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Measuring the effectiveness of Environmental Management Systems

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<strong>Measuring</strong> <strong>the</strong> Effectiveness <strong>of</strong> <strong>Environmental</strong> <strong>Management</strong> <strong>Systems</strong>: Phase 1<br />

2.4 Certification <strong>of</strong> EMS’s<br />

“Defra believes that a robust and effective EMS should be externally audited<br />

to a recognised international or national standard by a Certification Body<br />

accredited by <strong>the</strong> United Kingdom Accreditation Service (UKAS)” (Defra<br />

Positioning Statement April 2008), with <strong>the</strong> view that accredited third<br />

party certification is important to realise many <strong>of</strong> <strong>the</strong> benefits <strong>of</strong> an EMS.<br />

Companies with an accredited certified EMS are given greater recognition<br />

by <strong>the</strong> Environment Agency under Integrated Pollution and Prevention<br />

Control (IPPC) and some o<strong>the</strong>r regulatory regimes. Accredited certification<br />

means that organisations can demonstrate to shareholders, regulators<br />

and <strong>the</strong> public that <strong>the</strong>ir system has been audited, in <strong>the</strong> same way as are<br />

<strong>the</strong>ir financial accounts, by those with appropriate pr<strong>of</strong>essional skills, and<br />

knowledge. The information provided by a certified system is <strong>of</strong>ten seen as<br />

being more credible and reliable.<br />

The Scottish <strong>Environmental</strong> Protection Agency in <strong>the</strong>ir position statement<br />

has stated support for EMS and believes that <strong>the</strong>y can “benefit <strong>the</strong><br />

company and <strong>the</strong> environment and assist companies in understanding how<br />

environmental law applies to <strong>the</strong>ir site, products and operations”. However,<br />

at <strong>the</strong> time <strong>of</strong> publication (prior to remas) <strong>the</strong>y were unconvinced that<br />

EMS had a sufficiently positive impact upon: permit compliance, frequency<br />

<strong>of</strong> incidents, and numbers <strong>of</strong> public complaints. They stated that if, as a<br />

regulator, <strong>the</strong>y were to consider provision <strong>of</strong> financial incentives (such as<br />

available via <strong>the</strong> Environment Agency’s Opra scheme) <strong>the</strong>y would have to be<br />

provided with “a clear case to <strong>the</strong> contrary” (SEPA, 2004)<br />

Certification is <strong>the</strong> process by which an organisation’s system (e.g. its EMS)<br />

is assessed for its conformity to <strong>the</strong> requirements <strong>of</strong> a standard (e.g. ISO<br />

14001:2004). Certification Bodies (CBs) may be accredited to perform such<br />

assessments where <strong>the</strong>y meet <strong>the</strong> criteria in ISO/IEC Guide 66 (ISO, 2003) or<br />

ISO/IEC 17021:2006 (from September 2008).<br />

Accreditation bodies check on a regular basis via surveillance at <strong>the</strong> CB’s<br />

<strong>of</strong>fices, witnessed assessments at <strong>the</strong>ir client’s sites and o<strong>the</strong>r activities that<br />

certification bodies are capable <strong>of</strong> providing accredited certification. Similar<br />

processes are operated to accredit environmental verifiers to carry out<br />

verification under EMAS, including <strong>the</strong> validation <strong>of</strong> EMAS environmental<br />

statements, and IEMA Acorn inspection bodies.<br />

Accredited CBs are bound by <strong>the</strong> requirements under which <strong>the</strong>y operate<br />

to maintain confidentiality. They must have arrangements to safeguard<br />

<strong>the</strong> confidentiality <strong>of</strong> <strong>the</strong> information <strong>the</strong>y obtain in <strong>the</strong> course <strong>of</strong> <strong>the</strong>ir<br />

certification activities, including on-site audits. CBs cannot disclose<br />

information to a third-party about <strong>the</strong> organisation that has been certified<br />

without <strong>the</strong> written consent <strong>of</strong> that organisation. If <strong>the</strong>re are circumstances<br />

where <strong>the</strong> law requires information to be disclosed, <strong>the</strong>n <strong>the</strong> CB must inform<br />

<strong>the</strong> organisation beforehand <strong>of</strong> <strong>the</strong> information that <strong>the</strong>y have been required<br />

to provide.<br />

26<br />

www.ni-environment.gov.uk

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