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<strong>An</strong> <strong>Investigation</strong> <strong><strong>in</strong>to</strong> <strong>the</strong> <strong>Implementation</strong> <strong>of</strong> <strong>Distributed</strong><strong>Leadership</strong> <strong>in</strong> English SchoolsbyCraig SiredThis Dissertation is submitted <strong>in</strong> part-fulfilment <strong>of</strong> <strong>the</strong> degree <strong>of</strong>MA Corporate Strategy & GovernanceNott<strong>in</strong>gham University Bus<strong>in</strong>ess School, 20081


AbstractPurpose: The purpose <strong>of</strong> this dissertation is to research <strong><strong>in</strong>to</strong> <strong>the</strong> relationship betweendistributed leadership and school performance and also to see <strong>in</strong> what context <strong>the</strong> enactment<strong>of</strong> distributed leadership is likely to flourish.Approach: The research uses 358 secondary schools <strong>in</strong> England to represent a typical publicsector organisation. A thorough and systematic review <strong>of</strong> <strong>the</strong> literature is undertaken todevelop an understand<strong>in</strong>g <strong>of</strong> <strong>the</strong> concept before Ofsted reports are used to test whe<strong>the</strong>rdistributed leadership is be<strong>in</strong>g displayed or not. The <strong>in</strong>ductive approach will <strong>the</strong>n test <strong>the</strong>distribution <strong>of</strong> leadership with various variables as <strong>the</strong> dissertation will attempt to shed somelight on <strong>the</strong> phenomenon.F<strong>in</strong>d<strong>in</strong>gs: Relatively little correlation was identified between school performance and <strong>the</strong>distribution <strong>of</strong> leadership. However, certa<strong>in</strong> characteristics were found prevalent <strong>in</strong> assist<strong>in</strong>g<strong>the</strong> enactment <strong>of</strong> distributed leadership and <strong>the</strong>refore enhanced our knowledge on <strong>the</strong> topic. Inparticular <strong>the</strong> social and cultural context as well as <strong>the</strong> location <strong>of</strong> <strong>the</strong> school played animportant part <strong>in</strong> determ<strong>in</strong><strong>in</strong>g <strong>the</strong> level <strong>of</strong> distribution.AcknowledgementsI would like to thank all <strong>the</strong> people who supported me throughout <strong>the</strong> course <strong>of</strong> thisdissertation. First, I would like to express my gratitude to my supervisor, Pr<strong>of</strong>essor <strong>An</strong>dyLockett, for his constant support and advice. I would also like to extend my thanks toPr<strong>of</strong>essor Graeme Currie for his helpful suggestions and assistance throughout <strong>the</strong> project.In addition, I would like to express my thanks to my family, fellow students at Nott<strong>in</strong>ghamUniversity Bus<strong>in</strong>ess School, and special thanks must also go to my fa<strong>the</strong>r for <strong>the</strong> cont<strong>in</strong>uedmotivation he provided and my mo<strong>the</strong>r for her assistance edit<strong>in</strong>g. Rema<strong>in</strong><strong>in</strong>g errors, <strong>of</strong>course, rema<strong>in</strong> my responsibility. These people provided <strong>in</strong>valuable support, advice andencouragement, and my deepest thanks go out to <strong>the</strong>m for help<strong>in</strong>g me achieve completion <strong>of</strong>this piece <strong>of</strong> work.2


Table <strong>of</strong> ContentsChapter One – IntroductionPage No:1.0 Background 11.1 Justifications <strong>of</strong> Study 21.2 Research Design 2-31.4 Research Objectives 3-4Chapter Two – Review<strong>in</strong>g <strong>the</strong> Literature2.0 <strong>Leadership</strong>: Introduction 52.1 Classic <strong>Leadership</strong> Theory and its Development 5-82.2 <strong>Leadership</strong> Styles 8-112.3 Education <strong>in</strong> <strong>the</strong> Public Sector 11-142.4 Public Sector <strong>Leadership</strong> 14-172.5 The Emergence <strong>of</strong> <strong>the</strong> <strong>Distributed</strong> <strong>Leadership</strong> Phenomenon 17-23Chapter Three – Research Methodology3.0 Research Methodology - Introduction 243.1 Research Design 243.2 Research Philosophy 24-253.3 Research Approach 25-263.4 Research Strategy 26-283.5 Sampl<strong>in</strong>g and Data Collection Methods 28-403.6 Limitations <strong>of</strong> Methodology 41Chapter Four – Empirical <strong>An</strong>alysis4.0 Introduc<strong>in</strong>g Data <strong>An</strong>alysis 424.1 Data <strong>An</strong>alysis 42-554.2 Summary <strong>of</strong> <strong>An</strong>alysis 55-56Chapter Five – Discussion, Conclusion and Recommendations5.0 Discussion - Introduction 575.1 Discussion 57-635.2 Conclusion 64-655.3 Fur<strong>the</strong>r Research and Recommendations 65-665.4 Author’s Reflection 66-673


Chapter OneIntroduction1.0 BackgroundThis dissertation will research <strong>the</strong> effects <strong>of</strong> distributed leadership <strong>in</strong> <strong>the</strong> public sectorand <strong>the</strong> context <strong>in</strong> which it is most likely to flourish. Whilst <strong>the</strong> ma<strong>in</strong> topic area,leadership, has had much research and <strong>in</strong>terest, both classical and recent, <strong>the</strong> concept<strong>of</strong> distributed leadership is a relatively emerg<strong>in</strong>g <strong>the</strong>me issued by policy-makers.However, <strong>the</strong> tw<strong>in</strong> paradoxes <strong>of</strong> <strong>the</strong> Blair education project contrast <strong>the</strong> <strong>the</strong>me <strong>of</strong>distributed leadership as <strong>the</strong> pr<strong>in</strong>cipal is essentially still held accountable for schoolperformance (Wright, 2001). A gap <strong>in</strong> research appears to be specifically evident <strong>in</strong>regard to empirical evidence on <strong>the</strong> matter (Bennett et al, 2003). It is <strong>the</strong>reforenecessary to research this and explore key issues, such as correlations between schoolperformance and distributed leadership as well as factors contribut<strong>in</strong>g to <strong>the</strong> effectivedistribution <strong>of</strong> leadership. For example, <strong>the</strong> location <strong>of</strong> <strong>the</strong> school or <strong>the</strong> level <strong>of</strong> socialdeprivation with<strong>in</strong> a specified geographical area. In this study <strong>the</strong> research is be<strong>in</strong>gemployed <strong>in</strong> <strong>the</strong> education sector us<strong>in</strong>g a sample <strong>of</strong> 358 secondary schools. WhenTony Blair, <strong>the</strong>n prime m<strong>in</strong>ister, came to power as part <strong>of</strong> <strong>the</strong> New LabourGovernment, education was deemed as <strong>the</strong> number one priority (BBC, 2007). At <strong>the</strong>start <strong>of</strong> Labour’s reign, education spend<strong>in</strong>g was £29bn, ten years on it is now £60bnso it is <strong>of</strong> <strong>in</strong>terest that <strong>the</strong>re is no agreed effective school leadership practice (Harris,2003).4


1.1 Justification <strong>of</strong> StudyThe National College for School <strong>Leadership</strong> (NCSL) is, at present, <strong>the</strong> primary sourcepromot<strong>in</strong>g <strong>the</strong> use <strong>of</strong> distributed leadership with<strong>in</strong> schools. “As schools become morecomplex places to manage and lead, we need many more leaders than ever before”(NCSL, 2008). However, despite this promotion, <strong>the</strong> relationship <strong>in</strong> regards to schoolperformance is largely unknown. Bennett et al (2003:12) confirm, “<strong>the</strong> relationshipbetween distributed leadership and learn<strong>in</strong>g is a crucially important issue, but <strong>the</strong>reare no data at all on this”. Therefore, this study aims to bridge a large empirical void,exam<strong>in</strong><strong>in</strong>g a l<strong>in</strong>k between distributed leadership and performance (Denis et al, 2001;Pearce and Conger, 2003).The scope <strong>of</strong> research will be based around <strong>the</strong> effectiveness <strong>of</strong> distributed leadershipwith<strong>in</strong> a sample <strong>of</strong> 358 secondary schools <strong>in</strong> England. The schools were selectedacross four geographical areas and Ofsted reports <strong>of</strong> <strong>the</strong>se schools were exam<strong>in</strong>ed.1.2 Research DesignFollow<strong>in</strong>g this chapter, a critical analysis will be undertaken on literature regard<strong>in</strong>g<strong>the</strong> ma<strong>in</strong> topic <strong>of</strong> leadership, before look<strong>in</strong>g at <strong>the</strong> public sector and <strong>the</strong>re, morespecifically, <strong>the</strong> <strong>the</strong>me <strong>of</strong> distributed leadership. The aim <strong>of</strong> this section is torecognise <strong>the</strong> different views and <strong>the</strong>ories <strong>of</strong> Academics and Practitioners, andanalyse <strong>the</strong>ir merits <strong>in</strong> a critical manner.In <strong>the</strong> third chapter <strong>the</strong>re will be a discussion <strong>of</strong> <strong>the</strong> research philosophy, methodologyand design. This will <strong>in</strong>clude a description <strong>of</strong> <strong>the</strong> chosen methods and justification5


with respect to validity and reliability. As distributed leadership rema<strong>in</strong>s a widelydef<strong>in</strong>ed phenomenon, <strong>the</strong> methodology section is <strong>of</strong> <strong>the</strong> utmost importance to thisstudy. A fur<strong>the</strong>r review <strong>of</strong> <strong>the</strong> terms used to describe distributed leadership is ref<strong>in</strong>ed<strong>in</strong> this area, provid<strong>in</strong>g a justification <strong>of</strong> <strong>the</strong> del<strong>in</strong>eated keywords for <strong>the</strong> datacollection, a critical part <strong>of</strong> <strong>the</strong> study <strong>in</strong> decipher<strong>in</strong>g whe<strong>the</strong>r leadership is distributedor not. The issue here is that <strong>the</strong> concept <strong>of</strong> distributed leadership rema<strong>in</strong>s distorted,especially between policy-makers and academics.The fourth chapter details <strong>the</strong> central part <strong>of</strong> this research, with <strong>the</strong> presentation <strong>of</strong> <strong>the</strong>data collection. The chapter will <strong>in</strong>clude an analysis <strong>of</strong> trends, variations andsignificant f<strong>in</strong>d<strong>in</strong>gs from <strong>the</strong> research.The fifth and f<strong>in</strong>al chapter will br<strong>in</strong>g toge<strong>the</strong>r all <strong>the</strong> research ga<strong>the</strong>red to develop adiscussion and <strong>the</strong>n a conclusion, summaris<strong>in</strong>g <strong>the</strong> extent to which <strong>the</strong> researchquestions were answered. The results will be fur<strong>the</strong>r related back to <strong>the</strong> key <strong>the</strong>meshighlighted <strong>in</strong> <strong>the</strong> literature review. This section will also provide recommendationsfor fur<strong>the</strong>r research as well as <strong>the</strong> authors’ critical reflection <strong>of</strong> <strong>the</strong> researchundertaken.1.3 Research ObjectivesThe fundamental objective <strong>of</strong> this study will be to search for a relationship betweenleadership and organisational performance. The study will <strong>the</strong>n follow an <strong>in</strong>ductiveapproach follow<strong>in</strong>g <strong>the</strong> data ra<strong>the</strong>r than deductive techniques. This will allow anunderstand<strong>in</strong>g <strong>of</strong> <strong>the</strong> context <strong>in</strong> which <strong>the</strong> distribution <strong>of</strong> leadership is occurr<strong>in</strong>g(Saunders et al, 2003). Specifically, variables such as <strong>the</strong> location <strong>of</strong> <strong>the</strong> school and6


<strong>the</strong> level <strong>of</strong> social deprivation will be tested to see if <strong>the</strong>y enhance <strong>the</strong> prospects <strong>of</strong>distributed leadership be<strong>in</strong>g undertaken.These research objectives will be used as a basis for <strong>in</strong>vestigation and explorationthroughout this study.7


Chapter TwoReview<strong>in</strong>g <strong>the</strong> Literature2.0 <strong>Leadership</strong>: Introduction<strong>Leadership</strong> is a concept which has had much previous research, specifically, <strong><strong>in</strong>to</strong> whatcharacteristics make up a good leader and what is <strong>the</strong> most effective leadership style.First, it is important to def<strong>in</strong>e <strong>the</strong> term leadership. Wickham (2006:18) provides asimple def<strong>in</strong>ition <strong>of</strong> <strong>Leadership</strong> as “<strong>the</strong> power to focus and direct <strong>the</strong> organisation”.A more developed def<strong>in</strong>ition is given by Armstrong and Stephens (2005:5), whodef<strong>in</strong>e leadership as,“The process <strong>of</strong> develop<strong>in</strong>g and communicat<strong>in</strong>g a vision for <strong>the</strong> future, motivat<strong>in</strong>gpeople and ga<strong>in</strong><strong>in</strong>g <strong>the</strong>ir commitment and engagement.”The concept <strong>of</strong> leadership has <strong>of</strong>ten been confused with management, which issimilar, but different <strong>in</strong> that it is less concerned with people, and more concerned withutilis<strong>in</strong>g and controll<strong>in</strong>g resources such as money, equipment, <strong>in</strong>formation, as well apeople (Armstrong and Stephens, 2005).2.1 Classic <strong>Leadership</strong> Theory and its DevelopmentDirective-Autocratic vs. Participative-DemocraticRad and Yarmohammadian (2006), look at how perspectives on leadership have alsochanged a great deal over <strong>the</strong> past several decades, chang<strong>in</strong>g from a classical,autocratic approach, to a more participative approach which gives <strong>the</strong> leader more<strong>in</strong>volvement with <strong>the</strong>ir employees. This is because people are more educated and8


attitudes have changed and <strong>the</strong>refore, cannot be commanded <strong>in</strong> <strong>the</strong> same way <strong>the</strong>yused to. In some ways <strong>the</strong> power has balanced, with equal opportunities for all people,no matter what <strong>the</strong>ir background, class or ethnicity. All op<strong>in</strong>ions are now expected tobe respected and people do not respond as easily to be<strong>in</strong>g spoken down to or directed.This can be termed as a directive approach, which is opposed by <strong>the</strong> participativeapproach, which differs <strong>in</strong> <strong>the</strong> level <strong>of</strong> participation <strong>of</strong> followers <strong>in</strong> <strong>the</strong> decisionmak<strong>in</strong>gprocess. The similarities with distributed leadership will be discussed later <strong>in</strong><strong>the</strong> literature review. S<strong>in</strong>ce <strong>the</strong>n, popular approaches such as Transformational<strong>Leadership</strong>, which is also discussed later <strong>in</strong> <strong>the</strong> Literature Review, have takenelements <strong>of</strong> both participative and directive, to more develop more establishedleadership approaches. Participative leadership aims to <strong>in</strong>crease followersparticipation and will consult with <strong>the</strong>m to help with decision mak<strong>in</strong>g and problemsolv<strong>in</strong>g, which acts as an equalisation <strong>of</strong> power (Kahai, Sosik and Avolio, 2004).Directive leadership however, ‘aims to guide followers participation and is def<strong>in</strong>ed asprovid<strong>in</strong>g and seek<strong>in</strong>g compliance with directions for accomplish<strong>in</strong>g a problemsolv<strong>in</strong>gtask’ (Kahai, Sosik and Avolio, 2004:6).Trait TheoriesEarly <strong>the</strong>ory suggests that leaders are those people who possess certa<strong>in</strong> qualities, ortraits. This is a personality-based approach, believed to have been developed <strong>in</strong> <strong>the</strong>1920’s (Higgs, 2002). It is an approach that focuses on selection <strong>of</strong> <strong>the</strong> leader,mean<strong>in</strong>g that if <strong>the</strong> right traits can be identified <strong>in</strong> a leader, <strong>the</strong>n <strong>the</strong>y would be put <strong>in</strong>positions <strong>of</strong> leadership. This stresses <strong>the</strong> notion that leaders are born, and not made,and <strong>the</strong>refore leadership qualities cannot be developed. It is <strong>the</strong>se traits thatdifferentiate leaders from followers (Horner, 1997). Higgs (2002) concludes that this9


approach has its limitations, namely <strong>the</strong> failure to identify exact characteristics thatexist <strong>in</strong> all great leaders, and it “[ignores] <strong>the</strong> situational and environmental factorsthat play a role <strong>in</strong> a leader’s level <strong>of</strong> effectiveness” (Horner, 1997:270). More recentresearch recognizes that whilst leaders appear to have characteristics to succeed <strong>in</strong><strong>the</strong>ir own area <strong>of</strong> expertise, it is clear that this does not make <strong>the</strong>m good leaders <strong>in</strong> anygiven situation or environment.Cont<strong>in</strong>gency ApproachesSubsequently, fur<strong>the</strong>r research was conducted <strong><strong>in</strong>to</strong> cont<strong>in</strong>gency approaches and <strong>the</strong>notion <strong>of</strong> behavioural or situational leadership, which puts more <strong>of</strong> a focus ondevelop<strong>in</strong>g leaders. This shifts <strong>the</strong> focus and outl<strong>in</strong>es that <strong>the</strong>re is no ideal leadershipstyle, <strong>in</strong>stead, it depends on a variety <strong>of</strong> factors such as, “<strong>the</strong> type <strong>of</strong> organisation, <strong>the</strong>nature <strong>of</strong> <strong>the</strong> task, <strong>the</strong> characteristics <strong>of</strong> <strong>the</strong> group and, importantly, personality <strong>of</strong> <strong>the</strong>leader” (Armstrong and Stephens, 1995:14).CharismaA word that is used widely to describe a key attribute <strong>of</strong> a leader is ‘charisma’, or <strong>the</strong>charismatic leadership style (Higgs, 2002). This has elements <strong>of</strong> early <strong>the</strong>ory, whichdepicts leaders as be<strong>in</strong>g heroic and hav<strong>in</strong>g <strong>the</strong> ability to <strong>in</strong>spire o<strong>the</strong>rs through <strong>the</strong>ircharismatic personality and ‘aura’. They are visionary leaders who are motivated byachievement and tak<strong>in</strong>g calculated risks (Armstrong and Stephens, 1995). Accord<strong>in</strong>gto Higgs (2002), much <strong>of</strong> <strong>the</strong> research regard<strong>in</strong>g this topic is largely us<strong>in</strong>g top-levelleadership performance and <strong>the</strong>refore does not focus on leaders throughout <strong>the</strong>organisation. <strong>An</strong>o<strong>the</strong>r drawback described by Higgs (2002) is that it has failed toproduce compell<strong>in</strong>g results and was very USA focused. Ra<strong>the</strong>r than see<strong>in</strong>g10


charismatic leadership as a leadership style itself, it appears that charisma is more acharacteristic <strong>of</strong> a good leader, which should be evident along with o<strong>the</strong>rcharacteristics depend<strong>in</strong>g on <strong>the</strong> situation and environment.CultureAs research <strong><strong>in</strong>to</strong> leadership grew, a broader outlook on <strong>the</strong> topic emerged,demonstrat<strong>in</strong>g a l<strong>in</strong>k between leadership and organisational culture (Sche<strong>in</strong>, 1997).Sche<strong>in</strong> develops a relationship between leaders and an organisation’s culture, mostspecifically <strong>the</strong> role that leaders have <strong>in</strong> creat<strong>in</strong>g and embedd<strong>in</strong>g culture <strong>in</strong> anorganisation or group <strong>of</strong> people. Similarly, <strong>the</strong>re is also an emphasis on how leader’sneed to be able to react to culture. Leaders commonly need to make decisionsconcern<strong>in</strong>g change, <strong>the</strong>refore any resistance to any change will stem from <strong>the</strong> culturethat is evident. It is important not to put too much emphasis on culture and leadership,as <strong>the</strong>re are many o<strong>the</strong>r elements that affect and make up leadership, which need to beconsidered alongside culture (Sche<strong>in</strong>, 1997).2.2 <strong>Leadership</strong> StylesOverviewAccord<strong>in</strong>g to Humphreys (2002), <strong>the</strong> full range <strong>of</strong> leadership styles can be seen as acont<strong>in</strong>uum, spann<strong>in</strong>g from highly-avoidant at one end, to transformational at <strong>the</strong>o<strong>the</strong>r. Highly-avoidant leadership is also referred to as laissez-faire behaviour, whichis <strong>the</strong> complete avoidance <strong>of</strong> leadership, where <strong>the</strong> role as a leader is ignored and<strong>the</strong>re is a high reluctance to make decisions <strong>of</strong> any sorts (Humphreys, 2002). Thisapproach is only relevant <strong>in</strong> very few, if any, environments and lacks any <strong>in</strong>teractionor pro-active behaviour to produce a response from an employee. More established11


<strong>the</strong>ory <strong><strong>in</strong>to</strong> leadership has been proposed by Bass (1985), build<strong>in</strong>g on work by Burns(1978), particularly <strong><strong>in</strong>to</strong> <strong>the</strong> area <strong>of</strong> leadership style and behaviours. Silverthorne(2001:151), studied different leadership styles such as directive and participative, anddrew <strong>the</strong> conclusion that “an effective leader is one that knows which style to use andwhen to use it”. This suggests that whilst <strong>the</strong>re are many leadership styles proposedby a range <strong>of</strong> <strong>the</strong>orists, <strong>the</strong>re is not one ideal leadership style, it rema<strong>in</strong>s moredependent on situational circumstances. This range <strong>of</strong> different styles will now bediscussed.Transactional <strong>Leadership</strong>Burns (1978) conceptualised leadership as ei<strong>the</strong>r transactional or transformational.Transactional <strong>Leadership</strong> takes a more traditional view <strong>of</strong> <strong>the</strong> relationship between aleader and a follower, where <strong>the</strong>re is an exchange, or transaction, between <strong>the</strong> twoparties <strong>of</strong> someth<strong>in</strong>g that is valued or towards <strong>the</strong> completion <strong>of</strong> a task. Accord<strong>in</strong>g toBass and Avolio (1994:12), “<strong>the</strong> focus <strong>of</strong> <strong>the</strong> leader can be ei<strong>the</strong>r to correct a problemor to establish an agreement to <strong>in</strong>crease <strong>the</strong> probability <strong>of</strong> achiev<strong>in</strong>g positive results –for example, a constructive transaction.” This appears a more straight forwardapproach, based on cont<strong>in</strong>gent reward that does not take <strong><strong>in</strong>to</strong> account many aspects <strong>of</strong><strong>the</strong> leader–follower relationship. The association between <strong>the</strong> leader and follower canbe seen as a means to an end, <strong>in</strong> order to get <strong>the</strong> job done. Higgs (2002) refers to this amanagement by exception, where <strong>in</strong>tervention only occurs when a task or function isfail<strong>in</strong>g to conform. <strong>An</strong> example <strong>of</strong> this mutual dependence is given by Humphreys(2002:488), “<strong>the</strong> leader gives followers someth<strong>in</strong>g <strong>the</strong>y want (i.e. bonus) <strong>in</strong> exchangefor someth<strong>in</strong>g <strong>the</strong> leader desires (performance)”.12


Transformational <strong>Leadership</strong>Build<strong>in</strong>g on previous <strong>the</strong>ories such as charismatic and <strong>in</strong>spirational leadership,transformational leadership is <strong>the</strong> more revolutionary part <strong>of</strong> <strong>the</strong> transformationalmodel <strong>of</strong> leadership. Accord<strong>in</strong>g to Bass and Riggio (2005:3),“Transformational Leaders are those who stimulate and <strong>in</strong>spire followers to bothachieve extraord<strong>in</strong>ary outcomes and, <strong>in</strong> <strong>the</strong> process, develop <strong>the</strong>ir own leadershipcapacity. Transformational Leaders help followers grow and develop <strong><strong>in</strong>to</strong> leaders byrespond<strong>in</strong>g to <strong>in</strong>dividual followers’ needs by empower<strong>in</strong>g <strong>the</strong>m and by align<strong>in</strong>g <strong>the</strong>objectives and goals <strong>of</strong> <strong>the</strong> <strong>in</strong>dividual followers, <strong>the</strong> leader, <strong>the</strong> group, and <strong>the</strong> largerorganisation”The above def<strong>in</strong>ition shows how transformational leadership encompasses many <strong>of</strong><strong>the</strong> characteristics <strong>of</strong> o<strong>the</strong>r early approaches to leadership, and builds on <strong>the</strong> basictransactional approach. It portrays leaders as charismatic and <strong>in</strong>spirational, whose jobit is to coach and mentor followers, to motivate <strong>the</strong>m <strong>in</strong> pursuit <strong>of</strong> a goal.Transformational leaders are more <strong>in</strong>volved with <strong>the</strong> employee and <strong>the</strong> focus switchesfrom barga<strong>in</strong><strong>in</strong>g with <strong>the</strong>m, toward motivat<strong>in</strong>g <strong>the</strong> employee to achievetranscendental, longer-last<strong>in</strong>g goals <strong>in</strong>stead <strong>of</strong> short term ones (Stashevsky andKoslowsky, 2006). Whilst transactional leadership is a straight-forward exchangebetween leader and follower, transformational leadership achieves superior results byexpand<strong>in</strong>g on this and employ<strong>in</strong>g what Bass (1985) calls <strong>the</strong> four components <strong>of</strong>transformational leadership. These components have been ref<strong>in</strong>ed s<strong>in</strong>ce <strong>the</strong>y werefirst suggested by Bass, due to changes <strong>in</strong> <strong>the</strong> way transformational leadership isconceptualised and measured. The most recent are outl<strong>in</strong>ed by Bass and Riggio13


(2005) as, Idealized Influence, Inspirational Motivation, Intellectual Stimulation, andIndividualized Consideration.Transformational leadership does appear to have certa<strong>in</strong> drawbacks and limitations.Accord<strong>in</strong>g to Higgs (2002), transformational leadership has only been looked at froma USA perspective, which conta<strong>in</strong>s certa<strong>in</strong> types <strong>of</strong> leader, and ignores o<strong>the</strong>rimportant cultures and societies. Someth<strong>in</strong>g that also appears to be ignored is that itappears only to be looked at from a top-level focus, which suggests that <strong>the</strong>transformational approach is possibly biased towards spott<strong>in</strong>g certa<strong>in</strong> characteristics<strong>in</strong> executives and senior managers, and does not apply to leaders throughout <strong>the</strong>organisation. In addition, As-Sadeq and Khoury (2006) suggest that by us<strong>in</strong>g <strong>the</strong> setcomponents, more factors measur<strong>in</strong>g transformational leadership seem to becorrelated, and <strong>the</strong>re are certa<strong>in</strong> factors which measure transactional leadership are <strong>in</strong>fact miss<strong>in</strong>g. This creates a biased questionnaire which is <strong>in</strong> favour <strong>of</strong> identify<strong>in</strong>gtransformational characteristics. Though <strong>the</strong> transformational model is perhaps <strong>the</strong>most researched and discussed model <strong>in</strong> leadership <strong>the</strong>ory, many more recent modelsare emerg<strong>in</strong>g, draw<strong>in</strong>g on <strong>the</strong> whole tradition <strong>of</strong> leadership.2.3 Education <strong>in</strong> <strong>the</strong> Public SectorThe re-brand<strong>in</strong>g <strong>of</strong> Labour to <strong>the</strong> term ‘New Labour’ and <strong>the</strong>ir empowerment <strong>in</strong> 1997led to a focus on new policies <strong>in</strong> <strong>the</strong> education sector <strong>in</strong> particular. The party promisedto “make education <strong>the</strong>ir number one priority”, <strong>the</strong>ir campaign focused on what <strong>the</strong>ysaw as rectify<strong>in</strong>g <strong>the</strong> “Tories’ biggest failure” (BBC, 1997). With fur<strong>the</strong>r quotes suchas, “it’s an economic necessity for <strong>the</strong> nation” and New Labours promise to “attackeducational disadvantage, no matter where a school is”. Fur<strong>the</strong>rmore, Labour14


identified o<strong>the</strong>r areas to focus on, such as <strong>the</strong> underachievement <strong>in</strong> urban areas. Toimprove <strong>the</strong> shortcom<strong>in</strong>gs <strong>the</strong> party also aimed to exercise greater powers upon o<strong>the</strong>rstakeholders, more specifically, parents, governors and LEAs. The previousConservative Government had “cut government spend<strong>in</strong>g as a share <strong>of</strong> national<strong>in</strong>come by <strong>the</strong> equivalent <strong>of</strong> more than £3 billion as spend<strong>in</strong>g on <strong>the</strong> bills <strong>of</strong> economicand social failure has risen” (BBC, 1997). The New Labour Government committedto revers<strong>in</strong>g this trend and putt<strong>in</strong>g education at <strong>the</strong> forefront <strong>of</strong> <strong>the</strong>ir policy. Thisimplies <strong>the</strong> importance <strong>of</strong> <strong>the</strong> education system <strong>in</strong> <strong>the</strong> UK, and it still rema<strong>in</strong>s top <strong>of</strong>Labours agenda at <strong>the</strong> present time. The most recent budget has declared educationspend<strong>in</strong>g to hit £74bn <strong>in</strong> 2010-11, represent<strong>in</strong>g 5.6% <strong>of</strong> UK GDP (BBC News, 2007).Under <strong>the</strong> Conservative Government, <strong>the</strong> fail<strong>in</strong>gs <strong>in</strong> <strong>the</strong> education sector were <strong>in</strong>itiallyhard to dist<strong>in</strong>guish, as a result <strong>the</strong> Education (Schools) Act 1992 was passed. Thisarticle required <strong>the</strong> subsequent publication <strong>of</strong> school performance tables, which would<strong>the</strong>n turn <strong><strong>in</strong>to</strong> league tables, allow<strong>in</strong>g <strong>the</strong> schools to be ranked (OPSI, 1992) Thethoughts beh<strong>in</strong>d this process was to provide a private sector environment, whereby <strong>the</strong>schools would compete aga<strong>in</strong>st each o<strong>the</strong>r to achieve higher school performance.Therefore, more pupils attend<strong>in</strong>g <strong>the</strong> higher placed schools with fund<strong>in</strong>g follow<strong>in</strong>g <strong>the</strong>pupils, allowed <strong>the</strong> stronger schools to prosper and <strong>the</strong> weak ones downsiz<strong>in</strong>g andlos<strong>in</strong>g staff (Wright, 2001).One <strong>of</strong> <strong>the</strong> major changes brought <strong>in</strong> to assist this shift, was <strong>the</strong> <strong>in</strong>troduction <strong>of</strong> <strong>the</strong>National College for School <strong>Leadership</strong> (NCSL). Officially launched <strong>in</strong> 2000, apurpose built Learn<strong>in</strong>g and Conference centre was built and opened by <strong>the</strong>n PrimeM<strong>in</strong>ister Tony Blair. The centre <strong>of</strong>fers pr<strong>of</strong>essional leadership development to Head15


teachers, exemplify<strong>in</strong>g <strong>the</strong> importance placed on <strong>the</strong> subject matter by <strong>the</strong>government. The mission statement reads that “<strong>the</strong> NCSL is responsible fordevelop<strong>in</strong>g excellence <strong>in</strong> England’s 23,000 state schools” (NCSL, 2008). It is agovernment funded venture which has four key goals, two <strong>of</strong> which are <strong>of</strong> particularimportance to this study; firstly, to develop excellent school leadership to transformchildren’s achievement and well-be<strong>in</strong>g and secondly, to develop leadership with<strong>in</strong> andbeyond <strong>the</strong> school (NCSL, 2008). The second goal bears particular relation to <strong>the</strong><strong>the</strong>me <strong>of</strong> distributed leadership, a <strong>the</strong>me discussed later <strong>in</strong> <strong>the</strong> literature review.Gunter and Forrester (2008) recently reviewed empirical data focus<strong>in</strong>g on <strong>the</strong>relationship between <strong>the</strong> state, public policy and knowledge <strong>in</strong> <strong>the</strong> construction andconfiguration <strong>of</strong> school leadership under New Labour from 1997. Amongst <strong>the</strong>discussion is a scheme <strong>in</strong>troduced by <strong>the</strong> NCSL titled <strong>the</strong> ‘fresh start’ scheme,whereby a fail<strong>in</strong>g school would close and <strong>the</strong>n reopened under a new headteacher.This had mixed results upon school performance and <strong>of</strong>ten led to resignations from<strong>the</strong> pr<strong>in</strong>cipals <strong>the</strong>mselves (Gunter, 2001). Fur<strong>the</strong>rmore, Gunter and Forrester(2008:152) proclaimed <strong>the</strong> supply <strong>of</strong> new headteachers through <strong>the</strong> NCSL tra<strong>in</strong><strong>in</strong>gprogram was not meet<strong>in</strong>g demand and f<strong>in</strong>ally, “<strong>the</strong>re is research to which shows thatalternative narratives to those promoted by New Labour are <strong>in</strong> play, not least tha<strong>the</strong>ad teachers –particularly experienced ones – exercise pr<strong>of</strong>essionality <strong>in</strong> regard tohow reforms and guidance are <strong>in</strong>terpreted and engaged with”. Subsequently, despite<strong>the</strong> Labour Government’s focus on leadership, <strong>the</strong>re has been no resolve to <strong>the</strong>aforementioned issues and few conclusions drawn by academics. Whilst NCSL<strong>in</strong>itially promoted <strong>the</strong> <strong>the</strong>me <strong>of</strong> transformational leadership, academics have s<strong>in</strong>ce16


questioned <strong>the</strong> effectiveness <strong>of</strong> tak<strong>in</strong>g this particular stance (Bolam, 2004; Currie etal, 2005; Currie and Lockett, 2006).2.4 Public Sector <strong>Leadership</strong>In <strong>the</strong> academic world <strong>the</strong> <strong>the</strong>me <strong>of</strong> leadership has been much coveted, <strong>of</strong>ten <strong>the</strong>results exclaim<strong>in</strong>g how leaders hold <strong>the</strong> key to organisational effectiveness (Bryman,1992). One <strong>of</strong> <strong>the</strong> topics frequently debated rema<strong>in</strong>s <strong>the</strong> transferability <strong>of</strong> leadership<strong>the</strong>ories between public and private sector organisations. Some authors believe <strong>the</strong>reare fundamental differences between <strong>the</strong> two and <strong>the</strong>refore transferability is extremelydifficult to implement.Javidan and Waldman (2003) explored <strong>the</strong> concept <strong>of</strong> charismatic leadership <strong>in</strong> publicsector organisations and discussed <strong>the</strong> applicability <strong>of</strong> <strong>the</strong>ir f<strong>in</strong>d<strong>in</strong>gs to private sectororganisations. One <strong>of</strong> <strong>the</strong> major factors discussed is regard<strong>in</strong>g <strong>the</strong> differences <strong>in</strong> <strong>the</strong>risk tak<strong>in</strong>g <strong>in</strong>volved <strong>in</strong> public sector organisations as opposed to <strong>the</strong> risks undertakenby those <strong>in</strong> <strong>the</strong> private sector. The authors argue that public sector failures are <strong>of</strong>tenheld up to public criticism and successes are rarely rewarded. For this reason aloneleadership styles will vary <strong>in</strong> regards to <strong>the</strong> amount <strong>of</strong> responsibility delegated to lesssenior staff. Javidan and Waldman (2003:232) cont<strong>in</strong>ue, “public sector managersmake decisions with direct consequences for public risk – risks to <strong>in</strong>dividuals whohave never had an opportunity to consent <strong>in</strong> a voluntary and <strong>in</strong>formed way even to <strong>the</strong>extent that is available to a shareholder <strong>in</strong> <strong>the</strong> private sector”.<strong>An</strong>o<strong>the</strong>r difference highlighted between public sector leaders as opposed to privatesector leaders is that <strong>of</strong> <strong>the</strong> number <strong>of</strong> constituencies that need to be satisfied. Theauthors claim public sector leaders have a greater number to satisfy and “<strong>the</strong>ir17


attempts to satisfy various groups may be perceived by o<strong>the</strong>rs as <strong>in</strong>consistency andlack <strong>of</strong> commitment. Fur<strong>the</strong>rmore, <strong>the</strong> reward structure <strong>in</strong> <strong>the</strong> public sector makes ithazardous to make personal sacrifices and take personal risks” (Javidan andWaldman, 2003:232).Bor<strong>in</strong>s (2002) exam<strong>in</strong>ed leadership and <strong>in</strong>novation <strong>in</strong> <strong>the</strong> public sector. The study alsounderl<strong>in</strong>ed key differences between private and public sector organisations, namely<strong>the</strong> market forces and how <strong>the</strong>y differentiate between <strong>the</strong> sectors. Bor<strong>in</strong>s (2002)argued that <strong>the</strong> private sector experiences a greater level <strong>of</strong> technological <strong>in</strong>novativebecause it operates <strong>in</strong> a more competitive environment, whereas public servicestypically operate as monopolies with little competition and <strong>the</strong>refore little reason to be<strong>in</strong>novative. Murray (1975) termed <strong>the</strong> difference between <strong>the</strong> two types as ‘apples andoranges’ syndrome.Dobell (1989) looked at entrepreneurial behaviour <strong>in</strong> <strong>the</strong> public sector, dist<strong>in</strong>guish<strong>in</strong>git from delegat<strong>in</strong>g decisions <strong>in</strong>volv<strong>in</strong>g risks to o<strong>the</strong>rs. Dobell (1989) argued thatpublic sector <strong>of</strong>ficials usually chose <strong>the</strong> latter option. Fur<strong>the</strong>rmore, “<strong>the</strong> senior <strong>of</strong>ficialmust manage organisations whose objectives are poorly def<strong>in</strong>ed and whose authoritystructure is cluttered and convoluted” (Dobell, 1989:4). As opposed to private sectororganisations whereby leaders are judged upon specific results, namely growth,pr<strong>of</strong>itability or market share. Resultantly, <strong>the</strong>re rema<strong>in</strong>s “more than simply adifference <strong>of</strong> degree” (Dobell, 1989:4). The fundamental issue oversee<strong>in</strong>g all <strong>of</strong> this isregard<strong>in</strong>g <strong>the</strong> risk taker. In a private organization, <strong>the</strong> CEO is responsible to <strong>the</strong>shareholders, employees and clients, whilst <strong>in</strong> a public organisation such as asecondary school for example, when <strong>the</strong> pr<strong>in</strong>cipal makes a strategic decision, <strong>the</strong>18


public (whom <strong>the</strong> decision affects) have little consent <strong>in</strong> <strong>the</strong> matter. To summarise,“risk-tak<strong>in</strong>g behaviour <strong>of</strong> ‘stick<strong>in</strong>g your neck out’ k<strong>in</strong>d is apparently <strong>in</strong> short supply <strong>in</strong><strong>the</strong> public service – people apparently won’t take risks even when <strong>the</strong>y should”(Dobell, 1989:2).Revert<strong>in</strong>g back to <strong>the</strong> <strong>the</strong>me <strong>of</strong> <strong>the</strong> public criticism received by those public <strong>of</strong>ficials,as New Labour implement new strategies for public services <strong>in</strong> <strong>the</strong>ir tenure, <strong>the</strong>sestrategies and <strong>the</strong> performance <strong>of</strong> <strong>the</strong> public services will <strong>of</strong>ten come under scrut<strong>in</strong>yfrom opposition parties. This merely <strong>in</strong>tensifies <strong>the</strong> importance related to decisionmak<strong>in</strong>gby pass<strong>in</strong>g this scrut<strong>in</strong>y to <strong>the</strong> senior public <strong>of</strong>ficials, no doubt <strong>in</strong>fluenc<strong>in</strong>g<strong>the</strong>ir actions. Even <strong>the</strong> role <strong>the</strong> media play <strong>in</strong> <strong>in</strong>form<strong>in</strong>g <strong>the</strong> public is ano<strong>the</strong>r majordifference between <strong>the</strong> lives <strong>of</strong> private and public sector leaders (Ra<strong>in</strong>ey et al, 1976).From <strong>the</strong> literature it is apparent that leadership f<strong>in</strong>d<strong>in</strong>gs cannot be generically appliedto both senior public and private sector pr<strong>of</strong>essionals as <strong>the</strong>re rema<strong>in</strong> underly<strong>in</strong>gdifferences between <strong>the</strong> two roles as discussed above. However, potentially <strong>the</strong>correct application <strong>of</strong> <strong>the</strong>se f<strong>in</strong>d<strong>in</strong>gs, with <strong>the</strong> appropriate understand<strong>in</strong>g <strong>of</strong> <strong>the</strong> sectordifferences whilst apply<strong>in</strong>g <strong>the</strong>m, can result <strong>in</strong> benefits to both sectors. Stewart andWalsh (1992) researched public sector management through a period <strong>of</strong> dramaticchange to identify key issues. The authors found <strong>the</strong> government used approachesfrom <strong>the</strong> private sector and simply tried to transfer <strong>the</strong>m to a public doma<strong>in</strong>. Theresearch concluded, argu<strong>in</strong>g that <strong>the</strong>se approaches can be applied, provid<strong>in</strong>g <strong>the</strong>yrecognise <strong>the</strong> values and key differences <strong>in</strong> <strong>the</strong> public sector. Currie and Lockett(2007:345) concur, “<strong>the</strong> public sector may be more complex than <strong>the</strong> private sector,and any transfer <strong>of</strong> management models may require particular modification because19


leadership <strong>in</strong> <strong>the</strong> public sector has to deal with much more ‘wicked’ problems,where<strong>in</strong> not only <strong>the</strong> ‘solution’ but also <strong>the</strong> ‘question’ is beyond <strong>the</strong> capacity <strong>of</strong> anyone person to frame”.2.5 The Emergence <strong>of</strong> <strong>the</strong> <strong>Distributed</strong> <strong>Leadership</strong> PhenomenonThe title <strong>of</strong> this section is somewhat mislead<strong>in</strong>g as <strong>the</strong> term ‘<strong>Distributed</strong> <strong>Leadership</strong>’is not by any means a new topic, however, more recently a considerable amount <strong>of</strong>research is be<strong>in</strong>g produced on <strong>the</strong> <strong>the</strong>me. In 1954 Gibb first discussed <strong>the</strong> idea,expla<strong>in</strong><strong>in</strong>g distributed leadership as a function carried out by a group. S<strong>in</strong>ce <strong>the</strong>n, aconclusive def<strong>in</strong>ition <strong>of</strong> <strong>the</strong> subject matter rema<strong>in</strong>s elusive.Woods et al (2004) exam<strong>in</strong>ed <strong>the</strong> concept <strong>of</strong> distributed leadership review<strong>in</strong>g <strong>the</strong>literature composed on <strong>the</strong> topic <strong>in</strong> research commissioned by <strong>the</strong> National Collegefor School <strong>Leadership</strong> (NCSL). This study will also provide an important focus on <strong>the</strong>policy documentation <strong>of</strong> distributed leadership and see how this differentiates from<strong>the</strong> academic conception. In <strong>the</strong> follow<strong>in</strong>g chapter, <strong>the</strong> ‘data collection’ section <strong>of</strong> <strong>the</strong>methodology exemplifies <strong>the</strong> differences between <strong>the</strong> two conceptions and deriveskeywords form<strong>in</strong>g each conception <strong>of</strong> distributed leadership. Woods et al (2004:441)state “distributed leadership has a variety <strong>of</strong> mean<strong>in</strong>gs, and some <strong>of</strong> <strong>the</strong>se mean<strong>in</strong>gsresemble earlier notions such as collegiality”. Gibbs (1954) orig<strong>in</strong>al descriptionimplies a sense <strong>of</strong> collegiality. From <strong>the</strong> author’s review <strong>of</strong> <strong>the</strong> literature, <strong>the</strong>y found 3dist<strong>in</strong>ctive fundamentals <strong>of</strong> <strong>the</strong> concept <strong>of</strong> distributed leadership.20


Emergent Property“<strong>Distributed</strong> leadership highlights leadership as an emergent property <strong>of</strong> a group ornetwork <strong>of</strong> <strong>in</strong>teract<strong>in</strong>g <strong>in</strong>dividuals” (Woods et al, 2004:441). This contrasts <strong>the</strong> <strong>the</strong>ory<strong>of</strong> transactional leadership which arises from <strong>the</strong> <strong>in</strong>dividual but at least draws somesimilarities from transformational leadership. Gronn (2000) best describes thisleadership as ‘concertive action’. “Concertive action is about <strong>the</strong> additional dynamicwhich is <strong>the</strong> product <strong>of</strong> conjo<strong>in</strong>t activity” (Woods et al, 2004:441). Where aconcertive action occurs and <strong>the</strong> result is “greater than <strong>the</strong> sum <strong>of</strong> <strong>the</strong>ir <strong>in</strong>dividualactions”.Openness <strong>of</strong> BoundariesThe second dist<strong>in</strong>ctive characteristic <strong>the</strong> authors found relat<strong>in</strong>g to distributedleadership is concerned with <strong>the</strong> boundaries <strong>of</strong> leadership. “This means that it ispredisposed to widen <strong>the</strong> conventional net <strong>of</strong> leaders, this <strong>in</strong> turn rais<strong>in</strong>g <strong>the</strong> question<strong>of</strong> which groups and <strong>in</strong>dividuals are to be brought <strong><strong>in</strong>to</strong> leadership or seen ascontributors <strong>of</strong> it” (Woods et al, 2004:442).<strong>Leadership</strong> Accord<strong>in</strong>g to ExpertiseThis is <strong>the</strong> third and f<strong>in</strong>al characteristic <strong>of</strong> distributed leadership accord<strong>in</strong>g to Woodset al (2004:442). “Related to openness <strong>of</strong> <strong>the</strong> boundaries <strong>of</strong> leadership <strong>the</strong> idea is thatnumerous, dist<strong>in</strong>ct, germane perspectives and capabilities can be found <strong>in</strong> <strong>in</strong>dividualsspread throughout <strong>the</strong> organisation and its stakeholders”. The concept rema<strong>in</strong>s that<strong>the</strong> result <strong>of</strong> such activities will provide a result greater than <strong>the</strong> sum <strong>of</strong> <strong>the</strong> <strong>in</strong>dividualcontributors, expla<strong>in</strong><strong>in</strong>g <strong>the</strong> benefit <strong>of</strong> implement<strong>in</strong>g such a form <strong>of</strong> leadership.21


There are a few underly<strong>in</strong>g <strong>the</strong>mes throughout, namely <strong>the</strong> concertive, collective,collaborative, collegiate or even team approach identified. <strong>An</strong> earlier book producedby Katzenbach and Smith (1993) delved <strong><strong>in</strong>to</strong> <strong>the</strong> importance <strong>of</strong> teams and <strong>the</strong>irnecessity <strong>in</strong> a performance driven world. This teamwork potential has now beenadopted by policy-makers alike and more specifically NCSL. However, this teamworkethic mixed with leadership requires <strong>the</strong> shar<strong>in</strong>g <strong>of</strong> leadership. Authors <strong>the</strong>n discussed<strong>the</strong> conditions allow<strong>in</strong>g <strong>the</strong> shar<strong>in</strong>g <strong>of</strong> leadership <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> barriers (Jackson,2000).Hartley and Allison (2000) exam<strong>in</strong>ed <strong>the</strong> central role <strong>of</strong> leadership <strong>in</strong> <strong>the</strong>Governments modernisation agenda, call<strong>in</strong>g for new models <strong>of</strong> leadership to reflectnew challenges. The authors refer to leaders <strong>in</strong> <strong>the</strong> public sector as dissimilar to <strong>the</strong>irprivate sector counterparts, <strong>of</strong>ten delegat<strong>in</strong>g power and responsibility to o<strong>the</strong>rs.Hartley and Allison (2000:38) discuss distributed leadership as be<strong>in</strong>g “dispersedacross an organisation”. However, <strong>the</strong> study also raises <strong>the</strong> risks associated withdistributed leadership.The growth <strong>of</strong> <strong>the</strong> phenomenon was <strong>in</strong>evitable accord<strong>in</strong>g to a review by Lashway(2003:4), “<strong>the</strong> call for distributed leadership is <strong>of</strong>ten a response to pr<strong>in</strong>cipals’ rapidlyescalat<strong>in</strong>g responsibilities”. Gronn (2002) agreed with <strong>the</strong> <strong>in</strong>evitability, imply<strong>in</strong>g that<strong>the</strong> complexity and <strong>in</strong>creased work <strong>in</strong>tensification <strong>of</strong> pr<strong>in</strong>cipals meant <strong>the</strong> distribution<strong>of</strong> leadership was <strong>the</strong> only option. Elsewhere Lashway (2003:4) also statesimportantly, “leadership is distributed not by delegat<strong>in</strong>g it or giv<strong>in</strong>g it away, but byweav<strong>in</strong>g toge<strong>the</strong>r people, materials, and organisational structures <strong>in</strong> a commoncause”. The importance <strong>of</strong> this statement is apparent to help fur<strong>the</strong>r def<strong>in</strong>e <strong>the</strong> term,22


as so many def<strong>in</strong>itions contrast. Dur<strong>in</strong>g this study <strong>the</strong> author has differentiated <strong>the</strong>delegated form <strong>of</strong> distributed leadership by term<strong>in</strong>g it as ‘policy conception’, fardifferent from <strong>the</strong> ‘idealised conception’ <strong>of</strong> distributed leadership exemplified byLashway (2003). The two different approaches are ref<strong>in</strong>ed dur<strong>in</strong>g <strong>the</strong> Methodologysection <strong>of</strong> this study, whereby a fur<strong>the</strong>r review <strong>of</strong> <strong>the</strong> literature has assisted <strong>the</strong> author<strong>in</strong> <strong>the</strong> del<strong>in</strong>eation <strong>of</strong> keywords associated with each conception <strong>of</strong> distributedleadership.Bennett et al (2003) also produced a review <strong>of</strong> <strong>the</strong> exist<strong>in</strong>g literature <strong>in</strong> a study carriedout for NCSL. The authors searched for a common understand<strong>in</strong>g <strong>of</strong> <strong>the</strong> term bytrawl<strong>in</strong>g leadership literature undertaken <strong>in</strong> pr<strong>of</strong>it and not-for-pr<strong>of</strong>it organisations.Bennett et al’s (2003) is clearly based <strong>in</strong> <strong>the</strong> policy conception <strong>of</strong> <strong>the</strong> paradigm. Thisis evident <strong>in</strong> <strong>the</strong> keywords used to do a literature search; dispersed, delegated,democratic and distributed leadership. Dur<strong>in</strong>g this study <strong>the</strong> author aims to fulfil <strong>the</strong>irrequests for fur<strong>the</strong>r research, “a sound database is need on which to assess <strong>the</strong>effectiveness <strong>of</strong> distributed leadership strategies <strong>in</strong> rais<strong>in</strong>g school achievement. Therelationship between distributed leadership and learn<strong>in</strong>g is a crucially importantissue” (Bennett et al, 2003:12). However, on a broader scale this has been tested,Harris and Chapman (2002) tested democratic, distributed and o<strong>the</strong>r forms <strong>of</strong>leadership aga<strong>in</strong>st school performance. The f<strong>in</strong>d<strong>in</strong>gs recommended <strong>the</strong> use <strong>of</strong> anauthoritarian style <strong>of</strong> leadership <strong>in</strong> fail<strong>in</strong>g schools and that those schools not <strong>in</strong> fail<strong>in</strong>gcategories, can <strong>the</strong>n attempt alternative forms <strong>of</strong> leadership. The generalisability <strong>of</strong><strong>the</strong>se f<strong>in</strong>d<strong>in</strong>gs is somewhat limited as only a sample <strong>of</strong> ten schools were used.Fur<strong>the</strong>rmore, <strong>the</strong> authors discuss <strong>the</strong> similarities between distributed leadership, orteacher leadership as <strong>the</strong>y call it, and transformational leadership. “However, <strong>the</strong>23


particular emphasis given by <strong>the</strong> pr<strong>in</strong>cipals to distribut<strong>in</strong>g leadership andempower<strong>in</strong>g o<strong>the</strong>rs would suggest an approach to leadership that has democraticra<strong>the</strong>r than transformational pr<strong>in</strong>ciples at its core” (Harris and Chapman, 2002).Louis and Marks (1996) undertook ano<strong>the</strong>r study <strong>of</strong> a similar nature. Instead <strong>the</strong>ylooked at <strong>the</strong> shar<strong>in</strong>g <strong>of</strong> leadership roles and <strong>the</strong> impact on school performancef<strong>in</strong>d<strong>in</strong>g a positive correlation between <strong>the</strong> two. The shar<strong>in</strong>g <strong>of</strong> leadership ties <strong>in</strong> with<strong>the</strong> <strong>the</strong>me <strong>of</strong> distribution, Spillane et al (2001) calls this <strong>the</strong> stretch<strong>in</strong>g <strong>of</strong> leadership.“When school leaders work separately but <strong>in</strong>terdependently <strong>in</strong> pursuit <strong>of</strong> a commongoal, leadership practice can be stretched across <strong>the</strong> practice <strong>of</strong> two or more leaders”(Spillane et al, 2001:23). Timperley (2005) acknowledged <strong>the</strong> call for fur<strong>the</strong>rempirical research to be undertaken on <strong>the</strong> matter look<strong>in</strong>g at it <strong>in</strong> a schoolimprovement context. Timperely (2005:396) also discusses <strong>the</strong> conceptual anddef<strong>in</strong>itional issues associated with distributed leadership, ascerta<strong>in</strong><strong>in</strong>g that it “is not<strong>the</strong> same as divid<strong>in</strong>g task responsibilities among <strong>in</strong>dividuals but ra<strong>the</strong>r it comprisesdynamic <strong>in</strong>teractions between multiple leaders and followers”. Timperley’s study wasconducted with varied success but failed to f<strong>in</strong>d conclusive results.Dur<strong>in</strong>g <strong>the</strong> extensive literature review undertaken by Bennett et al (2003), <strong>the</strong>variables associated with <strong>in</strong>fluenc<strong>in</strong>g <strong>the</strong> level <strong>of</strong> distributed leadership are alsohighlighted. This is <strong>of</strong> particular importance as, whilst review<strong>in</strong>g distributedleadership <strong>in</strong> secondary schools. This study will also aim to l<strong>in</strong>k <strong>the</strong> form <strong>of</strong>distributed leadership to <strong>the</strong> location <strong>of</strong> <strong>the</strong> school, <strong>the</strong> performance <strong>of</strong> <strong>the</strong> school and<strong>the</strong> social deprivation <strong>in</strong> <strong>the</strong> surround<strong>in</strong>g areas. Figures for social deprivation areassumed by look<strong>in</strong>g at those children eligible for free school d<strong>in</strong>ners. The authorsfound four discernible variables from <strong>the</strong> exist<strong>in</strong>g literature;24


Control/AutonomyThis is <strong>of</strong> particular relevance to <strong>the</strong> education sector. The hierarchy with<strong>in</strong> <strong>the</strong> schoollargely affects <strong>the</strong> extent to which distributed leadership can be practiced. Forexample, as Graetz (2000) expla<strong>in</strong>s, goals set by a leader who is accountable toexternal stakeholders may be non-negotiable, <strong>the</strong>refore restrict<strong>in</strong>g <strong>the</strong> amount <strong>of</strong>authority <strong>the</strong> leader may delegate to o<strong>the</strong>rs. This is concurr<strong>in</strong>g with Wright’s (2001)article regard<strong>in</strong>g ‘bastardised leadership’, whereby, although a distributed approach ispromoted, <strong>the</strong> pr<strong>in</strong>cipal is <strong>the</strong> one held accountable for any shortcom<strong>in</strong>gs.Organisational Structure and AgencyBennett et al (2003) refer to <strong>the</strong> work <strong>of</strong> Harris and Chapman (2002) and Spillane etal (2001) whilst mak<strong>in</strong>g this observation. It is with regards to <strong>the</strong> enforcement <strong>of</strong>distributed leadership and how it is enacted. In some circumstances organisationsenforce structural change to implement <strong>the</strong> distribution <strong>of</strong> leadership, whereas <strong>the</strong>majority <strong>of</strong> authors feel it is someth<strong>in</strong>g that occurs through a concertive action ra<strong>the</strong>rthan be<strong>in</strong>g enforced.Social and Cultural ContextThis study, as discussed above, will look to establish a relationship betweendistributed leadership and <strong>the</strong> social context <strong>in</strong> which it occurs, us<strong>in</strong>g <strong>the</strong> socialdeprivation variable. Bennett et al (2003:8) found this to have “a significant bear<strong>in</strong>gon distributed leadership”. The context may ei<strong>the</strong>r have a positive or negative effecttowards creat<strong>in</strong>g and susta<strong>in</strong><strong>in</strong>g a form <strong>of</strong> distributed leadership. The socialdeprivation variable is <strong>the</strong>refore tested as a proxy. The reason be<strong>in</strong>g is that all25


stakeholders affect this form <strong>of</strong> leadership occurr<strong>in</strong>g, not least <strong>the</strong> pupils as one <strong>of</strong> <strong>the</strong>stakeholders.Source <strong>of</strong> changeThe f<strong>in</strong>al variable highlighted is regard<strong>in</strong>g <strong>the</strong> driv<strong>in</strong>g force for develop<strong>in</strong>g <strong>the</strong>change. The authors suggest policy issues can provide a stimulus for <strong>the</strong> reth<strong>in</strong>k<strong>in</strong>g <strong>of</strong>leadership. It is evident that policy-makers have recently been promot<strong>in</strong>g <strong>the</strong> idea <strong>of</strong>distributed leadership towards to <strong>the</strong> education sector, so this variable is apparent atpresent, allow<strong>in</strong>g this to be a mitigated factor.To conclude, <strong>the</strong> present def<strong>in</strong>itions <strong>of</strong> distributed leadership are somewhat vague<strong>the</strong>refore <strong>the</strong> next step <strong>of</strong> my research will <strong>in</strong>volve a fur<strong>the</strong>r search <strong>of</strong> <strong>the</strong> literature toref<strong>in</strong>e <strong>the</strong> term, this is encountered <strong>in</strong> Chapter 3, <strong>the</strong> Methodology. As a key part <strong>of</strong>this study requires know<strong>in</strong>g whe<strong>the</strong>r leadership is distributed or not, <strong>the</strong>n ajustification for such a decision will require clarification <strong>of</strong> <strong>the</strong> keywords associatedwith it.26


Chapter ThreeResearch Methodology3.0 Research Methodology - IntroductionThis chapter provides justification for <strong>the</strong> methods used to validate <strong>the</strong> objectives <strong>of</strong><strong>the</strong> research. After identify<strong>in</strong>g <strong>the</strong> appropriate methods used to collect <strong>the</strong> data, anexam<strong>in</strong>ation <strong>of</strong> <strong>the</strong>ir reliability, validity and limitations will be carried out.3.1 Research DesignThe follow<strong>in</strong>g section entitled Research Methodology is loosely based on Saunders,Lewis and Thornhill’s (2003:83) recommended research process. Start<strong>in</strong>g from <strong>the</strong>first layer, each subsequent layer will be addressed respectively. As illustrated below:Figure 3.03.2 Research PhilosophyThe first section to be addressed is <strong>the</strong> research philosophy. The approach adopted <strong>in</strong>this study is that pr<strong>in</strong>cipally <strong>of</strong> <strong>in</strong>terpretivism, due to <strong>the</strong> fact “that <strong>the</strong> social world <strong>of</strong>bus<strong>in</strong>ess and management is far too complex to lend it to <strong>the</strong>oris<strong>in</strong>g by def<strong>in</strong>ite ‘law’”(Saunders et al, 2003:84). Simply down to <strong>the</strong> fact that <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs from this studywill be both qualitative and quantitative, seek<strong>in</strong>g to <strong>in</strong>terpret whe<strong>the</strong>r academic or27


policy conception is <strong>the</strong> most common form <strong>of</strong> distributed leadership with<strong>in</strong>secondary schools.Fur<strong>the</strong>rmore, as <strong>the</strong> primary source <strong>of</strong> data rema<strong>in</strong> <strong>the</strong> proxies <strong>of</strong> Ofsted reports forevidence, <strong>the</strong>n <strong>the</strong> validity <strong>of</strong> us<strong>in</strong>g <strong>the</strong>se reports needs to be understood. Whilst <strong>the</strong>reis no way <strong>of</strong> know<strong>in</strong>g what <strong>the</strong> levels <strong>of</strong> understand<strong>in</strong>g <strong>of</strong> leadership and moreimportantly distributed leadership were between <strong>the</strong> <strong>in</strong>spectors and whe<strong>the</strong>r <strong>the</strong>sewere common or shared understand<strong>in</strong>gs, <strong>in</strong>terpretivism allows <strong>the</strong> author to place this<strong><strong>in</strong>to</strong> perspective. As Remenyi (1998:35) expla<strong>in</strong>s, certa<strong>in</strong> aspects are necessary suchas “<strong>the</strong> details <strong>of</strong> <strong>the</strong> situation to understand <strong>the</strong> reality or perhaps a work<strong>in</strong>g realitybeh<strong>in</strong>d <strong>the</strong>m”. O<strong>the</strong>rwise known as Social Constructionism, whereby “it is necessaryto explore <strong>the</strong> subjective mean<strong>in</strong>gs motivat<strong>in</strong>g people’s actions <strong>in</strong> order to understand<strong>the</strong>se” (Saunders et al, 2003:84). In this context it is important to <strong>in</strong>terpret why<strong>in</strong>spectors choose <strong>the</strong> particular keywords be<strong>in</strong>g quantified and whe<strong>the</strong>r this is as aresult <strong>of</strong> <strong>the</strong>ir socially constructed <strong>in</strong>terpretations and mean<strong>in</strong>gs. The <strong>in</strong>terpretivistapproach allows <strong>the</strong> author to attempt to make sense <strong>of</strong> <strong>the</strong> subjective reality beh<strong>in</strong>dcerta<strong>in</strong> keywords and why <strong>the</strong>se keywords form a particular conception, (academic orpolicy) are so dom<strong>in</strong>ant with<strong>in</strong> <strong>the</strong> reports.3.3 Research ApproachFor <strong>the</strong> purpose <strong>of</strong> this <strong>in</strong>vestigation <strong>the</strong> practitioner-researcher has utilised <strong>the</strong><strong>in</strong>ductive approach. “The result <strong>of</strong> this analysis would be <strong>the</strong> formulation <strong>of</strong> a <strong>the</strong>ory”(Saunders, Lewis and Thornhill, 2003:87). This study is us<strong>in</strong>g a large sample <strong>of</strong>schools and form<strong>in</strong>g a close understand<strong>in</strong>g <strong>of</strong> <strong>the</strong> research context with a moreflexible structure, to allow changes as <strong>the</strong> research is undertaken. Whereas <strong>the</strong>deductive approach generally requires a larger population <strong>of</strong> firms to test28


predeterm<strong>in</strong>ed hypo<strong>the</strong>ses, which would <strong>in</strong> this case fail to address <strong>the</strong> reason<strong>in</strong>gbeh<strong>in</strong>d <strong>in</strong>spectors us<strong>in</strong>g certa<strong>in</strong> words.The key to <strong>in</strong>ductive research is that it permits <strong>the</strong> researcher to develop anunderstand<strong>in</strong>g <strong>of</strong> <strong>the</strong> social world surround<strong>in</strong>g <strong>the</strong> research. In this sense, <strong>the</strong> authorcan attempt to expla<strong>in</strong> a l<strong>in</strong>k between one particular form <strong>of</strong> distributed leadershipwith ano<strong>the</strong>r, <strong>in</strong> <strong>the</strong> context <strong>in</strong> which <strong>the</strong> leadership is be<strong>in</strong>g undertaken. Thisapproach is particularly concerned with <strong>the</strong> context <strong>in</strong> which <strong>the</strong> events are tak<strong>in</strong>gplace. The topic itself has helped identify <strong>the</strong> research approach, whilst <strong>the</strong> topic isrelatively new and <strong>the</strong>refore br<strong>in</strong>gs much debate, it is <strong>in</strong>creas<strong>in</strong>gly difficult to def<strong>in</strong>e a<strong>the</strong>oretical framework beforehand, which <strong>the</strong> deductive approach obviously requires.3.4 Research StrategyThe research strategy employed, considers both quantitative and qualitative data.Bryman (2004) advocates <strong>the</strong> use <strong>of</strong> a multi-method approach to research <strong><strong>in</strong>to</strong>leadership. Additionally, <strong>the</strong> multi-method approach allows triangulation to takeplace. “Triangulation refers to <strong>the</strong> use <strong>of</strong> different data collection methods with<strong>in</strong> onestudy <strong>in</strong> order to ensure that <strong>the</strong> data are tell<strong>in</strong>g you what you th<strong>in</strong>k <strong>the</strong>y are tell<strong>in</strong>gyou” (Saunders et al, 2003:99). Both quantitative and qualitative approaches have<strong>the</strong>ir merits but to ensure <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs are not only <strong>in</strong>formative but also credible <strong>the</strong>n<strong>the</strong> two techniques will be used <strong>in</strong> conjunction with one ano<strong>the</strong>r.A case study approach has been deemed most appropriate as Robson (2002:178)expla<strong>in</strong>s, it is “a strategy for do<strong>in</strong>g research which <strong>in</strong>volves an empirical <strong>in</strong>vestigation<strong>of</strong> a particular contemporary phenomenon with<strong>in</strong> its real life context”. This approachis particularly appeal<strong>in</strong>g as it also has <strong>the</strong> considerable ability to generate answers to29


<strong>the</strong> question ‘why’. The case study strategy permits <strong>the</strong> author to ga<strong>in</strong> a richunderstand<strong>in</strong>g <strong>of</strong> <strong>the</strong> context <strong>of</strong> <strong>the</strong> research. A well-constructed case study can enableexist<strong>in</strong>g <strong>the</strong>ory to be challenged (Saunders et al, 2003:93).Time horizons also need to be addressed with <strong>the</strong> collection <strong>of</strong> research data. TheOfsted reports used only provide a snapshot <strong>of</strong> <strong>the</strong> particular year each <strong>in</strong>dividualschool was be<strong>in</strong>g assessed. The earliest report dates back to <strong>the</strong> year 2000 with <strong>the</strong>most recent be<strong>in</strong>g assessed <strong>in</strong> 2005, a 5 year period. Therefore, <strong>the</strong> data used <strong>in</strong> thisstudy is <strong>of</strong> a cross-sectional nature, “<strong>the</strong> study <strong>of</strong> a particular phenomenon at aparticular time” (Saunders et al, 2003:96). The opposite <strong>of</strong> this be<strong>in</strong>g <strong>the</strong> longitud<strong>in</strong>alapproach, whereby data is collected over a prolonged period <strong>of</strong> time with <strong>the</strong> capacityto study change. Due to this research project be<strong>in</strong>g undertaken for an academiccourse, str<strong>in</strong>gent time constra<strong>in</strong>ts are determ<strong>in</strong>ed restrict<strong>in</strong>g <strong>the</strong> possibility <strong>of</strong>conduct<strong>in</strong>g a longitud<strong>in</strong>al study. In this context <strong>the</strong> author is exam<strong>in</strong><strong>in</strong>g <strong>the</strong> distributedleadership undertaken with<strong>in</strong> secondary schools us<strong>in</strong>g reports conducted over <strong>the</strong> last5 years.The purpose can be def<strong>in</strong>ed as both exploratory and explanatory studies. Deemedmost appropriate as <strong>the</strong> aim, is to clarify our understand<strong>in</strong>g <strong>of</strong> distributed leadershipwith<strong>in</strong> public sector organisations, specifically secondary schools. This approach isparticularly useful “if you wish to clarify your understand<strong>in</strong>g <strong>of</strong> a problem”(Saunders, Lewis and Thornhill, 2003:97). The exploratory element allows <strong>the</strong>researcher to change direction as a result <strong>of</strong> new data and <strong>in</strong>sights occurr<strong>in</strong>g.However, <strong>the</strong> explanatory aspect sanctions <strong>the</strong> explanation <strong>of</strong> relationships betweenvariables. For example, <strong>the</strong> authors <strong>in</strong>itial f<strong>in</strong>d<strong>in</strong>gs may show distributed leadershipbe<strong>in</strong>g undertaken predom<strong>in</strong>antly with<strong>in</strong> <strong>the</strong> higher perform<strong>in</strong>g schools. Statistical testscould <strong>the</strong>n be undertaken to f<strong>in</strong>d a correlation between <strong>the</strong>se two variables and30


fur<strong>the</strong>rmore to see if <strong>the</strong> location <strong>of</strong> <strong>the</strong> school, whe<strong>the</strong>r it is based <strong>in</strong> an affluent areaor not, has any <strong>in</strong>fluence.The first step <strong>of</strong> <strong>the</strong> research will <strong>in</strong>volve a quantitative analysis to exam<strong>in</strong>e <strong>the</strong>relationship between distributed leadership, school performance and school context.The <strong>in</strong>ductive approach will be used to analyse <strong>the</strong> extent <strong>of</strong> <strong>the</strong> affiliation between<strong>the</strong> stakeholders, whereby leadership is distributed whilst also us<strong>in</strong>g <strong>the</strong> o<strong>the</strong>rvariables, school context and school performance. This section requires a review <strong>of</strong>exist<strong>in</strong>g resources <strong>in</strong>clud<strong>in</strong>g academic literature and Ofsted reports.3.5 Sampl<strong>in</strong>g and Data Collection MethodsThe sample consists <strong>of</strong> public sector secondary schools situated <strong>in</strong> England. Currieand Lockett (2008) expla<strong>in</strong> <strong>the</strong> reasons for us<strong>in</strong>g such organisations. Firstly, <strong>the</strong>phenomenon <strong>of</strong> distributed leadership research has been particularly pronouncedwith<strong>in</strong> school education, provid<strong>in</strong>g literature with which to compare and contrastf<strong>in</strong>d<strong>in</strong>gs and conclusions. Secondly, <strong>the</strong>se schools exemplify complex organisations,as whilst <strong>the</strong> schools are publicly funded <strong>the</strong>y suffer from both economic and socialobjectives simultaneously. Also <strong>the</strong> complexity <strong>of</strong> authority relationships makes <strong>the</strong>man <strong>in</strong>tricate organisation. Teachers’ powers are implemented through <strong>the</strong> TradeUnions and <strong>the</strong>refore <strong>the</strong> relationship between <strong>the</strong> pr<strong>of</strong>essional, core employees and<strong>the</strong> pr<strong>in</strong>cipal is complex. The authority <strong>of</strong> <strong>the</strong> pr<strong>in</strong>cipal is fur<strong>the</strong>r reduced by <strong>the</strong><strong>in</strong>fluence <strong>of</strong> <strong>the</strong> Department <strong>of</strong> Education and Skills (DfES) who provide <strong>the</strong> primarysource <strong>of</strong> fund<strong>in</strong>g, and <strong>the</strong> Office for Standards <strong>in</strong> Education (Ofsted) who <strong>in</strong>spect <strong>the</strong>schools regularly.31


The sample is also classified <strong><strong>in</strong>to</strong> location, rural or urban. This is deemed asignificant cont<strong>in</strong>gent factor for leadership <strong>in</strong> England (Day et al, 2001; Keys et al,2003). Therefore, <strong>the</strong> sample conta<strong>in</strong>s schools from both varieties <strong>of</strong> locality. Schoolshave been selected across four geographical areas and three exhibited a mix <strong>of</strong> ruraland urban classifications (Lancashire, Nott<strong>in</strong>ghamshire and South East). Therema<strong>in</strong><strong>in</strong>g region is a metropolitan area (Inner London).The sample size consists <strong>of</strong> 300 schools which have all been <strong>in</strong>spected by Ofstedbetween <strong>the</strong> years <strong>of</strong> 2000 and 2005, whilst <strong>the</strong> dependent variable, schoolperformance, was recorded <strong>in</strong> 2006. The school performance variable consists <strong>of</strong> twoscores. The first score, KS2-KS3 compares Key Stage 2 test results, those taken priorto enter<strong>in</strong>g <strong>the</strong> secondary school, with Key Stage 3 results, taken after 3 years <strong>of</strong>education with<strong>in</strong> <strong>the</strong> school. The second score is referred to as KS3-KS4, contrast<strong>in</strong>gKey Stage 3 results with Key Stage 4, outcomes <strong>of</strong> <strong>the</strong> General National VocationalQualifications (GNVQ) or General Certificate <strong>of</strong> Secondary Education (GCSE) tests.These are <strong>the</strong> two public exam<strong>in</strong>ations undertaken <strong>in</strong> England. All <strong>of</strong> this data iscollected <strong>in</strong> <strong>the</strong> school’s achievement and atta<strong>in</strong>ment tables produced by <strong>the</strong>Department for Education and Skills <strong>in</strong> England (DfES). However, it is important tonote that <strong>the</strong> use <strong>of</strong> <strong>the</strong>se value-added scores is not without criticism. These results are<strong>in</strong>tended to <strong>in</strong>dicate <strong>the</strong> performance and progress achieved by schools, whilstallow<strong>in</strong>g comparisons between <strong>the</strong>m. Gorard (2006) highlights <strong>the</strong> dependency on <strong>the</strong>prior atta<strong>in</strong>ment and socio-economic background <strong>of</strong> <strong>the</strong> students. S<strong>in</strong>ce, policymakers<strong>in</strong> Wales have withdrawn <strong>the</strong> publication <strong>of</strong> such figures and <strong>in</strong> Englandfur<strong>the</strong>r <strong>in</strong>formation has been added to provide context for <strong>the</strong> results. Follow<strong>in</strong>g <strong>the</strong>secriticisms <strong>the</strong> author has also provided o<strong>the</strong>r widely accessible performance measuresalongside <strong>the</strong> value-added score. These measures <strong>in</strong>clude <strong>the</strong> absolute achievement <strong>of</strong>32


students at Key Stage 3 and 4; <strong>the</strong> Key Stage 3 absolute performance conta<strong>in</strong>s <strong>the</strong>average po<strong>in</strong>ts scored by pupils and <strong>the</strong> percentage who obta<strong>in</strong> <strong>the</strong> nationallyapproved level <strong>in</strong> English, Science and Ma<strong>the</strong>matics. Whereas <strong>the</strong> Key Stage 4measure evaluates <strong>the</strong> percentage <strong>of</strong> pupils obta<strong>in</strong><strong>in</strong>g five or more GCSE awards atA*-C (level 2) and <strong>the</strong> percentage obta<strong>in</strong><strong>in</strong>g five or more at A*-G (level 1). Thescores are all publicly available onl<strong>in</strong>e, produced by <strong>the</strong> Department for Educationand Skills <strong>in</strong> England (DfES) at www.dfes.gov.uk/performance tables/schools.The sample provides a wide spectrum <strong>of</strong> high perform<strong>in</strong>g and low perform<strong>in</strong>gschools and even those located <strong>in</strong> <strong>the</strong> most deprived areas, as government’s emphasisfocused on improv<strong>in</strong>g such schools (Fergusson, 2000).3.4.1 <strong>Distributed</strong> <strong>Leadership</strong> Data MeasureThe <strong>in</strong>dependent variables concerned will focus on whe<strong>the</strong>r leadership is distributedor not and who it is distributed to. One <strong>of</strong> <strong>the</strong> key aspects <strong>of</strong> this study will relate to<strong>the</strong> justification <strong>of</strong> whe<strong>the</strong>r or not leadership is distributed. As <strong>the</strong> literature reviewshows, clear concise def<strong>in</strong>itions <strong>of</strong> <strong>the</strong> topic are <strong>of</strong>ten elusive and <strong>the</strong>refore this datameasure has been v<strong>in</strong>dicated through an extensive review <strong>of</strong> current literature on <strong>the</strong>topic. Of course this is open to debate as it rema<strong>in</strong>s <strong>the</strong> authors subjective op<strong>in</strong>ion on<strong>the</strong> matter, garnered whilst review<strong>in</strong>g <strong>the</strong> literature. The author also appreciatesfur<strong>the</strong>r subjectivity <strong>in</strong> <strong>the</strong> use <strong>of</strong> language on behalf <strong>of</strong> <strong>the</strong> Ofsted <strong>in</strong>spectors. Debateswill rage regard<strong>in</strong>g <strong>the</strong> use <strong>of</strong> Ofsted reports as proxies dur<strong>in</strong>g <strong>the</strong> content analysisand predom<strong>in</strong>antly because <strong>the</strong>re is no way <strong>of</strong> know<strong>in</strong>g what <strong>the</strong> understand<strong>in</strong>gs <strong>of</strong>leadership were with<strong>in</strong> a disparate group <strong>of</strong> <strong>in</strong>spectors. However, if any success isfound <strong>in</strong> <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs, <strong>the</strong>n it will f<strong>in</strong>ally be evident that Ofsted <strong>in</strong>spectors do represent33


leadership with<strong>in</strong> schools. Resultantly, <strong>the</strong> issue <strong>of</strong> secondary bias is an evidentproblem that is near impossible to remove entirely.The argument exists regard<strong>in</strong>g <strong>the</strong> two different forms <strong>of</strong> leadership, whereby <strong>the</strong>author differentiates as ei<strong>the</strong>r <strong>the</strong> academic conception or <strong>the</strong> policy conception <strong>of</strong>distributed leadership. This is a key part <strong>of</strong> <strong>the</strong> study, how <strong>the</strong> author justifies oneform or ano<strong>the</strong>r. Therefore, <strong>the</strong> follow<strong>in</strong>g section will highlight and expla<strong>in</strong> <strong>the</strong>group<strong>in</strong>gs <strong>of</strong> <strong>the</strong> keywords for <strong>the</strong> two oppos<strong>in</strong>g forms <strong>of</strong> distributed leadership. In <strong>the</strong>first <strong>in</strong>stance, <strong>the</strong> keywords derived from academic literature will form <strong>the</strong> academicconception <strong>of</strong> distributed leadership. Initially, to test <strong>the</strong> keywords a sample <strong>of</strong> 20schools were chosen at random and subjected to keyword collection from with<strong>in</strong> <strong>the</strong>section entitled ‘How well is <strong>the</strong> school lead and managed?’ After a successful testsample <strong>the</strong> follow<strong>in</strong>g keywords were confirmed after del<strong>in</strong>eation.3.4.1.1 Academic ConceptionCollective: One <strong>of</strong> <strong>the</strong> dom<strong>in</strong>ant <strong>the</strong>mes <strong>in</strong> academic literature on distributedleadership is <strong>the</strong> ‘collective’ approach. This is exemplified <strong>in</strong> one paper by Denis et al(2001) entitled ‘The Dynamics <strong>of</strong> Collective <strong>Leadership</strong> and Strategic Change <strong>in</strong>Pluralistic Organisations’. The paper uses case studies <strong>in</strong> <strong>the</strong> health care sector toevaluate <strong>the</strong> impact <strong>of</strong> a collective leadership approach towards achiev<strong>in</strong>g change.Despite <strong>the</strong> confusion and ambiguity which surrounds distributed leadership, <strong>the</strong>collective approach <strong>in</strong>s<strong>in</strong>uates a group effort. Referr<strong>in</strong>g to <strong>the</strong> orig<strong>in</strong>ation <strong>of</strong> <strong>the</strong> idea,we can see <strong>the</strong> similarities <strong>in</strong> <strong>the</strong> collective approach, “leadership is probably bestconceived as a group quality, as a set <strong>of</strong> functions which must be carried out by <strong>the</strong>group” (Gibb, 1954:884). Denis et al (2001:2) suggest “<strong>the</strong> creation <strong>of</strong> a collectivemembership group <strong>in</strong> which members play dist<strong>in</strong>ct but tightly-knit and contrast<strong>in</strong>g34


oles is a critical factor <strong>in</strong> achiev<strong>in</strong>g substantive change”. The similarities between<strong>the</strong> two approaches are obvious, hence <strong>the</strong> reason ‘collective’ will form one <strong>of</strong> <strong>the</strong>keywords represent<strong>in</strong>g academic policy.Shared: <strong>An</strong>o<strong>the</strong>r keyword frequent<strong>in</strong>g <strong>the</strong> academic literature is that <strong>of</strong> ‘shared’leadership. Pearce (2004:48) expla<strong>in</strong>s, “shared leadership occurs when all members<strong>of</strong> a team are fully engaged <strong>in</strong> <strong>the</strong> leadership <strong>of</strong> <strong>the</strong> team and are not hesitant to<strong>in</strong>fluence and guide <strong>the</strong>ir fellow team members <strong>in</strong> an effort to maximise <strong>the</strong> effort and<strong>the</strong> potential <strong>of</strong> <strong>the</strong> team as a whole”. This also refers to a group context, whereby <strong>the</strong>responsibilities <strong>of</strong> <strong>the</strong> leader are shared across many <strong>in</strong>dividuals, <strong>the</strong>refore distribut<strong>in</strong>g<strong>the</strong> leadership. O<strong>the</strong>r authors also refer to this concept <strong>of</strong> shared leadership with asimilar mean<strong>in</strong>g, and <strong>the</strong> benefits <strong>of</strong> such a concept <strong>in</strong> regards to improv<strong>in</strong>g studentlearn<strong>in</strong>g (Lambert, 2003; Pearce and Conger, 2003).Collaborative: Whilst discuss<strong>in</strong>g <strong>the</strong> topic <strong>of</strong> build<strong>in</strong>g leadership capacity, Lambert(1998), describes distributed leadership as becom<strong>in</strong>g a collaborative endeavour<strong>in</strong>volv<strong>in</strong>g all teachers. For this reason <strong>the</strong> terms ‘collaborative’ and ‘collaboration’will be one <strong>of</strong> <strong>the</strong> units <strong>of</strong> analysis. Although <strong>the</strong>re is a dist<strong>in</strong>ction between <strong>the</strong> two,that is distribution and collaboration, for distributed leadership to occur, a form <strong>of</strong>collaboration must take place. Fur<strong>the</strong>r to this, Gronn (2000:332) argues that someform <strong>of</strong> distributed leadership has always occurred, “<strong>the</strong> more obvious <strong>in</strong>stances are<strong>the</strong> typical k<strong>in</strong>ds <strong>of</strong> collaborative decision-mak<strong>in</strong>g forums common to most educationsett<strong>in</strong>gs, such as teams or committees”.35


Systemic: ‘Systemic’ leadership rema<strong>in</strong>s <strong>in</strong> close correlation with <strong>the</strong> role <strong>of</strong>distributed leadership. The similarities l<strong>in</strong>k it closer to <strong>the</strong> pure academic conceptionra<strong>the</strong>r than <strong>the</strong> policy conception. Def<strong>in</strong>ed as “leadership which flows throughout anorganisation, spann<strong>in</strong>g levels and flow<strong>in</strong>g both up and down hierarchies” (Ogawaand Bossert, 1997:10). “This is a view <strong>of</strong> leadership as ever-shift<strong>in</strong>g and open to anymember <strong>of</strong> an organisation” (Lumby, 2003:284). Therefore, due to <strong>the</strong> closeproximities <strong>in</strong> <strong>the</strong> use <strong>of</strong> <strong>the</strong> terms, whilst acknowledg<strong>in</strong>g <strong>the</strong>re are m<strong>in</strong>ordiscrepancies <strong>in</strong> <strong>the</strong> two forms, this will form a keyword for <strong>the</strong> academic version <strong>of</strong>distributed leadership.Partnership: Academic research also refers to <strong>the</strong> term ‘partnership’ when describ<strong>in</strong>gdistributed leadership, work<strong>in</strong>g <strong>in</strong> partnership with ano<strong>the</strong>r stakeholder, <strong>the</strong> product <strong>of</strong>a conjo<strong>in</strong>t activity. This aga<strong>in</strong> refers to an equal foot<strong>in</strong>g with ano<strong>the</strong>r stakeholder,whereby <strong>the</strong> leadership is <strong>the</strong>refore distributed. For example, <strong>the</strong> head teacher maywork <strong>in</strong> partnership with <strong>the</strong> deputy head on a particular matter, this would refer to <strong>the</strong>idealised conception <strong>of</strong> distributed leadership ra<strong>the</strong>r than <strong>the</strong> deputy purely report<strong>in</strong>gto <strong>the</strong> head. Grant (2006:524) researched management styles <strong>in</strong> <strong>the</strong> education system<strong>of</strong> South Africa. Dur<strong>in</strong>g <strong>the</strong> study <strong>the</strong> author found that a “school that wishes toembrace teacher leadership would need to develop a culture that supportscollaboration, partnership, team teach<strong>in</strong>g and collective decision mak<strong>in</strong>g”. Many <strong>of</strong><strong>the</strong> keywords relat<strong>in</strong>g to <strong>the</strong> phenomenon <strong>in</strong> this quote have already been identifiedbut <strong>the</strong> term ‘partnership’ is exemplified here. The teacher leadership Grant (2006)refers to requires <strong>the</strong> distribution <strong>of</strong> leadership among <strong>the</strong> teachers.36


Facilitative: The term ‘facilitate’ appears <strong>in</strong> research by Gronn (2000) alongsideo<strong>the</strong>r terms such as ‘shared’ and ‘collaborative’. Orig<strong>in</strong>at<strong>in</strong>g from <strong>the</strong> word ‘facilitate’referr<strong>in</strong>g to assist<strong>in</strong>g <strong>the</strong> process. For example, should staff facilitate <strong>the</strong> head teacher<strong>in</strong> implement<strong>in</strong>g a new regime <strong>the</strong>n this implies <strong>the</strong>y are equally distribut<strong>in</strong>g <strong>the</strong>leadership throughout this implementation. Gronn (2000:322) whilst research<strong>in</strong>g <strong>the</strong>concept <strong>of</strong> distribution, discusses how <strong>the</strong> actions <strong>of</strong> one team member facilitate <strong>the</strong>group. In <strong>the</strong> example, <strong>the</strong> use <strong>of</strong> a ‘beater’, beat<strong>in</strong>g <strong>the</strong> bushes and disturb<strong>in</strong>g <strong>the</strong>habitat <strong>in</strong> a primaeval collective hunt is facilitat<strong>in</strong>g <strong>the</strong> group as it frightens <strong>the</strong> herdand sends <strong>the</strong>m towards <strong>the</strong> o<strong>the</strong>r hunters. The thoughts beh<strong>in</strong>d <strong>the</strong> illustration rema<strong>in</strong>that <strong>the</strong> ‘beater’ is assist<strong>in</strong>g <strong>the</strong> hunters <strong>in</strong> ga<strong>in</strong><strong>in</strong>g food for all, ra<strong>the</strong>r than satisfy<strong>in</strong>gpersonal needs, equally distribut<strong>in</strong>g <strong>the</strong> actions with<strong>in</strong> <strong>the</strong> group. This scenario,coupled with <strong>the</strong> literature from <strong>the</strong> health care sector, demonstrates distributedleaderships applicability to various environments, not just with<strong>in</strong> <strong>the</strong> education sector.Toge<strong>the</strong>r: The f<strong>in</strong>al keyword regard<strong>in</strong>g <strong>the</strong> academic perspective <strong>in</strong>cludes lead<strong>in</strong>g‘toge<strong>the</strong>r’. Denis et al (2000:24) highlighted <strong>the</strong> importance <strong>of</strong> “enabl<strong>in</strong>g members toacquire formal and <strong>in</strong>formal power and to develop a successful way <strong>of</strong> work<strong>in</strong>gtoge<strong>the</strong>r despite different skills and different sources <strong>of</strong> power”. In this context it canrefer to mak<strong>in</strong>g a decision toge<strong>the</strong>r, on equal foot<strong>in</strong>g, clearly rest<strong>in</strong>g <strong>in</strong> <strong>the</strong> academicconception <strong>of</strong> distributed leadership. If <strong>the</strong> pr<strong>in</strong>cipals and <strong>the</strong> support staff worktoge<strong>the</strong>r on a project, this implies m<strong>in</strong>imal hierarchical characteristics.3.4.1.2 Policy ConceptionThe policy conception <strong>of</strong> distributed leadership represents a slightly differentapproach. The National College <strong>of</strong> School <strong>Leadership</strong> (NCSL) refers to distributed37


leadership us<strong>in</strong>g slightly different keywords, possibly represent<strong>in</strong>g a more bastardisedform <strong>of</strong> distributed leadership. Whilst distributed leadership rema<strong>in</strong>s a topic with<strong>in</strong>this arena, it appears that <strong>the</strong> role <strong>of</strong> <strong>the</strong> ‘heroic’ head teacher is <strong>of</strong> paramountimportance ra<strong>the</strong>r than <strong>the</strong> distribution <strong>of</strong> leadership amongst a wider group (Wright,2001).Delegated: The first prevalent keyword contradicts all <strong>of</strong> <strong>the</strong> previous keywords <strong>in</strong>academic conception expla<strong>in</strong>ed previously. Policy-makers produced a report ondistributed leadership <strong>in</strong> 2003 and <strong>in</strong> one particular section, a review <strong>of</strong> researchundertaken by academics is described. “<strong>Distributed</strong> leadership; <strong>the</strong>y (<strong>the</strong> headteachers) delegated responsibility and authority to <strong>the</strong> senior management teams, andgave teachers opportunities to share <strong>in</strong> decision-mak<strong>in</strong>g” (Bennett et al, 2003:21).This pa<strong>in</strong>ts a contrast<strong>in</strong>g picture to <strong>the</strong> academic term. The word ‘delegat<strong>in</strong>g’<strong>in</strong>s<strong>in</strong>uates a hierarchical structure <strong>of</strong> which <strong>the</strong> head teacher is still solely responsiblefor <strong>the</strong> leadership. Fur<strong>the</strong>rmore, <strong>the</strong> teachers only had opportunities to share decisionmak<strong>in</strong>g,whereas <strong>the</strong> academic literature uses this term freely, not only permitt<strong>in</strong>g‘opportunities’ to share <strong>the</strong> process. As a result <strong>the</strong> phrase ‘delegat<strong>in</strong>g’ or ‘delegated’clearly signals <strong>the</strong> policy concept <strong>of</strong> distributed leadership.Democratic: This report also refers to ano<strong>the</strong>r form <strong>of</strong> leadership <strong>in</strong> <strong>the</strong> samecategory, that <strong>of</strong> democratic leadership. Bennett et al (2003:20) refer to <strong>the</strong> distributedform as hav<strong>in</strong>g “democratic pr<strong>in</strong>ciples at its core”. However, <strong>the</strong> authors proceed,“central to democratic leadership is <strong>the</strong> co-operation and <strong>the</strong> alignment <strong>of</strong> o<strong>the</strong>rs to<strong>the</strong> values and vision <strong>of</strong> <strong>the</strong> leader”. The contradictory stance <strong>of</strong> this literature <strong>in</strong>reference to <strong>the</strong> academic literature is evident. The head teacher <strong>in</strong> this scenario38


effectively distributes leadership responsibilities to those below him. In this sense,ra<strong>the</strong>r than <strong>the</strong> co-operation and collaboration <strong>of</strong> equals <strong>in</strong> <strong>the</strong> academic <strong>in</strong>stance,justify<strong>in</strong>g <strong>the</strong> choice <strong>of</strong> <strong>the</strong> words ‘democratic’ and ‘democracy’ as keywords underpolicy conception. Once aga<strong>in</strong> <strong>the</strong> contrast<strong>in</strong>g descriptions between both academicand policy research is apparent, democracy rema<strong>in</strong>s a far cry from <strong>the</strong> academickeywords such as collaborative, shared and collective.Participative: A fur<strong>the</strong>r word deriv<strong>in</strong>g from <strong>the</strong> policy conception is that <strong>of</strong>‘participation’. Participation declares that o<strong>the</strong>rs are merely <strong>in</strong>volved <strong>in</strong> leadershipactivities ra<strong>the</strong>r than be<strong>in</strong>g at <strong>the</strong> forefront <strong>of</strong> such events. Bennett et al (2003)describe an alternative method <strong>of</strong> improv<strong>in</strong>g schools, by allow<strong>in</strong>g teachers tomean<strong>in</strong>gfully participate <strong>in</strong> our schools as organisations. This is a step back from <strong>the</strong>academic stance, and much like <strong>the</strong> o<strong>the</strong>r keywords under policy, this is not shar<strong>in</strong>g<strong>the</strong> leadership burden but simply assist<strong>in</strong>g <strong>the</strong> head teacher <strong>in</strong> activities.Devolved: Bennett et al (2003:32) refer to <strong>the</strong> terms distributed and ‘devolved’leadership <strong>in</strong> <strong>the</strong> same context. Whereas <strong>the</strong> term devolved is described by delegat<strong>in</strong>gduties or authorities, extremely similar to ano<strong>the</strong>r keyword from policy conception,‘delegated’. References <strong>in</strong> <strong>the</strong> report quote devolved leadership as be<strong>in</strong>g “<strong>the</strong>devolution <strong>of</strong> responsibility”.Involv<strong>in</strong>g and Support<strong>in</strong>g: There is a recurr<strong>in</strong>g <strong>the</strong>me fur<strong>the</strong>r exemplified with <strong>the</strong>setwo keywords evident <strong>in</strong> <strong>the</strong> NCSL report. The phrases “<strong>in</strong>volv<strong>in</strong>g your staff <strong>in</strong>decision-mak<strong>in</strong>g” and “support<strong>in</strong>g colleagues” refer to actions that have little directimpact on <strong>the</strong> leadership process but ra<strong>the</strong>r are notified <strong>of</strong> routes taken and asked to39


help, whilst potentially ano<strong>the</strong>r stakeholder leads <strong>the</strong> situation Bennett et al (2003:38).This is once aga<strong>in</strong> a clear dist<strong>in</strong>ction from <strong>the</strong> academic literature on <strong>the</strong> phenomenon.Consultative: Fur<strong>the</strong>r literature from <strong>the</strong> policy conception refers to an equal foot<strong>in</strong>g<strong>of</strong> all stakeholders, yet <strong>the</strong> head teacher rema<strong>in</strong>s “first among equals” (Kimber,2003:18). Fur<strong>the</strong>r from this <strong>the</strong>re is a quote from <strong>the</strong> head teacher stat<strong>in</strong>g how heattempts to distribute <strong>the</strong> leadership, “I tend to be very consultative…I know how Iwant <strong>the</strong> school to go but I will consult with <strong>the</strong>m about how we might go about do<strong>in</strong>git”. In this sense <strong>the</strong> head teacher has already made <strong>the</strong> decision <strong>the</strong> direction <strong>the</strong>ywish to take, an obvious differentiation from <strong>the</strong> academic perspective whereby anydirection would be <strong>in</strong> conjunction with all stakeholders <strong>in</strong>cluded,Figure 3.1 – Derived KeywordsAcademic ConceptionCollectiveSharedCollaborativeSystemicPartnershipFacilitativeToge<strong>the</strong>rPolicy ConceptionDelegatedDemocraticParticipativeInvolv<strong>in</strong>gDevolvedSupportiveConsultativeEach Ofsted report consists <strong>of</strong> a section entitled ‘How well is <strong>the</strong> school led andmanaged?’ typically three or four pages <strong>in</strong> length. This section was analysed us<strong>in</strong>g40


content analysis techniques (Krippendorf, 2004). The content analysis was appliedwhilst us<strong>in</strong>g <strong>the</strong> def<strong>in</strong>ition <strong>of</strong> distributed leadership and <strong>the</strong> characteristics associatedwith it. This was an exhaustive process whereby exam<strong>in</strong><strong>in</strong>g <strong>the</strong> academic literature todate and utilis<strong>in</strong>g a few Ofsted reports as examples, provided various keywords todef<strong>in</strong>e whe<strong>the</strong>r leadership is distributed or not. The follow<strong>in</strong>g extracts provideexamples.Example A: Extract from school 59 provid<strong>in</strong>g an example <strong>of</strong> distributed leadershipbetween <strong>the</strong> head teacher and his deputy <strong>in</strong> <strong>the</strong> academic conception. ‘The headteacher and deputy work closely toge<strong>the</strong>r and share <strong>the</strong> major responsibilities’. Theuse <strong>of</strong> <strong>the</strong> words ‘toge<strong>the</strong>r’ and <strong>the</strong> fact <strong>the</strong>y ‘share’ major responsibilities <strong>in</strong>s<strong>in</strong>uates<strong>the</strong> academic conception <strong>of</strong> distributed leadership. Fur<strong>the</strong>rmore, school 109 providesano<strong>the</strong>r example <strong>of</strong> distributed leadership, ‘<strong>the</strong> head teacher and his senior staff workvery well toge<strong>the</strong>r to motivate and encourage o<strong>the</strong>rs’. In this phrase, <strong>the</strong> head teacherand staff are work<strong>in</strong>g ‘toge<strong>the</strong>r’ ra<strong>the</strong>r than be<strong>in</strong>g delegated to.Example B: Section from school 103 whereby <strong>the</strong> policy conception <strong>of</strong> distributedleadership is more prevalent here. ‘She (<strong>the</strong> head teacher) has <strong>the</strong> confidence <strong>of</strong> <strong>the</strong>pupils, staff, governors and parents and is fully supported by a team <strong>of</strong> highly skilledmanagers’. In this example <strong>the</strong> text shows how <strong>the</strong> head teacher is merely ‘supported’by managers ra<strong>the</strong>r than leadership be<strong>in</strong>g distributed to <strong>the</strong>m. Second example <strong>of</strong> nondistributedleadership <strong>in</strong> school 86, ‘<strong>the</strong> govern<strong>in</strong>g body makes a good contribution to<strong>the</strong> life <strong>of</strong> <strong>the</strong> school’. This sentence implies <strong>the</strong> governors have little direct impact on<strong>the</strong> strategies undertaken by <strong>the</strong> school, a form <strong>of</strong> non-distributed leadership.In this context “distributed leadership is characterised by conjo<strong>in</strong>t or concertiveactivity with o<strong>the</strong>rs beyond <strong>the</strong> pr<strong>in</strong>cipal allowed to make and action decisions <strong>of</strong>strategic significance” (Currie and Lockett, 2008).41


The variables table below details those exam<strong>in</strong>ed start<strong>in</strong>g with whe<strong>the</strong>r or notleadership was distributed. <strong>Distributed</strong> be<strong>in</strong>g <strong>the</strong> b<strong>in</strong>ary variable signify<strong>in</strong>g whichschools displayed distributed leadership (1=distributed leadership; 0=non-distributedleadership). This is calculated us<strong>in</strong>g <strong>the</strong> keywords, for example, should morekeywords from <strong>the</strong> academic conception appear than those from <strong>the</strong> policyconception, <strong>the</strong>n distributed leadership is occurr<strong>in</strong>g <strong>in</strong> its purest form. In <strong>the</strong>sevariables, 1 represents leadership be<strong>in</strong>g distributed to that particular stakeholder and 0represents <strong>the</strong> non-distribution <strong>of</strong> leadership.The rema<strong>in</strong><strong>in</strong>g variables are shown and expla<strong>in</strong>ed <strong>in</strong> <strong>the</strong> table below <strong>in</strong>clud<strong>in</strong>gmeasures <strong>of</strong> school resources, environmental context and <strong>the</strong> nature <strong>of</strong> <strong>the</strong> studentbody, all details obta<strong>in</strong>ed from with<strong>in</strong> Ofsted reports.42


Figure 3.2 - Variable Def<strong>in</strong>itionsVariableVariable DescriptionTime LagLag (measured <strong>in</strong> Years) between year <strong>of</strong> OFSTED report and when<strong>the</strong> performance <strong>of</strong> <strong>the</strong> school was measuredDisplayedDoes <strong>the</strong> school display distributed leadership? (1=Yes;0=No)School PerformanceKS2 – KS3Value added between entry at 11 years <strong>of</strong> age and 14 years <strong>of</strong> age asassessed by test scoresSchool PerformanceKS3 – KS4Value added between entry at 14 years <strong>of</strong> age and 16 years <strong>of</strong> age asassessed by test scoresEnglishPercentage (%) <strong>of</strong> pupils achiev<strong>in</strong>g level 5 or above <strong>in</strong> EnglishMa<strong>the</strong>maticsPercentage (%) <strong>of</strong> pupils achiev<strong>in</strong>g level 5 or above <strong>in</strong> Ma<strong>the</strong>maticsSciencePercentage (%) <strong>of</strong> pupils achiev<strong>in</strong>g level 5 or above <strong>in</strong> ScienceAverage po<strong>in</strong>t score at Average performance across KS4 variablesKS35+A*-C Percentage (%) <strong>of</strong> pupils achiev<strong>in</strong>g KS4 Level 25+A*-G Percentage (%) <strong>of</strong> pupils achiev<strong>in</strong>g KS4 Level 1Average po<strong>in</strong>t score at Average total po<strong>in</strong>t score per pupilKS4SizeNumber <strong>of</strong> pupils enrolled <strong>in</strong> <strong>the</strong> school study<strong>in</strong>g at KS2 and KS4levelAuthorised absence Percentage <strong>of</strong> half days (sessions) missed through absence for <strong>the</strong>latest complete report<strong>in</strong>g yearUnauthorised absence Percentage <strong>of</strong> half days (sessions) missed through absence for <strong>the</strong>latest complete report<strong>in</strong>g yearF<strong>in</strong>ancial Resources School’s expenditure per pupilF<strong>in</strong>ancial Deficit OFSTED report shows negative ‘Balance carried forward to nextyear’ (1=Yes;0=No)Social Deprivation Percentage (%) <strong>of</strong> pupils entitled to free school mealsCultural Background Percentage (%) <strong>of</strong> pupils ‘with English as an additional language’School Teach<strong>in</strong>g Number <strong>of</strong> pupils per qualified teacherResourcesKS3 Teach<strong>in</strong>g Average teach<strong>in</strong>g group size at KS3ResourcesKS4 Teach<strong>in</strong>g Average teach<strong>in</strong>g group size at KS4ResourcesParental Involvement Percentage (%) OFSTED Questionnaires returnedEast Midlands Is <strong>the</strong> school located <strong>in</strong> <strong>the</strong> East Midlands? (1=Yes;0=No)North WestIs <strong>the</strong> school located <strong>in</strong> <strong>the</strong> North West? (1=Yes;0=No)South EastIs <strong>the</strong> school located <strong>in</strong> <strong>the</strong> South East? (1=Yes;0=No)Inner CityIs <strong>the</strong> school located <strong>in</strong> <strong>the</strong> Inner City? (1=Yes;0=No)43


3.6 Limitations <strong>of</strong> MethodologyDespite <strong>the</strong> advantages <strong>of</strong> us<strong>in</strong>g secondary data, such as <strong>the</strong> ease <strong>of</strong> access <strong>in</strong> thiscase, it also carries disadvantages that need to be noted. As previously discussed <strong>the</strong>rewill rema<strong>in</strong> an argument from some parties about <strong>the</strong> use <strong>of</strong> Ofsted reports for proxies<strong>of</strong> evidence. One <strong>of</strong> <strong>the</strong> major factors is <strong>the</strong> fact that this data is used primarily tocompare and contrast school standards and is collected with a specific purpose <strong>in</strong>m<strong>in</strong>d. The may have an adverse affect on <strong>the</strong> reports as <strong>the</strong> Ofsted <strong>in</strong>spectors may berequired to refer to activities <strong>of</strong> leadership with a different approach. Therefore, thistype <strong>of</strong> study is vulnerable to a secondary bias. However, at present this is <strong>the</strong> mostappropriate form <strong>of</strong> measur<strong>in</strong>g distributed leadership. As <strong>the</strong> data is collected by <strong>the</strong>government <strong>the</strong>n <strong>the</strong>re is no question over <strong>the</strong> quality <strong>of</strong> <strong>the</strong> data.Fur<strong>the</strong>rmore, to mitigate <strong>the</strong> secondary bias and <strong>the</strong> use <strong>of</strong> words by Ofsted <strong>in</strong>spectorsto decipher what constitutes distributed leadership has been justified throughout thismethodology. The del<strong>in</strong>eation <strong>of</strong> keywords is thoroughly expla<strong>in</strong>ed and anappropriate pilot test has been undertaken us<strong>in</strong>g 20 schools whereby examples areprovided <strong>in</strong> <strong>the</strong> previous passage.44


Chapter FourEmpirical <strong>An</strong>alysis4.0 Introduc<strong>in</strong>g Data <strong>An</strong>alysisThe follow<strong>in</strong>g chapter will progress from <strong>the</strong> methodology section <strong>of</strong> <strong>the</strong> dissertationand collate <strong>the</strong> data, which will allow <strong>the</strong> author to attempt to answer by <strong>in</strong>ductivelytest<strong>in</strong>g <strong>the</strong> dataset.The secondary data will be presented and summarised with <strong>in</strong>itial observations from<strong>the</strong> author regard<strong>in</strong>g <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs from <strong>the</strong> research, before undertak<strong>in</strong>g detailedanalysis related to <strong>the</strong> research question with<strong>in</strong> <strong>the</strong> subsequent section, <strong>the</strong> discussion.4.1 Data <strong>An</strong>alysisThe first step <strong>of</strong> <strong>the</strong> analysis produced simple descriptive statistics and a correlationmatrix for <strong>the</strong> performance measures as shown <strong>in</strong> Table 4.1 and 4.2 respectively on<strong>the</strong> follow<strong>in</strong>g pages.45


Table 4.1 – Descriptive StatisticsDescriptive StatisticsN M<strong>in</strong>imum Maximum Mean Std. DeviationTime Lag 358 2000 2005 2002.14 1.545KS2 - KS3 Performance 358 96.60 104.00 99.8106 1.26440KS3 - KS4 Performance 358 927.20 1045.70 996.0296 17.97356KS3 English 358 32 100 76.48 14.921KS3 Maths 358 34 100 77.91 14.000KS3 Science 358 25 100 74.87 16.870KS3 Av. Po<strong>in</strong>ts Score 358 27.00 46.40 35.0425 3.608365+ A*-C 358 10 100 57.20 20.4085+ A*-G 358 65 100 92.83 6.343KS4 Av. Po<strong>in</strong>ts Score 358 191.40 600.20 362.9824 74.35766Size 358 183 1990 927.02 305.246Authorised Absence 358 1.20 14.10 7.3737 1.84399Unauthorised Absence 358 .00 8.30 1.0444 1.21780F<strong>in</strong>ancial Resources 358 1672 5865 3062.20 679.705F<strong>in</strong>ancial Deficit 358 0 1 .24 .428Social Deprivation 243 .003 .717 .16170 .141658Cultural Background 243 .000 .927 .10043 .180626Teach<strong>in</strong>g Resources 243 10.80 22.00 16.7062 1.43596KS3 Teach<strong>in</strong>g Resources 243 15.40 41.70 24.5082 2.60129KS4 Teach<strong>in</strong>g Resources 243 12.70 39.40 21.6041 2.50041Parental Involvement 243 .019 .936 .27891 .166251Valid N (listwise) 24346


Table 4.2 – Performance Measures Correlation MatrixKS2 -KS3 KS3 Eng. KS3 Math KS3 Sci KS3 AvP KS3 - KS4 KS4 Lv2 KS4 Lv1 KS4 AvP S.D. C.B.KS2 - KS3Value AddedKS3 EnglishKS3 MathsKS3 ScienceKS3 Av. Po<strong>in</strong>tsKS3 - KS4Value Added5+A*-C5+A*-GKS4 Av. Po<strong>in</strong>tsSocial DeprivationCulturalBackground1.000.753 ** 1.000.651 ** .782 ** 1.000.617 ** .746 ** .943 ** 1.000.813 ** .854 ** .789 ** .749 ** 1.000.381 ** .340 ** .370 ** .351 ** .231 ** 1.000.714 ** .826 ** .793 ** .751 ** .869 ** .479 ** 1.000.575 ** .688 ** .653 ** .638 ** .613 ** .552 ** .687 ** 1.000.721 ** .790 ** .747 ** .706 ** .842 ** .536 ** .942 ** .731 ** 1.000-.393 ** -.598 ** -.523 ** -.526 ** -.664 ** .130 * -.494 ** -.417 ** -.472 ** 1.000.024 -.123 .018 .025 -.212 ** .458 ** -.027 .009 -.025 .630 ** 1.000*. Correlation is significant at <strong>the</strong> 0.05 level (2-tailed). **. Correlation is significant at <strong>the</strong> 0.01 level (2-tailed).47


Referr<strong>in</strong>g to Table 4.2 it is evident that <strong>the</strong> KS2-KS3 and KS3-KS4 value addedscores are not highly correlated. The significance <strong>of</strong> just .381 us<strong>in</strong>g <strong>the</strong> Pearsoncorrelation is predictable as a high score <strong>in</strong> KS2-KS3 from a pupil may be difficult toma<strong>in</strong>ta<strong>in</strong> through to KS3-KS4 level at <strong>the</strong> same rate. Of fur<strong>the</strong>r significance is <strong>the</strong>correlation between <strong>the</strong> Key Stage 3 po<strong>in</strong>ts average and <strong>the</strong> Key Stage 4 po<strong>in</strong>tsaverage. Once aga<strong>in</strong> this is predictable assum<strong>in</strong>g those students perform<strong>in</strong>g well atKS3 level would <strong>the</strong>n transfer this strong performance to a KS4 level. A significancemeasure <strong>of</strong> .842 <strong>in</strong>dicates this relationship.The matrix results were as expected with social deprivation produc<strong>in</strong>g a negativecorrelation across each performance measure with <strong>the</strong> exception <strong>of</strong> <strong>the</strong> KS3-KS4value added score. However, despite some correlation, this rema<strong>in</strong>s extremely<strong>in</strong>significant at just .130 and allows <strong>the</strong> analysis to cont<strong>in</strong>ue due to this <strong>in</strong>significance.The o<strong>the</strong>r measure <strong>in</strong>cluded, relates to cultural background. The correlation resultstowards this area are somewhat mixed. In <strong>the</strong> majority <strong>of</strong> cases <strong>the</strong> measure is ei<strong>the</strong>rnegative or sufficiently low to not require fur<strong>the</strong>r discussion. However, a relativelystrong correlation is provided <strong>in</strong> accordance with <strong>the</strong> KS3-KS4 value added score(.458) and as expected with <strong>the</strong> social deprivation variable, <strong>in</strong>dicat<strong>in</strong>g a correlation <strong>of</strong>.630. In regards to <strong>the</strong> KS3-KS4 value added score, whilst not a strong correlation, itshould still be noted dur<strong>in</strong>g <strong>the</strong> rema<strong>in</strong>der <strong>of</strong> this study.4.1.1 Test<strong>in</strong>g Social Deprivation with Policy ConceptionThe first social deprivation dummy variable has been set at 0


Table 4.3 – Two-Sample t test – Policy Keywords and Social Deprivation (0


schools, only 1.8 times per report. Survey<strong>in</strong>g both <strong>of</strong> <strong>the</strong>se t tests we can ga<strong>the</strong>r that<strong>the</strong> greater <strong>the</strong> level <strong>of</strong> social deprivation <strong>the</strong>n <strong>the</strong> greater <strong>the</strong> number <strong>of</strong> policykeywords.4.1.2 Test<strong>in</strong>g Social Deprivation with Academic ConceptionThe next step to be tested is <strong>the</strong> frequency <strong>of</strong> academic conception keywordsprevail<strong>in</strong>g accord<strong>in</strong>g to <strong>the</strong> level <strong>of</strong> social deprivation. The first Two-sample t test<strong>in</strong>volves <strong>the</strong> test<strong>in</strong>g aga<strong>in</strong>st <strong>the</strong> social deprivation variable at between 0


Table 4.6 – Two-Sample t test – Academic Keywords and Social Deprivation (0


44 <strong>of</strong> <strong>the</strong> schools had <strong>in</strong> excess <strong>of</strong> 20% <strong>of</strong> <strong>the</strong>ir pupils us<strong>in</strong>g English as an additionallanguage, <strong>the</strong>refore result<strong>in</strong>g <strong>in</strong> a diverse school. The significant f<strong>in</strong>d<strong>in</strong>g here showsthat <strong>the</strong> policy conception form <strong>of</strong> distributed leadership is far more likely to occur <strong>in</strong>such surround<strong>in</strong>gs with a mean <strong>of</strong> 3.07, as opposed to those less diverse schools witha mean <strong>of</strong> only 1.66.The same test was <strong>the</strong>n conducted with Academic conception as <strong>the</strong> dependantvariable. The results are shown <strong>in</strong> table 4.8.Table 4.8 – Two-sample t test – Academic Keywords and Cultural Background (0


Table 4.9 – Paired t test – Prevalence <strong>of</strong> Academic and Policy KeywordsPaired Samples StatisticsMean N Std. Deviation Std. Error MeanPair 1ACTotal .97 358 1.569 .083PCTotal 2.03 358 2.509 .133Throughout <strong>the</strong> 358 reports, policy conception keywords were over twice as likely tooccur aga<strong>in</strong>st those from <strong>the</strong> academic conception stated <strong>in</strong> <strong>the</strong> methodology. Thetotal Academic conception keywords averaged .97 per report <strong>in</strong> contrast to those froma policy conception, occurr<strong>in</strong>g 2.03 times per <strong>in</strong>spection. This shows distributedleadership is more likely to occur <strong>in</strong> <strong>the</strong> form <strong>of</strong> policy conception as evidenced by<strong>the</strong> Ofsted reports.4.1.6 Test<strong>in</strong>g <strong>the</strong> correlation between Academic Conception, Policy Conceptionand o<strong>the</strong>r variablesThe follow<strong>in</strong>g test was undertaken to search for relationships between particularvariables, exemplify<strong>in</strong>g <strong>the</strong> <strong>in</strong>ductive approach to this study.53


Table 4.10 – Pearson Correlation between variablesCorrelationsPCTotal ACTotal S.D. KS3 - KS4 SizePC TotalPearson Correlation 1.000Sig. (2-tailed)AC TotalPearson Correlation .562 ** 1.000Sig. (2-tailed) .000SocialDeprivation.KS3 - KS4Pearson Correlation .268 ** .166 ** 1.000Sig. (2-tailed) .000 .010Pearson Correlation .128 * .168 ** .130 * 1.000Value Added Sig. (2-tailed) .015 .001 .044SizePearson Correlation .028 .002 -.060 .068 1.000Sig. (2-tailed) .593 .967 .349 .199*. Correlation is significant at <strong>the</strong> 0.05 level (2-tailed).**. Correlation is significant at <strong>the</strong> 0.01 level (2-tailed).This produced a few <strong>in</strong>terest<strong>in</strong>g correlations, most notably, <strong>the</strong> AC Total variablerepresent<strong>in</strong>g <strong>the</strong> number <strong>of</strong> academic conception keywords be<strong>in</strong>g correlated to <strong>the</strong>strong perform<strong>in</strong>g schools. However, this is only at a level <strong>of</strong> roughly 17%. The o<strong>the</strong>rrelationship <strong>of</strong> <strong>in</strong>terest is <strong>in</strong> regards to <strong>the</strong> social deprivation variable. Sociallydeprived schools are correlated nearly 27% with <strong>the</strong> policy conception form <strong>of</strong>distributed leadership, but whilst test<strong>in</strong>g social deprivation with <strong>the</strong> academicconception, <strong>the</strong> correlation is far less at only 16.6%. It is also apparent <strong>the</strong>re is almostno correlation with <strong>the</strong> size <strong>of</strong> <strong>the</strong> school.4.1.7 Regression with different conceptions as <strong>the</strong> Dependent VariablesFur<strong>the</strong>r <strong>in</strong>ductive analysis led to <strong>the</strong> author <strong>in</strong>vestigat<strong>in</strong>g <strong>the</strong> relationship betweenPolicy conception and <strong>the</strong> o<strong>the</strong>r variables <strong>in</strong> a l<strong>in</strong>ear regression to expla<strong>in</strong> <strong>in</strong> whatcircumstances <strong>the</strong> policy form <strong>of</strong> distributed leadership is likely to prosper.54


Table 4.11 – L<strong>in</strong>ear Regression us<strong>in</strong>g Policy ConceptionCoefficients aStandardizedUnstandardized Coefficients CoefficientsModel B Std. Error Beta t Sig.1 (Constant) 6.456 9.541 .677 .499Social Deprivation 3.582 1.446 .220 2.478 .014KS3 - KS4 Value Ad. -.005 .009 -.041 -.554 .580F<strong>in</strong>ancial Resources .000 .000 -.122 -1.383 .168F<strong>in</strong>ancial Deficit -.181 .342 -.033 -.529 .597Size .000 .001 -.035 -.523 .602Cultural Background -.524 1.389 -.041 -.377 .706Teach<strong>in</strong>g Resources .084 .117 .052 .718 .474East Midlands -.203 .409 -.039 -.498 .619North West .548 .410 .103 1.335 .183Inner City 1.622 .629 .289 2.579 .011a. Dependent Variable: PC TotalThe secondary data collected has concluded that <strong>the</strong> most dom<strong>in</strong>ant factor <strong>in</strong>expla<strong>in</strong><strong>in</strong>g <strong>the</strong> use <strong>of</strong> <strong>the</strong> policy conception is social deprivation. Those sociallydeprived schools, judg<strong>in</strong>g by <strong>the</strong> 0


Table 4.12 – L<strong>in</strong>ear Regression us<strong>in</strong>g Academic ConceptionCoefficients aStandardizedUnstandardized Coefficients CoefficientsModel B Std. Error Beta t Sig.1 (Constant) -3.846 6.541 -.588 .557Social Deprivation .439 .991 .040 .443 .658KS3 - KS4 Value Ad. .005 .006 .055 .740 .460F<strong>in</strong>ancial Resources .000 .000 -.065 -.729 .467F<strong>in</strong>ancial Deficit -.110 .235 -.030 -.469 .639Size .000 .000 -.028 -.412 .681Cultural Background -.334 .952 -.039 -.351 .726Teach<strong>in</strong>g Resources .022 .080 .020 .271 .787East Midlands .000 .280 .000 -.003 .998North West .216 .281 .060 .767 .444Inner City 1.297 .431 .341 3.008 .003a. Dependent Variable: AC TotalThe results here are far less clear than <strong>in</strong> table 4.11. However, two <strong>of</strong> <strong>the</strong> samevariables are both dom<strong>in</strong>ant once aga<strong>in</strong>, social deprivation and <strong>in</strong>ner city schools.Although not as significant as <strong>in</strong> <strong>the</strong> previous regression, social deprivation is stillpositive at .439. Fur<strong>the</strong>rmore, those schools located <strong>in</strong> Inner Cities are once aga<strong>in</strong>more likely to use words associated with Academic Conception.The distribution <strong>of</strong> <strong>the</strong> dependant variables mean that just a l<strong>in</strong>ear regression wouldnot suffice. The tests were also conducted us<strong>in</strong>g Poisson and negative b<strong>in</strong>omialregression techniques. Both variables were tested for over-dispersion and ei<strong>the</strong>rPoisson or negative b<strong>in</strong>omial were selected as appropriate.56


Us<strong>in</strong>g policy conception as <strong>the</strong> dependant variable <strong>the</strong> error term was not found to beover-dispersed, <strong>the</strong>refore <strong>the</strong> Poisson regression was employed as is evident <strong>in</strong> table4.13.Table 4.13 – Poisson Regression us<strong>in</strong>g Policy ConceptionUnstandardized CoefficientsModel B Std. Error z P>z1(Constant) 4.757 4.859 0.98 0.328Social Deprivation 1.531 .640 2.39 0.017KS3 - KS4 Value Ad. -.005 .005 -0.93 0.352F<strong>in</strong>ancial Resources -.000 .000 -1.66 0.097F<strong>in</strong>ancial Deficit -.099 .169 -0.59 0.555Size -.000 .000 -0.63 0.527Cultural Background -.2 .788 -0.25 0.799Teach<strong>in</strong>g Resources .049 .059 0.84 0.400East Midlands -.137 .196 -0.70 0.485North West .336 .219 1.53 0.125Inner City .843 .288 2.93 0.003a. Dependent Variable: PC TotalThis produces similar results to <strong>the</strong> l<strong>in</strong>ear regression highlight<strong>in</strong>g <strong>the</strong> significantrelationships with social deprivation and those Inner City schools, although <strong>the</strong> resultsare not as prom<strong>in</strong>ent as <strong>the</strong> orig<strong>in</strong>al regression.The same regression was undertaken with Academic as <strong>the</strong> dependant variable andonce aga<strong>in</strong> <strong>the</strong> Poisson regression was deemed most appropriate as <strong>the</strong> standard errorlevel was less than <strong>the</strong> mean. The outcome is produced <strong>in</strong> table 4.14. The results showmild decreases <strong>in</strong> <strong>the</strong> relationship towards social deprivation and Inner City schools,however, <strong>the</strong> North West sample seems to <strong>in</strong>crease slightly.57


Table 4.14 – Poisson Regression us<strong>in</strong>g Academic ConceptionUnstandardized CoefficientsModel B Std. Error z P>z1(Constant) -5.211 7.858 -0.66 0.507Social Deprivation .350 .937 0.37 0.709KS3 - KS4 Value Ad. .004 .008 0.58 0.564F<strong>in</strong>ancial Resources -.000 .000 -0.71 0.48F<strong>in</strong>ancial Deficit -1.28 .240 -0.53 0.595Size -.000 .000 -0.36 0.715Cultural Background -.257 .796 -0.32 0.747Teach<strong>in</strong>g Resources .031 .087 0.35 0.725East Midlands .008 .294 0.03 0.978North West .335 .317 1.06 0.291Inner City 1.196 .332 3.6 0.000a. Dependent Variable: AC Total4.2 Summary <strong>of</strong> <strong>An</strong>alysisTo conclude, <strong>the</strong> exploratory nature <strong>of</strong> this study has led to some <strong>in</strong>terest<strong>in</strong>g f<strong>in</strong>d<strong>in</strong>gs.Firstly, <strong>the</strong> policy form is far more likely to occur <strong>in</strong> secondary schools <strong>in</strong> England.Evidence <strong>of</strong> this lies <strong>in</strong> table 4.9 where<strong>in</strong> <strong>the</strong> prevalence <strong>of</strong> Policy keywords is morethan double those Academic keywords. Secondly, any relation between schoolperformance and distributed leadership is not apparent from <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs. Thecorrelation <strong>in</strong> table 4.10 and subsequent regressions <strong>in</strong>dicate any relationship betweenKS3-KS4 value added scores and ei<strong>the</strong>r form <strong>of</strong> distributed leadership is m<strong>in</strong>imal.Thirdly, <strong>the</strong> level <strong>of</strong> social deprivation and <strong>the</strong> diversity <strong>of</strong> <strong>the</strong> school appear to vary<strong>the</strong> level <strong>of</strong> distributed leadership. Whilst both <strong>of</strong> <strong>the</strong> social deprivation variables at0


was extremely notable <strong>in</strong> those schools tested at 0


Chapter FiveDiscussion, Conclusion and Recommendations5.0 Discussion - IntroductionThis section will discuss <strong>the</strong> trends and issues which have arisen with<strong>in</strong> <strong>the</strong> dataanalysis. Follow<strong>in</strong>g this, conclusions will be drawn, recommendations will be madefor possible progression <strong>of</strong> <strong>the</strong> research topic and surround<strong>in</strong>g sub-topics and f<strong>in</strong>ally,<strong>the</strong> author will provide a personal reflection.5.1 DiscussionThe ma<strong>in</strong> aim from <strong>the</strong> dissertation was to identify a l<strong>in</strong>k, if any, between distributedleadership and school performance and <strong>the</strong>n to look for contexts which encouraged<strong>the</strong> enactment <strong>of</strong> distributed leadership. Us<strong>in</strong>g <strong>the</strong> data analysis, some notablef<strong>in</strong>d<strong>in</strong>gs have been found which can contribute towards conclusions and be relatedback to <strong>the</strong> literature.Although Gibb first stumbled upon <strong>the</strong> <strong>the</strong>me <strong>of</strong> distributed leadership <strong>in</strong> 1954 ands<strong>in</strong>ce <strong>the</strong>n <strong>the</strong>ory surround<strong>in</strong>g <strong>the</strong> topic has been vast, empirical evidence still rema<strong>in</strong>sfew and far between. This was one <strong>of</strong> <strong>the</strong> primary reasons <strong>in</strong> <strong>the</strong> author choos<strong>in</strong>g toundertake such a study. Even on a wider scale <strong>the</strong> l<strong>in</strong>k between leadership and studentperformance has failed to produce any direct relationship (Hall<strong>in</strong>ger and Heck, 1996).However, it is important to consider that <strong>the</strong> benefits <strong>of</strong> undertak<strong>in</strong>g distributedleadership has been proven to produce o<strong>the</strong>r results that can be seen as improv<strong>in</strong>gschool effectiveness. For example, Lieberman et al (2000) reported f<strong>in</strong>d<strong>in</strong>gsdemonstrat<strong>in</strong>g <strong>the</strong> benefits assimilated by <strong>the</strong> teachers. The study <strong>in</strong>terviewed 1760


teachers and as a result <strong>of</strong> leadership be<strong>in</strong>g shared or distributed <strong>the</strong> teachers felt moreconfident and able to perform <strong>the</strong>ir own duties. Fur<strong>the</strong>rmore, Fullan (2001:8)identified <strong>the</strong> importance <strong>of</strong> a “collaborative culture” <strong>in</strong> reference to schoolsachiev<strong>in</strong>g better results whilst Hopk<strong>in</strong>s and Reynolds (2001) second this, l<strong>in</strong>k<strong>in</strong>g <strong>the</strong>shar<strong>in</strong>g or distribution <strong>of</strong> leadership to school improvement. F<strong>in</strong>ally, Muijs and Harris(2003) confirm <strong>the</strong> benefits <strong>of</strong> collaboration <strong>in</strong> specific relation to <strong>the</strong> teachers.Pellicer and <strong>An</strong>derson (1995) previously highlighted <strong>the</strong> autonomous nature <strong>of</strong>teach<strong>in</strong>g led and <strong>the</strong> organisational structure <strong>of</strong>ten to alienation. However, <strong>in</strong>creasedcollaboration between <strong>the</strong> teachers helped to dim<strong>in</strong>ish <strong>the</strong> extent <strong>of</strong> alienation (Little,2000). These f<strong>in</strong>d<strong>in</strong>gs were not tested dur<strong>in</strong>g this research but <strong>the</strong> impact <strong>of</strong>distributed leadership be<strong>in</strong>g displayed <strong>in</strong> relation to school performance rema<strong>in</strong>ed one<strong>of</strong> <strong>the</strong> primary reasons for conduct<strong>in</strong>g <strong>the</strong> study. However, based upon <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs <strong>in</strong><strong>the</strong> data analysis <strong>the</strong>re is no reason to believe <strong>the</strong> distribution <strong>of</strong> leadership has anyrelationship to school performance at this stage. This is not to say <strong>the</strong>re are no o<strong>the</strong>rbenefits to distributed leadership such as <strong>the</strong> dim<strong>in</strong>ish<strong>in</strong>g alienation <strong>of</strong> teachers asabove, which could <strong>in</strong> turn lead to better performance. One notable study did identifya l<strong>in</strong>k between teacher leadership and <strong>the</strong> improvement <strong>of</strong> life chances <strong>of</strong> students <strong>in</strong>disadvantaged high schools (Crow<strong>the</strong>r et al, 2000). Potentially, with a stricter andconclusive def<strong>in</strong>ition <strong>of</strong> distributed leadership <strong>the</strong> positive benefits may well becomevisible, this will be discussed fur<strong>the</strong>r <strong>in</strong> <strong>the</strong> recommendations for future researchsection.One <strong>of</strong> <strong>the</strong> potential issues rema<strong>in</strong>s that whilst distributed leadership research ga<strong>in</strong>smore momentum, and whilst a conclusive def<strong>in</strong>ition rema<strong>in</strong>s elusive <strong>the</strong>n it is openfor <strong>in</strong>terpretation between authors. As identified dur<strong>in</strong>g this study it is imperative61


distributed leadership is differentiated from o<strong>the</strong>r forms such as delegated, devolvedor democratic leadership as <strong>the</strong> description to date is some distance from <strong>the</strong>se forms<strong>of</strong> leadership. In <strong>the</strong> mean time, whilst a def<strong>in</strong>ition rema<strong>in</strong>s to be seen, discussionsand <strong>the</strong>refore research rely on a certa<strong>in</strong> amount <strong>of</strong> subjectivity on behalf <strong>of</strong> <strong>the</strong> author<strong>in</strong>terpret<strong>in</strong>g distributed leadership. At present, too many forms <strong>of</strong> leadership are easilybe<strong>in</strong>g co<strong>in</strong>ed as ‘distributed’, this is evident <strong>in</strong> <strong>the</strong> policy literature produced byNCSL.Bennett et al (2003) however, highlighted <strong>the</strong> lack <strong>of</strong> empirical data relat<strong>in</strong>gdistributed leadership to school performance, specifically <strong>in</strong> regards to pupil orstudent achievement. This has been tested with <strong>the</strong> authors del<strong>in</strong>eation <strong>of</strong> keywordsrelat<strong>in</strong>g to both <strong>the</strong> academic and policy conception <strong>of</strong> distributed leadership to noavail. This could be down to <strong>the</strong> keywords chosen to test <strong>the</strong> data or it could simplyascerta<strong>in</strong> <strong>the</strong>re is no relationship between school performance and distributedleadership.The Prevalence <strong>of</strong> <strong>the</strong> Policy ConceptionThe data analysis also found that <strong>the</strong> policy form <strong>of</strong> distributed leadership was farmore likely to occur ra<strong>the</strong>r than <strong>the</strong> academic conception form. There could be manyreasons for this. Firstly, we do not know <strong>the</strong> extent towards this message has beenportrayed to those with<strong>in</strong> <strong>the</strong> secondary schools. We know <strong>the</strong> NCSL is activelypromot<strong>in</strong>g it but is this be<strong>in</strong>g communicated adequately to <strong>the</strong> head teachers. Fur<strong>the</strong>rresearch could <strong>in</strong>terview or survey head teachers regard<strong>in</strong>g <strong>the</strong>ir knowledge <strong>of</strong> <strong>the</strong><strong>the</strong>me <strong>of</strong> distributed leadership.62


Secondly, <strong>the</strong> follow<strong>in</strong>g reason policy conception could be more prevalent is becauseif it is be<strong>in</strong>g communicated adequately, <strong>the</strong>n this is how it may be portrayed.Documentation on <strong>the</strong> matter so far by <strong>the</strong> NCSL and o<strong>the</strong>r policy literature po<strong>in</strong>tstowards a differ<strong>in</strong>g form <strong>of</strong> distributed leadership than that portrayed by academics,dur<strong>in</strong>g this study it has been referred to as <strong>the</strong> policy conception. In <strong>the</strong>ory this is <strong>the</strong>conception promoted to headteachers alike, us<strong>in</strong>g terms such as devolved anddelegated, fail<strong>in</strong>g to understand <strong>the</strong> true concept <strong>of</strong> distributed leadership. Pr<strong>in</strong>cipalsmay be delegat<strong>in</strong>g <strong>in</strong> a democratic culture but this contrasts <strong>the</strong> underly<strong>in</strong>g <strong>the</strong>mesthat have laden <strong>the</strong> term effective. This culture fails to produce a collaborative,concertive action, result<strong>in</strong>g <strong>in</strong> a synergy and <strong>the</strong>refore a sum greater than <strong>the</strong> mean <strong>of</strong><strong>the</strong> sum <strong>of</strong> all <strong>in</strong>dividual efforts. Such implementation <strong>of</strong> distributed leadership would<strong>the</strong>n render all performance measures as void, fail<strong>in</strong>g to undertake distributedleadership. Although this has been termed policy conception for <strong>the</strong> use <strong>of</strong> this study,<strong>the</strong> author feels this is not a form <strong>of</strong> distributed leadership at all, ra<strong>the</strong>r just a form <strong>of</strong><strong>in</strong>dividualistic leadership.Thirdly, ano<strong>the</strong>r argument arises <strong>in</strong> regards to <strong>the</strong> culture <strong>of</strong> <strong>the</strong> o<strong>the</strong>r stakeholders.For example, Gronn (2000) refers to <strong>the</strong> ‘heroic’ leader result<strong>in</strong>g from past traditions<strong>the</strong>refore <strong>in</strong>dicat<strong>in</strong>g leadership can only be distributed below this level as <strong>the</strong>headteacher always rema<strong>in</strong>s first. Although <strong>the</strong> eradication <strong>of</strong> such a culture may bepromoted, some stakeholders will cont<strong>in</strong>uously see only a heroic leader at <strong>the</strong>p<strong>in</strong>nacle <strong>of</strong> <strong>the</strong> school. For example, parents and governors may adhere to this stancemore than most. Such an issue will prevent <strong>the</strong> headteacher undertak<strong>in</strong>g <strong>the</strong> idealisedform <strong>of</strong> distributed leadership.F<strong>in</strong>ally, one <strong>of</strong> <strong>the</strong> most important reasons beh<strong>in</strong>d <strong>the</strong> idealised academic conceptionoccurr<strong>in</strong>g may be as a result <strong>of</strong> <strong>the</strong> high level <strong>of</strong> accountability on behalf <strong>of</strong> <strong>the</strong>63


headteachers <strong>the</strong>mselves. As referred to <strong>in</strong> <strong>the</strong> literature review, Wright (2001)highlighted this as <strong>the</strong> tw<strong>in</strong> paradoxes <strong>of</strong> <strong>the</strong> Blair education project. The publication<strong>of</strong> school performance results <strong>in</strong> 1992 allowed schools to be compiled <strong><strong>in</strong>to</strong> leaguetables. As Wright (2001:282) expla<strong>in</strong>s, “government impositions laid <strong>in</strong>creasedresponsibilities on headteachers”. In such a scenario where performance is revertedimmediately back to <strong>the</strong> headteacher why would <strong>the</strong>y share or distributeresponsibility, too much is at stake. The question rema<strong>in</strong>s, “how can a moredistributed model <strong>of</strong> leadership be encouraged so that leaders are enabled to takerisks?” (Wright, 2001:288). It is certa<strong>in</strong>ly apparent at this stage distributed leadershipmay fail to expla<strong>in</strong> performance as leadership <strong>in</strong> <strong>the</strong> majority <strong>of</strong> cases has effectivelyrema<strong>in</strong>ed <strong>in</strong>dividualistic.The Enactment <strong>of</strong> <strong>Distributed</strong> <strong>Leadership</strong>This study used a variety <strong>of</strong> variables to fur<strong>the</strong>r determ<strong>in</strong>e a l<strong>in</strong>k between what assistsdistributed leadership to occur. The empirical analysis provided l<strong>in</strong>ks with three <strong>of</strong> <strong>the</strong>variables, social deprivation, school diversity and <strong>in</strong>ner city schools.The social deprivation measure was l<strong>in</strong>ked to free school meals, as <strong>the</strong> analysisshows a percentage <strong>of</strong> children eat<strong>in</strong>g free school meals met <strong>the</strong> criteria for a sociallydeprived area. Free school meals are <strong>of</strong>fered to those <strong>in</strong>dividuals whose parents are on<strong>in</strong>come support. The levels were set at 20% and aga<strong>in</strong> at 40% <strong>of</strong> <strong>the</strong> children eat<strong>in</strong>greceiv<strong>in</strong>g free school meals would represent a socially deprived area. As this wouldessentially mean that 20%/40% <strong>of</strong> <strong>the</strong>ir parents <strong>in</strong> <strong>the</strong> area <strong>of</strong> <strong>the</strong> school werereceiv<strong>in</strong>g <strong>in</strong>come support.Whilst set at 20% <strong>the</strong>re was a clear relationship with <strong>the</strong> policy form <strong>of</strong> distributedleadership, however, when set at 40% this relationship became even stronger. Only 1864


schools met <strong>the</strong> criteria for 40% receiv<strong>in</strong>g free school meals and <strong>the</strong> mean for <strong>the</strong>policy conception occurr<strong>in</strong>g was quite strong. This proved that distributed leadershipmay struggle to develop <strong>in</strong> socially deprived areas. Bennett et al (2003:8) expla<strong>in</strong>edthis <strong>in</strong> <strong>the</strong>ir extensive literature review and discussed it as hav<strong>in</strong>g “a significantbear<strong>in</strong>g on distributed leadership”. The pupils <strong>the</strong>mselves will have a significantbear<strong>in</strong>g on how leadership is enacted and particularly <strong>the</strong> confidence <strong>the</strong> headteacherhas <strong>in</strong> distribut<strong>in</strong>g such a duty. Potentially, <strong>the</strong> headteacher is unable to rel<strong>in</strong>quishleadership duties <strong>in</strong> what may be a troublesome school. Fur<strong>the</strong>rmore, assum<strong>in</strong>g a l<strong>in</strong>kbetween socially deprived schools and lower school atta<strong>in</strong>ment grades <strong>the</strong>re may wellbe ano<strong>the</strong>r accountability issue. Those headteachers <strong>in</strong> such schools will be undercloser scrut<strong>in</strong>y to turn <strong>the</strong> school around and despite leadership be<strong>in</strong>g shared, <strong>the</strong>y willbe <strong>the</strong> one held accountable should poor performance occur aga<strong>in</strong>.The diversity <strong>of</strong> <strong>the</strong> school was also denoted as affect<strong>in</strong>g this form <strong>of</strong> leadership. Thiswas tested us<strong>in</strong>g <strong>the</strong> cultural background variable represent<strong>in</strong>g <strong>the</strong> percentage <strong>of</strong> thosepupils to whom English was an additional language. This was tested aga<strong>in</strong>st a level <strong>of</strong>0


and <strong>the</strong>ir <strong>in</strong>volvement alone is reliant on <strong>the</strong> cultural, historical and <strong>in</strong>stitutionalsett<strong>in</strong>g from which <strong>the</strong>y reside (Spillane et al, 2004).F<strong>in</strong>ally, an <strong>in</strong>terest<strong>in</strong>g f<strong>in</strong>d<strong>in</strong>g from <strong>the</strong> data analysis was regard<strong>in</strong>g <strong>the</strong> significance <strong>of</strong>Inner City schools. The f<strong>in</strong>d<strong>in</strong>gs <strong>in</strong>dicate distributed leadership is likely to occur <strong>in</strong>one form or ano<strong>the</strong>r <strong>in</strong> <strong>the</strong>se Inner City schools. Despite an extensive review <strong>of</strong> <strong>the</strong>literature prior to this research, such a relationship had yet to be identified.Inner City schools are known to frequently perform below <strong>the</strong> national average butDfES recently produced a scheme to improve standards (BBC News, 2003). Thisprogramme, which received an £800m f<strong>in</strong>ancial <strong>in</strong>jection may well be <strong>the</strong> reasondistributed leadership is more prevalent <strong>in</strong> Inner City schools. The recent restructur<strong>in</strong>g<strong>of</strong> such schools has occurred at a similar time to <strong>the</strong> promotion <strong>of</strong> distributedleadership and <strong>the</strong>refore dur<strong>in</strong>g restructur<strong>in</strong>g this implementation may have beenenforced.<strong>An</strong>o<strong>the</strong>r potential reason for such a significance could relate to <strong>the</strong> headteachers<strong>the</strong>mselves. Fur<strong>the</strong>r tests could be undertaken <strong>in</strong> regards to <strong>the</strong> experience and ability<strong>of</strong> <strong>the</strong> headteacher whereby if <strong>the</strong>y had a previous track record <strong>the</strong>y may be familiarwith NCSL <strong>in</strong>itiatives or may have experienced <strong>the</strong> benefits <strong>of</strong> shar<strong>in</strong>g <strong>the</strong> leadershipburden first hand. A recent article found on <strong>the</strong> BBC News (2007) website seems to<strong>in</strong>dicate that leaders <strong>of</strong> Inner City schools are <strong>of</strong> a higher calibre, specifically targetedto undertake such a challeng<strong>in</strong>g role by <strong>the</strong> government to deal with students fromculturally diverse and disadvantaged areas.66


5.2 ConclusionCurrently, test<strong>in</strong>g <strong>the</strong> relationship between organisational performance and distributedleadership rema<strong>in</strong>s difficult because <strong>of</strong> <strong>the</strong> lack <strong>of</strong> def<strong>in</strong>ition for <strong>the</strong> phenomenon.Whilst a def<strong>in</strong>ition rema<strong>in</strong>s elusive all resultant methodologies can <strong>the</strong>n be contestedand debated, much like this one. However, as its emergence and promotion cont<strong>in</strong>uesthrough policy-makers at <strong>the</strong> current rate it is <strong>in</strong>evitable this will be resolved. Atpresent however, <strong>the</strong> problem exists along with a lack <strong>of</strong> empirical studies.Essentially a l<strong>in</strong>k between school performance and distributed leadership failed tomaterialise. This is arguably because <strong>the</strong> policy-makers promotion <strong>of</strong> distributedleadership differs greatly from <strong>the</strong> academic conception. If policy-makers are toendorse such a form <strong>of</strong> leadership, <strong>the</strong>n it must demonstrate it is clearly differentiatedfrom o<strong>the</strong>r forms <strong>of</strong> delegated, democratic, devolved and participative leadership. Insuch cases <strong>the</strong> concertive action fails to materialise and o<strong>the</strong>rs still report to <strong>the</strong>leader.However, some evidence was found <strong>of</strong> scenarios that help <strong>the</strong> enactment <strong>of</strong>distributed leadership. Most notably, <strong>the</strong> academic conception was evident <strong>in</strong> areas <strong>of</strong>lower social deprivation and <strong>in</strong> those less culturally diverse schools. Contrast<strong>in</strong>g this,<strong>the</strong> policy conception, which <strong>the</strong> author argues is not a true form <strong>of</strong> distributedleadership, occurs <strong>in</strong> those socially deprived areas with a more diverse student body.This could ei<strong>the</strong>r be a ‘box tick<strong>in</strong>g’ exercise to show that <strong>the</strong> distribution <strong>of</strong> leadershipis occurr<strong>in</strong>g or simply down <strong>the</strong> to <strong>the</strong> fact that <strong>the</strong> headteacher is reluctant torel<strong>in</strong>quish control due to accountability issues.67


In regards to l<strong>in</strong>k<strong>in</strong>g <strong>the</strong> distribution <strong>of</strong> leadership and school performance, hopefullythis study has assisted <strong>in</strong> shedd<strong>in</strong>g more light on <strong>the</strong> subject matter and will buildupon and add to a research base <strong>in</strong> its <strong>in</strong>fancy but grow<strong>in</strong>g rapidly. The author has <strong>the</strong>hope that fur<strong>the</strong>r empirical research will emerge as a result to dist<strong>in</strong>guish arelationship between <strong>the</strong> phenomenon and organisational performance.5.3 Recommendations and Fur<strong>the</strong>r ResearchThe author has been able to satisfy <strong>the</strong> ma<strong>in</strong> objectives <strong>of</strong> <strong>the</strong> research which was toprovide an <strong>in</strong>sight <strong><strong>in</strong>to</strong> distributed leadership and its contributions to <strong>the</strong> secondaryschools. However, as a result <strong>of</strong> <strong>the</strong> research, <strong>the</strong> author has acknowledged that it hasprompted <strong>the</strong> need for fur<strong>the</strong>r research to expla<strong>in</strong> some <strong>of</strong> <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs.One <strong>of</strong> <strong>the</strong> suggestions for <strong>the</strong> immediate future is that academics and policy-makersalike should focus on what constitutes distributed leadership and provide a conclusivedef<strong>in</strong>ition. To differentiate it from o<strong>the</strong>r forms <strong>of</strong> leadership is important as earlyacademic literature proves <strong>the</strong> phenomenon <strong>of</strong> distributed leadership varies greatlyfrom that portrayed by <strong>the</strong> policy-makers. After such time academics will be able toconduct extensive empirical studies to determ<strong>in</strong>e its effectiveness, however, until <strong>the</strong>nmethodologies and <strong>the</strong>ir subjectivities need to be <strong>in</strong>terpreted through an extensiveliterature review as undertaken <strong>in</strong> this study. Until such time <strong>the</strong> use <strong>of</strong> keywordsdel<strong>in</strong>eated from <strong>the</strong> literature review rema<strong>in</strong> sufficient proxies for evidence.Recommendations for <strong>in</strong>terviews with headteachers to determ<strong>in</strong>e <strong>the</strong>ir knowledge <strong>of</strong>what constitutes distributed leadership and to what level it has been encouraged <strong>in</strong>government directives is also advocated by <strong>the</strong> author. Such studies would garner68


fur<strong>the</strong>r knowledge <strong>of</strong> <strong>the</strong> subject area and expla<strong>in</strong> o<strong>the</strong>r potential variables such as <strong>the</strong>relationship between stakeholders. Str<strong>in</strong>gent time constra<strong>in</strong>ts prevented such anapproach <strong>in</strong> this study.Fur<strong>the</strong>rmore, alongside a similar approach, Ofsted <strong>in</strong>spectors could be questionedregard<strong>in</strong>g <strong>the</strong>ir knowledge <strong>of</strong> <strong>the</strong> concept. The Ofsted reports are subject to a strictprotocol so to what extent are <strong>the</strong> words <strong>the</strong>y use relevant? One possible way <strong>of</strong>f<strong>in</strong>d<strong>in</strong>g this <strong>in</strong>formation out is by ask<strong>in</strong>g <strong>the</strong> <strong>in</strong>spectors <strong>the</strong>mselves. The <strong>in</strong>spectorscould potentially have a different idea <strong>of</strong> describ<strong>in</strong>g distributed leadership and thiscould be lost <strong>in</strong> translation <strong>in</strong> <strong>the</strong> reports whilst <strong>the</strong> data is collected.F<strong>in</strong>ally, <strong>the</strong> occurrence <strong>of</strong> distributed leadership <strong>in</strong> reference to o<strong>the</strong>r stakeholdersholds <strong>the</strong> potential for fur<strong>the</strong>r research also. For example, is leadership distributedamongst some stakeholders but not o<strong>the</strong>rs? Whilst collect<strong>in</strong>g <strong>the</strong> data certa<strong>in</strong> uses <strong>of</strong>language became evident, <strong>the</strong> governors <strong>in</strong> context with <strong>the</strong> headteacher appeared toalways be ‘supportive’. This term<strong>in</strong>ology could be used because <strong>of</strong> a preconception <strong>in</strong><strong>the</strong> Ofsted <strong>in</strong>spectors m<strong>in</strong>d or even because <strong>of</strong> history and tradition. None<strong>the</strong>less, itmay not be tell<strong>in</strong>g <strong>the</strong> true story.5.4 Authors ReflectionWith <strong>the</strong> benefit <strong>of</strong> h<strong>in</strong>dsight <strong>the</strong> author has been able to identify possible areas foralterations with<strong>in</strong> <strong>the</strong> research which may improve any acknowledged weaknesses.Overall it was felt that <strong>the</strong> research helped to build upon current research with<strong>in</strong> <strong>the</strong>realm <strong>of</strong> distributed leadership and as a result was successful. The author feels that allaims and objectives have been addressed and well-balanced arguments have been69


developed to contribute to <strong>the</strong> ma<strong>in</strong> academic <strong>the</strong>me <strong>of</strong> distributed leadership. It hasbeen a thoroughly enjoyable topic to research <strong><strong>in</strong>to</strong>, and one that has prompted wider<strong>in</strong>terest towards leadership and secondary schools.Word Count – 16,13370


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