COMPLIANCE MANAGEMENT AND DUE DILIGENCE

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Articles of Association ... 21
Association not for profit (section 25) ... 22
Reduction of number of Members (Section 45) ... 23
Investments of Company to be held in its Own Name (section 49) ... 23
Acceptance of Public Deposits and provisions relating to Small
Depositors (Section 58A and Section 58AA) ... 23
Minimum Subscription (Section 69) ... 24
Statement in lieu of Prospectus (Section 70) ... 24
Listing Permission (Section 73) ... 24
Buyback of Securities (Section 77A, 77AA, 77B) ... 24
Further issue of Shares (Section 81) ... 26
Issue of Duplicate Share Certificates (Section 84) ... 27
Issue of Shares with Differential Rights (Section 86) ... 27
Alteration of Certain matters relating to Share Capital (Section 94) ... 27
Reduction of Share Capital (Sections 100 to 105) ... 28
Variation of Shareholders Rights (Sections 106 and 107) ... 28
Appointment of Nominees by Shareholders and Debenture holders (Section 109A) ... 28
Special provisions relating to Debentures (Section 117 to 122) ... 28
Place of keeping and inspection of Registers and Returns (Section 163) ... 30
Annual General Meeting and requisitioned Extra-Ordinary General
Meetings (Sections 166 to 169) ... 31
Explanatory Statement (Section 173) ... 31
Filing of Resolutions and Agreements (Section 192) ... 31
Appointment of Managerial Persons (Sections 198, 269, 309, 316, 317,
386, 387, 388 and Schedule XIII) ... 32
Provisions relating to declaration and payment of Dividend (Sections 205,
205A, 205B, 205C, 206, 206A and 207 of the Act) ... 32
Books of Account (Section 209) ... 33
Inspection of Books of Account (Section 209A) ... 33
Financial Year (Section 210) ... 34
True and Fair View and Disclosure of Particulars (Section 211) ... 34
Furnishing of particulars of Subsidiary Companies (Section 212 read with Section 213) ... 34
Board’s Report (Section 217) ... 34
Right of Member to receive Copies of Balance Sheet, etc. (Section 219) ... 35
Filing of Balance Sheets with Registrar (Section 220) ... 35
Provisions relating to Appointment of Director (Sections 252 to 266) ... 35
Passing of Resolutions by Circulation (Section 289) ... 36
Powers of Board of Directors (Sections 291, 292 and 293) ... 36
Audit Committee (Section 292A) ... 36
Sole Selling Agents (Section 294 & 294AA) ... 37
Loans to Directors (Section 295) ... 37
Contracts requiring certain Approvals (Section 297) ... 37
Disclosure of interests by Directors (Section 299) ... 37
Holding of Office or Place of Profit by Directors and/or their Relatives (Section 314) ... 38