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ARKAN SAS <strong>GAZETTE</strong> <strong>INDEX</strong> <strong>1989</strong>DATEPAGE COLNASD fines securities salesman Charles Alan Cash 06/0lf89 COl 2Article on insider trading lists several Ark firms 06/.1/.89 C06 1Swink and Co fined $50.000 by NASD 07/i04/, 89 COl 4Proceedings against L A Boykin Associates begins 07/.07/89 COl 4First Investment Securities sued by Florida city over funds 07/.12/89 COl 2Valdosta State Coll lost funds invested with L A Boykin firm 07/-21/;89 C02 1Securities firm of Allison Rosenblum faces sanctions 07/.271.89 COl 2Interview with William McCord ex-head of United Capital Corp 08/06/:89 FOl 2William McCord was recently fined by NASD 08/06/89 FOl 2Persistence paid off for William McCord in securities work 08/.06/89 FOl 3Century Financial Securitees to open in LR O&f.08/:89 C02 5Valdosta State Coll lost $441.500 through L A Boykin Assoc 08/09-/89 C01 5State Securities Dept fines Drexel Burnham Lambert $100.000 08-fll/.89 COl 2Deceased broker Darnel l ettles Jr tied to securities dispute 09/07/89 COl 2West Palm Beach. na sues bond firms in LR over bonds 09/13/89 COl 3Swink and Co faces defaults on bonds it has unde i:written 10/.02/89 COl 2SEC disciplines three linked to First Investment Securities 10/05/89 COl 2License of L A Boykin and Associates withdrawn by state 10-/ 10{.:89 COl 2Suit by US Associates head allges state harassed his company 10/19/.89 C02 5Little Rock securities salesman suspended by Securities Comm 11/01/89 COl 2Allison. Rosenblum & Hannahs reports loss of $2 million 11/.07/89 COl 5Former Swink & Co sal eswoman loses securities license 11/07/-89 C02 1Former ners of First Investors still selling securities 11/29/89 COl 2Three former stock salesmen in LR fined 12/.02/89 C02 6NASD proposes fine for Allison, Rosenblum and Hannahs 12/05/.89 C02 2Hearing held on U S Associates case 12/;06/89 COl 2Swink & Co bond house at LR closes; 100 will lose jobs 12/2&/-89 AOl 2Treasury-bond losses forced Swink & Co to close 12/29-/.89 COl 2Arkansas stocks outperform the market. overall. in <strong>1989</strong> 12/3fr/-89 COl 2Suit against Robert C Allison Jr charges assets wasted 12/3(}/-89 C02 4STOCKS AND BONDS - ARK MARKET SUMMARYOl/02fC03/l Ol/09-/;C03·/.1 01#6/,C03/1l Ol/23/C04/AOl/,30f.C03/1 02/06/C02-/4 02/13/,C02/.4 02/,20/C04/402/.27 //.23/,C04/A 10/30/C07/3 11/,06/COS/;1 11/13/C03/111/,2C}/.C06/4 11/27 /C06/.3 12/04/-.COS{:.l 12/;1 l-/-C06/A12/:1&/.C06/4 12/2/;C03/,4STODOLA .. MARKsee also Attorney General (Ark)see also Substance AbuseSTOUFFER, MARKsee also WildlifeSTRIKESsee Educationsee Georgia-Pacific Corpsee West Helena-Helena Sportswear CoSTUMPP• WILLIAM233
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