.<br />
No noticeable changes were apparent for the fast component<br />
<strong>with</strong>in the time resolution of the measurement, i.e. B200 fs.<br />
With Re(dcb)CO3Cl/TiO2 it was suggested that ultrafast<br />
injection (o50 fs) was from a vibrationally ‘hot’ state. 103–106<br />
As measured by femtosecond TRIR spectroscopy, the CQO<br />
stretching band in the excited state red-shifted by 10 cm 1 over<br />
10 ps. The difference in rate constants implied that injection<br />
occurred before thermal electron relaxation and reorganization<br />
of the inner-sphere ligand environment. This same group<br />
reported the injection dependence for carboxylic acid versus<br />
phosphonic acid linkers <strong>with</strong> Re(dmb-X 2)CO 3Cl sensitizers,<br />
where dmb is 4,4 0 -dimethyl-bpy (X = COOH or PO 3H 2). 116<br />
The sensitizer <strong>with</strong> X = PO 3H 2 resulted in faster injection which<br />
was in conflict <strong>with</strong> previous findings employing organic sensitizers.<br />
108 However, the experimental data was supported by DFT<br />
calculations on the anionic versions of the sensitizers showing<br />
that there was a stronger electronic coupling between the dmb-X2<br />
and Ti IV -<strong>metal</strong> centers when bound through phosphonate<br />
linkages. 116 Additionally, solvent-dependent injection rates<br />
were studied using Re(dcb)CO3Cl sensitizers. 249 It was found<br />
that the rate of the slow, picosecond component for injection<br />
decreased in the order water (pH 2) 4 MeOH E EtOH 4 water<br />
(pH 8) 4 DMF which could be expected based on the proposed<br />
E cb for TiO 2 and electron <strong>transfer</strong> in the Marcus normal region.<br />
However, changes were not as large as expected due to trace<br />
water adsorbate whose presence was verified by FTIR.<br />
McCusker and co-workers found excitation wavelengthdependent,<br />
tri-exponential kinetics for N3/TiO2, cis-<br />
Ru(dcb)2(CN)2/TiO2, and their osmium analogues. 112 For<br />
the Ru II -based sensitizers, excitation at shorter wavelengths<br />
resulted in a larger amplitude femtosecond component, assigned<br />
to electron injection from the 1 MLCT excited state, and<br />
thus a smaller picosecond amplitude, assigned to injection<br />
from the 3 MLCT excited state. On the picosecond-time scale,<br />
3 MLCT components were much more dominant for osmium<br />
analogues where the spin–orbit coupling was larger. For all<br />
sensitizers studied, the rate of the picosecond component was<br />
found to be directly related to the sensitizer excited-state<br />
reduction potential, E o (Ru III/II* ), consistent <strong>with</strong> electron injection<br />
from the thexi state.<br />
At about the same time, Sundstro¨m and co-workers reported<br />
stimulated emission from the initially formed, singlet<br />
excited state of N3 <strong>with</strong> a B70 and B30 fs half rise-time<br />
in solution and on TiO2, respectively. 107,111 These time<br />
scales were similar to those measured by femtosecond transient<br />
absorption spectroscopy for intersystem crossing,<br />
Fig. 12(b). 107,111,114 The branching ratio for electron injection<br />
from the 1 MLCT state and intersystem crossing to the 3 MLCT<br />
state resulted in time constants of B50 and B75 fs for each<br />
process, respectively. Excitation into the low-energy shoulder<br />
of N3’s absorption spectrum was shown to directly populate<br />
N3’s 3 MLCT manifold both in solution (t = B70 fs) and on<br />
TiO 2. It was also shown that injection became slower and less<br />
efficient, i.e. from B100% to B50%, as the excitation light<br />
was shifted towards longer wavelengths, Fig. 12(b). This was<br />
postulated to be due to injection from a manifold of 3 MLCT<br />
excited states. Similar findings have been observed for<br />
[Ru(bpy)2(dcb)] 2+ on SnO2 but resulting in slightly larger<br />
half-times, 250 behavior that is consistent <strong>with</strong> Goodenough’s<br />
hypothesis. 132 These same authors found that by varying the<br />
method of TiO2 film preparation, both rate constants for the<br />
biphasic injection kinetics for N3* into TiO 2 were directly<br />
related to the degree of TiO 2 crystallinity. 110 Similar effects<br />
have been observed <strong>with</strong> organic sensitizers. 251,252<br />
As mentioned previously, spin arguments <strong>with</strong> Ru II and<br />
Os II sensitizers are complicated by spin–orbit coupling that<br />
effectively mixes the spin states, no longer making spin a good<br />
quantum number. With organic sensitizers this is not the case<br />
and well-defined singlet and triplet states have been shown to<br />
sensitize TiO2. With a Ti IV -phthalocyanine sensitizer anchored<br />
to TiO2 via an axial 3,4,-dihydroxybenzoic acid ligand, wavelength-dependent<br />
injection yields were apparent. 253 Although<br />
such behavior could have been attributed to ‘hot’ injection,<br />
this was not thought to be the case here. The rate constants<br />
for excited-state injection from the equilibrated singlet and<br />
triplet excited states were proposed to be different. This stateselective<br />
injection was assigned to efficient kinetic competition<br />
between injection from the S2 excited state (from excitation<br />
Fig. 12 (A) Picosecond transient absorption difference spectra for N3/TiO 2 where changes due to 3 MLCT excited-state injection are noted. Taken<br />
from Fig. 2 of ref. 107. (B) Time-resolved, single-wavelength absorption difference spectra for N3 and N3/TiO2 demonstrating relaxation <strong>with</strong>in<br />
the triplet-character manifold of states on the picosecond time scale. Excitation wavelengths are indicated on the figure. Taken from Fig. 4 of<br />
ref. 114. (C) A schematic depicting the possible interfacial, excited-state processes: (a) ultrafast, ‘hot’ injection; (b) intersystem crossing;<br />
(c) vibrational relaxation; and (d) slower thexi-state injection. Taken from Fig. 9 of ref. 111.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 127
into the Soret band) and internal conversion/vibrational relaxation<br />
of this state to the lower lying S1 state (that can be<br />
directly populated <strong>with</strong> excitation into the Q bands).<br />
ii TiO 2 DOS and quasi-Fermi-level dependence. Another<br />
school of thought is that the multiphasic, excited-state electroninjection<br />
kinetics do not result solely from heterogeneity of the<br />
sensitizer but also reflect differences in the TiO2 DOS, Fig. 13.<br />
There is growing evidence that a well-defined Ecb is not<br />
relevant to excited-state injection for these sensitized nanocrystalline<br />
thin films. The previously mentioned slower injection<br />
for N719 over N3, is thought to result from proton<br />
adsorption-induced shifts in the DOS. 245 Interestingly, even<br />
though injection was observed to be slower after excitation of<br />
N719/TiO2, the energy conversion efficiency was found to be<br />
higher. 177 This occurs because proton-induced shifting of the<br />
DOS is positive on an electrochemical scale and can thus lower<br />
the V oc. Keep in mind that due to the long-lived nature of the<br />
MLCT excited states, a quantitative injection yield could<br />
occur even if injection dynamics were slowed to the few<br />
nanosecond time scale. Indeed, it was shown that multiphasic<br />
injection half-times for N719 and N3 were 12 and 0.4 ps,<br />
respectively, <strong>with</strong> over an order-of-magnitude slower <strong>charge</strong>separation<br />
dynamics for N719. The injection kinetic data fit a<br />
model employing an exponentially increasing DOS, which is<br />
apparent elsewhere in the literature, 171,173–175,178–180 and activationless<br />
excited-stated electron <strong>transfer</strong> from a Gaussian<br />
distribution of energy offsets. Monte Carlo numerical simulations<br />
178,179 were in excellent agreement <strong>with</strong> the empirical<br />
reaction dynamics. It was also found that the excited-state<br />
injection kinetics for N719 were over 20 times slower in a full<br />
DSSC versus an inert electrolyte. However, the complete<br />
DSSC still showed excellent photovoltaic performance, due<br />
to the sluggish <strong>charge</strong> recombination kinetics and minimal<br />
Fig. 13 A Gerischer Diagram illustrating excited-state electron injection<br />
from surface-bound sensitizers into the DOS of the TiO 2<br />
nanocrystallites. E is the electrochemical potential of the conduction<br />
band edge (E cb), of the deep trap states (E T), and of the sensitizer at<br />
standard-state conditions (E 0 (A/D) and E 0 (A/D*), for the ground and<br />
thexi states, respectively). D(E) is the TiO 2 DOS, W don(E) and<br />
Wdon*(E) are the sensitizer donor distribution functions of the ground<br />
and thexi states, W acc(E) and W acc*(E) are the sensitizer acceptor<br />
distribution functions, and l is the reorganization energy. Adapted<br />
from Fig. 3 of ref. 171 and Fig. 3(a) of ref. 119.<br />
‘kinetic redundancy,’ where the time scale for injection was<br />
sufficiently less than the excited-state lifetime but not by an<br />
excessive amount.<br />
We have shown that the excited state of Ru(bpy) 2(dcb)/TiO2 thin films immersed in acetonitrile exhibit both static and<br />
dynamic quenching when Li + is introduced into solution. 254<br />
This was ascribed to photo-induced electron injection into<br />
TiO2 acceptor states where said states become thermodynamically<br />
accessible due to the positive cation-induced shift of<br />
the DOS. This was further supported by the monotonic and<br />
somewhat linear increase in both PLI/PLIo and injection yield<br />
<strong>with</strong> the logarithmic concentration of Li + (PLI is photoluminescence<br />
intensity). The trend for such behavior was linear in<br />
the <strong>charge</strong>-to-radius ratio of the 2 mM cation employed in the<br />
order Ca 2+ 4 Ba 2+ E Sr 2+ 4 Li + 4 Na + 4 K + 4 Rb +<br />
E Cs + E TBA + , and smallest for neat acetonitrile.<br />
As mentioned previously, in the absence of such external<br />
cations the flatband potential has been reported to scale<br />
logarithmically <strong>with</strong> the solution auto-ionization constant. 167,168<br />
This implies that proton activity determines the potential of the<br />
TiO2 DOS in these neat solvents. Thus, a strategy to introduce<br />
cations <strong>with</strong> a large <strong>charge</strong>-to-radius ratio into non-aqueous<br />
electrolytes was employed: acid- and base-pretreatment of TiO2<br />
thin films using H2SO4, HCl,orHClO4and NaOH, respectively.<br />
137 It was shown that when [Ru(bpy) 2(deeb)] 2+ sensitizers<br />
were bound to acid pre-treated TiO2 films they bound as the acid<br />
form, i.e. –COOH, and injected electrons much better than base<br />
pre-treated films, which bound as the carboxylate form, i.e.<br />
–COO . In fact, injection yields in neat acetonitrile and IPCEs<br />
in TBAI/I2 electrolyte were o10% for pH 43 pre-treatment<br />
while for pH o2.5 pre-treatment injection yields were 480%.<br />
(It is of note that the point-of-zero <strong>charge</strong> of TiO2 is B5–6 255–258<br />
while the pKa of the sensitizer carboxylic acid groups are 1.75 and<br />
2.80.) 259 Upon addition of LiClO4 to base pre-treated films,<br />
injection yields increased significantly; for acid pre-treated<br />
films, most of the dyes desorbed.<br />
All of the previously described photo-induced electron<br />
injection studies were performed on equilibrated systems<br />
under open-circuit conditions. It is important to quantify<br />
interfacial <strong>charge</strong> separation under short-circuit conditions—when<br />
the system is initially at a steady state—and to<br />
specifically quantify the effect(s) TiO2(e )s have on excitedstate<br />
injection. The first such report studied the biasdependence<br />
on the injection yield from a photoexcited<br />
Ru(dcb)3/TiO2 thin-film electrode in a pH 3, 0.2 M LiClO4<br />
aqueous electrolyte. 158 Upon reverse bias or near open-circuit<br />
conditions, the injection yield was essentially unity. However,<br />
as the electrode was biased in the forward direction, closer to<br />
the operational power point of the electrode, the injection<br />
yield dropped to B0.5, Fig. 14. This was ascribed to the filling<br />
of the DOS in TiO2 leading to decreased injection and an<br />
increase in PLI. Similar behavior was observed on sensitized<br />
SnO2 electrodes. 260 A complication in these studies is that<br />
forward bias can result in desorption of the sensitizers from<br />
the semiconductor surface, which will by itself lower injection<br />
yields and increase the PLI. 261<br />
A seven-fold increase in the half-time for excited-state<br />
electron injection from fully deprotonated N3/TiO2 in acetonitrile<br />
was obtained by omission of Li + from the solution. 262<br />
128 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 14 The quantum yield of excited-state electron injection from<br />
surface-bound Ru(dcb) 3 2+ into TiO2 as a function of electrochemical<br />
applied bias. Inset: The photoluminescence spectra of Ru(dcb)3/TiO2<br />
thin film electrodes at the indicated potentials. Taken from Fig. 8 of<br />
ref. 158.<br />
Biasing the sensitized electrode to 700 mV vs. Ag/AgCl, the<br />
most negative bias where desorption/degradation did not occur,<br />
resulted in the same injection yield on the longest time scales<br />
studied, 600 ps, but <strong>with</strong> significant attenuation of the<br />
fast component to injection. The half-times for injection were<br />
25-fold slower at this applied bias and could be modeled by<br />
non-adiabatic electron <strong>transfer</strong> theory where, prior to injection,<br />
thermal equilibrium of the excited state was assumed. Since up to<br />
40% of the injection occurred on the sub-molecular vibration<br />
time scale, i.e. B160 fs, the injection kinetics were most likely<br />
modeled under conditions where the assumption was valid.<br />
iii Distance dependence. The multiphasic character and<br />
picosecond dynamics of excited-state electron injection into<br />
TiO 2 alludes to the idea that at least some injection is occurring<br />
from a thexi state. This state, which can be described by a<br />
Boltzmann population, may exhibit behavior typical of thermal<br />
electron <strong>transfer</strong> and/or electron tunneling. The latter is clearly<br />
evident by temperature- and distance-dependent studies. At low<br />
temperatures a constant, nonzero rate for injection may persist<br />
while the room-temperature injection rate constants ought to<br />
exhibit an exponential dependence on distance:<br />
k = koexp[ bx] (8)<br />
where b is the dampening factor. A dampening factor,<br />
b = B1.0 A˚ 1 , is often indicative of saturated-hydrocarbon,<br />
through-bond superexchange tunneling behavior; 263–266 generally,<br />
larger values imply at least partial through-space<br />
character while smaller ones are associated <strong>with</strong> tunneling<br />
through conjugated p systems. 266<br />
An early study demonstrated that efficient excited-state<br />
electron injection did occur from sensitizers of the general<br />
type Ru(dmb)2(L) 2+ , where L contained unconjugated<br />
–(CH2)x– linkers between the Ru-chelating bpy moiety and<br />
one carboxylic acid group. 72 A more systematic study was<br />
later reported using three Re(bpy(CH2)2n(COOH)2)CO3Cl<br />
(n = 0, 1, 3) sensitizers where it was shown that ultrafast<br />
injection into TiO 2 did not occur when electronic coupling<br />
between the surface-bound ligand and the TiO 2 surface was<br />
removed by unconjugated methylene spacers, i.e. when n =1<br />
or 3. 104,105 For the same two sensitizers, the slower picosecond<br />
injection process could be successfully fit to a stretched<br />
exponential and the distance dependence of the injection rate<br />
could be qualitatively modeled by eqn (8) using b =1.2foreach<br />
C–C bond, indicative of nonadiabatic electron <strong>transfer</strong>. The<br />
4200-fold increase in injection rate from n =1ton =0could<br />
not be fit to such a model and was explained as adiabatic electron<br />
<strong>transfer</strong> due to a greatly increased strong electronic coupling<br />
from the lack of an unconjugated spacer moiety, Fig. 15.<br />
Detailed comparison of the n = 0 <strong>with</strong> the n = 1 or 3 compounds<br />
were complicated by the fact that the n = 0 compound had<br />
significantly different photophysical and redox properties.<br />
The distance dependence of excited-state electron injection<br />
was also explored using Ru II sensitizers that contained a bpy<br />
ligand derivatized <strong>with</strong> a conjugated oligo(xylylene) linker and<br />
bound to TiO2 via an ethynylcarboxyphenyl group. 267 A series<br />
of three compounds, <strong>with</strong> zero, one, or two linkers, was<br />
employed. A mere two-fold difference in injection rate constant<br />
was inferred by the difference in integrated PL spectra of<br />
the dyes in solution and on TiO2. The lack of the expected<br />
large differences was proposed to result from the flexibility of<br />
the one-carboxyl sensitizer attachment, that allowed proximity<br />
of the Ru II -<strong>metal</strong> center and the TiO2 surface in all three cases.<br />
In a related study, sub-picosecond injection was observed for<br />
2+<br />
tripodal, Ru(bpy) 3 -based sensitizers <strong>with</strong> an oligo(phenyleneethynylene)<br />
linker covalently bound to a tricarboxyphenyladamantane<br />
base calculated to have Ru–TiO2 distances over<br />
24 A˚ . 268–270 This study did not systematically show that rates<br />
vary <strong>with</strong> distance but did provide strong evidence that the<br />
distance dependence on injection rate was not large.<br />
With three phosphonated, ‘black dye’-like compounds of<br />
the form [Ru(40-PO3(Ph)n-tpy)(NCS)3] 3<br />
(n = 0, 1, 2) the<br />
distance-dependence of excited-state electron injection<br />
through conjugated linkers was studied. 271 Femtosecond<br />
pump–probe transient absorption measurements revealed that<br />
Fig. 15 Time-resolved, single-wavelength absorption difference spectra<br />
for Re(bpy(CH2)2n(COOH)2)CO3Cl/TiO2 (n = 0, 1, 3) illustrating<br />
that the rate of injection was inversely related to n. Taken from Fig. 9<br />
of ref. 104.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 129
Fig. 16 (A) A diagram of a TiO 2/Al 2O 3 core-shell nanoparticle. (B) Time-resolved, single-wavelength absorption difference spectra for<br />
Ru(4 0 -PO3 2 -tpy)(NCS)3/TiO2 thin films illustrating that the rate of injection was inversely related to the size of the Al2O3 overlayer. Al2O3<br />
overlayer thickness in nanometers are shown. Taken from Fig. 5 and 6, respectively, of ref. 271.<br />
the rate of each phase of an observed biphasic injection<br />
process was dependent on distance. The fast picosecond<br />
component fit nicely to an exponential distance-dependent<br />
model, eqn (8), <strong>with</strong> dampening factor, b = 0.19 A ˚ 1 , while<br />
the slower component for injection was assumed to be due to<br />
injection from loosely bound or aggregated dyes. As this<br />
dampening factor was much smaller than typical values obtained<br />
for donor–bridge–acceptor systems in solution, it was<br />
proposed that nuclear reorganization played a negligible role<br />
in injection, a hypothesis supported by DFT calculations.<br />
The distance-dependence was investigated by yet another<br />
means using the sensitizer lacking phenylene bridges, i.e. n =0;<br />
a core-shell architecture 272–276 was employed <strong>with</strong> Al 2O 3 shells<br />
varying from 0.6–6 nm in thickness conformally deposited on<br />
TiO2 prior to thin film preparation, Fig. 16(a). 271 The insulating<br />
shell required tunneling for almost all excited-state injection.<br />
As tunneling is not only a factor of distance but barrier<br />
height as well, this architecture allowed solely the distance to<br />
be altered. Neglecting ultrafast injection, which was assumed<br />
to be from dyes adsorbed directly onto TiO2 from small holes<br />
in the Al 2O 3, it was shown that the picosecond biphasic nature<br />
of injection resulted in b = 0.11 A˚ 1 and 0.04 A˚ 1 for the fast<br />
and slow components, respectively, Fig. 16(b). As the barrier<br />
to the conduction band of bulk, crystalline Al 2O 3 is very large,<br />
dampening factors over an order-of-magnitude larger were<br />
expected. It was proposed that the electronic structure of thin<br />
alumina layers differed from that of bulk Al2O3. 277<br />
Using three rigid-rod, Ru(bpy)3 2+ -based compounds containing<br />
a conjugated bpy ligand derivatized <strong>with</strong> an oligo-<br />
(phenyleneethynylene) linker and anchored to TiO2 via a<br />
dicarboxyphenyl group the distance dependence of excitedstate<br />
electron injection was studied, Fig. 17(a). 278 It was found<br />
that a monotonic decrease in injection rate occurred as the<br />
number of linkers was increased. However, this dependence<br />
only resulted in a dampening factor, b = 0.04 A˚ 1 , for both<br />
the slow and fast picosecond components, whereas a similar<br />
study on SnO2 resulted in a value of B0.8 A ˚ 1 , 279 and<br />
theoretical values were 40.4 A ˚ 1 . Although this small distance<br />
dependence agrees rather well <strong>with</strong> the conclusions from<br />
the phosphonated, ‘black dye’-like compounds, these results<br />
were further complicated by the lack of an expected similar<br />
trend in injection yields, where the middle-length spacer was<br />
found to inject best, Fig. 17(b).<br />
Fig. 17 (A) A diagram of a rigid-rod, Ru(bpy) 3 2+ -based sensitizer<br />
bound to a TiO2 nanocrystallite. (B) Time-resolved, single-wavelength<br />
absorption difference spectra of these TiO 2-bound sensitizers containing<br />
rods of oligo(phenyleneethynylene) linkers (n = 1, 2, 3). Although<br />
the injection yields were not distance-dependent, the rates were<br />
inversely related to n. Taken from cover artwork and Fig. 3A,<br />
respectively, of ref. 278.<br />
130 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
The observation of efficient and rapid excited-state electron<br />
injection through saturated and unsaturated spacers raises the<br />
question of whether the MLCT excited state need be localized<br />
on a ligand that is directly attached to the semiconductor<br />
surface. In other words, could the surface linker be on a nonchromophoric<br />
ligand? An early test of this was performed <strong>with</strong><br />
a bi<strong>metal</strong>lic Re I (dcb)CO3–L–Ru II (bpy)2(CN) (L = CN or<br />
NC ) compound. 280 Long-wavelength excitation selectively<br />
promoted an electron from the Ru II -<strong>metal</strong> center to a bpy<br />
ligand that was not anchored to the semiconductor surface, yet<br />
still resulted in a large photocurrent in regenerative DSSCs.<br />
The dcb ligand is structurally the same as two ina ligands<br />
connected in the 2 and 2 0 positions. The extra covalent bond in<br />
the dcb ligand increases the overall conjugation and thus<br />
lowers its LUMO energy. Using a comparative study of two<br />
heteroleptic Ru II compounds, one <strong>with</strong> a dcb ligand and the<br />
other <strong>with</strong> two ina ligands, the effect of remote versus adjacent<br />
excited-state electron injection was directly studied, Fig. 18. 281<br />
Both compounds exhibited a similar pH-dependent injection<br />
at pH 42 even though the thexi state of the latter compound<br />
contained an electron localized on a ligand that was not bound<br />
to the TiO2 surface. The observations of efficient injection<br />
from sensitizers <strong>with</strong> an ina ligand has been observed for<br />
Re(bpy)CO3(ina) + as well. 282<br />
The ina ligand, and substituted analogues, can also be<br />
coordinated to axial sites in porphyrinic macrocycles. A Ru II -<br />
phthalocyanine sensitizer <strong>with</strong> axial 3,4-dicarboxylic acidpyridine<br />
was employed. 283 Thepyridinederivativeallowedfor<br />
surface binding of the sensitizer to TiO2 however the major near<br />
IR–visible light absorption features were due to intraligand<br />
p - p* <strong>transition</strong>s that were localized on the phthalocyaninato<br />
ligand. Quasi-monochromatic light excitation resulted in excitedstate<br />
electron injection into TiO2 <strong>with</strong> a maximum IPCE 4 60%,<br />
due entirely to remote injection. Similar remote injection results<br />
have been obtained for similar p - p* <strong>transition</strong> molecules:<br />
a Ti IV phthalocyanine <strong>with</strong> a 3,4-dihydroxybenzoic acid<br />
surface-binding ligand and other Ru II phthalocyanines <strong>with</strong> a<br />
4-carboxylic acid-pyridine surface-binding ligand. 253,284,285<br />
iv ‘Hot’ injection. It is somewhat surprising that the photoinduced<br />
ultrafast electron injection observed by so many<br />
Fig. 18 A schematic illustrating two different injection schemes<br />
depending on the surface-bound ligands: (A) Remote excitedstate<br />
injection pathway for cis-Ru(dpp) 2(ina) 2/TiO 2, where dpp is<br />
4,7-diphenylphenanthroline, due to excited-state localization on a<br />
dpp ligand. (B) Adjacent excited-state injection pathway for<br />
Ru(dpp)2(dcb)/TiO2 as the excited state is localized on the surfacebound<br />
dcb ligand. Taken from cover artwork of ref. 281.<br />
authors is not manifest in operational DSSCs. One might<br />
anticipate that blue photons would give rise to higher photocurrents<br />
than would red ones due to the stronger reducing<br />
power of the Franck–Condon excited states in the former case.<br />
In other words, the absorptance and photocurrent action<br />
spectra would deviate significantly from each other <strong>with</strong> much<br />
less photocurrent at long wavelengths than would be expected<br />
based on the fraction of light absorbed. A possible reason why<br />
such behavior is not commonly observed is that the presence<br />
of the redox mediator (typically 0.5 M LiI/0.05 M I2), slows<br />
injection. Keep in mind that most of the interfacial<br />
<strong>charge</strong>-separation data described above was obtained in inert<br />
electrolytes, solvent, or vacuum. The little data available for<br />
excited-state injection in the presence of the I3 /I redox<br />
mediator indicates, in fact, that <strong>charge</strong> separation is still<br />
quantitative but that the kinetics are significantly altered. 177<br />
Another possibility is that there is quantitative injection from<br />
the sum of upper—i.e. Franck–Condon, vibrationally ‘hot,’<br />
etc.—and thermally relaxed excited states so that the photocurrent<br />
action spectrum simply does not report on the ultrafast<br />
processes.<br />
In addition to the ultrafast, ‘hot’ injection observed in high<br />
vacuum, solvents, and electrolytes, there are in fact a few<br />
literature observations that indicate that photo-induced ‘hot’electron<br />
injection occurs in DSSCs. The first example was <strong>with</strong><br />
cis-Fe(dcb) 2(CN) 2/TiO2 that exhibited a band-selective photocurrent<br />
action spectrum. 286 Although the photocurrent efficiency<br />
was poor at all excitation wavelengths (o10%), there<br />
was over a five-fold increase in the absorbed-photon-tocurrent<br />
efficiency (APCE), or internal quantum efficiency, when<br />
the higher-energy absorption band was excited. This behavior<br />
was attributed to band-selective injection yields occurring<br />
when injection was not from the thexi state. Thus, this further<br />
supported the interfacial, ‘hot’-injection mechanism. Similar<br />
behavior was reported for cis-Ru(dcbq)2(NCS)2/TiO2, where<br />
dcbq is 4,40-dicarboxylic acid-2,20-biquinoline. 287<br />
It was<br />
shown that the APCE was wavelength-dependent <strong>with</strong> the<br />
lower-energy band exhibiting smaller APCEs and rationalized<br />
as injection from this band being thermodynamically unfavorable.<br />
This is indicative of ‘hot’-injection processes from both<br />
bands <strong>with</strong> additional thexi-state injection from the higher<br />
energy band only. The hypothesis was tested <strong>with</strong> SnO2 thin<br />
films, whose Ecb is B500 mV more positive than that of TiO2.<br />
The photocurrent action spectrum better traced the absorptance<br />
spectrum as the APCE was no longer wavelength<br />
dependent. The third example we are aware of was reported<br />
by Heimer and co-workers who also observed APCEs that<br />
were wavelength dependent on TiO 2, but not on SnO 2, <strong>with</strong><br />
N3-like derivatives <strong>with</strong> the carboxylic acid groups present in<br />
the 5 and 5 0 positions. 288<br />
An alternative approach for quantifying ‘hot’-electron injection<br />
is to measure the injection yields as a function of the<br />
excitation wavelength. Moser and Gra¨tzel first reported<br />
studies of this type. 289 For N3/TiO2, the nanosecond injection<br />
yields were quantitative and wavelength independent.<br />
However, when N3 was anchored to Nb2O5, who’s Ecb<br />
is more difficult to reduce, wavelength-dependent injection<br />
yields were observed that decreased as the excitation<br />
wavelength increased. When the sensitizer was changed to<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 131
cis-Ru(2,6-bis(1 0 -methylbenzimidazol-2 0 -yl)pyridine)(dcbq)-<br />
(NCS)2, the injection yields were found to be strongly<br />
wavelength dependent. The dcbq ligands have low-lying p*<br />
LUMO energies, too low for the thexi state of the sensitizer<br />
to inject an electron into TiO 2. Thus, ‘hot’ injection from<br />
an upper vibrational excited state was, <strong>with</strong>out-a-doubt,<br />
occurring. Therefore, wavelength-dependent injection yields<br />
measured on nanosecond time scales are a signature of<br />
injection from upper, or ‘hot’, excited states.<br />
We have recently observed similar behavior <strong>with</strong> Ru II -ammine<br />
sensitizers. 290 These compounds have low-lying, ligandfield<br />
states and, in some regards, have excited-state properties<br />
more similar to Fe II compounds than Ru(bpy)3 2+ . Wavelength-dependent<br />
injection yields were observed for<br />
Ru(NH 3) 5(ina)/TiO 2 <strong>with</strong> blue-light excitation giving almost<br />
twice the injection yield as <strong>with</strong> green light, Fig. 19. Interestingly,<br />
<strong>with</strong> the tetra-ammine compounds, Ru(NH 3) 4(dcb)/<br />
TiO2, the injection yields were also wavelength dependent<br />
and were sensitive to isotopic substitution of the ammines.<br />
The injection yields were about 30% larger for ND3 than NH3<br />
at all excitation wavelengths studied, data that is consistent<br />
<strong>with</strong> ‘hot’-electron injection.<br />
There is now compelling evidence that <strong>charge</strong> separation<br />
from an MLCT excited state into TiO2 can occur faster than<br />
vibrational relaxation. The question of whether this is necessary<br />
or useful has arisen. The injected electrons are expected to<br />
trap at coordinatively unsaturated Ti IV sites <strong>with</strong>in a picosecond.<br />
291–295 If the electron could be collected in an external<br />
circuit prior to trapping, energy that would otherwise be lost<br />
to phonon creation could be harvested. This would allow for<br />
1 sun, AM1.5 light-to-electrical power conversion efficiencies<br />
over the single-junction Shockley–Queisser limit of 31% 296<br />
and up to the ‘hot’-injection-limited efficiency of 66%. 297<br />
Thus, ‘hot’ injection is the first step towards achieving single<br />
junction, solar light-to-electrical power conversion efficiencies<br />
greater than 31%. However, should wave-packet dephasing<br />
108,298 accompany photo-induced electron <strong>transfer</strong> from<br />
the sensitizer to TiO 2 acceptor states, ‘hot’-electron capture<br />
may be impossible. Willig et al. have time-resolved such<br />
thermal relaxation in TiO2 to picoseconds. 243 The dephasing<br />
theory implies that electron <strong>transfer</strong> from the electronic wave<br />
packet in TiO2, representing the initially formed ‘hot’ electron,<br />
to a point contact is virtually impossible. 109,243,244 It is thought<br />
that over time the wave packet expands throughout the film<br />
and that elastic and inelastic scattering events alter the<br />
momentum as well as the electronic and vibrational energy<br />
Fig. 19 A schematic illustrating excitation wavelength-dependent<br />
injection yields for Ru(NH3)5(ina)/TiO2, i.e. 15% <strong>with</strong> 532 nm and<br />
30% <strong>with</strong> 416 nm. Taken from cover artwork of ref. 290.<br />
Fig. 20 A schematic illustrating that excited-state electron injection<br />
and subsequent reduction of a co-bound molecular acceptor, A, was<br />
only thermodynamically possible if injection occurred from the initial,<br />
Franck–Condon excited state and not the thexi state. Formation of A<br />
after pulsed-laser light excitation of Ru(bpy)2(dcbq)/TiO2 was shown<br />
to be due to ‘hot’ electron injection followed by TiO 2-mediated<br />
electron transport to the acceptor. Taken from cover artwork of<br />
ref. 135.<br />
of the electron. Thus, most often this cooled state would reach<br />
the interface for collection or reactivity. The realization of<br />
ultrafast electron <strong>transfer</strong> from/through the semiconductor was<br />
proposed to be feasible only under a specific and unlikely<br />
distribution of ‘hot’ electrons. Therefore, even if the excess<br />
energy is not lost through vibrational relaxation of the excited<br />
state of the sensitizers, it will most likely be lost to phonon<br />
creation on the other side of the interface.<br />
If the TiO2 DOS lie above the excited-state reduction potential<br />
of the sensitizer it could be possible to drive an electron<strong>transfer</strong><br />
reaction that would be thermodynamically unfavorable<br />
from the thexi state, Fig. 20. Such a process was recently<br />
realized <strong>with</strong> heteroleptic sensitizers possessing the previously<br />
mentioned dcbq ligands, such as [Ru(bpy)2(dcbq)] 2+ . 135,299 In<br />
this case, the acceptor was a ground-state sensitizer. The<br />
interfacial energetics were such that Ecb/DOS were more<br />
negative than E o (Ru II/+ ) and E o (Ru III/II* ). Therefore after<br />
‘hot’-electron injection, resulting in a TiO2(e ) and Ru III ,the<br />
TiO2(e ) could recombine <strong>with</strong> the oxidized sensitizer or reduce<br />
another surface-bound sensitizer to form Ru III /TiO2/Ru + .<br />
Using nanosecond transient absorption spectroscopy, spectral<br />
evidence for the allowed processes in Fig. 20 and wavelengthdependent<br />
injection yields lead to the conclusion that ‘hot’<br />
injection was occurring <strong>with</strong> this compound. The conclusion<br />
that formation of Ru III /TiO2/Ru + is mediated by the TiO2<br />
DOS was supported by the fact that there was insufficient free<br />
energy stored in the thexi state of the sensitizer to reduce the<br />
acceptor. Thus, the proposed mechanism was that ‘hot’ injection<br />
was followed by reduction of a TiO2-bound acceptor. This<br />
serves as a proof-of-principle example and suggests that ‘hot’<br />
injection can be used to drive ‘uphill’ redox reactions of<br />
relevance to exceeding the Shockley–Queisser limit.<br />
C Metal-to-particle <strong>charge</strong> <strong>transfer</strong><br />
There is another mechanism of photo-induced electron injection<br />
that has been observed for <strong>metal</strong>-cyano compounds<br />
anchored to TiO 2. This mechanism has been termed <strong>metal</strong>to-particle<br />
<strong>charge</strong> <strong>transfer</strong> (MPCT). This is apparent based on<br />
132 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
the observations that: (a) when said compounds are anchored<br />
to TiO2 a new absorption band is formed that was not present<br />
in fluid solution and (b) light excitation into said absorption<br />
band results in immediate formation of TiO 2(e )/S + . An<br />
interesting feature of such sensitizers is that, by definition,<br />
the injection yield is unity as light absorption and electron<br />
<strong>transfer</strong> to TiO2 are one in the same process. This is in contrast<br />
to injection from MLCT excited states described above whose<br />
injection efficiency has been shown to be a function of the pH,<br />
ionic strength, excitation wavelength, and temperature. 300<br />
MPCT absorption bands were observed for the first time<br />
upon binding M(CN)x n+ complexes to TiO2 nanocrystallites<br />
(M = Fe, Ru, Os, Re, Mo, W). 301,302 Some of these adducts<br />
extended the visible light photoresponse of TiO 2 beyond 700 nm.<br />
Hupp et al. discovered that the resonance Raman spectrum of<br />
Fe(CN) 6/TiO 2 colloids exhibited the coupling of ten vibrational<br />
modes to MPCT, three of which were surface modes. 303,304<br />
Jortner and colleagues have previously described an applicable<br />
theoretical model for describing such multimode electron <strong>transfer</strong>,<br />
305–310 however the coupling of multiple surface modes to<br />
interfacial electron <strong>transfer</strong> was unprecedented experimentally.<br />
Fe II -based coordination compounds containing both MPCT<br />
and MLCT bands of the type [Fe(LL)(CN)4] 2 were studied,<br />
whereLL=bpy,dmb,or4,4 0 -diphenyl-bpy. It was shown that<br />
the MLCT absorption bands were solvatochromic whereas the<br />
MPCT bands were not. 77,311 In light of this and <strong>with</strong> electrochemical<br />
results indicating that E o (Fe III/II ) did shift <strong>with</strong> solvent,<br />
it was suggested that the TiO 2 DOS shifted as well and in a<br />
concerted fashion. There exists a precedence for molecular and<br />
TiO2 reduction potentials shifting in concert when the molecule is<br />
poised <strong>with</strong>in the ionic double layer, i.e. Helmholtz and diffuse<br />
layers. 312,313 Using an [Fe(bpy)(CN)4] 2<br />
sensitizer, the possibility<br />
for a dual-mechanism of sensitization was explored, Fig. 21. 311<br />
Excitation directly into the MPCT band would inherently result<br />
in an injection yield of unity and be independent of the experimental<br />
conditions. In acetonitrile solutions it was shown that the<br />
injection yield could be reversibly tuned <strong>with</strong> the addition of<br />
LiClO4; clearly this was not a result of a MPCT <strong>transition</strong> as the<br />
UV-Vis absorption spectrum was largely independent of electrolyte.<br />
Thus, not only was direct MPCT present in this system, but<br />
less-efficient electron injection from a proximal MLCT excited<br />
state was apparent as well.<br />
Fig. 21 Ball-and-stick models for Fe(bpy)(CN)4/TiO2 portraying two<br />
possible mechanisms for photo-induced electron injection into TiO 2:<br />
(A) direct, <strong>metal</strong>-to-particle <strong>charge</strong> <strong>transfer</strong> (MPCT) sensitization; (B)<br />
sensitization by means of a <strong>metal</strong>-to-ligand <strong>charge</strong>-<strong>transfer</strong> (MLCT)<br />
excitation followed by excited-state electron injection. Taken from<br />
cover artwork of ref. 311.<br />
Intervalence <strong>charge</strong>-<strong>transfer</strong> (IVCT) bands exist for mixedvalence,<br />
polymeric Fe II –CN–Ti IV cyano complexes and are<br />
speculated to be related to MPCT bands in Fe(CN) 6/TiO 2. 314<br />
The MPCT absorption bands were similar in energy and spectral<br />
width to those previously described for outer-sphere <strong>charge</strong><br />
<strong>transfer</strong> <strong>with</strong> iron-cyano anions. From this, a question arises:<br />
does light absorption on TiO2 promote and electron from Fe II to<br />
an adjacent Ti IV site or to a Ti IV site <strong>with</strong>in the interior of a<br />
nanocrystallite? By electroabsorption (Stark) spectroscopy it was<br />
determined that the MPCT distance was 5.3 A ˚ basedonthe<br />
dipole moment change and the Liptay treatment. 314 This was<br />
<strong>with</strong>in error of the distance from Fe to Ti using molecular<br />
modeling on [(CN)5Fe II –CN–Ti IV (H2O)4O] 2 , although it was<br />
slightly larger than empirical values measured for related<br />
Fe II –CN–M compounds. Similar distances were found for<br />
Mo-, Ru- and W-cyano complexes on TiO 2 and all support the<br />
hypothesis that MPCT bands represent electronic <strong>transition</strong>s to<br />
an orbital on a Ti atom that is in proximity to the bound cyano<br />
nitrogen atom. 315 Additionally, based on the above calculated<br />
distance and the fact that the free NC ligands are even further<br />
from the surface than the <strong>metal</strong> center, identification of the<br />
process as MPCT and not ligand-to-<strong>metal</strong> <strong>charge</strong> <strong>transfer</strong><br />
(LMCT), i.e. from NC to Ti, was substantiated.<br />
Some organic bases are also known to display direct, <strong>charge</strong><strong>transfer</strong><br />
absorption bands when anchored to TiO 2, the most<br />
well-known being catechol. 188,300 Two Os II -polypyridyl compounds<br />
<strong>with</strong> bpy-catechol derivatives for surface attachment<br />
were recently reported. 316 Absorption features assigned as<br />
direct catechol-to-particle <strong>charge</strong> <strong>transfer</strong> and MLCT on TiO2<br />
and ZrO2 (a wide-bandgap semiconductor <strong>with</strong> EBG = 4.5 eV)<br />
were observed and PL assigned to radiative <strong>charge</strong> recombination<br />
was reported. Similar PL behavior was previously reported<br />
for organic compounds anchored to TiO2, but the assignment<br />
of this to radiative recombination was later questioned. 300,317<br />
D Reduced-sensitizer injection<br />
An alternative mechanism exists for photo-induced electron<br />
injection wherein the excited-state is reduced prior to interfacial<br />
<strong>charge</strong> separation, Fig. 22(b). This results in injection<br />
from a non-electronically excited sensitizer. For this reason<br />
DSSCs operating under this mechanism would appropriately<br />
be termed regenerative galvanic cells as injection would be a<br />
dark, thermodynamically favorable process. 318 This alternative<br />
sensitization method has been called supersensitization; 153<br />
the donor is termed the supersensitizer due to its requirement<br />
in achieving effective overall sensitization. 319 A unique aspect<br />
of this mechanism is that the oxidized form of the sensitizer is<br />
never generated. Therefore, it may be particularly well-suited<br />
for sensitizers that are unstable in their oxidized forms. An<br />
advantage <strong>with</strong> MLCT excited states is that the reduced form<br />
of the sensitizer is a stronger reductant than the MLCT excited<br />
state, typically by 200 to 400 mV.<br />
Kirsch-De Mesmaeker and co-workers first reported compelling<br />
evidence for reduced ruthenium sensitizers <strong>transfer</strong>ring<br />
electrons to SnO2 electrodes. 319 The coincidence of Stern–<br />
Volmer constants measured by analysis of the photocurrent<br />
enhancement and PL quenching <strong>with</strong> hydroquinone donors left<br />
little doubt as to the sensitization mechanism. Additional<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 133
Fig. 22 Ball-and-stick models for Ru(bpy)2(dcb)/TiO2 depicting the<br />
two possible mechanisms for photo-induced electron injection into<br />
TiO2 and regeneration of the sensitizer: (A) MLCT excited-state<br />
electron injection followed by regeneration of the oxidized sensitizer<br />
by the solution donor, D; (B) Reduced sensitizer injection that results<br />
from reductive quenching of the excited state by D followed by dark<br />
electron injection from the reduced sensitizer. Taken from Scheme 1 of<br />
ref. 320.<br />
spectroscopic evidence for photo-induced electron injection by<br />
reduced sensitizers was reported for Ru(bpy)2(dcb)/TiO2 in<br />
0.1 M TBAClO4 acetonitrile electrolyte containing neutral,<br />
organic phenothiazine (PTZ) electron donors. 321 Nanosecond<br />
transient absorption data demonstrated the rapid formation of<br />
TiO 2(e )/PTZ + , while in the absence of PTZ there was littleto-no<br />
evidence for injection. Injection was rate limited by<br />
diffusional quenching of the MLCT excited state so the<br />
Ru II (bpy) 2(dcb )/TiO 2 intermediate was not directly observed.<br />
An interesting case of photo-induced, reduced-sensitizer<br />
electron injection was reported <strong>with</strong> the bi<strong>metal</strong>lic sensitizer<br />
(bpy)2 Ru II –BL–Rh III (dcb)2/TiO2, BL = 1,2-bis[4-(4 0 -methylbpy)]ethane,<br />
Fig. 23(a). 322 About two-thirds of the MLCT<br />
excited states of the ruthenium chromophore were quenched<br />
by electron <strong>transfer</strong> to the Rh(dcb)2 group to form a<br />
(bpy)2Ru III –BL–Rh II (dcb)2/TiO2 <strong>charge</strong>-separated state while<br />
the remaining directly injected an electron into TiO2.** This<br />
observed branching ratio was proposed to result from different<br />
surface orientations. Approximately 40% of the intramolecular,<br />
<strong>charge</strong>-separated state, (bpy) 2Ru III –BL–Rh II (dcb) 2/TiO 2,<br />
injected electrons into TiO2 to form (bpy)2Ru III –BL–<br />
Rh III (dcb)2/TiO2(e ), while the remaining underwent backelectron<br />
<strong>transfer</strong> to form ground-state products, Fig. 23(b).<br />
The Ru II* -based injection occurred <strong>with</strong>in the time resolution<br />
of the instrument, i.e. o10 ns, while the Rh II -based injection<br />
occurred in o100 ns following light excitation.<br />
In order to realize efficient DSSCs that operate by this<br />
mechanism, sensitizers that are potent photo-oxidants must<br />
be utilized. This stems from that fact that the I 3 /I redox<br />
mediator is the only redox mediator that yields high light-toelectrical<br />
power conversion efficiencies and the I /I reduction<br />
potential is rather positive. Ru II sensitizers that are strong<br />
excited-state oxidants can be prepared <strong>with</strong> ligands such as<br />
2,2 0 -bipyrazine (bpz). For example, the E o (Ru 2+*/+ ) of<br />
[Ru(bpz)2(deeb)] 2+ was found to be greater than +1.0 V vs.<br />
SCE 69,70,323 (+1.24 V vs. NHE 229 ). While the excited state of<br />
this and related sensitizers were found to be efficiently<br />
quenched by iodide or phenothiazine donors, the reduced form<br />
** We emphasize that while the scheme and this abbreviation imply<br />
that the reduction is <strong>metal</strong> based, it may in fact be ligand localized, i.e.<br />
on a dcb.<br />
Fig. 23 (A) A diagram of a [(bpy) 2Ru II –BL–Rh III (dcb) 2] 5+ sensitizer<br />
bound to a TiO2 nanocrystallite. (B) A schematic depicting the relative<br />
redox energies, lifetimes, and quantum yields for each step in the<br />
photo-induced injection process. Taken from Fig. 10 and 12, respectively,<br />
of ref. 322.<br />
of the compound that resulted, Ru II (bpz)(bpz )(deeb)/TiO 2,<br />
did not inject electrons into TiO 2. 320 In fact, very similar<br />
transient absorption features were observed in solution,<br />
on TiO2, and on ZrO2, while extremely small photocurrents<br />
(IPCE o 10 4 ) were observed in DSSCs. Some improvement<br />
was observed when the semiconductor was changed to SnO2,<br />
but the injection yields remained poor. 323<br />
Another interesting case of reductive quenching of an<br />
excited state that did not result in electron injection was<br />
reported for the mono-anion of Z907/TiO 2 in the presence<br />
of a high concentration of 1-propyl-3-methylimidazolium<br />
iodide. 324 A new transient spectroscopic feature was discovered<br />
that was attributed to the reduced sensitizer, which<br />
presumably formed by reductive quenching of the excited state<br />
by iodide. The decay of this species was attributed to a backreaction<br />
<strong>with</strong> I3 (t1/2 = B1 ms) yet it is not clear why this<br />
state did not inject electrons into TiO2.<br />
4. Sensitizer regeneration<br />
A Intramolecular regeneration<br />
Considerable effort has been set forth to regenerate the<br />
oxidized sensitizer by intramolecular electron <strong>transfer</strong>. This<br />
could be considered a ‘‘hole’’ <strong>transfer</strong> reaction that translates<br />
the oxidizing equivalent away from the Ru III -<strong>metal</strong> center and,<br />
ideally, the TiO2 surface. Very similar mechanisms are wellknown<br />
in the field of supramolecular photochemistry where<br />
compounds of the type (D)n–C–(A)m are often employed ((D)n<br />
are donor molecules, C is a chromophore/sensitizer, and (A)m<br />
are acceptor molecules). When solely two components are<br />
present the compounds are termed dyads. 88,94,325,326 At TiO 2<br />
interfaces a variety of C*–D dyads have been characterized;<br />
to our knowledge, Wrighton and co-workers were the first to<br />
134 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
attach a dyad to a semiconductor electrode. 327 The ability to<br />
control hole-<strong>transfer</strong> reactions at the molecular level is important<br />
for many classes of solar cells. One can envision<br />
future-generation DSSCs where multiple hole-<strong>transfer</strong> steps<br />
translate the oxidizing equivalent from the sensitized interface<br />
directly to a counter electrode thereby eliminating the need for<br />
the solution-based redox mediators that are required today,<br />
e.g. I3 /I .<br />
In practice there are at least two ways in which D–C*/TiO2<br />
- D + –C/TiO2(e ) reactions can occur. They correspond to<br />
<strong>charge</strong>-separation mechanisms from the excited or reduced<br />
states that were described in sections 3/B and 3/D, respectively.<br />
Since C* is a weaker oxidant than C + ,itispossibletodesign<br />
dyads covalently bound to weak donors that only react by the<br />
first mechanism. When strong electron donors are used, the<br />
mechanistic pathway is dependent on the relative rate constants<br />
for excited-state electron injection and intramolecular <strong>charge</strong><br />
separation. Since excited-state injection is often found to be<br />
ultrafast, the first mechanism probably predominates even<br />
though it cannot always be unambiguously identified.<br />
It should be pointed out that in some regards N3/TiO2 is<br />
thought to undergo a similar intramolecular, <strong>charge</strong>-<strong>transfer</strong><br />
process. DFT calculations for N3 + predict considerable hole<br />
density on the isothiocyanate ligands. 56–58 It is also known<br />
from electrochemical measurements that there are two closely<br />
spaced oxidations for N3, the first is predominantly <strong>metal</strong><br />
based while the second is mainly isothiocyanate based. Therefore,<br />
in the <strong>charge</strong>-separated state, N3 + /TiO 2(e ), there is<br />
likely some partial ‘‘hole <strong>transfer</strong>’’ from the Ru III -<strong>metal</strong> center<br />
to the isothiocyanate ligands. In most of the examples discussed<br />
below, the electronic coupling between the electron<br />
donor and the Ru-<strong>metal</strong> center is much weaker, giving rise to<br />
complete hole hopping rather than partial <strong>charge</strong> <strong>transfer</strong>.<br />
i Organic donors. In collaboration <strong>with</strong> Bignozzi and his<br />
research group in Ferrara, Italy, we reported the first timeresolved<br />
spectroscopic studies of intramolecular sensitizer<br />
regeneration <strong>with</strong> the dyad [Ru(4-CH3,4 0 -CH2-PTZbpy)(dcb)2]<br />
2+ . 328,329 Comparative studies in fluid methanol<br />
solution, visible-light excitation of this dyad resulted in the<br />
creation of the MLCT excited state that was quickly quenched<br />
by electron <strong>transfer</strong> from the PTZ group. The reductive<br />
excited-state quenching was moderately exergonic (o0.25 eV)<br />
and had an approximate rate constant of B2.5 10 8 s 1 in<br />
methanol. The corresponding <strong>charge</strong>-recombination step was<br />
faster than the quenching by PTZ and thus there was little<br />
appreciable spectroscopic observation of the electron-<strong>transfer</strong><br />
product.<br />
When the dyad was anchored to TiO 2 thin films and<br />
immersed in acetonitrile, MLCT excitation resulted in a new<br />
<strong>charge</strong>-separated state <strong>with</strong> an electron in TiO2 and an oxidized<br />
PTZ group, abbreviated PTZ + -Ru II /TiO2(e ). It was<br />
not possible to determine the mechanism of <strong>charge</strong> separation<br />
yet the authors speculated that after excited-state electron<br />
injection, electron <strong>transfer</strong> from PTZ to the Ru III -<strong>metal</strong> center<br />
( DG B 0.36 eV) produced PTZ + -Ru II /TiO2(e ). Recombination<br />
of TiO 2(e )s <strong>with</strong> PTZ + to yield ground-state products<br />
occurred <strong>with</strong> a rate constant of 3.6 10 3 s 1 . Excitation of a<br />
model compound that did not contain the PTZ donor under<br />
otherwise identical conditions gave rise to the immediate<br />
formation of a <strong>charge</strong>-separated state, Ru III /TiO2(e ), whose<br />
recombination kinetics were complex and analyzed by a distribution<br />
model <strong>with</strong> an average rate constant of 3.9 10 6 s 1 .<br />
Therefore, translating the ‘‘hole’’ from the Ru III -<strong>metal</strong> center<br />
to the pendant PTZ moiety slowed TiO 2(e ) recombination by<br />
about three orders of magnitude. This work provided an<br />
example of how the principles of stepwise <strong>charge</strong> separation,<br />
originally developed in the field of supramolecular photochemistry,<br />
can be applied to solid-state materials.<br />
Shortly thereafter, Grätzel and co-workers reported dyads that<br />
could undergo intramolecular ‘‘hole’’ <strong>transfer</strong> after excited-state<br />
electron injection. 330 These authors emphasized the significant<br />
color changes that accompanied electron <strong>transfer</strong> and potential<br />
applications in photochromic devices. Interestingly, they observed<br />
long-lived <strong>charge</strong>-separation, like the PTZ + -Ru II /<br />
TiO 2(e ) described above, in some cases while not in others.<br />
Since that time a number of dyads have been attached to<br />
TiO2 and are discussed further below. A commonly utilized<br />
electron donor is a triarylamine moiety, NAr3. Three<br />
Ru II -NAr3-type sensitizers <strong>with</strong> tpy-based ligands were<br />
studied in order to determine the optimal spatial location of<br />
the amine donor in relation to the excited-state electron. 330<br />
One compound had a 4-(N,N-di-p-anisylamino)phenyl group<br />
conjugated to a second tpy ligand, the second contained a<br />
benzyl ether interlocking group between the same amine donor<br />
and the tpy ligand, and the third compound contained only a<br />
4,4 0 ,4 00 -trimethyl-tpy ligand, Fig. 24. The latter compound was<br />
also co-adsorbed <strong>with</strong> a donor moiety bound to a phosphonated<br />
ether. Using long-wavelength resonance Raman spectroscopy<br />
it was deduced that the excited electron in the excited<br />
state of the first compound was located on the donor-containing<br />
tpy ligand whereas for the other two compounds it was located<br />
on the surface-bound phosphonated-tpy ligand. For all three<br />
compounds, photo-induced electron injection occurred<br />
quantitatively in o1 ns in air. In propylene carbonate, the<br />
quantum yield for formation of NAr 3 + -Ru II /TiO2(e ) was<br />
only 0.60 and occurred <strong>with</strong>in 20 ns for the first compound<br />
while for the second compound it was unity <strong>with</strong> biphasic<br />
kinetics, a 10 ns component and a 100 ns component.<br />
The third compound <strong>with</strong> the co-bound donor experienced<br />
practically unity conversion to the NAr3 + /TiO2(e ) <strong>charge</strong>separated<br />
state. This study illustrated that remote injection<br />
was less efficient than injection from a surface-bound ligand.<br />
Some remarkably long-lived <strong>charge</strong>-separated states<br />
were observed after pulsed-light excitation of similar compounds.<br />
By covalently attaching the ether-NAr 3 donor<br />
group just described above to a dmb ligand in a<br />
cis-Ru(dmb-X)(dcb)(NCS) 2/TiO 2 system, the half-life of the<br />
<strong>charge</strong>-separated state was found to be over half a second, as<br />
shown schematically, Fig. 25(a). 331 Haque, Durrant, and<br />
colleagues increased this lifetime further by employing<br />
Ru(4,4 0 -(R)2-bpy)(dcb)2/TiO2 systems, where R contained<br />
one triphenylamine group (NPh3), two NPh3 groups, or a<br />
poly(vinyl-NPh3) group of about 100 units, Fig. 25(b). 332 The<br />
introduction of about 100 amines increased the half-life of<br />
the <strong>charge</strong>-separated state to over 4 seconds, as compared to<br />
350 ms and 5 ms for the other two compounds, respectively.<br />
The kinetics for excited-state electron injection and subsequent<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 135
Fig. 24 Chemical structures of sensitizers containing intramolecular,<br />
or nearby, organic donors so as to increase the <strong>charge</strong>-separation<br />
distance. Taken from Fig. 5 of ref. 330.<br />
hole <strong>transfer</strong> from the Ru III -<strong>metal</strong> center to the covalently<br />
bound NPh3 moiety occurred <strong>with</strong>in the instrument response<br />
time, i.e. B10 ns.<br />
N3 derivatives, cis-Ru(4,4 0 -(R)2-bpy)(dcb)(NCS)2, R =<br />
NPh3 or CH3, bound to TiO2 thin films were examined in order<br />
to study the effects of Ru III -hole <strong>transfer</strong> to a triphenylamine<br />
moiety. 82 Unexpectedly, both sensitizers exhibited similar transient<br />
features providing no evidence for hole <strong>transfer</strong> in the<br />
former sensitizer. Not<strong>with</strong>standing, the photoelectrochemical<br />
properties of the two sensitized thin-film electrodes differed<br />
Fig. 25 (A) A schematic depicting the cis-Ru(dmb-ether-NAr 3)-<br />
(dcb)(NCS)2 sensitizer bound to a TiO2 nanocrystallite and the overall<br />
mechanism for photoinduced <strong>charge</strong> separation and recombination<br />
<strong>with</strong> corresponding time scales. Taken from cover artwork of ref. 331.<br />
(B) The chemical structure of the sensitizer employed to increase<br />
the half-time of the S + /TiO2(e ) <strong>charge</strong>-separated state to over 4 s<br />
(n = 100). Taken from Scheme 1 of ref. 332.<br />
Fig. 26 The chemical structure of the sensitizer employed to study<br />
intramolecular <strong>charge</strong> separation on TiO2 thin films. The hole was<br />
successfully <strong>transfer</strong>red away from the Ru III -<strong>metal</strong> center and TiO 2<br />
surface to the carotenoid moiety. Taken from Scheme 3 of ref. 333.<br />
significantly and a much larger Voc was measured for the<br />
NPh 3-containing sensitizer. The authors speculated that the<br />
enhanced V oc resulted from a larger dipole that was nascently<br />
formed on the sensitizer bearing the NPh 3 moiety. Based on the<br />
enhanced extinction coefficient of this dye and the results<br />
obtained when the small-perturbation Voc-decay technique<br />
was employed, it was proposed that photo-induced electron<br />
injection into the TiO2 acceptor states and partial hole delocalization<br />
from the Ru III -<strong>metal</strong> center to the NPh3 moiety<br />
occurred in one concerted step. Thus, increased <strong>charge</strong> separation<br />
could be achieved concomitant <strong>with</strong> electron injection by<br />
partial delocalization of the hole on the ligand.<br />
A series of novel sensitizers each containing a 4 0 -X-tpy<br />
ligand (X = Ph–PO 3(C 2H 5) 2, Ph–PO 3H 2, PO 3(C 2H 5) 2,<br />
PO 3H 2, or COOH) bound to TiO 2 were studied <strong>with</strong> hopes<br />
of increasing the <strong>charge</strong>-separation distance between the<br />
TiO2(e ) and oxidized sensitizer. 333 Only the sensitizer shown<br />
in Fig. 26, containing a phenyl-amide-carotenoid bound to a<br />
second tpy, provided unequivocal evidence for intramolecular<br />
sensitizer regeneration and thus increased <strong>charge</strong> separation,<br />
which was complete in o10 ns. However, even though DFT<br />
calculations indicated that the LUMO and the MLCT excited<br />
state were located on the 4 0 -phenylphosphonate-tpy ligand<br />
which was bound to TiO2, injection yields were poor. It was<br />
postulated that the out-of-plane phenyl spacer gave poor<br />
electronic coupling to TiO 2.<br />
The compound [Ru(BTL)(deeb) 2] 2+ , where BTL is 9 0 -[4,5bis(cyanoethylthio)]-1,3-dithiol-2-ylidene]-4<br />
0 ,5 0 -diazafluorene,<br />
was found to have an extinction coefficient almost three times<br />
as large as Ru(bpy)3 2+ in the visible region. 81 Interestingly, the<br />
transient absorption features in solution and on TiO2 differed<br />
greatly. In solution, a transient state was observed <strong>with</strong><br />
spectroscopic properties characteristic of an MLCT excited<br />
state, <strong>with</strong> t =25nsat 40 1C, whereas when bound to TiO2<br />
a large positive absorption feature near 520 nm was observed<br />
and assigned to the oxidized dithiolene ligand. In fluid solution<br />
the driving force for reductive quenching of the MLCT excited<br />
state was unfavorable. However, when anchored to TiO 2,an<br />
electron was injected and the hole had translated from the<br />
Ru III -<strong>metal</strong> center to the dithiolene-containing ligand, <strong>with</strong>in<br />
10 ns after light excitation, Fig. 27.<br />
ii Transition-<strong>metal</strong> donors. Although an organic donor is<br />
more optimal for practical applications, an advantage of using a<br />
<strong>transition</strong> <strong>metal</strong> as the donor is that its redox potential can be<br />
more easily tuned over wide energies by utilizing different ligands.<br />
The bi<strong>metal</strong>lic sensitizer [Cl(bpy)2Os II –bpa–Ru II (dcb)2Cl] 2+ ,<br />
abbreviated Os-bpa-Ru, where bpa is 1,2-bis(4-pyridyl)ethane,<br />
was anchored to TiO 2. 334 Pulsed 532 nm or 416 nm light<br />
excitation of a Os-bpa-Ru/TiO 2 thinfilmimmersedin1.0M<br />
136 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 27 A schematic depicting a novel, high extinction coefficient<br />
sensitizer bound to a TiO 2 nanocrystallite and photo-induced electronand<br />
hole-<strong>transfer</strong> mechanisms. This sensitizer is unique in that the<br />
extended conjugation on the dithiolene-containing ligand is in the 3<br />
and 3 0 positions. Taken from cover artwork of ref. 81.<br />
LiClO4 acetonitrile electrolyte resulted in rapid excited-state<br />
electron injection (Ru II* +TiO2 - Ru III +TiO2(e )) and<br />
intramolecular electron <strong>transfer</strong> (Os II –bpa–Ru III - Os III –<br />
bpa–Ru II ) to ultimately form an interfacial <strong>charge</strong>-separated<br />
state <strong>with</strong> a TiO 2(e ) and an oxidized Os III -<strong>metal</strong> center, Os III –<br />
bpa–Ru/TiO 2(e ). This same state was also generated after<br />
selective 3 MLCT excitation of the Os II moiety <strong>with</strong> 683 nm light.<br />
The rates of intramolecular and interfacial electron <strong>transfer</strong> were<br />
fast, k 4 10 8 s 1 , while interfacial <strong>charge</strong> recombination,<br />
Os III –bpa–Ru/TiO2(e ) - Os II –bpa–Ru/TiO2, required milliseconds<br />
for completion. The results show a general strategy for<br />
promoting rapid intramolecular hole <strong>transfer</strong> (Os II –bpa–Ru III -<br />
Os III –bpa–Ru II ) after excited-state electron injection and a ‘remote,’<br />
excited-state electron-injection process that occurs after<br />
direct excitation of the Os II chromophore, whose thexi state<br />
possesses far too little energy to <strong>transfer</strong> energy to the ruthenium<br />
moiety.<br />
Related studies <strong>with</strong> (bpy)2M II –bpt–Ru II (dcb)2/TiO2 thin<br />
films (M = Ru or Os), abbreviated M–bpt–Ru, where bpt-H<br />
= 3,5-bis(pyridin-2-yl)-1,2,4-triazole, showed evidence for<br />
two different electron-injection mechanisms depending on<br />
M. 335 For the all ruthenium compound, excited-state energy<br />
<strong>transfer</strong> to the TiO2-bound, dcb-containing, ruthenium moiety<br />
followed by excited-state injection was deduced based on<br />
transient PL and absorbance measurements. Although not<br />
directly observed, hole <strong>transfer</strong> to the proximal ruthenium<br />
moiety was thermodynamically favorable after excited-state<br />
injection. For the M = Os compound, excitation into the<br />
Ru II -based MLCT band resulted in excited-state energy <strong>transfer</strong><br />
to the proximal osmium moiety prior to injection, and after<br />
remote injection the hole was proposed to remain on the<br />
Os-<strong>metal</strong> center. The expected Os III –bpt–Ru II /TiO 2(e )<br />
product formed <strong>with</strong>in the laser pulse (B10 ns). It was<br />
proposed that since some of the exciting light was absorbed<br />
by the Os II moiety, and energy <strong>transfer</strong> to the ruthenium<br />
moiety was energetically unfavorable, some remote injection<br />
from the Os-localized excited state also occurred in this case.<br />
Studies <strong>with</strong> a solution and surface-bound trinuclear ruthenium<br />
complex, (Ru III –Ru II )(L)–amide–(bpy)Ru II (dcb)2/TiO2,<br />
revealed that MLCT excitation of the mononuclear Ru II -<strong>metal</strong><br />
center resulted in a transient absorption spectrum indicative of<br />
(Ru III –Ru II )(L)–amide–(bpy)Ru III (dcb) 2/TiO 2(e ), Fig. 28. 336<br />
This intramolecular <strong>charge</strong>-separated compound was completely<br />
formed by 200 ps, at which time the injection yield was<br />
deemed to be o10%. However, by 300 ns a spectrum consistent<br />
<strong>with</strong> (Ru III –Ru III )(L)–amide–(bpy)Ru II (dcb)2/TiO2(e )<br />
was observed and was shown to have a half-life, t1/2 = B1 ms.<br />
This illustrates that slow hole <strong>transfer</strong> can occur over large<br />
distances under the appropriate conditions.<br />
Coordination compounds of the form [(LL)(L 0 L 0 )Ru II -<br />
(BL 0 )Ru II (LL)(L 0 L 0 )] n+ (n = 2, 3 depending on the number<br />
of deprotonated carboxylic acid functional groups) were investigated<br />
on TiO 2, where LL and L 0 L 0 are bpy and/or dcb<br />
and BL 0 is a bridging ligand: either tetrapyrido[3,2-a:2 0 ,3 0 -<br />
c:3 00 ,2 00 -h:2 000 ,3 000 -j]phenazine (tpphz) or 1,4-bis(phen-[5,6-d]imidazol-2-yl)benzene<br />
(bfimbz), where phen is 1,10-phenanthroline.<br />
337 As the BL 0 ligands are rigid and linear heteroaromatic<br />
entities, remote, excited-state electron injection could<br />
be examined <strong>with</strong> little fear of unexpected outer-sphere<br />
ligand–surface interactions due to ligand flexibility. It was<br />
shown that when BL 0 was tpphz—a ligand possessing p*<br />
energetics below the p* levels of the surface-bound dcb<br />
ligand—injection could be time resolved due to the thexi state<br />
being localized on tpphz, away from a surface-bound dcb<br />
ligand and <strong>with</strong> less reducing power for injection. However,<br />
this slow injection was found to be not only distance- and/or<br />
driving force-dependent but orientation-dependent as well.<br />
When [(bpy)(dcb)Ru II (tpphz)Ru II (bpy)(dcb)] n+ (n = 2 or 3)<br />
was employed as the sensitizer injection could be time-resolved<br />
Fig. 28 A schematic depicting a sensitizer employed to study intramolecular<br />
<strong>charge</strong> separation on TiO2 thin films. Interestingly, slow<br />
intramolecular <strong>charge</strong> separation between the mononuclear Ru III and<br />
dinuclear Ru II –Ru III could be observed on the hundreds of nanoseconds<br />
time scale. Taken from cover artwork of ref. 336.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 137
Fig. 29 Density Functional Theory (DFT) optimized geometry for<br />
two bi<strong>metal</strong>lic Ru II compounds. When a distal ligand possessed<br />
carboxylic acid functional groups capable of binding to the TiO2<br />
surface, the geometry of the minimized energy configuration had it<br />
binding to the surface as well (b). Although the LUMO of the doubly<br />
bound form was spatially closer to the TiO2 surface, the singly bound<br />
sensitizer had a faster injection rate due to better electronic coupling<br />
<strong>with</strong> the TiO2 DOS. Taken from Fig. 7 of ref. 337.<br />
using nanosecond transient absorption spectroscopy, whereas<br />
<strong>with</strong> [ (bpy)2Ru II (tpphz)Ru II (bpy)(dcb)] n+ (n = 2 or 3) it<br />
could not, kinj 410 8 s 1 . Using DFT geometry optimization<br />
software it was hypothesized that electronic coupling, and not<br />
distance from the TiO 2 surface, could explain the differences,<br />
Fig. 29. The location of the p* orbital of the heterobinuclear<br />
complex in relation to the TiO 2 surface allowed for better<br />
electronic coupling between the sensitizer and the TiO2 DOS<br />
even though the Nphenazine–Ti distance was increased by over a<br />
factor of two. Photoelectrochemical measurements supported<br />
this and indicated that by increasing the distance for backelectron<br />
<strong>transfer</strong> the photocurrent efficiency could be enhanced.<br />
B Intermolecular regeneration<br />
In DSSCs, redox mediators are added to the external electrolyte.<br />
The reduced form of the mediator must regenerate the<br />
oxidized sensitizer by electron <strong>transfer</strong> prior to recombination<br />
<strong>with</strong> the injected electron. The oxidized form of the redox<br />
mediator is then reduced at the platinum counter electrode, a<br />
process not described herein. Ideally, all redox states of the<br />
redox mediator would not competitively absorb light.<br />
Although ion-pairing or surface adsorption <strong>with</strong> such mediators<br />
may occur, for the organization of this review we consider<br />
these to be intermolecular electron-<strong>transfer</strong> reactions.<br />
i Regeneration by iodide<br />
a Sensitizers in solution. By far the most effective donor in<br />
DSSCs is iodide. 12 All confirmed reports of light-to-electrical<br />
power conversion efficiencies over 10% utilize iodide and<br />
state-of-the-art DSSCs require iodide. 12 While many of the<br />
details of iodide oxidation at sensitized electrodes are now<br />
becoming available, it is important to point out that the<br />
aqueous redox chemistry of iodide and homogeneous reactions<br />
<strong>with</strong> <strong>transition</strong>-<strong>metal</strong> compounds have long been<br />
known. 338–342<br />
Shown in Scheme 1 is a Latimer-type diagram for the<br />
aqueous redox chemistry of iodide. Additional values and<br />
details are available in the review by Stanbury. 338 The formal<br />
one-electron reduction potential of the iodine atom is very<br />
positive, E o (I /I ) = +1.33 V vs. NHE. 338 Therefore, a potent<br />
oxidant is required to generate iodine atoms. However, another<br />
pathway exists in which two iodides can be oxidized<br />
directly to I2 , E o (I2 ) = +1.03 V vs. NHE. 338 Based on<br />
potentials alone, it is tempting to conclude that this latter<br />
pathway is the only mechanism available to oxidized sensitizers<br />
like N3 + , since generation of iodine atoms would be<br />
thermodynamically unfavorable by close to 250 mV. 25 However,<br />
it should be kept in mind that the potentials listed are for<br />
standard-state conditions in aqueous electrolytes and that<br />
adsorption to the TiO 2 surface may have a significant effect.<br />
Walter and Elliott have provided evidence that interactions<br />
between iodide and the bpy ring may also activate iodide. 343<br />
Furthermore, the values given in Scheme 1 are for aqueous<br />
solutions. Since there is good reason to believe that the<br />
reduction potentials will vary significantly <strong>with</strong> solvent, it<br />
would be tremendously helpful to this field if a corresponding<br />
Latimer-type diagram in acetonitrile was available since there<br />
is good reason to believe that the reduction potentials will vary<br />
significantly <strong>with</strong> solvent. For example, the equilibrium constant<br />
for reaction (9) is reported to be 410 6 M 1 in<br />
CH 3CN 344–349 but is only 700–800 M 1 in water. 350<br />
I +I2 " I3 (9)<br />
It is not trivial to obtain the one-electron reduction potentials<br />
experimentally. We and others before us have found that only<br />
two-electron redox processes are observed by voltammetry<br />
measurements at <strong>metal</strong> electrodes. 344,351,352 Stanbury has examined<br />
iodide oxidation by a series of Fe III compounds in<br />
acetonitrile and from this, the sole one-electron <strong>transfer</strong><br />
reduction potential available in acetonitrile that we are aware<br />
of was established through kinetic inhibition measurements,<br />
E o (I /I ) = +0.60 0.01 V vs. the ferrocenium/ferrocene<br />
redox couple (FeCp2 +/0 ) 353 (+1.15 vs. NHE 229 ).<br />
Scheme 1<br />
138 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
The <strong>transition</strong>-<strong>metal</strong> redox chemistry of iodide has previously<br />
been reviewed. 341,342 Two mechanisms have been<br />
observed, based on reactions (10) and (11):<br />
Mox +I - Mred +I (10)<br />
Mox +2I - Mred +I2 (11)<br />
Both are first order in <strong>transition</strong>-<strong>metal</strong> compound, M ox, while<br />
(10) is first order in iodide and (11) is second order in iodide.<br />
Proposed mechanisms for (11), the overall third-order reaction,<br />
include I reacting <strong>with</strong> an [M ox,I ] ion-pair or M ox <strong>with</strong><br />
an [I ,I ] ion-pair. A wide variety of <strong>transition</strong>-<strong>metal</strong> compounds<br />
have been studied and linear free-energy relations for<br />
both reactions now exist. In some cases, <strong>with</strong> mild oxidants<br />
such as Mox = Os(bpy)3 3+ , the reverse reactions became<br />
significant. 339–341<br />
Much less is known about MLCT excited-state oxidation of<br />
iodide. The alternative, reduced-sensitizer electron-injection<br />
process requires interactions of the excited state and iodide.<br />
Early studies <strong>with</strong> [Ru III (bpy) 2(bpy )] 2+ * revealed very inefficient<br />
electron <strong>transfer</strong>, i.e. 1 10 6 M 1 s 1 . 354,355 Interestingly,<br />
excited-state quenching of [Ru III (bpy) 2(dcb )] 2+ *<br />
anchored to SiO2 appears to be somewhat more efficient, i.e.<br />
1 10 8 M 1 s 1 . 356<br />
We recently found that excited-state electron-<strong>transfer</strong> reactions<br />
<strong>with</strong> iodide were significant when ion-paired <strong>with</strong><br />
the ground-state sensitizer. 133,357 Addition of iodide to a<br />
dichloromethane solution of [Ru(bpy)2(deeb)] 2+ resulted in<br />
significant changes to the ground-state absorption spectrum.<br />
A decrease in PL and excited-state lifetime accompanied the<br />
absorption changes consistent <strong>with</strong> both static- and dynamicquenching<br />
mechanisms, respectively. A Benesi–Hildebrandtype<br />
analysis of these absorption changes yielded equilibrium<br />
constants for ion-pairing that were <strong>with</strong>in experimental error<br />
the same as those abstracted from PL quenching data,<br />
Keq = 59 700 M 1 . Similar behavior was observed in<br />
acetonitrile and/or <strong>with</strong> Ru(bpy)3 2+ , however an iodide<br />
concentration that was two orders of magnitude larger was<br />
required. Transient absorption measurements clearly showed<br />
an electron-<strong>transfer</strong> mechanism <strong>with</strong> the appearance of I2<br />
and no evidence for intermediate iodine atom formation; thus<br />
the mechanism appeared to follow reaction (11). The cage<br />
escape yields were low, f = 0.25, but increased to 0.50 <strong>with</strong><br />
Ru(bpy) 3 2+ . Remarkably, the solid-state crystal structure of<br />
Ru(bpy) 2(deeb)I 2 had both iodides associated <strong>with</strong> the carbonyl<br />
oxygens of the ester groups, Fig. 30. One might have<br />
anticipated that Coulombic repulsion would have resulted in a<br />
larger inter-ionic distance then the B6 A ˚ observed. If a similar<br />
structure exists in solution the iodides would be well-positioned<br />
for a concerted reduction of [Ru III (bpy)2(deeb )] 2+ * and<br />
formation of I2 . This is an intriguing possibility as excitedstate<br />
reactions that form chemical bonds are rare in all of<br />
photochemistry. Although, evidence for intermediate I formation<br />
by reaction (10) has recently been observed in our labs. 358<br />
b Sensitizer/TiO2 systems. The first <strong>heterogeneous</strong> reduction<br />
of Ru III -polypyridyl compounds by iodide was reported<br />
by Fitzmaurice and Frei. 359 Photo-induced electron injection<br />
into colloidal TiO 2 from [Ru III (dcb) 2(dcb )] 2+ * was followed<br />
Fig. 30 Space-filling representation of the crystal structure of a single<br />
sensitizer determined by X-ray diffraction showing two iodides associated<br />
<strong>with</strong> the deeb ligand in [Ru(bpy) 2(deeb)] 2+ . This geometry<br />
would allow for facile reductive quenching of the excited or oxidized<br />
forms of the molecule and the proximity of a second iodide could favor<br />
I2 generation as per eqn (11). Taken from cover artwork of ref. 133.<br />
by oxidation of iodide in acidic aqueous solution. From the<br />
pseudo-first-order transient kinetics in 0.5 to 100 mM KI,<br />
a second-order rate constant for iodide oxidation of<br />
B2.5 10 9 M 1 s 1 was abstracted. The data were ascribed<br />
to be most consistent <strong>with</strong> formation of ion-pairs.<br />
Since that time there have been a number of studies aimed at<br />
abstracting the rate at which the Ru II form of the sensitizer is<br />
regenerated. These experiments were usually performed by<br />
monitoring the recovery of the MLCT absorption bleach after<br />
pulsed-laser excitation at wavelengths where the iodide oxidation<br />
products did not appreciably absorb light. While this has<br />
proven to be a reasonable way of quantifying rate constants<br />
for regeneration of the Ru II state, little information regarding<br />
the mechanism(s) of iodide oxidation is obtained. For this<br />
reason, we briefly summarize the key observations.<br />
Most studies of this type were performed <strong>with</strong> N3/TiO2. At<br />
low iodide concentrations, the regeneration rate was found to<br />
be first order in iodide. At higher iodide concentrations, a<br />
static component was often observed. Under the 0.5 M iodide<br />
concentration of a DSSC, regeneration is often stated to be<br />
complete <strong>with</strong>in 10 ns. 11,13 The rate constant for regeneration<br />
of the oxidized dye, Ru III (bpy) 2(dcb)/SnO 2, by iodide was<br />
determined to be 1.2 10 10 M 1 s 1 . 356 Durrant and coworkers<br />
have recently provided evidence that the regeneration<br />
rate is dependent on the E o (Ru III/II ) of the sensitizer. 360 With<br />
Ru(dcb)2(CN)2/TiO2 thin films an intermediate was observed<br />
and assigned to a [Ru III ,I ] ion-pair. Reaction of this <strong>with</strong> a<br />
second iodide was proposed to yield I2 .<br />
The rate of reactivity of iodide <strong>with</strong> N719 + /TiO2(e ) increased<br />
in the presence of Li + and other cations <strong>with</strong> large<br />
<strong>charge</strong>-to-radius ratios. 361 It was also noted that the half-time<br />
for sensitizer regeneration abruptly shortened when the concentration<br />
of Li + was increased to between 10 and 50 mM,<br />
Fig. 31(a). Using electrophoretic measurements, the point of<br />
zero z-potential (PZZP) was determined to occur at 3 mM<br />
Li + , a concentration slightly less than that required for the<br />
abrupt change in half-time, Fig. 31(b). Also, by titration of<br />
iodide to positively <strong>charge</strong>d TiO2 particles in the presence of<br />
Mg 2+ , experimental data suggested that iodide adsorbed<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 139
Fig. 31 (A) Plot of the inverse half-lives for the regeneration of N719 + /TiO2(e ) by iodide versus the logarithm of the concentration of Li + .<br />
(B) A similar plot depicting the point of zero z-potential (PZZP) for TiO2 nanoparticles as a function of the logarithm of the Li + concentration for<br />
(b) unsensitized TiO 2 and (d) N719/TiO 2. Both plots for N719/TiO 2 noticeably change behavior near 2 10 2 –2 10 3 M. Taken from Fig. 4a<br />
and 3, respectively, of ref. 361.<br />
<strong>with</strong>in the Helmholtz layer of the particles even in the presence<br />
of bulky dyes. It was concluded that the abrupt change to<br />
faster sensitizer regeneration occurred due to ion-pairing of<br />
iodide anions <strong>with</strong> the TiO2 surface or sensitizer resulting in an<br />
increased occurrence of the faster termolecular reaction (11).<br />
ii Regeneration by donors other than iodide. An examination<br />
of the Latimer-type diagram in Scheme 1 reveals the<br />
significant problem <strong>with</strong> the I3 /I redox shuttle required for<br />
champion DSSCs. Iodide is oxidized at +1.33 V vs. NHE<br />
(or +1.03 V if reaction (11) is operative) at the sensitized<br />
electrode and I 3 is ideally reduced at +0.04 V (or I 2 at +0.21 V<br />
given the I 3 - I 2 + I equilibrium) at the Pt counter<br />
electrode. Thus at least a half of a volt of free energy is lost<br />
<strong>with</strong> this redox mediator under standard conditions. While the<br />
Latimer-type diagram depicts aqueous values, there is reason<br />
to believe that the losses are almost as large under nonstandard<br />
conditions in acetonitrile electrolytes, thus accounting<br />
for the non-optimal Vocs that are typically measured in<br />
DSSCs. Another issue <strong>with</strong> the I3 /I redox mediator is that a<br />
facile reduction of I3 at the counter electrode in DSSCs is<br />
required so as to minimize voltage losses. Platinum has a large<br />
exchange current density and <strong>transfer</strong> coefficient for this<br />
reaction but is expensive. 362 Electrode materials like graphite<br />
do not perform as well and the corrosive nature of the<br />
electrolyte towards less expensive <strong>metal</strong>s like silver or copper<br />
precludes their use. 362 Similarly, I2 has an appreciable vapor<br />
pressure at room temperature and thus extra care must be<br />
taken to ensure a thoroughly and tightly sealed solar cell. 363<br />
Therefore, there is ample reason to identify alternative redox<br />
mediators for DSSCs.<br />
a Organic donors. With a few notable exceptions there has<br />
been very little progress in using one-electron <strong>transfer</strong>, outersphere<br />
redox couples as mediators. The published literature<br />
does not accurately reflect the experimental efforts that have<br />
been put forth in this area. This stems from the fact that it is<br />
neither rewarding nor easy to publish data on solar light-toelectrical<br />
power conversion efficiencies of o0.1%. Some time<br />
ago we showed that phenothiazine donors were able to<br />
efficiently regenerate the oxidized sensitizer. 329 However, one<br />
needed a pico-ammeter to measure any photocurrent due to<br />
quantitative recombination of TiO 2(e )s <strong>with</strong> PTZ + . In other<br />
words, PTZ + molecules were unable to escape the mesoporous<br />
film before recombination. This result appears to be very<br />
general. Gregg and co-workers found similar behavior <strong>with</strong><br />
FeCp2 donors. 363 By coating the sensitized electrode <strong>with</strong><br />
silanes, a large increase in the photoelectrochemical response<br />
was observed that was reasonably attributed to attenuation of<br />
the recombination reaction of TiO 2(e )s <strong>with</strong> FeCp 2 + , Fig. 32.<br />
In early aqueous DSSC studies, Gra¨tzel showed that hydroquinone<br />
was a satisfactory donor. 364 A polycrystalline TiO2<br />
(anatase) electrode sensitized <strong>with</strong> Ru(dcb)3 2+ in 10 mM<br />
aqueous NaCl (pH 2.6 <strong>with</strong> HCl) solution <strong>with</strong> 1 mM hydroquinone<br />
gave maximum IPCE values of 44%. Three years<br />
later, a DSSC containing 1 mM aqueous HClO4 and either<br />
10 mM hydroquinone/100 mM LiClO4 or 1 M KI electrolyte<br />
resulted in similar maximum IPCE values, Fig. 33. 365<br />
A comparison of halide redox mediators in acidic aqueous<br />
electrolyte, i.e. 1 mM HClO 4, illustrated that Ru(dcb) 3/TiO 2<br />
thin-film electrodes in electrolyte solution containing 1 M<br />
LiClO 4/1 mM Br 2 resulted in a monochromatic light-toelectrical<br />
power conversion efficiency of 12%. 365 However,<br />
the redox mediator was outperformed by the I3 /I<br />
redox mediator under short-circuit conditions. The more<br />
negative photocurrent onset observed for iodide, relative to<br />
Fig. 32 Current–voltage curves under simulated solar irradiance conditions<br />
and in the dark showing that silanization of a Ru(bpy) 2(dcb)/TiO 2<br />
thin film electrode dramatically improved the current–voltage characteristic<br />
of regenerative solar cells employing FeCp 2 +/0 as the redox couple.<br />
This data is consistent <strong>with</strong> the silanes attenuating TiO2(e )+FeCp2 +<br />
recombination. Taken from Fig. 7a of ref. 363.<br />
140 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 33 Current–voltage curves for Ru(dcb)3/TiO2 in aqueous electrolyte<br />
illustrating that bromide and dihydroquinone function nearly<br />
as well as iodide in DSSCs under short-circuit conditions. Taken from<br />
Fig. 3 of ref. 365.<br />
hydroquinone and bromide, suggested a surface adsorptioninduced<br />
shift in the flatband potential in the iodide-containing<br />
electrolyte.<br />
A comparative study of the pseudohalide redox mediators<br />
(SeCN) 2/SeCN and (SCN) 2/SCN <strong>with</strong> the standard I3 /I<br />
redox mediator in N3/TiO2 regenerative DSSCs was reported.<br />
366 As the reduction potentials of the pseudohalides<br />
were 190 and 430 mV more positive than I3 /I , respectively,<br />
it was postulated that an increased Voc would result. Interestingly,<br />
the Voc for the DSSC containing the (SeCN)2/KSeCN<br />
redox mediator was about the same as for the I3 /I redox<br />
mediator while that for (SCN)2/NaSCN was considerably<br />
smaller. The iscs differed by a factor of four under monochromatic<br />
(500 nm) light excitation. The injection yields were<br />
independent of the redox mediator in 250 mM LiClO4 acetonitrile<br />
electrolyte containing 100 mM of the sodium or potassium<br />
salt of the reduced redox mediator, but the rate of<br />
regeneration followed the order I 4 SeCN 4 SCN . While<br />
SCN and SeCN oxidation by N3 + /TiO2 was thermodynamically<br />
favored, the oxidation kinetics were sluggish which<br />
allowed a larger fraction of the injected electrons to recombine<br />
<strong>with</strong> N3 + .<br />
Interestingly, Wang and Grätzel observed more promising<br />
behavior for Z907/TiO2 thin films <strong>with</strong> the (SeCN)2/SeCN<br />
pseudohalide redox mediator in the 1-ethyl-3-methylimidazolium<br />
(EMI) selenocyanate ionic liquid <strong>with</strong> added K(SeCN)3. 367<br />
Although this ionic liquid was found to be 35 times less viscous<br />
than the traditional 1-propyl-3-methylimidazolium (PMI)<br />
iodide ionic liquid, it was over 28 times more conductive at<br />
room temperature and could solubilize approximately eight<br />
times more (SeCN)2/SeCN than PMI could <strong>with</strong> I3 /I .<br />
By transient absorption spectroscopy, it was shown that<br />
Z907 + /TiO2(e ) could be regenerated fastest in EMI-SeCN<br />
as compared to PMI-I and the analogous EMI-SCN ionic<br />
liquid. This was contrary to the findings of Oskam et al. in<br />
acetonitrile electrolytes. 366<br />
It was also shown that the<br />
maximum IPCE was close to unity and the overall lightto-electrical<br />
power conversion efficiency under 1 sun,<br />
AM1.5-simulated irradiation was 7.5%.<br />
Recent studies have investigated 2,2,6,6-tetramethyl-1-piperidinyloxy<br />
radical (TEMPO) as a possible redox mediator.<br />
368,369 Nitrosyl tetrafluoroborate (NOBF 4) was added to<br />
TEMPO in order to generate a TEMPO + /TEMPO redox<br />
couple in a 1 : 9 stoichiometry, similar to the ratio of I 3 /I<br />
employed in champion DSSCs. When 1 M TEMPO was<br />
compared to the same concentration of iodide both the isc<br />
and Voc were slightly increased. The light-to-electrical power<br />
conversion efficiency for an organic sensitizer bound to TiO2<br />
under 1 sun, AM1.5-simulated irradiation was 5.4%. When<br />
the TEMPO concentration was decreased to 0.1 M, the Voc<br />
actually increased to B910 mV.<br />
b Transition-<strong>metal</strong> donors. Octahedral Co II diimine compounds<br />
have proven to be effective donors for sensitizer<br />
regeneration and Co III/II redox mediators have led to promising<br />
light-to-electrical power conversion efficiencies in DSSCs.<br />
The Co III/II self-exchange rate constants are known to be<br />
particularly sluggish, behavior that is reasonably understood<br />
by the d 6 /d 7 electronic configurations that give rise to large<br />
inner-sphere reorganization energies. 370 It is possible that<br />
these same electronic factors are responsible for the slow rate<br />
constants for TiO2(e )+Co III recombination reactions and<br />
the reasonable photocurrent efficiencies that have been reported<br />
when Co III/II redox couples have been used.<br />
The first studies of cobalt mediators were by Grätzel and coworkers.<br />
371 A DSSC based on the [Co III/II (dbbip)2] 3+/2+<br />
redox couple, where dbbip is 2,6-bis(1 0 -butylbenzimidazol-2 0 -<br />
yl)pyridine), resulted in photovoltaic performance that rivalled<br />
the traditional I3 /I redox mediator when a B150 nm thick<br />
spray-pyrolyzed titania underlayer was deposited on the electrode<br />
substrate. It was shown that the exchange current<br />
density for the Co III/II couple at fluorine-doped tin oxide<br />
(FTO) was 7 10 6 A cm 2 in an acetonitrile–ethylene<br />
carbonate (40 : 60, v/v) electrolyte. 362 As this value was at<br />
least two orders-of-magnitude lower than that measured at<br />
platinum but more than two orders of magnitude higher than<br />
that of the I3 /I redox couple measured at FTO in the same<br />
electrolyte, a titania blocking layer was employed to slow this<br />
undesirable reaction. Using the cis-Ru(4-methyl-4 0 -hexadecylbpy)(dcb)(NCS)2<br />
sensitizer and a 1 : 9 stoichiometric ratio of<br />
Co III :Co II in the same electrolyte mixture, a maximum IPCE<br />
of 465% was realized and, under 0.094 suns, AM1.5simulated<br />
irradiation, a light-to-electrical power conversion<br />
efficiency of 5.2% was measured. 371 The use of a neutral<br />
sensitizer was found to be necessary in order to attenuate<br />
the adsorption of cationic redox species onto TiO 2. When<br />
Co II (dbbip) 2 2+ was added above a threshold of 10 mM, the<br />
second-order rate constant for regeneration—first order in<br />
N3 + /TiO2 and first order in Co II (dbbip)2 2+ —was 2.9<br />
10 6 M 1 s 1 , approximately an order-of-magnitude smaller<br />
than values reported for NaI. However, at 100 mM the<br />
pseudo-first-order rate constants were similar to those found<br />
<strong>with</strong> the same concentration of TBAI. 361 The change in<br />
apparent second-order rate constant was thought to be due<br />
to surface adsorption of the cationic redox couple at low<br />
concentrations. Adding to previous work, it was shown that<br />
the i sc for a DSSC employing Z907/TiO 2 was dependent on<br />
the counterion of the solution Co III/II redox mediator; the<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 141
perchlorate salt worked the best. 372 As expected, for the<br />
perchlorate-based redox mediators whose E o (Co III/II ) varied<br />
over 190 mV, a similar 180 mV variation in V oc was realized.<br />
The largest V oc recorded was 660 mV accompanied by a 7.9%<br />
light-to-electrical power conversion efficiency under 0.1 suns,<br />
AM1.5-simulated irradiation.<br />
Upon introduction of LiClO4 to DSSCs the lifetime of the<br />
TiO2(e )s 373,374 increased for cobalt-based redox couples<br />
whereas for the I3 /I redox mediator it decreased. This was<br />
rationalized as being due to a decrease in the local concentration<br />
of the cationic or neutral cobalt-based redox couples near<br />
the TiO2 surface when cationic Li + was present. 373,374<br />
A family of cobalt redox couples employing derivatives of<br />
bpy, phen, and tpy ligands were studied by Bignozzi, Elliott,<br />
and colleagues. 375 The best cobalt-based mediator, based on<br />
[Co III/II (DTB) 3] 3+/2+ perchlorate (DTB = 4,4 0 -di-tert-butylbpy),<br />
resulted in DSSCs exhibiting light-to-electrical power<br />
conversion efficiencies <strong>with</strong>in 80% of that of a comparable<br />
I3 /I -mediated DSSC under 1 sun, AM1.5-simulated conditions.<br />
Also, in contrast to the I3 /I redox mediator, addition<br />
of Li + to the cells increased not only the isc but the Voc as well!<br />
This was proposed to be due to a decrease in the rate of<br />
recombination of TiO2(e )s and Co III most likely from an<br />
increase in overpotential for reduction of the Co III species at<br />
the back FTO contact. In addition, cyclic voltammograms<br />
<strong>with</strong> platinum electrodes revealed sluggish interfacial, Co III/II<br />
electron-<strong>transfer</strong> kinetics relative to carbon and gold.<br />
Although gold was optimal, FTO electrodes coated <strong>with</strong><br />
graphite nanoparticles initially outperformed platinum in<br />
DSSCs; however, the carbon-coated FTO electrodes degraded<br />
<strong>with</strong> time. Nevertheless, the initial response was encouraging<br />
and shows promise for replacing platinum <strong>with</strong> a less-expensive,<br />
carbon-based material for use as a counter electrode.<br />
Although large reorganization energies and slow-electron<br />
<strong>transfer</strong> kinetics for cobalt-based redox couples are advantageous<br />
as they attenuate the unwanted, recombination reaction,<br />
TiO 2(e ) + Co III - TiO 2 + Co II , these characteristics<br />
are undesirable <strong>with</strong> respect to sensitizer regeneration,<br />
S + /TiO 2(e )+Co II - S/TiO 2(e )+Co III . Rapid sensitizer<br />
regeneration and sluggish recombination kinetics are traits<br />
that make the I3 /I redox mediator optimal. By using comediators<br />
in conjunction <strong>with</strong> [Co III/II (DTB)3] 3+/2+ it was<br />
proposed that these traits could be realized in non-iodidebased<br />
systems. 124 Both PTZ and FeCp2 were employed in<br />
Z907/TiO2 DSSCs, due to their small reorganization energies,<br />
rapid electron <strong>transfer</strong> kinetics, and reduction potentials intermediate<br />
between that of [Co III/II (DTB) 3] 3+/2+ and Z907 +/0 .<br />
By transient absorption spectroscopy the bleach due to<br />
Z907 + /TiO 2(e ) was found to recover in the presence of 0.1 M<br />
donor in the order FeCp 2 4 PTZ 4 Co(DTB) 3 2+ 4 no<br />
donor, whereas by chronocoulometry at FTO, PTZ/Co II 1:2<br />
molar mixtures were found to turnover 45% faster than<br />
FeCp2/Co II mixtures. Thus, the maximum IPCE, i.e. 480%,<br />
was achieved for 0.075/0.15 M PTZ/Co II (1:2 molar ratio) in<br />
acetonitrile after generating steady currents by photolysis for<br />
10–15 min in order to generate some Co III . The Voc and FF,<br />
650 mV and 0.63, respectively, under 0.1 suns, AM1.5simulated<br />
conditions, were both larger than for an equivalent<br />
DSSC employing the LiI/I 2 redox system (0.3/0.03 M).<br />
However, the light-to-electrical power conversion efficiency<br />
was less due to mass-transport limitations of the bulky<br />
cobalt redox mediator. By binding Os(dcb) 2Cl 2 to FTO the<br />
exchange current for [Co III (DTB) 3] 3+ reduction was greatly<br />
enhanced. 376 When employed in an N3/TiO 2 DSSC, the i sc and<br />
V oc were only slightly attenuated as compared to a gold<br />
counter electrode and, using a three electrode measurement,<br />
the potential of the Os(dcb)2Cl2/FTO counter electrode was<br />
only slightly perturbed near open-circuit conditions.<br />
Co III/II redox couples based on triazine ligands have been<br />
synthesized and characterized. 377 The heteroleptic Co(triazine-R)-<br />
Cl2 compounds were shown to have E o (Co III/II )=B+0.75 V<br />
vs. SCE (+0.99 V vs. NHE 229 ), considerably more positive<br />
than previously reported Co-based redox mediators. However,<br />
this redox couple has yet to be employed in a functioning<br />
DSSC. It will be interesting to see if regeneration by this redox<br />
mediator can compete kinetically <strong>with</strong> <strong>charge</strong> recombination.<br />
Cu I has a d 10 electronic configuration and compounds like<br />
Cu(bpy)2 + often adopt a tetrahedral geometry in solution and<br />
in the solid state. The Cu II form is subject to a Jahn–Teller<br />
distortion that often manifests itself in a geometry <strong>with</strong> more<br />
co-planar diimine ligands, i.e. a flattening, and a fifth ligand<br />
from solvent or a counterion axially ligated. It is possible to<br />
photoinduce these structural changes and they have been<br />
characterized by time-resolved X-ray techniques. 378 Like the<br />
Co III/II redox mediators, Cu II/I couples have large reorganization<br />
energies, slow self-exchange rate constants and show some<br />
modest success as mediators in DSSCs. For example, Cu I -<br />
pyridyl and Cu I -pyridyl-quinoline compounds have been studied<br />
in DSSCs. 379 The best-performing mediators produced a<br />
maximum IPCE of B40% and yielded higher Vocs and FFs<br />
than the I3 /I redox couple under the same experimental<br />
conditions. This was attributed to a decreased dark current<br />
due to the large reorganization energy of the Cu II/I redox<br />
couple.<br />
Unfortunately the large reorganization energies for Cu II/I<br />
redox mediators suffer the same pitfalls as their Co III/II<br />
counterparts, i.e. slow sensitizer regeneration. Thus, a Cu I<br />
compound <strong>with</strong> a distorted tetrahedral geometry was employed<br />
in order to help reduce the large reorganization<br />
energy. 380 When [Cu II/I (dmp)2] 2+/+ was employed as the<br />
redox mediator, where dmp is 2,9-dimethyl-phen, a light-toelectrical<br />
power conversion efficiency of 2.2% under 0.2 suns,<br />
AM1.5-simulated irradiation was obtained <strong>with</strong> N719/TiO2based<br />
DSSCs. The methyl groups were proposed to prevent<br />
planarization of the dmp ligands which manifests itself in a<br />
positive shift in E o (Cu II/I ). Significantly, a higher V oc was<br />
realized <strong>with</strong> the copper mediator as compared <strong>with</strong> I 3 /I<br />
under the same experimental conditions.<br />
iii Time scale for regeneration. Rates of regeneration of the<br />
oxidized sensitizer that is produced after excited-state injection<br />
have now been quantified <strong>with</strong> organic and inorganic donors.<br />
By covalently binding the donor to the sensitizer, intramolecular<br />
regeneration is observed. Iodide oxidation can be complicated<br />
by the presence of multiple reaction mechanisms and<br />
by ion-pairing <strong>with</strong> the sensitizer or semiconductor surface,<br />
but nonetheless is now reasonably well understood.<br />
142 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 34 (A) Absorption and photoluminescence spectra of Ru(dtb)2(dcb)/TiO2 in 0.1 M LiClO4 acetonitrile electrolyte (red spectra) and in neat<br />
acetonitrile after removal of the LiClO 4 by ten neat acetonitrile washings (black spectra). (B) Transient absorption difference spectra for three<br />
Ru(dtb)2(dcb)/TiO2 thin films at the indicated surface coverages and delay times measured after pulsed 532 nm excitation in 0.1/0.5 M LiClO4/<br />
TBAI acetonitrile electrolyte. Overlaid are simulations of the data represented by dashed lines. Inset: Time-resolved, single wavelength absorption<br />
difference spectra measured at 510 nm for each surface coverage, corresponding to cation <strong>transfer</strong>, and a single difference spectrum measured at<br />
433 nm (black spectrum <strong>with</strong> orange fit), corresponding to I 3 loss due to TiO 2(e )+I 3 recombination. Taken from Fig. 1 and 2, respectively, of<br />
ref. 381.<br />
Recent results from our laboratories suggest new directions<br />
for fundamental research and raise the question of what the<br />
term ‘regeneration’ actually means. These new results are best<br />
understood <strong>with</strong> an example, [Ru(dtb)2(dcb)] 2+ , where dtb is<br />
4,4 0 -di-tert-butyl-bpy. Fig. 34(a) shows the absorption and PL<br />
spectra of a Ru(dtb)2(dcb)/TiO2 thin film immersed in 0.1 M<br />
LiClO4 acetonitrile and in neat acetonitrile. In the presence of<br />
Li + both maxima red-shifted and their intensity decreased<br />
relative to neat acetonitrile. The significant quenching of the<br />
PL results from enhanced excited-state electron injection into<br />
TiO 2 as described previously herein. 254<br />
Pulsed 532 nm excitation of Ru(dtb) 2(dcb)/TiO 2 in 0.1/0.5 M<br />
LiClO 4/TBAI acetonitrile electrolyte resulted in the microsecond<br />
absorption difference spectrum, Fig. 34(b). Under such<br />
conditions, one would expect to observe a TiO2(e ) and<br />
oxidized iodide products, e.g. I3 . Regardless of the mechanism<br />
for iodide oxidation, most of the I2 should have<br />
disproportionated by this sufficiently long time delay. The<br />
absorption features characteristic of I3 (l o 420 nm) and<br />
TiO2(e )s (l 4 560 nm) were indeed observed. However, the<br />
absorption band centered at 460 nm and the bleach at 510 nm<br />
could not be assigned to any conceivable electron-<strong>transfer</strong><br />
products.<br />
Spectral modeling indicated that the absorption features at<br />
460 and 510 nm resulted from [Ru(dtb)2(dcb)] 2+ sensitizers<br />
that were regenerated in a Li + -deficient milieu. In other<br />
words, the sensitizers that were initially photo-excited had<br />
an absorption spectrum shown in red while immediately after<br />
regeneration their spectrum was that shown in black,<br />
Fig. 34(a). Overlaid on the data in Fig. 34(b) are simulations<br />
based on the weighted addition of (1) the absorption spectrum<br />
of I3 , (2) the TiO2(e ) absorption spectrum, and (3) the<br />
difference in the absorption spectra of Ru(dtb) 2(dcb)/TiO2 in<br />
the absence minus the presence of Li + . Similar sensitizer<br />
absorption features were observed when PTZ was used in<br />
place of iodide. The excellent agreement between observed and<br />
simulated spectra provided compelling evidence that these<br />
sensitizers were regenerated in an environment that lacked<br />
outer-sphere Li + interaction(s). This behavior was also observed<br />
after pulsed-light excitation of Ru(bpy)2(dcb)/TiO2 and<br />
Ru(bpy)2(dcbq)/TiO2 in 0.5 M iodide electrolyte as well as<br />
previously in the published literature for N3/TiO2 382 and<br />
Ru(bpy) 2(dcb)/SnO2. 356 In all cases, absorption features were<br />
observed that were not due to oxidized iodide products,<br />
TiO2(e )s, or other redox states of the sensitizers. They were,<br />
however, reasonably described as sensitizers regenerated in an<br />
environment depleted of Li + .<br />
The absorption changes that correspond to cation <strong>transfer</strong><br />
were well described by the Kohlrausch–Williams–Watts<br />
(KWW) function for a distribution of rate constants (distributions<br />
are shown in Fig. 35(a)):<br />
" #<br />
b<br />
t<br />
C ¼ Co exp<br />
ð12Þ<br />
where t o is the most representative lifetime, i.e. the mode, and<br />
b is inversely related to the width of the underlying Levy<br />
distribution, 0 o b o 1. 383–385 Kohlrausch first proposed the<br />
function empirically and it was later popularized by Williams<br />
and Watts. The inverse Laplace transform is known analytically<br />
for discrete values of b and can be approximated for<br />
others allowing the distribution of rate constants to be directly<br />
recovered. 386 Values for to = 4.1 ( 2.5) 10 5 s and b = 0.16<br />
0.01 were found. The low b values corresponded to a broad<br />
Levy distribution of rate constants. Tens of microseconds to<br />
even milliseconds were required for completion of the cation<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 143<br />
to
Fig. 35 (A) Normalized Levy distributions of lifetimes calculated using the indicated values of b from the KWW model. As b approaches 1, the<br />
distribution approaches a Dirac d function in shape and thus the kinetics would begin to follow a simple first-order model. Taken from Fig. 2 of<br />
ref. 402. (B) Simulated time-resolved spectra based on the random-flight multiple-trapping model of Tachiya and colleagues on the left and the<br />
multiple-trapping, nearest-neighbor CTRW model of Nelson et al. on the right. Although similar in shape, the trapping–detrapping rate is four<br />
orders-of-magnitude slower in the former. Taken from Fig. 18 of ref. 401.<br />
<strong>transfer</strong> when the Ru(dtb)2(dcb)/TiO2 thin films contained a<br />
high surface coverage of sensitizers. While the large tert-butyl<br />
groups may inhibit cation motion, similar time scales for<br />
cation <strong>transfer</strong> were observed for Ru(bpy) 2(dcb)/TiO 2 and<br />
N3/TiO 2. The time scale for cation <strong>transfer</strong> was in itself<br />
surprising considering that the sensitized film was immersed<br />
in 0.1 M Li + -containing electrolyte, thus highlighting the<br />
locality of said effect. Even though the sensitizer surface<br />
coverage was high, only a small concentration of sensitizers,<br />
approximately equal to that of TiO2(e )s, were found to be in<br />
this Li + -deficient environment.<br />
The spectral data indicated that Li + <strong>transfer</strong> away from the<br />
sensitizer occurred in o10 ns. Furube et al. reported timeresolved<br />
infrared data consistent <strong>with</strong> picosecond Li + <strong>transfer</strong><br />
after excited-state injection by coumarin sensitizers, behavior<br />
attributed to Coulombic repulsion between the oxidized coumarin<br />
and Li + . 387 As cations are required for <strong>charge</strong> compensation<br />
of the injected electron, that could also induce Li +<br />
to migrate away from the oxidized sensitizer. As mentioned<br />
previously, intercalation of Li + is known to accompany<br />
reduction of anatase TiO2. In this regard, we found that the<br />
same sensitizer spectral changes could be observed by partial<br />
electrochemical reduction of the TiO2, i.e. when no oxidized<br />
sensitizer was present, indicating that <strong>charge</strong> compensation<br />
plays a role.<br />
After fast excited-state electron injection into TiO 2 and<br />
regeneration by iodide, sensitizers were present in an environment<br />
distinctly different from that prior to light absorption.<br />
Significantly, the newly generated sensitizers were in an environment<br />
that is known to be less favorable for excited-state<br />
electron injection. 254 Under 1 sun, AM1.5 irradiation, the slow<br />
(ms—ms) cation <strong>transfer</strong> is not expected to limit the efficiency<br />
of DSSCs as a typical Ru II sensitizer absorbs light approximately<br />
twice every second. 388 However, at higher irradiances<br />
or at planar TiO2 surfaces this effect may limit light-toelectrical<br />
power conversion efficiencies. In all cases, the sensitization<br />
rate constants shown in Fig. 1 need to be modified.<br />
The oxidized Ru III sensitizer may be reduced to Ru II on a<br />
nanosecond time scale, however it is not brought back to the<br />
environment prior to light absorption until slow (ms—ms)<br />
cation <strong>transfer</strong> has taken place.<br />
5. Charge recombination<br />
Charge-recombination processes at sensitized semiconductor<br />
interfaces have been studied in considerable detail. Reactions<br />
of TiO2(e )s <strong>with</strong>: (A) the oxidized sensitizer; and (B) acceptors<br />
in the electrolyte, Step IV in Fig. 1, have received much<br />
attention. As described in section 4/B/i/b, regeneration of the<br />
oxidized sensitizer by iodide is rapid and quantitative in<br />
champion DSSCs. Therefore, reaction IV–A is generally not<br />
relevant to these cells. It is, however, important in DSSCs<br />
employing alternative redox mediators or sensitizers whose<br />
ground-state reduction potentials are less favorable for regeneration<br />
than that of N3, E o (Ru III/II ) o +0.85 V vs. SCE 25<br />
(+1.09 V vs. NHE 229 ). It may also become relevant at high<br />
irradiances or in viscous electrolytes. The transparent nature<br />
of the mesoporous, nanocrystalline TiO2 (anatase) thin films<br />
allows this process to be quantified in a transmission mode<br />
<strong>with</strong> signal-to-noise ratios comparable to what can be<br />
achieved in fluid solution. Mechanistic insights have been<br />
gained from transient absorption measurements made under<br />
open-circuit conditions in the absence of an external electron<br />
donor such that each injected electron recombines <strong>with</strong> oxidized<br />
sensitizers.<br />
In champion DSSCs, <strong>charge</strong> recombination to acceptors<br />
<strong>with</strong>in the I3 /I electrolyte is a very inefficient process. The<br />
fraction of TiO2(e )s that recombine by this pathway is<br />
usually so small (o0.01) that it does not significantly influence<br />
the isc. However, TiO2(e )s that recombine by this pathway<br />
are thought to have a significant influence on the quasi-Fermi<br />
level of the semiconductor and hence a large effect on the Voc.<br />
Intensity-modulated photovoltage/photocurrent spectroscopy<br />
(IMVS/IMPS) and time-domain transient photovoltage/<br />
photocurrent decays <strong>with</strong> appropriate modeling, have provided<br />
some insights into the mechanisms of this unwanted<br />
reaction.<br />
A Electron-transport-limited <strong>charge</strong> recombination<br />
In the late 1990s, our group at Johns Hopkins University and<br />
the groups at Imperial College in London provided evidence<br />
that <strong>charge</strong> recombination was not slow because of inherently<br />
small rate constants but because efficient separation of the<br />
144 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
injected electron and the oxidized sensitizer resulted in nongeminate<br />
recombination. Our own kinetic data showed that<br />
<strong>charge</strong> recombination was modeled by an equal-concentration,<br />
second-order process much like the analogous process in fluid<br />
solution. 254,389 The concentration of <strong>charge</strong>-separated states<br />
was controlled by modulating the excitation irradiance or the<br />
Li + concentration. When the concentration of <strong>charge</strong>separated<br />
states, i.e. Ru III /TiO2(e ), was varied by over a<br />
factor of ten, the same second-order rate constant was<br />
abstracted from the data. A single second-order rate constant<br />
could be used to fit the first few microseconds of recombination,<br />
whereas a sum of two rate constants, i.e. a bi-second<br />
order kinetic model, was required to fit the entire transient.<br />
The possibility that a distribution of second-order rate constants<br />
had underlain the observed kinetic behavior could not<br />
be ruled out. The observed second-order rate constant, which<br />
was obtained directly from the transient absorption data, had<br />
the unconventional units of s 1 . Accurate conversion to the<br />
more common units of M 1 s 1 was complicated by the<br />
heterogeneity of the sample which resulted in an ill-defined<br />
homogeneous optical path length. Assuming adherence to<br />
Beer’s Law and an optical path length equivalent to the film<br />
thickness, the back-electron <strong>transfer</strong> rate constants for<br />
Ru III (bpy)2(dcb)/TiO2(e ) - Ru II (bpy)2(dcb)/TiO2 were<br />
found to be B9 10 11 and 3 10 10 M 1 s 1 in 1.0 M LiClO 4<br />
acetonitrile electrolyte. Other researchers have employed the<br />
same methodology to abstract a weighted-average of the<br />
equal-concentration, second-order rate constants in units of<br />
M 1 s 1 . 390 The key advance was that efficient separation of<br />
the TiO2(e ) from S + occurred thereby giving rise to somewhat-isolated<br />
TiO2(e )s and oxidized sensitizers. Recombination<br />
was second order in nature not first order as had been<br />
previously assumed in the kinetic modeling. In fact, actinometry<br />
measurements showed no evidence for first-order,<br />
geminate recombination; every injected electron recombined<br />
by the second-order mechanism.<br />
Shortly thereafter, Nelson and the group from Imperial<br />
College proposed a model for <strong>charge</strong> recombination that<br />
involved transport of the injected electron to the oxidized<br />
sensitizer. 183,185 The central idea was that <strong>charge</strong> carriers<br />
become trapped in localized states and that the kinetics for<br />
<strong>charge</strong> transport are dominated by the time constants for<br />
release from those states. Transient phenomena of this kind<br />
are termed ‘dispersive’ 391–393 when they are rate-limited by this<br />
step. A numerical model initially derived by Scher and Montroll<br />
based on a ‘continuous-time’ random walk (CTRW)<br />
where species move by diffusion on a lattice was utilized. 394,395<br />
The dispersive nature of such kinetics was introduced by<br />
applying a power-law, waiting-time distribution time step,<br />
c p t 1 b ,0o b o 1. For ‘normal’ diffusion the time step<br />
would be drawn from a Poisson distribution, c p e t/t . The<br />
result of such a model are kinetics that follow the KWW<br />
function, which represents a distribution of rate constants as<br />
shown in Fig. 35(a), 383–385 <strong>with</strong> b being equal to the inverse of<br />
the DOS non-ideality factor. 185 Also, <strong>with</strong> this model, the t1/2<br />
for the recombination ought to vary <strong>with</strong> the number of<br />
TiO2(e )s per particle, n, as<br />
t 1/2 = Cn 1/b<br />
(13)<br />
where t1/2 = to(ln 2) 1/b and C is a constant. 184,185 This has<br />
been confirmed experimentally. A mean lifetime for the kinetic<br />
process can also be calculated by the first moment of the<br />
KWW function:<br />
tKWW ¼ to<br />
b<br />
G 1<br />
b<br />
ð14Þ<br />
where G(x) is the Gamma function. 396,397 This model is often<br />
applicable in fractal systems or regarding relaxation in solids.<br />
398,399 When such systems are applied to fast <strong>charge</strong><br />
recombination from TiO2(e )s to oxidized sensitizers or acceptors<br />
in solution the model fits rather well. 178,182,184,186<br />
Two models for trap-limited diffusion in disorder media<br />
were proposed by Nelson et al. 185 The first was based on<br />
multiple-trapping-limited recombination as derived from the<br />
CTRW model where steps to all nearest neighbors were<br />
equally likely. The other was based on tunneling-limited<br />
recombination, where quantum-mechanical tunneling can<br />
result in long-range interactions, i.e. farther than nearestneighbor.<br />
Fits to experimental <strong>charge</strong>-recombination data<br />
under external bias and plots of the half-lives versus the<br />
concentration of TiO2(e )s strongly ruled out the latter model<br />
and supported the former given an exponential DOS.<br />
Later, an extension to the multiple-trapping, nearestneighbor<br />
CTRW model proposed by Nelson et al. was reported<br />
by Tachiya and colleagues. 400,401 This new randomflight<br />
multiple-trapping model included the possibility of many<br />
neighbor interactions, where the probability that the detrapped<br />
electron will be captured by any empty, surface trap<br />
state <strong>with</strong>in the nanoparticle is equal. Although similar in<br />
shape to the model proposed by Nelson et al., the calculated<br />
trapping–detrapping rate as a function of time was many<br />
orders-of-magnitude slower, Fig. 35(b).<br />
A hopping model that differs from the multiple-trapping<br />
model has also been proposed by Bisquert. 403 Instead of<br />
activated detrapping to the conduction band, electron transport<br />
occurs by direct <strong>transfer</strong> via localized states located at<br />
energies just below Ecb. However, a very high carrier density is<br />
needed to validate the model as all of the above models predict<br />
similar behavior at lower carrier densities.<br />
There is now a wide body of <strong>charge</strong>-recombination data that<br />
is well modeled by the multiple-trapping, nearest-neighbor<br />
CTRW model and the KWW function. It allows a great deal<br />
of experimental data to be modeled <strong>with</strong> only two independent<br />
variables. However, the derived parameters (to and b) do not<br />
always provide insights into the underlying dynamics. The<br />
KWW function has been ‘‘derived’’ by at least three different<br />
groups: (1) the already discussed CTRW model of Scher and<br />
Montroll; 394,395 (2) a distribution of serially linked first-order<br />
rate constants by Anderson; 404 and (3) fractal time concepts by<br />
Shlesinger. 405 Although not as rigorous, Plonka has also<br />
shown that dispersive, second-order kinetics can lead to<br />
behavior that is well modeled by the KWW function. 406<br />
Anderson’s model is based on a distribution of first-order rate<br />
constants whose magnitudes decrease <strong>with</strong> time. Such behavior<br />
can be very difficult to distinguish from a second-order<br />
process where the rate decreases <strong>with</strong> time but the rate<br />
constant does not. We have in fact shown that it is often<br />
impossible to conclude whether a distribution or a sum of two<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 145
discrete rate constants underlie complex kinetic behavior<br />
based simply on the quality of the fit. 407 The point here is<br />
that while modeling <strong>charge</strong> recombination based on Scher and<br />
Montroll’s CTRW model makes good physical sense, it is not<br />
a unique fit and other models may ultimately provide more<br />
insights.<br />
i Comparisons to single-crystal anatase. Experimentally a<br />
great deal is known about the transport of injected electrons<br />
through mesoporous, nanocrystalline TiO2 (anatase) thin<br />
films. The mobility of and diffusion coefficient for free conduction-band<br />
electrons in single-crystal anatase and rutile<br />
TiO2 in the absence of solvent were found to be on the order<br />
of 1–10 cm 2 V 1 s 1 and 10 1 cm 2 s 1 , respectively, and were<br />
inversely related to temperature due to optical phonon scattering.<br />
408–410 Similar, but often slightly lower, values for<br />
TiO 2(e )s in mesoporous, nanocrystalline TiO 2 are obtained<br />
when trapping–detrapping events are removed either from<br />
the experiment—based on the technique—or from the<br />
results—based on modeling. 411–413 Using a trap-filling model<br />
Ko¨nenkamp was able to estimate the TiO2(e ) free carrier<br />
mobility for air- or N2-filled, mesoporous, nanocrystalline<br />
TiO2 (anatase) thin film, Schottky barrier electrodes to be<br />
B2.4 cm 2 V 1 s 1 . 412 O’Regan and colleagues were able to<br />
measure TiO2(e ) mobilities for air-filled, mesoporous, nanocrystalline<br />
TiO2 (Degussa P25) thin films using terahertz<br />
spectroscopy. 411 This technique is unique as it measures the<br />
average mobility of <strong>charge</strong>s due to intraparticle transport on<br />
the B10 ps time domain, prior to electron trapping. Although<br />
the calculated mobilities were two orders-of-magnitude slower<br />
than the values calculated for single-crystal rutile electrodes,<br />
this could be explained by employing the Drude model and the<br />
appropriate Maxwell–Garnet effective medium theory. It was<br />
concluded that the reduced terahertz mobility observed in the<br />
porous sample was due to screening of the applied field by the<br />
polar TiO2 matrix. Additionally, Bisquert and colleagues<br />
determined that the trapping–detrapping-limited TiO2(e )<br />
diffusion reported on an average, effective diffusion coefficient<br />
whereas, for comparison to single-crystal values, the more<br />
appropriate tracer, or jump, diffusion coefficient should be<br />
obtained. 180,413–416 By employing the analytical solutions to<br />
this novel model, Peter determined tracer diffusion coefficients<br />
near Voc conditions that were comparable to those obtained<br />
for single-crystal anatase, i.e. about one order-of-magnitude<br />
smaller. 413<br />
ii Ambipolar diffusion. An interesting aspect of diffusion<br />
that is rather unique to nanocrystalline TiO2 (anatase) thin<br />
films in DSSCs results from the high ionic concentrations and<br />
mesoporosity of the thin film electrodes. Diffusion of <strong>charge</strong>d<br />
particles in solution and in highly conductive media are<br />
shielded by counterions as required in order to maintain<br />
‘quasi-neutrality.’ Thus, over large volumes neutrality is preserved,<br />
however on the scale of the Debye length <strong>charge</strong><br />
imbalances can exist. For nanocrystalline, anatase TiO2 the<br />
situation is often different as the pores of anatase TiO2 are<br />
large enough to accommodate cations <strong>with</strong> large <strong>charge</strong>-toradius<br />
ratios 156,190,205,207–210,212–215,417–420 and thus the Debye<br />
length is on the order of 1 A˚ . 410 In champion DSSCs each<br />
injected electron is thought to be immediately shielded by a sea<br />
of oppositely <strong>charge</strong>d Li + and the long-range, macroscopic<br />
electric field across the film is negligible, Fig. 36. 18,159–162<br />
It is for this reason that TiO 2(e ) diffusion is governed by<br />
the concerted motion of the electronic and electrolyte <strong>charge</strong>s<br />
per the formula: 17,410,421<br />
Damb ¼ DnDpðn þ pÞ<br />
ð15Þ<br />
nDn þ pDp<br />
where Damb is this ambipolar diffusion coefficient and n, Dn, p<br />
and Dp are the anionic- and cationic-<strong>charge</strong> densities and<br />
diffusion coefficients, respectively. 219 As champion DSSCs<br />
employ 0.5 M electrolyte solutions and are often evaluated<br />
under 1 sun, AM1.5 conditions where the concentration of<br />
TiO2(e )s is far less than the concentration of electrolyte in<br />
solution, Damb is approximately the diffusion coefficient for<br />
the less dense carrier, i.e. the TiO2(e )s, even though the<br />
apparent diffusion coefficient for TiO2(e )s, Dn, is larger. This<br />
large concentration of oppositely <strong>charge</strong>d and mobile Li +<br />
results in the injected electron being the minority carrier. 410<br />
The net outcome is an attenuation in the rate of TiO2(e )<br />
diffusion and an increase in the rate of Li + diffusion relative to<br />
their rates of diffusion in each other’s absence. 17<br />
This ambipolar diffusion model was described in the early<br />
1950s and solved computationally using a non-linear model in<br />
the late 1960s. 422,423 Searson and co-workers first reported<br />
that the TiO2(e ) diffusion coefficient, in thin-film electrodes,<br />
was dependent on the light intensity and thus also on the<br />
concentration of TiO2(e )s. 424 Hagfeldt and colleagues later<br />
reported that TiO2(e ) diffusion in unsensitized mesoporous,<br />
nanocrystalline TiO2 (anatase) thin-film electrodes followed a<br />
cation-dependent mechanism. 425 They termed the solution<br />
Fig. 36 (A) A diagram illustrating the space-<strong>charge</strong> potential drop across a TiO 2 nanocrystallite that is B20 nm in diameter before and after<br />
contact <strong>with</strong> a solution electrolyte. (B) Color-coded topographical model illustrating the relative potential distribution for an ordered mesoporous<br />
network of such nanocrystallites. Taken from Fig. 5 and 6, respectively, of ref. 18.<br />
146 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
electrolyte an image cloud care of classical physics terminology.<br />
426 Reduction of the electrolyte concentration from 500 to<br />
20 mM resulted in a five-fold decline in the diffusion coefficient,<br />
indicative of an ambipolar diffusion mechanism. With<br />
laser pulses at 2 Hz in 500 mM LiClO 4 acetonitrile electrolyte,<br />
the diffusion coefficients were shown to significantly slow,<br />
possibly due to insufficient time for Li + deintercalation from<br />
<strong>with</strong>in the anatase lattice. These same researchers later showed<br />
similar behavior for sensitized N3/TiO2 thin-film electrodes. 427<br />
Although not fit to an ambipolar diffusion model it was<br />
apparent that the cation concentration limited the TiO2(e )<br />
collection time.<br />
Frank and colleagues were the first to quantify ambipolar<br />
diffusion coefficients for mesoporous, nanocrystalline TiO 2 (anatase)<br />
thin-film electrodes. 410 Using laser-pulsed photocurrent<br />
transients, both in the absence and presence of a constant<br />
background illumination, ambipolar diffusion coefficients for<br />
N719/TiO2 electrodes were obtained over a large range of<br />
excitation energies. These diffusion coefficients ranged greatly<br />
from 3 10 8 to 10 4 cm 2 s 1 for low to high irradiances,<br />
respectively. The difference in the calculated ambipolar diffusion<br />
coefficient and TiO2(e ) diffusion coefficient was greatest under<br />
the highest illumination intensities studied; however the difference<br />
in the values was only B15%.Thus,TiO2(e ) diffusion<br />
coefficients were satisfactory estimates for the more accurate<br />
ambipolar diffusion coefficients. Further support for the ambipolar<br />
diffusion model was later established by these same<br />
researchers based on the arrival-time detection of current from<br />
TiO2(e )s at the back FTO contact, rather than displacement<br />
current, under counter-electrode side illumination. 428 This implied<br />
that the electric field of the TiO2(e )s was shielded by the<br />
electrolyte and that only TiO2(e )s that physically arrived at the<br />
FTO–TiO2 junction registered a photocurrent. It was originally<br />
thought that the large concentration of electrolyte in functioning<br />
DSSCs would effectively shield the TiO2(e )s and have little<br />
effect on their transport. However, this is only the case under<br />
steady-state conditions. At early times after a perturbation, the<br />
diffusion coefficient for TiO 2(e )s is substantial and an ‘ionic<br />
drag’ on the free electron mobility is present. 16 It was shown that<br />
when the sea of counter-<strong>charge</strong>d species was rather dilute the<br />
TiO2(e ) transport became less dispersive at early times. In<br />
contrast, the concentration of counter-<strong>charge</strong>d species had little<br />
influence on the steady-state limit of the TiO2(e )s diffusion<br />
coefficient. Thus, on short time scales the ambipolar effect<br />
hindered fast electron transport through the TiO2 film while<br />
under steady-state conditions, where transport was trap limited,<br />
ionic drag was generally absent.<br />
Yanagida and co-workers found evidence that further supported<br />
the ambipolar diffusion model using Li + -concentrationdependent<br />
transient photocurrent studies <strong>with</strong> unsensitized<br />
TiO2 thin-film electrodes in ethanol electrolyte. It was shown<br />
that the ambipolar diffusion model adequately described the<br />
data and that the TiO2(e ) diffusion coefficient was over<br />
two orders-of-magnitude larger than that of Li + . 429 Additional<br />
studies performed by varying the irradiance in either<br />
700 mM or 5 mM LiClO4-electrolyte solutions resulted<br />
in the expected ambipolar diffusion trend. In 700 mM electrolyte,<br />
a direct relationship between the ambipolar diffusion<br />
coefficient and irradiance was observed while in 5 mM electrolyte,<br />
an inverse relationship existed as expected by the diffusion<br />
of Li + now being rate limiting, Fig. 37(a). Using similar<br />
experimental procedures, these same researchers showed that<br />
the diffusion coefficients for various cations, i.e. Li + ,Na + ,<br />
Mg 2+ , TBA + , dimethylhexylimidazolium cation (DMHI + ),<br />
could accurately be extracted from the low-concentrationelectrolyte<br />
data fit to the ambipolar diffusion model. 430<br />
However, at higher electrolyte concentrations significant and<br />
unexpected increases in the ambipolar diffusion constant were<br />
obtained. Only for the TBA + data did the ambipolar diffusion<br />
model result in a satisfactory fit for all concentrations studied,<br />
Fig. 37(b). The empirically determined diffusion coefficients<br />
for the other cations were well above expected values in the<br />
order DMHI + 4 Li + 4 Na + , assumed to be due to specific<br />
adsorption. By employing UV-Vis spectroscopy of the soaking<br />
solutions, it was indeed shown that there was multilayer<br />
absorption of DMHI + on TiO2 whereas practically no<br />
absorption of TBA + occurred. Additionally, when plots<br />
the ambipolar diffusion coefficient versus the concentration<br />
of cation were obtained for Li + and TBA + , a noticeable<br />
hysteresis was present for Li + assigned to Li + adsorption<br />
onto TiO 2.<br />
iii Activation energy. As stated above, the diffusion coefficient<br />
for TiO2(e )s is dependent on their concentration. 424<br />
Thus, it would seem likely that the activation energy for<br />
electron transport <strong>with</strong>in this network of nanocrystallites<br />
Fig. 37 (A) A log–log plot of the empirical diffusion coefficients as a function of TiO2(e ) density. The monotonic increasing trend for the data in<br />
700 mM LiClO 4 and the inflection in the 5 mM data can be satisfactorily modeled by the ambipolar diffusion model. Taken from Fig. 5 of ref. 429.<br />
(B) A nearly perfect fit of the ambipolar diffusion constant versus the logarithm of the concentration of TBA + data to the ambipolar diffusion<br />
model for a large concentration of TiO 2(e )s (circles); also shown is data at low TiO 2(e ) density (squares). Taken from Fig. 3 of ref. 430.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 147
would also be TiO2(e )-concentration dependent. By employing<br />
conductivity measurements, activation energies for electron<br />
transport of B0.3 eV were obtained for mesoporous,<br />
nanocrystalline TiO 2 thin-film electrodes under typical DSSC<br />
working conditions. 431<br />
Most measurements of transport times in mesoporous,<br />
nanocrystalline TiO2 thin-film electrodes are determined under<br />
short-circuit conditions, as elsewhere transport is often RC<br />
limited. 432 However it is often desirable/necessary to determine<br />
these transport times near DSSC working conditions, i.e.<br />
near VPP/Voc. 413 O’Regan and colleagues have developed a<br />
novel method for doing so by measuring photovoltage transients<br />
at various preset voltages and entering the results in a<br />
zero-free-parameter model. 432 Using this novel method it was<br />
shown that TiO 2(e ) transport though N3/TiO 2 thin-film<br />
electrodes fits the multiple-trapping model, whereby detrapping<br />
limits TiO 2(e ) transport and recombination. 433 The<br />
method also allowed for a more accurate calculation of<br />
activation energies for TiO2(e ) transport, as prior methods<br />
did not allow for the facile correction of the temperature<br />
dependence of Ecb. The results seemed to indicate that the<br />
activation energy was not as large as the energy difference<br />
between the trap states and the conduction band, consistent<br />
<strong>with</strong> other reports. 434–436 Thus the results are in agreement<br />
<strong>with</strong> the aforementioned hopping model proposed by Bisquert<br />
where electrons need not fully thermalize to the conduction<br />
band in order to hop between trap states <strong>with</strong>in TiO 2. 403<br />
Following the work of Bisquert and Vikhrenko, 415,416 a<br />
model employing a quasi-static approximation was proposed<br />
that accounted for previously measured activation energies<br />
<strong>with</strong>out invoking the temperature dependence of Ecb. 437 In<br />
contrast, this model predicted concerted and equal shifts in Ecb<br />
and the energy of the quasi-Fermi level <strong>with</strong> temperature.<br />
B Recombination to the oxidized sensitizer<br />
Early studies of TiO 2 colloidal solutions and thin films sensitized<br />
to visible light <strong>with</strong> Ru II -based and organic sensitizers<br />
established that <strong>charge</strong> recombination to the oxidized sensitizer<br />
occurred on a tens- to hundreds-of-microseconds time<br />
scale. 158,438 The observation of efficient sensitization from<br />
compounds <strong>with</strong> very short excited-state lifetimes, such as<br />
[cis-Ru(dcb)2(H2O)2] 2+ , indicated that excited-state electron<br />
injection was a sub-nanosecond process. 439 The question<br />
then naturally arose: why does such a fortuitous difference<br />
in interfacial <strong>charge</strong>-separation and <strong>charge</strong>-recombination<br />
rate constants exist at the TiO 2 interface? For MLCT excited<br />
states part of the explanation was that injection occurred<br />
from the p* orbitals of a surface-bound, dcb ligand while<br />
recombination was to the t2g orbitals of the Ru III -<strong>metal</strong><br />
center. In other words, there is a built-in type of rectification<br />
in these sensitizers whose orbitals provide strong electronic<br />
coupling for <strong>charge</strong> separation but inhibit recombination.<br />
218,219 It was also known that <strong>charge</strong> recombination<br />
was in the Marcus inverted region whereas excited-state injection<br />
was nearly activationless. 438 Such orbital participation<br />
and thermodynamics could explain the large difference in<br />
interfacial <strong>charge</strong>-separation and <strong>charge</strong>-recombination rate<br />
constants.<br />
i Lateral electron <strong>transfer</strong> via surface-bound adsorbates.<br />
While it is often tacitly assumed that transport of the injected<br />
electron is most relevant to <strong>charge</strong> recombination, it is important<br />
to emphasize that the oxidized sensitizer also has some<br />
mobility. Lateral <strong>charge</strong> <strong>transfer</strong> across semiconductor surfaces<br />
is often initiated by <strong>charge</strong>-<strong>transfer</strong> reactions at the<br />
transparent conductive electrode (TCE) that supports the<br />
TiO2 thin film. Such hole <strong>transfer</strong> can almost entirely be<br />
eliminated <strong>with</strong> the addition of a blocking layer on the back<br />
TCE support prior to thin-film deposition. Thus the major<br />
means for hole <strong>transfer</strong> is by lateral sensitizer-mediated hopping<br />
of <strong>charge</strong> or physical movement/diffusion of the bound<br />
sensitizers. Should the diffusion coefficient for such a process<br />
be independent of sensitizer concentration, the latter mechanism<br />
is assumed. However, a sharp surface-coverage onset to<br />
the diffusion is consistent <strong>with</strong> an underlying self-exchange,<br />
<strong>charge</strong>-<strong>transfer</strong> reaction and a percolation threshold. 71 A<br />
percolation threshold is formally defined for the conductivity<br />
inside a composite material as ‘‘the critical concentration<br />
above which an infinite cluster of conductive sites spans the<br />
network’’. 71 It is often assessed by measuring diffusion coefficients<br />
over a range of surface coverages via chronoamperometry/chronocoulometry<br />
and Cottrell/Anson plots (i vs.t 0.5 /Q<br />
vs. t 0.5 ). However a novel technique utilizing chronoabsorption<br />
measurements and spectrophotometric Anson plots<br />
(DA vs. t 0.5 ) has also been utilized. 71<br />
Electrochemical investigation of the E o (Ru III/II ) for sensitizers<br />
bound to mesoporous, nanocrystalline TiO 2 (anatase)<br />
thin-film electrodes revealed that by integration of the area<br />
under the cyclic voltammogram, B10% of the concentration<br />
of spectroscopically quantified sensitizers had been oxidized/<br />
reduced. 72 Although some dyes could directly adsorb to the<br />
FTO electrode, this could not wholly explain the B10% that<br />
were electro-active as this corresponded to over an order-ofmagnitude<br />
larger surface coverage than was physically possible.<br />
It was proposed, for the first time, that self-exchange<br />
<strong>charge</strong> <strong>transfer</strong> processes across the TiO 2 surface could be<br />
occurring.<br />
In the first study of lateral hole <strong>transfer</strong> across the surface of<br />
mesoporous, nanocrystalline <strong>metal</strong>-oxide thin films, a percolation<br />
threshold was found to exist. 71 This threshold was found<br />
to be 50% of saturation surface coverage for phosphonated<br />
triarylamines adsorbed onto TiO2, ZrO2, orAl2O3 as determined<br />
by chronoabsorption measurements and spectrophotometric<br />
Anson plots. The mechanism for this hole <strong>transfer</strong> was<br />
deduced to be via self-exchange hole <strong>transfer</strong> <strong>with</strong> eventual<br />
mediation by the back TCE support. This process was not<br />
limited by the ion motion in solution for the systems studied.<br />
Employing Z907 bound to <strong>metal</strong>-oxide, thin-film electrodes,<br />
it was found that a chemically reversible anodic wave was<br />
present on TiO2 and highly insulating Al2O3. 440 The percolation<br />
threshold was found to be B50% of saturation surface<br />
coverage and faster lateral hole diffusion coefficients were<br />
observed in acetonitrile-based electrolytes versus purely ionic<br />
liquids. This was proposed to be due to the two orders-ofmagnitude<br />
higher viscosity of the ionic liquid that resulted in<br />
slower effective ambipolar-diffusion rates. It was also clearly<br />
deduced that the increased hole diffusion coefficients for<br />
Z907 + and [cis-Ru(dmb)(dcb)(NCS) 2] + under saturation<br />
148 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
surface coverages were due to efficient hole <strong>transfer</strong> between<br />
isothiocyanate ligands. This was evident by comparison to the<br />
slower diffusional, hole-hopping rates for (NC ) 2-containing<br />
dyes, Ru(bpy) 3 2+ -type dyes, dyes <strong>with</strong> trans isothiocyanate<br />
ligands, cis-Ru(dmb)(dcb)(NCS) 2 <strong>with</strong> mercury-poisoned isothiocyanate<br />
ligands, and N3—whose intermolecular-isothiocyanate<br />
ligands are further separated on the surface. The<br />
fastest diffusion coefficient for hole <strong>transfer</strong> was achieved<br />
<strong>with</strong> [cis-Ru(dmb)(dcb)(NCS)2] + and was determined to be<br />
1.1 10 8 cm 2 s 1 .<br />
While studying the percolation threshold for three TiO2bound<br />
sensitizers containing donor moieties shown in Fig. 24,<br />
it was discovered that one of them exhibited a long-lived<br />
photochroism. 330 Photochroism occurs when oxidized-donor<br />
spectral features are still present even when oxidation of the<br />
sensitizer is followed by application of an appropriate bias that<br />
could thermodynamically reduce the oxidized donors but not<br />
the TiO2 DOS. This was attributed to the extended conjugation<br />
of the sensitizer that inhibited its free rotation and the<br />
formation of a surface-conducting monolayer. Thus, facile<br />
percolation of <strong>charge</strong> from the back FTO contact to every<br />
surface-bound donor could not be realized.<br />
The percolation threshold for Os(bpy)2(dcb)/TiO2 thin-film<br />
electrodes was found to be 60% of saturation surface coverage.<br />
73 However, at coverages less than the percolation threshold,<br />
but <strong>with</strong> the addition of Ru(bpy) 3 2+ in solution,<br />
mediation of oxidative hole <strong>transfer</strong> occurred upon stepping<br />
the potential positive of E o (Ru III/II ). Similarly, addition of<br />
Os(bpy)3 2+ in solution increased the rate of both reductive<br />
electron <strong>transfer</strong> and oxidative hole <strong>transfer</strong> upon biasing the<br />
film in the appropriate direction due to solution-based, dyemediated<br />
<strong>charge</strong> <strong>transfer</strong>.<br />
By employing a sensitizer <strong>with</strong> a lower E o (Ru II/+ ) than Ecb<br />
and relying on ‘hot’-electron injection, laser-flash photolysis of<br />
Ru II (bpy)2(dcbq)/TiO2 thin films in acetonitrile resulted in<br />
immediate, i.e. o10 ns, formation of Ru III (bpy) 2(dcbq)/TiO 2<br />
and Ru II (bpy) 2(dcbq )/TiO 2 <strong>charge</strong>-separated states. 135 Fits<br />
to stretched exponentials via the KWW function resulted in<br />
average rate constants, i.e. t o 1 , for [Ru II (bpy)2(dcbq )] + +<br />
[Ru III (bpy)2(dcbq)] 3+ recombination of 8 5 10 5 s 1 . But a<br />
question remained: was recombination predominantly due to<br />
electron or hole <strong>transfer</strong> reactions? By employing chronoabsorption<br />
measurements and spectrophotometric Anson plots,<br />
the diffusion coefficient for the Ru II/+ self-exchange reaction<br />
on TiO2 was found to be over an order-of-magnitude larger<br />
than that for the Ru III/II reaction. Solution self-exchange rate<br />
constants for Ru(bpy) 3 2+ were <strong>with</strong>in a factor of two the same<br />
for Ru III/II and Ru II/+ in acetonitrile. 441–444 It was proposed<br />
that the TiO 2 DOS mediated electron, but not hole, <strong>transfer</strong>.<br />
Using Ru II (bpy) 2(dcbq)/TiO 2, Fe III (PPIX)Cl/TiO 2 and<br />
Fe III (PPIX)(py)2/TiO2 thin-film electrodes, in acetonitrile,<br />
methanol, and methanol, respectively, no percolation threshold<br />
for electron <strong>transfer</strong> was observed in TBA + electrolytes<br />
(PPIX is protoporphyrin IX and py is pyridine). 445 Interestingly,<br />
after being reduced the diffusion coefficients for their<br />
oxidation were over two orders-of-magnitude slower for the<br />
Fe II -based, PPIX coordination compounds. The diffusion<br />
coefficient for electron-<strong>transfer</strong> reduction for each molecular<br />
acceptor was at an intermediate value between these two<br />
re-oxidation extremes but were <strong>with</strong>in experimental error of<br />
one another. This was rationalized based on a Gerischer-type<br />
model where the fluctuating energy levels for Fe II had a much<br />
poorer overlap <strong>with</strong> the TiO 2 DOS as compared to those of<br />
dcbq .<br />
ii Final TiO2(e )–sensitizer + <strong>charge</strong> recombination<br />
a E o (M +/0 ) and TiO2 DOS and quasi-Fermi-level dependence.<br />
Semiclassical, non-adiabatic Marcus Theory predicts a<br />
parabolic-dependence on the logarithm of the electron-<strong>transfer</strong><br />
rate constant <strong>with</strong> the standard-state driving force for the<br />
reaction. 240,446,447 The maximum rate constant occurs at the<br />
vertex of this parabola and represents activationless electron<br />
<strong>transfer</strong> and thus should be temperature independent.<br />
Electron-<strong>transfer</strong> processes occurring at larger driving forces<br />
are actually slower and are located in an energetic/kinetic<br />
region termed the inverted region. Moser and Gra¨tzel reported<br />
practically temperature-independent rate constants for <strong>charge</strong><br />
recombination from colloidal TiO2 to surface-bound, oxidized,<br />
organic sensitizers over a 4200 degree temperature<br />
window. 438 Based on numerical simulations employing a<br />
quantum-mechanical model for non-adiabatic electron <strong>transfer</strong>,<br />
including an average high-frequency vibrational mode<br />
from the sensitizer, 305–310 it was shown that under conditions<br />
of moderate solvent reorganization energy, practically activationless<br />
electron-<strong>transfer</strong> behavior could be observed well into<br />
the Marcus inverted region. Thus, this highly exergonic recombination<br />
reaction was concluded to fall deeply <strong>with</strong>in the<br />
Marcus kinetic inverted region even though the roughly<br />
temperature-independent rate constants eluded to activationless<br />
behavior.<br />
Driving-force-dependent electron <strong>transfer</strong> can be quantified<br />
at dye-sensitized TiO2 interfaces where excited-state electron<br />
injection into TiO2 leaves an electron at a particular standardstate<br />
potential and a ‘‘hole’’ on the sensitizer. The E cb, and<br />
subsequently the free energy of the TiO 2(e )s, can be varied by<br />
altering the pH or the concentration of cations, as was employed<br />
in excited-state injection studies in section 3/B/ii, while<br />
the free energy of the ‘‘hole,’’ i.e. E o (Ru III/II ), can be controlled<br />
through synthetic manipulation of the coordinated ligands.<br />
Lever has an empirical model that allows these potentials to<br />
be accurately determined before the sensitizer is synthesized. 448<br />
However, in some cases the environment and the proximity of<br />
the sensitizer to the TiO2 surface can in itself result in different<br />
measured E o (Ru III/II )s. Zaban et al. have previously shown that<br />
the E o (Ru III/II )oftheRu II (LL)(mpt)CN sensitizer, where LL is<br />
1,2-bis(4 0 -methyl-bpy-4-yl)ethane and mpt is 4 0 -phosphonic<br />
acid-tpy, became pH-dependent when bound to mesoporous,<br />
nanocrystalline TiO 2 (anatase) thin films and shifted in a nearly<br />
Nernstian fashion in concert <strong>with</strong> Ecb. 313 Similar behavior was<br />
also shown for eight other sensitizers who possessed pHindependent<br />
E o (M +/0 )s in fluid solution but whose E o (M +/0 )<br />
shifted 21 to 53 mV/pH unit when bound to TiO2. 312 These<br />
sensitizers were either organic or inorganic <strong>with</strong> <strong>metal</strong> center<br />
being Ru II ,Fe III or Mg II and ligands being tetracarboxyphthalocyaninato-,<br />
dcb- or dpb-based, where dpb is 4,4 0 -diphosphonic<br />
acid-bpy. It was proposed that the position of the adsorbed<br />
sensitizer <strong>with</strong>in the ionic double layer could explain the<br />
differences in shifts of E o (M +/0 ) per pH unit.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 149
Fig. 38 Plot of the logarithm of the inverse of the half-times/lifetimes versus the driving force for two different studies of TiO 2(e )+S +<br />
recombination. The trend in (A) implies that the electron <strong>transfer</strong> was in the Marcus inverted kinetic region while the trend in (B) seems to follow<br />
activationless electron <strong>transfer</strong>. Taken from Fig. 5 of ref. 390 and Fig. 4 of ref. 450, respectively.<br />
Employing a family of MLCT sensitizers based on osmium,<br />
ruthenium and rhenium whose ground state reduction potential<br />
varied by about B960 mV, it was shown that recombination<br />
kinetics from a TiO2(e ) to an oxidized sensitizer were independent<br />
of sensitizer employed. 389 The transient data was<br />
successfully fit to an equal-concentration, bi-second-order<br />
kinetic model on a 100 ns and longer time scale. The data<br />
could also be successfully fit to four first-order rate constants<br />
but the rationale for this fit was less apparent. Of note was that<br />
the raw transient data was insensitive to the sensitizer reduction<br />
potential, the molecular geometry, the nature of the <strong>metal</strong><br />
center employed—i.e. Re, Ru, or Os—and the number of<br />
carboxylic acid groups present—i.e. two or four. The insensitivity<br />
of the second-order rate constants to these parameters<br />
was attributed to the reaction being rate limited by TiO2(e )oxidized<br />
sensitizer (h + ) encounters or lack of change in the<br />
apparent driving force for the recombination reaction due to<br />
concerted E cb and ground-state E o shifts, as was shown previously.<br />
312,313 Charge transport <strong>with</strong>in the sensitized film may<br />
also have been a second-order process.<br />
In a separate study by Lewis and co-workers, <strong>charge</strong><br />
recombination to five Ru III or Os III compounds were fit to<br />
the same equal-concentration, bi-second-order recombination<br />
model. 390 By using the weighted average of the second-order<br />
rate constants in conjunction <strong>with</strong> semiclassical Marcus theory,<br />
<strong>charge</strong> recombination to oxidized sensitizers, like N3 + /TiO2,<br />
was found to fall in the Marcus inverted kinetic region <strong>with</strong> a<br />
total reorganization energy, l = B1.0 eV, Fig. 38(a). The<br />
temperature-dependent electron-<strong>transfer</strong> kinetics were similar<br />
to those observed by Dang and Hupp <strong>with</strong> Ru-phen based<br />
coordination compounds electrostatically bound to colloidal<br />
SnO 2 nanoparticles. 449 The kinetics suggested that while<br />
nuclear tunneling was negligible, solvent reorganization and<br />
low-frequency, <strong>metal</strong>–ligand vibrational modes assisted the<br />
recombination reaction, as opposed to high-frequency,<br />
igand-based vibrational modes. Lewis and co-workers also<br />
reported that the activation energy for <strong>charge</strong> recombination<br />
was slightly larger for Os II - versus Ru II -based sensitizers.<br />
More recently, eight different sensitizers whose E o (Ru III/II )<br />
spanned B500 mV were employed to examine the drivingforce<br />
dependence on <strong>charge</strong> recombination. 450 The transient<br />
spectroscopic data was fit to a multiple-trapping, nearestneighbor<br />
CTRW kinetic model by using the KWW function<br />
and the driving-force dependence was quantified based on t1/2,<br />
the time it took for half of the injected electrons to recombine.<br />
Using the inverse of these half-lives the data was shown to be<br />
relatively insensitive to variations in E o (Ru III/II ). This was<br />
interpreted as being indicative of reactions lying near the peak<br />
of the Marcus free energy curve, DG o = Bl, and <strong>with</strong> l =<br />
B0.8 eV, Fig. 38(b). Therefore, these authors concluded that<br />
<strong>charge</strong> recombination to N3 + , and other similar sensitizers,<br />
was nearly activationless. It is interesting to note that while the<br />
E o (Ru III/II ) values were generally in good agreement <strong>with</strong><br />
Lewis and colleagues, 390 the magnitude of the driving force<br />
differed significantly due to discrepancies in the reducing<br />
power of the TiO2(e )s, Fig. 38.<br />
Employing [Ru II (depb)3] 2+ or [Ru II (dpb)3] 10 , where depb<br />
is 4,4 0 -diethylphosphonate-bpy bound to mesoporous, nanocrystalline<br />
TiO 2 (anatase) thin films, the pH dependence of<br />
recombination in aqueous solution was studied by Hupp and<br />
co-workers. 451 The fast exponential component to the biphasic<br />
recovery was shown to be invariant of pH (or H 0) over a<br />
19 pH-unit range even though the Ecb of TiO2 is known to shift<br />
in a nearly Nernstian fashion <strong>with</strong> pH, Fig. 39(a). One might<br />
expect the E o (Ru III/II ) to shift in a concerted fashion as<br />
observed by Zaban et al., 312,313 however this was not the case<br />
as the E o (Ru III/II ) of the surface-bound sensitizer was shown to<br />
have only a minor pH-dependence (5 mV/pH unit) over a<br />
47.5 pH unit range, Fig. 39(b). 452 This less than Nernstianorder-of-magnitude<br />
shift in E o (Ru III/II ) should have been<br />
largely overcome by the potential shift in E cb. As a continuation<br />
of this study, Ru(dpb) 2(LL)/TiO 2 thin films were shown<br />
to exhibit minor, but apparent, Marcus normal region behavior,<br />
where LL were bpy and phen derivatives. 453 This unexpected<br />
result, given the large variations in driving force, was<br />
explained as sequential electron- and proton-<strong>transfer</strong> reactions.<br />
It was proposed that the rate-limiting step was backelectron<br />
<strong>transfer</strong>, however this step did not release all of the<br />
free energy in the overall reaction, and thus the variation in<br />
driving force for this step was solely dependent on changes in<br />
E o (Ru III/II ), Fig. 39(c). As the E o (Ru III/II ) differed only slightly<br />
<strong>with</strong> pH, and was actually found to vary <strong>with</strong> the z-potential<br />
150 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 39 (A) Plot of the logarithm of recombination rate constant versus pH for TiO 2 thin films. As the energy of the conduction band edge, E cb,<br />
shifts in a nearly Nernstian fashion <strong>with</strong> pH (dashed line), this plot illustrates driving-force independent recombination rates (solid line <strong>with</strong><br />
points). Taken from Fig. 4 of ref. 451. (B) Plot of the standard-state reduction potential of the surface-bound compounds (E o (Ru III/II )) versus the<br />
pH, confirming that the E 0 (Ru III/II ) did not change <strong>with</strong> the pH of the solution and thus further supporting the driving-force independent<br />
mechanism. Taken from Fig. 5 of ref. 452. (C) Pourbaix-type diagram of the TiO 2(e )+S + recombination reaction. The driving-force<br />
independent recombination rates were rationalized as being due to rate-limiting electron <strong>transfer</strong> followed by exergonic proton <strong>transfer</strong>. Taken<br />
from Fig. 5 of ref. 453.<br />
of the TiO2, only a small deviation in driving force was<br />
actually realized.<br />
The described <strong>charge</strong>-recombination studies <strong>with</strong> altered<br />
thermodynamic driving force provide a somewhat conflicting<br />
series of conclusions: rate constants independent of the<br />
ground-state reduction potential of the sensitizer, in the<br />
inverted region, and near the top of the Marcus curve.<br />
Undoubtedly, these differences arise from details of the preparation<br />
of the TiO2 thin films, surface chemistry such as TiCl4<br />
pretreatments, 454 and species present in the electrolyte. Additional<br />
research is required to identify the critical variables,<br />
especially in non-aqueous electrolytes.<br />
While the driving-force dependence for <strong>charge</strong> recombination<br />
to the oxidized sensitizer in mesoporous, nanocrystalline<br />
thin films is not completely established, the behavior in<br />
aqueous colloidal solutions appears to be more clear. Hupp<br />
and co-workers monitored <strong>charge</strong> recombination to six different<br />
Fe(CN) 5(L) n<br />
sensitizers bound to colloidal TiO2 in<br />
aqueous pH 2 solution on a nanosecond time scale. 304 The<br />
recombination kinetics were found to be biphasic <strong>with</strong> a<br />
fast first-order component followed by longer non-exponential<br />
kinetics. The first-order component varied <strong>with</strong> E o (Fe III/II )<br />
as expected if the process were occurring in the Marcus<br />
inverted region. Likewise, recombination reactions from<br />
electrostatically bound Ru II - and Os II -polypyridyl coordination<br />
compounds to colloidal SnO2 nanoparticles exhibited<br />
a pH-sensitive kinetic behavior. 455 This is in stark contrast<br />
to the pH-independent behavior observed for recombination<br />
from similar compounds covalently anchored to mesoporous,<br />
nanocrystalline TiO2 (anatase) thin films. It was<br />
suggested that this difference was due to the significant trap<br />
density in TiO2 and that ionic attachment introduced fewer<br />
surface traps.<br />
As <strong>with</strong> studies on <strong>charge</strong> separation of section 3/B/ii, it is<br />
also useful to study <strong>charge</strong> recombination under steady-state,<br />
working conditions at short circuit. The first account of such a<br />
study was performed by Gra¨tzel and co-workers in 1990. 158 By<br />
exciting at least a quarter of the sensitizers on Ru(dcb) 3/TiO2 thin-film electrodes in LiClO4 aqueous electrolytes it was<br />
shown that the half-times for the non-exponential recombination<br />
kinetics decreased by almost three orders of magnitude<br />
under forward-bias versus reverse-bias conditions. This same<br />
increase in rate was found for N3/TiO 2 thin-film electrodes in<br />
ethylene carbonate–propylene carbonate (1 : 1) solution as the<br />
irradiance was increased to generate B1 toB50 TiO 2(e )s/<br />
particle. 456 The kinetics were fit to the multiple-trapping,<br />
nearest-neighbor CTRW model and KWW function. The<br />
half-times were invariant on irradiance when o1 TiO2(e )/<br />
particle was generated.<br />
Durrant and co-workers showed the half-time for<br />
N3 + +TiO2(e ) recombination exhibited an exponential dependence<br />
on applied voltage in 0.1 M TBA + trifluoromethanesulfonate<br />
ethanol electrolyte, Fig. 40(a). 457 When immersed<br />
in ethanol electrolytes and on applying an electrochemical bias<br />
from +100 to 600 V vs. Ag/AgCl, the half-time for the<br />
recombination reaction decreased by more than seven orders<br />
of magnitude while the injection yield remained unchanged. 456<br />
By changing the electrolyte from ethanol/TBAT (Electrolyte<br />
A), where TBAT is tetrabutylammonium triflate, to CH3CN/<br />
TBAClO4/LiClO4 (Electrolyte B) and then adding 4-tertbutylpyridine<br />
(Electrolyte C), similar bias-dependent,<br />
TiO2(e ) recombination rates were observable but, again, only<br />
under conditions of 41 TiO2(e )/particle, Fig. 40(b). However,<br />
when comparing Electrolyte A to B at different biases,<br />
their half-times for recombination differed to varying degrees,<br />
but <strong>with</strong> the half-time in Electrolyte B always being larger. As<br />
the driving force for recombination would decrease in the<br />
presence of Li + due to the positive shift in Ecb, this data does<br />
not fit that of Marcus inverted behavior. Additionally, the<br />
multiple-trapping, nearest-neighbor CTRW model for recombination<br />
was further supported over a bi-second-order model.<br />
254,389,390 The greater than seven orders-of-magnitude<br />
decrease in half-time would result in approximately the same<br />
increase in initial rate. Given the proposed second-order<br />
process, the differential rate law v = k2[TiO2(e )][S + ] would<br />
require the generation of 10 7 TiO 2(e )s/particle which was<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 151
Fig. 40 (A) Bias-dependent, time-resolved, single-wavelength absorption difference spectra for N3/TiO2 thin film electrodes indicating that as the<br />
density of acceptor states in the TiO2 electrode were filled, the rate of TiO2(e )+N3 + recombination increased. Applied biases are indicated on the<br />
figure. Taken from Fig. 2 of ref. 457. (B) Plot of the logarithm of the recombination half-life versus the applied bias in the indicated electrolytes. See<br />
text for electrolyte compositions. Taken from Fig. 6 of ref. 456.<br />
highly improbable based on the magnitude of spectroscopic<br />
signals and approximate extinction coefficients.<br />
Although the rate of <strong>charge</strong> recombination of TiO2(e )s and<br />
N3 + was dependent on the concentration of electrochemically<br />
generated TiO2(e )s, this was not the case for regeneration by<br />
the solution redox mediator. 382 At moderate LiI concentration,<br />
i.e. 30 mM, and at an applied bias approximately equal to the<br />
Voc under 1 sun, AM1.5-simulated conditions, the kinetic<br />
partitioning between TiO 2(e )s + N3 + recombination and<br />
regeneration of N3 + by the reduced solution redox mediator<br />
were similar. But under the typical DSSC conditions of 0.5 M<br />
LiI and 0.05 M I2 and 1 sun, AM1.5-simulated irradiance, the<br />
rate of sensitizer regeneration would be greatly favored and<br />
TiO2(e )s + N3 + recombination would not limit performance.<br />
b Distance dependence. Distance-dependent electron tunneling<br />
behavior can be studied for recombination from a<br />
TiO2(e ) to an oxidized surface-bound acceptor. Rate<br />
constants due to tunneling should exhibit an exponential<br />
dependence on distance, eqn (8), as was the case for<br />
electron-injection tunneling behavior in section 3/B/iii.<br />
Three novel sensitizers bound to TiO2 via an mpt ligand and<br />
containing a nearby triarylamine donor moiety were studied in<br />
order to determine the distance dependence for recombination,<br />
Fig. 24. 330 The donor nitrogen atoms were calculated to<br />
be 12 A˚ ,18A˚ , and 24 A˚ from the surface. Assuming the<br />
typical dampening factor, b = 1.2 A ˚ 1 , for ‘through space’<br />
electronic coupling between the TiO2(e )s and NAr3 + , the<br />
expected 6 A ˚ -distance dependence was not observed and was<br />
off by a factor of three. It was thought that this was due to the<br />
fact that the dyes may not bind exactly in a perpendicular<br />
orientation to the surface.<br />
Employing three Ru II sensitizers containing a bpy ligand<br />
derivatized <strong>with</strong> zero, one or two oligo(xylylene) linkers,<br />
the distance dependence of TiO 2(e ) recombination was<br />
studied. 267 By comparing the weighted average of the<br />
bi-second-order rate constants 390 differences in backelectron-<strong>transfer</strong><br />
rate constants were found to be <strong>with</strong>in<br />
experimental error of one another. As was the case <strong>with</strong><br />
electron injection, the lack of expected large differences in rate<br />
constant were proposed to result from variable Ru–TiO2<br />
distances due to the flexibility of the linker groups.<br />
The distance dependence of back-electron <strong>transfer</strong> was<br />
examined in acetonitrile for three rigid-rod Ru(bpy)3 2+ -based<br />
sensitizers containing zero, one, two, or three rigid phenyleneethynylene<br />
linkers covalently attached to TiO 2 via two methyl<br />
ester anchoring groups. 268,458 It was shown that recombination<br />
kinetics from a TiO2(e )toRu III were successfully fit by<br />
an equal-concentration, bi-second-order kinetic model<br />
254,389,390 and that the average of the rate constants was<br />
essentially independent of sensitizer employed. Thus, the expected<br />
distance dependence for the rate of back-electron<br />
<strong>transfer</strong> was not observed. This was partially supported by<br />
the fact that sensitizers lacking binding groups were still found<br />
to bind to TiO2 indicating that expected Ru–TiO2 distances<br />
may be incorrect due to alternative binding orientations.<br />
Durrant and colleagues studied Ru(4,4 0 -(R) 2-bpy)(dcb) 2/TiO 2<br />
thin films, where R contained oligo(NPh 3) groups at<br />
varying distances from the Ru II -<strong>metal</strong> center, to determine<br />
the distance dependence for back-electron <strong>transfer</strong>. 332 After<br />
combining this data <strong>with</strong> other data from their laboratories,<br />
253,331,450,459 it was clearly evident that the TiO2(e )<br />
back-electron <strong>transfer</strong> rate constants displayed an exponential<br />
dependence on spatial separation <strong>with</strong> dampening factor,<br />
b = 0.95 0.2 A˚ 1 . Additionally, cis-Ru(4,4 0 -vinyl(NPh3)nbpy)(dcb)(NCS)2<br />
(n = 1, 2) were synthesized and DFT<br />
calculations suggested that their HOMOs resided predominantly<br />
on the NPh 3 moieties at a distance of 10.5 and 11.6 A˚ ,<br />
respectively. 460 When compared to Z907/TiO 2, these dyes<br />
exhibited larger t 1/2, i.e. 0.22, 1.8, 3 ms for Z907, n =1,<br />
and n = 2, respectively, that followed the expected<br />
exponential trend.<br />
152 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 41 (A) Time-resolved, single-wavelength absorption difference spectra for Ru(4 0 -PO3 2 -tpy)(NCS)3/TiO2 thin films illustrating that the rate<br />
of recombination was inversely related to the size of the Al 2O 3 overlayer illustrated in Fig. 16(a). Al 2O 3 overlayer thickness in nanometers are<br />
shown. (B) Plot of the natural logarithm of the recombination half-life versus the Al2O3 coating thickness illustrating tunneling behavior. Taken<br />
from Fig. 8 and 9, respectively, of ref. 271.<br />
Using the mono-phosphonated version of the ‘black dye,’<br />
[Ru(mpt)(NCS)3] 3 , bound to the same TiO2/Al2O3 core–shell<br />
particles mentioned above for electron injection, Fig. 16(a),<br />
the distance dependence of TiO2(e ) recombination was<br />
studied. 271 Tunneling was required for electron recombination<br />
and the kinetics were non-exponential <strong>with</strong> half-times ranging<br />
from 6 ms to 60 ms for 0 to 6 nm thick Al 2O 3 overlayers,<br />
Fig. 41(a). Using signal half-times it was shown that <strong>charge</strong><br />
recombination of TiO 2(e )s/Al 2O 3 and [Ru(mpt)(NCS) 3] +<br />
resulted in a dampening factor, b = 0.15 A˚ 1 , Fig. 41(b).<br />
This result, combined <strong>with</strong> the predominant dampening factor<br />
for injection, b = 0.11 A ˚ 1 , illustrates that recombination is<br />
attenuated to a greater degree than injection when TiO2/Al2O3<br />
core-shell designs are employed. The approximately six-timessmaller<br />
dampening factor when compared to the results from<br />
the molecular approach used by Durrant and co-workers<br />
suggests that intra-bandgap states <strong>with</strong>in the Al2O3 coating<br />
could be present and mediating this back-electron <strong>transfer</strong>.<br />
As mentioned above, Haque, Durrant, and colleagues significantly<br />
increased the <strong>charge</strong>-separated lifetime to over 4 s by<br />
employing a Ru(4,4 0 -(R) 2-bpy)(dcb) 2/TiO 2 system, where R<br />
contained a poly(vinyl-NPh3) group of about 100 units,<br />
Fig. 25(b). 332 The half-times for the <strong>charge</strong>-separated state<br />
increased from 350 ms to 5 ms to 4 s as the number of vinyl-<br />
NPh3 subunits increased from 1 to 2 to 100, respectively. Also,<br />
when fit to the multiple-trapping, nearest-neighbor CTRW<br />
model and the KWW function, the dampening factor ranged<br />
from 0.4 to 0.9 to 1, respectively; the latter indicating a monoexponential,<br />
first-order recombination mechanism, Fig. 42.<br />
Clifford et al. analyzed two free-base porphyrin sensitizers,<br />
meso-5,10,15,20-tetrakis(4-carboxyphenyl)porphyrin and<br />
meso-5-(4-carboxyphenyl )-10,15,20-tris(4-diphenylaminophenyl)porphyrin,<br />
by transient absorption spectroscopy and<br />
found that TiO2(e ) recombination <strong>with</strong> the oxidized porphyrin<br />
ring was sufficiently slowed for the latter sensitizer. 461 The<br />
former sensitizer’s kinetics were satisfactorily fit to the multiple-trapping,<br />
nearest-neighbor CTRW model and the KWW<br />
function, b = 0.31, whereas the kinetics for the latter sensitizer<br />
were perfectly first order in nature, i.e. b = 1, Fig. 43(a). This<br />
was believed to be due to a different rate-limiting step for<br />
Fig. 42 Time-resolved, single-wavelength absorption difference spectra<br />
for Ru(4,4 0 -(R)2-bpy)(dcb)2/TiO2 thin films, where R contained<br />
one triphenylamine (NPh 3) group (1), two NPh 3 groups (2), or a<br />
poly(vinyl-NPh3) group of about 100 units (3), as depicted in<br />
Fig. 25(b). Taken from Fig. 2 of ref. 332.<br />
recombination between each oxidized sensitizer and the<br />
TiO 2(e )s. While detrapping was rate limiting for the former<br />
dye, the final TiO 2(e )+S + electron-<strong>transfer</strong> step limited the<br />
latter. The explanation for a first-order rate constant, and not<br />
an equal-concentration, second-order rate constant, was that<br />
the intrinsic concentration of TiO2(e )s was much larger than<br />
the additional concentration resulting from sensitizer, excitedstate<br />
injection. 182 Thus, as the concentration of oxidized<br />
sensitizers decreased due to TiO2(e )+S + recombination,<br />
the TiO2(e ) concentration changed little resulting in the<br />
observed pseudo-first-order kinetic behavior.<br />
The back-electron <strong>transfer</strong> kinetics for two Ru II -based<br />
sensitizers were compared: N719 and a novel sensitizer <strong>with</strong><br />
a covalently bound triarylamine donor where the hole was<br />
efficiently <strong>transfer</strong>red away from TiO2 <strong>with</strong>in the instrument<br />
response time. 331 As was seen by Clifford et al. the kinetics of<br />
the faster back-electron <strong>transfer</strong> from N719 were dispersive<br />
while the slower kinetics for the novel sensitizer were first<br />
order in nature.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 153
Fig. 43 Time-resolved, single-wavelength absorption difference spectra for two free-base porphyrin sensitizers, meso-5,10,15,20-tetrakis-<br />
(4-carboxyphenyl)porphyrin (i, dye 1) and meso-5-(4-carboxyphenyl)-10,15,20-tris(4-diphenylaminophenyl)porphyrin (ii, dye 2), bound to TiO 2<br />
thin films illustrating that the recombination kinetics were dispersive, and could be fit to the multiple-trapping, nearest-neighbor CTRW model of<br />
Nelson et al., and a first-order kinetic mechanism, respectively. (A) The data is displayed as the logarithm of the DAbsorbance versus the time to<br />
illustrate the first-order nature of the latter sensitizer’s kinetics, i.e. ii, dye 2. Taken from Fig. 1(b) of ref. 461. (B) The same data displayed as the<br />
DAbsorbance versus the logarithm of the time to illustrate the dispersive nature of the former sensitizer’s kinetics, i.e. i, dye 1. Taken from Fig. 1(a)<br />
of ref. 461. (C) The same data and plot as in B but fit equally as well to the new Coulomb-trap, random-flight multiple-trapping model of Tachiya<br />
and colleagues. Taken from Fig. 4 of ref. 462.<br />
Tachiya and colleagues proposed the Coulomb trap model<br />
for back-electron <strong>transfer</strong> to oxidized sensitizers which employs<br />
the random-flight multiple-trapping model for TiO2(e )<br />
transport. 462 The model is based on the idea that a TiO2(e )<br />
only feels the Coulombic attraction to a dye cation when it is<br />
trapped near the cation. This stabilization interaction effectively<br />
increases the activation energy for the detrapping not<br />
only of said TiO2(e ) but of neighboring TiO2(e )s as well. By<br />
employing an exponential TiO2 DOS that are pre-filled to a<br />
reasonable dark concentration of TiO2(e )s, i.e. 0.1 per particle,<br />
166 and assuming that the effective dielectric constant at<br />
the site of this Coulombic attraction is low, i.e. o5, the<br />
experimental data of Clifford et al. can be modeled extremely<br />
well. Fig. 43(b)/(c) illustrates the comparison of the two<br />
models: the multiple-trapping, nearest-neighbor CTRW model<br />
by Nelson et al. in the middle, b, and the new Coulomb-trap,<br />
random-flight multiple-trapping model by Tachiya and colleagues<br />
on the right, c.<br />
C Recombination to acceptors in solution<br />
i Proposed mechanisms for recombination in I3 /I -<br />
containing electrolytes. Given the rather high iodide concentration<br />
and fast regeneration kinetics observed in champion<br />
DSSCs, the recombination reaction of TiO 2(e )s <strong>with</strong> surfacebound<br />
oxidized sensitizers, TiO 2(e )+S + , is considerably<br />
slower than sensitizer regeneration, S + +D- S+D + . 382<br />
This implies that the primary TiO 2(e ) acceptors in such cells<br />
are oxidized forms of the redox mediator in solution, D + .<br />
Molecular identification of the preferred solution acceptor<br />
species is of great importance. Possible candidates include I ,<br />
I2 ,I3 or I2, but unambiguous identification has not been<br />
obtained. Durrant, Nelson, and co-workers have reported<br />
evidence that the reaction of unsensitized TiO2(e )s <strong>with</strong> I2<br />
is kinetically faster than the reaction <strong>with</strong> I3 . 463<br />
Measurements of V oc provide an indirect, but powerful, tool<br />
for characterizing <strong>charge</strong> recombination processes. Although<br />
the V oc is the maximum Gibbs free energy that one can obtain<br />
from a regenerative solar cell, it can often be kinetically<br />
derived under steady-state, illumination conditions. The modified<br />
diode equation is often found to be relevant for DSSCs:<br />
Voc ¼ mkBT<br />
e<br />
¼ mkBT<br />
e<br />
ln Rate<strong>charge</strong><br />
in<br />
Rate <strong>charge</strong><br />
out<br />
0<br />
!<br />
Ioaf inj<br />
B<br />
ln@P<br />
ni Q<br />
ki½TiO2ðe ÞŠ<br />
i<br />
j<br />
½AijŠ nij<br />
1<br />
C<br />
A ð16Þ<br />
where m is the DOS non-ideality factor, kB is Boltzmann’s<br />
constant, T is the temperature, e is the elementary <strong>charge</strong>, Io is<br />
the incoming light flux, a is the absorptance, f inj is the<br />
injection yield, k i are the rate constants for recombination of<br />
TiO 2(e )s <strong>with</strong> acceptor species, A ij, of order v ij. 464–468 At<br />
room temperature, this equation predicts a 59 mV increase<br />
in Voc per 10-fold increase in the ratio of the rate of electron<br />
injection into TiO2 and the rate of recombination. Each<br />
decade of change in Io may also result in a 59 mV change in<br />
Voc. Decadic deviations are attributed to m a 1. Changes in<br />
the Voc measured under steady-state time and frequency<br />
(IMVS) domains are often observed by tuning the p* levels<br />
of the sensitizer, 469,470 chemisorption (for example, by 4-tertbutylpyridine)<br />
or surface functionalization, I 2-sensitizer coordination,<br />
altering the concentration or nature of cations in the<br />
electrolyte, or laterally <strong>transfer</strong>ring the hole further from the<br />
TiO 2 surface. These have been linked, directly, to changes in<br />
the recombination rate constant.<br />
An early application of this to DSSCs was observed <strong>with</strong> the<br />
intramolecular <strong>charge</strong> separation as previously described, 328<br />
where the Voc was measured for Ru(dmb)(dcb)2/TiO2<br />
and Ru(4-CH3, 4 0 -CH2-PTZ-bpy)(dcb)2/TiO2 thin film electrodes<br />
as a function of irradiance in 0.1 M LiClO4 or NaI/I2<br />
(0.5/0.05 M) propylene carbonate electrolytes. The potentials<br />
measured versus aAg + /Ag pseudo-reference electrode indicated<br />
that the V oc was 175 10 mV larger for Ru(4-CH 3,<br />
4 0 -CH 2-PTZ-bpy)(dcb) 2/TiO 2 versus Ru(dmb)(dcb) 2/TiO 2.<br />
154 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Fig. 44 Plot of Voc versus the logarithm of the irradiance for three<br />
TiO 2-bound, Ru(bpy) 3 2+ -based sensitizers containing one (circles) or<br />
two (triangles) rigid phenyleneethynylene linkers covalently attached<br />
to a 1,3,5,7-tetraphenyladamantane core or simply a deeb ligand<br />
(squares) in 0.1/0.005 M TBAI/I2 dichloromethane electrolyte. The<br />
farther the Ru II -<strong>metal</strong> center, and thus proposed ion-paired I and/or<br />
I3 , from the TiO2 surface, the longer the lifetime of the <strong>charge</strong>separated<br />
state and thus increased V oc. Taken from Fig. 3 of ref. 471.<br />
The photocurrents were approximately the same for both<br />
sensitizers over four orders-of-magnitude irradiance indicating<br />
that the numerator of eqn (16) was sensitizer independent<br />
while the denominator was not. The <strong>charge</strong> recombination rate<br />
constants were measured spectroscopically, k =3.9 10 6 s 1<br />
and k = 3.6 10 3 s 1 , respectively. With these rate constants<br />
a DVoc of B200 mV was calculated which is close to the value<br />
175 10 mV that was measured experimentally. Remarkably,<br />
these molecular interfaces behaved as ideal diodes, m =1,<br />
over this four orders-of-magnitude change in irradiance. Interestingly<br />
in the presence of the redox mediator, i.e. I 3 /I ,<br />
the non-ideality factor was 2. The V oc remained larger for<br />
Ru(4-CH 3, 4 0 -CH 2-PTZ-bpy)(dcb) 2/TiO 2 suggesting that<br />
<strong>charge</strong> recombination to oxidized iodide products was also<br />
inhibited for this compound. More recently, we have obtained<br />
experimental evidence that there may indeed be an advantage<br />
in oxidizing iodide farther from the TiO2 surface. In dichloromethane<br />
electrolytes containing 0.1/0.005 M TBAI/I2, the<br />
Voc was found to be directly related to the distance the hole<br />
was from the surface. 471 Using [Ru(bpy)2(deeb)] 2+ or tripodal,<br />
Ru(bpy) 3 2+ -based sensitizers containing one or two rigid<br />
phenyleneethynylene linkers covalently attached to a 1,3,5,7tetraphenyladamantane<br />
core and attached to the TiO 2 surface<br />
in a tripodal-shaped binding configuration, the distance between<br />
the Ru III -<strong>metal</strong> center and the TiO2 surface was<br />
varied. 268,269,471 As ion-pairing was previously shown to occur<br />
in dichloromethane <strong>with</strong> [Ru(bpy)2(deeb)] 2+ and I or<br />
I3 , 133,357,472 it was proposed that after ion-paired I photooxidation,<br />
TiO2(e ) recombination may occur to ion-paired<br />
I3 at a fixed distance from the surface. Assuming the injection<br />
yield was invariant on the length of the spacer, the Voc data<br />
highly supported this distance-dependent recombination mechanism,<br />
Fig. 44.<br />
In early studies <strong>with</strong> a series of cis-Ru(dcb)2X2/TiO2<br />
thin film electrodes (M = Ru, Os), the intensity-dependent<br />
photocurrent and V oc values could generally be rationalized<br />
based on the redox properties of the compound. The V oc<br />
was never found to be sensitizer dependent. However,<br />
recently there is some evidence that the recombination rate<br />
constants can be tuned through the p* levels of the sensitizer<br />
and halide coordination sites on macrocyclic compounds.<br />
285,470 Indeed any time large photocurrents and small<br />
Voc values are measured, it is of interest and suggests that there<br />
remains some <strong>charge</strong>-recombination pathway to the sensitized<br />
interface. Arakawa and co-workers, and more recently<br />
Bignozzi and colleagues, have identified such conditions <strong>with</strong><br />
Ru II and Os II compounds that have diimine ligands <strong>with</strong><br />
low-lying p* levels. 469,470 Recall, too, that if E cb is raised,<br />
the photogenerated TiO 2(e )s can be fully trapped on<br />
dcbq ligands, 299 behavior that is consistent <strong>with</strong> that<br />
reported here.<br />
However, in order to calculate the Voc, the absorbed photon<br />
flux, Ioa, the DOS non-ideality factor, m, the injection yield,<br />
finj, and the TiO2(e ) recombination rate based on the overall<br />
recombination mechanism—the denominator <strong>with</strong>in the<br />
Napierian logarithm—need be determined. 464–468 For the<br />
reasons previously discussed, there are no accepted and<br />
straightforward means of measuring the denominator as even<br />
the chemical identity of the acceptor is unknown, much less<br />
the mechanism by which it reacts. Doing this is no simple task<br />
given the numerous possible reaction intermediates, as depicted<br />
in Scheme 1 in section 4/B/i/a. The elementary reaction<br />
steps that have been proposed thus far are:<br />
I +I2 " I3 (9, restated)<br />
I 2 + TiO 2(e ) - I 2<br />
(17)ww<br />
2I2 - I3 +I (18a)zz<br />
I2 + TiO2(e ) - 2I (18b)yy<br />
I 2 " 2I ads<br />
(19)<br />
Iads + TiO2(e ) - I (20)<br />
TiO 2(e ) trapped " TiO 2(e ) free<br />
TiO2(e )free - TiO2(e )reactive<br />
(21)<br />
(22)<br />
X + TiO2(e )reactive - X (23)<br />
Many possible differential rate laws can be obtained by<br />
assuming that various steps are in pre-equilibrium, others are<br />
kinetically rapid, and one is rate determining. The integrated<br />
ww An equivalent reaction would be I2 + TiO2(e ) - Iads +I .<br />
zz Based on the products of (17)ww, an equivalent reaction would be<br />
2(I ads +I ) - I 2 +2I - I 3 +I .<br />
yy Based on the products of (17)ww, an equivalent reaction would be<br />
(I ads +I ) + TiO 2(e ) - 2I .<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 155
ate laws based on a range of hypothesized mechanisms are as<br />
follows (see Table 1):<br />
Rate / ½I3 Š2½TiO2ðe ÞŠ 2<br />
½I Š 2<br />
ð24aÞ<br />
Rate / ½I 3 Š½TiO2ðe ÞŠ 2<br />
½I Š<br />
Rate / ½I 3 Š½TiO2ðe ÞŠ<br />
½I Š<br />
Rate / ½I 3 Š0:5 ½TiO2ðe ÞŠ<br />
½I Š 0:5<br />
ð24bÞ<br />
ð24cÞ<br />
ð24dÞ<br />
Rate /½TiO2ðe ÞŠ ð24eÞ<br />
As is apparent, unambiguous determination of the integrated<br />
rate law and overall reaction mechanism requires<br />
knowledge of the reaction order for not just one, but two<br />
species. Thus, certain experiments alone cannot irrefutably<br />
establish the overall mechanism. Unfortunately, the current<br />
body of literature paints a somewhat conflicting story and thus<br />
results from the literature will be explained according to which<br />
of the five integrated rate laws and reaction mechanisms above<br />
could apply, i.e. eqn (24a–e).<br />
a Electrochemical techniques. Peter and colleagues studied<br />
N3/TiO2 DSSCs in acetonitrile electrolyte by IMVS/IMPS, a<br />
novel potentiostatic–galvanostatic–potentiostatic (PGP)<br />
method, and transient photovoltage/photocurrent measurements<br />
while under background illumination. Based on an<br />
inverse-square root relationship of the TiO2(e ) lifetime, tn,<br />
0.51<br />
and background light intensity, i.e. tn p Io , it was<br />
deduced that the recombination reaction of TiO2(e )s <strong>with</strong><br />
the I3 /I redox mediator was second order in TiO2(e )<br />
density, i.e. 1/0.51, and thus an I2 intermediate was proposed.<br />
223,473 This is indicative of mechanism (24a) or (24b).<br />
The same conclusion was drawn from the PGP method where<br />
the DSSCs were illuminated <strong>with</strong> a blue-light-emitting diode<br />
under open-circuit conditions and then were rapidly short<br />
circuited for chronocoulometric measurements. 474–476 The<br />
pseudo-second-order rate constant from the IMVS and PGP<br />
measurements was determined to be 0.6 and 1.1 10 4 M 1 s 1<br />
at 50 mM I3 , respectively. Unfortunately, a non-inversesquare<br />
root relationship between tn and the isc at various<br />
0.62<br />
green-light laser irradiances, i.e. tn p isc , was also determined<br />
by transient photovoltage/photocurrent measurements.<br />
477 Explanations of the results were that either<br />
recombination is not first order in TiO2(e )s or the interfacial<br />
electron-<strong>transfer</strong> rate constant depends on trap occupancy<br />
and/or the rate of TiO2(e ) diffusion. An explanation for the<br />
apparent discrepancy among experimental results may be the<br />
variations in the background/initial photon fluxes employed:<br />
effectively o0.2, 1 and o0.01 suns, AM1.5-simulated conditions,<br />
respectively. In none of these studies was the order of the<br />
reaction <strong>with</strong> respect to I2 , I3 , I or I2 concentration<br />
explored.<br />
Frank and co-workers studied N3/TiO2 DSSCs in acetonitrile–<br />
NMO (50 : 50 wt%) electrolyte, where NMO is 3-methyl-<br />
2-oxazolidinone, and by two procedures found a second-order<br />
dependence on I 3 : plots of V oc versus the concentration of I 3<br />
and IMVS in the presence of two different I 3 /I concentrations.<br />
464,478,479 The light-intensity, power-law dependence of<br />
the lifetime, as determined by IMVS and IMPS, was modeled<br />
to be the order of the reaction in TiO2(e )s and was approximated<br />
to be second order based on the calculated powers of<br />
B2.2 and B2.7, respectively. The results are consistent <strong>with</strong><br />
mechanism (24a). These same authors studied N719/TiO2<br />
DSSCs in 3-methoxypropionitrile electrolyte and deduced that<br />
recombination was TiO2(e )-diffusion limited. 480 These conclusions<br />
were based on a model of TiO 2(e )-diffusion-limited<br />
recombination and fits to transient photovoltage and photocurrent<br />
data as a function of background white-light intensity<br />
ranging approximately three orders-of-magnitude in irradiance<br />
up to B1 sun. This data was more consistent <strong>with</strong><br />
mechanism (24c), (24d) or (24e).<br />
By measuring the photovoltage under conditions of up to<br />
0.82 suns illumination and in the presence of varied concentrations<br />
of I3 for N3/TiO2 DSSCs in nitrile electrolyte,<br />
Hagfeldt and co-workers determined the recombination reaction<br />
to be first order in I3 . 481 They proposed the alternative<br />
mechanism (24b) <strong>with</strong> elementary steps (17)ww and (18b).yy<br />
Although the reaction order <strong>with</strong> respect to the density of<br />
TiO 2(e )s was not determined, mechanism (24c) was unlikely<br />
due to the high irradiances employed. The difference between<br />
these results and those of Frank and co-workers was rationalized<br />
by the solvent composition: 0 versus 50 wt% NMO,<br />
respectively, where it was proposed that NMO prevented<br />
reaction (17)ww from occurring, in favor of reaction (17).<br />
The diode-equation non-ideality factor was calculated to be<br />
very close to one, i.e. 1.08, but could be in error based on<br />
somewhat condition-dependent values often cited in the literature,<br />
i.e. B1.7–3.8. 171,178,183–185,223,224 Such error could be<br />
due to the fact that the non-ideality factor was obtained from<br />
V oc versus light intensity plots and was calculated based on the<br />
unlikely assumptions that the injection yield and TiO 2(e )<br />
recombination rate were independent of the irradiance. 254 Due<br />
to the inverse relationship between non-ideality factor and<br />
reaction order in I3 for this model, a non-ideality factor of 2<br />
would have resulted in a reaction order in I3 of 0.5, consistent<br />
<strong>with</strong> mechanism (24d).<br />
b Spectroscopic techniques. Hagfeldt and co-workers employed<br />
nanosecond transient absorption spectroscopy to study<br />
iodide turnover and regeneration from ‘black dye’/TiO 2 thin<br />
films in 3-methoxypropionitrile containing 0.5 M LiI and<br />
50 mM I2. 482 The reduction of ‘black dye’ + /TiO2 by iodide<br />
resulted in the formation of I2 , which occurred in o20 ns.<br />
At higher irradiances, the transient spectroscopic signal for<br />
I2 and TiO2(e )s at 760 nm decayed <strong>with</strong> a half-time of<br />
B100 attributed to TiO2(e ) + I2 recombination<br />
(eqn (18b)). This suggested mechanism (24b) was highly likely.<br />
The first phase of the overall biphasic kinetics were fit to an<br />
equal-concentration, second-order integrated rate law <strong>with</strong> a<br />
non-zero baseline, but <strong>with</strong> much error in the extracted rate<br />
constant. The equal-concentration, second-order kinetics were<br />
156 | Chem.Soc.Rev., 2009, 38, 115–164 This journal is c The Royal Society of Chemistry 2009
Table 1 Reaction orders for the proposed rate laws<br />
Order in:<br />
Eqn [I3 ] TiO2(e ) [I ] Comments<br />
(24a) 2 2 2 Reaction (9) is in pre-equilibrium, reaction (17) is fast, and reaction (18a) is the rate-determining step.<br />
(24b) 1 2 1 Reaction (9) is in pre-equilibrium, reaction (17) is fast, and reaction (18b) is the rate-determining step.<br />
(24c) 1 1 1 Reaction (9) is in pre-equilibrium and reaction (17) is the rate-determining step.<br />
(24d) 0.5 1 0.5 Reaction (9) is in pre-equilibrium, reaction (19) is fast, and reaction (20) is the rate-determining step.<br />
(24e) 0 1 0 Reaction (21) is rate determining and reactions (22) and (23) follow.<br />
believed to be present due to equal concentrations of I2 and<br />
TiO2(e )s formed after pulsed-light excitation via reaction (11)<br />
or equal concentrations of I and TiO2(e )s formed via reaction<br />
(10) followed by rapid and quantitative I2 formation via<br />
reaction (25):<br />
I +I - I2 (25)<br />
Based on the absorption at 760 nm at the end of the first phase<br />
of the kinetics and the extinction coefficients of TiO2(e )s and<br />
I2 , it was calculated that B1 TiO2(e ), and thus 1 I2 , was<br />
present per particle regardless of the initial equal concentrations<br />
of the species. Under these conditions or at low irra-<br />
was found to be rather slow, i.e. on<br />
diances, the decay of I 2<br />
the microsecond time scale, and likely occurred via the dismutation<br />
reaction (18a). The fact that the difference in these<br />
mechanisms occurred <strong>with</strong> irradiance and TiO2(e ) concentration<br />
did not seem coincidental as other researchers had seen<br />
similar behavior at 41 TiO2(e )/particle. 483 This implied that<br />
at the local concentration of I2 produced by the higher laser<br />
irradiances, I2 is the favorable TiO2(e ) acceptor, whereas at<br />
lower irradiances, I2 or I3 are the favorable electron acceptors.<br />
It was proposed that the loss of TiO2(e )s at this low<br />
concentration should follow a single-exponential kinetic model<br />
as now the rate-limiting step would be reaction (17), and<br />
thus mechanism (24c) would be operative. Although,<br />
one could envision that under these conditions TiO 2(e )<br />
detrapping could limit transport whereby mechanism (24e)<br />
would then explain the kinetics.<br />
Nelson et al. predicted a sublinear power-law variation of<br />
TiO2(e ) density <strong>with</strong> light intensity, i.e. n = CIo b , and<br />
deduced that the recombination reaction would be first order<br />
in the density of TiO2(e )s at low light intensities, indicative of<br />
mechanism (24c), (24d) or (24e). 182,185 The former result has<br />
been previously observed 479 and the latter behavior was seen<br />
above <strong>with</strong> recombination of TiO 2(e )s and oxidized sensitizers<br />
in section 5/B/ii/b. 331,461 Using transient absorption spectroscopy<br />
and N3/TiO 2 thin-film electrodes in propylene<br />
carbonate electrolyte containing iodide, Durrant, Nelson,<br />
and co-workers monitored the kinetics for the loss of<br />
I2 . 382 After photo-excitation of B1% of the sensitizers,<br />
electron injection into TiO2, and hole <strong>transfer</strong> to iodide, I2<br />
was proposed to be formed by (11) or (10) followed by<br />
reaction (25). As evidenced by studies performed under variable-applied<br />
bias conditions, the rate of I2 loss was deter-<br />
mined to be second order in the concentration of I2 and 0th<br />
order in TiO2(e ) density consistent <strong>with</strong> the I2 dismutation<br />
reaction (18a). It was noted that the TiO2(e )s most likely<br />
recombined <strong>with</strong> I3 or I2 in a latter step but that neither<br />
species could be unambiguously identified in the spectra. Thus,<br />
this experiment modeled the fate of I2 but did not detail the<br />
reaction of the TiO2(e )s, which may be more relevant to the<br />
functioning DSSC. However, a mechanism consistent <strong>with</strong><br />
(24a) could be deduced.<br />
Durrant, Nelson, and co-workers studied the recombination<br />
kinetics for TiO 2(e )s <strong>with</strong> I 2 by transient absorption spectroscopy<br />
on unsensitized TiO 2 thin films in acetonitrile electrolytes<br />
by monitoring the loss of TiO 2(e )s after their formation<br />
by bandgap excitation and subsequent sacrificial hole scavenging<br />
<strong>with</strong> MeOH or Fe(CN)6 4 . 463 By transiently generating<br />
o13 TiO2(e )s/particle, it was shown that in the limit of a high<br />
concentration of I2, the TiO2(e ) kinetics followed the multiple-trapping,<br />
nearest-neighbor CTRW model and KWW function<br />
observed for trap-limited recombination. In the limit of a<br />
low concentration of I2 the kinetics became mono-exponential,<br />
as predicted by the dispersive, electron-<strong>transfer</strong> theory when<br />
<strong>heterogeneous</strong> electron <strong>transfer</strong> is limited by the concentration<br />
of acceptors, Fig. 45. Based on Monte Carlo simulations<br />
performed to mimic this behavior and a plot of half-lives<br />
versus the concentration of I2, second-order processes were<br />
ruled out. The kinetics for the loss of TiO2(e )s in the presence<br />
of 50 mM I2 was found to be over two orders-of-magnitude<br />
faster in the absence of 0.7 M LiI, and more dispersive. Given<br />
the strongly favorable equilibrium of I2 + I - I3 in<br />
acetonitrile, Keq 4 10 6 M 1 (eqn (9)), 344–349 this implies that<br />
I2 is a better acceptor than I3 for TiO2(e )s in acetonitrile.<br />
Fig. 45 Time-resolved, single-wavelength absorption difference spectra<br />
for unsensitized TiO2 thin films as a function of I2 concentration.<br />
Inset: A log–log plot of the half-life versus the concentration of I 2<br />
illustrating the proposed first-order recombination behavior in the<br />
concentration of I 2. Taken from Fig. 5 of ref. 463.<br />
This journal is c The Royal Society of Chemistry 2009 Chem.Soc.Rev., 2009, 38, 115–164 | 157
The lack of any signal for I2 during recombination implied<br />
that the reaction mechanism for the loss of TiO2(e )s to the<br />
I 3 /I redox mediator on unsensitized TiO 2 thin films is<br />
analogous to the same reaction at the platinum counter<br />
electrode, i.e. dissociative adsorption followed by electron<br />
<strong>transfer</strong> and mechanism (24d).<br />
6. Conclusions<br />
It has been eighteen years since the celebrated Grätzel and<br />
O’Regan paper first appeared in Nature. This review demonstrates<br />
the tremendous progress that has been made towards<br />
developing a molecular-level understanding of <strong>charge</strong>-<strong>transfer</strong><br />
processes at sensitized TiO2 interfaces. The time scales and<br />
dynamics for excited-state electron injection into TiO2 have<br />
been quantified precisely under many experimental conditions.<br />
Regeneration of the photo-oxidized sensitizer by a variety of<br />
outer-sphere electron donors, including iodide, has also been<br />
quantified in some detail. Much less progress has been made<br />
towards our understanding of the unwanted <strong>charge</strong> recombination<br />
to oxidized iodide species, i.e. TiO 2(e ) + A. This is at least<br />
in part due to the inefficiency of these processes which makes<br />
characterization difficult. Fundamental data on the identity of<br />
the Acceptor(s) as well as the reduction mechanism(s) are still<br />
lacking. Nevertheless, studies have shown that the sensitizer p*<br />
orbitals and <strong>charge</strong>d ions in the electrolytes can play specific<br />
roles. Given the recent breakthroughs and the keen interest in<br />
these reactions, rapid progress is expected. A molecular-level<br />
understanding of the mechanisms for <strong>charge</strong> separation and<br />
recombination at sensitized semiconductor interfaces may ultimately<br />
enable optimal light-to-electrical power conversion in<br />
DSSCs and in future-generation photovoltaics.<br />
Acknowledgements<br />
The Division of Chemical Sciences, Office of Basic Energy<br />
Sciences, Office of Energy Research, U.S. Department of<br />
Energy, the National Science Foundation, and the donors of<br />
the Petroleum Research Fund, administered by the ACS, are<br />
gratefully acknowledged for research support.<br />
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