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Judicial Mistakes

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6. EXCESSIVE COURT INVOLVEMENT IN CRIMINAL PLEA NEGOTIATIONS<br />

The Court may not offer or promise the defendant an anticipated sentence that is not<br />

part of an existing agreement between the defendant and the prosecutor. Anytime the<br />

court improperly or excessively injects itself into plea negotiations the guilty plea is per<br />

se invalid. The district court’s proper role is one of “discreet inquiry into the propriety of<br />

the settlement submitted for judicial acceptance.” State v. Melde, A09-1050,<br />

Minn.Ct.App. Feb 22, 2010 (Reversed and remanded because the court promised<br />

defendant a prison sentence at the low end of the sentencing guidelines range.);<br />

<strong>Judicial</strong> Training Update 10-4 (District Court & Plea Negotiations: How Far Is Too Far).<br />

7. PLEAS OF GUILTY:<br />

(1) FAILURE TO FOLLOW REQUIREMENTS OF RULE 15 GUILTY<br />

PLEA ADVISORY;<br />

(2) FAILURE TO ESTABLISH A SUFFICIENT FACTUAL BASIS TO<br />

SUPPORT THE PLEA OF GUILTY;<br />

(3) FAILURE TO FOLLOW CORRECT PROCEDURE FOR AN ‘ALFORD’ OR<br />

‘NORGAARD’ PLEA OF GUILTY<br />

Minn. R. Crim. P. 15.01 (Guilty Plea advisory for felonies and gross misdemeanors);<br />

Rule 15.02 (Guilty Plea advisory for misdemeanors); <strong>Judicial</strong> Training Update 10-15<br />

(Requirements for an Alford Plea of Guilty); <strong>Judicial</strong> Training Update 10-16<br />

(Requirements for Norgaard Plea of Guilty); Minn. R. Crim. P. 26.01, subds. 3 and 4;<br />

State v. Theis, 742 N.W.2d 643 (Minn. 2007) (discussing the need for a proper factual<br />

basis);<br />

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