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StarCompliance Overview Brochure (10 April)

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<strong>StarCompliance</strong> <strong>Brochure</strong><br />

CASE STUDY:<br />

Global asset-management firm<br />

<strong>StarCompliance</strong> technology is enabling the US-based compliance team of this major<br />

financial organization to manage the compliance requirements and improve regulatory<br />

performance for a global workforce of more than 7,800 employees.<br />

The STAR platform has delivered significant efficiency improvements and time savings. Prior<br />

to STAR implementation, only 25% of transaction confirmations were posted automatically.<br />

This has now increased to 93%, using data feeds from more than 20 broker-dealers. The<br />

company has also achieved a <strong>10</strong>0% on-time completion rate for the annual compliance<br />

certificates it collects from all employees.<br />

“Our goal with STAR is to make it<br />

our employees’ one-stop shop for all<br />

compliance activities. We wanted to<br />

make it as easy as possible for people<br />

to meet their obligations… STAR makes<br />

compliance quick, convenient and<br />

straightforward for everyone.”<br />

Legal Compliance Manager<br />

<strong>10</strong>

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