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ASHFORD BUS 311 Week 5 Quiz/ Tutorialrank

For more course tutorials visit www.tutorialrank.com Tutorial Purchased: 2 Times, Rating: A 1. A financial planner's intentional or negligent misstatement or non-disclosure of a material fact relating to an investment is known as 2. A professional's improper or immoral conduct in the performance of his or her duties through carelessness or lack of knowledge is considered to be:

For more course tutorials visit
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Tutorial Purchased: 2 Times, Rating: A

1. A financial planner's intentional or negligent misstatement or non-disclosure of a material fact relating to an investment is known as

2. A professional's improper or immoral conduct in the performance of his or her duties through carelessness or lack of knowledge is considered to be:

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<strong>ASHFORD</strong> <strong>BUS</strong> <strong>311</strong> <strong>Week</strong> 5 <strong>Quiz</strong> (Old)<br />

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Tutorial Purchased: 2 Times, Rating: A<br />

1. A financial planner's intentional or negligent<br />

misstatement or non-disclosure of a material fact relating to an<br />

investment is known as<br />

2. A professional's improper or immoral conduct in the<br />

performance of his or her duties through carelessness or lack of<br />

knowledge is considered to be:<br />

3. Countries that enact laws prohibiting trade with<br />

specific countries are said to be using:<br />

4. Psychiatrists who learn from a patient that he or she<br />

intends to do harm to another has the legal responsibility to the<br />

patient to maintain confidentiality and cannot disclose such<br />

information to authorities.


5. To help allay costs in addressing environmentally<br />

scarred land CERCLA created a fund known as the:<br />

6. When a host country takes title to all of the assets of a<br />

foreign company and provides compensation to the owners of the<br />

foreign company, it is called:<br />

7. The restrictions some countries place on the number<br />

and kinds of products that may enter their nation in order to<br />

maintain a positive balance of trade is known as:<br />

8. Pursuant to the Clean Air Act, a standard which<br />

serves to protect human life and health is a:<br />

9. When a host country mandates that at least partial<br />

ownership of a foreign company be sold to local citizens or<br />

companies prior to the foreign company's conducting business<br />

within the host country's borders, it is called:<br />

10. A plaintiff must establish all of the following in order<br />

to be successful in proving the defendant's negligence in a product<br />

liability lawsuit except:<br />

11. The phase of drug testing that the safety and<br />

effectiveness of the drug is evaluated in trials involving a great<br />

number of people is:<br />

12. Damage to the ozone layer in the atmosphere is cause<br />

by:<br />

13. Sulfur emissions cause pollutants to be discharged into<br />

the atmosphere and result in:


14. The charter of the United Nations expressly allows<br />

trade sanctions and embargoes.<br />

15. Businesses that create pollution may be required to pay<br />

a fine, however they cannot be found liable for negligence.<br />

16. A physician can be found to be negligent for any of the<br />

following except:<br />

17. A hazardous condition that exists throughout an entire<br />

product line is a:<br />

18. The federal agency responsible for the safety of<br />

automobiles sold in the United States is the:<br />

19. In a product liability lawsuit, the plaintiff must show<br />

that the defendant either acted improperly, or failed to act.<br />

20. A financial planner's unreasonably excessive buying or<br />

selling of securities to generate commissions is known as:

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