A+ 131 Notes
Create successful ePaper yourself
Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.
LAW <strong>131</strong> <strong>A+</strong> STUDENT SET OF NOTES<br />
A normal assumption when looking at cases is that these are New Zealand cases, unless<br />
otherwise stated. However, you could state this assumption in the exam to get a bit of credit<br />
possibly.<br />
There are four main things we are concerned with in legal method: Source of Law (legislature v<br />
judiciary), Legal Reasoning (constructing arguments), Precedent (how principles become law<br />
and how they are applied to future cases), and Statute reading and Interpretation.<br />
Constitution<br />
A constitution is a/set of documents detailing the state’s powers and structures. Our constitution<br />
is uncodified, so we don’t have one document detailing those powers/structures. In our<br />
constitutional monarchy, the queen is the head of state, with her prerogative powers used by the<br />
Governor General, with a representative government (queen reigns but government rules as<br />
Queen only acts on the advice of elected officials), following the rule of law (the law applies<br />
equally to everyone, and limits the power of lawmakers. Our institutions of power mainly follow<br />
the Westminster system, such as the role of parliamentary committees, etc.<br />
We find our constitution in statute (eg constitution act, bill of rights act 1990), common law<br />
(body of law in precedents, eg values), conventions (not enforceable legally), and international<br />
treaties (eg ToW – not binding but aid interpretation)<br />
Separation of powers<br />
The legislature creates law through statute, with the executive initiating and administering law,<br />
and the judiciary applying the law. This is separation of powers, reducing potential to abuse<br />
power. The judiciary deals with disputes about fact and law independently of parliament,<br />
interpreting/applying statute and creating precedent. The Constitution Act 1986 partially<br />
describes the composition and function and powers branches of government hold, illustrating<br />
separation of powers.<br />
Hansard (record of parliamentary debate) is here: http://www.parliament.nz/en-nz , and<br />
www.legislation.govt.nz has up to date statutes. Also, on the ministry websites, bills have<br />
statements explaining what the government THINKS it means (judges decide what it actually<br />
means).<br />
We are only concerned about cases in official law reports – the “significant” cases are reported<br />
there, not unsignificant ones – but that is a matter of opinion. In this case, the law is about when<br />
Maori customary burial practices should be able to occur. The “held” section is a summary of<br />
what the reporter thinks the judge says – that is NOT law – what the judge says in the judgment
is the actual law. Also, in criminal cases, it will be R v ______ for the first instance of the case,<br />
with R meaning Rex (if male monarch) or Regina (if female monarch).<br />
A reserving judgment means reserving the right to put forward one’s own judgment dissenting<br />
with that of the majority. Also, in one’s judgment, you can refer to the other judgments and why<br />
you think your own reasoning is better.<br />
Cur adv vult – time was taken to consider the judgment – ie it needs to be given more weight<br />
then a spontaneous judgment.<br />
It is expected for the Supreme Court to make a large number of obiters regarding the ratio in a<br />
general sense if they think it ought to be extended into a general principle. Although this is not<br />
binding on lower courts, as it allows distinguishment (as only the ratio is binding), it is highly<br />
persuasive. Also, the lack of such obiters is highly suggestive – indicating that the supreme court<br />
didn’t intend for the case to make a general rule (meaning precedent value can be discarded in<br />
different but related circumstances).<br />
Public Law<br />
- Dealings between individuals and the state<br />
- Constitutional law (law about law – how laws are made, applied, what happens if there is<br />
conflict between them, eg if Bill of Rights 1990 had been infringed)<br />
- Administrative Law (deals with government departments (judicial reviews) and some non<br />
governmental organisations, but are established by statute and given certain powers (eg NZ<br />
law society))<br />
- Criminal Law (state prosecutes people who have allegedly violated the law, with a<br />
presumption of innocence and a right to silence)<br />
- Revenue Law (deals with income tax, gst, all government revenue gathering)<br />
Private Law<br />
- Dealings between individual legal persons<br />
- Contract (agreements between individual legal personalities)<br />
- Tort (tort of negligence – provides that people must take care not to do something that could<br />
foreseeably harm a person in a proximate relationship to them)<br />
- Land and Property (land covers all relationships you can have with land, and what you can<br />
do with it, and restrictions. Property covers all personal property, tangible and intangible)<br />
- Family (covers all types of relationships between people – very broad and tends to be less<br />
formal)<br />
- Restitution (catch-all) (gaining benefit where none is justified (unjustified enrichment) – law<br />
aims to reverse the unfairness of this)<br />
International Law
- Deals with relations between countries, with international treaties and structures – but can be<br />
hard to enforce (eg sanctions, etc but there is no obligation to make it part of your domestic<br />
law).<br />
Equity<br />
- Not technically an area of law – influences many areas of law, with the aim to achieve<br />
justice between parties (came from limitations of common law in England, eg lack of types<br />
of compensations – idea that it is unfair, so this provides fairness)<br />
- Often applied to trusts<br />
Sources of Law<br />
- Legislation: Statute<br />
- Precedent: Treating like cases alike, with higher courts in the hierarchy imposing binding<br />
precedent on lower courts. This helps provide certainty and predictability to the law, and<br />
some flexibility where cases have no yet been covered, though this can slow law’s<br />
development, and the outcome can be unjust in certain cases.<br />
- Custom: Recognised by common law if it meets 3 conditions (universal, reasonable, long<br />
standing). We recognise English custom law to retain existing practices, whereas we<br />
recognise tikanga to support it in of itself. Due to this, new tikanga custom can be created<br />
from long standing principles, supporting it.<br />
- Treaties: They need to be adopted in statute to be legally binding in of themselves (unusual),<br />
and are used as a tool in interpreting legislation, as we assume parliament did not intend to<br />
ignore them (eg ToW)<br />
Court Hierarchy and Stare Decisis<br />
As seen here, there is a hierarchy of courts, with courts near the bottom tending to just have<br />
jurisdiction for first instance, will some later ones only have appellant jurisdiction.
This hierarchy is important, as each court is bound by the decisions of courts above them in this<br />
diagram, but no court is bound by their own indistinguishable precedents. This last part is false<br />
for some English courts, and is very important for final appellant courts.<br />
In the past, the final NZ court used to be the Court of Appeal, and due to restrictions on appeals<br />
to the Supreme Court, still is the final court in a number of cases. Therefore, if previous<br />
precedent from the court being applied would appear to be inappropriate, it would be appropriate<br />
to be able to ignore it, to allow the law to develop, and as the Supreme Court may or may not<br />
have the chance to overrule/overturn the decision. If in the past, the court was divided, if there<br />
are conflicting decisions with a higher overseas court (mainly UK, Australia, Canada, Scotland),<br />
if society has changed, and naturally if the decision was overruled or overturned, it is more likely<br />
for the Court of Appeal to contradict past judgments, though there are no precise rules, they<br />
would not do so lightly. There is a long line of precedent that the Court of Appeal can depart<br />
from their own decisions, and the small number of judges makes it unlikely they will depart due<br />
to intellectual differences.<br />
The act establishing the Supreme Court has the aim stated the aim was to create a NZ final<br />
appellant court, with an understanding of NZ conditions, with a focus on the ToW, and partially<br />
on recognition of our independence. As The Privy Council was based in the UK, with few cases<br />
being appealed there as a result, another aim of establishing the Supreme Court was to increase<br />
the access to justice.<br />
Stare Decisis translates to “the decision stands”, meaning like cases ought to be treated alike.<br />
Whenever a judgment is made, the legal reasoning, or ratio decidendi, for coming to that
outcome is the precedent, not the judgment itself, and we obtain precedent from reported past<br />
cases (not all cases are reported though). They are able to be overruled (if on appeal) /overturned<br />
(different case). This is binding upon lower courts, and persuasive for higher courts. If a<br />
precedent is highly persuasive, it must consider it, though it can contradict it, reasoning is<br />
required. Similar to the idea of precedent, Stare Decisis provides continuity, predictability and<br />
uniformity of cases, especially if there are a lot of judges possible – but “bad” decisions can be<br />
binding.<br />
For cases decided in lower courts, a higher court can follow (apply the same reasoning as the<br />
lower court), overrule (replace the reasoning of the lower court with their own), and distinguish<br />
(if there are enough factual differences so the same reasoning though it exists and can be applied,<br />
need not apply due to case differences). Distinguishing, if it does not curtail the extent to which<br />
an earlier ratio applies is non-restrictive, and is restrictive if there are new material facts that<br />
must be met for it to apply (ie it is now less general then it was originally). Distinguishing can be<br />
on the legal proposition, saying that the proposition does not apply (which can narrow the<br />
original legal proposition, or not), or you can just distinguish the facts (ie they reached a different<br />
outcome by applying the same test due to the different facts). If a court is deciding whether to<br />
overrule, they take the following factors into account (as they don’t overrule lightly): weight and<br />
priority were given to different reasons (different judges had different reasons for deciding the<br />
same thing); whether certainty in the law or correction of a perceived error is more important; if<br />
legislation is likely (in that case they will likely allow parliament to legislate to resolve the<br />
issue); and if the issue relates to fundamental principles (aka human rights).<br />
Note – Per Incuriam can be an argument made not to follow an ordinarily binding precedent, as<br />
this means the precedent did not take into account correct/all points of law, eg not looking at a<br />
relevant statute; they had made a mistake.<br />
Note – if precedent that exists is completely unworkable, it is able to be ignored, even if it is<br />
binding on that basis.<br />
Privy Council Decisions<br />
The Privy Council was until 2003 our final court of appeal (it still is for some countries),<br />
replaced for us by our Supreme Court. Judgments of the Privy Council before 2003 for NZ (it<br />
isn’t clear if non-NZ cases are binding or persuasive only) still bind the Court of Appeal,<br />
unless/until overturned by the Supreme Court, which has the power to do so. In the past, you<br />
could only depart from decisions of the Privy Council if they were not justified given NZ’s<br />
circumstances. However, precedent prior to 2003 when it was NZ’s final court of appeal are still<br />
highly persuasive for the Supreme Court, and must be considered, and are only overturned when<br />
really necessary. For this to occur, the Supreme Court must not only believe the Privy Council is<br />
wrong, but the Privy Council’s decision can’t be appropriate for the proper development of NZ<br />
law (very vague, granting judicial discretion) – they can’t just ignore old Privy Council decisions<br />
if they disagree. Decisions post 2003 from other jurisdictions are still very persuasive, but not<br />
binding on any court, like any Commonwealth country’s final appellant court.
Decisions from the House of Lords, despite being the highest English court, never have been<br />
binding upon NZ courts, though they were (and remain) persuasive. This is true for any<br />
commonwealth country’s final appellant court.<br />
Logic and Law<br />
Logic is useful to help determine if decisions are valid or consistent given certain premises are<br />
true. Due to this assumption, logic can only be used to see if an argument is valid or consistent –<br />
it doesn’t mean it is correct. Logic gives law its authority.<br />
Deductive reasoning involves starting with a general premise (rule), which when we apply to a<br />
minor premise (fact), we can form a conclusion about those minor premises in relation to the<br />
major premise (result). This is what we use when we use statute as a source of law – we need to<br />
determine if the statute applies to the specific facts in hand. We can argue against this by denying<br />
one of the two premises, either the facts or the general rule. Another way is to attack the<br />
reasoning used, and whether the logic chain is correct (ie if the relationship between the fact and<br />
rule allows that conclusion to be reached). Due to how complex this is, normally this is achieved<br />
by logical analogy, looking at the basic form of the argument rather than the argument itself.<br />
Finally, we can try to clarify the meaning of words, such as interpreting the statute, to try to<br />
prevent the rule from applying to the factual circumstances.<br />
Analogical reasoning is used if we want to compare two things, and say that as they are similar<br />
in one regard, they will be similar in other ways as well. This tends to be rarer then the inductive<br />
reasoning, but it tends to be an argument for extending a ratio, or creating a ratio based on one<br />
that already exists (hence the analogy), justifying why the specific new ratio was constructed.<br />
We can attack analogical reasoning by attacking the analogy, either by denying that they are<br />
similar enough to form said conclusions, or by using a counter-analogy to try to gain a different<br />
conclusion.<br />
Inductive reasoning looks at a number of recurring situations, ie cases with similar material facts,<br />
and the consequence (outcome), in order to derive a general rule (ratio decidendi) that we can<br />
apply to our current case to justify the outcome. We can argue against this by trying to apply a<br />
different ratio decidendi to the case in question by saying our facts don’t fit with the principle<br />
drawn from earlier cases. Alternatively, we can disagree with the ratio derived from those cases<br />
and propose an alternative ratio. This tends to be disagreement on how narrow or broad the ratio<br />
is. Also, you can look at different cases instead or in addition to those considered, which can<br />
result in a different ratio being determined.<br />
The ratio decidendi (reason for deciding) is the precedent of the case, made up of the legal<br />
principle of the case, the reason why the judge is making the decision they are for the case. They<br />
tend to be phrased, given certain conditions (material facts), then this outcome results – therefore<br />
the analysis of the judge, decision, issues and material facts are all required. Obiter Dicta are<br />
points made (usually as hypothetical) that are not needed to determine the outcome for the case<br />
at hand (material facts) , and thus have no legal force. The context of judgments as well as<br />
judgment themselves (even if the ratio is just a definition) needs to be discussed (eg the relevant
legislation being argued under) – definitions could be different, etc. Opinions can differ wildly<br />
on what a ratio decidendi is, and the general statement of the legal principle is able to be broad or<br />
narrow, stated in many ways, and will be as broad as the issue it was constructed from (note – if<br />
applying a narrow ratio, you may have to justify extending it due to material fact similarities).<br />
We need to find the legal issues (NOT questions of fact, such as which party breached the<br />
contract) and the material facts first – the ratio is closely tied to the legal issue. “if you agree with<br />
the other bloke you say it is part of the ratio; if you don’t, you say it is part of the obiter with the<br />
implication that he is a congenital idiot.”<br />
It matters if issues are ones of facts rather then ones of law, as legal precedents are only binding<br />
for questions of law, and if we are dealing with facts only, the precedent is only persuasive (as<br />
obviously no two factual cases are identical). Due to this, only include issues of law in issues and<br />
ratio – you can justify the resolution to a factual issue for justifying why something is a material<br />
fact, but it is not a proper issue.<br />
Judgment anatomy<br />
A good judgment must discuss the facts of the case to determine what laws apply and how, and<br />
will review the arguments made on behalf of the parties, analyse the possible relevant law to the<br />
situation, and will have a decision based on the previous discussion.<br />
The year on a case is the year it was decided in, not the year when the case started<br />
Technically we could try to distil a central legal issue for the issue and ratio without relating it<br />
closely to the conditions given in the material facts – ie extending the ratio. Personally, I don’t<br />
like this overmuch – I prefer to make a ratio based on what is actually being decided, but it can<br />
be useful if we are looking at numerous cases at once and trying to distil an overall ratio. I still<br />
think that this is more obiter then ratio, as per this idea: Technically, if a judge in the judgment<br />
predicts how the ratio may extend to other cases that are hypotheticals, or where the ratio may no<br />
longer apply, it is an obiter – very persuasive if it is from a high court, but an obiter nonetheless.<br />
Case briefs<br />
A case brief is separating a case into the relevant information that we need to know, so we can<br />
use the brief for quick reference. We need the name and citation of the case, the court it was in,<br />
the statement of facts, the procedural history, the issues presented/grounds for appeal, summary<br />
of court’s analysis, decision, and the order made by the court. Also, do note if cur ad vult (time<br />
taken to consider) is present. It tends to be mainly focused on the court’s analysis of the law in<br />
the case in question (normally not factual analysis – sometimes if it is discretionary this does<br />
happen though).<br />
Note – issue on appeal is likely to be slightly different to that in the original case – likely to be if<br />
the justice erred in law for _____ (original issue).<br />
Equity Stuff
History of Equity – Chancery Court developed completely separately to the common law courts,<br />
and the Chancery Court’s equity principles (individual circumstances, fairness, morality, ethics,<br />
what ought to happen – very subjective and reliant on discretion, not certain) could (and did)<br />
conflict with common law principles. Even after the common law and chancery courts were<br />
amalgamated into one, there was still conflict between the two principles – they don’t always sit<br />
well together and principles did not merge. Today, only if there is a situation where the law<br />
doesn’t fully cover, and the judge is free to use discretion, then equitable principles can be<br />
applied in of themselves.<br />
Injunctions tend to be extremely specific due to the impact they have – they never should have<br />
any element of vagueness in them.<br />
JUSTIFY why you have selected specific material facts, issues, and ratio, particularly if you<br />
have a material fact that is very broad and is found by weighting a bunch of facts. You can put<br />
the justification immediately afterwards. Use your own words in describing everything when<br />
possible, to show that you understand what is being referred to. You MUST show you<br />
understand why the judge constructed those specific issues, ratio, and material facts.<br />
When deciding whether to extend or distinguish a ratio make sure you give both sides to the<br />
argument. Also, it is better to justify extension then to make an overly general first ratio where<br />
you can’t justify the generality based on the case.<br />
If there is an issue (eg if a contract exists), that when it is decided, means that no other issue<br />
needs to be considered, then any consideration outside of this one issue is obiter. However, it<br />
generally is useful and done, to help provide non-binding guidance to lower courts in slightly<br />
different factual circumstances. The multiple issues only really arise if this doesn’t occur, and<br />
any one of the issues need to be answered to get an outcome.<br />
To get <strong>A+</strong>, bring in external law at the end if you have time, such as the idea that bylaws that are<br />
not reasonable can be struck down, interpreting to be consistent with common law, etc. However,<br />
only do a little bit of this, completely nail the analysis inside the case first.<br />
IRAC model of writing answers: issue, relevant law, application of law, conclusion. Ratio is the<br />
reasoning used to reach the conclusion in a judgment.<br />
Taking a view that a judge can only decide on the facts before them, and the ratio is fairly narrow<br />
until it is extended in subsequent cases with new material facts is a more conservative view – it is<br />
more liberal to assume the ratio is broad, and affirmed and followed in subsequent cases (eg<br />
extent of Donoghue and Stevenson ratio on that case alone, without development). However,<br />
both are acceptable.<br />
If we have a ratio that says, given specific conditions, we need to reach a specific legal outcome,<br />
if we have a case that denies one of the conditions, and using the same reasoning thus reaches a<br />
different outcome, this is considered as applying the negative of the ratio (not really
distinguishing as it is the same legal argument, not really applying as you reach a different<br />
outcome).<br />
When looking at when a case is applied, you can look for signs if it is unwilling (ie rule is stated,<br />
and we must follow it – we’re leaving it to a higher court to qualify/change it – suggests that an<br />
appeal may result).<br />
If a principle has long history, it is likely to be applied and not qualified (as it is of good standing<br />
and has persisted).<br />
Look at how times have changed, eg new statute recognising a concept that you want to qualify a<br />
general principle. This can provide evidence for potentially applying a case where the rule is<br />
significant.<br />
Try to break up material facts into several (ie not just one big one – try for 4-6).<br />
What does a court hold in respect of a case means to look at the case in hand, and identify/justify<br />
how the case is either applied (or if the part of the case applied is obiter, we call that applying the<br />
case’s reasoning), or distinguished. Also, another valid focus of the ratio is making it broad<br />
enough to apply to enough factual circumstances to be applicable in future. When we look at the<br />
ratio as a legal test, with certain conditions needing to be met for certain outcomes to result, that<br />
test needs to be able to be applied/addressed most of the time in future cases. Still – be careful –<br />
judges do not always correctly identify the ratio resulting from the legal issues in their cases (ie<br />
obiter), and the tests they phrase may not be that which ought to be taken from the case in hand.<br />
The reasoning element to a ratio probably should be separated distinctly from the ratio, eg a<br />
justification of how you distilled the ratio coupled with a policy statement of why the ratio is<br />
appropriate would be two aspects of the reasoning.<br />
Where decisions are based solely on a small factual issue (eg a statement waiving responsibility),<br />
it doesn’t prevent the judge from construing a broad general principle, and then finding that<br />
factual issue as an exception to the rule. This would mean that the general principle would be<br />
considered to be part of the ratio, and not entirely obiter, whereas generally the principle would<br />
be obiter until adopted in a later case as ratio. Setting a general rule/test, and then showing that<br />
due to a specific factual circumstance, they don’t meet it allows us to make a ratio from the<br />
general principle and the factual circumstance, not just the factual circumstance.<br />
The reasonable person test is more of a public policy thing, as the court says what it would<br />
reasonably expect in law for someone to do – very discretionary. This gives them the power to<br />
effectively decide what they feel the characteristics of a reasonable person to be.<br />
Appeals and crossappeals at the same time means that one party is appealing one part of the<br />
judgment, another party is appealing another bit.
There are two main ways of viewing development of the law. The first is that we should create<br />
big, general principles, and look at accepting or rejecting whether the rule should apply to a<br />
specific case based on how it agrees with the general principle. In contrast, the other method is to<br />
try to avoid vague rules that apply very widely very quickly – with incremental widening of a<br />
principle to new factual circumstances supported instead to promote consistency and certainty in<br />
the law. Whereas the first method is more reliant on judicial discretion in individual cases, the<br />
second is more built up from decisions over time (but you have to have a body of decisions to<br />
begin with). Here, the categories are based solely on those already accepted, and slowly widened.<br />
Applied differs slightly to follow, with applying a case occurring where the case’s ratio is<br />
applied to a moderately or significantly different factual situation compared to the original case,<br />
while following is where the current factual circumstances are very very similar to the original<br />
case.<br />
Mens Rea – Criminal intent – the idea that an action was not spontaneous, and the offender had a<br />
state of mind that did not make them culpable. Traditionally, this was limited to intention, but<br />
now this has been extended to have more of a focus on the conduct of the person, the<br />
circumstances of the action, and the results of the action. However, although this is a necessary<br />
element for criminal cases (except where the offence is strict liability, where ignorance is no<br />
excuse), in civil cases, mens rea is not normally required.<br />
Actus Reus – The voluntary action or lack of action that imposes criminal liability upon the<br />
individual, with a clear chain of causation between what the individual has done and the criminal<br />
action or lack of action. In short, the person must be responsible for and have committed the<br />
criminal action. However, this does not need to be satisfied for absolute liability crimes (eg<br />
mistakes of fact), such as in R v Larsonneur. However, unless this is very clearly and<br />
indisputably the intent of parliament, the courts would be unlikely to assume parliament intended<br />
to ignore the principle of actus reus. Actus reus is an even more fundamental common law<br />
principle then mens rea, and needs to be established before mens rea can even be considered<br />
(Kilbride v Lake).<br />
Novus Actus Interveniens is linked to the principle of actus reus, with the idea that the chain of<br />
causation between the action or lack of action of an individual and the criminal action or lack of<br />
action is broken, and hence the individual is not directly responsible for the criminal action or<br />
inaction. For instance, if a person dies after an assault on them, and they die due to an unrelated<br />
heart condition (possibly partially contributed to by the assault a little bit), it is likely to fall in<br />
this category.<br />
Corrective Justice – this is the idea that when one person is suffers loss due to the action or<br />
inaction of another, it is the role of the law to compensate the injured party to the state they were<br />
in before. Although in theory, this compensation restores the injured party to their state prior to<br />
the loss, in reality, if the losses aren’t solely economic, it can be hard to correct for the loss.
Distributive Justice – the expectation of fair distribution of burdens and loss among society as<br />
decided by the morals of society, given the circumstances in question. The aim is equality as<br />
perceived by society, and thus not strictly always indemnifying all of the losses necessarily.<br />
If a question is ambiguous in the test/exam, note what the ambiguity is and how you are<br />
interpreting it at the beginning of that question.<br />
When we have a legal test in one case, and we apply it to reach a different conclusion in a<br />
different case, we say principle/legal test applied, but it is distinguished on the material facts<br />
being different to the case at hand.<br />
When applying to a new factual situation, look at the presumed material facts in the original case<br />
that allowed the ratio – are any of them denied in the new case? If so, that may mean that the<br />
legal test might not be met, and hence a different outcome might result. However – don’t get too<br />
carried away with hypotheticals!<br />
Look at the legal tests/material facts – is there anything in the new fact situation that could<br />
change anything that is relevant? That is external law – its all hypothetical, but that is the <strong>A+</strong> it.<br />
After all, the process we need to go through it to find the law, state the law, apply the law, reach<br />
a conclusion for the new fact situation. We can’t always assume the law will be applied the same<br />
way in different facts.<br />
Note – adopted is when a precedent from overseas jurisdictions is taken into NZ law<br />
Can do procedural history in material facts<br />
Obiter that later becomes ratio is still obiter later, but you would want to say it forms the basis<br />
for the new ratio. Remember that the old judgment doesn’t change.<br />
Can call refusing to follow old overseas decisions as distinguishing (however you would need to<br />
elaborate, saying that now there is a strong precedent against that old decision being applied in<br />
the legal system). You’re distinguishing on the facts, the age of the case etc.<br />
INCLUDING IRRELEVANT INFORMATION WILL LOWER YOUR MARK!<br />
Legal English Stuff for writing<br />
Legal language is characterised by definitional language, trying to find precisely what is being<br />
asked; explanatory language is similar to definitional, explaining what is covered; abstract<br />
language to be general and cover a lot of situations; complex/detailed/technical language due to<br />
the very precise and huge range of complex things the law needs to cover; flexible language, the<br />
law can’t be changed every time a hard case comes along, so need flexibility for the law to<br />
develop.<br />
Rules, exceptions, and tests are all bundled up in the legal language.
5 commandments of legal writing – write plainly; avoid long sentences; use active voice instead<br />
of passive; avoid archaic words; be precise.<br />
Never just one answer exists for every question of interpretation, and there will always be<br />
exceptions to every rule<br />
Statutory interpretation<br />
If a statute is too broad, it can be hard to tell whether that statute ought to apply when we look at<br />
a very specific factual circumstance, meaning that interpretation is required. Similarly, if a<br />
statute is too specific, we run into problems when we have a case that falls outside the explicit<br />
boundaries, as we have to try to see if it fits the general principle. Therefore, interpretation is<br />
required there too. Generally, statutes tend to need to strike a balance between being specific and<br />
being general. Courts are able to fill in the gaps if the statute is very broad, and it is unclear<br />
precisely where the lines are to be drawn.<br />
To interpret statute, the first thing we need to do is to find the statutory meaning given to the<br />
word/phrase in the statute in the interpretation section, if there is one. Also, we have a<br />
presumption that parliament did not intend to breach international treaties and rights and interests<br />
of individuals and the ToW, so if there is any ambiguity, provisions preserving these are adopted.<br />
For instance, liberty restricting acts will be read with the benefit of the doubt in favour of the<br />
defendant.<br />
To save time, s means section and ss means sections, subsection is subs and subsections is subss<br />
(ie for reference in exam).<br />
The statutory interpretation act results in legislation being interpreted by the text and in light of<br />
its purpose. In order to find the interpretation resulting from the textual and purposeful approach,<br />
we have a number of methods that we can use to find these interpretations. First, we look at the<br />
textual approach. We need to read the statute carefully, looking at punctuation, problematic word<br />
meanings, and the definition meaning (ie using a dictionary to find the recognised meaning of the<br />
word), looking at how words are expressed. In short, we are using common sense to try to find<br />
the literal meaning of the statute, which we would address first in an interpretation answer.<br />
Traditionally, this sort of literal approach was the main type of statute interpretation, with the<br />
literal rule (looking solely at literal meaning of the statute), golden rule (adhering to the ordinary<br />
meaning of words – issue if we meet a word not meant to be interpreted in its normal way).<br />
However, another (albeit rare) traditional rule was the mischief rule (trying to find the mischief<br />
legislation was aimed to correct, and interpreting it to fix the mischief). However, even with this<br />
purposeful approach, which was very narrow and focused compared to the purposeful approach<br />
we currently use, only looking at problems in the common law. Therefore, traditional<br />
interpretation focused on the literal approach, trying to limit statute application as far as possible.<br />
More recently, we have a greater emphasis of parliament’s intent, trying to interpret that statute<br />
in a way that best expresses that intent so statutes work as parliament intended. However,
although this normally means that we examine the range of possible meanings in literal<br />
interpretations of the statute, and choose that which is most closely aligned with parliament’s<br />
intent, in extreme cases, a meaning outside those encompassed in literal meanings can be used.<br />
For example, the Provocation defence had an “and” read as an “or”, essentially altering the literal<br />
meanings, as it was the only way to avoid absurdity and express parliamentary purpose. This is<br />
VERY rare however. Even taxation and criminal statutes are still read purposefully whereas in<br />
the past, they were read far more narrowly (though the common law presumptions eg protecting<br />
liberty still exist). However, we do still assume parliament intends words to mean what they say<br />
most of the time – hence a reputable dictionary (Oxford Dictionary) is used to find the ordinary<br />
meaning of the words, except where such an interpretation would be absurd, or at odds with<br />
parliament’s intention.<br />
Grammar is also important to derive meaning. Breaking up sentences into nouns, verbs, adverbs,<br />
adjectives, etc can help to show us what the meaning is for very long sentences, trying to see<br />
which bit relates to which. Again, commas indicate sub-sentences and we can figure out what<br />
parts of the sentence refer to what subjects.<br />
To find parliamentary purpose, we can look at intrinsic and extrinsic aids and presumptions, but<br />
intrinsic aids tend to be more important. For instance, the long title of a statute can spell out or<br />
hint at the parliamentary purpose to the act.<br />
The order in which we use tools to try to derive the meaning of a statute is a literal approach<br />
first, being pedantic, text not spirit, and then do the purposeful approach, and come to a<br />
conclusion about what interpretation is more likely. This helps us cover all of the bases.<br />
Canons of common law interpretation of statute – guides only, based on<br />
common sense<br />
Noscitur a Sociis – words are coloured by their association with other words, instead of<br />
considering them individually. Descriptive words like adjectives and adverbs surrounding the<br />
word in question gives us an idea of what is being discussed. We can also look at the headings,<br />
etc to derive meaning. Normally, this is useful when an ambiguous word (NOT a catchall) is<br />
used in a list, and its meaning needs to be derived. Eg if the word “indecent behaviour” in the<br />
context of riotous or violent in a list, creating a disturbance would likely be the behaviour meant<br />
by indecent.<br />
Ejusdem Generis – if you have a general catchall at the end of a list, you use the terms in the list<br />
to help define the extent of the catchall. As Parliament normally intends to cover a wide number<br />
of circumstances, they tend to use catchalls, but we need to determine precisely what they do and<br />
don’t encompass.<br />
There is a lot of overlap between Ejusdem Generis and Noscitur a Sociis – if we have a<br />
complicated case where we are only concerned with one words, Noscitur a Sociis is used, but<br />
Ejusdem Generis tends to be used more normally as you get the catchalls.
Expressio Unius (specific example excludes general) – if there is a list of specific words only or<br />
just a specific word used, the statute will only apply to those specific words, not more broadly<br />
(narrow sort of idea – trying to help protect liberty, etc). Courts do not apply this rule if it leads<br />
to injustice however! Normally, this rule will be used, as if Parliament uses a specific word<br />
(excluding lists for now), they don’t want application beyond that item.<br />
Reddendo singula singulis (apply parts respectively) – basic grammar – if we refer to items in a<br />
certain order in a sentence, then reference to them respectively will be in the same order – when<br />
alternatives are given. If 1 or 2, then 3 or 4. 1 refers to 3 and 2 refers to 4. If a conjunctive and is<br />
used, there is no need for this rule – both 3 and 4 apply to each of 1 and 2<br />
Generalia specialibus (specific prevails over general) A more specific phrase will prevail over a<br />
general phrase, for inside the same act or between different acts. The idea is that we try to avoid<br />
implied repeal, so the specific case is an exception to the general rule. The specific<br />
statute/section is earlier and the general statute is later – as if it is the other way around, the<br />
specific statute is an obvious exception<br />
Application Hints of Interpretation Canons<br />
Make sure you quote the cannon used when you use it! Also, we could say that we are given<br />
insufficient information regarding parliamentary purpose to try to find the parliamentary intent to<br />
help guide interpretation, and explain how that would impact meaning. Also, if there are multiple<br />
interpretations possible, it is good to weight up which ones you can come to, why, and what<br />
overall meaning is most likely.<br />
Presumptions of common law AGAINST (here due to the nature of the law – more recently<br />
justified by the idea that it is unlikely these will be the intent of parliament)<br />
- altering the common law (so, if we are given a statute and common law judgment in the<br />
exam, we try to figure out how they are impacted by one another, and try to read them<br />
together if possible, so they both have effect – NOTE – the order that the judgment and<br />
statute occur in can be suggestive for intent. We assume if parliament wants to destroy the<br />
common law, they will say so.)<br />
- wide construction of penal statutes (protecting people’s liberty)<br />
- infringement of international law/ToW (well, why did they sign them if they didn’t want to<br />
uphold them?)<br />
- deprivation of property (historical basis – high regard for property)<br />
- exclusion of jurisdiction (courts do NOT like having their jurisdiction removed, so they will<br />
try not to let that happen)<br />
- retrospective effect of statute (highly unfair, as people would not have known at the time –<br />
eg if law changes in the interim before the offence and court hearing, you are charged with<br />
the old law)<br />
- implicit repeal of earlier statutes by later ones (convenience – parliament doesn’t try to tear<br />
up the book of statutes all of the time, and they ought to say they are repealing if they are<br />
doing that)
- binding the crown (very rare parliament wants to do this)<br />
- interference with personal liberty (similar to the penal statute one)<br />
- legislation applying before NZ (issue is that there are some crimes that occur overseas and<br />
they come here, but in other countries you expect to be bound by their law, not by a country<br />
you aren’t in)<br />
- Mens Rea – the idea that a guilty mind (criminal intent) is required for criminal statute<br />
ONLY is presumed – BUT there are some statutes (strict liability) which use the word<br />
“deemed” that this doesn’t apply to. This is an <strong>A+</strong> thing.<br />
Extrinsic Aid – eg case law can deal with the problematic word or phrase<br />
Can make assumptions where information given is insufficient – eg if a ground must be met for<br />
part of a statute to apply, and we don’t know if it does, and it is obviously not what we are meant<br />
to talk mostly about, we can say how that lack of information can impact the case for/against.<br />
Different aspects you can consider for statutory interpretation<br />
You can consider if there are other remedies open, such as under different statutes, etc if there is<br />
ambiguity in the ambit of the statute for how far it extends (ie if the topic is already covered,<br />
parliament may not have intended for it to be covered again). However, do explain why there is<br />
ambiguity in the statute’s extension to the different factual circumstances.<br />
In extreme circumstances that are unlikely to have been predicted by parliament (eg police<br />
officers chasing criminals), we can probably assume parliament did not intend to regulate such<br />
extreme circumstances in absurd ways, and hence go for common sense for if the statute ought to<br />
extend that far.<br />
S(6) interpretation act 1999 “An enactment applies to circumstances as they arise” – if we still<br />
have old statutes, we use them in the new circumstances that parliament could not have foreseen,<br />
trying to give effect to the statute in the new circumstances as parliament intended (eg old statute<br />
applying to old means of transport applying to new means)<br />
You can end up with 2 contradictory purposes for parliamentary intent for a particular<br />
circumstance – in that case you need to balance between the two purposes, to find which course<br />
of action is more persuasive.<br />
You can mention policy considerations of statutory interpretation in a certain way if you have<br />
time. This involves potential impacts in wider circumstances of interpreting legislation in a<br />
particular way, and how the statute in question fits into the wider legislative framework.<br />
When we have a verb applied to a list of nouns in a statute, you would expect that regardless of<br />
the item in the list, the verb ought to apply (or else why have the item in the list – Noscitter a<br />
Sociis). Therefore, if the verb would ordinarily have a meaning that is narrow enough to exclude<br />
some specifically mentioned terms in the list, it would be likely parliament had intended a
oader meaning to be read (assuming that it is obvious exceptions were not meant to be read<br />
into the list).<br />
You are also able to consider how an interpretation of an act could apply to wider circumstances,<br />
and if an absurdity occurs, that meaning should not be adopted, as it would lead to absurdity in<br />
other, obvious cases – unlikely to be intended by parliament. For instance, if allowing feral cats<br />
to be classed as pests which bounties are given for their deaths, people could kill household cats<br />
as they are impossible to distinguish from ferals, which is unlikely to have been intended by<br />
parliament. This is normally done by courts, particularly the higher ones. Likewise, looking at<br />
parliamentary intent, we can also see if parliament had intended the situation at hand to be inside<br />
or outside the ambit of the statute as a whole, or a specific section.<br />
A systematic approach we can take to interpretation is to begin with identifying any<br />
problematic/ambiguous words/phrases that allow different interpretations for the factual<br />
circumstance. Now, we need to actually find what the most appropriate interpretation out of<br />
those available is. Start with textual analysis – definitions, all words in section, grammar and<br />
canons of interpretation – and the intent of parliament. Move onto considering relevance of<br />
presumptions of law – if any are rebutted. Finally, look at extrinsic aids, such as case law,<br />
Hansard, etc to try to solve any remaining issues.<br />
Judicial review is in administrative law, used when you wish to contest a decision made by a<br />
government department, etc. The test is if no reasonable person would have made the decision in<br />
question – trying to discourage judicial review, and there is a wide range of approaches to<br />
decisions made by government departments.<br />
Issues with dictionary definitions could arise if the dictionary definition is from another country,<br />
and there is a different localised meaning. Therefore, it might not be applicable. Similarly,<br />
differing expert opinion for definitions of words can show that there is no one definite meaning,<br />
and hence we need to look to parliamentary intent, as we can not assume they had intended the<br />
obvious meaning.<br />
We can also for intrinsic aids to meaning look at how the statute deals with related items when<br />
they are mentioned in different parts, to try to see what was intended. This isn’t really finding<br />
parliamentary intent for the section in question, but ideas such as if they have dealt with it in one<br />
place, why deal with it again in another. Another thing is the role of exceptions at different<br />
points – suggesting distinctions/meanings. We need to explain any ambiguities very clearly +<br />
assumptions<br />
Sometimes, although a statute states its primary purposes in the interpretation section, there are<br />
secondary purposes which are not mentioned. Although these need to be proven to be purposes<br />
of the statute, these secondary meanings are able to be used for the purposeful approach (also<br />
taking primary aims into account) so interpretations consistent with the legislative intent can be<br />
used for the circumstances at hand. For instance, attempting to control export/import products is<br />
often not stated as an aim of a statute, but it can be a secondary aim.
If a word/phrase is used in two places in a statute, with no obvious intent of the drafter (eg<br />
different stated definitions) that they mean different things in different parts of the statute), then<br />
it is highly unlikely that they were intended to mean different things in the different places. This<br />
can be useful if the word is used in slightly different contexts, where one use has some ambiguity<br />
in how far it extends. For instance, if injury to a “person” is referred to in one place, and loss of<br />
property of a “person” is referred to elsewhere, an unborn child would be unlikely to fit into<br />
either reference. This is a variant of Noscitur a soccis. However, it is not always true, but you<br />
need a very strong argument to prove the assumption false. This can be particularly useful for<br />
looking at generic words like “any” in problematic phrases, to see if it has restricted meaning<br />
elsewhere (if so, the same restricted meaning will likely apply).<br />
If there is a policy/moral element to interpretation of a statute, and especially if there are<br />
potential consequences for future use of the statute, the courts are able to look to overseas<br />
jurisdictions for indications of how they have interpreted such terms, their arguments for doing<br />
so, and the impacts of doing so. Although this is not binding, it can provide a useful indication.<br />
If for statutory interpretation, we are given a case as a resource, or we need to phrase our answer<br />
in a judgment form, there is a very big difference in the content and layout of appeal and prima<br />
facie cases. Appeal cases tent to restrict themselves to looking at the appealed elements of the<br />
original case, and how they were treated, and tend not to be factual based (and they are legal<br />
issue based normally). In contrast, prima facie cases tend to have more of a case overview. In<br />
both of these resources being provided, they can give us examples of how statutes have been<br />
applied on law, giving us interpretations, and guides of how the statute applies to specific facts.<br />
This is especially true if the case law is binding. Cases can be used under multiple points – eg<br />
distinguishing them for one part of the statute applied to the facts under contention, and applying<br />
them as another (especially if they are being used as examples of how a test is used).<br />
Expressio Unius can mean that if certain things are covered in one part of the statute specifically,<br />
then they are not intended to be covered elsewhere, so where reference elsewhere may refer to<br />
things covered earlier, we can assume those are excluded.<br />
You can use the same canon for the same phrase in different ways in the same argument – eg<br />
Ejusdem Generis if there are two genus’s available, highlighting that there is discretion available.<br />
If a person is being charged under one provision of an act, and we feel another would be more<br />
suitable, we can recommend them being charged under a different provision, BUT we still need<br />
to analyse the section we are told to do.<br />
Supreme Court in Brooker v Police said that criminal law ought to be certain – the idea that it<br />
should not change fast, so people know what the law is. This can be cited, to make it clear such<br />
interpretation is preferable. Similarly, the same case used the role of the New Zealand Bill of<br />
Rights Act 1990 – we try to interpret legislation to be consistent with that where it is at all<br />
possible. However, before citing it, ensure that the case/statute was present after 1990, as before<br />
then, the rights were supported by the courts, with legislation read consistently where possible,<br />
but not in such a formalised manner.
Discuss the general statutory interpretation canon and what it is very briefly before you use it, so<br />
the examiner knows that you understand what the canon is used for.<br />
When a statute lists exceptions to a general rule, we are able to use Expressio Unius to say the<br />
exceptions are specific, and ought to be restricted to their specific meaning, as only those<br />
specific exceptions were intended to not be covered by the general rule. However, if doing so is<br />
obviously absurd and contradicts parliamentary intent, that can provide a strong<br />
counterargument.<br />
Mention the obvious stuff! If it is really obvious only one part of a statute applies to the facts,<br />
explain why the other parts of the statute do not apply to the facts. Similarly, we can state very<br />
obvious grammar where important adjectives are used, such as “exclusive”, and state which noun<br />
it refers to.<br />
Case Law Stuff<br />
You definitely can’t use the general issue in the case as your legal issue (eg to grant resource<br />
consent or not). Instead, your legal issues must be constructed so these are the questions that<br />
must be addressed to form a conclusion about the overall general issue.<br />
To get away from saying per incuriam, “not follow” could be used as a substitute, with an<br />
explanation that they should be bound, and expressed in the judgment with logical reasoning<br />
why the original one was not sufficient. However, if it is clear that the judge thinks that the<br />
judgment was wrong in law, you need to call it per incuriam.<br />
Even if a judgment does not specifically mention that they are using a canon of interpretation, we<br />
can mention them if we think they are using them – eg looking at the context of the words,<br />
Noscitur a sociis.<br />
Redendo can be used loosely if we are looking at the relationship between two aspects of a<br />
statute. However, as Reddendo is a grammatical tool, it needs to be restricted to the grammatical<br />
ordering/phrases used in the statute. If we are looking at the wider context of a statute, Noscitur a<br />
Sociis is more appropriate, as we are interpreting words in relation to their context.<br />
State the facts we need to answer the question properly – what we don’t have, for the purpose of<br />
assumptions etc.<br />
You can raise theoretical options, such as appealing decisions made in the facts, but don’t spend<br />
too long considering them if they are not directly on point.<br />
Judicial consistency is important to promote – a good reason for adopting a persuasive (but non<br />
binding) argument.
If we need to consider an interim injunction, we can attach qualifications to them (eg in place<br />
until recovery of a person occurs).<br />
If common law principles are balanced when interpreting a statute in a case, we need to take this<br />
into account for the ratio. We could say a ratio is “given a statute on ____ topic, it must be<br />
interpreted with regard to ___ common law provision”.<br />
Be very careful for when you are applying the case to the new fact situation and there are<br />
multiple ratios, as you will need to address all of the ratios application/distinguishing, + any<br />
obiter and extra stuff.<br />
EXAM info<br />
2 questions – 10 minutes reading, both 50 marks and 1 hour<br />
The two questions will be answered in separate answer books, as they will have different<br />
markers – and we MUST write the stream on each.<br />
It sounds like we will be given definitions (technical/dictionary) for statutory interpretation<br />
where necessary.<br />
What will we get in the questions?<br />
Both will have some elements of case analysis and statutory interpretation (both combine case<br />
analysis and statutory interpretation – do it in different ways).<br />
Q1 looks like test except case is discussing interpretation of statute – will have application of the<br />
case to a new fact scenario and analysis of the case at hand.<br />
Q2 will be an exercise in statutory interpretation and applying it to a new fact situation – will be<br />
given some relevant case law. Therefore when we come to apply the statutory provisions to the<br />
new fact situation, we will also apply case law that helped interpret problematic words and<br />
phrases.<br />
If in Q2, we are asked to write a judgment, the reason is to organise your answer, sorting case<br />
analysis, applying cases, etc under the different points in contention.<br />
To get full marks, you need to be BROAD – MUST mention every possible point, as if you miss<br />
any, you lose half a grade at least. Although depth is not aimed for in law <strong>131</strong>, points do need to<br />
be developed sufficiently for high grades. However, if you bring in irrelevant material, you lose<br />
about the same amount as if you don’t cover everything. You also need sufficient case specific<br />
details – do not be too general (yet don’t be too specific).<br />
Structure and organisation, pinpointing issues exactly will help marginally lift the grade.
Ensure that the legal issues are found in the application of the law paragraphs of the relevant<br />
judgment.<br />
If we are only given a few marks for treatment of a case, and it is very clear it is distinguished,<br />
“distinguished” may be a sufficient full mark answer. HOWEVER – this is based on the mark<br />
allocation!<br />
If a question uses a plural, like approaches, methods, etc – you MUST use more than one to<br />
possibly get full marks.