Third Amended Complaint - Lehman Brothers Securities Litigation

C. Defendants8. At all relevant times, Defendant Richard S. Fuld, Jr. (“Fuld”) served as Lehman’sChairman and CEO, and chair of Lehman’s Executive Committee and Lehman’s Risk Committee.Fuld signed the Shelf Registration Statement.9. Defendant Christopher M. O’Meara (“O’Meara”) served as the Company’s CFO,Controller, and Executive Vice President from 2004 until December 1, 2007, when he becameGlobal Head of Risk Management. O’Meara was also a member of Lehman’s Risk Committee atall relevant times. O’Meara signed the Shelf Registration Statement.10. Defendant Joseph M. Gregory (“Gregory”) was, at all relevant times, the Company’sPresident and COO and a member of Lehman’s Executive Committee, until he resigned on or aboutJune 12, 2008.11. Defendant Erin Callan (“Callan”) became the Company’s CFO and Executive VicePresident on December 1, 2007, and served in that position and as a member of Lehman’s ExecutiveCommittee and Lehman’s Risk Committee until she resigned on or about June 12, 2008.12. Defendant Ian Lowitt (“Lowitt”) replaced Callan as CFO in June 2008. He alsoserved as the Co-Chief Administrative Officer and was a member of Lehman’s ExecutiveCommittee and Lehman’s Risk Committee from June 2008 through the date of Lehman’sbankruptcy filing.13. Defendants Fuld, O’Meara, Gregory, Callan and Lowitt are referred to collectively asthe “Insider Defendants.”14. Director Defendants Michael L. Ainslie (“Ainslie”), John F. Akers (“Akers”), RogerS. Berlind (“Berlind”), Thomas H. Cruikshank (“Cruikshank”), Marsha Johnson Evans (“Evans”),Sir Christopher Gent (“Gent”), Roland A. Hernandez (“Hernandez”), Henry Kaufman (“Kaufman”),and John D. Macomber (“Macomber”) (collectively, the “Director Defendants”) were at all relevanttimes members of Lehman’s Board of Directors. Each director signed the Shelf RegistrationStatement in his or her capacity as a director of Lehman.-4-