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Macquarie Prime Direction to pay your financial adviser

44925 MAC PRIME ONLINE TRADING A4 FORM - Macquarie

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<strong>Macquarie</strong> <strong>Prime</strong><br />

<strong>Direction</strong> <strong>to</strong> <strong>pay</strong> <strong>your</strong> <strong>financial</strong> <strong>adviser</strong><br />

This form allows you <strong>to</strong> instruct <strong>Macquarie</strong> Equities Limited (MEL)<br />

and/or <strong>Macquarie</strong> Bank Limited (MBL) <strong>to</strong> <strong>pay</strong> <strong>your</strong> nominated <strong>financial</strong> <strong>adviser</strong> the service fees specified below, as client directed <strong>pay</strong>ments, relating <strong>to</strong> <strong>your</strong><br />

<strong>Macquarie</strong> <strong>Prime</strong> Facility. You may terminate or change this direction at any time by giving us at least ten business days notice in writing.<br />

Please complete this form using BLACK INK and print well within the boxes in CAPITAL LETTERS.<br />

1 Account details<br />

In relation <strong>to</strong> the following <strong>Macquarie</strong> <strong>Prime</strong> Facility:<br />

Account name<br />

Account number<br />

2 Payment details<br />

I/We instruct MEL and/or MBL <strong>to</strong> <strong>pay</strong>:<br />

Adviser<br />

Company/Dealer<br />

the following service fee(s):<br />

Share trade fee (an amount the greater of): $ or % of the transaction amount<br />

CFD trade fee (an amount the greater of): $ or % of the transaction amount<br />

Long CFD Interest:<br />

S<strong>to</strong>ck lending fee:<br />

% of long CFD position value<br />

% of short share position value<br />

in relation <strong>to</strong> each applicable transaction executed through my/our <strong>Macquarie</strong> <strong>Prime</strong> Facility. I/we acknowledge that these service fees are in<br />

addition <strong>to</strong> the amount of fees or interest charged by, and <strong>pay</strong>able <strong>to</strong> MEL and/or MBL in relation <strong>to</strong> the relevant transaction.<br />

In electing for my/our Adviser <strong>to</strong> receive such service fee(s), I/we confirm that I/we have discussed this with my/our Adviser <strong>to</strong> confirm the<br />

amounts of these services.<br />

If there is insufficient available cash in my account <strong>to</strong> <strong>pay</strong> the services fees I/we authorise MBL <strong>to</strong> advance any shortfall <strong>to</strong> me/us under the terms<br />

of my/our <strong>Macquarie</strong> <strong>Prime</strong> Facility <strong>to</strong> allow the <strong>pay</strong>ment <strong>to</strong> be made <strong>to</strong> my/our Adviser.<br />

Please note that <strong>your</strong> elected <strong>pay</strong>ment is subject <strong>to</strong> and inclusive of GST on share trade fees only, and <strong>pay</strong>ment elected on other<br />

applicable transactions are not GST inclusive.


<strong>Direction</strong> <strong>to</strong> <strong>pay</strong> <strong>your</strong> <strong>financial</strong> <strong>adviser</strong><br />

2 of 2<br />

3 Authorisation details<br />

Account holder signature 1 Account holder signature 2<br />

Date:<br />

Name:<br />

Date:<br />

Name:<br />

Account holder signature 3<br />

Date:<br />

Name:<br />

4 External Financial Adviser use only<br />

Adviser code<br />

AFSL/Authorised<br />

Representative number<br />

ABN<br />

Please note <strong>pay</strong>ment directions may take effect from the month following <strong>Macquarie</strong> receiving this form, provided<br />

that the form is received by the tenth business day of the current month.<br />

Please ensure you have completed all fields and signed this form. You can return it by either faxing <strong>to</strong> <strong>your</strong><br />

<strong>adviser</strong> or emailing it <strong>to</strong>: prime<strong>adviser</strong>@macquarie.com<br />

If you have any questions, please call <strong>your</strong> <strong>adviser</strong> or contact us on 1800 138 246.<br />

The <strong>Macquarie</strong> <strong>Prime</strong> Facility, and the <strong>financial</strong> products offered through the <strong>Macquarie</strong> <strong>Prime</strong> Facility are provided by <strong>Macquarie</strong> Bank Limited (ABN 46 008 583 542) (AFSL 237502)<br />

and are offered pursuant <strong>to</strong> the <strong>Macquarie</strong> <strong>Prime</strong> Facility Offer Documents, which may be amended or supplemented from time <strong>to</strong> time.<br />

Except for <strong>Macquarie</strong>, any <strong>Macquarie</strong> entity referred <strong>to</strong> on this page is not an authorised deposit-taking institution for the purposes of the Banking Act 1959 (Cth). That entity’s<br />

obligations do not represent deposits or other liabilities of <strong>Macquarie</strong>. <strong>Macquarie</strong> does not guarantee or otherwise provide assurance in respect of the obligations of that entity, unless<br />

noted otherwise.<br />

This information is purely factual information and/or general advice and does not take in<strong>to</strong> account <strong>your</strong> objectives, <strong>financial</strong> situation or needs. Before making any investment decision<br />

we recommend that you consider whether it is appropriate <strong>to</strong> <strong>your</strong> situation and seek appropriate <strong>financial</strong>, taxation and legal advice. <strong>Macquarie</strong> and the <strong>Macquarie</strong> group of companies<br />

do not give, nor do they purport <strong>to</strong> give any taxation advice.<br />

12/14

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