Herbert Young

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Herbert Young 32 6/10/20111 they were?2 A. No.3 Q. Just generally, when a4 termination appeal is presented to y'all,5 what's the brief procedure of that?6 A. The procedure, basically it's7 presented to us and the case is actually what8 their -- really what the appeal is and the9 evidence that's there submitted to the Board,10 and the request from the plan, of what they11 want to have done.12 Q. Is it some type hearing type13 setting?14 A. It's not a hearing, no.15 Q. Okay.16 A. It's a request that's in17 writing to the Board that's submitted by the18 attorney.19 Q. Do you remember how many it is20 that you've overturned, if the -- if it is21 that they have been recommended for22 termination or terminated?23 A. No.Freedom Court Reporting, Inc
Herbert Young 33 6/10/20111 Q. You do not?2 A. (Witness shakes head in the3 negative.)4 Q. Do you remember if you've5 overturned or reversed any?6 A. No.7 Q. Are you saying you have not or8 you don't remember?9 A. I'm saying -- No. I just --10 Are you saying have we reversed any?11 Q. Right.12 A. No.13 Q. Okay. Have you had an14 opportunity to sit through a grievance appeal?15 A. No.16 Q. Do those -- Do you know of any17 that have been appealed?18 A. A grievance appeal, no. I19 don't know of any that's been appealed.20 Q. Okay. Do you have to have any21 type licenses for your profession to be a22 financial advisor?23 A. Yes.Freedom Court Reporting, Inc
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Herbert Young

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