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General Terms and Conditions of the Purchase of SINGULUS ...

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<strong>General</strong> <strong>Terms</strong> <strong>and</strong> <strong>Conditions</strong> <strong>of</strong> <strong>the</strong> <strong>Purchase</strong> <strong>of</strong> <strong>SINGULUS</strong> TECHNOLOGIES<br />

AG <strong>and</strong> <strong>SINGULUS</strong> Stangl Solar GmbH<br />

As at June 2012<br />

<strong>the</strong>ir form, as well as all findings <strong>and</strong> experiences obtained<br />

himself based on details provided by <strong>the</strong> Buyer <strong>and</strong> to use<br />

<strong>the</strong>se only to carry out <strong>the</strong> order.<br />

2. The Contractor shall treat <strong>the</strong> making <strong>of</strong> <strong>the</strong> Contract confidential.<br />

Without obtaining prior written approval from <strong>the</strong><br />

Buyer, <strong>the</strong> Contractor may not refer to <strong>the</strong> business relationship<br />

in any publications, e.g. advertising materials <strong>and</strong> reference<br />

lists etc. <strong>and</strong> may not display <strong>the</strong> delivery items manufactured<br />

for <strong>the</strong> Buyer. This shall also apply to use as a reference.<br />

3. The Contractor shall accordingly impose restrictions on his<br />

sub-contractors <strong>and</strong> employees.<br />

XVI. Copyright rights <strong>and</strong> rights <strong>of</strong> use<br />

The Contractor shall transfer to <strong>the</strong> Buyer with <strong>the</strong> delivery or<br />

service, <strong>the</strong> unlimited power <strong>of</strong> disposal <strong>and</strong> right <strong>of</strong> use <strong>of</strong> <strong>the</strong><br />

results <strong>of</strong> <strong>the</strong> delivery or service (including ideas, drafts, drawings,<br />

specifications, documents <strong>and</strong> designs) <strong>and</strong> <strong>of</strong> <strong>the</strong> s<strong>of</strong>tware.<br />

The Buyer may, taking account <strong>of</strong> third-party personal<br />

rights, dispose <strong>of</strong> <strong>the</strong>m as a proprietor, ei<strong>the</strong>r in his own company,<br />

in related companies or through third parties. For this<br />

purpose, <strong>the</strong> Contractor hereby grants <strong>the</strong> Buyer <strong>the</strong> irrevocable<br />

right without restrictions in terms <strong>of</strong> time or place <strong>and</strong><br />

without material restrictions <strong>and</strong> without imposing a separate<br />

charge, particularly all copyright rights <strong>of</strong> use <strong>and</strong> claims<br />

regarding <strong>the</strong> services, service results, s<strong>of</strong>tware <strong>and</strong> works<br />

provided by <strong>the</strong> Buyer. This also includes <strong>the</strong> provision <strong>of</strong> <strong>the</strong><br />

source code <strong>of</strong> <strong>the</strong> s<strong>of</strong>tware, which <strong>the</strong> Contractor developed<br />

specifically for <strong>the</strong> Buyer (individual s<strong>of</strong>tware). The Buyer shall<br />

be entitled to use <strong>the</strong> performance results, works <strong>and</strong> s<strong>of</strong>tware<br />

in all known <strong>and</strong> unknown types <strong>of</strong> use, particularly to change<br />

<strong>the</strong>m <strong>and</strong> to use <strong>the</strong> changed items to <strong>the</strong> same extent as <strong>the</strong><br />

original ones. The Buyer shall be entitled to transfer <strong>the</strong> rights<br />

<strong>and</strong> to grant licences to third parties. The said rights granted<br />

continue to apply indefinitely after <strong>the</strong> end <strong>of</strong> <strong>the</strong> contract. If<br />

<strong>the</strong> Contractor makes use <strong>of</strong> third parties to perform <strong>the</strong> Contract,<br />

he shall obtain <strong>the</strong>ir rights <strong>of</strong> use <strong>and</strong> transfer <strong>the</strong>m to <strong>the</strong><br />

Buyer to <strong>the</strong> same extent.<br />

XVII. Information requirements, REACH export control<br />

<strong>and</strong> customs, communication tools<br />

1. The Contractor shall provide <strong>the</strong> Buyer with all necessary<br />

information regarding dispatch, export <strong>and</strong> security-related<br />

topics regarding <strong>the</strong> products, particularly hazardous goods<br />

declarations, security data sheets <strong>and</strong> long-term supplier<br />

declarations.<br />

2. The Contractor shall be obliged to inform <strong>the</strong> Buyer in his<br />

business documents <strong>of</strong> potential authorisation requirements<br />

for (re-) exports <strong>of</strong> his products according to German, European<br />

or US export <strong>and</strong> customs regulations as well as export <strong>and</strong><br />

customs regulations <strong>of</strong> <strong>the</strong> country <strong>of</strong> origin <strong>of</strong> his products.<br />

For this purpose, <strong>the</strong> Contractor shall include <strong>the</strong> following<br />

minimum information in his <strong>of</strong>fers, order confirmations <strong>and</strong><br />

invoices with regard to <strong>the</strong> relevant item positions:<br />

<strong>the</strong> export list number according to Appendix AL for<br />

<strong>the</strong> German Foreign Trade Act or comparable list<br />

positions on <strong>the</strong> relevant export lists,<br />

for US goods, <strong>the</strong> ECCN (Export Control Classification<br />

Number) according to <strong>the</strong> US Export Administration<br />

Regulations (EAR),<br />

<strong>the</strong> origin <strong>of</strong> his products <strong>and</strong> <strong>of</strong> components <strong>of</strong> his<br />

products according to trade politics, including technology<br />

<strong>and</strong> s<strong>of</strong>tware,<br />

whe<strong>the</strong>r <strong>the</strong> goods were transported through <strong>the</strong><br />

USA, manufactured or stored in <strong>the</strong> USA or manufactured<br />

with <strong>the</strong> help <strong>of</strong> US technology,<br />

<strong>the</strong> statistical goods number (HS code) <strong>of</strong> his products,<br />

as well as<br />

a contact person in his company to clarify potential<br />

queries by <strong>the</strong> Buyer.<br />

If <strong>the</strong> Buyer requests this, <strong>the</strong> Contractor shall be obliged to<br />

provide <strong>the</strong> Buyer in writing with all additional foreign trade<br />

data regarding his products <strong>and</strong> <strong>the</strong>ir components <strong>and</strong> to<br />

inform <strong>the</strong> Buyer instantly <strong>of</strong> all changes to <strong>the</strong> above data in<br />

writing (before <strong>the</strong> delivery <strong>of</strong> <strong>the</strong> relevant products affected<br />

<strong>the</strong>reby).<br />

- hereinafter called “<strong>the</strong> Buyer” -<br />

3. All shipments to <strong>the</strong> Buyer will be administered by an Authorised<br />

Economic Operator (AEO). All resulting obligations<br />

concerning <strong>the</strong> compliance with safety regulations will be<br />

observed.<br />

4. The Contractor explicitly undertake to deliver products which<br />

meet all <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> European Regulations (EC)<br />

1907/2006 ("REACH") <strong>and</strong> (EC) 1272/2008 ("CLP Directive").<br />

This particularly includes, but is not limited to, <strong>the</strong> registration<br />

<strong>and</strong> notification duties under REACH as well as <strong>the</strong> obligation<br />

to classify, mark <strong>and</strong> package in accordance with CLP. In this<br />

regard <strong>the</strong> Contractor will, at <strong>the</strong> Buyers request, provide <strong>the</strong><br />

Buyer with safety data sheets referring to substances <strong>and</strong><br />

mixtures for making <strong>the</strong> Buyers determination as to <strong>the</strong> suitability<br />

<strong>of</strong> <strong>the</strong> Contractors materials. Prior to <strong>the</strong> first delivery, <strong>the</strong><br />

Contractor will automatically send <strong>the</strong> Buyer safety data<br />

sheets in due time <strong>and</strong> repeatedly as soon as relevant changes<br />

become necessary.<br />

Fulfillment in particular <strong>of</strong> <strong>the</strong> registration duty but also <strong>of</strong> <strong>the</strong><br />

obligation to supply current <strong>and</strong> complete safety data sheets,<br />

which have to meet <strong>the</strong> applicable REACH <strong>and</strong> CLP regulations,<br />

is considered by <strong>the</strong> Buyer to be <strong>the</strong> essential basis <strong>of</strong><br />

any delivery. In <strong>the</strong> event that <strong>the</strong> Contractor does not deliver<br />

any safety data sheets or delivery is delayed or in defective<br />

condition, <strong>the</strong> Contractor shall release <strong>the</strong> Buyer from any<br />

claim for compensation <strong>of</strong> third parties. The same applies to all<br />

later changes.<br />

If we are provided with articles according to <strong>the</strong> definitions<br />

used within <strong>the</strong> REACH regulation, <strong>the</strong> Contractor will undertake<br />

to deliver only products whose content <strong>of</strong> substances <strong>of</strong><br />

very high concern included in <strong>the</strong> European Chemicals Agency's<br />

"C<strong>and</strong>idate List" does not exceed 0.1% (m/m). Fur<strong>the</strong>rmore<br />

<strong>the</strong> Contractor will undertake to inform <strong>the</strong> Buyer automatically<br />

when being aware <strong>of</strong> any materials (substance,<br />

mixture, or article) delivered that contain any substance <strong>of</strong> <strong>the</strong><br />

c<strong>and</strong>idate list – even when falling below <strong>the</strong> limit <strong>of</strong> 0.1%.<br />

5. The Contractor generally agrees to use <strong>the</strong> electronic tools<br />

provided by <strong>the</strong> Buyer as part <strong>of</strong> making <strong>and</strong> performing <strong>the</strong><br />

Contract. The Contractor shall bear any related additional<br />

fees.<br />

XVII. Place <strong>of</strong> performance, jurisdiction, choice <strong>of</strong> law,<br />

final provisions<br />

1. If one provision or individual parts <strong>of</strong> a provision <strong>of</strong> <strong>the</strong>se<br />

<strong>Conditions</strong> <strong>of</strong> <strong>Purchase</strong> are invalid, this shall not affect <strong>the</strong><br />

validity <strong>of</strong> <strong>the</strong> <strong>Conditions</strong> <strong>of</strong> <strong>Purchase</strong> as a whole <strong>and</strong>/or <strong>of</strong><br />

o<strong>the</strong>r agreements made between <strong>the</strong> parties. If, in <strong>the</strong> case <strong>of</strong><br />

an invalid provision, no relevant law applies, <strong>the</strong> parties agree<br />

to replace <strong>the</strong> invalid provision with a valid provision approximating<br />

<strong>the</strong> economic purpose <strong>of</strong> <strong>the</strong> invalid provision as closely<br />

as possible.<br />

2. To <strong>the</strong> extent that nothing to <strong>the</strong> contrary has been agreed,<br />

<strong>the</strong> place <strong>of</strong> performance for deliveries or services shall be <strong>the</strong><br />

delivery address shown in <strong>the</strong> order. For all o<strong>the</strong>r obligations<br />

on both sides, <strong>the</strong> Buyer's main site shall be <strong>the</strong> place <strong>of</strong><br />

performance.<br />

3. If <strong>the</strong> Contractor is a general merchant, a legal entity under<br />

public law or special assets under public law, <strong>the</strong> Buyer's<br />

registered <strong>of</strong>fice shall be <strong>the</strong> jurisdiction. However, action may<br />

also be brought against <strong>the</strong> Contractor at his general jurisdiction.<br />

4. The law <strong>of</strong> <strong>the</strong> Federal Republic <strong>of</strong> Germany shall also<br />

apply excluding UNCISG dated 11/4/1980.<br />

5. The contract language shall be German. To <strong>the</strong> extent that<br />

<strong>the</strong> parties make use <strong>of</strong> an additional language, <strong>the</strong> German<br />

version shall take precedence.<br />

6. The Buyer shall be entitled to save <strong>and</strong> manage <strong>the</strong> Buyer's<br />

data as part <strong>of</strong> <strong>the</strong> legal provisions <strong>and</strong> to pass it on within <strong>the</strong><br />

Group <strong>and</strong> to third parties to <strong>the</strong> extent that this is required for<br />

operations.<br />

<strong>SINGULUS</strong> TECHNOLOGIES AG page 1 <strong>of</strong> 4 St<strong>and</strong> June 2012

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