Exchange Rules

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EXCHANGE RULES v3.0 Page left intentionally blank. BSP Energy Exchange LL C Copyright 2019 All rights reserved II
EXCHANGE RULES v3.0 Table of Contents 1 Definition of Terms .................................................................................................................. 1 2 General Provisions ................................................................................................................. 15 2.1 Line of Business .............................................................................................................. 15 2.2 General Principles........................................................................................................... 15 2.2.1 Rules ........................................................................................................................ 15 2.2.1.1 Applicable Law.................................................................................................. 15 2.2.1.2 Amendments to the Rules ................................................................................ 16 2.2.2 Interpretation Notes ............................................................................................... 16 2.3 Exchange Bodies ............................................................................................................. 17 2.3.1 Management ........................................................................................................... 18 2.3.2 Market Monitoring and Market Supervision.......................................................... 19 2.3.3 Exchange Arbitration ............................................................................................... 19 2.3.4 Members Chamber and Exchange Council ............................................................. 20 2.3.5 Market Committees ................................................................................................ 26 2.4 Membership ................................................................................................................... 28 2.4.1 Exchange Participation ............................................................................................ 29 2.4.1.1 Exchange Member............................................................................................ 29 2.4.1.2 Affiliate Member .............................................................................................. 31 2.4.2 Market Participation, Market Maker and Liquidity Provider .................................. 31 2.4.2.1 Market Participation ........................................................................................ 32 2.4.2.2 Market Maker................................................................................................... 33 2.4.2.3 Liquidity Provider ............................................................................................. 33 2.4.3 Admission ................................................................................................................ 34 2.4.4 Cease and Suspension of Membership ................................................................... 37 2.5 Technical Support ........................................................................................................... 40 2.6 Exceptional Circumstances ............................................................................................. 40 2.7 Limitations of Liability .................................................................................................... 41 BSP Energy Exchange LL C Copyright 2019 All rights reserved III
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EXCHANGE RULES v3.0 accordance with
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EXCHANGE RULES v3.0 4 Clearing 4.1
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EXCHANGE RULES v3.0 4.8.2 Physical
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EXCHANGE RULES v3.0 5 Transitional
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