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<strong>Hemiplegic</strong> <strong>Shoulder</strong> <strong>Pain</strong><br />

Judy W Griffin<br />

PHYS THER. 1986; 66:1884-1893.<br />

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<strong>Hemiplegic</strong> <strong>Shoulder</strong> <strong>Pain</strong><br />

JUDY W. GRIFFIN<br />

<strong>Shoulder</strong> pain and stiffness.are, unfortunately,<br />

frequent complications in<br />

hemiplegia. The following clinical picture<br />

of hemiplegic shoulder pain (HSP)<br />

has been described by several authorities.<br />

1-3 The patient frequently has severe<br />

paralysis; glenohumeral joint (GHJ)<br />

subluxation or edema of the wrist and<br />

hand also may exist. <strong>Pain</strong> may be localized<br />

to the shoulder or can radiate to<br />

include the elbow and hand. Localized<br />

tenderness over the biceps brachii and<br />

supraspinatus tendons frequently is<br />

present. Although pain may be present<br />

at rest, the patient complains of increased<br />

pain with attempted passive motion<br />

or with a dependent position of the<br />

arm. The most painful and limited<br />

shoulder movement is usually lateral<br />

(external) rotation, which is followed in<br />

severity by abduction. 4-6 <strong>Pain</strong> may intensify<br />

at night, interfering with sleep.<br />

Many authorities believe spasticity is<br />

characteristic of the HSP syndrome, 7-9<br />

although flaccidity also has been described<br />

as the associated state of tone. 1<br />

No significant relationship between sex<br />

or hemiplegic side appears to exist. 4,10<br />

Duration of hemiplegia appears to be<br />

significantly related to HSP, although<br />

HSP can develop in the early weeks after<br />

stroke. In a longitudinal study of 135<br />

patients, Brocklehurst et al noted that<br />

pain and stiffness were present in 16%<br />

of the patients two weeks after the stroke<br />

and had developed in an additional 27%<br />

Ms. Griffin is Associate Professor, Department of<br />

Rehabilitation Sciences, University of Tennessee,<br />

Memphis, 800 Madison Ave, Memphis, TN 38163<br />

(USA).<br />

This article reviews the literature relevant to the possible causes, prevention,<br />

and treatment of hemiplegic shoulder pain. <strong>Shoulder</strong> pain and stiffness impede<br />

the rehabilitation of patients with hemiplegia. The cause of this complication is<br />

unknown, but it may be related to the severity of neurological deficits, preexisting<br />

or posthemiplegic soft tissue injury, subluxation, brachial plexus injury, or shoulder-hand<br />

syndrome. <strong>Shoulder</strong> pain may be preventable if risk factors can be<br />

identified and appropriate prophylaxis applied. Resolution of the condition depends<br />

on diagnosis and effective treatment at the onset of the symptoms. More<br />

clinical research is needed to clarify the cause of hemiplegic shoulder pain and<br />

to document the efficacy of prophylactic and treatment methods.<br />

Key Words: Cerebrovascular disorders, Hemiplegia, <strong>Pain</strong>, <strong>Physical</strong> therapy,<br />

<strong>Shoulder</strong>.<br />

after one year. 11 Liao et al noted a significant<br />

correlation between HSP and<br />

the duration of hemiplegia before physical<br />

therapy was begun. 4 Studies of patients<br />

with HSP have reported an average<br />

onset time after the stroke to be two<br />

to three months. 4,10,12<br />

<strong>Hemiplegic</strong> shoulder pain impedes<br />

and prolongs rehabilitation. <strong>Pain</strong> and<br />

limited shoulder range of motion interfere<br />

with self-care activities, impede balance,<br />

and create difficulty with transfers<br />

and ambulation. Liao et al found that<br />

patients with HSP demonstrated significantly<br />

less motor recovery in the upper<br />

limb and achieved less ambulatory success<br />

than comparable patients without<br />

HSP. 4 <strong>Shoulder</strong> pain limits patient ability<br />

and desire to participate in social as<br />

well as physical activities, and it contributes<br />

to anxiety, frustration, and discouragement.<br />

According to Braun et al,<br />

the patient who has pain when he<br />

moves will remain immobile. If he<br />

also has pain at rest, he usually withdraws<br />

from any rehabilitation program.<br />

13<br />

DEFINITION OF THE PROBLEM<br />

Epidemiological data concerning<br />

HSP have been gathered from patients<br />

enrolled in outpatient or inpatient rehabilitation<br />

programs; these patients<br />

inevitably are the most severely physically<br />

disabled. 11 Thus, the incidence of<br />

HSP essentially is unknown in patients<br />

not participating in rehabilitation programs,<br />

in patients with mild physical<br />

disability, or in patients after discharge<br />

from rehabilitation. In the general population<br />

of hemiplegic patients enrolled<br />

in rehabilitation programs, incidences of<br />

HSP have been reported at 38% 14 and<br />

70%. 15 Incidences at the time of patient<br />

admission into rehabilitation programs<br />

have varied from 28% 4 to 67%. 5 Development<br />

of HSP during the rehabilitation<br />

phase has been reported, 4,5 and one<br />

group of investigators noted that 72%<br />

of their patients developed HSP during<br />

rehabilitation. 16 Variability in reported<br />

incidences may be a result of patient<br />

differences in duration of hemiplegia<br />

and severity of paralysis, in addition to<br />

differences among investigators in defining<br />

HSP.<br />

A major obstacle to determining the<br />

magnitude of the problem is a lack of<br />

an accepted set of diagnostic criteria.<br />

<strong>Hemiplegic</strong> shoulder pain remains a<br />

nebulous clinical entity, defined differently<br />

by each investigator. <strong>Pain</strong> is an<br />

elusive symptom, defying quantitative<br />

measurement even in patients with intact<br />

sensorimotor, cognitive, and communicative<br />

faculties. The presence of<br />

pain in hemiplegic patients has been<br />

defined variously as discomfort with<br />

pressure over the supraspinatus or biceps<br />

brachii tendons 14 or shoulder joint 1<br />

and complaint of pain at rest or with<br />

movement. 17 <strong>Pain</strong> has been graded from<br />

moderate to severe, based on its radiation<br />

or location. 17 Several investigators<br />

reporting on HSP have not defined pain<br />

at all. 11,16,18-21<br />

A reduced amplitude of passive shoulder<br />

ROM frequently is included as part<br />

of the definition of HSP. Improvement<br />

or worsening of the pain is considered<br />

to be reflected by an increase or decrease<br />

of passive ROM. 4-6,22 Differences exist,<br />

however, among investigators in their<br />

descriptions of ROM. Examples include<br />

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percentage of patients who could not<br />

tolerate passive flexion to 90 degrees, 14<br />

description of ROM as limited or not<br />

limited, 1 and present or absent limitations<br />

of passive ROM. 11 Some investigators<br />

used a rating scale, combining<br />

percentage of limited ROM with the<br />

amount of associated pain. 5,6 A few research<br />

studies have reported direct goniometric<br />

measurements of each shoulder<br />

motion. 4,22<br />

Diagnosis of HSP typically is accomplished<br />

clinically, based on a combination<br />

of signs and symptoms. A need<br />

exists, however, for commonly agreed<br />

on diagnostic criteria and methods for<br />

measuring pain and ROM. Otherwise,<br />

the findings of different investigators are<br />

not comparable concerning either the<br />

incidence of HSP or the efficacy of prophylaxis<br />

and treatment.<br />

The pathogenesis of HSP remains unclear.<br />

Etiologic agents most commonly<br />

mentioned in the literature are subluxation,<br />

rotator cuff tears, severe paralysis,<br />

brachial plexus injuries, exacerbation of<br />

preexisting pathological conditions, and<br />

improper exercise or handling of the<br />

paralyzed arm. In more severe cases, a<br />

shoulder-hand syndrome (SHS) may exist.<br />

Chronic frozen shoulder also has<br />

been reported as the associated state of<br />

patients with HSP. Comprehensive<br />

long-range studies to identify the cause<br />

of HSP have not been conducted yet.<br />

Many investigators have sought to determine<br />

the incidence of single factors<br />

such as subluxation or rotator cuff tears;<br />

some have studied only patients with<br />

HSP, and others have studied the incidence<br />

of single factors in a general hemiplegic<br />

population.<br />

Purpose of Paper<br />

A single cause of HSP probably does<br />

not exist; the pathogenesis no doubt is a<br />

complex series of interrelated factors.<br />

Prospective, controlled research is lacking<br />

concerning the causes of HSP and<br />

efficacy of treatment. Several studies,<br />

however, have examined the association<br />

of HSP with one or more of the above<br />

potential etiologic factors. One purpose<br />

of this article is to review those studies.<br />

The ultimate value of such a review<br />

would be 1) to identify early after the<br />

stroke the patients who might be at risk<br />

and 2) to describe prophylaxis. <strong>Hemiplegic</strong><br />

shoulder pain should be viewed<br />

as a largely preventable complication<br />

after stroke. Additional purposes of this<br />

article are to discuss the management of<br />

HSP and to summarize general approaches<br />

for further study of HSP.<br />

POSSIBLE CAUSES<br />

Neurological Deficits<br />

The reported positive association between<br />

HSP and loss of motor functions<br />

is impressive. Patients with slight paresis<br />

rarely complain of shoulder pain,<br />

whereas patients having severe paralysis<br />

frequently develop shoulder problems<br />

during rehabilitation. 3 Najenson et al<br />

noted 84% of hemiplegic patients with<br />

severe paralysis had moderate or severe<br />

shoulder pain. 17 In a prospective study<br />

of hemiplegic patients, Fugl-Meyer et al<br />

noted joint pain and limited ROM that<br />

developed in patients who initially had<br />

poor motor function. 18 In patients having<br />

had neurosurgery, the development<br />

of a stiff painful shoulder was found to<br />

be correlated significantly with both the<br />

extent of hemiparesis and impairment<br />

of consciousness. 10<br />

The trauma that may be associated<br />

with handling a paralyzed upper limb<br />

can aggravate preexisting conditions<br />

such as arthritis or tendinitis. 23 Paralysis<br />

imposes a condition of immobility that<br />

may contribute to the development of<br />

GHJ stiffness. Paralysis also may predispose<br />

the affected shoulder to subluxation<br />

or traction injury, which secondarily<br />

may cause pain.<br />

Abnormal tone—either flaccidity or<br />

spasticity—has been mentioned as an<br />

etiological factor in HSP. Because abnormal<br />

tone coexists with deficits in<br />

voluntary motor function, shoulder immobility<br />

and, therefore, danger of contractures<br />

result. Spasticity tends to be<br />

mentioned more frequently as being associated<br />

with HSP, perhaps because<br />

spasticity is the predominant condition<br />

over time in chronic hemiplegia. In a<br />

recent study of patients with cerebrovascular<br />

accidents (CVAs) with HSP, 88%<br />

were classified as spastic and 24% flaccid.<br />

16 Flaccidity and spasticity will be<br />

included in further sections as they<br />

relate to other possible causative agents.<br />

Other neurological deficits such as<br />

sensory loss, visual field deficits, communication<br />

disorders, loss of body image,<br />

and sensory-integrative disorders<br />

affect the prognosis for upper limb function.<br />

24 These deficits in combination<br />

with motor loss and abnormal muscle<br />

tone may increase the risk of HSP.<br />

Soft Tissue Injury<br />

Influence of preexisting pathological<br />

conditions. The painless excursions of<br />

shoulder flexion and abduction normally<br />

decrease with age. 25 One factor<br />

contributing to this decreased range is<br />

that of postural changes. The elderly<br />

individual develops increased dorsal kyphosis<br />

with resultant downward scapular<br />

rotation. 25 This position lowers the<br />

coracoacromial arch, causing impingement<br />

early in the range of GHJ flexion<br />

or abduction. 26 Also contributing to decreased<br />

shoulder ROM are the many<br />

degenerative changes in articular surfaces<br />

and soft tissue that occur with age.<br />

Such degenerative changes may or may<br />

not have been asymptomatic before the<br />

onset of the hemiplegia.<br />

Degenerative changes of the acromioclavicular<br />

joint, glenoid labrum, and articular<br />

cartilage of the glenoid fossa appear<br />

after the second decade of life, 27,28<br />

and hypertrophy of synovial tissue develops<br />

by age 30 years. 27 Between the<br />

fourth and fifth decades of life, and increasing<br />

with age, significant degenerative<br />

changes occur in the periarticular<br />

soft tissue: The biceps brachii tendon<br />

thickens and shreds; the rotator cuff,<br />

particularly the supraspinatus muscle,<br />

thins and frays; calcific deposits may<br />

appear in the rotator cuff tendons. 27 The<br />

most severe tears in the rotator cuff<br />

occur from ages 60 to 70 years. 27 With<br />

the wear and tear of normal use, degenerated<br />

areas of the rotator cuff and the<br />

biceps brachii tendon become edematous,<br />

and adjacent bursae thicken. The<br />

significant result is reduced space under<br />

the coracoacromial arch, with an increased<br />

likelihood of impingement and<br />

pain. Although extensive degenerative<br />

changes can be present without symptoms<br />

or an impairment of function, the<br />

additional stress of paralysis can activate<br />

previously asymptomatic abnormalities.<br />

2327<br />

Impingement during passive shoulder<br />

flexion and abduction. Impingement of<br />

soft tissue may occur during shoulder<br />

flexion or abduction if the humerus is<br />

compressed against the coracoacromial<br />

arch. Severe impingement can cause rotator<br />

cuff ischemia, 23 soft tissue injury,<br />

and pain. 3 Impingement usually is minimized<br />

by two mechanisms: upward rotation<br />

of the scapula, which elevates the<br />

coracoacromial arch, and humeral rotation,<br />

which alters the position of humeral<br />

tubercles in relation to the arch.<br />

Medial rotation must accompany flexion,<br />

and lateral rotation must accompany<br />

abduction to avoid impingement.<br />

2729<br />

In the flaccid paralytic state, the<br />

weight of the unsupported arm can<br />

lower the coracoacromial arch, increasing<br />

the danger of impingement during<br />

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passive elevation of the arm. Spasticity<br />

may increase the likelihood of impingement<br />

during GHJ abduction, because<br />

spastic rhomboid muscles fix the scapula<br />

in downward rotation, and spastic<br />

adductor-medial rotator muscles prevent<br />

lateral humeral rotation. 8,23 Spasticity,<br />

thus, might contribute to impingement<br />

during active and passive GHJ<br />

abduction. Several authorities in stroke<br />

rehabilitation have discussed the importance<br />

of reducing tone and adhering to<br />

biomechanical principles during passive<br />

elevation of the spastic shoulder. 30-32<br />

Improper passive exercise by health<br />

care professionals, family, or patients<br />

themselves may be a major cause of<br />

shoulder pain in hemiplegic patients.<br />

3,8,11,33 Failure to provide upward<br />

scapular rotation and lateral humeral<br />

rotation during passive abduction are<br />

the most frequently mentioned mechanisms<br />

of pain. Use of overhead pulleys,<br />

furthermore, has been cited as a cause<br />

of impingement pain 17,34 and even rotator<br />

cuff rupture. 17 No controlled studies,<br />

however, have been conducted in this<br />

area.<br />

Rotator cuff rupture. Partial tears of<br />

the rotator cuff are common after 50 or<br />

60 years of age. 27-28 Wear that is secondary<br />

to impingement has been cited as a<br />

major contributing factor in rotator cuff<br />

tears. 35 A fall or stress causing forcible<br />

abduction without lateral rotation can<br />

convert a partial tear to a complete rupture.<br />

36 Degenerative changes, however,<br />

can be so severe that even minor injuries<br />

in nonhemiplegic patients can precipitate<br />

a complete tear. 27 Patients with rotator<br />

cuff rupture have symptoms of<br />

severe pain, especially with passive flexion<br />

or abduction; tenderness with palpation<br />

at the rupture site; and atrophy<br />

and weakness of the lateral rotator and<br />

the deltoid muscles. 27,37<br />

Several arthrographic studies in hemiplegic<br />

patients have revealed a high incidence<br />

of rotator cuff tears. Ruptures<br />

were found in 33% of hemiplegic patients<br />

with painful, stiff shoulders; none<br />

of the patients had a premorbid history<br />

of pathological conditions of the shoulder.<br />

38 Examining only patients with severe<br />

paralysis, Najenson et al found a<br />

40% incidence of rotator cuff rupture<br />

on the affected side compared with a<br />

16% incidence on the nonaffected<br />

side. 17 Najenson et al further associated<br />

pain with rotator cuff rupture and subluxation;<br />

all of the 11 patients with severe<br />

pain had subluxation, and 10 had<br />

rupture of the rotator cuff. 17<br />

The cause of rotator cuff rupture in<br />

hemiplegia has been identified as impingement<br />

during passive abduction<br />

above 90 degrees 3 and as forced abduction<br />

without lateral rotation, especially<br />

with the use of overhead pulleys. 17 Rotator<br />

cuff rupture also may be facilitated<br />

by prior degenerative changes and by<br />

subluxation, 17 trauma during falls, 38 and<br />

repeated small traction injuries. 39<br />

Adhesive capsulitis. Conversely,<br />

other investigators have noted that adhesive<br />

capsular changes, not rotator cuff<br />

ruptures, are the predominant findings<br />

during arthrography of hemiplegic<br />

shoulders. Rizk et al performed arthrographic<br />

studies of 30 patients with stiff,<br />

painful shoulders and reported a 77%<br />

incidence of adhesive capsulitis; they<br />

saw no evidence of rotator cuff rupture.<br />

12 Hakuno et al, performing arthrography<br />

on both affected and unaffected<br />

shoulders in 77 randomly selected<br />

hemiplegic patients, found an equal incidence<br />

of rotator cuff rupture on affected<br />

and unaffected sides (22% and<br />

24%, respectively). 40 Hakuno et al further<br />

reported that adhesive changes were<br />

noted the most frequently during arthrography.<br />

Although adhesive changes<br />

were noted in both paralyzed and nonparalyzed<br />

shoulders, 55% of the paralyzed<br />

shoulders with adhesions had multiple<br />

adhesion sites compared with 4%<br />

of nonparalyzed shoulders. Adhesions<br />

in the GHJ and the subscapularis bursae<br />

were associated significantly with limited<br />

GHJ motion; adhesions in the bicipital<br />

tendon sleeve were associated significantly<br />

with subluxation but not with<br />

ROM restriction. 40<br />

The classical clinical picture for adhesive<br />

capsulitis 41 is strikingly similar to<br />

that described previously for HSP. The<br />

cause of adhesive capsulitis even in nonhemiplegic<br />

patients is unknown. 27 The<br />

most significantly related factors in development<br />

seem to be prolonged immobilization<br />

secondary to pain and age<br />

greater than 40 years. 27,28,41,42 <strong>Pain</strong> secondary<br />

to impingement may be a precipitating<br />

factor. 41 DePalma has noted<br />

that the ages of the greatest incidence of<br />

adhesive capsulitis and the most degenerative<br />

soft tissue changes are the same<br />

(40 to 60 years). 27 Suprascapular neuropathy<br />

also has been associated with<br />

frozen shoulder. 43<br />

In hemiplegic patients, the development<br />

of adhesive capsulitis has been<br />

related to paralysis, 10,40 unconsciousness,<br />

10 impingement pain, 3 and subluxation.<br />

20 The precise cause, however, remains<br />

obscure.<br />

Glenohumeral joint malalignment. Inferior<br />

subluxation of the GHJ appears<br />

more frequently in patients with hemiplegia<br />

than in other geriatric patients.<br />

Reviewing radiographs of 300 geriatric<br />

patients, Carpenter and Millard reported<br />

a 5% incidence of subluxation;<br />

80% of the subluxations were superior<br />

in the nonhemiplegic patients. 44 All 5 of<br />

the hemiplegic patients had inferior subluxation,<br />

and 4 of these had bilateral<br />

subluxation. The magnitude of inferior<br />

subluxation on the affected side, however,<br />

was much greater than on the unaffected<br />

side. Radiographic studies by<br />

other investigators have not demonstrated<br />

subluxation on the unaffected<br />

side. 245<br />

In hemiplegic patients, without regard<br />

to severity of paralysis or time since the<br />

onset of the hemiplegia, the incidence<br />

of inferior subluxation has been reported<br />

variously as 30%, 2,40 56%, 14 and<br />

64%. 20 In patients with severe paralysis,<br />

the reported incidences of subluxation<br />

usually are substantially higher: 66%, 2<br />

81%, 17 and 92%. 46<br />

Subluxation appears to develop during<br />

the several weeks immediately after<br />

the stroke, when flaccid paralysis prevents<br />

normal muscle response to loading.<br />

47 Using radiological examinations<br />

of stroke patients within 24 hours of<br />

their admission to the hospital, Smith et<br />

al found 60% of their patients with complete<br />

paralysis had GHJ malalignment.<br />

48<br />

Some evidence exists that subluxation<br />

may be irreversible after a certain period<br />

of time, regardless of return of active<br />

motion or spasticity in the deltoid and<br />

supraspinatus muscles. Longitudinal<br />

electromyographic studies demonstrated<br />

that subluxation developed during<br />

the flaccid period and did not occur<br />

after the supraspinatus muscle demonstrated<br />

EMG activity in response to<br />

loading. Having developed, however,<br />

the subluxation did not reverse even<br />

when supraspinatus muscle EMG activity<br />

became evident. 17 Some anecdotal<br />

reports indicate that, in many patients<br />

who have chronic subluxation at rest,<br />

temporary reduction of the subluxation<br />

can occur during ambulation 9 or during<br />

voluntary effort. 14<br />

Removal of the usual glenohumeral<br />

stabilizing mechanisms described by<br />

Basmajian and Bazant 49 permits inferior<br />

displacement of the humeral head in<br />

relation to the glenoid fossa: Specifically,<br />

superior tilting of the glenoid fossa<br />

is reversed secondarily to paralysis of<br />

the muscles that rotate the scapula up-<br />

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ward and secondarily to the weight of<br />

the unsupported arm; the normal passive<br />

restraint mechanism from the<br />

superior capsule and coracohumeral ligament<br />

is ineffective secondarily to scapular<br />

downward rotation; and the normal<br />

active restraint mechanism of the posterior<br />

deltoid and supraspinatus muscle<br />

contractions is inactive secondarily to<br />

the upper motor neuron paralysis. The<br />

gravitational pull on the arm when the<br />

patient is upright creates an unopposed<br />

distracting force with resulting inferior<br />

subluxation of the humeral head 23 (Figure).<br />

Although the cause of inferior subluxation<br />

usually is attributed to paralysis<br />

resulting from CVA, other possible<br />

causes are rotator cuff tear 17 and brachial<br />

plexus upper trunk injury. 23,50<br />

Spasticity also has been mentioned as<br />

contributing to subluxation by positioning<br />

the scapula in downward rotation.<br />

23,30 The real association between<br />

subluxation and spasticity, however, is<br />

unclear.<br />

How dangerous is subluxation? Several<br />

authorities in rehabilitation discount<br />

any importance of subluxation,<br />

30,32,51 although they offer little<br />

evidence to support their view. Others<br />

believe that subluxation may be a major<br />

cause of HSP because of the resulting<br />

overstretching of the GHJ soft tissue.<br />

1,20,46 Passive dependence of the unsupported<br />

arm, even in an uninvolved<br />

shoulder, elongates the rotator cuff and<br />

creates ischemia in the biceps brachii<br />

tendon and in the "critical zone" of the<br />

rotator cuff. 26,28 Hakuno et al found a<br />

significant correlation between subluxation<br />

and arthrographically demonstrated<br />

adhesive changes in the bicipital<br />

tendon sleeve. 40 Subluxation may cause<br />

traction injury to the upper trunk of the<br />

brachial plexus. 50 Ring et al reported<br />

EMG evidence of axillary nerve dysfunction<br />

in patients with GHJ subluxation<br />

and hypothesized that initial stages<br />

of subluxation may cause axillary nerve<br />

compression. 52<br />

The relationship of pain to subluxation<br />

is unclear. Some investigators have<br />

reported no correlation between incidences<br />

of subluxation and pain. 12,14 Najenson<br />

et al, however, found 93% of<br />

their hemiplegic patients with severe paralysis<br />

that was accompanied by moderate<br />

or severe pain had subluxation. 17<br />

Although subluxation may not be associated<br />

with pain in the early stage of<br />

hemiplegia, if subluxation continues<br />

into the chronic spastic stage, the association<br />

of pain and limited motion may<br />

be higher. 13 A recent study found sub­<br />

luxation was associated frequently with<br />

HSP; 85% of the patients with spasticity<br />

had HSP, and subluxation was present<br />

in 67% of these patients. 16<br />

Brachial plexus and peripheral nerve<br />

injuries. Electromyographic evidence of<br />

lower motor neuron involvement has<br />

been reported in hemiplegic patients<br />

and is found twice as frequently in the<br />

upper as in the lower limb. 23 Brachial<br />

plexus injury may be a source of shoulder<br />

pain and a cause of subluxation.<br />

Chino reported 75% of his hemiplegic<br />

patients with subluxation demonstrated<br />

Figure. Basmajian's principle. A) The normal<br />

position of the shoulder prevents subluxation<br />

because the humeral head cannot<br />

displace laterally out of the upwardly tilted<br />

glenoid fossa (dotted arrow). B) Drooping of<br />

the shoulder in some hemiplegic patients permits<br />

subluxation of the humeral head out of<br />

the downwardly tilted glenoid fossa (dotted<br />

arrow). (Reprinted by permission of W. B.<br />

Saunders Co. 92 )<br />

neuropathic responses in the deltoid and<br />

supraspinatus muscles. 50 Kaplan et al<br />

found EMG changes consistent with injury<br />

of the upper trunk of the brachial<br />

plexus in five hemiplegic patients with<br />

flaccid paralysis and atrophy of the<br />

shoulder musculature. 53 Electromyographic<br />

evidence of pressure neuropathy<br />

of the ulnar nerve and brachial plexus<br />

neuropathies was reported by Moskowitz<br />

and Porter in eight hemiplegic patients.<br />

54 Other investigators have found<br />

no electrophysiological evidence of brachial<br />

plexus injuries in hemiplegic patients.<br />

12,19,46,47,55<br />

Signs of neuropathy are superimposed<br />

on the hemiplegic paresis. They include<br />

extensive segmental atrophy, an atypical<br />

pattern of return of motor function (ie,<br />

distal before proximal return), and electrophysiological<br />

signs. 54<br />

All investigators reporting brachial<br />

plexus injuries in hemiplegic patients<br />

identify the probable mechanism of injury<br />

as a combination of flaccid paralysis<br />

and traction injury. Traction stress is<br />

caused by either lack of support of the<br />

paralyzed flaccid shoulder 50,52-54 or pulls<br />

on the flaccid arm by personnel who<br />

move the patient. 54,56 Patients who are<br />

unconscious are at the greatest risk of<br />

having traction and pressure neuropathies.<br />

56<br />

The occurrence of a brachial plexus<br />

injury can increase rehabilitation time<br />

greatly. The superimposition of a lower<br />

motor neuron injury on the upper motor<br />

neuron lesion increases the likelihood<br />

for the development of painful<br />

contractures. 54 A brachial plexus injury<br />

constitutes a major setback for recovery<br />

of active motion; because of the slow<br />

rate of nerve regeneration, functional<br />

recovery of shoulder movement may be<br />

delayed by 8 to 12 months. 53<br />

<strong>Shoulder</strong>-hand syndrome. This reflex<br />

neurovascular disorder is characterized<br />

by pain and hyperesthesia, edema,<br />

trophic changes, and vasomotor instability.<br />

Signs and symptoms vary among<br />

patients, and onset may be dramatic. 57<br />

The temporal sequence of signs has been<br />

described by many authorities. 58-60 Early<br />

manifestations include pain and limited<br />

motion in the shoulder, wrist, and hand;<br />

the most restricted motions are shoulder<br />

lateral rotation and abduction, wrist<br />

dorsiflexion, and flexion of the metacarpophalangeal<br />

and proximal interphalangeal<br />

joints. Edema is evident in the wrist<br />

and finger joints, with increased skin<br />

temperature, rubor, and hyperhidrosis<br />

or hypohidrosis. As the condition progresses,<br />

pain decreases and stiffness predominates.<br />

The skin becomes shiny, cyanotic,<br />

and hyperhidrotic. Intrinsic<br />

muscle atrophy, nail changes, and thickening<br />

of subcutaneous tissue in the finger<br />

joints and palmar fascia develop.<br />

Osteoporosis is demonstrable radiographically.<br />

The syndrome may last<br />

from months to years. 61<br />

<strong>Shoulder</strong>-hand syndrome is known to<br />

develop after internal lesions such as<br />

CVA, myocardial infarction, cervical osteoarthritis,<br />

or spondylosis. The syndrome<br />

also develops often after trauma<br />

such as peripheral nerve injury, fracture,<br />

or spinal cord injury. 58,59,62 The precise<br />

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mechanisms triggering SHS are unknown.<br />

Tissue injury may serve as a<br />

focus of noxious stimuli, altering central<br />

control of the sympathetic nervous system.<br />

58 Immobilization of the limb because<br />

of injury, debility, pain, or paralysis<br />

may result in decreased sensory input<br />

from the limb to the central nervous<br />

system, causing an imbalance in the central<br />

neural control of the sympathetic<br />

nervous system. 58 Inactivity of muscles<br />

that perform pumping actions in the<br />

hand and the axilla (secondary to paralysis<br />

or immobilization) may cause altered<br />

circulation and edema. 23,27,63,64<br />

In hemiplegia, however, vasomotor<br />

changes may not be related necessarily<br />

to paralysis. 51,65 The cerebrovascular lesion<br />

may disturb central vasomotor regulation,<br />

resulting in arteriolar vasodilation<br />

of the upper limb. 65 Lesion of the<br />

premotor and anterior motor cortical<br />

regions may cause SHS after a stroke. 66<br />

The incidence of SHS among hemiplegic<br />

patients is unclear. Ring et al<br />

found no cases in 24 patients followed<br />

one year after a stroke. 52 In a retrospective<br />

study of 540 hemiplegic patients,<br />

Davis et al reported a 12.5% incidence<br />

of SHS. 57 Van Ouwenaller et al found<br />

the incidence of SHS in 215 hemiplegic<br />

patients was 28%. 16 Finch and Harvey,<br />

in a prospective study of 20 patients<br />

hospitalized after stroke, reported 50%<br />

developed signs of SHS. 67 Of hemiplegic<br />

patients with shoulder pain, the percentage<br />

of patients with signs of SHS<br />

has been cited as 36% 6 and 32%. 16<br />

Davis et al reported that most of their<br />

patients who developed SHS did so two<br />

to four months after the stroke, and they<br />

hypothesized that the incidence was the<br />

least in patients with mild involvement.<br />

57 Mossman also reported that the<br />

syndrome was more typical of patients<br />

with little or no voluntary motor ability.<br />

51 Two studies comparing hemiplegic<br />

patients with and without SHS, however,<br />

reported no difference between<br />

groups in active motor ability or muscle<br />

tone. 6,67 Van Ouwenaller et al found a<br />

higher incidence of SHS in patients with<br />

spasticity than in those without. 16<br />

<strong>Hemiplegic</strong> patients with SHS have<br />

been found to be significantly more confused<br />

and have greater sensory loss than<br />

other hemiplegic patients; they also have<br />

a higher incidence of subluxation than<br />

other hemiplegic patients. 67 Weiss and<br />

Ellis stated that hemiplegic patients with<br />

prior myocardial infarction may be at<br />

special risk for developing SHS. 65 Confirming<br />

this finding, Finch and Harvey<br />

reported that half of the patients devel­<br />

oping the syndrome had a history of<br />

cardiac abnormalities. 67<br />

Thalamic pain. A burning, excruciating<br />

pain may involve the face, tongue,<br />

and thorax as well as the affected<br />

limbs. 68 Marked proprioceptive loss<br />

usually is present, 68 and the patient may<br />

neglect the paretic side except during a<br />

painful episode. 69 Peculiar sensations relating<br />

to the limb, feelings such as absence,<br />

twisting, or changes in size, may<br />

be present. The pain may be constant<br />

but is exacerbated by changes in emotional<br />

states, visual or auditory stimuli,<br />

temperature, or cutaneous stimuli. 68,69<br />

Vasomotor disturbances may be present<br />

on the affected side, characterized by<br />

cycles of skin coolness, pallor, and hyperhidrosis,<br />

alternating with warmth,<br />

rubor, and edema.<br />

A lesion of the lateral thalamus, the<br />

posterior limb of the internal capsule, or<br />

the parietal lobe is believed to be responsible.<br />

68,69 The incidence is unknown.<br />

Thalamic pain responds poorly to treatment.<br />

70<br />

PROPHYLAXIS AND<br />

TREATMENT<br />

Although cases of HSP may result<br />

directly from CNS lesions, many may<br />

be caused by faulty treatment after the<br />

stroke. 71 Careless handling of the paralyzed<br />

upper limb at any time after the<br />

onset of hemiplegia can precipitate<br />

shoulder injury and pain. For prophylaxis<br />

to be effective, however, it must<br />

begin immediately after the stroke. After<br />

the pain cycle has begun, resultant anxiety,<br />

overprotection, and disuse inevitably<br />

produce decreased ROM and contractures.<br />

23<br />

Treatment of the many varieties of<br />

HSP represents a complex and difficult<br />

problem. The ideal treatment is prevention;<br />

the next best management is to<br />

implement a treatment program immediately<br />

when the first painful symptoms<br />

appear.<br />

Positioning and Handling of the<br />

Dependent Patient<br />

Education of the patient and everyone<br />

associated with the care of the patient in<br />

the acute period after the stroke is critical<br />

to the success of a positioning and<br />

handling program. According to Mulley,<br />

pain in the shoulder is a complex subject<br />

that has not yet been approached<br />

systematically, but even in our present<br />

state of ignorance we can prevent<br />

much pain and limitation of movement<br />

in the shoulder by careful positioning<br />

and handling. 33<br />

Adequate support and protection of<br />

the flaccid arm are essential when the<br />

patient is lifted or moved in bed. 48,71,72<br />

All persons moving the dependent patient<br />

must be instructed concerning the<br />

hazards of pulling on the affected arm.<br />

Methods of upper limb handling when<br />

the patient is moved in bed or is assisted<br />

to a sitting position have been described.<br />

30 ' 32 ' 72 " 74<br />

Positioning for the flaccid limb in bed<br />

also is important, and protocols are discussed<br />

in several sources. 23,30,32,72,74,75<br />

The typical spasticity pattern of scapular<br />

retraction, neck flexion to the affected<br />

side, shoulder medial rotation and adduction,<br />

and elbow-wrist flexion should<br />

be avoided. Pillows can be used to support<br />

and elevate the limb to lessen dependent<br />

edema of the hand. 74,76,77 When<br />

the patient is in the supine position, the<br />

shoulder should be supported in a flexion-abduction-lateral<br />

rotation position.<br />

71,72 Bohannon et al have described<br />

a method of shoulder positioning in bed<br />

using a device made of foam and Velcro.<br />

78 Chino recommended overhead<br />

suspension of the arm in bed. 50 When<br />

the patient is sidelying, the affected arm<br />

should be flexed and rotated laterally<br />

with the shoulder girdle protracted. 71<br />

Limited sidelying on the affected side<br />

sometimes is recommended. 77 When the<br />

patient is sidelying on the unaffected<br />

side, the affected shoulder should be<br />

supported on pillows and not allowed to<br />

lie in horizontal adduction. A horizontally<br />

adducted position may exert traction<br />

of the suprascapular nerve and<br />

cause HSP. 43<br />

Facilitation of Active Motion<br />

Early facilitation of activity in muscle<br />

groups producing protraction and upward<br />

rotation of the scapula and flexionabduction<br />

of the shoulder is essential.<br />

Methods to inhibit spasticity contributing<br />

to scapular retraction and shoulder<br />

adduction and medial rotation likewise<br />

are essential if spasticity is present. A<br />

discussion of these methods is beyond<br />

the scope of this article; descriptions of<br />

facilitation-inhibition programs may be<br />

found in several sources. 23,30-32,74,75,79,80<br />

Unfortunately, little controlled research<br />

is available documenting the relative efficacy<br />

of these methods.<br />

Electrical stimulation and EMG biofeedback,<br />

alone or in combination, have<br />

emerged as promising therapeutic adjuncts<br />

in the facilitation of voluntary<br />

motion and the inhibition of spasticity.<br />

81-85 Most studies relating to the efficacy<br />

of these methods, however, have<br />

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een of distal extremity function, that<br />

is, facilitation of ankle dorsiflexion and<br />

wrist-finger extension. Few studies have<br />

been published relating to the effect of<br />

biofeedback on proximal muscle function.<br />

Lee et al found no difference in<br />

the deltoid muscle EMG activity between<br />

patients receiving biofeedback<br />

and patients in conventional physical<br />

therapy and placebo groups. 86 Inglis et<br />

al, however, found that hemiplegic patients<br />

receiving EMG biofeedback and<br />

physical therapy improved more in<br />

shoulder strength and ROM than patients<br />

receiving physical therapy alone. 87<br />

Patients with proprioceptive impairment<br />

may have limited success with biofeedback<br />

training, 88 although some evidence<br />

indicates sensory loss may not<br />

preclude improvement with biofeedback.<br />

89 Electrical stimulation and biofeedback<br />

may be effective in preventing<br />

or reducing GHJ subluxation, as will be<br />

discussed in the next section.<br />

Subluxation<br />

Prevention of subluxation requires<br />

the institution of prophylactic methods<br />

in the first few weeks of flaccid paralysis.<br />

46,50 After spasticity or active shoulder<br />

motion, or both, appear, subluxation<br />

seems unlikely to develop. 47<br />

Objective documentation of subluxation<br />

requires radiographs with the patient<br />

in the upright, not supine, position.<br />

17,20,46,48 Likewise, the efficacy of<br />

methods for preventing or reducing subluxation<br />

should be demonstrated radiographically.<br />

Shai et al hypothesized<br />

that earlier radiologic diagnosis of subluxation<br />

(ie, before grade I or II changes<br />

are demonstrated) might enable more<br />

effective prevention than if it is delayed.<br />

21 In their study, 12 of 14 patients<br />

showing early, positive radiologic signs<br />

of subluxation subsequently developed<br />

a painful shoulder, and 4 developed subluxation.<br />

Shai et al suggested that patients<br />

showing early radiologic signs of<br />

subluxation might be most likely to benefit<br />

from early orthotic intervention.<br />

When the patient is upright, the arm<br />

should be supported and positioned to<br />

prevent unopposed gravitational stress<br />

on the soft tissue of the GHJ. Various<br />

methods have been described for upper<br />

limb positioning in the wheelchair: pillows,<br />

a padded arm trough attached to<br />

the wheelchair arm or a lapboard, 30,72 or<br />

an overhead wheelchair sling. 15,23,72,90<br />

None of these methods has been proven<br />

to be more effective than others in preventing<br />

or reducing subluxation.<br />

Some support of the flaccid arm is<br />

necessary when the patient is ambulating.<br />

The patient with severe perceptual<br />

deficits and denial may need a sling for<br />

protecting the arm against trauma. 74 A<br />

multitude of sling types have been described.<br />

30,91-96 Elements to be considered<br />

in the choice of slings for particular<br />

patient problems have been summarized.<br />

95,96 External support can be discontinued<br />

when muscle tone around the<br />

GHJ is adequate to prevent subluxation.<br />

91 If needed, a sling should be used<br />

only during ambulation; the sling cannot<br />

be allowed to contribute to shoulder<br />

immobilization. An exercise program<br />

always should accompany the use of a<br />

sling. 24<br />

Controversy abounds concerning the<br />

use of slings; disadvantages to their use<br />

have been enumerated by many authorities.<br />

34,71,94,97 The major purpose of a<br />

sling is to provide an upward force to<br />

maintain the humeral head in the glenoid<br />

fossa. Unfortunately, little documentation<br />

exists in the form of radiological<br />

evidence to indicate which of the<br />

plethora of sling types produces the<br />

most effective reduction. In the only<br />

controlled, longitudinal study on sling<br />

efficacy, Hurd et al found one type of<br />

sling ineffective in preventing subluxation.<br />

19 Sodring 94 and Rajaram and<br />

Holta 98 reported radiographic evidence<br />

of GHJ reduction with two types of<br />

slings; however, no controlled research<br />

study was conducted to demonstrate the<br />

efficacy of subluxation in prophylaxis.<br />

In circumstances when the presence<br />

of subluxation has been determined to<br />

be the primary cause of HSP, use of a<br />

Varney brace has been reported to be<br />

successful; patients became asymptomatic<br />

in five to seven days. 99 After the<br />

subluxation is reduced and the shoulder<br />

is asymptomatic, an active and passive<br />

exercise program is important to improve<br />

and maintain ROM. 99<br />

Electrical stimulation of the supraspinatus<br />

and deltoid muscles can be used<br />

as an "electrical orthosis" for maintaining<br />

the alignment of the GHJ and has<br />

been recommended as an effective substitute<br />

for a sling. 83 Studies conducted at<br />

Rancho Los Amigos Rehabilitation<br />

Engineering Center reported that patients<br />

who were receiving electrical stimulation<br />

to the posterior deltoid and<br />

supraspinatus muscles demonstrated radiological<br />

evidence of reduced subluxation.<br />

100,101 Some evidence existed that<br />

the reduction was maintained after the<br />

stimulation was discontinued. 100 No<br />

prospective longitudinal studies could<br />

be located, however, documenting the<br />

efficacy of electrical stimulation for the<br />

treatment of subluxation. (See the article<br />

by L. Baker in this issue.)<br />

Electromyographic biofeedback has<br />

been reported to be successful in reducing<br />

subluxation, 82,85 although little prospective<br />

research seems to exist. In a<br />

controlled study on hemiplegic patients<br />

with subluxation, Shahani et al noted<br />

equal effectiveness of an EMG biofeedback<br />

program and a "conventional"<br />

physical therapy program in reducing<br />

subluxation; a correlation existed between<br />

the decrease in subluxation and<br />

the increase in strength and tone in the<br />

shoulder muscles. 102<br />

In a clinical report, Burstein recommended<br />

weight bearing on the affected<br />

arm and manual reduction of the subluxation<br />

during exercise as effective<br />

methods in relieving HSP. 103 Smith presented<br />

two case reports describing the<br />

reduction of subluxation and the increase<br />

of active abduction using an intensive<br />

facilitation program for the supraspinatus,<br />

deltoid, and serratus anterior<br />

muscles. 104<br />

Avoidance of Impingement<br />

During Passive Exercise<br />

Immobilization contributes to loss of<br />

motion, and passive ROM is an essential<br />

prophylactic measure to prevent joint<br />

stiffness and soft tissue contractures.<br />

The effectiveness of passive ROM, however,<br />

does not necessarily indicate that<br />

all types of shoulder exercise are beneficial<br />

or that a patient who begins to<br />

complain of pain during exercise requires<br />

more aggressive exercise therapy.<br />

11 Improperly administered passive<br />

exercise can cause impingement, resulting<br />

in soft tissue trauma, inflammation,<br />

and pain. 3,8,17,34,50 Increased exercise of<br />

the wrong type can contribute to the<br />

development of a stiff, painful shoulder.<br />

All persons performing passive exercise<br />

to the flaccid or spastic arm, from<br />

professional staff to family and the patient<br />

himself, must be taught the correct<br />

exercise techniques. Certainly, manual<br />

reduction of subluxation, if it exists,<br />

should be accomplished before passively<br />

elevating the arm. Medial or lateral rotation<br />

must accompany flexion or abduction,<br />

and scapular upward rotation<br />

must accompany either rotation to<br />

avoid soft tissue impingement. Spasticity<br />

must be reduced before elevating<br />

the arm more than 90 degrees. Overhead<br />

pulleys provide neither correct humeral<br />

nor correct scapular rotation during pas-<br />

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sive elevation and are a likely cause of<br />

impingement.<br />

An important question to be addressed<br />

is how much ROM is "enough."<br />

All medical professionals seem "programmed"<br />

to take each joint through its<br />

full ROM. As previously noted, complete<br />

ROM to a young physical therapist<br />

is not necessarily complete ROM to a<br />

geriatric stroke patient. Perhaps a more<br />

realistic goal is the maintenance of painfree<br />

functional ROM in the shoulder.<br />

The affected arm must be pain free to<br />

serve even in an assistive role. 38 Functional<br />

ROM has been defined as flexion<br />

to 100 degrees, abduction to 90 degrees,<br />

lateral rotation to 30 degrees, and medial<br />

rotation to 70 degrees. 90<br />

Another aspect to be considered is<br />

whether abduction should be included<br />

in passive exercise, in view of its tendency<br />

to cause soft tissue impingement.<br />

Some authorities recommend that abduction<br />

should be performed only in the<br />

scapular plane, that is, 30 degrees to 40<br />

degrees from the frontal plane, 3,34 because<br />

lateral rotation is not required to<br />

prevent impingement. 27 Curtailing the<br />

amplitude of passive abduction in exercise<br />

programs might preserve functional<br />

ROM and minimize impingement pain.<br />

If impingement during ROM is determined<br />

to be the etiological factor in<br />

pain, then the amplitude of passive motion<br />

should be kept within the pain-free<br />

range. 15 Caldwell et al reported that pain<br />

subsided in 43% of their patients with<br />

HSP when the amplitude of passive<br />

ROM was limited. 15<br />

Should the patient begin to complain<br />

of pain during passive ROM, a thorough<br />

evaluation to assess the cause of pain<br />

should be conducted before pain and<br />

stiffness become established.<br />

Diagnosis of Established <strong>Pain</strong>ful<br />

Conditions<br />

If a patient has an established painful,<br />

stiff shoulder, the first step in treatment<br />

is the identification of the cause. A carefully<br />

detailed medical history is important<br />

to determine the prestroke history<br />

of any shoulder pathological conditions<br />

and to identify any known trauma that<br />

occurred after the stroke, such as<br />

falls. 23,27 A correct diagnosis of the cause<br />

is essential if the patient is to be helped."<br />

A thorough diagnostic examination of<br />

the neck and shoulder should be conducted<br />

to identify cervical spine pathological<br />

factors, rotator cuff or biceps<br />

brachii tendinitis, or GHJ or acromioclavicular<br />

joint arthritis. 42,99 Confirmatory<br />

evidence of rotator cuff tears and<br />

adhesive capsulitis can be obtained with<br />

arthrography. Radiographs can rule out<br />

humeral fracture 3 and ectopic ossification.<br />

105 Electrophysiological studies can<br />

be used to identify brachial plexus injurv.<br />

<strong>Shoulder</strong>-hand syndrome may be<br />

confirmed by a positive response to stellate<br />

ganglion block. 58<br />

Conservative Management<br />

If subluxation is identified as the causative<br />

agent, several treatment methods<br />

exist. <strong>Pain</strong> and stiffness in a subluxated<br />

shoulder, however, are not necessarily a<br />

result of subluxation. 15,102 Krempen et al<br />

examined 37 patients with pain and subluxation<br />

and found 16 patients had<br />

other, orthopedic causes for the pain."<br />

Conservative orthopedic management<br />

of patients with diagnoses of tendinitis,<br />

bursitis, and rotator cuff tears is<br />

similar. The goals of treatment are pain<br />

reduction and improvement of ROM.<br />

Symptoms may be reduced with oral<br />

anti-inflammatory agents and analgesics<br />

and injections of lidocaine and steroids<br />

into trigger points, the subacromial bursae,<br />

or the joint space. 27,28,42,106 As pain<br />

decreases, active, passive, and assistive<br />

exercises are used to improve ROM.<br />

Applications of heat, cold, phonophoresis,<br />

and transcutaneous electrical<br />

nerve stimulation may be effective in<br />

relieving pain and encouraging motion.<br />

106 Applications of heat, however,<br />

have not been proven to be of particular<br />

benefit in the treatment of HSP. Liao et<br />

al found no significant difference in the<br />

amount of improvement in ROM between<br />

patients treated with exercise only<br />

versus those treated with a combination<br />

of heat and exercise therapy; exercise<br />

appeared to be the most effective treatment.<br />

4 Thus far, in studies of hemiplegic<br />

patients with unstated etiologic factors<br />

of pain, ultrasound 22 and TENS 6 have<br />

not been found to decrease pain or to<br />

contribute to increased range of shoulder<br />

motion.<br />

If an injury to the upper trunk has<br />

been diagnosed, the brachial plexus<br />

must be protected until regeneration can<br />

occur. 53 The shoulder should be splinted<br />

in 45 degrees of abduction, a treatment<br />

similar to that of postsurgical repair of<br />

the upper trunk. 107 Care must be taken<br />

to prevent further traction injury until<br />

regeneration occurs. The prognosis for<br />

recovery of function varies widely. 23<br />

Although evidence exists that adhesive<br />

capsulitis in nonhemiplegic patients<br />

is a self-limited disease resolving in one<br />

to three years, (see the article by C. T.<br />

Wadsworth in this issue), the same does<br />

not appear to be true of hemiplegic adhesive<br />

capsulitis. 12,42 A vigorous program<br />

of ice or heat applications and<br />

active and passive exercises can be combined<br />

with anti-inflammatory and analgesic<br />

medications, oral corticosteroids,<br />

and muscle relaxants. 41 Suprascapular<br />

nerve blocks, 108 corticosteroid injections<br />

into trigger points, and stellate ganglion<br />

blocks have been reported to be beneficial.<br />

23<br />

Antispasmodic medications may supplement<br />

inhibition and relaxation techniques.<br />

16 Motor-point blocks of the<br />

trapezius 16 and pectoralis major 109,110<br />

muscles may aid in controlling spasticity.<br />

In the management of SHS, early recognition<br />

is the key to a favorable prognosis;<br />

prompt treatment is essential to<br />

prevent permanent disability. 58,60,111 An<br />

aggressive exercise program is an essential<br />

component of treatment. 27,59 Active<br />

muscle contraction and joint movements<br />

are important, as are light weightbearing<br />

activities. Exercise must be performed<br />

within the pain-free range and<br />

frequently for short periods during the<br />

day. Modalities such as heat or ice treatments<br />

or TENS may be used to increase<br />

sensory input and reduce pain. 28,71,112<br />

Although TENS has been reported as<br />

helpful in the management of reflex<br />

sympathetic dystrophies, no research results<br />

appear to be reported on the effectiveness<br />

of TENS in hemiplegic SHS.<br />

Aggressive and prompt management<br />

of hand edema is important, because<br />

prolonged edema will precipitate perhaps<br />

irreversible hand stiffness. 27 Dependent<br />

positions of the hand should be<br />

avoided; an elevated position is preferable.<br />

Intermittent pneumatic compression<br />

may be of value in reducing hand<br />

edeipa, 23,90,113 and an elastic glove is<br />

helpful also in controlling edema. 71<br />

Systemic administration of corticosteroids<br />

for two to three weeks is recommended<br />

by several authorities for the<br />

management of SHS. 27,59,71 Davis et al<br />

reported a complete resolution of symptoms<br />

in 68 hemiplegic patients using<br />

oral steroids in combination with an<br />

intensive rehabilitation program. 57 A<br />

sympathetic block followed by intensive<br />

rehabilitation is cited as the most effective<br />

treatrnent by Some researchers.<br />

58,61,111 Sympathectomy is suggested<br />

in refractory cases. 58,59,111<br />

The emotional state of patients with<br />

severe HSP has been described as tense,<br />

hyperresponsive to pain, overemotional,<br />

apathetic, and emotionally dependent. 23<br />

Whether such emotional states contrib-<br />

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ute to the development of HSP or<br />

emerge as a result of the pain is unknown.<br />

111 In any event, appropriate psychological<br />

management is important for<br />

successful treatment. 23<br />

Surgical Management<br />

Surgical release of soft tissue may be<br />

of value if conservative methods have<br />

failed and if shoulder motion has become<br />

severely limited and painful. 112<br />

Recent improvements in rehabilitation<br />

techniques have decreased the need for<br />

surgical intervention. 75 The most frequently<br />

described surgical management<br />

involves resection of the subscapularis<br />

and pectoralis major tendons 15,114 and<br />

release of the capsule 115 ; insertions of<br />

the latissimus dorsi and teres major<br />

muscles also may be necessary. 116,117 Surgical<br />

release does not result in improved<br />

ROM without an intensive postoperative<br />

program of exercise and splinting to<br />

maintain and increase abduction and<br />

external rotation. 15,117<br />

The indications for surgery include<br />

ROM limitation to the point of functional<br />

impairment (ie, abduction to 45<br />

degrees and lateral rotation to 15 degrees<br />

or less 15 ), pain of such intensity that it<br />

interferes with skin hygiene 114 or prevents<br />

participation in rehabilitation, 15<br />

and progressively decreasing ROM resulting<br />

from increased internal rotator<br />

muscle spasticity. 15,109,117 Factors affecting<br />

the patient's rehabilitation potential,<br />

such as cognitive awareness, sensory and<br />

perceptual deficits, and communication<br />

disorders, also should be considered. 15<br />

Surgery usually is delayed until at least<br />

six months after the stroke when spontaneous<br />

recovery is fairly complete. 114<br />

Surgery is contraindicated in the presence<br />

of etiological factors other than soft<br />

tissue contracture or if postoperative<br />

therapy is unavailable. 15 Surgery for<br />

thalamic pain is not indicated. 15,118<br />

The reported magnitude of an increase<br />

in ROM after surgery is not great.<br />

Caldwell et al reported that the lateral<br />

rotation range was poor, although most<br />

patients regained 90 degrees of abduction;<br />

some patients developed active abduction<br />

postoperatively that had not<br />

been observed preoperatively. 15<br />

CONCLUSIONS<br />

Patients at highest risk for developing<br />

HSP seem to be those with severe upper<br />

limb paralysis, particularly if sensory<br />

loss and mental confusion also exist.<br />

Such a combination of factors not only<br />

immobilizes the limb but increases the<br />

likelihood for traction injury because<br />

the patient cannot protect himself. Increasing<br />

age may increase the risk also.<br />

Most patients over 50 years of age have<br />

significant degenerative changes around<br />

the GHJ. Such soft tissue pathological<br />

factors can be exacerbated only by<br />

events accompanying flaccid paralysis.<br />

The acute period after a stroke appears<br />

to be a critical time for the prevention<br />

of GHJ soft tissue injuries such as<br />

rotator cuff tears or brachial plexus injuries.<br />

Such trauma, which may go unnoticed<br />

in the acute period after a<br />

stroke, may cause significant HSP or<br />

functional impairment later in rehabilitation.<br />

Education of all personnel handling<br />

the flaccid arm is imperative if<br />

prophylaxis of shoulder injury is to be<br />

effective.<br />

Failure to provide support for the flaccid<br />

arm when the patient is upright may<br />

allow shoulder subluxation and consequent<br />

painful overstretching of soft tissue<br />

or nerve injury or both. The deleterious<br />

effects of subluxation may be<br />

cumulative. Effective methods for the<br />

prevention of subluxation remain to be<br />

established in a controlled clinical trial,<br />

but electrical stimulation appears<br />

promising.<br />

Immobilization is a key factor contributing<br />

to shoulder stiffness in elderly<br />

patients. In patients with hemiplegia,<br />

immobilization is promoted by paralysis,<br />

spasticity, and, sometimes, brachial<br />

plexus injury. <strong>Pain</strong> is another wellknown<br />

immobilizing influence. Lack of<br />

passive exercise for the paralyzed shoulder<br />

certainly will result in painful contractures.<br />

Careless passive exercise techniques<br />

without regard to biomechanical<br />

principles may cause impingement.<br />

Thus, improperly administered exercise<br />

may be a cause of trauma, pain, and<br />

further immobilization.<br />

When pain and stiffness begin to develop,<br />

a thorough evaluation of the<br />

cause is essential. Conservative management<br />

methods may be effective if the<br />

treatment is appropriate for the cause.<br />

Surgical intervention may be indicated<br />

in extreme cases. Early preventive measures,<br />

however, remain the key to minimizing<br />

the complication of shoulder<br />

pain in patients with hemiplegia.<br />

Need for Clinical Research<br />

Longitudinal studies are needed concerning<br />

developments in the shoulder<br />

after hemiplegia. Periodic assessments<br />

of shoulder status, from the onset until<br />

at least one year after the onset of hemiplegia,<br />

would add greatly to present<br />

knowledge concerning the evolution of<br />

HSP. Pertinent aspects to be included<br />

in such assessments are active motor<br />

function, sensory status, passive ROM,<br />

amount of pain associated with passive<br />

motion, spasticity, subluxation, and<br />

functional ability of the upper limb.<br />

Cognitive status and age also should be<br />

included. If HSP and limited ROM develop<br />

during the longitudinal study,<br />

prompt diagnostic steps to identify the<br />

cause should be instituted. When etiologic<br />

factors of the pain can be established,<br />

controlled studies of the relative<br />

effectiveness of various treatment methods<br />

are essential. The optimum treatment<br />

for hemiplegic patients with established<br />

diagnoses such as SHS or adhesive<br />

capsulitis currently is unknown.<br />

Knowledge of the effectiveness of<br />

methods for preventing subluxation (ie,<br />

electrical stimulation vs positioning<br />

alone) would be helpful in determining<br />

prophylaxis. Also of clinical importance<br />

are controlled studies to establish the<br />

relative efficacy of methods such as biofeedback,<br />

electrical stimulation, and exercise<br />

alone in improving proximal control<br />

in the hemiplegic shoulder.<br />

The obstacles to clinical research in<br />

the area of HSP may seem formidable:<br />

<strong>Hemiplegic</strong> patients admitted to rehabilitation<br />

settings differ widely in medical<br />

history and prestroke shoulder dysfunction;<br />

the time since the stroke varies<br />

among patients; and the history of<br />

shoulder trauma after the stroke often is<br />

impossible to ascertain. Such variables<br />

may account for the different responses<br />

to treatment and may make the original<br />

causes of HSP difficult to determine.<br />

Such difficulties might be overcome partially<br />

by beginning a longitudinal study<br />

immediately after the stroke and by including<br />

significant numbers of patients<br />

in the study. The HSP syndrome represents<br />

such a major obstacle to rehabilitation<br />

that systematic studies of the<br />

problem are imperative. Controlled research<br />

is needed to determine effective<br />

prophylaxis and to document the therapeutic<br />

efficacy of treatment.<br />

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Volume 66 / Number 12, December 1986 1893<br />

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Cited by<br />

<strong>Hemiplegic</strong> <strong>Shoulder</strong> <strong>Pain</strong><br />

Judy W Griffin<br />

PHYS THER. 1986; 66:1884-1893.<br />

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