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FRAGMENTATION OR UNIFICATION:SOME CONCLUDING REMARKSGEORGES ABI-SAAB*At the end of these two days of intensive debates, much ofwhat I thought I could say has already been said—<strong>and</strong> saidwell: by J<strong>on</strong>athan Charney yesterday, by Paul Szasz <strong>on</strong> an importantpoint, <strong>and</strong> just now in the rich presentati<strong>on</strong> byMichael Reisman. But I am a simple man, <strong>and</strong> I feel lostamidst all these c<strong>on</strong>textual c<strong>on</strong>siderati<strong>on</strong>s. This is why I thinkwe should come back to basics, perhaps at a very simple level,which may give us equally simple ideas about how to bring allthese str<strong>and</strong>s together; but first I would like to make a preliminarymethodological remark.In much of our lengthy debates, we have been speaking atcross-purposes, as a result of what social scientists call the“level of analysis” problem. We were not always looking at thesame thing, at the same aspect, or from the same angle or distance.Part of the resp<strong>on</strong>sibility for this goes to David Kennedy’spolarized representati<strong>on</strong> of positi<strong>on</strong>s, opposing <strong>on</strong>e tothe other: Europeans v. Americans, unity v. diversity, law-asrulesv. law-as-process, <strong>and</strong> so forth. Indeed, most classical aswell as so-called “critical” theories are based <strong>on</strong> such sharp oppositi<strong>on</strong>s.In reality, however, the difference between thesecategories is much less clear-cut than in these dichotomousrepresentati<strong>on</strong>s. In most cases, they are different faces of thesame coin or, rather, images of different moments, stages, ormovements al<strong>on</strong>g the same c<strong>on</strong>tinuum. This is also true of thetheme of unity <strong>and</strong> diversity that is the subject of our C<strong>on</strong>ference.I. THREE THEORETICAL PROPOSITIONSMy ideas in this respect can be summarized in three seeminglyparadoxical propositi<strong>on</strong>s—but <strong>on</strong>ly seemingly, as I shall* Professor of Internati<strong>on</strong>al Law, Graduate Institute of Internati<strong>on</strong>alStudies, Geneva; Rennert Distinguished Professor, Global Law School Program,NYU School of Law. Sometime Judge <strong>on</strong> the Appeals Chamber of theInternati<strong>on</strong>al Criminal Tribunal for the Former Yugoslavia <strong>and</strong> for Rw<strong>and</strong>a.919


920 INTERNATIONAL LAW AND POLITICS [Vol. 31:919strive to dem<strong>on</strong>strate—in the form of variati<strong>on</strong>s <strong>on</strong> the themeof unity <strong>and</strong> diversity in law.A. Unity of Legal Thought <strong>and</strong> Diversity of Legal OrdersWhen we speak of c<strong>on</strong>tract, resp<strong>on</strong>sibility, or a judicial organ,these terms c<strong>on</strong>vey to us, whatever our legal backgrounds,a certain comm<strong>on</strong> generic idea (but I insist <strong>on</strong> “generic”).There is, then, a certain unity or comm<strong>on</strong>ality of legal thoughtam<strong>on</strong>g all the inhabitants of the legal universe. But at thesame time, there is also diversity of legal orders. It is alwaysamusing when respectable jurists, including the current Presidentof the Internati<strong>on</strong>al Court of Justice, in order to reachthe c<strong>on</strong>clusi<strong>on</strong> that private c<strong>on</strong>tracts with governments can belifted to the internati<strong>on</strong>al level, argue that they are governedby the principle of pacta sunt serv<strong>and</strong>a, which, they emphaticallyadd, is a principle of internati<strong>on</strong>al law. But pacta suntserv<strong>and</strong>a is a general principle of law existing in all legal orders.By itself, it does not tell us anything specific about theapplicable law. Such comm<strong>on</strong> c<strong>on</strong>cepts <strong>and</strong> general principlesare incarnated <strong>and</strong> managed in different ways, yieldingdifferent outcomes, in different legal orders.B. Unity of Legal Order <strong>and</strong> Diversity of TribunalsEvery legal order has its own fr<strong>on</strong>tiers that separate itfrom other legal orders, because it has a different basis of legitimacy<strong>and</strong> different mechanisms for creating, applying, <strong>and</strong>enforcing its rules. In other words, every legal order generates<strong>and</strong> specifies its rules in different ways, with different results,<strong>and</strong> these rules <strong>and</strong> procedures ultimately derive their legitimacyfrom the fact of bel<strong>on</strong>ging to this legal order. It c<strong>on</strong>stitutesa unicum: an entity held together by its own internal cohesiveforces, while remaining separate <strong>and</strong> distinguishablefrom other legal orders. Yet within each legal order (except,perhaps, for the very primitive <strong>on</strong>es, which can be assimilatedto unicellular living organisms), there exists a multitude of organscharged with the implementati<strong>on</strong> <strong>and</strong> applicati<strong>on</strong> of law,including a diversity of courts <strong>and</strong> tribunals (the type <strong>and</strong>number of which differing from <strong>on</strong>e legal order to another).


1999] CONCLUDING REMARKS 921C. Diversity of Tribunals <strong>and</strong> Unity of the Judicial SystemWhat these judicial organs have in comm<strong>on</strong>, in spite oftheir diversity, is that they bel<strong>on</strong>g to the same legal system <strong>and</strong>derive their legitimacy <strong>and</strong> physiognomy from it. Together,they discharge, in that particular order, <strong>on</strong>e of the essentialfuncti<strong>on</strong>s of any legal order, namely, the judicial or adjudicativefuncti<strong>on</strong>. They thus c<strong>on</strong>stitute what is called in municipallaw, at least in civil law jurisdicti<strong>on</strong>s, the “judicial system”within the legal order. This c<strong>on</strong>cept is the depicti<strong>on</strong> or representati<strong>on</strong>of the “c<strong>on</strong>stellati<strong>on</strong>” of courts <strong>and</strong> tribunals withinthe legal order, a “c<strong>on</strong>stellati<strong>on</strong>” that is, by definiti<strong>on</strong>, correlated.Even the most independent tribunals within the legalorder, e.g., military tribunals, are defined, in their role <strong>and</strong> theambit of their jurisdicti<strong>on</strong>, in terms of their relati<strong>on</strong> to the regularcourts structure.II.THE SPECIFICITY OF INTERNATIONAL LAWHow do these three propositi<strong>on</strong>s apply to internati<strong>on</strong>allaw? I do not think the first two raise any problems, unlike thethird, for we do not seem to have a “judicial system,” properlyso-called, in internati<strong>on</strong>al law. Why is this the case?This year of grace 1998 marks the 350th anniversary ofthe Peace of Westphalia, which is comm<strong>on</strong>ly c<strong>on</strong>sidered to bethe turning point in the transmutati<strong>on</strong> of the internati<strong>on</strong>allegal order from a hierarchical to a horiz<strong>on</strong>tal structure.While this representati<strong>on</strong> is an obvious simplificati<strong>on</strong>, there is<str<strong>on</strong>g>some</str<strong>on</strong>g> truth to it, as being that of the historical event markingthe vindicati<strong>on</strong> <strong>and</strong> generalizati<strong>on</strong> of the maxim ejus regio,cujus religio; that is, the formulati<strong>on</strong>, in the ideological languageof the time, of the principle of sovereign equality, accordingto which the prince or the sovereign has the last word,or is the last instance of decisi<strong>on</strong>-making at the internati<strong>on</strong>allevel.Having repudiated hierarchical links, sovereigns did notwish to reinstate new instances above themselves that couldbind them without their c<strong>on</strong>sent, even in the form of tribunals.Thus, for about two centuries, internati<strong>on</strong>al adjudicati<strong>on</strong>in the real sense fell in abeyance. The Pope was no l<strong>on</strong>gerc<strong>on</strong>sidered the final arbiter, while most of the few cases thatwere chr<strong>on</strong>icled as arbitrati<strong>on</strong>s were references by sovereignsin dispute to a third sovereign, as an egalitarian way of seeking


922 INTERNATIONAL LAW AND POLITICS [Vol. 31:919the intercessi<strong>on</strong> of a peer. Moreover, the ensuing decisi<strong>on</strong>salmost never articulated the grounds <strong>on</strong> which they werereached.This situati<strong>on</strong>, which <str<strong>on</strong>g>some</str<strong>on</strong>g> authors refer to as “the catastrophe”in relating the history of arbitrati<strong>on</strong>, c<strong>on</strong>tinued untilthe advent of a young republic, the United States of America,bringing with it new ideas about settling disputes: first, in theJay Treaty of 1794, following the War of Independence, whichintroduced binding decisi<strong>on</strong>s by joint mixed commissi<strong>on</strong>s;then again in the Alabama arbitrati<strong>on</strong> of 1872 after the AmericanCivil War, which can be c<strong>on</strong>sidered the real beginning ofmodern internati<strong>on</strong>al arbitrati<strong>on</strong>, in the technical sense. Still,resort to internati<strong>on</strong>al arbitrati<strong>on</strong> remained quite excepti<strong>on</strong>al.Arbitrati<strong>on</strong> was the <strong>on</strong>ly form of adjudicati<strong>on</strong> existing ingeneral internati<strong>on</strong>al law before the advent of the PermanentCourt of Internati<strong>on</strong>al Justice (PCIJ) in 1920. But unlike thesituati<strong>on</strong> in municipal law, where arbitrati<strong>on</strong> is subject to judicialc<strong>on</strong>trol <strong>and</strong> is thus integrated into the judicial system, thequesti<strong>on</strong> of bringing internati<strong>on</strong>al arbitrati<strong>on</strong> within thePCIJ’s orbit was not even raised. For, in the circumstances, thedangers inherent in the multiplicati<strong>on</strong> of uncorrelated adjudicativeorgans were moot. These dangers arise from: the possibilityof c<strong>on</strong>flict of jurisdicti<strong>on</strong>, either active or passive, betweenthese organs; <strong>and</strong> the risk of c<strong>on</strong>tradicti<strong>on</strong> or c<strong>on</strong>flict offindings <strong>and</strong> interpretati<strong>on</strong>s undermining the substantiveunity of the legal order <strong>and</strong> increasing rather than decreasingthe indeterminati<strong>on</strong> of law through the exercise of the judicialfuncti<strong>on</strong>. And they were moot, even with the PCIJ, as l<strong>on</strong>g asresort to adjudicati<strong>on</strong>, through arbitrati<strong>on</strong> or the Court, remainedvery excepti<strong>on</strong>al.Sir Robert Jennings has criticized, <strong>on</strong> several occasi<strong>on</strong>s,the adjective “pacific” in the title of the Hague C<strong>on</strong>venti<strong>on</strong> forthe Pacific Settlement of Disputes because it portrays the act ofgoing to court or to arbitrati<strong>on</strong> as an act so capital <strong>and</strong> excepti<strong>on</strong>alas to be the alternative to, <strong>and</strong> hence the equivalent of,the decisi<strong>on</strong> to go to war. In his view, it should be c<strong>on</strong>sideredas ordinary an act as it is in municipal law. However, the titleof the C<strong>on</strong>venti<strong>on</strong> probably reflected how resort to adjudicati<strong>on</strong>was then envisaged, thus underlining its highly excepti<strong>on</strong>alcharacter.


1999] CONCLUDING REMARKS 923The situati<strong>on</strong> did not change with the successi<strong>on</strong> of theInternati<strong>on</strong>al Court of Justice (ICJ) to the PCIJ after the Sec<strong>on</strong>dWorld War. An attempt was made, however, in the 1950s,by Professor Georges Scelle, to correlate arbitrati<strong>on</strong> to the ICJin his draft “Model Rules of Arbitral Procedure,” 1 which heprepared as special rapporteur of the Internati<strong>on</strong>al Law Commissi<strong>on</strong>(ILC). These Rules purported to establish a “lockingmechanism” (verouillage), whereby, <strong>on</strong>ce the parties have c<strong>on</strong>sentedto arbitrati<strong>on</strong>, every time a process reaches a deadlock,the resoluti<strong>on</strong> of the problem would ipso jure fall either to theICJ (in case of challenge of awards as ultra vires, or by requestsfor revisi<strong>on</strong> or interpretati<strong>on</strong>) or to its President (in case offailure to nominate arbitrators or their replacements). Butthis draft was heavily criticized <strong>and</strong> resisted by states, thus revealingtheir str<strong>on</strong>g preference for maintaining arbitrati<strong>on</strong> asa flexible, aut<strong>on</strong>omous procedure which, while adjudicative incharacter, remains pliable to their will throughout its course.Since the 1950s, however, in parallel with the rapidlygrowing complexity <strong>and</strong> intensity of internati<strong>on</strong>al relati<strong>on</strong>s, internati<strong>on</strong>allaw has witnessed prodigious developments, not<strong>on</strong>ly in updating its traditi<strong>on</strong>al fields, but also in exp<strong>and</strong>inginto new <strong>and</strong> more specialized <strong>on</strong>es. This has been accompaniedby a proliferati<strong>on</strong> of specialized judicial organs, <strong>on</strong> boththe universal <strong>and</strong> regi<strong>on</strong>al levels, such as administrative tribunalsof internati<strong>on</strong>al organizati<strong>on</strong>s, the Panels <strong>and</strong> Appellatebody of the World Trade Organizati<strong>on</strong> (WTO), the new Lawof the Sea Tribunal, the incipient Internati<strong>on</strong>al CriminalCourt (ICC), the European Court of Justice, regi<strong>on</strong>al tribunalsof human rights, <strong>and</strong> ad hoc tribunals such as the Internati<strong>on</strong>alCriminal Tribunals for the Former Yugoslavia (ICTY) <strong>and</strong> forRw<strong>and</strong>a (ICTR).Such specialized tribunals also exist in municipal law, butthe ambit of their specialized jurisdicti<strong>on</strong> is well delimited inrelati<strong>on</strong> to the courts of plenary or general jurisdicti<strong>on</strong>, thejurisdicti<strong>on</strong> of the latter being the rule, that of the former re-1. This draft served as a basis for the Model Rules adopted by the ILC.See Report of the Commissi<strong>on</strong> to the General Assembly, U.N. GAOR, 13th Sess.,Supp. No. 9, U.N. Doc. A/3859 (1958), reprinted in [1958] 2 Y.B. Int’l L.Comm’n 83, U.N. Doc. A/CN.4/SER.A/1958/Add.1. The General Assemblymerely “took note” of these Model Rules in Resoluti<strong>on</strong> 1262 (XIII),adopted in 1958. See G.A. Res. 1262 (XIII), U.N. GAOR, 13th Sess., Supp.No. 18, U.N. Doc. A/4090 (1958).


924 INTERNATIONAL LAW AND POLITICS [Vol. 31:919maining the specified excepti<strong>on</strong>. Moreover, frequently—though not systematically—the specialized tribunals are subjectto the c<strong>on</strong>trol of the higher instances of the judicial system.On the internati<strong>on</strong>al level, there is no such clear distributi<strong>on</strong>of functi<strong>on</strong>s. Indeed, we still have two unrelated, henceoverlapping, modes of exercising general or plenary jurisdicti<strong>on</strong>(albeit both <strong>on</strong> a c<strong>on</strong>sensual basis): the ICJ <strong>and</strong> arbitrati<strong>on</strong>.Though not wholly satisfying intellectually, this situati<strong>on</strong>was tolerable in practice as l<strong>on</strong>g as the use of these modes remainedso sparse that the probability of their collisi<strong>on</strong> (c<strong>on</strong>flictof jurisdicti<strong>on</strong>, c<strong>on</strong>tradictory decisi<strong>on</strong>s, etc.) seemedmoot. The situati<strong>on</strong> resembled an exploded c<strong>on</strong>stellati<strong>on</strong>composed of <strong>on</strong>e star <strong>and</strong> the occasi<strong>on</strong>al rare meteor in anotherwise vast <strong>and</strong> empty universe. But with the proliferati<strong>on</strong>of specialized tribunals, which necessarily tread <strong>on</strong> part of thegrounds covered by tribunals exercising plenary jurisdicti<strong>on</strong>(e.g., the law of the sea), such danger becomes imminent, asdo the threats to the cohesi<strong>on</strong> <strong>and</strong> unity of internati<strong>on</strong>al law.This is the more so c<strong>on</strong>sidering that almost all of these tribunalsare of <strong>on</strong>e—first <strong>and</strong> last—instance, with no possibility forappeal or cassati<strong>on</strong> which make for the unity of interpretati<strong>on</strong>of the law.It is true that occasi<strong>on</strong>ally <str<strong>on</strong>g>some</str<strong>on</strong>g> vague lineaments of astructure become perceptible. For example, during the interwarperiod, appeals from decisi<strong>on</strong>s of the Mixed ArbitralTribunals established pursuant to the peace treaties could belodged with the PCIJ. 2 Similarly, appeals from judgments ofthe Administrative Tribunals of the United Nati<strong>on</strong>s (UN) <strong>and</strong>the Internati<strong>on</strong>al Labor Organizati<strong>on</strong> (ILO) can be lodgedwith the ICJ, albeit through the awkward procedure of requestingan advisory opini<strong>on</strong>.It is to be noted, however, that, in both instances, the possibilityof appeal (with the ensuing hierarchical structure) isprovided for in the statutes of the “lower” tribunal itself <strong>and</strong>does not emanate from general internati<strong>on</strong>al law or the inher-2. See, e.g., Appeals from Certain Judgments of the Czechoslovak-HungarianMixed Arbitral Tribunal (Czech. v. Hung.), 1933 P.C.I.J. (ser. A/B)No. 56 (May 12); Appeal from a Judgment of the Czechoslovak-HungarianMixed Arbitral Tribunal (Czech. v. Hung.), 1933 P.C.I.J. (ser. A/B) No. 61(Dec. 15).


1999] CONCLUDING REMARKS 925ent powers of the Internati<strong>on</strong>al Court. In the same vein, arbitralawards can be attacked before the ICJ, as they were twice. 3But here again these appeals were introduced, like any othercase, <strong>on</strong> the basis of a specific jurisdicti<strong>on</strong>al title rather than<strong>on</strong> the basis of unity <strong>and</strong> c<strong>on</strong>tinuity of the adjudicative system.III. BACK TO THEORYAs menti<strong>on</strong>ed earlier, the prodigious development of internati<strong>on</strong>allaw in the last few decades, reflected in the greaterdensity, complexity, <strong>and</strong> diversity of its normative c<strong>on</strong>tent, hasalso led to the multiplicati<strong>on</strong> of specialized mechanisms of implementati<strong>on</strong>,including tribunals. This c<strong>on</strong>firms what I c<strong>on</strong>siderto be a law of legal physics, which can be formulated asfollows: “To each level of normative density, there corresp<strong>on</strong>dsa level of instituti<strong>on</strong>al density necessary to sustain thenorms” (i.e., which makes it possible to manage <strong>and</strong> applythem). 4 In other words, in these circumstances, the multiplicati<strong>on</strong>of specialized tribunals is, by itself, a healthy phenomen<strong>on</strong>.Its descripti<strong>on</strong> by the term “proliferati<strong>on</strong>,” with its negativec<strong>on</strong>notati<strong>on</strong>s, is misleading. Of course, proliferati<strong>on</strong> is extremelydangerous when we speak of lethal weap<strong>on</strong>s of massdestructi<strong>on</strong>. But it is a totally different matter when we speakof tribunals or other law-determining agencies in a system thathas notoriously suffered, throughout its existence, from thedearth (not to say lack) of objective determinati<strong>on</strong>s.Pierre Teilhard de Chardin has defined evoluti<strong>on</strong> as complexificati<strong>on</strong>-c<strong>on</strong>science,a process of c<strong>on</strong>scious complexificati<strong>on</strong>.As things become more complex, they reflect a higher degreeof divisi<strong>on</strong> of labor, or specializati<strong>on</strong>, which is a higher stage ofevoluti<strong>on</strong>. But the participants in this process must be c<strong>on</strong>sciousof its directi<strong>on</strong> <strong>and</strong> requirements. The further the divisi<strong>on</strong>of labor <strong>and</strong> specializati<strong>on</strong>, the greater the need for thepreservati<strong>on</strong> of the unity of the whole that makes specializati<strong>on</strong>possible <strong>and</strong> meaningful, but which becomes harder tomaintain because of the centrifugal effects of specializati<strong>on</strong>.3. See Case C<strong>on</strong>cerning the Arbitral Award Made by the King of Spain<strong>on</strong> 23 December 1906 (H<strong>on</strong>d. v. Nicar.), 1960 I.C.J. 192 (Nov. 18); CaseC<strong>on</strong>cerning the Arbitral Award of 31 July 1989 (Guinea-Bissau v. Sen.), 1991I.C.J. 53 (Nov. 12).4. Cf. Georges Abi-Saab, Cours général de droit internati<strong>on</strong>al public, 207RECUEIL DES COURS 9, 93 (1987).


926 INTERNATIONAL LAW AND POLITICS [Vol. 31:919In a legal order, this is the functi<strong>on</strong> of the overarchingprinciples that sustain its normative edifice <strong>and</strong> keep it together.Of course, specializati<strong>on</strong> means special regimes. Buthowever aut<strong>on</strong>omous <strong>and</strong> particular these may be, there cannotbe a totally self-c<strong>on</strong>tained regime within the legal order. Ifthe special regime is to remain part of the legal order, <str<strong>on</strong>g>some</str<strong>on</strong>g>relati<strong>on</strong>ship, however tenuous, must subsist between the two.Otherwise, if all links are severed, the special regime becomesa legal order unto itself—a kind of legal Frankenstein, or Kelsen’s“gang of robbers”—<strong>and</strong> no l<strong>on</strong>ger partakes in the samebasis of legitimacy <strong>and</strong> formal st<strong>and</strong>ards of pertinence.This is true not <strong>on</strong>ly for norms but also for the instituti<strong>on</strong>alcomp<strong>on</strong>ents of the legal order: the mechanisms <strong>and</strong>procedures by which it discharges its functi<strong>on</strong>s, includingcourts <strong>and</strong> tribunals. Complexificati<strong>on</strong> creates a need for specializedtribunals to accommodate normative diversificati<strong>on</strong><strong>and</strong> specializati<strong>on</strong>. At the same time, it generates a parallelneed, equally important <strong>and</strong> dem<strong>and</strong>ing, for a comm<strong>on</strong> underst<strong>and</strong>ing<strong>and</strong> interpretati<strong>on</strong> of the overarching principlesby this widening spectrum of tribunals, in order to keep thesystem together <strong>and</strong> prevent it from exploding into a multitudeof small particles. This requires, in turn, a certain coordinati<strong>on</strong>or harm<strong>on</strong>izati<strong>on</strong> between the diverse tribunals; inother words, their correlati<strong>on</strong> into a kind of c<strong>on</strong>stellati<strong>on</strong>,however loose it may be.The problem is that here, as elsewhere in internati<strong>on</strong>allaw, there is no centralized authority, no judicial power, to underliesuch a c<strong>on</strong>stellati<strong>on</strong>. Indeed, in internati<strong>on</strong>al law everyjudicial organ has its own separate source of legitimizati<strong>on</strong>, orlegal empowerment, which invests it with judicial power(whether it be the c<strong>on</strong>sent of the parties or, in excepti<strong>on</strong>alcircumstances, the decisi<strong>on</strong> of a c<strong>on</strong>stituti<strong>on</strong>ally authorized organ),rather than deriving it from a comm<strong>on</strong>, centralized poolthat infuses all courts with judicial power <strong>and</strong> by the same tokenrelates them to each other.IV.THE WAY FORWARDThe questi<strong>on</strong> then becomes: Can there be a “judicial system”without a centralized “judicial power” invested in it, <strong>and</strong>with the jurisdicti<strong>on</strong> of its comp<strong>on</strong>ents remaining in generalultimately c<strong>on</strong>sensual? I answer in the affirmative. Such a sys-


1999] CONCLUDING REMARKS 927tem can develop through the “cumulative process” of internati<strong>on</strong>allaw, of which custom is the most visible, but not the<strong>on</strong>ly, example. This process would progressively c<strong>on</strong>dense <strong>and</strong>crystallize the different particles of c<strong>on</strong>sensual or authoritativejurisdicti<strong>on</strong>al empowerment into a certain structure. 5However, this process depends <strong>on</strong> the behavior of the relevantlegal actors. These are not <strong>on</strong>ly states—whether as litigantsor when creating or referring a case to a tribunal byagreement—but also the courts <strong>and</strong> tribunals themselves, aswell as organs of internati<strong>on</strong>al organizati<strong>on</strong>s when creatingtribunals in the exercise of their c<strong>on</strong>stituti<strong>on</strong>al powers. Theprocess can operate <strong>on</strong>ly if these actors are c<strong>on</strong>scious of theobjective (the need for a judicial system <strong>and</strong> the requirementsof such a development) <strong>and</strong> if they seize <strong>on</strong> all opportunitiesto inch the process in this directi<strong>on</strong>.Such opportunities are present “at the creati<strong>on</strong>”—that is,when establishing a new arbitral or judicial organ. As menti<strong>on</strong>edearlier, <strong>on</strong> two occasi<strong>on</strong>s, a case was introduced beforethe ICJ c<strong>on</strong>testing the validity of a prior arbitral award. Thesecases were introduced as new cases, by virtue of a separate jurisdicti<strong>on</strong>altitle, other than the <strong>on</strong>e at the basis of the initialarbitrati<strong>on</strong>. However, such an appeal can be provided for inthe compromise or compromissory clause that creates or refersto the arbitral tribunal. If such a provisi<strong>on</strong> were generalizedin arbitrati<strong>on</strong> treaties to the point of becoming a clause destyle, we might reach Professor Scelle’s soluti<strong>on</strong> through a processfrom below.More important, from a practical point of view, are theexamples of appeal from the decisi<strong>on</strong>s of the Mixed ArbitralTribunals to the PCIJ, <strong>and</strong> from the decisi<strong>on</strong>s of the AdministrativeTribunals of the UN <strong>and</strong> the ILO to the ICJ, through arequest for an advisory opini<strong>on</strong>. C<strong>on</strong>sidering that much of therecent judicial “proliferati<strong>on</strong>” took place within the UN (thead hoc Internati<strong>on</strong>al Criminal Tribunals), under its auspices(the Law of the Sea Tribunal <strong>and</strong> the ICC), or within its spe-5. I have argued elsewhere, al<strong>on</strong>g the same lines, that internati<strong>on</strong>al lawhas developed a “legislative process” in the absence of a centralized legislativepower. See Georges Abi-Saab, La coutume dans tous ses états, ou le dilemmedu développement du droit internati<strong>on</strong>al général dans un m<strong>on</strong>de éclaté, in 1 INTER-NATIONAL LAW AT THE TIME OF ITS CODIFICATION: ESSAYS IN HONOUR OF RO-BERTO AGO 53 (Giuffrè 1987).


928 INTERNATIONAL LAW AND POLITICS [Vol. 31:919cialized agencies (ICSID) or equivalents (WTO), their statutescould have provided for a structural link between these newtribunals <strong>and</strong> the ICJ, registering, for example, the authorizati<strong>on</strong>by the General Assembly for them to request advisoryopini<strong>on</strong>s from the ICJ. In c<strong>on</strong>tent, these requests can take theform of appeal, as in the case of the Administrative tribunals,but they can also take other forms. One such form, of a preventiveor ex ante character, similar to the European Uni<strong>on</strong>’sprocedure of reference in Article 171 of the Treaty of Rome,would be to allow these specialized tribunals to refer to the ICJ“prejudicial questi<strong>on</strong>s” pertaining to the interpretati<strong>on</strong> of theUN Charter, or even to questi<strong>on</strong>s of general internati<strong>on</strong>al lawthat go bey<strong>on</strong>d their field of expertise, in cases pending beforethem.A recent incident provides a good example of what is atissue here. In its judgment of October 2, 1995, in order todispose of a preliminary objecti<strong>on</strong> to the jurisdicti<strong>on</strong> of theTribunal, the Appeals Chamber of the ICTY had to addressthe very important questi<strong>on</strong> of the c<strong>on</strong>stituti<strong>on</strong>ality of the SecurityCouncil Resoluti<strong>on</strong> creating the Tribunal. 6In a C<strong>on</strong>ference held at the University of Rome in December1995 to celebrate the 50th anniversary of the UN, AmbassadorShabtai Rosenne criticized this decisi<strong>on</strong>, c<strong>on</strong>tendingthat the Tribunal should have asked the Security Council torequest an advisory opini<strong>on</strong> from the ICJ about the c<strong>on</strong>stituti<strong>on</strong>alityof its decisi<strong>on</strong> to establish the Tribunal. Obviously,under the circumstances, this suggesti<strong>on</strong> was unrealistic in theextreme. The Security Council, particularly in its presentmood, would have never agreed to submit the c<strong>on</strong>stituti<strong>on</strong>alityof its decisi<strong>on</strong> to the Court’s scrutiny. Moreover, the Chamberhad to render its decisi<strong>on</strong> <strong>on</strong> an interlocutory appeal <strong>on</strong> jurisdicti<strong>on</strong>within a reas<strong>on</strong>able lapse of time, incommensurablyshorter than that required for the suggested alternative. However,the situati<strong>on</strong> would have been much better had the SecurityCouncil initially empowered the ICTY, in its Statute, torequest opini<strong>on</strong>s from the Court <strong>on</strong> prejudicial questi<strong>on</strong>s in-6. See Prosecutor v. Tadic, Decisi<strong>on</strong> <strong>on</strong> the Defense Moti<strong>on</strong> for InterlocutoryAppeal <strong>on</strong> Jurisdicti<strong>on</strong>, Case No. IT-94-1-AR72 (Int’l Crim. Trib. FormerYugo., App. Chamber, Oct. 2, 1995), reprinted in 35 I.L.M. 32 (1996).


930 INTERNATIONAL LAW AND POLITICS [Vol. 31:919the functi<strong>on</strong> of jurisdictio, (i.e., stating the law)—rather than,as with arbitrati<strong>on</strong>, an organ of the parties or a mere mechanismin their h<strong>and</strong>s whose sole purpose is to settle their dispute,be it through the exercise of “transacti<strong>on</strong>al justice.” 8This role also implies more hardiness <strong>on</strong> the Court’s part ingrappling with difficult problems <strong>and</strong> not shirking c<strong>on</strong>troversialtasks, as l<strong>on</strong>g as they can be situated within its jurisdicti<strong>on</strong>alc<strong>on</strong>fines. These tasks may include exercising incidentalc<strong>on</strong>stituti<strong>on</strong>al review of acts of organs of internati<strong>on</strong>al organizati<strong>on</strong>s(including the Security Council), deciding c<strong>on</strong>flicts ofjurisdicti<strong>on</strong> between judicial organs, acting as a cour de cassati<strong>on</strong>(as well as pr<strong>on</strong>ouncing itself <strong>on</strong> other major legal policyissues, such as classifying norms as jus cogens, obligati<strong>on</strong>s as ergaomnes, <strong>and</strong> certain illegal acts as internati<strong>on</strong>al crimes), <strong>and</strong>seizing all opportunities to provide an authoritative interpretati<strong>on</strong>of the principles <strong>and</strong> rules of general internati<strong>on</strong>al law,rather than always trying to base its decisi<strong>on</strong> <strong>on</strong> the narrowest,<strong>and</strong>, preferably, c<strong>on</strong>sensual, grounds.In this way, by rendering services that otherwise wouldhave been left und<strong>on</strong>e, the ICJ can impose itself at the hub ofan internati<strong>on</strong>al judicial system which st<strong>and</strong>s at the center ofthe internati<strong>on</strong>al legal order.V. AN AFTERWORD ON INTERNATIONAL CRIMINAL TRIBUNALSI cannot c<strong>on</strong>clude these <str<strong>on</strong>g>remarks</str<strong>on</strong>g> without alluding to thec<strong>on</strong>troversy that has permeated our debates over the usefulnessof internati<strong>on</strong>al criminal tribunals. It is all well <strong>and</strong> goodfor us to sit here at NYU Law School, in the serene atmosphereof Greenberg Lounge, disquisiting <strong>on</strong> the cost-benefit analysisof internati<strong>on</strong>al criminal justice. But we all know that internati<strong>on</strong>allaw is not made in such a cool-headed way. Its developmentis usually precipitated by crises <strong>and</strong> atrocities, throughdecisi<strong>on</strong>s taken hastily <strong>and</strong> under great pressure. Unfortu-8. For the evoluti<strong>on</strong> of the Court’s juridical policy in this respect, seeGeorges Abi-Saab, De l’évoluti<strong>on</strong> de la Cour internati<strong>on</strong>ale: Réflexi<strong>on</strong>s sur quelquestendances récentes, 96 REVUE GÉNÉRALE DE DROIT INTERNATIONAL PUBLIC 273,284 (1992). See also Georges Abi-Saab, The Internati<strong>on</strong>al Court as a WorldCourt, in FIFTY YEARS OF THE INTERNATIONAL COURT OF JUSTICE: ESSAYS INHONOUR OF SIR ROBERT JENNINGS 3, 9 (Vaughan Lowe & Malgosia Fitzmauriceeds., 1996). Unfortunately, the Court seems to have been drawn back tothis pattern of “transacti<strong>on</strong>al justice” in the later part of the nineties.


1999] CONCLUDING REMARKS 931nately, in the absence of an internati<strong>on</strong>al legislature, internati<strong>on</strong>allaw does not dispose of sufficient aut<strong>on</strong>omy to developrati<strong>on</strong>ally “by its own bootstraps,” for it does not have anyboots <strong>and</strong> perhaps not even any feet. It has to develop like aparasitic plant, by seizing <strong>on</strong> all opportunities <strong>and</strong> latching<strong>on</strong>to anything that gives it the possibility of moving upwardstowards the light. This is another way of describing the “cumulativeprocess” that I menti<strong>on</strong>ed earlier, which can take place<strong>on</strong>ly through trial <strong>and</strong> error, by successive approximati<strong>on</strong>s.I agree with Philip Allott that the criminal law approachmay not be the best way to serve the norms whose violati<strong>on</strong> iscriminalized. But here we can seek inspirati<strong>on</strong> in Churchill’sdefiniti<strong>on</strong> of democracy, particularly in evaluating Philip’s preferredapproach, which also draws <strong>on</strong> Churchill’s initial positi<strong>on</strong><strong>on</strong> the problem of punishing war criminals. I w<strong>on</strong>derwhether the expedited soluti<strong>on</strong> he envisaged—the summaryexecuti<strong>on</strong> of the Nazi leadership <strong>and</strong> suspected warcriminals—would have been better than the Nuremberg trials.Of course, Nuremberg is open to criticism (<strong>and</strong> I have criticizedit) <strong>on</strong> many scores, but the balance remains positive, inmy opini<strong>on</strong>. Nuremberg introduced a new idea <strong>and</strong> made<str<strong>on</strong>g>some</str<strong>on</strong>g> headway (however clumsily) towards realizing it: theprosecuti<strong>on</strong> of war crimes by an internati<strong>on</strong>al tribunal, underinternati<strong>on</strong>al law, rather than by municipal (typically military)tribunals, under municipal law.Since Nuremberg, this idea remained dormant, notwithst<strong>and</strong>ingsporadic efforts within the UN, until the tragic eventsin the former Yugoslavia led the Security Council, perhaps forthe wr<strong>on</strong>g ulterior motives, to establish the ICTY. And if therewere no tribunal for the former Yugoslavia, nobody wouldhave dreamt of establishing (or cared to establish) a tribunalfor a far-away African country, Rw<strong>and</strong>a. The two ad hoc tribunalsrendered the establishment of a permanent court morepalpable <strong>and</strong> practicable, which is a much better soluti<strong>on</strong>, becauseat least it takes care of the selectivity issue. This wholechain of events provides a good example of the cumulativeprocess in acti<strong>on</strong>.I also totally agree with Michael Reisman <strong>and</strong> José Alvarezthat preventi<strong>on</strong> is a much better approach than punishment.But preventi<strong>on</strong> also requires internati<strong>on</strong>al acti<strong>on</strong>, which cannotalways be mobilized before the fact. On the eve of theRw<strong>and</strong>an genocide, then-Secretary General Boutros Boutros-


932 INTERNATIONAL LAW AND POLITICS [Vol. 31:919Ghali made a desperate effort to raise 5,000 troops tostrengthen the peacekeeping force there. But nobody—East,West, North, or South—was willing to commit any troops inthose circumstances. Preventi<strong>on</strong> was c<strong>on</strong>sidered, but therewas no political will for it. Does this mean that, after the tragedy,nothing should have been attempted or d<strong>on</strong>e?It is likewise true that the “natural judge” in criminal mattersis the territorial judge, because he is the nearest to thefacts <strong>and</strong> the best able to rec<strong>on</strong>stitute what happened <strong>and</strong> tounderst<strong>and</strong> the mentality <strong>and</strong> motivati<strong>on</strong> of the local peopleinvolved. But this natural judge is not always available or credible.This is why it is of crucial importance to devise a goodworking relati<strong>on</strong>ship between internati<strong>on</strong>al tribunals, as a lastresort against impunity, <strong>and</strong> internal courts <strong>and</strong> tribunals thatc<strong>on</strong>tinue to play the role of the “natural judge” in normal circumstances.Indeed, neither in terms of resources nor interms of proximity <strong>and</strong> access to relevant pers<strong>on</strong>s, evidence,<strong>and</strong> events does criminal justice provide an optimal soluti<strong>on</strong>.It is a sec<strong>on</strong>d best. But in certain circumstances, the best is notavailable, or not credible. In these circumstances, a less perfectmachinery of justice is better than no justice at all.Whatever the criticisms that can be addressed to the Internati<strong>on</strong>alCriminal Tribunals, it is clear that their establishmenthas thrust the issue of internati<strong>on</strong>al criminal justice from therealm of theoretical speculati<strong>on</strong> into that of practical politics.This shift in itself is a breakthrough in the development of internati<strong>on</strong>allaw. This is not to menti<strong>on</strong> the potentially majorc<strong>on</strong>tributi<strong>on</strong> of internati<strong>on</strong>al criminal tribunals in the l<strong>on</strong>grun—of integrating, through their jurisprudence, the disjointed<strong>and</strong> overlapping c<strong>on</strong>cepts we inherited from Nuremberg<strong>and</strong> Tokyo into a coherent normative system of internati<strong>on</strong>alcriminal law. 9In the face of all the practical problems raised by tragicevents, if <str<strong>on</strong>g>some</str<strong>on</strong>g>thing can be d<strong>on</strong>e about them, however partial<strong>and</strong> imperfect a resp<strong>on</strong>se this may be, I do not c<strong>on</strong>sider thatthe best course of acti<strong>on</strong> is to say that unless this resp<strong>on</strong>se isperfect in every way, it should not be tried at all (assuming thatwe can know beforeh<strong>and</strong> what the perfect resp<strong>on</strong>se is). Weshould first try what is feasible, then try to improve <strong>on</strong> that, in9. I have discussed this aspect in my separate opini<strong>on</strong> in the Tadic Case.See Prosecutor v. Tadic, supra note 6 (separate opini<strong>on</strong> of Judge Abi-Saab).


1999] CONCLUDING REMARKS 933the light of experience. Improvements do not necessarily haveto be marginal. If a radical alternative exists, it should be put<strong>on</strong> the table <strong>and</strong> scrutinized. If it is c<strong>on</strong>vincing, then weshould all try to see how (<strong>and</strong> how much) we can bridge thegap.This is my plea in this regard: it is for c<strong>on</strong>structive ratherthan nihilistic criticism. I realize that we live, as the “criticalschool” keeps reminding us, in the age of post-modernism, butI purport to be a post-post-modern.

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